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Martin Fleischer Federal Foreign Office, International Cyber Policy Coordinator Guest Professor at Qingdao University November 2013 Internet Governance from a Foreign Policy Perspective

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Page 1: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

Martin Fleischer

Federal Foreign Office, International Cyber Policy Coordinator

Guest Professor at Qingdao University

November 2013

Internet Governance

from a

Foreign Policy Perspective

Page 2: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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Introduction

I. Three Dimensions of International Cyber Policy

II. International Cyber Policy and Internet Governance

III. The UN as a Forum for Internet Governance?

Conclusion

Overview

This presentation has been compiled solely for teaching purposes and does not constitute an

official positioning by the German Federal Foreign Office.

Page 3: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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Introduction: Four waves of Industrial Revolution

Page 4: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

Four waves of Industrial Revolution

4

Mechanization

Electrification

Digitalization &Automatization

Industry 4.0 &The Internet of Things

Page 5: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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I. International Cyber Policy

Page 6: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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Diplomacy:

The conduct of bilateral & international relations through

professional diplomats and experts with regard to issues of

peace, trade, development, culture, natural resources,

environment and human rights.

Cyberspace:

A global public good with, therein, the internet as a global public

space and an essential economic resource.

International Cyber Policy:

How to build and maintain openness, freedom and security for

such a cross-border, cross-sector, virtual and real space?

Diplomacy + Cyberspace = International Cyber Policy

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Security

Cybercrime

„Hacktivism“ and State-sponsored attacks

Militarization of the Cyberspace

Economy & Development

Trade & Investment

Development

Human Rights

Freedom of Opinion

Freedom of Information

Privacy

International Cyber Policy :

Three Dimensions or Areas of concern

Internet Governance

Underlying issue:

Page 8: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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External threats affect the overall security spiral

Cyber Crime

Cyber Espionage

Cyber Hacktivism

Cyber Terrorism

Cyber Warfare

IT Security

(NIS)

Internal Security

External/ Int’l. Security

N.B.: The classic borderline internal/external security is blurred in

cyberspace; difficulty of attribution (technical, political, legal).

Page 9: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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Cyber in the EU

Cybersecurity-Strategy of the European Union

Strategic priorities and actions:

� Cyber resilience

� Reducing cybercrime

� Cybersecurity in the Common Security and Defence Policy

� Industrial and technological resourcesfor cybersecurity

� International cyberspace cooperationand promotion of EU core values

Proposal for a EU-Directive on NIS

Photo: http://www.prnewswire.com/news-releases/eu-newsbrief-eu-lays-out-cybersecurity-strategy-190302871.html

Page 10: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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UN: The Group of Governmental Experts (GGE)

Page 11: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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UN: The Group of Governmental Experts (GGE):

Recommendations

Norms, Rules and principles of responsible behaviour

− Norms derived from existing international law

− Respect for Human Rights and Fundamental Freedoms

− International cooperation

− Encouraging the private sector and civil society

Confidence Building Measures and the Exchange of Information

− Promotion of trust and assurance among States

− Increasing predictability and reducing misperception

− Development of practical confidence building measures

− exchange of views and information

− creation of consultative frameworks

Capacity Building measures

− Provide technical and other assistance to build capacities in ICT

security

− Strengthening incident response capabilities (CERT)

Page 12: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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2nd Berlin Cyberspace Conference on

‚The Internet and Human rights‘

„All Human Rights which apply offline must also be guaranteed online.“

Page 13: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

The „Digital Divide“: Internet Penetration by Country

13

Page 14: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

The „Digital Divide“: Internet users per country

14

Territory size shows the proportion of worldwide Internet users who lived there in 2002.

Source: http://www.worldmapper.org

Page 15: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

The „Digital Divide“: Internet users by region

15

Page 16: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

The „Digital Divide“: mobile-broadband subscriptions

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Page 17: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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II. International Cyber Policy and Internet Governance

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18Foto: Bundesarchiv, B 145 Bild-F000250-0050 / CC-BY-SA

Does Territorial Sovereignty Apply to Cyberspace?

Page 19: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

Regulation through governments?

Regulation through governance!

� Multi-stakeholder strategy

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Who controls the internet?

Page 20: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

Definition of Internet Governance

“Internet Governance is

the development and application

by governments, the private sector and civil society, in their respective roles,

of shared principles, norms, rules, decision-making-procedures, and programs,

that shape the evolution and use of the internet.”

(World Summit on Information Society, Geneva 2003)

20

Page 21: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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IANA/ICANN

Non-Profit-Institutions

IANA/ICANN

Non-Profit-Institutions

Commercial Sector

Commercial Sector

TechnicalCommunity

TechnicalCommunity

Civil Society/NGOs

Civil Society/NGOs

GovernmentsGovernments

Decision making through Multi-Stakeholder

Page 22: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

Content

• Intellectual Property

• Data Protection

Content

• Intellectual Property

• Data Protection

Code

• Internet Protocols and standards

• Internet Adresses

Code

• Internet Protocols and standards

• Internet Adresses

Physical layer

• Telecom Infrastructure

• Mobile Networks (UMTS, LTE)

Physical layer

• Telecom Infrastructure

• Mobile Networks (UMTS, LTE)

22

Three layers of internet governance

Page 23: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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Four Centralized Core Functions of Internet

Governance

IP-Adresses

• Administered by IANA

IP-Adresses

• Administered by IANA

Domain Name System

• Administered by ICANN

Domain Name System

• Administered by ICANN

Root Server Operation

• Administered by IANA

Root Server Operation

• Administered by IANA

Protocols and Standards

• Administered by the Internat‘l. Telecommunications Union (ITU)

Protocols and Standards

• Administered by the Internat‘l. Telecommunications Union (ITU)

N.B.: IANA is now operating under ICANN

Page 24: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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The complexity of the internet governance today

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III. The UN as a Forum for Internet Governance

The United Nations are a „club“ of nations – which nations 1945 and today?

Page 26: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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Member-States of the United Nations

Page 27: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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World Summit on the Information Society (WSIS)

First Summit 2003 in Geneva

− Agreed on Definition of Internet

Governance

− However, did not agree on:

− which political issues belong to IG,

e.g. Intellectual Property Rights

− how IG should be institutionalized

in the future

Foto: Yann Forget

Page 28: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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Multiple Stakeholder vs. Multilateral

„UN

Internet

Council“ ?

Civil Society

/NGOs

GovernmentsCommercial

Sector

Technical Communities

US - DoC

root-servers

worldwide

root-servers

worldwide

Multi-Stakeholder vs. Multilateral

Page 29: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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World Summit on the Information Society (WSIS)

Second Summit 2005 in Tunis

− Ended with a compromise:

− core functions of the internet would,

for the time being,

remain with ICANN etc.

− an Internet Governance Forum (IGF),

meeting yearly in multi-stakeholder-

format,

should seek agreement on the future

of IG

Foto: cgtal.com

Page 30: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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Other recent activities within UN-bodies

2nd GA-Committee on „ICT for development“

− India, Brazil and South Africa propose

“UN Council for Internet Related Policies”

General Assembly:

− China/Russia propose “International Code of Conduct on

Information Security”

− includes internationally agreeable principles

− “information sovereignty”

− German/Brazilian Resolution „The Right to Privacy in

the Digital Age“ 2013

UN Human Rights Council:

− adopts 2012 Resolution on Human Rights online/offline

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The „WSIS + 10“ Process

In addition to the annual IGF:

20 conferences, meetings and workshops in more than 10 different organizations and fora:

International

Telecommunications

Union

(ITU)

United Nations

Commission on Science

and Technology for

Development

(UNCSTD)

United Nations

Educational, Scientific

and Cultural

Organization

(UNESCO)

United Nations

68th

General Assembly

(UNESCO)

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In addition to the annual IGF:

20 conferences, meetings and workshops in more than 10 different organizations and fora:

Group of Eight (G8)

June 2013

Group of Twenty (G20)

September 2013

Organization for

Economic Cooperation

and Development

(OECD)

The „WSIS + 10“ Process

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In addition to the annual IGF:

20 conferences, meetings and workshops in more than 10 different organizations and fora:

Organization for Security

and Cooperation in Europe

(OSCE)

European Commission:

EU Cybersecurity-Strategy

Council of Europe

(CoE)

The „WSIS + 10“ Process

Page 34: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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In addition to the annual IGF:

20 conferences, meetings and workshops in more than 10 different organizations and fora:

Internet Corporation for

Assigned Names and

Numbers

(ICANN)

Three meetings each year

(varying locations,

e.g. April 2013 in Bejing)

ITU

High Level WSIS+10 Event

Sharm el Sheik, Egypt

2014

The „WSIS + 10“ Process

ITU World Conference on

International

Telecommunications,

Dubai 2012

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ITUWSIS Forum 2013, Geneva

2005-2012

The „WSIS + 10“ Process

13.-15.05. June

UN-Gen. AssemblyNew York

Target: WSIS+10 Procedure

December

2014 …

Tunis Agenda 2005

Tunis Commitment 2005

2013

UNESCOFirst WSIS+10 Revue Meeting, Paris

Ongoing Review Process

e.g.

Annual IGF

25.-27.02.

Int. Gov. ForumBali

22.-25.10.

CSTD16th Session, Geneva

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ITUPlenipotentiaryConference, Busan

?Another World Summit, Sochi

2015

20.10.-07.11. ????MayApril

CSTD17th Session, Geneva

UN-Gen. AssemblyNew York

CSTD18th Session, Geneva

Fall

ITUHigh Level WSIS+10 Event,

Sharm-el-Sheik

UN-Gen AssemblyNew YorkTarget: Final Review of the implementation of the WSIS outcome

Agenda beyond 2015

31.3.-11.4. Fall

… 2014

?BRA/ICANN

IG-Conference

…and beyond

The „WSIS + 10“ Process

??

??

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Conclusion

Page 38: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

A new governance of world affairs?

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Internet Governance:

− Is not just a technical issue but

about market shares, political influence…

− Will remain a subject of high-level

political controversy in the UN-Framework!

Beyond Internet Governance:

− Will − in turn − the internet, mobile

connectivity and social media change the

governance of national and world affairs?

Page 39: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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Everthing crystal-clear?

[email protected]

[email protected]

This presentation has been compiled solely for teaching purposes and does not constitute an

official positioning by the German Federal Foreign Office.

Page 40: Internet Governance from a Foreign Policy Perspective...WSIS Forum 2013, Geneva 2005-2012 The „WSIS + 10“ Process 13.-15.05. June UN-Gen. Assembly New York Target: WSIS+10 Procedure

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1. Deutscher Bundestag, Wissenschaftl. Dienst: Bestandsaufnahme für Enquete Kommission

Internet & Digitale Gesellschaft, Nov. 2012

2. ISOC: The Internet Ecosystem

http://www.internetsociety.org/sites/default/files/Internet%20Ecosystem.pdf

(last access: 05.11.13)

3. ITU: Measuring the Information Society 2013

http://www.itu.int/en/ITUD/Statistics/Documents/publications/mis2013/MIS2013_without_A

nnex_4.pdf (last access: 05.11.13)

4. Kleinwächter, Wolfgang: "The New Internet Governance Complexity" (presentation at IGF

Bulgaria, Sofia, November 16, 2012)

5. Kleinwächter, Wolfgang: Internet Governance Outlook 2013 (Heise Online, 05.01.2013)

Sources