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providing engineering solutions to improve pavement per 1 Integration of Pavement Management and Preservation Katie Zimmerman, P.E. Applied Pavement Technology, Inc. (APTech)

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Page 1: Integration of Pavement Management and Preservation · 2009-10-01 · providing engineering solutions to improve pavement per 1 Integration of Pavement Management and Preservation

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Integration of Pavement Management and

Preservation

Katie Zimmerman, P.E.

Applied Pavement Technology, Inc. (APTech)

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So Far This Week….

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What’s Coming…

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Role of Pavement Management in a Preservation Program

• Assist with project and treatment selection• Determine best project timing• Establish program funding needs• Build program support• Provide accountability

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Project and Treatment Selection

• Analyze pavement performance– Assess type of deterioration present– Assess extent of deterioration present

• Identify factors that lead to the selection of preventive maintenance treatments– Assess what can be differentiated within the

pavement management system

Selection

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Analyzing Pavement PerformanceSelection

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•Load

PlasticDeformation

Rutting

Fatigue Cracking

Structural HMA DistressSelection

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Functional Deterioration

•Most pavement surface distress somehow affects a pavement’s function by increasing roughness or reducing friction

Bleeding/FlushingPolishing

Selection

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Safety Enhancements

• Restored Friction Characteristics

Selection

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Identifying Candidates

What information is needed to identify candidates for PM?

1. ______________________________2. ______________________________3. ______________________________

Selection

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Treatment Selection Approaches

Easiest Approach

1. Group all preventive maintenance treatments into one or two treatments

2. Develop treatment rules, impact models, and costs for the general treatments

3. Have the districts/regions select the final treatment based on actual conditions

Selection

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Sample Simple Decision Tree

70

50

25

100

PC

I

AGE

Preventive Maintenance

Light to Moderate Rehabilitation

Heavy Rehabilitation

Reconstruction

Selection

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Treatment Selection Approaches

More Sophisticated Approach

1. Develop decision trees for each preventive maintenance treatment

2. Develop performance models, impact rules, and costs for each treatment in the decision tree

3. Provide treatment recommendations to the District/Regions to confirm

Selection

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Recommendations

• Use existing condition information to identify candidates for preventive maintenance

• Identify the additional factors that trigger preventive maintenance treatments

• Incorporate the additional factors into your pavement management models

• Establish processes for tracking treatments

Selection

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Project Timing

• Predict pavement deterioration • Estimate when a more substantial treatment

will be needed

Window of Opportunity

Timing

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Maximum Allowable Distress

Fatigue CrackingLinear & Block Cracking

“Stable” RuttingRaveling

Flushing/BleedingRoughness

Friction LossMoisture Damage

Shoving

Extent of ProblemMinor MajorHMA Distress Type

Timing

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Sample Treatment GuidelinesHMA

DistressesLow Moderate High

Occasional Frequent Occasional Frequent Occasional Frequent

Fatigue Cracking

Fog Seal, Do Nothing

Fog Seal, Chip Seal

Chip Seal, Fog Seal, Thin HMA Overlay

Chip Seal, Slurry Seal

Patching, Chip Seal, Thin HMA Overlay

Recon, Patching

Edge Cracking Do Nothing, Crack Seal or

Fill

Crack Seal or Fill, Do Nothing

Crack Seal, Patching

Crack Seal,

Patching

Patching Patching

Longitudinal Cracking

Crack Seal, Do Nothing

Crack Seal, Chip Seal, Do Nothing

Crack Seal, Chip Seal

Crack Seal, Chip

Seal

Patching, Crack Seal, Chip Seal

Chip Seal, Crack Seal,

Patching

Bleeding Do Nothing Do Nothing,

Chip Seal

Chip Seal, Do Nothing,

Mill

Chip Seal, Mill

Mill + Chip Seal

Mill + Chip Seal, Thin

HMA Overlay

Timing

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Treatment Guidance - IDOTL1 F F NR NR NR NR F F F F F F F F F NR R

L2, L3, L4 NR NR NR NR NR NR NR NR NR NR NR NR NR NR NR NR FM1 R R F R R F R R R R R R F F R F NRM2 R R NR NR F NR F NR F F F F NR NR NR NR NR

M3, M4 F F NR NR NR NR NR NR NR NR F F NR NR NR NR NRN1, N2 NR NR NR NR NR NR F R F F R R R* F R* F R

N3 NR NR NR NR NR NR NR F NR NR R R R* NR R* F FO1 NR NR F R R NR F R R R F F R** F NR F NR

O2, O3 R R NR NR NR NR NR F F F F F F NR NR NR NRO4, O5 F F NR NR NR NR NR NR NR NR NR NR NR NR NR NR NR

Overlayed Patch Reflective Cracking P1, P2, P3, P4, P5 F* F* F* F* F* F* F* F* F* F* F* F* F* F* F* F* F*Q1 R R F F F NR F F F F F F F F F F NR

Q2, Q3 R F NR NR F NR NR F F F F F F F F F NRQ4, Q5 NR NR NR NR NR NR NR NR NR NR F F NR NR NR NR NR

R1 R R F F F NR F F F F F F F F F F NRR2, R3 F F NR NR NR NR F F F F F F F NR F NR NRR4, R5 NR NR NR NR NR NR NR NR NR NR NR NR NR NR NR NR NR

Centerline Deterioration S1, S2, S3, S4 F* F* F* F* F* F* F* F* F* F* F* F* F* F* F* F* F*T1 F F F R R NR F F R F R R R** F F F RT2 F F NR NR NR NR NR F F F F F F NR F NR R

T3, T4 NR NR NR NR NR NR NR NR NR NR NR NR NR NR NR NR FPermanent Patch Deterioration U1, U2, U3, U4 F* F* F* F* F* F* F* F* F* F* F* F* F* F* F* F* F*

V1 NR NR NR NR NR NR NR F F F R R R F F R F

V2, V3 NR NR NR NR NR NR NR NR NR NR R R R NR F R F

W1, W2 NR NR F F F F R R R R F F F F F F NRW3, W4 NR NR NR NR NR NR F F F F R R R* NR NR NR NR

Reflective D-Cracking X1, X2, X3 NR NR NR NR NR NR NR NR NR NR F F NR F NR F NRFriction Poor NR NR NR R R NR R R R R F F R R F F NR

< 5,000 R R R R R R R R R R R R R R R R R5,000 – 10,000 R R F F F R F R R R F R R R R R R

> 10,000 R R NR NR NR NR NR F F F NR R R R R R RRelative Cost ($ to $$$$) $ $ $ $$ $$ $$ $$ $$ $$ $$ $$$ $$$ $$$ $$$ $$$$ $ Varies

R - Recommended treatment for the specified pavement condition. Care must be examined in making sure that all critical distress types are addressed by the selected treatment.R* - Recommended treatment when used with milling prior to treatment.R** - Used in combination with crack sealing.F - Feasible treatment but depends upon other project constraints including other existing distresses. F* - This is a localized distress and should be treated locally while other distress types present should dictate choice of global treatment.NR - Treatment is not recommended to correct the specified pavement condition.1- Preservation treatments do not correct alligator cracking. Of the treatments, chip seals are most appropriate at addressing the alligator cracking.2 - If stable rutting is present without other distresses, microsurfacing or mill and overlay are the recommended treatments.3 - If cracking is joint reflection related, the preservation treatments will not correct the distress.

Alligator/ Fatigue Cracking 1

"Stable" Rutting 2

Weathering/ Raveling

Edge Cracking

Shoving, Bumps, Sags, and Corrugation

HIRMicro-

surfacingChip SealPavement Conditions

ADT

Sand Seal RejuvntrSeverity Levels

Crack Filling

Fog Seal

Reflective Widening Crack

Block Cracking

Longitudinal / Center of Lane Cracking

Joint Reflection and Transverse Cracking 3

Drainage Presrvtn

Cold Mill

Slurry Seal

Crack Sealing

Scrub Seal UTW

Thin HMA Overlay

Ultra- Thin Bonded Wearing Course

Cape Seal CIR

Q1 NR F F F FQ2, Q3 NR NR F F FQ4, Q5 NR NR NR NR NR

R1 NR F F F FR2, R3 NR F F F FR4, R5 NR NR NR NR NR

Slurry Seal

Cape SealRejuvntrSeverity Levels

Reflective Widening Crack

Longitudinal / Center of Lane Cracking

Micro- surfacing

Chip SealPavement Conditions

Timing

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Time-Based Schedule Example

Treatment TypeAppl.

Cycle, yrs• PCC pavement joint and crack sealing• HMA pavement crack sealing• Thin HMA overlays (38 mm [1.5 in])• Surface treatments of HMA pavements• Surface treatments of shoulders• Clean drainage

84

1244

10

New York State Initial Guidelines for Treatment Application Cycles

Timing

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Recommendations

• Use performance models to determine the “window of opportunity”

• Establish internal guidelines on the amount of deterioration that can be addressed with preventive maintenance treatments

• Establish dedicated funding so scheduled treatments are applied on time

Timing

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Program Funding

0

10

20

30

40

50

60

70

80

90

100

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

Year of analysis

Aver

age

cond

ition

Rehabilitation/ Preventive Maintenance$100 million/ $15 million$125 million/ $12.5 million$125 million/ $25 million

From Indiana DOT for its Interstates

Funding

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Recommendations

• Use your pavement management analysis to determine the appropriate funding level for your pavement preservation program

• Link funding levels to performance targets

Funding

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Program Support

• Promote concepts• Demonstrate cost effectiveness• Illustrate impacts with and without preventive

maintenance• Justify expenditures

Support

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Promoting Concepts• Educating decision makers

Condition Deterioration & Treatment Triggers / Resets

Original Pavement

Remaining Service Life (RSL) = 0

Years / AADT (ESALs)

$ 1 $ 2 $ 6 $ 15

Reconstruction

Structural Overlay

Thin Overlay

Seal Coat

100

50

Con

ditio

nIn

dex

Support

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Good Roads Cost Less (1977)

Pav

emen

t Con

ditio

n

Good

Fair

Poor

Very Poor

Thickness Required for 1M Additional Load Applications

Thickness (in)1 2 3 4 5 6 7 8

Support

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Program SupportNow In 12 Years In 24 Years

26%

37%

14%

23%

26%

26%

37%

37%14%

14%

23%

23%0 to 25% of asset life Minor Maintenance

25 to 50% of asset lifePreventive Maintenance

50 to 75% of asset lifeRehabilitation

75 to 100% of lifeReplacement

The dynamic life cycle requirements of an aging infrastructure…Hamilton, Canada

Support

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Challenge

• Does distress data allow you to measure the effectiveness of a preventive maintenance treatment?– Example: crack

sealing

Support

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Recommendations

• Incorporate preventive maintenance treatments into the analysis

• Demonstrate benefits using strategies that resonate with decision makers

• Improve your measures of effectiveness as data become available

Support

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AccountabilityAccountability

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Setting Performance Targets

0

20

40

60

80

100

0 1 2 3 4 5 6 7 8 9 10Time (Years)

Percent Pavement in Good Condition

$25M/year

$5M/year

Do Nothing

0

20

40

60

80

100

0 1 2 3 4 5 6 7 8 9 10Time (Years)

Percent Pavement in Good Condition

$25M/year

$5M/year

Do Nothing

Plot

Plot

Plot end points versus annual budget

Accountability

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Setting Performance Targets

0

20

40

60

80

100

0 5 10 15 20 25Relative Budget, $Millions/Year

Percent Pavement in Good Condition in 10 Years $25M/year

$5M/year

Do nothing

Accountability

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Enhance Accountability

• Pavement Management Plans

Background Description of Services Provided

Description of Pavement Conditions

Description of Targeted Service

Level

Program Descriptions

Financial Requirements and Funding Strategies

Performance Metrics

Commitment to the Users

Accountability

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Asset Plans

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Recommendations

• Establish the processes necessary to track preventive maintenance applications

• Prepare Pavement Asset Plans showing what funding is needed and how it will be used.

Accountability

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Making Improvements

• Address the core questions• Identify factors impacting the degree to

which pavement preservation is integrated in your pavement management system

• Consider creating a Pavement Preservation Engineer position

• Keep moving forward!

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5 Core Questions

• What is the current state of my pavements?• What is the required level of service?• Which pavements are most critical to

achieving our performance objectives?• What are the best strategies for

Maintenance & Operations and Capital Improvement investments?

• What is the best long-term funding strategy?

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Moving Forward

Identify Your Needs

Identify Any Gaps

Determine What’s Available

Develop A Plan For Addressing Gaps

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Addressing Data Issues

• Accessibility• Integration

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Addressing Institutional Issues

• Resistance to change• Disconnected decisions

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Resources Available

• NHI 131116: Pavement Management: Characteristics of an Effective Program– Free to state highway agencies– 1 day– Conducted by FHWA– www.nhi.fhwa.dot.gov (In the training catalog)

• Final Report from the First Pavement Management Peer Exchange

• http://www.fhwa.dot.gov/pavement/pub_details.cfm?id=600

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Useful Resources - Websites

• FHWA Pavement Preservation website:www.fhwa.dot.gov/preservation

• FHWA Office of Asset Management: www.fhwa.dot.gov/infrastructure/asstmgmt

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It’s Time

• Pavement management should be designed to support an agency’s decision processes

• Today, that means more than ever before with the increased demands associated with:– Pavement preservation– MEPDG calibration– HPMS changes– Accountability requirements

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Contact info:Katie Zimmerman

[email protected](217) 398-3977