international health policy program -thailand phusit prakongsai, md. phd. international health...

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1 International Health Policy Program - Thailand International Health Policy Program -Thailand Phusit Prakongsai, MD. PhD. International Health Policy Program (IHPP) Ministry of Public Health, Thailand Presentation to the technical meeting on Strengthening M&E of National Health Plan and Strategies Hotel Victoria, Glion sur Montreux 14-15 July 2010 Thailand’s system of accountability: Institutional mechanisms to support M&E

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Phusit Prakongsai, MD. PhD.International Health Policy Program (IHPP)

Ministry of Public Health, Thailand

Presentation to the technical meeting on Strengthening M&E of National Health Plan and

StrategiesHotel Victoria, Glion sur Montreux

14-15 July 2010

Thailand’s system of accountability:Institutional mechanisms to support

M&E

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HIS for M&E in Thailand• The HIS in Thailand is not a single system, but it consists of

multiple sub-systems of health information with involvement of many key stakeholders in and outside the health sector:– Vital registration from Ministry of Interior (MOI);– Community-based household surveys from National Statistical

Office (NSO), MOPH, research institutes; – Facility-based data from several Departments of MOPH,

National Health Security Office (NHSO), CGD; – Disease surveillance from Department of Disease Control of

MOPH; – NHA and DRGs data from research institutes –IHPP, CHEM, etc.

• Main financing sources for HIS– Regular government budget,– 2% earmarked tax fund from tobacco and alcohol

consumption through Thai Health Promotion Foundation,– Direct payments from data users, either public or private

organizations.

Monitoring & Evaluation of health systems reform /strengtheningA general framework

Data sources

Indicatordomains

Analysis & synthesis

Communication & use

Administrative sourcesFinancial tracking system; NHADatabases and records: HR, infrastructure, medicines etc.Policy data

Facility assessments Population-based surveysCoverage, health status, equity, risk protection, responsiveness

Clinical reporting systemsService readiness, quality, coverage, health status

Vital registration

Data quality assessment; Estimates and projections; In-depth studies; Use of research results; Assessment of progress and performance of health systems

Targeted and comprehensive reporting; Regular country review processes; Global reporting

Improved health outcomes

& equity

Social and financial risk protection

Responsiveness

Fina

ncin

gInfrastructure

/ ICT

Health workforce

Supply chain

Information

Interventionaccess & services

readiness

Interventionquality, safety and efficiency

Coverage of interventions

Prevalence risk behaviours &

factors

Gov

erna

nce

Inputs & processes Outputs Outcomes Impact

Data availability for M&E system in Thailand (1)Data availability for M&E system in Thailand (1)

Input Output Outcome Impact

HCF HRH

Infra struct

ure

Gover

nance

Med/Health tech

HIS access

quality

safety

efficienc

y

Interven

coverage

Risk factor

s

H outco

me

Responsive

Equity

Finan prote

ction

Civil registration and vital statistics

Biennial SES

Biennial HWS

Census / SPC

NHES

MICS

Reproductive H survey

NHA

Note: SES = household socio-economic survey, HWS= Health and Welfare survey, NHES = National Health Examination survey, MICS = Multiple Indicator Cluster survey, NHA = National Health Accounts, HA = Hospital accreditation, SPC= Survey of Population Changes

Data availability for M&E system in Thailand (2)Data availability for M&E system in Thailand (2)

Input Output Outcome Impact

HCF

HRH Infra structu

re

Gover

nance

Med/Health

tech

HIS access

quality

safety

efficiency

Interven coverage

Risk factors

H outco

me

Responsive

Equity Finan protect

ion

Facility-based report

H resource survey

HIS electronic IP database

Dis surveillance

Behavioral H survey

Sero-sentinelSurvey

Specific dis registration

Quality assurance (HA)

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Case study on assessing the impact of achieving universal coverage (UC) in

2002• Key characteristics of the UC policy in Thailand

– Introducing a tax-funded health insurance schemes to cover 47 million (or 75%) of population who were neither civil servant and social health insurance (SHI) beneficiaries,

– Promote the use of primary care as the main contractor and gate keepers,

– Changing resource allocation from historical basis to capitation contracting model and performance-based payments,

– Removal of financial barriers to health services.

• Five key questions on assessing the impact of the UC policy– Financial risk protection from catastrophic health

expenditure,– Equity in access to and utilization of health services, – Who benefits from government subsidies for health?– Who pays for health care?– Financial sustainability of the government health budget

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Scheme beneficiaries by income quintiles, 2004

4% 1%

25%7%

5%

25%

11% 14%

23%

26% 31%

17%52% 49%

10%

0%

20%

40%

60%

80%

100%

CSMBS SSS UC

Q1 (poorest) Q2 Q3 Q4 Q5 (the richest)

Source: Analysis from the 2004 Household Health and Welfare Survey (HWS) conducted by NSO.

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Declining of catastrophic health expenditure

from 2000 to 2006

0

1

2

3

4

5

6%

ho

use

ho

ld

2000 2002 2004 2006

Quintile 1 Quintile 5 All

Note: Catastrophic health expenditure refers to household out-of-pocket payments exceeding 10% of household income

Source: Socio-Economic Survey 2000 - 2006 conducted by NSO.

10

0

1

2

3

4

5

6

7

8

9

Decile

1

Decile

2

Decile

3

Decile

4

Decile

5

Decile

6

Decile

7

Decile

8

Decile

9

Decile

10

Income Deciles

% in

com

e sp

ent

on h

ealt

h

19921994199619982000200220042006

Improved fairness of financial contributions Out of pocket payments,

1992-2006

Source: Household Socio-Economic Survey 1992 - 2006 conducted by NSO.

Dec

linin

g of

gap

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Equity in health care finance:Financial Incidence Analysis

• Subsequent studies indicate the Concentration Index of various sources of healthcare finance – Thailand 2002 (O’Donnell et al 2005)

CI weight NHA– Direct tax 0.9057 0.1868– Indirect tax 0.5776 0.3155– Social insurance 0.5760 0.0582– Private insurance 0.3995 0.0668– Direct payments 0.4864 0.3728– Total Health Financing 0.5929

– General Tax 0.6996

Note:CI, an index of the distribution of payments, ranges (-1 to 1), a positive (negative) value indicates the rich (poor) contributes a larger share than the poor (rich), a value of zero is everyone pays the same irrespective of ability to pay

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Equity in utilization: Concentration Indexes of OP service by

level 2001 to 2007

Facility levels 2001 2003 2004 2005 2006 2007

Health centers -0.294 -0.365 -0.345 -0.380 -0.267

-0.292

District hospitals -0.270 -0.320 -0.285 -0.300 -0.256

-0.246

Provincial and regional hospitals -0.037 -

0.080 -0.119 -0.100 0.028 0.013

Private hospitals 0.431 0.348 0.389 0.372 0.516 0.528

Overall -0.090 -0.139 -0.163 -0.177 -0.054

-0.041

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Note: CI range from -1 to + 1. Minus 1 (plus 1 ) means in favour of the poor (rich), or the poor (rich) disproportionately use more services than the rich (poor).

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Equity in health service use: Concentration indexes of IP service by level

2001 to 2007

Types of health facilities

2001 200320

0

4

20

0

5

20

0

6

20

0

7

Community hospitals -0.316 -0.293 -029

4

-02.66

-02.4

2

-02.93

Provincial and regional hospitals -0.069 -0.138

-011

4

-01.5

6

-00.4

9

-011

4

Private hospitals 0.320 0.309 02.5

4

03

6

6

03.9

8

04.6

4

Overall -0.079 -0.121

-0.127

-0.114

-0.051

-0.080

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Who benefits from government subsidies for health?

Benefit incidence analysis (BIA) 2001 and 2003A comparison of percent distribution of net government health subsidies among different

income quintiles in 2001 and 2003

28

20

17 17 18

31

22

1516

15

0

5

10

15

20

25

30

35

Q1 Q2 Q3 Q4 Q5

Income quintile

perc

ent

2001

2003

Note: -Overall net government health subsidies in 2001 were approximately 58,733 million Baht, and in 2003 were 80,678 million Baht (in 2001-value)- The concentration index of government health subsidies in 2001 was -0.044 and in 2003 was -0.123

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Using evidence to develop appropriate provider payments during the UC era

• Increase equitable access by – A separation of payment for high cost services– Developing underserved services:

• Excellence centers (trauma, cardiac, cancer, stroke fast tract, STEMI),

• EMS, • Community rehabilitation

– Expansion of benefit package: universal access to ARV, RRT

– Compulsory licensing of high cost drugs: chemotherapy for cancer patients.

• Improve quality & effectiveness of services– Disease management program: DM, TB

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Increased access to particular servicesafter introduction of appropriate provider

payments

0

2,000

4,000

6,000

8,000

10,000

2004 2005 2006 2007 2008

Open heart

0

50,000

100,000

150,000

200,000

250,000

2004 2005 2006 2007 2008

Chemo

0100,000200,000300,000400,000500,000

2003

2004

2005

2006

2007

2008

ALS BLS FR

0

20,000

40,000

60,000

2004 2005 2006 2007 2008

Cataract

17

More equitable geographical access to open-heart surgery between

2004-2007

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กร�งเทพฯ

Less than 21.06

42.12 and More

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ภู�มิ�ลำ��เน�ของผู้��ป่�วยในสิ�ทธิ�หลำ�กป่ระก�นสิ�ขภู�พถ้�วนหน�� ท !ร�บก�รร�กษ�โรคห�วใจในโรงพย�บ�ลำ Excellence Center ป่' 2549

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Less than 21.06

42.12 and More

21.06 – 42.12

หน(วย : อ�ตร�ต(อ 100,000 ป่ระช�กรสิ�ทธิ�หลำ�กป่ระก�นสิ�ขภู�พถ้�วนหน��แหลำ(งท !มิ� : ข�อมิ�ลำจ�กฐ�นข�อมิ�ลำผู้��ป่�วยใน สิ��น�กง�นหลำ�กป่ระก�นสิ�ขภู�พแห(งช�ต�

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กร�งเทพฯนนทบ�ร

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Less than 21.06

42.12 and More

21.06 – 42.12

หน(วย : อ�ตร�ต(อ 100,000 ป่ระช�กรสิ�ทธิ�หลำ�กป่ระก�นสิ�ขภู�พถ้�วนหน��แหลำ(งท !มิ� : ข�อมิ�ลำจ�กฐ�นข�อมิ�ลำผู้��ป่�วยใน สิ��น�กง�นหลำ�กป่ระก�นสิ�ขภู�พแห(งช�ต�

Financial sustainability:Total health expenditure 1994-2005

0

50,000

100,000

150,000

200,000

250,000

300,000

1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005

Mil

. B

aht

0.00%

0.50%

1.00%

1.50%

2.00%

2.50%

3.00%

3.50%

4.00%

4.50%

%G

DP

public private %GDP

Total health expenditures, 2003-2005: 3.55 – 3.49% of GDP, THE per capita approx 100 USD

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Long-term budget impact (million

USD) from providing

treatment for all women with

osteoporosis in Thailand

Years Alendronate(million USD)

2009 15.6

2010 22.8

2011 26.3

2012 29.4

2013 27.7

2014 27.5

2015 26.9

2016 23.2

2017 21.8

19

Source: Maleewong U, Kingkaew P, Ngarmukos C, Teerawattananon Y. ECONOMIC EVALUATION OF SCREENING AND TREATMENT STRATEGIES FOR POSTMENOPAUSAL OSTEOPOROSIS: EVIDENCE TO INFORM DECISION MAKERS FOR SELECTION TO THE NATIONAL LIST OF ESSENTIAL MEDICINES IN THAILAND. HITAP 2008

Using evidence for decision making on the benefit package of the UC scheme

How equity and efficiency were achieved?

1. Long term financial sustainability

2. Technical efficiency, rational use of services at primary health care

Functioning primary health care at district level, wide geographical coverage of services, referral back up to tertiary care where needed, close-to-client services with minimum traveling cost

In-feasible for informal sector (equally 25% belong to Q1 and Q2) to adopt contributory scheme

1. Equity in financial contribution Tax financed scheme,

adequate financing of primary healthcare

2. Minimum catastrophic health expenditure 3. Minimum level of impoverishment

Breadth and depth coverage, comprehensive benefit package, free at point of services

4. Equity in use of services 5. Equity in government subsidies

Provider payment method: capitation contract model and global budget + DRG

EQUITY GOALS

EFFICIENCY GOALS

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Key factors contributing to institutionalization of M&E in Thailand

• Gradual evolving culture among policy makers in using evidence for decision making,

• Demand from users e.g. policymakers, health strategic planners, directors of policy and planning division, health system and policy researchers, etc.

• Adequate financing and skilful human resources for HIS development,

• Long-term capacity building and skills in data generation, compilation, processing, synthesis & analyses, dissemination, communication to the public and policymakers,

• Good collaboration and close relationship between data producers and data users, and policymakers,

• Networking with key stakeholders at sub-national, national, and international levels.

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Structure of Health Information System Development and Networking in Thailand

MOPH

Thai Health Promotion Foundation

Health System Research Institute (HSRI)

Health Information System DevelopmentPlan and Networking

NHSO NESDB

Civil societies

NGOs

Professionals

NSO

Academics

Data owners

Steering committee

Management office

Network and coordination

Reviews for HIS Demands and indicators

Data analysis and synthesis for report

production and publication

Utilization mechanism

Research and developmentfor improving health information system

Data qualityassessment

Reviews for health information systems

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Remaining key challenges in institutionalizing HIS in Thailand

• Many HIS institutes/organizations are responsible for different components of M&E duplication, inefficiency, and difficulties in networking and standardization,

• Gaps in data quality and availability, particularly data of the private sector,

• Despite adequate financing, more investment in HIS – both human and financial resources is needed,

• Variations in level of technical capacity in data generation, compilation, data processing, data analysis & synthesis, and communication, in responsible institutes,

• Problems in standardization of data generation, collection, and analyses,

• Low utilization of evidence by some policymakers,

• Need long term capacity building and champions in HIS for M&E

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Acknowledgement

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• Ministry of Public Health (MOPH) of Thailand• National Statistical Office of Thailand (NSO)• Health Systems Research Institute (HSRI) • Health Information System Development Office (HISO)• Thai Health Promotion Foundation (THPF) • National Health Security Office (NHSO)• WHO long-term fellowship program of WHO-SEA region• Department of Health Statistics and Informatics, WHO-HQ