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Inflammatory Biomarkers in Cardiovascular diseases By Ståle Haugset Nymo for PhD Supervisor: Arne Yndestad Research Institute of Internal Medicine Oslo University Hospital University of Oslo 2016

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Page 1: Inflammatory Biomarkers in Cardiovascular diseasessystem (RAAS), as well as remodeling of the ventricles (see below). Over time, however, Figure 1. Pathogenesis of HF. Myocardial injury

Inflammatory Biomarkers in Cardiovascular

diseases

By

Ståle Haugset Nymo

for

PhD Supervisor: Arne Yndestad

Research Institute of Internal Medicine

Oslo University Hospital

University of Oslo

2016

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© Ståle Haugset Nymo, 2017 Series of dissertations submitted to the Faculty of Medicine, University of Oslo ISBN 978-82-8333-386-2 All rights reserved. No part of this publication may be reproduced or transmitted, in any form or by any means, without permission. Cover: Hanne Baadsgaard Utigard. Print production: Reprosentralen, University of Oslo.

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Acknowledgment The studies this thesis is based on were performed at the Research institute of Internal

medicine at Oslo university hospital, Rikshospitalet, Oslo during the years 2010-2015, and I

greatly appreciate the outstanding working facilities provided throughout my studies. This

has been an excellent place both to work and socialize, and have made my research a lot more

fun and interesting.

To me supervisor, Arne Yndestad, I extend my profoundest gratitude. From the very first day

I came to the institute, he has always been forthcoming, helpful and available for questions

and discussions. While giving me a lot of room to experiment, he has always reined me in

when I’ve strayed too far away, and guided my back on track.

I would also extend my deepest gratitude to Pål Aukrust and Lars Gullestad, for having faith

in me when I first came to the institute, giving me the responsibility for statistics I might not

have been qualified for, and patient while I slowly found my way through the statistical

quagmire. Your feedback have been invaluable, and this thesis would have been possible

without all help and guidance.

Thor Ueland, thank you for making my time at the office so much more fun, always finding

time for discussions, advice, and conversations. Most of my work would not have been

possible without your input, and countless hours in the lab.

To all my co-workers and friends at the institute, this would not have been possible, and more

importantly, no fun without you!

Last but not least, and I want to thank my wife Kari for always being there, patiently waiting

when I’ve had to work long hours, and making my life what it is. And of course I need to

thank my daughter Ingrid for smiling most of the times I came home.

Oslo, March 2016

Ståle H. Nymo

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Table of Contents Acknowledgment .................................................................................................................. - 3 -

Table of Contents .................................................................................................................. - 4 -

List of papers......................................................................................................................... - 7 -

Abbreviations and glossary ................................................................................................... - 8 -

1 Introduction ................................................................................................................. - 11 -

1.1 Cardiovascular diseases........................................................................................ - 11 -

1.1.1 Heart failure .................................................................................................. - 11 -

1.1.2 Acute coronary syndrome ............................................................................. - 15 -

1.1.3 Biomarkers in cardiovascular diseases ......................................................... - 17 -

1.1.4 Prognosis assessment in ACS and HF .......................................................... - 19 -

1.2 Inflammation in cardiovascular diseases.............................................................. - 20 -

1.2.1 Initiation of inflammation ............................................................................. - 21 -

1.2.2 Cytokines ...................................................................................................... - 23 -

1.2.3 Neutrophil granulocytes ................................................................................ - 23 -

1.2.4 Resolution of inflammation .......................................................................... - 25 -

1.2.5 Inflammation in chronic heart failure ........................................................... - 26 -

1.2.6 Inflammation in acute coronary syndrome ................................................... - 28 -

1.3 NGAL ................................................................................................................... - 31 -

1.3.1 General properties ......................................................................................... - 31 -

1.3.2 NGAL in disease ........................................................................................... - 31 -

1.3.3 NGAL as a biomarker ................................................................................... - 32 -

2 Aims ............................................................................................................................ - 33 -

3 Material and Methods ................................................................................................. - 34 -

3.1 Patients ................................................................................................................. - 34 -

3.1.1 The CORONA study ..................................................................................... - 34 -

3.1.2 The PRACSIS study ..................................................................................... - 34 -

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3.2 Blood sampling .................................................................................................... - 34 -

3.3 ELISA................................................................................................................... - 35 -

3.4 Multiplex .............................................................................................................. - 35 -

3.5 Statistical methods................................................................................................ - 35 -

4 Results ......................................................................................................................... - 37 -

4.1 Paper I .................................................................................................................. - 37 -

4.2 Paper II ................................................................................................................. - 38 -

4.3 Paper III ................................................................................................................ - 39 -

4.4 Paper IV................................................................................................................ - 40 -

5 Discussion ................................................................................................................... - 41 -

5.1 Analysis of circulating biomarkers in clinical materials ...................................... - 41 -

5.1.1 Collection of samples .................................................................................... - 41 -

5.1.2 ELISA ........................................................................................................... - 42 -

5.1.3 Multiplex ....................................................................................................... - 43 -

5.2 Statistical considerations ...................................................................................... - 44 -

5.2.1 The assumptions of the cox model................................................................ - 44 -

5.2.2 Missing values .............................................................................................. - 45 -

5.2.3 A model’s discrimination: Harrell’s C statistics and NRI ............................ - 46 -

5.2.4 Validation of prognostic models ................................................................... - 47 -

5.3 Inflammation in cardiovascular disease: biomarkers, players, and potential

therapeutic targets. .......................................................................................................... - 48 -

5.3.1 Inflammatory biomarkers in HF ................................................................... - 48 -

5.3.2 NGAL; potentials and difficulties. ................................................................ - 49 -

5.3.3 Neutrophils, an important cell type in CVD? ............................................... - 50 -

5.3.4 Inflammation in HF: a way ahead? ............................................................... - 51 -

5.4 Biomarkers, any use beyond prognosis? .............................................................. - 52 -

5.4.1 Current status ................................................................................................ - 52 -

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5.4.2 Biomarkers as pathophysiological informants .............................................. - 53 -

5.4.3 Biomarkers as source of new hypotheses ..................................................... - 53 -

5.4.4 Should there be a shift of focus in biomarker research? ............................... - 54 -

6 Concluding remarks and future work ......................................................................... - 56 -

7 References ................................................................................................................... - 58 -

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List of papers The thesis is based on the following papers, referred to by their roman numerals:

I. The association between neutrophil gelatinase-associated lipocalin and clinical

outcome in chronic heart failure: results from CORONA. Ståle H. Nymo. Thor Ueland. Erik T. Askevold. Trude H. Flo. John Kjekshus. Johannes Hulthe. John Wikstrand.

John J.V. McMurray. Dirk J. van Veldhuisen. Lars Gullestad. Pål Aukrust. Arne Yndestad

J Intern Med. 2012; 271:436-43

II. Serum Neutrophil Gelatinase-Associated Lipocalin (NGAL) is independently

associated with mortality in acute coronary syndromes. Ståle H. Nymo, Marianne Hartford, Thor Ueland, Arne Yndestad, Erik Lorentzen, Katarina Truvé, Thomas

Karlsson, Pål Aukrust, Kenneth Caidahl

Submitted manuscript

III. Inflammatory cytokines in chronic heart failure: interleukin-8 is associated with

adverse outcome - results from CORONA. Ståle H. Nymo, Johannes Hulthe, Thor Ueland, John J.V. McMurray, John Wikstrand, Erik T. Askevold, Arne

Yndestad, Lars Gullestad, Pål Aukrust

Eur J Heart Fail. 2014; 16:68-75

IV. Limited added value of circulating inflammatory and extracellular matrix

biomarkers in multimarker models for predicting clinical outcomes in chronic heart

failure. Ståle H. Nymo, Pål Aukrust, John Kjekshus, John J.V. McMurray, John G.F. Cleland, John Wikstrand, Pieter

Muntendam, Ursula-Henrike Wienhues-Thelen, Roberto Latini, Erik T. Askevold, Jørgen Gravning, Christen P.

Dahl, Kaspar Broch, Arne Yndestad, Lars Gullestad, Thor Ueland

Submitted manuscript

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Abbreviations and glossary

ACE Angiotensin converting enzyme

ACS Acute coronary syndrome

AKI Acute kidney injury

Apo Apolipoprotein

AT2 Angiotensin-2

BMI Body mass index

BNP Brain natriuretic peptide

CAD Coronary artery disease

CKD Chronic kidney disease

cNRI Continuous net reclassification improvement

CRP C-reactive protein

CRS Cardio-renal syndrome

CVD Cardiovascular diseases

DAMP Danger associated molecular pattern

ECM Extracellular matrix

EF Ejection fraction

eGFR Estimated glomerular filtration rate

ELISA enzyme-linked immunosorbent assay

GRACE Global registry of acute coronary event

HF Heart failure

HFpEF Heart failure with preserved ejection fraction

HFrEF Heart failure with reduced ejection fraction

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HR Hazard ratio

IL Interleukin

IFN Interferons

LBBB Left bundle branch block

LDL Low density lipoprotein

LPS Lipopolysaccharide

LV Left ventricle

MCP Monocyte chemoattractant protein

mLDL Modified low density lipoprotein

MMP Matrix metalloproteinase

MPO Myeloperoxidase

NET Neutrophil extracellular trap

NGAL Neutrophil gelatinase-associated lipocalin

NP Natriuretic protein

NSTEMI No-ST-elevation Myocardial infarction

NT-proBNP N-terminal pro-brain natriuretic peptide

NYHA New York heart association

PCI Percutaneous coronary intervention

PDGF Platelet derived growth factor

PRR Patter recognizing receptor

RAS Renin-angiotensin-aldosterone system

ROS Reactive oxygen species

SLPI Secretory leukocyte protease inhibitor

SMC Smooth muscle cell

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SNS Sympathetic nervous system

STEMI ST-elevation Myocardial infarction

sTNF-R Soluble TNF receptor

TGF Transforming growth factor

TIMI Thrombolysis in myocardial infarction

TLR Toll-like receptor

TNF Tumor necrosis factor

UA Unstable Angina

ΔC Change in Harrell’s C statistics

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1 Introduction

1.1 Cardiovascular disease Cardiovascular diseases (CVD) are diseases involving the heart, the blood vessels, or both,

and are the number one cause of death globally. 17.3 million people died from CVD in 2008,

representing 30% of all deaths worldwide, and CVD is projected to remain the leading cause

of death in all foreseeable future.3, 4 While great progress has been made in both diagnostics

and treatment of CVD, the increasing number of deaths worldwide underlines the need for

further research into both pathophysiological mechanisms and treatment. While many

pathological processes are thought to be involved in CVD, several lines of evidence support

an important role for inflammation in the development and progression of these diseases.

This suggests that inflammation and inflammatory biomarkers could be a source of important

prognostic information, as well as potentially representing a therapeutic target. However, due

to the complexity of the immune system, and intricacy of the inflammatory response, this

potential is yet largely unrealized and further research is needed to entangle the meshwork of

consequences of inflammatory activity in CVD.

1.1.1 Heart failure

Definition, epidemiology and etiology

Heart failure (HF) is defined by the European Society of Cardiology as an abnormality of

cardiac structure or function leading to failure of the heart to deliver oxygen at a rate

commensurate with the requirements of the metabolizing tissues, despite normal filling

pressures (or only at the expense of increased filling pressures).5 It is further defined

clinically as a syndrome in which patients have typical symptoms (e.g. breathlessness, ankle

swelling, and fatigue) and signs (e.g. elevated jugular venous pressure, pulmonary crackles,

and displaced apex beat) resulting from an abnormality of cardiac structure or function.5

It is estimated that there are 23 million people affected by HF worldwide.6 Approximately 2%

of the adult population in developed countries has HF, with prevalence of up to 10% among

patients older than 75 years of age.7 There also seems to be an increasing prevalence of HF

probably due to better treatment of CVD, prolonged life span and improved diagnosis.8

There is a significant morbidity and mortality associated with HF. It is not only the most

common condition leading to hospital admission for people above the age of 65, the 5 year

survival rate is also poor with an estimate of 40-50% mortality.9, 10 The high morbidity,

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multiple hospital admissions and mortality rate lead to HF being a major socioeconomic

burden, representing as much as 2% of medical expenditures in the West.11, 12

Functionally, approximately 50% of patients with HF have a reduced left ventricular ejection

fraction (HFrEF), while the remaining half has preserved left ventricular ejection fraction

(HFpEF).5, 13 While HFrEF mainly encompasses disturbance in systolic left ventricular (LV)

function, HFpEF is predominantly a diastolic failure.5, 13 In this thesis, our main focus has

been patients with HFrEF, and we will mainly discuss features of HF of this etiology. The

most common cause of HF in the Western world is ischemic heart disease accounting for

about two thirds of the HFrEF cases. Other causes are cardiomyopathy, congenital and

valvular heart disease. 5, 7

Pathogenesis of HF

HF is a progressive disorder initiated by an index event that either damages the heart muscle

or disrupts the ability of the myocardium to generate force resulting in a decline in the heart’s

pumping capacity (Figure 1).14 This index event may be acute such as a myocardial infarction

(MI) or acute myocarditis, or it may have a gradual onset as in the case of hemodynamic

overload, for example due to

hypertension or valvular

disease. The decline in

pumping capacity leads to

activation of mechanisms that

compensate for and in many

cases restore the myocardial

function. These compensatory

mechanisms involve increased

heart contractility through

Frank-Sterling mechanisms,

activation of the sympathetic

nervous system (SNS) and the

renin-angiotensin-aldosterone

system (RAAS), as well as

remodeling of the ventricles (see

below). Over time, however,

Figure 1. Pathogenesis of HF. Myocardial injury and stresscan depress cardiac function, which in turn may cause activation of the sympathetic nervous system (SNS) and the renin-angiotensin-aldosterone system (RAAS) and the elaboration of endothelin, arginine vasopressin (AVP), and inflammatory cytokines such as tumor necrosis factor (TNF). In acute heart failure (left), these are adaptive and tend to maintain arterial pressure and cardiac function. In chronic heart failure (right), they cause maladaptive hypertrophic remodeling and apoptosis, which cause further myocardial injury and impairment of cardiac function. The horizontal line on the right shows that chronic maladaptive influences can be inhibited by angiotensin converting enzyme inhibitors, β-adrenergic blockers, angiotensin II type 1 receptor blockers, and/or aldosterone antagonists. Figure from Braunwald 20131

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these compensatory or adaptive mechanisms may turn maladaptive, possibly due to

secondary damage to the heart, leading to a transition from asymptomatic to symptomatic and

decompensated HF.14 In HFrEF, cardiac output decreases, and leads to an increase in

angiotensin II (ATII) partly because of reduced renal arterial pressure and increased renal

venous pressure leading to renin release. Furthermore, SNS activity is increased due to fall in

systemic arterial pressure, and probably through central stimulation of the SNS by a

combination of factors including decreasing nitric oxide (NO) and increasing afferent renal

sympathetic nerve activity.15 In addition there exist positive feedback links between RAAS

and SNS, where increasing activity in one system also increases the activity in the other. This

is among other factors due to centrally stimulating effects of ATII and SNS on renal blood

flow, again increasing RAAS activity. RAAS and SNS both take part in volume retention in

HF. Several other factors as well, such as decreasing levels of NO, increased adenosine A1

receptor activation and increased vasopressin-mediated volume control all act synergistically

to increase volume.15-17 This increased sodium and water retention lead to an expansion of the

extracellular fluid that increase preload and afterload of the heart, leading to cardiac dilatation,

decrease of function and thereby worsening HF.18 This close link between renal and cardiac

function in HF have led to the coining of cardio-renal syndrome (CRS), underscoring the

importance of dysfunction in one of the organs for the function of the other. In addition to

fluid retention through activation of RAAS and SNS as well as different degrees of renal

dysfunction, immunologic and inflammatory mechanisms are also suggested to be involved

in developing and progression of HF (discussed in chapter 1.2.5).19

Myocardial remodeling

An important aspect of the compensatory response to reduced myocardial function is a

process commonly referred to as myocardial remodeling.20 The remodeling process consists

of a set of complex molecular and cellular events that lead to changes in both myocardial

structure and function. Neurohormonal activation with increased RAAS and SNS activity is

not only a direct compensatory mechanism of reduced cardiac function, but also an initiator

and mediator of cardiac remodeling.21 Studies suggest that also inflammation may influence

this process.22 The most prominent feature of myocardial remodeling is increased myocardial

mass, primarily due to hypertrophy of individual cardiomyocytes.23 On the other hand,

cardiomyocyte loss also occurs through necrosis and apoptosis. In addition to increasing its

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mass, the ventricles dilate and change to a more spherical shape.24 A change in the quantity

and quality of the extracellular matrix is another hallmark of remodeling.25 This process both

contributes to ventricular dilation and also increased collagen deposition and interstitial

fibrosis. Finally, myocardial remodeling is characterized by reactivation of a fetal pattern of

gene expression. 26

The myocardial remodeling is initially thought to be favorable or adaptive and contribute to

preservation of the myocardial function. However, continued remodeling leads to progressive

impairment of the myocardial structure and become deleterious or maladaptive to the overall

function of the heart.21 The transition from compensated to decompensated HF is a key event

in the pathogenesis of HF, but the exact mechanism as well as the relative importance of the

various factors are far from clear, and this process represents an important area of HF

research.21, 23

Diagnosis and management of HF

Diagnosis of HF is dependent on typical symptoms and signs of HF, as well as objective

evidence of reduced systolic or diastolic function and the measurement of biomarkers, in

particular the natriuretic peptides. However, due to the non-specific nature of clinical findings,

it is not always easy to make an initial diagnosis of HF in early phases of the disease. In

addition to chest x-ray, ECG and routine blood work, echocardiogram as well as

measurement of brain natriuretic peptide (BNP) or N-terminal (NT)-proBNP are the most

useful tests in aiding the diagnosis of the disease. 5, 27

The main components of HF treatment have not changed over the last decade and are still

based on medical treatment with beta-blockers, angiotensin converting enzyme (ACE)

blocker, and diuretics.5 For end stage HF, surgical intervention is also warranted with

different left ventricular assistance devices, aortic balloon pumps, and finally heart

transplantation. Finally, there is increasing evidence for the use of resynchronization therapy

in certain forms of HF with left bundle branch block (LBBB), whereby pacemakers are used

to optimize the hearts depolarization patterns. All treatment options today except heart

transplantation, and to some extent resynchronization therapy, only delays the development

of disease, and most patients will suffer from a progressing HF despite optimal medical

treatment.5

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1.1.2 Acute coronary syndrome

Definition and epidemiology

Acute coronary syndrome (ACS) is caused by coronary artery disease (CAD), and refers to a

group of symptoms caused by the sudden full or partial obstruction of one or more coronary

arteries. ACS typically comprises one of three conditions, i.e., ST-elevation myocardial

infarction (STEMI), no-ST elevation myocardial infarction (NSTEMI) and unstable angina

pectoris (UA). The typical symptoms are retrosternal pressure or heaviness (angina) with

possible radiation to the left or both arms, neck, or jaw, which may be intermittent (usually

lasting several minutes) or persistent. There might also be other symptoms such as

diaphoresis, nausea, abdominal pain, dyspnea, and syncope. However atypical presentations

are not uncommon.28 MI from CAD (i.e., STEMI or NSTEMI) is defined as detection of a

rise and/or fall of cardiac biomarker values (preferably cardiac troponin) with at least one

value above the 99th percentile upper reference limit (URL) and with at least one of the

following:29

Symptoms of ischemia.

New or presumed new significant ST-segment–T wave (ST–T) changes or new LBBB.

Development of pathological Q waves in the ECG.

Imaging evidence of new loss of viable myocardium or new regional wall motion

abnormality.

Identification of an intracoronary thrombus by angiography or autopsy.

Worldwide, CAD is the single most frequent cause of death, killing more than 7 million

people a year. The incidence rate of STEMI has decreased the last decade from about

120/100 000 in 1997, to approximately 80/100 000 in 2005. In the same time span, the

incidence rate of NSTEMI increased slightly from 126/100 000 to 132/100 000.30 Hospital

mortality is higher among STEMI patients (7%), than NSTEMI and UA (3-5%). However, at

6 months the mortality for the two groups are similar, at 12% and 13%, and long-term data

shows a two-fold higher mortality among NSTEMI and UA patients compared to STEMI

patients at 4 years. This however might be due to the difference in profile between the two

patient groups as NSTEMI and UA patients are in general older, with more co-morbidities

such as diabetes and renal failure.30, 31

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Pathophysiology of ACS

ACS represents a life-threatening manifestation of atherosclerosis. Atherosclerosis is a

chronic, multifocal inflammatory, fibroproliferative disease of medium-sized and large

arteries mainly driven by lipid accumulation further discussed below.32 In ACS, there is

usually not only atherosclerosis, but also an acute worsening of the underlying atherosclerosis

caused by thrombosis, vasospasm or both. Thus the symptomatic lesion most often consists

of a variable mix of an atherosclerotic plaque as well as a thrombus.28

Several factors contribute to the development of ACS. Firstly, not all atherosclerotic plaques

are equally vulnerable. Certain plaques are more prone to instability and rupture. These

plaques often have a thinner fibrous cap and larger lipid core with more inflammatory

activity.32 Plaque vulnerability may also depend on wall stress, the size of the plaque as well

as the impact of flow on the luminal plaque surface.28 Instead of plaque rupture, there may

also be plaque erosion causing a thrombus to form in relation to the surface of the plaque.

This may contribute to rapid progression of the plaque and decreased luminal diameter.

Autopsy data has demonstrated a central role of thrombosis in ACS.28, 33 The thrombus

usually develops at the site of the vulnerable plaque when the highly thrombogenic lipid-rich

core is exposed by rupture. Thrombosis induced at the site of plaque rupture could increase

vessel occlusion dramatically and give a subtotal or complete occlusion of the coronary artery.

Spontaneous thrombolysis does however happen, and may explain some of the transient

episodes of ACS. There may also be embolization of the thrombus, leading to occlusion of

downstream arterioles and capillaries, leading to small areas of infarct as well as release of

cardiac markers.28

Diagnosis in ACS

While most patients with ACS present with some sort of chest pain, many patients presenting

with this symptom does not have an ACS. ACS is usually characterized by30:

Prolonged (>20min) angina pain at rest.

New onset severe angina.

Recent destabilization of previous angina.

Post-MI angina.

Prolonged pain is observed in 80% of patients with ACS, while de novo or accelerated angina

is observed in the remaining 20%. It is not possible to distinguish between STEMI, NSTEMI

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and UA based on symptoms alone. The main classification of ACS depends on ECG

(presence or not of ST-elevation, or new left bundle branch block in probable STEMI), and

the rise or fall in serial measurements of cardiac specific proteins (troponin I or troponin T)

with at least one value above the 99th percentile, separating STEMI and NSTEMI from UA.30

1.2 Biomarkers in cardiovascular diseases

The idea of using information about a subject to detect subclinical disease states and to

predict future health events has great appeal, and the search for such markers in CVD has

been blooming for many years. A biomarker may be defined as “a characteristic that is

objectively measured and evaluated as an indicator of normal biological processes,

pathogenic processes, or pharmacological responses to a therapeutic intervention”.34

Biomarkers are anything that can be measured objectively and consistently and include

measurements in a biosample (e.g. blood or urine sample), recording of parameters (e.g.

ECG), or data from imaging tests. Biomarkers have several potential functions, which can

roughly be divided into indicators of disease trait (e.g. risk factors), disease state (e.g.

preclinical or clinical) or disease rate (progression of disease).35 Some are antecedent, i.e.,

measured before development of a disease. Such biomarkers can give clues on the risk of

developing the disease, work as screening methods recognizing subclinical disease states, be

diagnostic and recognize what disease causes the overt symptoms, be used in staging the

disease, and finally aid in estimating prognosis of a patient with known disease.

Several factors influence the clinical utility of a given biomarker. First of all, the accuracy of

the biomarker is important. One needs to be able to precisely estimate the levels of the

biomarker using available methods. Furthermore, the reproducibility of biomarker

measurements is important. If the measurement depends heavily on when, by whom, and how

it is computed, it will be very difficult to compare levels across time and individuals.

Measuring the biomarker must be acceptable for the patient, which partly will depend on the

usefulness of the biomarker itself. The acceptance of more invasive sampling techniques

would be greater if the biomarker significantly aids treatment. Ideally, the biomarker should

be easy to interpret by the clinician, and affect the way the patient is managed. If there is no

change in treatment related to biomarker levels, there will be no obvious benefit from

measuring the biomarker, only a cost in doing so. The biomarker should also explain a

reasonable proportion of outcome in multiple studies independent of already existing

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predictors. If other, already implemented markers give the same information, including a new

marker do not make much sense as both methods and routines related to the old marker are

already established.35, 36 However, if the cost involved in measuring the new marker is

substantially less than the old one, the new biomarker could still be useful.

There have been an abundance of new potential biomarkers in CVD over the last decades. In

chronic HF, troponins, galectin-3, pentraxin 3, soluble ST2, as well as soluble TNF receptor

(sTNFR) 1 and 2 are some of the biomarkers more widely studied, and often associated with

outcome in these patients.37-42 However, none of these have yet made it into clinical use, and

studies conducted so far show some discrepancies in effect and importance of these

variables.39, 43

Today, only troponins and the natriuretic proteins have made it into clinical guidelines, and

then mostly for diagnostic purposes, not prognostic ones.5, 30, 31 Furthermore, while natriuretic

peptides have been suggested as potential prognostic markers in HF, they do not reflect all

underlying pathological processes in the failing heart, and only improve the prognostic power

of well-constructed models by a few percent.44 In an attempt to further improve prognostic

models, it has been suggested to implement multi-marker risk models, where a panel of

biomarkers reflecting different aspects of the disease process are evaluated together to

improve prognostic models. 40, 45-48 Braunwald suggested selecting biomarkers reflecting

seven different aspects of HF pathology;

that is myocardial stretch, myocyte

injury, matrix remodeling, inflammation,

renal dysfunction, neurohumoral

activation, and oxidative stress (Figure

2).1, 40 By including biomarkers covering

different areas of dysfunction in HF, the

hope is to succeed in improving current

prognostic models. Moreover, this

approach is appealing from the point of

view of pathogenesis, as they could not

only improve prognostic abilities of

models, but also be able to hint to which

processes are driving the development of

Figure 2 Braunwald’s classification of biomarkers in HF. The

seven main causes of chronic heart failure pathogenesis.

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the disease in a given patient and could help select patients for different treatments. Several

biomarkers have been suggested as possible pieces in such a model. For example, galectin-3,

a soluble ß-galactoside– binding lectin released by activated cardiac macrophages, has been

shown to be associated with cardiac fibrosis and remodeling in a rat model of hypertrophic

HF.49 Several authors have suggested it can be used as a fibrosis marker in clinical HF as

well.50-52 And while NT-proBNP/BNP is thought to reflect myocardial wall stress, troponins

have proven a valuable marker of myocyte injury in ACS, and several studies have supported

a potential role for troponin in prognostic models of HF as well.29, 53, 54 However, no panel of

biomarkers has been thoroughly validated or reached clinical practice, and their clinical

relevance has not yet been tested.

1.2.1 Prognosis assessment in ACS and HF

ACS is an unstable coronary condition prone to complications and recurrences both in short

and long term. There is also a wide repertoire of both pharmacological and physical

interventions that could help patients, but also have serious side effects.30 The timing and

intensity of interventions should thus depend on the risk of the individual patient. There are

several tools to help classify patients according to risk, and based on this assessment select

the best treatment options

Clinical risk assessment, and especially short term risk assessment is important in ACS to

select patients for more intensive treatment. In addition to some universal risk markers such

as age, diabetes, renal failure, and other co-morbidities, the severity of the initial clinical

presentation is important for early prognosis.31 Factors such as the presence of symptoms at

rest, increasing number of episodes preceding the index event, presence of tachycardia, and

hypotension are all linked to higher risk, and warrant rapid diagnosis and aggressive

management. ECG is also an important source of information, where ST-elevation is the most

significant finding which should lead to emergency percutaneous coronary intervention (PCI)

or antithrombotic treatment. Other findings, such as ST-depression and abnormal T-waves

also signify a higher risk than patients presenting with a normal ECG. In patients with no

symptoms at rest after admission, stress ECG may provide further information.31 Continuous

ST-segment monitoring can reveal transient ST-depression in patients with NSTEMI or UA,

signifying increased risk.55 There are also useful biomarkers in the acute setting of ACS,

where troponins have gained the most central role over the last decade. Not only does

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dynamic change in troponin levels in most cases alone confirm the presence of cardiac

necrosis, but troponin levels are also associated with short term and long term risk of

mortality and recurrent MI.31 Also other biomarkers may give additional information to ECG,

clinical presentation and troponins in the diagnosis of ACS. Among others, C-reactive protein

(CRP) and NT-proBNP have been extensively validated.56 While CRP seems to give

significant information on short and long term prognosis, NT-proBNP may help separate

cardiac causes from other causes of dyspnea. Also blood glucose and other hematological

parameters such as hemoglobin, platelet count and white blood cell count have been shown to

give additional prognostic information.31

Several risk scores have been developed to facilitate the separation of patients into risk

groups, aiding further follow-up. The two most widely used today are the thrombolysis in

myocardial infarction (TIMI) score and the global registry of acute coronary event (GRACE)

score.57 While the TIMI score is easier in use, the GRACE score has shown itself to provide

the most accurate risk stratification. However, as the GRACE score requires a computer to

calculate the final score, it is more complicated to apply in the clinic.58

There are some risk scores available for HF as well, but their predictive power is lower than

those for ACS.5, 59 These include the Seattle heart failure score (SHFS), heart failure survival

score (HFSS) and EFFECT model.60, 61 Common for these scores are the usage of clinical

data such as age, sex, New-York heart association (NYHA) class and body mass index (BMI)

that gives important prognostic information. Furthermore, echocardiography, chest x-rays, as

well as standard biochemical data on kidney function, blood hemoglobin, white blood cells

are also added to some of the models .46, 47, 59, 62, 63 As discussed above, the role of other

biomarkers on risk assessment of HF patients is still only in its infancy, and only the

natriuretic proteins for diagnosing HF is in widespread clinical use.

1.3 Inflammation in cardiovascular diseases

Inflammation is vital for the host to protect against invading pathogens, but also to promote

repair during tissue damage. In response to a pathogen or a sterile injury, a cascade of signals

leads to recruitment of inflammatory cells and activation of the immune system.64 The

immune system consists of cellular and humoral components that work in concert in response

to infection or injury in an attempt to maintain homeostasis.65 This involves both an ability to

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respond effectively against invading pathogens and self-injury, as well as regulatory

pathways to keep the inflammatory cascade from spiraling out of control and properly resolve

inflammation when the stimulus is removed, and inflammation no longer is needed.65

The immune system is commonly divided into two main components, the innate and the

acquired immune system. Although these two systems are highly interconnected, and their

separation might not be as clear cut as originally envisaged, this division can still be

conceptually useful.66 The innate immune system mainly consists of leukocytes, natural killer

cells, complement, and inflammatory mediators such as chemokines, cytokines, and acute

phase proteins, which provides immediate host defense based on the recognition of different

molecular patterns. The adaptive immune system on the other hand consist of antigen-

specific reactions through T and B lymphocytes.66

1.3.1 Initiation of inflammation

The innate immune system is usually considered the first responder (Figure 3).66 It responds

to general molecular patterns or signals from pathogens as well as tissue damage. These first

signals acts trough pattern recognizing receptors such as the toll-like receptor (TLR) family,

activating cells such as mast cells, tissue macrophages, neutrophils and others.67 In addition,

molecules primarily present in the fluid phase such as the complement system can bind

pathogens and activate an immune response.68 An influx of cells of the innate as well as

acquired immune system to the site of inflammation is initiated through vasodilation,

expression of adhesion molecules by nearby endothelial cells, and chemotactic molecules

from endothelial cells as well as tissue residing cells and the activation of fluid phase danger

signals.69 Altogether, these pathways lead to upregulation and recruitment of cells and

mediators that may be helpful in eradicating the cause of inflammation, and restoring tissue

homeostasis. The immune system is not only important in pathogen eradication, but also

plays a pivotal role in tissue and wound repair. The inflammatory response to trauma,

ischemia-reperfusion injury and chemically induced injury are coined “sterile inflammation”

as it is induced in the absence of any microorganisms.64 Cellular damage is sensed by the

innate immune system through many of the same pathways as pathogens. Molecules released

from dying cells, so called damage associated molecular patterns (DAMPs), are recognized

by pattern recognition receptors such as TLRs, Nod-like receptors, RIG-1-like receptors and

C-type lectin receptors, as well as circulating molecules such as the complement system.67

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This leads to activation of immune cascades recruiting neutrophils and

monocytes/macrophages, and production of inflammatory cytokines and chemokines.

Activation of the immune system leads to removal of cellular debris, and scar tissue

formation. However, the invasion of neutrophils with the release of proteases, growth factors

and reactive oxygen species (ROS), also leads to collateral damage with tissue destruction as

well as fibroblast proliferation and aberrant collagen accumulation. Hence, the regulation of

the response with quick resolution of inflammation when no longer needed is paramount, and

unresolved chronic inflammation can have many detrimental effects as exemplified by

Figure 3 Cardiac injury and sensing damaged tissue. The figure shows a coronary artery occlusion (black) that leads to ischemic (US-eng i tekst vs UK-eng i

legend) tissue injury (grey zone). From within the ischemic area, cell necrosis, extracellular matrix

(ECM) degradation and recruitment of immune cells all lead to the production of specific damage-

associated molecular patterns (DAMPs), which are recognized by pattern recognition receptors. This

leads to the generation of inflammatory responses to internal injury signals. CpG, CpG dinucleotides;

dsRNA, double-stranded RNA; HMGB1, high-mobility group box 1; HSP, heat shock protein; IL,

interleukin; IL-1R, IL-1 receptor; NLRP3, NOD-, LRRand pyrin domain-containing 3; P2Y, P2Y

purinoceptor; P2X, P2X purinoceptor; RAGE, receptor for advanced glycation end-products; TLR, Toll-

like receptor.2

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several inflammatory diseases, such as atherosclerosis, Crohn’s disease, ulcerative colitis, and

systemic lupus erythematosus.64

1.3.2 Cytokines

Cytokines are soluble, intercellular signaling molecules produced to a varying extent by

virtually all cells. Most are soluble signaling molecules, but some may be membrane-

bound.66 They can exert autocrine, paracrine and endocrine functions, producing a wide range

of responses such as cell activation, proliferation, differentiation, movement, survival or

death. Cytokines are classified in different ways, where the classification into various

families based on the structure of their receptors is the most frequently used. According to

this classification, the largest family is the hematopoietin receptor family (type I cytokine

receptor family) and includes the receptors for most ILs. Other cytokine families include the

interferon (IFN), IL-1, TNF, chemokine and transforming growth factor (TGF)-β receptor

families.70 Immune cells are major contributors to the cytokine pool, but also other cell types

such as endothelial cells and fibroblasts contribute significantly to cytokine production in

several conditions. One of the main roles of cytokines is to regulate the activity of immune

cells. Hence, some cytokines are coined pro-inflammatory and others anti-inflammatory

according to their main effect on immune activity. However, several cytokines may exert

both pro- and anti-inflammatory effects, at least partly dependent on co-stimuli and the

degree of cellular pre-activation.71 Moreover, the activity and response to cytokines can be

modulated by the presence of not only other cytokines, but also of endogenous cytokine

modulators such as soluble cytokine receptors and receptor antagonists underscoring the

complexity of this cytokine network. 70 In addition, cytokines not only exert influence on

immune cells, but also play an important role in the interaction between the immune system

and other systems, such as the central nervous system.72 Given the importance of

neurohormones in HF, the interplay between cytokines and the neuroendocrine system may

be of particular relevance to this disease.

1.3.3 Neutrophil granulocytes

Recruitment and phagocytosis

Neutrophil granulocytes play an important role in initiation of an immune response mediated

through 1) phagocytosis, 2) release of anti-microbial peptides and proteases, and 3) formation

of neutrophil extracellular traps (NETs).73, 74 In early stages of infection or tissue damage, a

wide range of cytokines are released from resident mast cells and macrophages, as well as

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other native tissue cells.66 Some of these cytokines (e.g., TNF, IL-1β) upregulate adhesion

molecules (E-selectin and ICAM-1) on nearby vascular endothelial cells.75 Circulating

neutrophils attaches to these adhesion molecules, and diapedeses out of the circulation

through spaces between, and sometimes through, the endothelial cells, attracted by powerful

chemoattractants such as leukotriene B4, IL-8 and C5a.66, 76 Outside of the vascular space,

they move along concentration gradients of chemokines until they reach the site of

inflammation. A major role at the site of inflammation is to phagocytose pathogens.75 The

neutrophils achieve this by engulfing the pathogens in pseudopodia, thus internalizing the

pathogens.66 Once inside the cells, the membrane bound phagosome fuses with lysosomes

forming phagolysosomes in which the pathogens are broken down by two main

mechanisms.77 The first depend on creation of toxic oxygen radicals by NADPH oxidase. The

other mechanism is independent of oxygen, and dependent on toxic cationic proteins and

enzymes such as myeloperoxidase (MPO) and lysozyme. The ingestion and killing of

pathogens are greatly amplified if the particle is opsonized with complement or specific

antibodies, binding to specific receptors on the neutrophil, enhancing its uptake and priming

the cell for efficient removal and digestion.66

Other functions

Neutrophils do not only phagocytose pathogens at the site of inflammation. They play several

other decisive roles, helping to resolve inflammation, but at the cost of self-damage.78, 79

While some neutrophils find and digest pathogens at arrival on site, others release their

granulas into their surroundings.79 These serve many different purposes. The first granulas to

be released are the peroxidase-negative granulas containing among other proteins several

matrix metalloproteinases (MMPs; MMP-8, -9 and -25), as well as neutrophil gelatinase-

associated lipocalin (NGAL), LL-37, lactoferrin and many others.78, 80 Neutrophils proceed to

release their α-granulas containing four α-defensins and MPO. The combination of lactoferrin,

an iron binding protein, and NGAL, a siderophore binding protein, help starve invading

bacteria of needed iron. The MMPs liquefies the extracellular matrix, making it easier for

immune cells to invade the area, and might hamper with the bacteria’s ability to escape the

site of infection. Finally MPO released from the primary granules converts the relatively

innocuous H2O2 into more powerful antiseptics, thereby potentiating the toxic soup.78

Recently, another role of the neutrophils has been suggested. Instead of undergoing apoptosis,

neutrophils have the ability to instead undergo “NETosis”, in which it releases its nuclear

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DNA as an extracellular trap (NETs).81, 82 These NETs may have a multitude of function, of

which one seems to be the ability to trap pathogens in tissue or capillaries, preventing them

from disseminating to other areas of the body.83 In addition, the NETs also contain some of

the cytotoxic enzymes found in neutrophil granulas, which might help in quickly killing

attached pathogens.81

1.3.4 Resolution of inflammation

The problem with the immune system is not how often it is activated, but rather how often it

fails to subdue.84 While the immune system is activated as a response to inflammatory stimuli,

the resolution of inflammation is to a large extent dependent on signals from the immune

system itself as well as removal of the original cause of inflammation.84 One important factor

in resolving inflammation, are the inflammatory cells themselves. Neutrophils attracted to a

site of inflammation will at some point undergo apoptosis. Apoptotic cells are mainly

ingested by macrophages, in a process termed efferocytosis, and this triggers these cells to

release anti-inflammatory cytokines such as TGF-β and IL-10. 85, 86 The phagocytosis of

apoptotic cells is further enhanced by glucocorticoids, and thus enhances the release of anti-

inflammatory cytokines from macrophages.86 Factors prolonging the life of neutrophils, or

inhibiting the phagocytosis of the apoptotic cells, can thus prolong the inflammatory process.

Many soluble anti-inflammatory molecules have also been discovered in the last few decades.

Some are byproducts of the inflammatory process itself and thus constitute a negative

feedback system (e.g. oxygenated or nitrogenated lipids), while others are released by cells of

the immune systems.84 For example, secretory leukocyte protease inhibitor (SLPI) is secreted

by macrophages late in the response to an inflammatory stimulus. SLPI suppresses the ability

of neutrophils to be activated by TNF, and indirectly inhibits the release of IL-8 from

epithelial cells.84 While nucleosomes main role seem to be in the initiation of inflammation,

they may also play an essential part in resolving the acute inflammatory response. Not only

can neutrophils produce pro-resolving lipid mediators (e.g., lipoxin A4, resolvin E1 and

protectin D1) inhibiting further neutrophil recruitment, they also function as cytokine

scavenging cells, removing several important cytokines present, further decreasing the

inflammatory activation signals.73, 87 Moreover, neutrophils may release cytokine antagonists,

e.g., IL-1 receptor antagonist and also express cytokine decoy receptors, e.g., IL-1RII73 The

resolution of inflammation is an incredibly complicated process where we are only starting to

understand some of the pathways involved. Its importance is however evident, as illustrated

below.84, 88

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1.3.5 Inflammation in chronic heart failure

Levine et al. reported more than 20 years ago that patients with HF had increased levels of

the inflammatory cytokine TNF.89 Since then a wide range of papers have demonstrated the

immune activation in this patient group, shown increased levels of several cytokines and

other inflammatory markers both systemically and locally in the heart, and suggested its

involvement in initiation and progression of HF.90-100 Several animal models have also shown

the potential adverse effects of increased inflammatory activity, and how this could

contribute to HF.101, 102 However, others studies have also shown the potential harmful effect

of inhibiting the immune system by certain pathways, demonstrating the difficulty in

untangling the complicated inflammatory meshwork.103

Causes of immune activation in HF

While studies suggest there is a persistent immune activation in HF patients, the causes of

this activation in developing HF are still not entirely understood.104 There are several theories

on how this persistent activation comes about. Several have suggested that increased

endotoxin levels circulating in blood could be the cause.105 Volume overload followed by

mesenteric venous congestion leads to edema in the bowel wall. Gram negative bacteria

could then translocate from the intestinal space to the circulation with release of endotoxins.

Lipopolysaccharide (LPS) is a strong activator of the immune system, and leads to a robust

increase in the production of TNF and many other cytokines. This theory is supported by

studies showing increased endotoxin levels in patients with peripheral edema, and that these

levels decrease with diuretic treatment. Systemic levels of endotoxin was also found to be

reduced after resolution of acute decompensated episodes.106

Intravascular congestion could itself also lead to cytokine production. Endothelium

stimulated by stretch produced endothelin-1 and TNF within hours of exposure, and studies

suggest that markers of inflammation such as cyclooxygenase-2 and inducible nitric oxide

synthase expression are elevated in venous endothelial cells harvested from patients with

clinical signs of congestion during decompensation of chronic HF, while production

decreased to normal levels after resolution107. Hence, endothelial stretch itself during acute

phases may be an independent source of inflammatory cytokines.

Increased activation of the neurohormonal system may also contribute to immune activation.

In HF there is increased activation of the RAAS as well as the SNS. Studies in mice as well

as humans suggest that ATII, a central effector in RAAS, increases production of

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inflammatory cytokines in cardiomyocytes, and AT2 receptor blocking reduces circulating

levels of TNF and IL-6.108-110 Also chronic SNS activation increases the expression of

cytokines in myocardial cells as well as cardiac blood vessels, and beta-adrenergic receptor

blockade reduces TNF and IL-6 expression in the myocardium, suggesting that this treatment

might also have an anti-inflammatory component.111

Finally, the heart itself may constitute an important source of cytokines in HF (Figure 3).112

Oxidative stress, DAMPs from necrotic and apoptotic cells, as well as oxidized LDL may

work as immune activating ligands, and increase expression of several inflammatory

cytokines in cardiomyocytes as well as other resident cells in the heart.113-115 Pattern

recognition receptors (PRRs) such as TLRs are probable candidates of initiating cytokine

production and activating the immune system in the heart.67, 116, 117 TLRs are activated by

several ligands, both proteins, RNA and DNA of different types. While their main function

seems to be the recognition of exogenous ligands such as LPS from gram negative bacteria,

they have also been shown to recognize endogenous molecules such as heat shock molecules,

ROS, and self DNA and RNA.67, 116, 117

The immune cascade in the heart could potentially be activated from a combination of local

stimuli from necrotic cells, ROS and other endogenous ligands in the heart, as well as

exogenous ligands from the gut. These lead to activation of leukocytes, but potentially also

heart specific cells such as cardiomyocytes and fibroblasts which respond to these ligands by

cytokine production.118, 119

Consequences of immune activation in HF

The inflammatory status of chronic HF patients has potentially several detrimental effects and

influence heart function substantially. Inflammatory cytokines may directly affect cardiac

contractility.90 TNF, IL-6 and IL-2 can reduce contractility in a dose dependent manner,

through inhibiting Ca2+ release from the sarcomeres, and thus limiting Ca2+ concentration in

systole. Furthermore, they also produce an indirect decrease in contractility through NO-

dependent attenuation in myofibrillar sensitivity to Ca2+.90

Inflammation plays a role in the response to tissue injury as discussed above, but may also

play an important role in other aspects of HF development. Both in models of volume

overload in rats, as well as pressure overload in mice, inflammation plays an important role in

the functional changes of the heart that follows. TNF knockout mice showed improved

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cardiac function, and less fibrosis, hypertrophy, MMP-9 activity and inflammatory response

compared to their wild type counterparts, suggesting a potential involvement of inflammation

in the induced pathology.120 Equally, volume overload in rats leads to activation of MMPs

and degradation of extracellular matrix (ECM), preceeded by inflammatory activity.121

Importantly, TNF inhibition as well as removal of mast cells in rat models of volume

overload also lead to attenuation of adverse eccentric LV remodeling and slow down the

progression of HF suggesting an inflammatory component in developing of HF in volume

overload as well.120, 121

While treatment directed against neurohormonal activation and renal function are among the

fundamental principles of HF therapy today, attempts at therapeutically influencing

inflammation has so far been unsuccessful.26, 122 Several reasons for this failure are possible.

Firstly, HF and inflammation could only be correlated with no causal link between them. In

this case targeting the inflammatory process would do little to ameliorate heart function.

Secondly, several competing, and potentially redundant, processes could be involved in the

development of HF, then targeting only one of these would not be helpful. Finally, the

immune system is an inherently complicated system with a meshwork of interconnected

pathways and signaling systems. So far attempts at immune modulation have been directed at

limiting overall inflammation by tumor necrosis factor (TNF) or interleukin (IL)-1 inhibition,

and immune modulating therapies such as intravenous immunoglobulins (IVIG) or

methotrexate treatment. In these approaches, the potential benefit of anti-inflammatory

therapy could have been limited by unintended side effects hampering the homeostatic role of

the immune system in HF.26 These reasons are of course not mutually exclusive, and a

combination of them could be the cause of the lack of effect of anti-inflammatory treatment

in HF so far.

1.3.6 Inflammation in acute coronary syndrome

The immune system plays important roles in ACS as well. Firstly, research over the last two

decades has shown us the importance of the immune system in the development of

atherosclerosis, a central component of ACS. Secondly, in the case of cardiac necrosis, the

immune system is the main player in removing dead tissue, and stimulating the scar

formation necessary to keep the organ functionally intact.

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Atherosclerosis

Atherosclerosis is a chronic inflammatory condition in the vessel wall, involving lipids,

thrombosis, fibrosis, and immune cells.123 The vessel wall is not a static environment, but

rather serves a very important function in inhibiting coagulation and cellular adhesion, and

regulating blood flow. In addition, the vessel wall plays an important role in local injury

where it produces cytokines and upregulates adhesion molecules leading to the infiltration of

leukocytes.124 In atherosclerosis the normal function of the vessel wall is interrupted, and the

wall itself plays an important role in the formation of the atherosclerotic plaque.124

Fatty streaks and plaque progression

While plaque formation is a complex interplay of many different mechanisms over many

years, it can broadly be divided into three main processes: formation of the fatty streak,

plaque progression and plaque disruption.123 Fatty streaks appear as yellow discolorations in

the artery walls that do not protrude into the lumen.123 An important factor in forming the

fatty streaks is dysfunction of the endothelial lining of the vessel. Disrupting the normal

homeostasis of the endothelium leads to an activated state with increased permeability,

release of cytokines, decreased antithrombotic function and upregulation of adhesion

molecules.123, 125 The decreased barrier function of the endothelium leads to the entry of LDL

particles into the subendothelial space.126 Here, the particles bind to proteoglycans, and may

be modified by reactive oxidants both from the endothelium itself, but also from infiltrating

macrophages, as well as glycosylated in states of increased blood glucose such as diabetes.123

Modified LDL (mLDL) stimulates the endothelium to produce more cytokines, promoting

further recruitment of leukocytes, in particular monocytes.127 Monocytes entering the early

plaque differentiate into phagocytosing macrophages, and imbibe LDL from the

subendothelial space by phagocytosis mediated by scavenging receptors that show high

affinity for mLDL.127, 128 This process may initially be beneficial by removing the pro-

inflammatory mLDL, however the imbalance between low efflux and high influx of

macrophages leads to a buildup of cells in the plaque, forming of foam cells (fat-laden

macrophages), and increased apoptosis and necrosis of these foam cells as the plaque

develops.124

As the plaque progresses, smooth muscle cells (SMCs) infiltrates the intima, where they

proliferate and start to form ECM.123 While the mentioned factors lead to plaque growth,

resident cells also produce factors leading to the breakdown of the ECM, and inhibition of

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SMCs. Notably foam cells stimulated by cytokines from T-lymphocytes produce MMPs, that

actively disrupts the ECM, and other cytokines from the T-lymphocytes inhibit ECM

production by SMC.123, 129 Thus the thickness of the fibrous cap protecting the core of foam

cells, lipids and cellular debris from the circulation depends on the balance between ECM

synthesis and degradation, again determined by the balance of signal molecules produced by

the resident cells.

Plaque rupture

Plaques can continue to develop over decades. Death of foam cells and SMC will however

lead to a slow buildup of cellular debris, and lipids to the plaque core. As the growing plaque

protrudes more into the lumen of the vessel, there is increased wall stress especially in the

borders between normal and dysfunctional endothelium, called the “shoulder” of the

plaque.130 In addition, there is evidence for an increased concentration of T-lymphocytes as

well as foam cells in these areas potentially leading to increased production of MMPs and

disruption of the ECM123. This may lead to increased vulnerability of the plaque in these

areas, and potentially a plaque rupture where the circulating blood gets in contact with the

plaque core activating coagulation cascades and clot formation. The partial or complete

occlusion leading to ACS mainly comes from these events.

Inflammation in cardiac ischemia

When an atherosclerotic plaque ruptures, blood flow can be altered in downstream areas,

leading to ischemia, and if perfusion is not reestablished, infarction. This leads to sterile

inflammation, with influx of neutrophils and macrophages (See section 1.3.1). Once at the

site of injury, neutrophils and macrophages have multiple roles both in sustaining and

resolving inflammation (see section 1.3.3 and 1.3.4). Traditionally, monocyte/macrophages

present in the heart during sterile inflammation have been assumed to stem from circulating

monocytes recruited to the tissue in the acute setting or in the non-acute setting as tissue

residing macrophages. However, recent studies have shown that residing macrophages

actually consist of at least three different sub-populations described by combination of level

of expression of MHC II receptors, as well as presence or absents of chemokine receptor 2

(CCR2).2 Most CCR2- cells, seem not to stem from circulation monocytes, but rather derived

from embryonic progenitors, and renew in situ. Furthermore, the function of different sub-

populations are not entirely the same, and while recruited monocytes/macrophages to a larger

extent produce inflammatory cytokines, residing, embryologically derived macrophages seem

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to be more involved in the resolution of inflammation and initiation of scar formation. When

macrophages, and in particular cardiac residing macrophages, ingest apoptotic cells, this

induces the production of anti-inflammatory and pro-fibrotic cytokines, initiating the

transition from acute inflammation to fibrosis.131 In addition, regulatory T-cells probably play

an important role in this transition, and residing fibroblasts and cardiomyocytes could play a

part as well.2 When the acute inflammation is resolved, residing fibroblasts start the

formation of scar tissue by deposition of extracellular matrix proteins, and in this way

preserving the structural integrity of the tissue.131

1.4 NGAL

1.4.1 General properties

NGAL is a 25kDa molecule of the lipocalin family, first isolated from neutrophils.132 NGAL

is produced by a wide range of different tissues, most notably epithelia in different organs as

well as macrophages and fibroblasts.133 Systemic levels of NGAL are greatly increased in

several conditions, most notably in cardiac disease, inflammatory diseases and particularly in

kidney injury.134-137 The marked and rapid increase in acute kidney injury has made NGAL a

promising biomarker in this condition.136, 138 Others have however, shown that NGAL has

potential as biomarker in other diseases as well, both with and without kidney components,

such as HF, some forms of cancer, and chronic obstructive pulmonary disease.139-142

1.4.2 NGAL in disease

Several potential roles of NGAL have been suggested, most connected to its ability to bind

bacterial siderophores and thus influence of the iron homeostasis.137, 143-145 A study by Flo et.

al. showed that NGAL is important in limiting bacterial infection in mice due to its iron

binding properties.137 NGAL may also influence apoptosis rate in cells, and can affect

necrosis, but if this is due to its iron-binding capacity or other mechanisms is not clear.145, 146

NGAL can bind MMP-9 inhibit the inactivation of MMP-9 and thus increase its activity.147

This has been suggested as a potential role for NGAL in CVD, in particular in atherosclerotic

plaques where NGAL is upregulated and associated with increased plaque vulnerability.147,

148 There is also an increased NGAL/MMP-9 complex concentration in vulnerable plaques

co-localized with macrophages, and there is an elevated level of these complexes in plaques

with intra-plaque hemorrhage or thrombus.147, 149

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NGAL is produced by many tissues and found both in urine and circulation in healthy

individuals as well as in disease.145 Yet the sources of NGAL may differ depending on

condition. NGAL is freely filtrated by the kidneys, but is to a large extent reabsorbed in the

proximal tubuli. However, with kidney injury, NGAL is produced by epithelial cells in the

distal tubuli and directly secreted in the urine.144, 146 Thus, urinary NGAL may mainly stem

from local production, and to a much lesser extent to be filtrated NGAL from other

sources.146 Circulating NGAL on the other hand is produced by other organs in response to

kidney injury or other conditions.150 Thus while both circulating and urinary NGAL increases

in many conditions, they may not always reflect the same pool, and their significance may

vary in different conditions.

1.4.3 NGAL as a biomarker

As mentioned, NGAL has been thoroughly studied as a potential biomarker in acute kidney

injury (AKI) over the last decade, showing promising results.138, 151, 152 In particular, urinary

NGAL shows a robust increase in levels as quickly as two hours after AKI, and thus might

help in early diagnosing this condition.138 Previously, creatinine has been the main biomarker

of AKI, but several days can pass from the initial insult to the increase in circulating

creatinine. NGAL could therefore help in substantially decreasing time from injury to

treatment. However the picture is not yet clear, and further research is needed before adoption

of NGAL in the clinic is warranted.152 In other conditions, NGAL is much less studied, and

the results more diverse. Some studies show a potential role as a biomarker in acute and

chronic HF, ACS, CKD, sepsis, chronic obstructive pulmonary disease as well as a wide

range of other conditions.134, 138, 153-160 However in these fields, there are a lot more

discrepancies in the findings and NGAL seems to be a weaker marker with less clinical

application than in AKI. One of the main problems with NGAL as a biomarker is its

induction in a wide range of normal conditions, such as most inflammatory states.145 Its

specificity for a given disease is thus limited, especially in the elderly who often have several

comorbidities.161

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2 Aims Our overall hypothesis is that the immune system and inflammation are involved in the

pathogenesis of CVD. Taking a prime interest in the innate immune system, and in particular

neutrophils, our main aim was to shed light on the potential role of inflammatory biomarkers

as biomarkers in this condition.

In two large patient cohorts, we aimed to see if inflammatory cytokines in general and NGAL

in particular, were associated with outcome in two important and connected groups of

diseases; chronic HF and ACS. In this way we wished to both investigate the potential role as

a biomarker for these proteins, as well as further elucidating the differentiated involvement of

the immune system in both conditions.

Our specific aims were to:

1. Investigate if NGAL was a suitable biomarker for mortality and morbidity in HF

using material and data from the CORONA study.

2. Investigate if NGAL was a potential biomarker of mortality in ACS using material

and data from the PRACSIS study.

3. Investigate if other prototypical cytokines, namely IL-8, TNF, sTNF-RI and II, and

MCP-1 were associated with morbidity and mortality in HF, and could be potential

biomarkers in this disease using data from the CORONA study.

4. Investigate if a panel of biomarkers increased prognostic abilities of established

prognostic models in HF patients from the CORONA population.

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3 Material and Methods

3.1 Patients

3.1.1 The CORONA study

The design and principal findings of the CORONA study have been described previously by

Kjekshus et al. and is also described more in detail in the method section of paper I and paper

III.158, 162, 163 Briefly, elderly patients (>60 years of age) with chronic HF of ischemic cause,

NYHA class II–IV disease and left ventricular ejection fraction (EF) <40% (35% for NYHA

II) were eligible as long as the investigator considered that they did not need treatment with a

cholesterol-lowering drug. In our studies, we included approximately 1400 patients from a

sub-study of the original 5011 patients included in the CORONA study. The trial was

approved by the ethics committees at each of the participating hospitals, and patients

provided written informed consent.

3.1.2 The PRACSIS study

The design of the PRACSIS study is described in detail elsewhere, and further details can

also be found in the method section of paper II.164 Patients with ACS, admitted to the

coronary care unit of the Sahlgrenska University Hospital, Gothenburg, Sweden from

September 1995 to February 2000 were eligible for participation. Patients who consented to

blood sampling were included consecutively. The primary outcome measure of the study was

all-cause mortality from the time of inclusion in the study to September 15, 2001. The study

protocol was approved by the regional ethics committee before the initiation of the study.

Informed consent was obtained from all participating patients.

3.2 Blood sampling

Blood samples from the CORONA and PRACSIS studies were drawn from peripheral venous

blood into pyrogen-free blood collection tubes without any additives and allowed to clot

before centrifugation. Serum samples were stored at -70°C and thawed less than three times

before measuring the biomarkers.

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3.3 ELISA To measure NGAL, we used an enzyme-linked immunosorbent assay (ELISA). Due to its

ease of use, and high sensitivity and specificity, ELISA has been extensively used to measure

concentration of circulating biomarkers. The standard ELISA makes use of a double antibody

sandwich principle. In step one, a microtiter plate is coated with a primary antibody specific

for the molecule at interest. After saturating the unspecific binding capacity of the plate with

a non-specific protein, in our case bovine serum albumin, the plasma or serum was added to

sample wells, at the same time as a solution with a known concentration of the molecule at

interest was added in separate wells. At this step the molecule at interest will bind the

primary antibody. For NGAL, serum samples diluted 1:200 in PBS with 1% albumin were

used at this step. The wells were then washed to rinse of superfluous samples, and a second

antibody specific for the molecule at interest was added. This binds the molecule at a

different epitope (or several different epitopes). The secondary antibody was biotinylated,

and an enzyme conjugated to streptavidin binds it, which after addition of a substrate solution

catalyzed a change of color proportional to the concentration of the molecule at interest. After

stopping the enzyme reaction with acid, the color intensity were read by a spectrophotometer,

and compared with the intensity of color of the standard solutions analyzed at the same time.

Concentration was then calculated from color intensity and dilution factor.

3.4 Multiplex

In paper II, the cytokines were measured using cytokine panel 1 on Evolution multiplex

technology from Randox Laboratories (Northern Ireland). The methods are very similar to

ELISA, but instead of only measuring one substrate, several antibodies to a range of

molecules are attached to a biochip, allowing measurements of several molecules in parallel

from the same sample. For all the cytokines, the detection limits are given in the method

section of paper II, and at these levels, the intra- and interassay coefficient of variance were

less than 20%.

3.5 Statistical methods

In our studies, all our main results come from standard application of the cox proportional

hazard ratio model, or cox model for short. The cox model is a semi-parametric model where

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time is modeled non-parametrically, while all independent variables are modeled

parametrically. The model enables the investigation of the association between a variable and

an outcome in a population with censoring. To test the assumptions of the cox model, we

used log-log plots, a formalized test using Schoenfeld residuals, as well as cubic spline plots.

In addition we used DF-beta plots to check if any outliers had a disproportionate influence on

our results. To assess the clinical relevance of our findings, we mainly used two additional

methods; the change in Harrell’s C-statistics (ΔC) as well as continuous net reclassification

improvement (cNRI).165, 166 In addition, in paper IV, we included the change in Gönen and

Heller’s K statistics (ΔK).167 To calculate prognostic scores based on estimated models, we

multiplied each variable in the model with the natural log of its HR for each patient. For

missing values in paper IV, multiple imputation was used to generate 20 new datasets, and

chained regression analysis was used to fill in missing values.168 All models were estimated

on the collection of this data using Rubin’s combination rule for combining results into one

estimate.169 All statistics in paper I, III and IV were done using Stata version 11 to 14

(StataCorp LP, College Station, TX, USA), while analyses for paper II were done using SAS

version 9.2 (SAS Institute, Cary, NC, USA).

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4 Results

4.1 Paper I

The association between neutrophil gelatinase-associated lipocalin and clinical outcome in

chronic heart failure: results from CORONA158

In paper I we explored the prognostic value of NGAL in chronic HF of ischemic etiology

using data from 1415 patients in the CORONA study.

Our main findings, using NGAL as a continuous, log-transformed variable were:

NGAL added significant information when adjusting for clinical variables, but was no

longer significant when further adjusting for Apolipoprotein (Apo) A-1, eGFR, CRP

and NT-proBNP.

Belonging to the highest NGAL tertile was associated with more frequent

hospitalization, even after adjusting for clinical variables, GFR and ApoA-1, but not

after adjusting for CRP and NT-proBNP.

There was no interaction between rosuvastatin treatment and NGAL.

Conclusion: NGAL added no significant information to NT-proBNP and GFR in a

multivariate model for primary and secondary end-points

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4.2 Paper II

Serum Neutrophil Gelatinase-Associated Lipocalin (NGAL) is independently associated

with mortality in acute coronary syndromes

In paper II we tested the hypothesis that circulating NGAL levels could add prognostic short-

and long-term information among patients with a range of ACS using data from 1122 patients

with ACS from the PRACSIS study. We also investigated whether any gene polymorphism

was associated with NGAL levels.

Our main findings were, all models adjusted for GRACE score, EF, CRP and BNP, and

comparing NGAL levels in top quartile with quartile 1 through 3 if not otherwise specified:

NGAL was associated with adjusted hazard ratios of 1.41 (95% confidence interval

(CI): 1.05-1.89; p=0.02) for mortality and 1.45 (95% CI: 1.20-1.81; p=0.006) for the

combined endpoint cardiovascular (CV) death, MI or HF during long-term follow-up

(median 91 months).

NGAL was also significantly associated with short-term (3 months) and late long-

term (median 129 months) mortality, with adjusted hazard ratios of 2.76 (CI: 1.35-

5.65; p=0.005) and 1.51 (CI: 1.18-1.94; p<0.001).

Relative change from baseline to 3 months, but not to 25 months, was predictive of

long-term mortality (before 2011), and patients with relative change in the top quartile

(more than 22.6% increase) had a hazard ratio of 1.60, CI: 1.06-2.40; p=0.02.

Combining NGAL with GRACE score in a combined score improved the AUC of the

model significantly from 0.681 (0.653,0.709) to 0.713 (0.682,0.743), p=0.0002 for

comparison with GRACE alone

Change in NGAL levels from baseline to three months was associated with a genomic

region on chromosome 2, and the most significantly associated single nucleotide

polymorphism was located within an intron for MYO7B, a gene mainly expressed in

the proximal tubule of the kidney.

Conclusion: NGAL is associated with both short and long-term prognosis in patients with

ACS independently of GRACE score, BNP, CRP and EF. NGAL could therefore improve the

selection of patients needing closer follow-up after admission to hospital for ACS.

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4.3 Paper III

Inflammatory cytokines in chronic heart failure: interleukin-8 is associated with adverse

outcome - results from CORONA163

In paper III we investigated the ability of prototypical inflammatory cytokines to predict

clinical outcomes in a large population of patients with chronic systolic HF from the

CORONA study.

Our main findings in this paper were:

TNFα, sTNFR 1, sTNFR 2 and IL-8, but not MCP-1, were independent predictors of

all endpoints except the coronary endpoint in multivariable models including

conventional clinical variables.

After further adjustment for eGFR, ApoB/ApoA-1 ratio, NT-proBNP and CRP, only

IL-8 remained a significant predictor of all endpoints (except the coronary endpoint),

while sTNFR 1 remained independently associated with CV mortality.

Adding IL-8 to the full model led to a significant improvement in net reclassification

for all-cause mortality and CV-hospitalization, but only a borderline significant

improvement for the primary endpoint, CV mortality and the composite endpoint

hospitalization for worsening HF or CV mortality.

Conclusion: IL-8 was associated with the primary endpoint, all-cause and CV mortality, as

well as CV-hospitalization when adjusting for a range of clinical parameters, hsCRP and NT-

proBNP. Our findings further support the involvement of inflammation and immune

activation in the progression of HF.

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4.4 Paper IV

Limited added value of circulating inflammatory and extracellular matrix biomarkers in

multimarker models for predicting clinical outcomes in chronic heart failure

In paper IV we investigated the ability of a panel of biomarkers to predict clinical outcomes

in a large population of patients with chronic systolic HF from the CORONA study.

Our main findings in this paper were:

Adding a panel of biomarkers to the CORONA risk model previously published does

not add significant information to the risk model’s prognostic abilities.

While a panel of biomarkers does improve prognostic abilities of Seattle heart failure

model scores in the CORONA population, most of the added predictability can be

gained by including NT-proBNP in the model.

Three months statin treatment did not lead to significant changes in inflammatory

biomarker levels compared with placebo. There might however be increased survival

with statin treatment of patients having lower levels of biomarkers.

Conclusion: Several authors have suggested that a multimarker approach may be the way

ahead to improve prognostic models in chronic HF. We were however not able to construct

such a panel from a broad range of inflammatory biomarkers in elderly patients with systolic

HF of ischemic etiology. Nor do our findings support a general anti-inflammatory effect of

statins. However, as suggested by previous studies, there seems to be some improvement of

survival with statin treatment in patients with lower biomarker scores.

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5 Discussion

5.1 Analysis of circulating biomarkers in clinical materials Numerous factors can influence the results of serum or plasma analyses, and several pitfalls

need to be avoided both in the collection and analysis of samples.

5.1.1 Collection of samples

Firstly, contaminated collection tubes may activate blood cells and heavily influence cytokine

concentration. Hence, usage of pyrogen-free collection tubes is essential for reliable results

and was used for all blood samples in the two studies. Secondly, for many inflammatory

parameters the type of anticoagulant and the choice of plasma or serum have a potential huge

impact on final data. Heparin and citrate have been shown to influence levels of some

circulating cytokines such as IL-6 and TNF, while EDTA seem to be the most reliant

anticoagulant for cytokine measurements.170 Furthermore, many cytokines and inflammatory

biomarkers are released from circulating immune cells as well as platelets when activated.

There is also a certain binding of inflammatory molecules to some of the proteins involved in

the coagulation cascade, and these molecules could be sequestered if blood is allowed to

coagulate as when preparing serum.171, 172 For example, while highly correlated, NGAL levels

from serum and plasma cannot be directly compared, necessitating specification from what

sample type a study is conducted.173 Thirdly, storage of blood may influence concentration of

several biomarkers.172 Particularly in larger biomarker studies, samples are often stored for

several years before analysis, potentially influencing findings significantly. NGAL has been

found to be relatively stable throughout several freeze-thaw cycles as well as during storage

at -70°C, however some studies have shown a potential influence of freeze-thaw cycles on

cytokine concentration.174, 175 Since several of the samples were stored for more than two to

three years, and thawed up to three times, we cannot exclude some influence of the storage

conditions on biomarker concentration. While storage times were unequal for samples due to

different inclusion times, all samples were stored under equal conditions and thawed an equal

number of times, limiting the potential bias. In our study, the cytokines in paper III were

measured on samples not previously thawed, thus limiting this potentially influencing factor.

Finally, other factors such as time of day, fasting state, physical activity, stress and recent

weight loss or gain have been shown to influence several cytokines such as TNF, IL-6 and

IFN-γ. 170 Blood samples for the CORONA study were not fasting, or at any particular time

of the day. This is a potential source of error in our studies. However, there is no particular

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reason to suspect that this would introduce any systematic bias. This could however attenuate

the association between the biomarkers and outcome, and thus a more strict protocol could

have given other results.

5.1.2 ELISA

ELISA is a popular method for biomarker measurement. However some important caveats

must be noted. Firstly, while ELISA is considered to have good sensitivity and specificity in

general, the individual kit properties depend upon which antibodies it uses, and their

properties. For the measurement of NGAL in paper I, we used a non-commercial ELISA kit,

developed by Trude H. Flo and previously described elsewhere.176 The primary antibody was

a rabbit affinity-purified anti-NGAL antibody developed by Trude H. Flo. The secondary

antibody was a commercially available biotinylated mouse monoclonal antibody (no.

HYB211-05; Antibody Shop, Gentofte, Denmark). The detection limit of the ELISA was

estimated to 0.06 ng/mL, and intra- and interassay coefficient of variability was <6%. For

paper II, a commercial available ELISA kit from R&D Systems (Minneapolis, MN) was

available. As the usage of commercial available systems makes it easier for others to attempt

to reproduce the data, we opted to change to this kit. The detection limit of this kit was 0.04

ng/mL, and intra- and interassay coefficient of variability was <8%. However, while intra-

and interassay properties were good for both ELISA kits, the exact levels of NGAL must be

considered with care. Different kits for NGAL measurement are not standardized, so the

exact levels may vary between kits. One reason for difference in NGAL measurements across

different kits is the specificity of the antibodies. Often the molecules at interest, such as

NGAL, do not only exist in one configuration in the circulation. NGAL exist in several

different configurations, among others as a monomer, a homodimer, as well as in complex

with MMP-9 and potentially with bacterial siderophores. In addition, antibodies of one

particular kit only bind one epitope of the molecule of interest. Which epitopes of a molecule

is available for binding may differ according to presence of other binding molecules such as

inhibitors, also influencing the measured quantity of the molecule of interest. However, in

this type of study, the main interest will be the relative level of NGAL from patient to patient,

and the exact concentration is of less importance as long as all samples are measured using

the same kit. It is not however possible to be sure that the measured quantities do reflect total

NGAL levels in a patient, but could only reflect the pool of NGAL in certain configurations

or complexes. Thus one can argue that concluding on the abilities of NGAL as such as

biomarker is somewhat erroneous, and should be limited to NGAL measured by a certain kit.

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Secondly, with relatively large studies like CORONA and PRACSIS, it is often practically

difficult to do measurements of a biomarker on all samples the same day. While the use of a

standard curve of known concentration should limit measurement differences from day to day,

the number of steps, and complexity of the ELISA methods makes it difficult to exclude the

potential for systematical higher or lower levels from one day to another. To alleviate this

problem, we have attempted doing the measurements in as few days as possible, and have

also included control samples on every plate which makes it possible to adjust plate

measurement levels in case of significant difference between different days. Thirdly, ELISA

has a relatively small analytic range compared with multiplex technology, and biomarkers

with huge variation, such as often is the case with cytokines and other inflammatory

parameters, it can be difficult to find a dilution where all samples fit within the same standard

curve. This was not a problem for NGAL with less than 20 fold change from lowest to

highest value, but for some of the other biomarkers such as sTNF-R2 with more than a 100-

fold difference from bottom value to highest value, this could influence the final results.

5.1.3 Multiplex

Compared to ELISA, Multiplex methodology has several advantages, and a few difficulties.

Firstly, the dynamic range of multiplex kits is usually much greater than ELISA, allowing the

difference in concentration of one biomarker from sample to sample to be much larger. This

is especially important for cytokines where there is often a long upper tail of the distribution,

with some samples having thousand to several thousand fold higher levels than others.

However, the kit applied in paper III did suffer from relatively low sensitivity for some of the

biomarkers such as TNF, resulting in a lot of the samples having non-detectable levels.

Several newer kits have higher sensitivity, detecting levels ten folds lower than the kit used in

our study and could potentially have given different results for paper III. In addition, while

the dynamic range of multiplex is greater than for ELISA, there is less room to optimize

conditions as samples for all biomarkers in the multiplex assay need to be treated equally.

Using ELISA, incubation time and temperature, as well as addition of calf serum, albumin or

other reagents to dilution mediums can be optimized for each biomarker, potentially

increasing sensitivity. For example, while IL-1β often is below detection limit in current

multiplex kits, as was the case for the multiplex used for paper III, it can often be measured

by high sensitive ELISA kits. Secondly, since several biomarkers are measured in parallel in

the same sample, smaller quantities of sample are needed for analysis, and a large number of

biomarkers can be measured in much shorter time than with ELISA. However, the ease at

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which measurements of several biomarkers can be made makes the importance of proper

statistical handling of the resulting data of uttermost importance.

5.2 Statistical considerations

5.2.1 The assumptions of the cox model

For the use of the cox model to be appropriate, some assumptions need to be met by the

population studied, and the variables investigated. Firstly, the cox model requires non-

informative censoring. This means that the reason why people drop out of the study must not

be associated with the outcome investigated. Secondly, the model requires the risk associated

with independent variables to be time independent. There should be a uniform association

over time between the independent variable and risk, which does not depend on which time

point you are at. Thirdly, it assumes the risk of all variables to be linear and additive.

While non-biased censoring is a very important assumption, there are few tests that can

assess to what extent this is the case. However, the study design for both populations used in

our studies seems to limit this problem. There were very few dropouts early in both studies,

and the PRACSIS study also used register data to gather information on endpoint status of

individuals which assured less censoring on these endpoints, and limits the potential for bias

considerably.164 Furthermore, while the CORONA study does randomize patients to receive

rosuvastatin, the dosage used is widely used in other patient groups and is considered to give

very few, serious side effects, and should therefore lead to few dropouts from medication use. 162, 177

In our studies, we mainly used a formal test utilizing the Schoenfeld’s residuals, as well as

log-log plots, to test the proportional hazards. This was deemed sufficiently satisfied for all

variables investigate.

Finally, linearity is often a problem with biomarkers. Due to their often skewed distribution,

and not necessarily linear risk association, we did several tests to assure that the variables

were transformed appropriately when needed. However, there is a risk of over-fitting

variables to the population, thus necessitating some care while transforming the data. We

have chosen two main approaches for transforming the variables. Firstly, as the distributions

were skewed for all the biomarkers investigated, we did log-transformation to make them

more normalized, and thus limiting the problem with outliers significantly influencing the

analysis. This was also checked using DF-beta plots to assure that no one observation

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significantly changed the associations estimated. When there was evidence of a non-linear

association with the endpoints, we categorized the data. This approach has some

disadvantages by loss of potential information. In addition, it can be significantly affected by

the cutoff values chosen. The latter problem was amended by using the 33% or 66%, or

alternatively 25%, 50% and 75% percentiles as predefined cut-offs. We intentionally chose

not to try to find optimal cutoffs for the population considered, as this could over-estimate the

association severely. While not finding the optimal cutoff, as well as losing some information

when categorizing continuous data may lead to potentially lower prognostic value, it does

increase the robustness of the findings.

From the cox model, you obtain hazard ratios (HRs) associated with the variable at interest.

Hazard ratio, similarly to the odds ratio obtained in logistic regressions, describes the change

in risk associated with a one unit change in the variable. For interpretation of HRs, the unit

chosen for the variable is therefore very important. To make HRs more comparable across

different biomarkers, we have chosen to standardize the variance of all non-categorical

variables of interest where appropriate, so that their standard deviation is one.

5.2.2 Missing values

Missing values could be a problem when analyzing biomarkers in clinical material. First of

all, the normal approach to missing values is to exclude these patients from analysis. This

naturally leads to a decrease in power of the statistical model, especially when many patients

lack data on one or several variables. Furthermore, there is always a risk of the data missing

not being randomly distributed; that is data on certain variables for certain patients are

missing for reasons associated with factors relevant to the purpose of the model. In this case,

excluding patients with missing values could bias the results of the study.178, 179 For paper I-

III, there were relatively few missing values, and the risk of bias, and the loss of power by

excluding patients with missing values were therefore considered to be relatively low.

However, for paper IV, where several biomarkers where included, some of them missing in a

significant proportion of the patients, the loss of power as well as the risk of bias had to be

taken into consideration. To avoid these pitfalls, we used multiple imputations. This method

gives unbiased estimation of both coefficients and variance of coefficients without loss of

power, as long as the pattern of missing data is not associated with non-observed, relevant

variables. In our studies, missing values where mainly missing because of lack of samples, or

procedural errors while measuring biomarkers, and could therefore be assumed to be missing

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at random.178 In hindsight, one could argue that paper I-III as well could have benefited from

similar approach; this was however not considered at the time of writing.

5.2.3 A model’s discrimination: Harrell’s C statistics and NRI

The statistical significant association with chosen endpoints is only the first step in

identifying a potential useful new biomarker. While a statistically significant association

suggests that there could be an association between the variable and the outcome, it does not

say whether this association is clinically significant or not, and it says little about the

discriminatory properties of the variables between events and no-events.165, 180 Today there is

no agreed upon measure to estimate the clinical significance of a new marker. Several

statistical methods have been developed to this end, but none of them are perfect.

Harrell’s C-statistics is a measurement of concordance between model and outcome, and is

similar to the area under the curve statistics from case-control studies. It is a number between

0-1, where 0.5 means no addition to the model whatsoever, and the closer to 1, the better the

model.181, 182 It is calculated by comparing all suitable pairs of individuals in the study

population, that is, all pairs where not both were censored. Then the proportion of pairs where

the individual with the highest estimated risk reaches an endpoint first is estimated. To

compare two different models, the difference in Harrell’s C, or for nested models, change in

Harrell’s C (ΔC) is then used. While widely used, the ΔC has several limitations. Firstly, it

greatly depends on the already existing model. The higher C-statistic of the original model,

the more difficult it is for any new parameter to improve it to any degree.183 Secondly, very

small ΔC may be statistically significant, but their clinical relevance is not certain. Thirdly,

biomarkers that could be clinically significant can lead to not significant ΔC. Fourthly, while

it compares all suitable pairs, it does not take into account the degree of difference between

the pairs; thus a difference of 0.1% estimated risk is accorded the same importance as a

difference of 50%. If a large group of patients have similar estimated risk, and reaches the

endpoint at similar time points, the exact order of which the patients reach the endpoint

influences the final C statistics substantially.184

Another measure argued to be closer to the clinical reality is net reclassification improvement

(NRI). Originally, it was developed for estimating relevance of models where there already

existed clinically used risk thresholds.165 It measures the proportion of patients who are

reclassified to a better risk group when the new biomarker is added to the model.165 NRI thus

tests a clinically meaningful reclassification of patients to a better risk group. However, for

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conditions where no previous risk categories exist, NRI is very sensitive to the selection of

risk cutoffs, and several authors have therefore suggested a different approach in these

cases.166, 185 The most widely used today is a continuous NRI (cNRI) where instead of

looking at only patients reclassified to a new, pre-specified risk group, one looks at the

direction of change in risk, and compare it with the outcome. Thus we measure what

proportion of patients with higher estimated risk has an event, as well as how many with

lower estimated risk have no events. This continuous measure does not then depend on

already existing risk groups. There is however certain limitations with this method. As it is

relatively new, there is no consensus on what NRI should be considered a clinical meaningful

NRI. Furthermore, the way it is currently implemented, any change in risk score is measured,

meaning that a change in 0.1% count as much as a 5% change. While a 0.1% change would

have no clinical relevance, a 5% change would probably have. cNRI thus therefore suffers

from some of the same problems as ΔC. However, while none of the measures are perfectly

suited to judge clinical relevance of a new biomarker, they both add to the information

provided by the cox model, and thus may help in selecting suitable candidates that warrant

further investigation.

5.2.4 Validation of prognostic models

The approach mostly widely used for testing association of new, potential biomarkers with

outcome, is including these biomarkers in a model, adjusting for known prognostic factors.

This way, the statistical significance of the included biomarker, as well as improvement of

discrimination and calibration of the new model in comparison with a model only including

known prognostic factors, can be estimated. This was the approach we used in paper I to III.

However, while methodologically simple, this method leads to overly optimistic estimates

since the estimations are fitted and evaluated in the same population. Results therefore need

to be very carefully interpreted.186, 187 As a method of hypothesis generation, this method

could work reasonably well, however for clinical models intended for clinical use, a more

rigorous approach is needed, and validation of models is necessary.188 While the gold

standard of testing new prognostic models is external validation, a first and useful step is

internally validating the model. Several approaches have been suggested, including different

methods of subdividing the population into a training set and validation set, as well as using

methods based on jackknife or bootstrapping data.188 To retain maximum power, for example

a jackknife approach, where a prognostic score is generated based on a model estimated for

all other patients, is possible. However, we chose to randomly divide the CORONA

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population into a training set and validation set in our study in paper IV, with some loss of

power. Since building a prognostic model was part of our aim, this approach avoided a bias

towards more optimistic results from over-fitting when the same population is used for

variable selection and model evaluation. However, due to the loss of power, one could argue

that a jackknife approach would have been as appropriate, if not more so, for Model 2 in

paper IV, where variables were not selected based on the CORONA population. While this

could have led to some of the non-significant results becoming statistically significant, the

clinical relevance of the change in discrimination would still in our opinion be very limited.

It is also important to mention that while internal validation of models are of some use,

external validation is the only way of separating useful from not useful models, and often

there is a substantial decrease in discrimination and calibration of models when applied to a

different population.187, 189

5.3 Inflammation in cardiovascular disease: biomarkers, players, and

potential therapeutic targets.

5.3.1 Inflammatory biomarkers in HF

Since the discoveries of Levine et al, an abundance of cytokines have been investigated and

found to be upregulated in HF.89, 190-192 This is some of the strongest evidence for the low-

grade, persistent inflammation assumed to be occurring in these patients. In our study we

have evaluated some of these as biomarkers. Previously, especially TNF and its receptors

have been studied extensively, but there are some discrepancies between these earlier studies

and our findings. While earlier, TNF, and TNF receptors were found to be associated with

outcome, this was not the case in our study.192-194 This could be due to the difference in the

two populations studied, or the variables adjusted for in the model. Also, TNF circulates at

low levels requiring methods with high sensitivity for reliable detection. TNF was not

detectable in a large portion of the samples, and TNF measurement could therefore have

benefited from a more sensitive, customized assay. TNF receptors were significantly

associated with outcome in our study before we adjusted for NT-proBNP levels which many

of the previous studies did not adjust for. Our patient group was also a selected group where

all patients had systolic HF of ischemic etiology, and the findings in other populations could

differ. Nevertheless, HF of ischemic origin is the most prevalent type today, and the inability

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to reproduce earlier findings suggests that TNF and its receptors are not likely candidates as

biomarkers for chronic HF in general. Equally, no other cytokine or inflammatory marker has

managed the transition from early findings of upregulation in HF, to become a biomarker for

this condition. Of the several we have studied, only IL-8 proved statistically significant in the

model, and its clinical relevance remains doubtful. Studies of more specialized cytokines,

with the aim to find specific biomarkers unique for HF, have had no significant success either,

and we are not much closer to finding a good inflammatory biomarker of HF today than we

were a decade ago. While several authors have suggested a multimarker approach to aid in

prognostication of HF patients, we were not able to build a multimarker model from

biomarkers available in the CORONA population that to any clinical significant degree added

to the discriminatory power of a prognostic model built on clinically available data.40, 48

While some recently suggested biomarkers such as GDF-15 was not available in our data,

this still suggests that a multimarker approach might not necessarily be an easy solution, and

if such an approach is applied, the biomarkers included need to be meticulously selected, and

models carefully validated. Of course, this does not mean that no such panel of biomarkers

can be constructed, but suggest that better, more specific markers are needed if this approach

is to succeed.

5.3.2 NGAL; potentials and difficulties.

The growing interest in NGAL over the last decade primarily as biomarker, but also a

mediator, may be partly ascribed to its well documented association with kidney function.

Several studies have been published on its prognostic abilities in both chronic and acute

HF.134, 157, 158, 195-197 While some previous reports have suggested there may be an association

between NGAL levels and outcome in both conditions, we were not able to reproduce these

findings in our study of chronic HF. However, there are a number of important factors

separating these studies, such as whether NGAL is measured in the circulation or in urine, as

well as the number of patients included and how many variables are adjusted for in the

analysis. As an example, a similar study to ours on NGAL in chronic HF concluded that

NGAL was significantly and independently associated with outcome.198 They measured

NGAL in urine, and did not control for NT-proBNP, possibly explaining our different

findings. As discussed in section 1.4, the source is likely different for urinary and circulating

NGAL, and while they often are closely correlated, they could be differentially regulated in

several conditions.150 This is important to bear in mind for other studies as well, and could

explain some of the discrepancies on NGALs prognostic abilities found in the literature.

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Furthermore, whether or not NGAL in chronic HF is a marker for a systemic inflammation as

such, or rather a more specific marker of kidney function is not yet certain. In our study in

chronic HF, NGAL was closely associated with kidney function, and adjusting the prognostic

models for eGFR removed any prognostic power of NGAL. This is further supported by

another small study suggesting the kidney function is the most important reason for NGAL

increase in patients with systolic HF.156 Importantly, we only studied patients with systolic

HF secondary to ischemic heart disease – the role of NGAL in HF of other etiologies is still

unclear. Interestingly, in the ACS population NGAL was still strongly associated with eGFR,

but including eGFR in the models did not remove NGAL’s prognostic power suggesting

other causes of increased NGAL levels may be relevant. For ACS in general, the findings on

NGAL are a bit more consistent, and suggest an association between NGAL levels and

outcome.160, 199-201 Nevertheless, further studies are needed to support our findings, and risk

models need to be externally validated. While there are plausible reasons why NGAL could

be linked to outcome in this patient group as discussed in section 1.4, many of the difficulties

with NGAL as a biomarker is equally valid for this group as for HF patients. Its increased

circulating level in a range of different diseases, suggest that there would be a lot of “noise”

when using NGAL as a biomarker for a specific condition.161 NGAL’s better prognostic

abilities in the ACS population could be due to these patients in general being younger, and

having fewer comorbidities, but it cannot be excluded that it also reflects a closer link

between NGAL levels and the development of the disease.

5.3.3 Neutrophils, an important cell type in CVD?

In our studies, we have among other evaluated IL-8 and NGAL, two proteins linked with

neutrophils. One of the main functions of IL-8 is as a chemoattractant for neutrophils, and

NGAL is actively secreted by neutrophils partly in complexes with MMP-9. Similarly, other

studies have found upregulation of MPO, another neutrophil-secreted enzyme, in the

circulation of acute and chronic HF patients as well as patients with ACS, and that the

concentration reflects the severity of the disease.202-205 Others have found worse prognosis for

patients with higher levels of circulating neutrophils, or higher neutrophil to lymphocyte ratio

in patients with ACS as well as acute and chronic HF further.206 Together these findings

suggest that the neutrophils and neutrophil activity is associated with, and could be involved

in the development of CVD. However, this is of course no evidence for neutrophil

involvement and furthermore, even if assuming they are involved in the pathogenesis, there is

no way from these results to conclude if their influence is positive or negative. Some recent

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findings do however suggest that neutrophils do more than simply correlate with disease in

these patients. As mentioned previously, NGAL and MMP9 are correlated with increased

vulnerability of atherosclerotic plaques (See section 1.4.2). Recent findings have also

demonstrated the presence of pro-thrombotic NETs in culprit lesions in STEMI, suggesting

that neutrophils may not only play a role in the destabilization of plaques, but also in forming

the thrombus when a plaque ruptures.207 Furthermore, a recent study has also shown that the

quantity of NETs in culprit lesions in STEMI correlates negatively with ST resolution and

positively with size of infarction further supporting this notion.208 Our findings together with

others do suggest that neutrophils may be one cell group that warrants a closer examination in

relation to CVD.

5.3.4 Inflammation in HF: a way ahead?

Inflammation is characterized by the complexity of the system, multiple redundancies, and

molecules serving several different roles according to situation and other stimuli present. We

find that some inflammatory markers such as IL-8 are more closely linked to outcome than

others. While our findings do not support a role as biomarker for any of the molecules studied,

they do suggest that a more nuanced view on inflammation in HF is needed. The

discrepancies of findings between our studies and other studies also suggest that HF

populations are not equal, and cytokine levels do not necessarily have the same importance in

all of them. There could be subgroups where higher levels of some cytokines are more linked

with outcome than others. The activation of the immune system in chronic HF is well

established. However, what part of, and when this activation is advantageous or

counterproductive are only partly understood. It is even likely that some parts of the system

may do both, according to the degree of activation, and balance between inflammatory and

anti-inflammatory signals. It is interesting to note that different cytokines seems to be

differential regulated, and while some like IL-6, TNF and CRP are closely correlated (data

not published), others like IL-8 and CRP are not, suggesting that there are differences in

immune regulation and activity among patients. One could speculate that mapping several

cytokines, and looking at the cytokine profile of patients would permit further classification

of patients according to inflammatory profile.190 In addition, further understanding of the role

of inflammation in HF could help towards finding more useful inflammatory biomarkers, or

subpopulations where already suggested biomarkers are more powerful, and could aid in

clinical decision-making.

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So far, only anti-inflammatory treatments have been attempted in HF patients. Resolving

inflammation is, however, an active process and could be another potential target for

therapy.209 While many of the inflammatory cytokines are closely investigated, and their

potential role in HF mapped to some extent, this is not equally the case for molecules

involved in resolving inflammation. The persistent inflammation seen in HF might be due to

the lack of removal of an inflammatory stimulus, but could just as well be due to failure of

mechanisms in resolution of inflammation itself. This is another path that warrants

exploration, and where findings could both be inspired by, and help further research into

inflammatory biomarkers.

5.4 Biomarkers, any use beyond prognosis?

5.4.1 Current status

As mentioned above, a good biomarker should be possible to measure accurately and

repeatedly, preferably to a reasonable cost and turnaround time. Furthermore, it should

provide additional information to already existing models, and help medical decision

making.35 None of the biomarkers investigated in our studies comes close to fulfilling all

these requirements. Indeed, few if any of the suggested biomarkers for HF in the literature do.

The best candidates so far have been the natriuretic peptides (NPs), notably NT-proBNP and

BNP.40 These have consistently been significantly and independently associated with

outcomes in many studies of chronic HF, and there are some promising studies on NP-guided

therapy, suggesting that these may fulfill the above mentioned criteria, at least in subgroups

of HF patients hospitalized for HF related reasons.210-212 While there have been plenty of

suggested inflammatory biomarkers in HF, few of these have been verified in large enough

studies, or against already existing models. In particular, few have been verified to give

clinically significant data in addition to the NPs. As discussed in paper III, relatively well-

studied inflammatory biomarkers such as TNF, and sTNFR-1 and -2, while associated with

outcomes independent of regular clinical markers, loses this association when adjusting for

NT-proBNP. In this respect, the results of the extensive research on inflammatory biomarkers

in HF are disappointing.

In particular when investigating prototypical inflammatory cytokines, as we do in paper III,

their relevance as potential prognostic biomarkers may be further diminished as these are

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cytokines upregulated in most diseases with immune activation. While we do show that one

of these, IL-8, demonstrate some potential, it is an important caveat that the typical

population investigated in these studies are from clinical trials, often only including patients

without any other serious comorbidities. However, as HF patients often are elderly, in an

unselected group of patients, there are good reasons to suspect the presence of other

conditions that influence immune activation as well. A reduction of the prognostic abilities of

such prototypical inflammatory markers should thus be expected in unselected populations, at

least for cause specific CV outcomes.

5.4.2 Biomarkers as pathophysiological informants

Part of what makes predicting a likely progression to HF so difficult, is that so many different

processes can lead to its emergence. Several have suggested that, while inflammatory as well

as other biomarkers may not turn out to be strong biomarkers in HF as such, they may

provide significant information on the pathophysiology of the condition.26, 90, 213 Braunwald

proposed six broad categories, later extended to seven, for the classification of researched

biomarkers into classes of different pathological systems. 40, 214 These categories –

inflammation, neurohormonal activation, oxidative stress, matrix remodeling, myocyte injury,

myocardial stress and later added renal dysfunction – illustrate the possible usefulness of

biomarkers to give information on some of the potential pathological causes of HF. While

earlier approaches to the classification of HF has focused on the pathological cause (i.e.

coronary heart disease, cardiomyopathy etc.), and the pathophysiological characteristic (i.e.

preservation or reduction in EF), biomarkers may add a third dimension to this

characterization scheme, reflecting different pathways involved in progression of the

condition. The potential usefulness is not only limited to the experimental setting, but also

underlines the fact that HF patients are not identical, and different underlying etiologies may

profit from tailored treatment and prognostication.

5.4.3 Biomarkers as source of new hypotheses

Findings from biomarker studies may not only suggest pathways involved in the disease, but

also be an inspiration to further research into these pathways. An example may be the

realization that TNF was increased in HF in the early 90s, leading to a wide range of studies

on the influence of TNF on the cardiac system as such.89 While later trials on anti-TNF

therapy may have failed, illustrating the complexity of immune involvement in progression of

HF, this research has given important insights.103 Furthermore, the failure of TNF therapy to

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significantly improve HF prognosis, does not prove that this approach to finding new

potential targets for HF therapy could not work in the future.103 Biomarker studies could

therefore be regarded as potentially important sources of hypotheses. It is also important to

notice that in our study, TNF, as well as the TNF receptors where not independently

associated with most of the outcomes. If only biomarkers fulfilling the characteristic above

where of scientific interest, the last decades of TNF and HF research would potentially not

have been initiated.

5.4.4 Should there be a shift of focus in biomarker research?

The seven categories mentioned above also illustrate another important aspect. While many

of the parameters included in prognostic models of HF today increases power of the models,

many of them reflect the symptoms and results of HF deterioration, rather than the causes.

This is the case of among others EF, NYHA-class, as well as partly for NT-proBNP and

troponins. While independence of these variables is important when considering the potential

usefulness of a new clinical prognostic biomarker, this is not as evident when using

biomarker studies as an approach to further understand the development of the disease. A

multi-marker approach to study HF patients could be useful even if it did not improve on

already existing prognostication models if it leads to new ways to categorize HF patient, and

potentially aid in therapy selection. After all, choice of therapy is not only a question of how

likely a patient is to die, but also how that patient is likely to respond to the treatment. This

does not necessarily follow from the prognosticated risk. Therefore, while investigating

whether or not a new biomarker adds clinical significant value to existing prognostic models

is important, limiting biomarker research to this aspect may preclude us from important

discoveries. One could for example also consider therapy response and development of

disease according to baseline levels of markers. This could be an argument for putting more

focus on this potential aspect of biomarkers in further studies, and put less weight on the pure

prognostic aspect.

While investigating the seven proposed categories of biomarker could be useful, assuming all

inflammatory markers in the inflammation category give the same type of information is

somewhat premature. Inflammation is an incredibly complex process, and the outcome is

often decided by the balance of different pathways. Looking at only one inflammatory

biomarker may not be enough, and several biomarkers may be needed to entangle the effect.

It is not necessary that the same level of an inflammatory cytokine in one patient will have

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the same effect as an equal level in another patient, depending on levels of other cytokines

and activity of other systems. This interconnectedness makes the search for inflammatory

biomarkers inherently difficult, and the use of panels of cytokines, or more complicated

systems approaches may be needed.88, 190

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6 Concluding remarks and future work The results presented in this thesis have further extended our knowledge on the role of some

important inflammatory markers in heart disease. We have assessed the potential as

biomarkers of NGAL in both ACS and HF, as well as several cytokines such as TNF and

related soluble receptors, and IL-8 in HF. Our main conclusions may be summarized as

follows:

Circulating NGAL is not independently associated with mortality and morbidity in

elderly patients with systolic HF of ischemic etiology. While there is a significant

association between NGAL and outcomes when adjusting only for clinical parameters,

including eGFR, CRP and NT-proBNP in the model reveal that NGAL does not seem

to be a good prognostic biomarker for this condition.

However, circulating NGAL at the time of hospitalization for ACS is independently

associated with both short and long term mortality. This is true even when adjusting

for GRACE score as well as other relevant cardiac and inflammatory markers of

disease (EF, CRP and BNP). NGAL leads to a small, non-significant increase in C-

statistics, but a significant increase in NRI. Its potential role as a prognostic biomarker

thus seems to be somewhat limited. However, our findings support further research

into NGAL’s potential role in development and progression of ACS.

When looking at IL-8, MCP-1, TNF and sTNF-R1 and -2, only IL-8 was

independently associated with mortality and morbidity in elderly patients with systolic

HF of ischemic etiology. All variables were however associated with several of the

outcomes when only adjusting for clinical variables. While IL-8 was independently

associated with all outcomes, only a minor non-significant increase in NRI and C-

statistics suggest that IL-8 may not be a very good prognostic biomarker for this

condition. However, our findings support the involvement of inflammation in chronic

HF, and suggest that inflammatory pathways may be differentially regulated. While

others have suggested that TNF and its receptors may be potentially prognostic

biomarkers in chronic HF, our findings do not support this.

While there was some improvement in discriminatory power of the models when

including a panel of multiple biomarkers in addition to previous prognostic models in

HF, the gains were modest and the clinical relevance doubtful. Our findings do not

support the notion that adding biomarkers representing different aspects of HF

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pathology improves the prognostic abilities of existing risk scores. We cannot,

however, exclude that other panels of biomarkers or similar panels of biomarkers in

other more heterogeneous HF population would result in different results. We also

found no correlation between changes in inflammatory and ECM-related biomarkers

and treatment with rosuvastatin, suggesting that statin treatment in this population has

limited anti-inflammatory effects. There was, however, a tendency for patients with

lower biomarkers scores at baseline to have beneficial effects of rosuvastatin

treatment.

CVD is the leading cause of death in the world today, and there has been some progress in

our understanding of these diseases over the last few decades. In this thesis we have argued

that inflammation, and in particular the innate immune system spearheaded by neutrophils

may be involved in development and progression of both HF and ACS. In particular,

neutrophils could play an important role in plaque vulnerability, and their potential role in

destabilizing atherosclerotic plaques needs further research. While the search for new,

prognostic biomarkers in HF and ACS may not have been very fruitful so far, these studies

may still play a role in mapping systems and molecules potentially involved in the

pathogenesis of the diseases. Further exploitation of this potential could increase the utility of

these studies and help bring research on CVD forward.

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