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  • 8/12/2019 International Journal for Numerical Methods in Biomedical Engineering Volume Aop Issue Aop 2012 [Doi

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    INTERNATIONAL JOURNAL FOR NUMERICAL METHODS IN BIOMEDICAL ENGINEERING Int. J. Numer. Meth. Biomed. Engng. (2012)Published online in Wiley Online Library (wileyonlinelibrary.com). DOI: 10.1002/cnm.2491

    Algorithms for a strain-based plasticity criterion for bone

    Pankaj Pankaj * , and Finn E. Donaldson

    School of Engineering, The University of Edinburgh, Kings Buildings, Edinburgh, EH9 3JL, UK

    SUMMARY

    A range of stress-based plasticity criteria have been employed in the nite element analysis of the post-elastic behaviour of bone. There is some recognition now that strain-based criteria are more suitable for thismaterial because they better represent its behaviour. Moreover, because bone yields at relatively isotropicstrains, a strain-based criterion requires fewer material parameters unlike those required for a stress-basedcriterion. Based on a minimum and maximum principal strain criterion, a robust strain-based plasticityalgorithm is developed. As the criterion comprises six piecewise linear surfaces in principal strain space,it has a number of singular regions. Singularity indicators are developed to direct the algorithm to makeappropriate plastic corrector returns when singularity regions are encountered. The developed algorithmspermit a plastic corrector to be achieved in a single iterative step in all cases. A range of benchmark testsare developed and conducted after implementing the algorithm in a nite element package. These tests showthat the constitutive behaviour is as expected. Copyright 2012 John Wiley & Sons, Ltd.

    Received 21 February 2012; Accepted 26 March 2012

    KEY WORDS : stress-based; anisotropy; singularity indicators; benchmark tests

    1. INTRODUCTION

    Several stress-based criteria have been considered for bone. These range from the extensively usedisotropic von Mises criterion to the anisotropic Tsai-Wu [1] criterion [211]. Although some of thesimpler isotropic criteria, perhaps employed because they were readily available, have been shownto be unsuitable for bone [3, 8], other anisotropic ones require too many parameters, and their accu-racy is not sufcient to justify the additional experimental effort required for the determination of the parameters [3, 12].

    There has been some debate as to whether stress-based or strain-based criteria are best for rep-resenting bone yielding [13]. Some studies have indicated that strain-based criteria offer greateraccuracy [4, 14]. For bone, a strain-based criterion is more suitable than stress-based criteria fortwo compelling reasons. Firstly, there is now some evidence to suggest that yielding and failure of bone is based on strain rather than stress [15] and strain-based criteria offer greater accuracy [4,14].Secondly, bone is an anisotropic material, which can be approximated by orthotropy [16, 17]. Thisis reected both in its elastic properties and in its strength. As a consequence, the yield criterion for

    bone has to be anisotropic in the stress space. However, in the strain space, bone yields at relativelyisotropic strains, and the yield strain is not dependent upon apparent elastic stiffness or density[4, 14, 1820]. An isotropic, strain-based criterion requires relatively few material properties to beevaluated and no a priori identication of material orientation. Contrastingly, an anisotropic stress-based criterion requires numerous material parameters to be determined and must be oriented withthe physical structure of the bone. These reasons suggest that for bone, a strain-based criterion is

    *Correspondence to: Pankaj Pankaj, School of Engineering, The University of Edinburgh, Kings Buildings, Edinburgh,EH9 3JL, UK.

    E-mail: [email protected]

    Copyright 2012 John Wiley & Sons, Ltd.

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    P. PANKAJ AND F. E. DONALDSON

    not only biodelic but also numerically more convenient to employ. Interestingly, although severalstudies have found strain-based yield criteria to be more suitable for bone, development of plastic-ity algorithms has been extremely limited [21]. In fact, some studies have simply used an elasticanalysis to predict regions where strains violate a strain-based criterion [8,22].

    Strain-based plasticity was rst discussed about four decades ago by Naghdi and Trapp [23] andsubsequently developed by others [2428]. Over the decades, it has received very little attention in

    comparison with stress-based theories, and generally, nite element codes do not incorporate strain-based plasticity. It should be noted that for any static stressstrain state, a yield criterion formulatedin stress space can be converted into its equivalent in strain space. However, key differences becomeapparent as yielding progresses [23, 29, 30]. First identied by Yoder and Iwan [27], it was illus-trated by Lan et al . [25] that the sign of the derivative of yield function uniquely identies loading,neutral and unloading conditions in strain space, but is ambiguous in stress space.

    Gupta et al . [21] developed a yield criterion for trabecular bone based upon an isotropic modi-ed super ellipsoid dened in principal strain space by Bayraktar et al . [18]. The criterion has fourparameters, two of which are essentially the yield strains in compression and tension. This yieldsurface is smooth and is therefore free from the issues associated with singularities at sharp cornersin piecewise linear surfaces such as those in MohrCoulomb, Tresca and Rankine criteria; althoughalgorithms have been developed to effectively handle issues associated with singular yield surfaces[3133]. It has been demonstrated by previous researchers [3, 8] that reasonable accuracy can beachieved through the use of a maximum (Saint Venant) and minimum principal strain criterion.This yield criterion can be visualised as a cube in principal strain space. Indeed, it consists of sixplanar yield surfaces and requires only two parameters (yield strains in tension and compression)to be dened. Furthermore, it has been shown that accurate returns to such piecewise linear sur-faces (in a predictorcorrector algorithm) can be achieved in a single iterative step [31, 33]. Thisgreatly reduces the numerical cost of the overall algorithm and also improves its stability and accu-racy. Such algorithms can be effectively used in biomedical engineering problems [34]. For thesereasons, the minimum and maximum elastic principal strain criterion was selected for this work.Although it has previously been used as a limit in studies of bone failure [35], it has not previouslybeen developed as a full plasticity algorithm. The aim of this study was to develop algorithms forthis simple strain-based constitutive model for inclusion in nite element codes.

    2. FORMULATION AND DEVELOPMENT OF ALGORITHMS

    2.1. Denition of the criterion

    The yield criterion is dened by limiting values of the elastic principal strains. The criterion is fullydened by specication of tensile and compressive yield strains. The yield criterion g , is a functionof the principal elastic strains, e1 ,

    e2 ,

    e3 i.e.

    g D g e1 ,e2 ,

    e3 (1)

    As there is little available data on post-yield behaviour of bone, the algorithms developed in thisstudy are limited to perfect plasticity. The yield criterion is represented in the principal strain space

    by the six yield planes

    g1 t D e1 Y t I g2 t De2 Y t I g3t D

    e3 Y t

    g1 c D e1 C Y c I g2 c De2 C Y c I g3 c D

    e3 C Y c (2)

    where Y t and Y c are the tensile and compressive yield strains. As usual, tension is taken as positiveand compression as negative. In principal strain space, this yield criterion can be visualised as acube with sides Y t C j Y c j as illustrated in Figure 1. It is important to note that even under conditionsof elastic isotropy, a yield surface in principal strain and principal stress space do not have thesame shape.

    Copyright 2012 John Wiley & Sons, Ltd. Int. J. Numer. Meth. Biomed. Engng. (2012)

    DOI: 10.1002/cnm

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    (a)

    (b)

    Figure 1. The 3D maximum principal strain criterion (a) and its shape in stress space (b) under conditionsof elastic isotropy. Note Y t and Y c indicate tensile and compressive yield strains, respectively. The line of coloured locations indicate equivalent points on the two yield surfaces for 1 D Y t , 2 D 0, 3 D Y c ! Y t .

    2.2. Predictorcorrector theory

    Clausen et al . [36] and Huang and Grifths [37] considered piecewise linear yield functions instress-based plasticity. Here, we follow their general arguments. For piecewise linear yield func-tions, the ow vectors are constant during the corrector phase if it is performed in the principalcoordinate system. This fact can be used to greatly simplify the return mapping process. To realisethese simplications, it is necessary to rotate the predictor state into its principal orientation beforeperforming the plastic return. The consistent tangent matrix can then be dened in principal coordi-nates before it and the returned state are rotated back into general coordinates. In the following, thesymbols

    eand O

    edenote the same term in general and principal coordinate systems. The rotation of

    strain and stress vectors in Voigt notation can be expressed as

    O

    eD A

    eeor

    eD A

    e1 O

    e(3)

    O

    eD A

    eT

    eor

    eD A

    eT O

    e(4)

    and elasticity and compliance tensors as

    OD

    e

    eD A

    e

    T D

    e

    e A

    e

    1 or D

    e

    e D A

    e

    T OD

    e

    eA

    e

    (5)

    Copyright 2012 John Wiley & Sons, Ltd. Int. J. Numer. Meth. Biomed. Engng. (2012)

    DOI: 10.1002/cnm

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    P. PANKAJ AND F. E. DONALDSON

    OC

    ee

    D A

    eC

    ee A

    eT or C

    ee D A

    e1 OC

    eeA

    eT (6)

    where A

    eis the 6 6 rotation matrix, which can be derived by following the arguments of

    Clausen et al . [36] as

    A

    eD 26666666664

    cxOx cxOx c

    yOx c

    yOx c

    Ox c

    Ox c

    xOx c

    yOx c

    Ox c

    xOx c

    yOx c

    Ox

    cxOy

    cxOy

    cyOy

    cyOy

    cOy

    c Oy

    cxOy

    cyOy

    cOx

    cxOy

    cyOy

    c OycxO c

    xO c

    yO c

    yO c

    Oc

    O c

    xO c

    yO c

    Oc

    xO c

    yO c

    O

    2c xOx cxOy 2c

    yOx c

    yOy 2c

    Ox c

    Oy c

    xOx c

    yOy C c

    xOy c

    yOx c

    Ox c

    xOy C c

    Oy c

    xOx c

    yOx c

    Oy C c

    yOy c

    Ox

    2c xO cxOx 2cyO c

    yOx 2c

    Oc

    Ox c

    xO c

    yOx C c

    xOx c

    yO c

    OcxOx C c

    Ox c

    xO c

    yO c

    Ox C c

    yOx c

    O

    2c xOy cxO 2c

    yOy c

    yO 2c

    Oy c

    O c

    xOy c

    yO C c

    xO c

    yOy c

    Oy c

    xO C c

    Oc

    xOy c

    yOy c

    O C c

    yO c

    Oy

    37777777775(7)

    in which c iOj D cosiOj

    , or the direction cosine of the angle iOj from axis Oj to axis i .

    Hookes law can be written in terms of the elastic and plastic parts of the total strain as

    O

    eD OD

    e

    eO

    eO

    e

    p D OD

    e

    eO

    e

    e (8)

    where OD

    ee

    is the elasticity matrix in principal strain orientations.The associative plastic ow rule for stress-based criterion f , and equivalent strain-based criterion

    g , can be expressed in rate form as

    PO

    ep D d

    @f @O

    eD d OC

    ee @g

    @O

    ee (9)

    where OC

    ee

    D OD

    ee 1

    , is the compliance matrix in principal strain orientations and d is the plastic

    multiplier. The presence of OC

    ee

    in Equation (9) is required to satisfy Iliushins postulate [38]. Thepredictorcorrector phase can be written in terms of stress and strain as

    O

    eD O

    eT d OD

    ee @f

    @O

    e(10)

    and OD

    ee

    O

    ee D OD

    ee

    O

    eeT d

    @g@O

    ee (11)

    respectively, where O

    eT and O

    eeT are the trial or predictor states of stress and elastic strain. Rearranging

    Equation (11) and premultiplying by OC

    ee, we have

    d OC

    ee @g

    @O

    ee D O

    eeT O

    ee (12)

    Premultiplying Equation (12) by @g=@O

    e

    e T and alternatively @g=@O

    e

    eT

    T gives

    d @g

    @O

    ee

    T O

    C ee @g

    @O

    ee D

    @g

    @O

    ee

    T

    Oee

    T Oee

    (13)

    and d @g@O

    eeT

    T OC

    ee @g

    @O

    ee D

    @g@O

    eeT

    T

    O

    eeT O

    ee (14)

    respectively. Following the analysis of convex surfaces by Hiriart-Urruty and Lemarechal [39] andyield planes by Huang and Grifths [37], we can write

    @f @O

    e

    T

    O

    eT O

    e6 f O

    eT 6

    @f @O

    e

    T

    T

    O

    eT O

    e (15)

    Copyright 2012 John Wiley & Sons, Ltd. Int. J. Numer. Meth. Biomed. Engng. (2012)

    DOI: 10.1002/cnm

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    and @g@O

    ee

    T

    O

    eeT O

    ee 6 g O

    eeT 6

    @g@O

    eeT

    T

    O

    eeT O

    ee (16)

    Substituting the left hand sides of Equations (13) and (14) into Equation (16) we get

    @g

    @Oee

    T OC

    ee @g

    @Oee 6

    g O

    eeT

    d

    6 @g

    @OeeT

    T OC

    ee @g

    @Oee (17)

    If the yield surface is piecewise linear and the return is to a single surface then @g=@O

    ee D @g=@O

    eeT

    will remain constant throughout the return in principal coordinates. Therefore, Equation (17)becomes

    @g@O

    ee

    T OC

    ee @g

    @O

    ee D

    g O

    eeT

    d D

    @g@O

    eeT

    T OC

    ee @g

    @O

    ee

    giving d Dg O

    eeT

    @g@O

    ee

    T OC

    e

    e @g@O

    ee

    Dg O

    eeT

    @g@O

    eeT

    T OC

    e

    e @g@O

    eeT

    (18)

    Substituting Equation (18) into Equation (11) we have

    OD

    ee

    O

    ee D OD

    ee

    O

    eeT 26664

    g O

    eeT

    @g@O

    eeT

    T OC

    ee @g

    @O

    eeT

    37775@g

    @O

    eeT

    O

    e

    e D O

    e

    eT 26664

    g O

    eeT

    @g@O

    eeT

    T OC

    ee @g

    @O

    eeT

    37775OC

    e

    e @g@O

    e

    eT

    (19)

    Equation (19) represents the core return mapping process for returns to a plane. However, in thepresent yield criterion, it is also necessary for states of strain that lie in singular regions to bereturned to the following: lines (intersection of two yield planes) and points (intersections of threeyield planes). Singularity indicators are developed later in this section to determine if a return tothese locations is required.

    We rst consider the situation in which the singularity indicators reveal that a return to a line isrequired. The equation of a line on the yield surface can be expressed as the parametric equation

    O

    ee D t Or

    el C O

    el (20)

    where t is a scalar parameter, Or

    e

    l is a vector parallel to the line and O

    e

    l is an arbitrary point on theline. An innite number of predictor states may require a return to a given point on a line, therefore,the direction of d O

    ep is unknown. However, the fact that the rst derivatives of the yield surfaces

    are orthogonal to the line can be used to derive a closed form expression for the corrected state.Substitution of Equation (20) into Equation (12) gives

    d O

    ep D d OC

    ee @g

    @O

    ee D hOe

    eT t Or

    el C O

    el i (21)

    which when premultiplied by OD

    ee

    gives

    d @g@O

    e

    e D OD

    ee hOe

    eT O

    el t Or

    eli (22)

    Copyright 2012 John Wiley & Sons, Ltd. Int. J. Numer. Meth. Biomed. Engng. (2012)

    DOI: 10.1002/cnm

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    Rearranging Equation (22) and premultiplying by Or

    el T produces

    d Or

    e

    l T @g@O

    e

    e C t Or

    e

    l T OD

    e

    eOr

    e

    l D Or

    e

    l T OD

    e

    eO

    e

    eT O

    e

    l (23)

    Noting that

    Or

    el T @g

    @O

    ee D 0 (24)

    because of the orthogonality condition, the parameter t can be evaluated as

    t DOr

    el T OD

    ee

    O

    eeT O

    el

    Or

    el T OD

    ee

    Or

    el

    (25)

    Substitution of Equation (25) into Equation (20) gives the corrected state as

    O

    ee D 264

    Or

    el T OD

    ee

    O

    ee

    T O

    el

    Or

    el T OD

    ee

    Or

    el 375Ore

    l C O

    el (26)

    In the case of a return to a point, the corrected state can simply be written down as the coordinatesof the point in the principal space, that is

    O

    ee D Y t =c Y t =c Y t =c 0 0 0 T (27)

    where Y t =c represents the yield strain in tension or compression as appropriate.

    2.3. Derivation of the singularity indicators

    The equations derived in Section 2.2 can be used to return any predictor state of strain to the yield

    surface (Figure 2). It remains to identify which states of strain are required to be returned to a plane,a line or a point. This problem is confounded by the fact that the return vectors in principal strainspace are not orthogonal to the yield surface (e.g. the predictorcorrector line plotted in Figure 2).Note that although @g=@O

    ee is orthogonal to g , the term OC

    ee.@g=@O

    e/ e is not. Predictor states of strain

    therefore exist, which are in violation of only one yield surface, yet when corrected are in viola-tion of another. Such strain states are a subset of the singular states. To overcome this obstacle, werequire the derivation of singularity indicators similar to those derived by de Borst et al . [40] andPankaj and Bicanic [33] for the MohrCoulomb yield criterion.

    Following an argument similar to that of Pankaj and Bicanic [33] for stress space, we continuein principal strain space, which simplies the algebra required. The process used here effectivelychecks whether the elastic principal strains have changed order following a return(s) to the yieldsurface(s). By denition, the predictor principal strains, are ranked eT 1 >

    eT 2 >

    eT 3 . A singular

    predictor state must exist if, following a return(s), the nal elastic principal strains are rankedother than e1 > e2 >

    e3 . In principal strain space, the rst derivatives of the yield functions

    (Equation (2)) are

    @g1t@O

    ee D 8

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    (a)

    (b)

    Figure 2. The strain-based yield surface (a) in principal strain space and (b) plane representation.A predictorcorrector step is shown between states of strain

    ei and

    ei C 1 .

    Writing Equation (19) in vector form, we therefore get one of the following

    8

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    P. PANKAJ AND F. E. DONALDSON

    If this return results in e2 > e1 , then the predictor strain state is in a singular regime, and we can

    dene a singularity indicator for the tensiontension region as

    tt D e2e1 > 0

    or tt D

    (eT 2 g1 t

    OC e21OC e

    11

    )

    eT 1 g1t (33)

    A value of t t > 0 will indicate the need for a return to the line at the intersection of the yieldplanes g1 t and g2 t .

    2.3.2. Example 2 - Singular in tensiontensiontension region. Consider a situation with tt > 0 ,indicating that the return needs to be made to the line as discussed earlier. A return to the linemarking the intersection of yield planes g1 t and g2 t leads to

    O

    ee D t Or

    el C O

    el

    8

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    substituting from Equation (38) for d O

    ee in Equation (39) gives

    d g D @g@O

    e

    e

    T d Oed OC

    ee @g

    @O

    e

    e D 0 (40)

    Rearranging Equation (40) gives

    @g@O

    ee

    T d O

    eD d

    @g@O

    ee

    T OC

    ee @g

    @O

    ee (41)

    and

    d D

    @g@O

    ee

    T d O

    e@g@Oe

    e

    T OC

    ee @g

    @O

    ee

    (42)

    which can be substituted into Equation (37) to produce

    d O

    eD 26664

    OD

    ee

    @g@O

    ee

    @g@O

    ee

    T

    @g@O

    ee

    T OC

    ee @g

    @O

    ee

    37775d O

    ed O

    eD OD

    eep

    d O

    e(43)

    2.4.2. Tangential modulus matrixstrain state on a line. In the case of a strain state on a line at theintersection of multiple yield surfaces, OD

    e

    epcan be evaluated as the summation of two 6 6 matrices

    in the form adopted by Clausen et al . [36] for isotropic stress-based yield criteria in principal space

    OD

    eep

    D h OD

    ei

    ep

    C OG

    e(44)

    where h OD

    ei ep contains elements relating only to normal strain components and is thus non-zero

    only in the rst three rows and columns, and OG

    econtains only the shear stiffness terms rotated into

    principal directions (following Equation (5)), that is

    OG

    eD A

    eT 24

    0

    e3 30

    e3 30e3 3D

    eeij

    3 3

    35Ae1 , for i , j D 4, 5, 6 (45)

    For a return to a line, the direction of the elastic strain increment, dened in principal strain space,must be parallel to the line. Therefore,

    d O

    ee D d Or

    el (46)

    where d is a scalar multiple. The corresponding increment of stress must be dened as

    d O

    eD d OD

    ee

    Or

    el (47)

    and OD

    eep

    must be singular with respect to any vector orthogonal to OD

    ee

    Or

    el . Hence, from Equation (37)

    and its denition in Equation (43), OD

    eep

    can be written as

    OD

    e

    epd O

    e

    e D OD

    e

    ed O

    e

    e (48)

    Copyright 2012 John Wiley & Sons, Ltd. Int. J. Numer. Meth. Biomed. Engng. (2012)

    DOI: 10.1002/cnm

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    P. PANKAJ AND F. E. DONALDSON

    and therefore

    h OD

    ei ep Or

    el D OD

    ee

    Or

    el

    h OD

    ei ep Or

    e

    l Or

    e

    l T OD

    e

    eD OD

    e

    eOr

    e

    l Or

    e

    l T OD

    e

    e

    h OD

    ei ep D ODe

    e

    Or

    el

    Or

    el T

    OD

    ee

    Or

    el T OD

    ee

    Or

    el

    (49)

    2.4.3. Tangential modulus matrixstrain state at a point. In the present yield criterion, onlysingularity points dened by the intersection of three yield surfaces exist. Following the argumentsof [36] at such a point, the tangent modulus matrix is singular with respect to any direction inprincipal space, but not with respect to the shear directions. Hence,

    OD

    eep

    D OG

    e(50)

    where OG

    eis dened in Equation (45).

    2.5. Consistent tangent matrix

    Use of the tangent modulus matrix OD

    eep

    derived in Section 2.4 has been shown to impair thequadratic rate of convergence of the global iteration scheme [41]. Simo and Taylor [42] developeda consistent tangent matrix to restore the quadratic convergence of the global Newton scheme. Thiscan be expressed as

    OD

    eepc

    D T

    eOD

    eep

    (51)

    where T

    eis a modication matrix generally dened as

    T

    eD I

    eC D

    ee

    d d f = d

    ed

    e!1 (52)

    in which the derivative is taken at the corrected state, and I

    eis the identity matrix. In the case of

    linear yield criteria (such as the present one), it has been established that T

    ecan be evaluated at the

    predictor state as

    T

    eD I

    eD

    ee

    d d f = d

    ed e(53)

    thus avoiding the inversion required in Equation (52) [43]. Conversion of Equation (53) for a yieldsurface dened in strain space gives

    T

    eD I

    eC

    ee

    d d g=d

    e

    e

    d

    ee D I

    e

    d C

    e

    e d g=d

    e

    e

    d

    ee D I

    e d

    e

    p

    d

    ee (54)

    where the plastic corrector in general strain space,

    ep can be expressed in terms of its

    representation in principal strain space, using Equations (3) and (7), as

    T

    eD I

    e d

    ep

    d

    ee D I

    ed A

    e1 O

    ep

    d

    ee (55)

    which can be expanded, noting the matrix identity d A

    e1 =d x D A

    e1 d A

    e=d x A

    e1 [44,45], with

    the substitution

    ei D A

    e1 d A

    ed

    e

    ei

    A

    e1 O

    ep

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    such that

    T

    eD I

    e

    ex

    ey

    e

    exy

    ex

    ey (56)

    The term d A

    e=d

    e

    ei represents the rate of change of the principal strain axes, which can be expressed

    using the following geometrical arguments, similar to Clausen et al . [36], for principal stress axes.Expanding d A

    e=d

    eei with the chain rule gives

    d A

    edeei

    D @A

    e@ xd x

    d

    eei

    C @A

    e@ yd y

    d

    eei

    C @A

    e@ d

    d

    eei

    (57)

    where d x , d y , and d are innitesimal rotation angles about the x -axis, y -axis and -axis. Inthe case that the principal ( Ox , Oy , O) and general ( x , y , ) axes are aligned, the angles between themcan be represented as the tensor

    e

    0 D 264xOx

    xOy

    xO

    yOx

    yOy

    yO

    Ox

    Oy

    O

    375D 24

    0 2 22 0

    2

    2 2 035 (58)

    from which the corresponding transformation tensor can be derived as

    e0 D cos

    e0 D 24

    1 0 00 1 00 0 1

    35 (59)Innitesimal rotations of the coordinate system about each of the axes are illustrated in Figure 3 andproduce the transformation tensors

    ex D cos24

    0 2 22 d

    x 2 d

    x

    2 2 C dx d x

    35D 241 0 00 1 d x

    0 d x 135 (60)

    ey D cos24

    dy

    2 2 C dy

    2 0

    2

    2 dy

    2 dy 35D 24

    1 0 dy

    0 1 0d y 0 1 35 (61)

    and

    e D cos24

    d 2 d

    2

    2 C d d 2

    2 2 035D 24

    1 d 0d 1 00 0 1

    35 (62)

    Figure 3. Innitesimal rotation angles about the three coordinate axes; (a) angle d x about the x -axis, (b)angle d y about the y -axis, and (c) angle d about the -axis.

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    P. PANKAJ AND F. E. DONALDSON

    respectively. It may be noted that these equations are slightly different from those obtained byClausen et al . [36]. From Equations (59)(62) the change in transformation matrix A

    e(Equation (7))

    resulting from a rotation around each axis can be expressed as

    @Ae@ x dx D A

    eex A

    ee0 D

    26666664

    0 0 00

    e3 3

    0 0 d x

    0 0 d x0 0 0 0 d x 00 0 0 d x 0 00 2d x 2d x 0 0 0

    37777775

    (63)

    @A

    e@ y dy D A

    eey A

    ee0 D

    26666664

    0 d y 00

    e3 30 0 0

    0 d y 00 0 0 0 0 d y

    2d y 0 2d y 0 0 00 0 0 d y 0 0

    37777775

    (64)

    and

    @A

    e@ d D A

    ee A

    ee0 D

    26666664

    d 0 00

    e3 3d 0 0

    0 0 02d 2d 0 0 0 0

    0 0 0 0 0 d

    0 0 0 0 d 0

    37777775(65)

    where quadratic terms are neglected. To evaluate the terms of Equation (57), it is also necessaryto calculate d x =d

    eei , d

    y =d

    eei and d

    =d

    eei . Innitesimal changes in the normal strains do not

    affect the orientation of the principal strain directions, hence,

    d i

    d ej D 0

    e)

    d A

    ed ej D 0e)

    ej D 0

    e, for i , j D x , y , (66)

    Through consideration of the strain Mohrs circles (Figure 4) the rate of change of the rotationangles with the shear strains exy ,

    ex and

    ey can be found as

    Figure 4. Mohrs circles of strain for innitesimal rotation angles d x , d y and d .

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    sin .2d x / D12 d

    ey

    12

    e2

    e3

    , d x

    d eyD

    12 e2

    e3

    (67)

    sin .2d y / D12 d

    ex

    1

    2

    e

    1

    e

    3

    , d y

    d ex

    D 1

    2 e1

    e

    3

    (68)

    sin .2d / D12 d

    exy

    12

    e1

    e2

    , d

    d exyD

    12 e1

    e2

    (69)

    noting that for small angles, sin . Substitution of Equation (67) into Equation (63) gives

    @A

    e@ ey

    D 1

    2 e2e3

    26666664

    0 0 00

    e3 30 0 1

    0 0 10 0 0 0 1 00 0 0 1 0 00 2 2 0 0 0

    37777775

    (70)

    and similarly from Equation (68) and Equation (64),

    @A

    e@ ex D 1

    2 e1e3

    26666664

    0 1 00

    e3 30 0 0

    0 1 00 0 0 0 0 12 0 2 0 0 00 0 0 1 0 0

    37777775(71)

    and Equation (69) into Equation (65)

    @A

    e@ exy D 1

    2 e1e2

    26666664

    1 0 00

    e3 31 0 0

    0 0 02 2 0 0 0 00 0 0 0 0 10 0 0 0 1 0

    37777775(72)

    The consistent modier T

    e

    can be calculated by inserting Equations (66) and (70)(72) intoEquation (56) such that

    T

    eD I

    e 0

    e 0

    e 0

    e

    exy

    ex

    ey (73)

    2.6. Overview of the algorithm

    1.Initialisation:Pass in, d

    e,

    ee ,

    ep

    Set, Y t , Y c , D

    ee , C

    ee D D

    ee 1 ,

    eeT D

    ee C d

    e2.Transform eeT , D

    ee and C

    ee into principal coordinates O

    eeT , OD

    ee

    andOC

    e

    eusing Equations (3), (5) and (6)

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    P. PANKAJ AND F. E. DONALDSON

    3.Check yield conditionsIF all g. O

    ee / 6 0: no return required,

    O

    ee D O

    eeT , OD

    eepc

    D OD

    ee

    GO TO 5ELSE: strain return required,GO TO 4

    4.Check singularity indicators to identify type of returnIF return to a plane:Calculate d O

    ep from Equation (19) and OD

    eep

    from Equation (43)O

    ee D O

    eeT d O

    ep

    ELSE IF return to a line:Calculate O

    ee from Equation (26) and OD

    eep

    from Equations (44) and (49)ELSE IF return to a point:Calculate O

    ee from Equation (27) and OD

    eep

    from Equation (50)END IFCalculate T

    e

    from Equation (73)OD

    eepc

    D T

    eOD

    eep

    5.Rotate O

    ee and OD

    eepc

    back into general coordinates

    ee and D

    eepc

    using Equations 3 and 5

    6.Update stress and state variables

    eD D

    ee

    ee ,

    ep D

    eee

    7.Return

    e, D

    eepc ,

    ee and

    ep

    3. BENCHMARK TESTS

    The algorithm was coded as a Fortran user subroutine appended to Abaqus Standard (ABAQUS,Inc., Providence, RI, USA). The applied conditions were uniaxial tension and compression; hydro-

    static tension and compression; triaxial combinations of tension and compression; and planar andtriaxial pure shear. Uniaxial tests (Figure 5(a) and (b)) were applied by xing all nodes on one facein the direction and one of these also in the x and y directions; equal displacement was applied tothe remaining nodes in the direction. In hydrostatic tests (Figure 5(c) and (d)), one node was xedin all directions, and all nodes with a common face were restrained against translation orthogonallyto that face; equal displacements were applied orthogonally to nodes on the unrestrained faces. Intriaxial tension and compression tests (Figure 5(e) and (f)), nodes were restrained identically to thehydrostatic case, but the displacements were applied such that the ratio of tensile to compressivestrain was Y t =Y c . In the planar shear test (Figure 5(g)), one node was fully xed, and other nodeswere displaced to produce a symmetrical diamond shape within the testing plane, without restraintto displacement out of that plane. In the triaxial shear test (Figure 5(h)), one node was fully xed,and all others were displaced to produce a symmetrical diamond in 3D. The tests were performedusing tensile and compressive yield strains of 0.5% and 0.7%, respectively. These are typical yieldstrains reported for bone [46]. In the benchmark tests, the material was assumed to be isotropic,to maintain transparency of the solution, with Youngs modulus of 10 GPa and Poissons ration of 0.3. In the following, the results shown are the three principal strain components. Their elastic andplastic components are plotted against the largest principal component of applied total strain in eachcase. The results of the benchmark tests are considered in the following paragraphs. A discussion of the results is provided in the following section.

    Results of uniaxial tests are illustrated in Figure 6(a) (compression) and (b) (tension). Underuniaxial compression, the elastic strain increased linearly until the yield strain in compression wasreached. Initial plastic returns were made to a single yield surface. Following rst yield, there was nofurther increment in the elastic strain component. The minimum elastic principal strain component

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    (a) (b) (c)

    (d) (e)

    (g)

    (h)

    (f)

    Figure 5. Single element benchmark test boundary conditions for (a) uniaxial compression, (b) uniaxialtension, (c) hydrostatic compression, (d) hydrostatic tension, (e) compressivecompressivetensile,(f) tensiletensilecompressive, (g) plane pure shear, and (h) triaxial pure shear. Note D t , D c and D s are

    the applied tensile, compressive and shear displacements, respectively.

    remained at a constant value of 0.7%. All further applied strain became plastic strain. A similarpattern of yielding occurred in tension; rst yield occurred when the maximum elastic principalstrain reached the tensile yield strain and remained at a constant value of 0.5% thereafter. In bothcases, it was noted that once rst yield occurred in one direction, the elastic strain in other unyieldeddirections did not increase.

    The results of hydrostatic tests are illustrated in Figure 6(c) (compression) and (d) (tension).In Figure 6(c), the plastic strain remained zero until the compressive yield surface was reached.Plastic returns were made to three yield surfaces. This occurred simultaneously in all principal

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    P. PANKAJ AND F. E. DONALDSON

    (a) (b)

    (c) (d)

    Figure 6. Single element uniaxial and hydrostatic tests of the strain-based yield criterion under (a) uniaxialcompressive, (b) uniaxial tensile, (c) hydrostatic compressive and (d) hydrostatic tensile displacements.

    directions. Under further displacement, the elastic strain remained constant at a value of 0.7%,and all additional strain became plastic. Equivalent behaviour was observed under conditions of hydrostatic tension (Figure 6(d)). The elastic strain reached the tensile yield strain simultaneouslyin all principal directions; further strain became plastic. The limiting strain was 0.5%.

    Under compressioncompressiontension conditions, the response was as shown in Figure 7(a).The ratio of tensile to compressive applied displacements was Y t =Y c . The principal elastic strainsincreased until rst yield occurred; in this case, at two compressive and one tensile yield planessimultaneously. Further strain induced plastic strain in all principal directions. Once yielded, theelastic strain components remained constant at their respective yield values. Further applied strainbecame plastic. Similar behaviour was observed under tensiontensioncompression conditions,illustrated in Figure 7(b). In this case, tensile yield occurred for both the maximum and intermedi-ate principal strain component and compressive yield for the minimum. At post-yield, the principalelastic strains remained at the yield strain values.

    Figure 7(c) shows the response under pure shear displacements in a single plane. Under these con-ditions, the applied shear strain, app can be resolved into principal strains of 1 D app =2, 2 D 0,and 3 D app =2. Therefore, because the yield strain was lower in tension, it was the mode of rst yield. Following rst yield, a component of plastic strain was induced in all principal directionscaused by the Poisson effect. This reduced the rate of increase of the elastic minimum principal

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    (a) (b)

    (c) (d)

    Figure 7. Single element triaxial and shear tests of the strain-based yield criterion. Applied boundary condi-tions were (a) compressivecompressivetensile, (b) tensiletensilecompressive, (c) plane pure shear and

    (d) triaxial pure shear displacements.

    strain component (see kinks at points A and B in Figure 7(c)), and induced an equal and oppositecomponent of elastic strain in the direction of the middle principal strain to satisfy the boundarycondition 2 D 0. The minimum principal elastic strain then increased until the compressive yieldstrain was reached. At this point, no further elastic strain accumulated; further displacement inducedonly plastic strain. The principal elastic strains in yielded directions remained at the yield values.

    The results of a triaxial state of pure shear are presented in Figure 7(d). The applied shear strains of 12 D 23 D 31 D app resulted in applied principal strains of 1 D app , and 2 D 3 D app =2.

    The elastic strains increased until rst yield occurred in tension. Further straining induced plas-tic strain in all principal directions. This reduced the rate of accumulation of elastic strain in theunyielded middle and minimum principal directions (see kinks at points A and B in Figure 7(c)).Elastic strain accumulated in the unyielded directions until the compressive yield strain was reached.Following yield, all elastic principal strain components remained at their respective yield strains.

    Cyclic loading tests were conducted to examine the behaviour of the developed algorithm underunloading and reloading. The elastic and plastic strain components, which developed in the singleelement subjected to several cycles of uniaxial tensile and compressive displacements are plottedin Figure 8(a) and (b). Under the initial tensile conditions, the behaviour was linear until it reached

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    P. PANKAJ AND F. E. DONALDSON

    (a) (b)

    Figure 8. Single element test under cycles of uniaxial tensile and compressive applied strain in the direction; (a) elastic and (c) plastic strain components.

    the tensile yield strain Y t . Prescribed displacement was then progressed until 0.1% plastic strain atwhich point the applied displacements were reduced. The elastic strain returned along the pre-yieldgradient with a non-zero total strain component, where the elastic strain was reduced to zero. Addi-tional compressive displacement was applied until yield occurred on the compressive yield surface.This was encountered at a total strain value of 0.6%, 0.1% higher than the assigned yield strain asa result of the preceding tensile plastic strain in the direction. Compressive displacement was con-tinued up to 0.3% plastic strain. Two further cycles of tensile followed by compressive loading wereapplied and produced similar behaviour. The principal elastic strain components remained withinthe assigned yield strains throughout all cycles.

    4. DISCUSSION OF BENCHMARK TESTS

    Under uniaxial tension and compression, it was demonstrated that the elastic predictorplasticcorrector algorithm worked correctly for non-singular states of strain. The various tests under hydro-static and combinations of tension and compression involved singular strain states in violation of both two and three yield surfaces. In every case, the algorithm was seen to achieve a valid plas-tic return to the yield surface. The planar and triaxial pure shear conditions involved the greatestpossible rotation of the principal strain state from the model coordinate system. This representedan additional test for the developed algorithm. Under these conditions, the singular strain stateswere resolved successfully. Under repeated cyclical uniaxial tensile and compressive strains, thealgorithm correctly resolved the elastic and plastic strain components. These results indicate thatthe developed algorithm is able to accurately model the maximum/minimum principal strain yieldcriterion in general FE analyses, including loading, unloading and reverse loading conditions.

    4.1. Yielding and the Poisson effect In the results of uniaxial single element tests, it was observed that following yielding in one direc-tion, the elastic Poisson effect in other directions ceased. More specically, the component of elasticstrain induced by Poissons effect was replaced by an equivalent plastic strain. For example, thisbehaviour can be seen in Figure 6(a) with uniaxial compression. Preceding rst yield, the elas-tic compressive strain increased and was accompanied by associated tensile Poisson strains in theorthogonal directions. Following rst yield, both the compressive and tensile elastic strain compo-nents remained constant, although only the former had exceeded the yield surface. This behaviourwas accompanied by the accumulation of plastic strains at an equivalent rate to the pre-yield state.It is important to note that the Poisson effect is related to elastic strain, and once the elastic strain

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    becomes constant in the principal loading direction, there will be no additional elastic strain becauseof the Poisson effect in the orthogonal directions.

    In the case of multiaxial and shear tests, similar behaviour was observed. However, following rstyield in these cases, the rate of increase of elastic strain reduced, but did not cease in the unyieldedorthogonal directions. Although the applied loading at the element boundary continued to increaseat the same rate, both pre-yield and post-yield, the fact that the rate of increase of elastic strain

    reduced in the unyielded directions requires explanation.To explain this, we rst consider the uniaxial case in more detail. Consider an isotropic solid withelastic compliance tensor OC

    ee. If we assume an initial state of strain, which lies on the tensile yield

    surface and apply an additional tensile unit stress O

    e, the elastic predictor, or trial strain increment

    in principal space is

    O

    eeT D OC

    ee

    O

    eD 1E 241

    1 1

    358

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    P. PANKAJ AND F. E. DONALDSON

    directions must be reduced by the amount of plastic strain induced by the Poisson effect. To illus-trate this, consider the case of a planar pure shear boundary condition on an isotropic material(Figure 7(c)). As previously noted, an applied shear strain of app resolves into principal strains of

    1 D app =2, 2 D 0, and 3 D app =2. The initial state lies upon the tensile yield surface, and anadditional stress O

    eis applied

    OeeT D OC e

    e

    O eD 1E 241

    1 1

    358

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    ALGORITHMS FOR A STRAIN-BASED PLASTICITY CRITERION FOR BONE

    CONFLICT OF INTEREST STATEMENT

    The authors have no conict of interest with respect to the presented work.

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