issuers in default...issuers in default current date as of august 7, 2020 issuer year end financial...

Issuers in Default

Current Date as of August 7, 2020

Issuer Year End Financial Statements MD & A / MGMT Certification AIF Valuation F/S or Date Report(s) AIF Fees For LSF Report of Fund Perf Q1 Q2 Q3 Annual Q1 Q2 Q3 Annual Q1 Q2 Q3 Annual

@rgentum Canadian Equity Portfolio 35137 31-Dec-2004 * * @rgentum Canadian Performance Portfolio 35164 31-Dec-2004 * * @rgentum Discovery Portfolio 38641 31-Dec-2004 * * @rgentum Income Porfolio 35159 31-Dec-2004 * * @rgentum International Master Portfolio 35166 31-Dec-2004 * * @rgentum Short Term Asset Portfolio 35161 31-Dec-2004 * * @rgentum U.S. Market Neutral Portfolio 40224 31-Dec-2004 * * @rgentum U.S. Master Portfolio 35165 31-Dec-2004 * * 1608557 Ontario Inc. 71911 31-Dec-2005 * * * * * *2020 IT Solutions Corp (CT) 45676 31-Jan-2010 * * 2242749 Ontario Limited 89177 31-Dec-2015 * * * * * * * * * * * 360networks Inc. (T) 41570 31-Dec-2001 * * * * 4504020 Canada Inc. 71916 31-Dec-2008 * * * * * 9342-8530 Quebec Inc. (formerly DiagnoCure Inc.) 30112 31-Oct-2016 * * * * Abbey Exploration Inc. (CT) 10860 31-Mar-2004 * * * * * ABI Biotechnology Inc. (CT) 8538 31-Jul-2004 * * * * * Aboriginal Global Investment Fund (CT) 33333 31-Dec-1999 * * Acorn Energy, Inc. 88192 31-Dec-2015 * * * * * Action Energy Inc. 81448 31-Dec-2009 * * * * * * * * Activa Value Fund 5726 31-Dec-2009 * * Adaltis Inc. 72968 31-Dec-2009 * * * * * * * * * * * Admiral Inc. (CT) 44900 30-Sep-2001 * * Aero Energy Ltd. (CT) 5099 31-Dec-1989 * * * * * * * AFM Hospitality Corporation 25241 31-Dec-2004 * * * * * African Copper PLC 78683 31-Mar-2012 * * * * * * * * * * * *

Issuers in Default



African Minerals Limited 26082 31-Dec-2014 * * Agency (CT) 7730 31-Dec-1990 * * * * AgJunction Inc. 30577 31-Dec-2019 * * AimGlobal Technologies Company Inc. (T) 32744 31-Mar-2002 * Airgen Corporation (CT) 27160 31-Mar-1998 * * Akela Pharma Inc. 86356 31-Dec-2012 * * * * * * * * Akita Drilling Ltd. 20739 31-Dec-2006 * * * * * Algae Biosciences Corporation 83855 30-Sep-2013 * * * * * Algo Group Inc. 9796 31-Dec-2006 *

Algold Resources Ltd. 94703 31-Dec-2019 * * * * All - Canadian ConsumerFund 12929 31-Dec-2003 * * All - Canadian Resources Corporation 13132 31-Dec-2005 * * All in West! Capital Corporation 80791 31-Dec-2015 * * * * Allnet Secom Inc. (T) 42251 30-Sep-2003 * * Alstom 35958 31-Mar-2019 *

Alston Energy Inc. 87120 31-Dec-2013 * * * * Altagem Resources Inc. (T) 31178 31-Dec-2000 * * Altiplano Minerals Ltd. 88877 31-Dec-2015 * * * * Amblin Technologies Inc. (T) 31078 31-Dec-2002 * * * AMCI Productions Ltd. (CT) 8469 31-Dec-1999 * * Amco Corporation Plc 13397 31-Dec-1999 * * * AMEC p.l.c. 41945 31-Dec-2000 * * * * * American Agri-Technology Corporation (CT) 8367 31-Dec-1998 * * American Eco Corporation (CT) 29311 30-Nov-1999 * American Natural Energy Corporation 49445 31-Dec-2014 * * * *

Issuers in Default



Amstock Fund (CT) 8193 31-Dec-1990 * * * AMT International Mining Corporation (T) 27755 31-Dec-2001 * * * * AMVESCAP PLC 42743 31-Dec-2002 * * * * * * * Ancom ATM International Inc. (CT) 8920 31-Dec-1990 * * * * * * * Anterra Energy Inc. 80043 31-Dec-2017 * * * * * * * * * * * * * Anvil Range Mining Corporation (CT) 28296 31-Dec-2003 * * * * * Aqua-Pure Ventures Inc. 40504 31-Dec-2014 * * * * Arbour Energy Inc. 47428 31-Dec-2005 * * * * Arctic Glacier Income Fund 48574 31-Dec-2012 * * * * * * * * * * Arehada Mining Limited 78580 31-Dec-2011 * Argent Energy Trust 90560 31-Dec-2015 * * * * * Argosy Energy Inc. 85825 31-Dec-2012 * * * * * Argus Resources Ltd. (CT) 5590 31-Dec-1999 * * * * * Arimetco International Inc. (CT) 14707 31-Dec-2003 * * * * * ARISE Technologies Corporation 80953 31-Dec-2011 * * * * * * * * Arkadia Capital Corp. 90833 31-Aug-2018 * * * * Arlington Place (CT) 5654 31-Dec-1990 * * * * * * * Ascalade Communications Inc. 75487 31-Dec-2007 * * * * * Ashurst Technology Canada Inc. (CT) 5547 31-Jan-1999 * * * * * Ashurst Technology Limited (CT) 24532 31-Jan-1999 * * * * * Athabaska Gold Resources Ltd. (CT) 13794 30-Nov-2000 * * Atlantic City U.S.A. (CT) 6381 31-Dec-1986 * * * * * Aurex Energy Corp. 88592 31-Dec-2019 * * * * Aviation Group, Inc. (CT) 44954 30-Sep-2001 * * * * * * * Avinda Video Incorporated (CT) 8001 30-Sep-1990 * * *

Issuers in Default



Axis.Port Inc. (CT) 46217 30-Jun-2002 * * * * * * Axxent Inc. (CT) 40273 30-Sep-2000 * Azcar Technologies Incorporated 27535 31-Dec-2010 * * * * * Azure Dynamics Corporation 82498 31-Dec-2011 * * * * * *Bader Holdings Inc.(CT) 9763 31-Jan-1991 * * * Bald Eagle Golf Corp. (T) 45894 31-Dec-2001 * * * * * Balmoral Club Limited Partnership (CT) 11197 31-Dec-2002 * * * * * Battery Technologies Inc. 43791 31-Dec-2002 * * Beacon Acquisition Partners Inc. 81428 31-Dec-2013 * * * * * * * * * * Beamscope Canada Inc. (CT) 22622 31-Mar-2001 * * * * Bearcat Explorations Ltd. (T) 5745 30-Nov-2003 * * * * Beau Village Shopping Centre Limited Partnership (CT) 8723 31-Dec-1999 * * Beckett Technologies Corp. (CT) 25898 30-Jun-1999 * * * * * Bellatrix Exploration Ltd. 36078 31-Dec-2020 * * *

BetaPro Canadian Marijuana Companies 2x Daily Bear ETF 101791 31-Dec-2018 * * BetaPro Marijuana Companies 2x Daily Bull ETF 101792 31-Dec-2018 * * Betts Cove Minerals Limited (CT) 13297 31-Aug-1999 * * BF Realty Holdings Limited (CT) 12949 31-Dec-2002 * * * * * *Big Sky Finishers (No. 1) Inc. (CT) 51110 30-Jun-2012 * * * * Bio-Clinical Research Limited Partnership (CT) 9927 31-Dec-2001 * * * BioExx Specialty Proteins Ltd. 87477 31-Dec-2013 * * * * * Birch Lake Energy Inc. 83492 31-Dec-2014 * * * * *Blake Holdings Limited Partnership 6072 31-Dec-2007 * * Blake Resources Ltd. (CT) 5164 31-Dec-2002 * * * * * Block One Capital Inc. 88071 31-Aug-2020 *

Issuers in Default



Blue Note Mining Inc. 82674 31-Dec-2012 * * * * Blueocean Nutrasciences Inc. 91010 31-Dec-2016 * * * * * * * * * * BNP Resources Inc. 79010 31-Dec-2013 * * * * * Boardwalktech Software Corp. 78670 31-Dec-2020 * * *

Bonaventure Estates I Limited Partnership (CT) 6016 31-Dec-2002 * * * * * *Border City Land Limited Partnership (CT) 8607 31-Dec-1988 * * *Border City Land Ltd. (CT) 17256 31-Dec-1988 * * Border Petroleum Limited 89486 31-Mar-2019 * * * * * Bown River Exploration Ltd. (CT) 10178 31-Dec-1991 * * * * Bracknell Corporation (CT) 5805 31-Oct-2001 * * * * Bramalea Inc. (CT) 8576 31-Dec-2002 * * * * * Brandenburg Energy Corp. 84975 31-Aug-2014 * * *

Brandon Energy Ltd. (CT) 28264 31-Dec-1999 * * * * Breaking Point Developments Inc. 83893 30-Jun-2012 * * * * Brighter Minds Media Inc. 78164 31-Dec-2008 * * * * Brighton Gardens of Boynton Beach Limited Partnership (CT) 22732 31-Dec-2002 * * * * * *Bucer Properties Limited Partnership 9767 31-Dec-2011 * * Buffalo Gold Ltd. 42032 31-Dec-2008 * * * * Burlington Resources Inc. 40434 31-Dec-2002 * * * * * * * Burnstone Ventures Inc. 13079 31-Mar-2016 * * * * C International Income Fund 78931 31-Dec-2012 * * * * * * * * C.F.P.C. (1990) L.P. (CT) 11722 31-Dec-1990 * * * * * * * C.H.I. Grand Forks Hotel Limited Partnership (CT) 11439 31-Dec-1999 * * * Caldwell U.S. Dividend Advantage Fund 96658 31-Dec-2018 * * * Callitas Health Inc. 75435 31-Dec-2018 * * * *

Issuers in Default



Calmena Energy Services Inc. 85551 31-Dec-2014 * * * * * *Calvin Properties Limited Partnership 8436 31-Dec-2011 * * Calyx Ventures Inc. 85152 31-Dec-2019 * * * * Campbell Resources Inc. 5872 31-Dec-2007 * Canada 3000 Inc. (CT) 42593 30-Apr-2002 * * * * * * Canadian Agra Foods Inc. (CT) 24049 31-Jul-1999 * * * * * Canadian Airlines Corporation (CT) 7971 31-Dec-2000 * * * * Canadian Banc Corp. 76919 30-Nov-2020 Canadian Life Companies Split Corp. 75313 30-Nov-2020 Canadian Manoir Industries Limited 9551 31-Mar-2007 * * * * * * * * *

Canalands Resources Corporation (CT) 7565 31-Dec-2002 * * * * * CannTrust Holdings Inc. 100186 31-Dec-2019 * * * * * * * * * * * Canoro Resources Ltd. 83114 31-Mar-2011 * * * * * Canshore Exploration Limited (CT) 7746 31-Dec-1995 * * Cansorb Industries Inc. (CT) 9908 31-Aug-2002 * * * * * *CAPA Software Publishing Corporation (CT) 12565 31-Mar-1990 * * Capital Oil And Gas Corp. (CT) 5722 31-Dec-2002 * * * * * Captech Multicom Inc. 38984 31-Dec-2002 * * Cardinal Energy Ltd. 92510 31-Dec-2019 * * * Care Veterinary Pharmaceuticals Ltd. (CT) 13547 30-Jun-2002 * * * *Carling Place Limited Partnership 7794 31-Dec-2004 * Carmanah Resources Ltd. (CT) 22665 31-Dec-2000 * * * * * Carriage Lane Estates Limited Partnership (CT) 7759 31-Dec-2001 * * * * * Casuarina Corporation 6284 31-Dec-2008 * * * Cathay Forest Products Corp. 86860 31-Dec-2010 * * * * *

Issuers in Default



Caulfield Resources Ltd. (CT) 5108 28-Feb-1990 * * * * * * * Cayenne Gold Mines Ltd. 77372 30-Sep-2011 * * *

CBO Resources Corp. (CT) 5180 31-Dec-2002 * * * * * CDC Corporation 70829 31-Dec-2010 * * * CED-OR Corporation 24845 31-Aug-2002 * * * * *Cedar Ridge Apartments Limited Partnership (CT) 8149 31-Mar-2008 * * *Celebrations Le Club L.P. (CT) 8979 31-May-1994 * * * * * Celtic Tiger Minerals Exploration Inc. 92059 30-Apr-2013 * * * * Centamin plc 91277 31-Dec-2018 * * * * Central Asia Goldfields Corporation (CT) 23321 31-Dec-1999 * * * * * Central Guaranty Trustco Limited (CT) 9499 31-Dec-2002 * * * * * * * * * * Central Guaranty Trustfunds-Canadian Money Market Fund 12936 31-Dec-2002 * * * (CT) Cerro Mining Corp. 11719 31-Jan-2020 * CGI Mutualization Corporation (CT) 19773 31-Dec-2002 * * * * * CH Financial Corporation (CT) 10057 30-Sep-1990 * * * * * * * Chancellor Group Ltd. (CT) 13106 31-Dec-2002 * * * * * Charan Industries Inc. (CT) 9155 30-Nov-1990 * * * * * * * Charlie O Company, Inc.(CT) 5043 31-Dec-1990 * * * * * * * Charlotte Resources Ltd. 89268 31-Dec-2015 * * * * Chartwell Mews (CT) 8430 31-Dec-1989 * * * * * * * Chatham House Apartments L.P. (CT) 6428 31-Dec-1989 * * * * * * * Chauvco Resources International Ltd. (CT) 37225 31-Dec-2002 * * * * * Chemokine Therapeutics Corp. 73008 31-Dec-2008 * * * * * Cheyenne Energy Inc. 49028 31-Dec-2007 * * * *

Issuers in Default



Chieftain Metals Corp. 93612 30-Sep-2016 * * * * * CI Investment Grade Bond Fund 86407 31-Dec-2016 * * * CIM INTERNATIONAL GROUP INC. (formerly Golden Bridge 87518 31-Dec-2019 * * * * Development Corporation) Cintech Solutions, Inc. 23042 30-Jun-2003 * * Circle Of Two (CT) 12963 31-Dec-2002 * * * * * CIS Commax Hedge Fund (CT) 23370 31-Dec-1999 * * * CIS Global Telecommunications Fund (CT) 23368 31-Dec-1999 * * * Clarus Corporation (CT) 10030 31-Oct-2002 * * * * * Clean Air Metals Inc. 48396 31-Jan-2021 * *

CMP 2020 Resource Limited Partnership 104342 31-Dec-2019 * * * CMX Gold & Silver Corp. 46408 31-Dec-2019 * * * * Colborne Centre I L.P. (CT) 9577 31-Dec-1988 * * * * * * Cold Creek Capital Inc. 78777 31-Dec-2008 * * * * Colossus Minerals Inc. 83240 31-Dec-2013 * * * * Communicorp Corporation 23071 31-Dec-2003 * * * * * Comterm Inc. (CT) 5799 31-Jan-1990 * * * * * Concert Industries Ltd. 32515 31-Dec-2003 * * CONSTELLATION COPPER CORPORATION 71373 31-Dec-2008 * * * * * * * Copper Mesa Mining Corporation (formerly Ascendant Copper 81682 31-Dec-2008 * * * * * Corporation) Corvec Research & Development (CT) Western) Limited 6269 31-Dec-2001 * * * * * Partnership Crailar Technologies Inc. 84499 31-Dec-2015 * * * * * CRS Preferred NT Ltd. (CT) 22498 31-Dec-2000 * *

Issuers in Default



Curaleaf Holdings, Inc. (formerly Lead Ventures Inc.) 96756 31-Dec-2018 * * * * * * * Curragh Inc. (CT) 15432 31-Dec-2001 * * * * * Curtains (CT) 5358 31-Dec-1990 * * * * * * * Custom Petroleum Corporation (CT) 5748 30-Sep-2002 * * * * * CVF Technologies Corporation 35893 31-Dec-2008 * * * * Danier Leather Inc. 34149 30-Jun-2016 * * * * * * * * * * * Datel Industries Inc. (CT) 7763 30-Apr-2002 * * * * * Davie Yards Inc. 83244 31-Dec-2009 * * * * * Davis Distributing Limited (CT) 9535 30-Sep-2002 * * * * * Death Bite (CT) 6021 31-Dec-1990 * * * * * * * Deb Canadian Explorations 1977 (CT) 7716 31-Dec-2004 * * * * * * * * * * * * * Deb Canadian Explorations 1978 (CT) 12950 31-Dec-2004 * * * * * * * * * * * * * Deb Resources 1988 (CT) 11407 31-Dec-1999 * * * *Dee Explorations (1982) Limited (CT) 5350 31-May-1994 * * * * * DeepRock Minerals Inc. 101439 30-Nov-2018 * * * * * Deer Valley Shopping Centre Limited Partnership (CT) 6123 31-Dec-1999 * Denninghouse Inc. 22730 31-Jan-2005 * * * * * * * * * * * Deutsche Bank Aktiengesellschaft 44414 31-Dec-2019 Develcon Electronics Ltd. (CT) 6240 31-Aug-1999 * * * * * Devine Entertainment Corporation 29813 31-Dec-2008 * * * * Diagem Inc. 50153 30-Jun-2008 * * * * Diamond Ridge (CT) 5840 31-Dec-1990 * * * * * * * Diatec Resources Ltd. (CT) 7463 31-Mar-1990 * * * * * * * Dion Entertainment Corp. 20956 31-Dec-2002 * * Discovery Air Inc. 77564 31-Jan-2018 * * * * *

Issuers in Default



Discovery Quay - Building I L.P. (CT) 7487 31-Dec-1988 * * Disenco Energy PLC 79990 31-Dec-2009 * * * * Distinct Infrastructure Group Inc. 98948 31-Dec-2018 * * * * Divestco Inc. 78660 31-Dec-2018 * * * * * Dividend 15 Split Corp. 70132 30-Nov-2020 Dividend 15 Split Corp. II 79742 30-Nov-2020 Dixie Road Limited Partnership (CT) 9699 31-Dec-2001 * * * * * Dorsett Square Limited Partnership (CT) 6226 31-Dec-2001 * * * * * DoubleLine Income Solutions Trust 94113 31-Dec-2018 * * DragonWave Inc. 80795 28-Feb-2018 * * * * * * * * * * * Dundee Energy Limited 18545 31-Dec-2018 * * * * Eagle Energy Inc. 97715 31-Dec-2019 * * * * * EarlyRain Inc. (T) 45156 31-Dec-2001 * * Easy Street Adventures Inc. (CT) 23231 30-Nov-2002 * * * * * Eden Empire Inc. 49849 31-Dec-2014 * * * * Edinburgh House (CT) 5308 31-Dec-2001 * * * * * eFunds Bloomberg U.S. Internet Index Fund (CT) 41225 31-Dec-2001 * * * Emblem Corp. 98928 31-Dec-2018 * * * * Enablence Technologies Inc 81271 30-Jun-2020 * * *

EnerCare Inc. 89273 31-Dec-2018 * * * * * * * * Energex Minerals Ltd. (CT) 5678 31-May-1999 * * * * * Energy Credit Opportunities Income Fund 96661 31-Dec-2018 * * * * EnQuest Energy Services Corp. 78499 31-Dec-2009 * * * * Enseco Energy Services Corp. 79014 31-Dec-2015 * * * * * * * Entrec Corporation 91437 31-Dec-2020 * * *

Issuers in Default



Epic Fusion Corp. 93793 31-Dec-2016 * * * * *Equilar Technologies Corporation (CT) 43807 31-Dec-2001 * * ERRA Resources 1990 (CT) Exploration and Development 15745 31-Dec-2001 * * * * * L.P. Esrey Resources Ltd. 90673 30-Sep-2019 * * * * Eureka 93 Inc. 97190 31-Dec-2019 * * * * * * Evolve Active US Core Equity Fund 100291 31-Dec-2019 * * Evolved Digital Systems Inc. 27768 31-Dec-2008 * * * * Exall Energy Corporation 89299 31-Dec-2015 * * * * * * * * * * * * * * FairWest Energy Corporation 78092 31-Dec-2012 * * * Fantom Technologies Inc. (T) 9462 30-Jun-2001 * * * * *FarmGro Organic Foods Inc. (CT) 40500 31-Dec-2001 * * Feronia Inc. 81153 31-Dec-2020 * * *

Fidelity American High Yield Currency Neutral Investment 100477 30-Jun-2019 * * * Trust Fidelity Emerging Markets Investment Trust 100479 30-Jun-2019 * * * Fidelity Founders Currency Neutral Class 101344 30-Sep-2020 * Fidelity International Disciplined Equity Investment Trust 100484 31-Mar-2019 * * * Fidelity International Low Volatility Index ETF Fund 102561 30-Nov-2020 * Fidelity U.S. Growth Opportunities Investment Trust 104204 30-Nov-2020 * Fidelity U.S. High Quality Currency Neutral Index ETF Fund 102566 30-Nov-2020 * Fidelity U.S. High Quality Index ETF Fund 102564 30-Nov-2020 * Filmplan International Inc. (CT) 5241 31-Dec-1990 * * * * * * * Final Assignment (CT) 8378 31-Dec-1990 * * * * * * * Financial 15 Split Corp. 68214 30-Nov-2020

Issuers in Default



First Nickel Inc. 72178 31-Dec-2015 * * * * * * * * Fisher Oil & Gas Corporation (CT) 5336 31-Dec-2001 * * * * * Flower One Holdings Inc. 103075 31-Dec-2020 *

FMF Capital Group Ltd. 75225 31-Mar-2008 * * * * * * * * * * * * * * *Foam Lake Developments Ltd.(CT) 9038 31-Dec-1990 * * Fontana Place L.P. (CT) 5892 31-Dec-2001 * * * * * Forest Gate Energy Inc. 68132 31-Dec-2012 * * * * * * * * * * Fortaleza Energy Inc. 81015 31-Dec-2015 * * * * * Fortress Global Enterprises Inc. 81042 31-Dec-2019 * * * * * Fourseas Asialink Corporation (CT) 21145 31-Mar-1998 * * Fracmaster Ltd. (CT) 22486 31-Dec-2001 * * * * * Franchise Services of North America Inc. 80163 30-Sep-2017 * * * * * * * Fraser Papers Inc. 72489 31-Dec-2010 * * * * * * * FT Capital Ltd. (T) 7880 31-Dec-2002 * * * * Fuel Cell Technologies Ltd. 78642 31-Dec-2006 * * * * Future Beach Corporation (T) 40413 30-Sep-2003 * * *Fytokem Products Inc. (CT) 32778 31-Dec-2008 * * * * Galore Resources Inc. 79263 31-Mar-2020 * * * * Gandalf Technologies Inc. (CT) 6025 31-Mar-1998 * * * * * * * Garden Oaks (CT) 5863 31-Dec-2001 * * * * * GASFRAC Energy Services Inc. 84761 31-Dec-2014 * * * * * General Electric Capital Canada Inc. 21482 31-Dec-2001 * General Mining Properties Ltd. 36424 31-Dec-2009 * * * * General Systems Research Ltd. (CT) 8356 31-Mar-2002 * * * * * Genesis Worldwide Inc. 80913 31-Dec-2012 * * * *

Issuers in Default



GeoPetro Resources Company 72180 31-Dec-2014 * * * * * *Girex Bancorp Inc. (CT) 47562 31-Mar-2002 * * Glendale International Corp. 6395 30-Nov-2009 * * * * * Global Gaming Technologies Corp. 87507 30-Apr-2020 * * * * * *

Go Vacations 1987 Limited Partnership (CT) 10221 15-May-2002 * * * * * Go Vacations Inc. (CT) 14689 31-Dec-2001 * * * * * Golden Trend Petroleum Ltd. (CT) 25548 31-Dec-1999 * * Goldstake Explorations Inc. 7600 31-Dec-2009 * * * * * Goran Capital Inc. 9482 31-Dec-1999 * Govermedia Plus Canada Corp. 100800 31-Dec-2018 * * * * * Grand Bow Petroleum Limited 8776 31-Dec-2001 * * Grand Okanagan Resort Limited Partnership (CT) 16533 31-Dec-2001 * * * * * Gray Wolf Capital Corporation 24843 30-Sep-2007 * * * * Great Basin Gold Ltd. 80753 31-Dec-2012 * * * * * *Great Western Minerals Group Ltd.(CT) 26187 31-Dec-2014 * * * * *Green and Gold Venture Fund (Prince Albert) Limited (CT) 8935 30-Sep-1992 * * GreenSpace Brands Inc. 97470 31-Mar-2020 * * * * * Greenstone Capital Corp. 102236 31-Jul-2019 * * * * * Greenstone Resources Ltd. (CT) 12902 31-Dec-1999 * * * * Grey Fox, The (CT) 5143 31-Dec-2001 * * * * * Greyvest Capital Inc. (T) 11333 31-Dec-2001 * * * * Grosvenor House (CT) 5309 31-Dec-2001 * * * * * Groundstar Resources Limited 74970 30-Apr-2018 * * * * * Grow Solutions Holdings, Inc. 103681 31-Dec-2017 * * * * * * * * * * * * * GrowthWorks Canadian Fund Ltd. 13294 31-Aug-2013

Issuers in Default



GrowthWorks Commercialization Fund Ltd. 73509 31-Aug-2016 * Gryphon Gold Corporation 77363 31-Mar-2013 * * * * * GT Group Telecom Inc. (T) 41700 30-Sep-2002 * * * * Haemacure Corporation 28880 31-Oct-2009 * * * * * Halifax Receivables Trust 93497 31-Dec-2019 * * * * *Hallmark Place Limited Partnership (CT) 8482 31-Dec-1999 * * * Hamilton Park Plaza Limited Partnership 8671 31-Dec-2018 * * * Hamilton Thorne Ltd. 104990 31-Dec-2020 *

Hanfeng Evergreen Inc. 75367 30-Jun-2014 * * * * * * * * * * Harry Tracy - Desperado (CT) 5348 31-Dec-1988 * * * * Hartland Pipeline Services Ltd. (CT) 35088 31-Dec-2001 * * * * * Headway Property Investment 77-II (CT) 8223 31-Dec-2004 * * * * * * * * * * * * * Headway Property Investment 78-II (CT) 7525 31-Dec-2004 * * * * * * * * * * * * * Headway Property Investment 78-III (CT) 7526 31-Dec-1999 * * * * * Heating Oil Partners Income Fund 49037 30-Sep-2006 * * * * * * * * * * * * * * *Hi-Weigh Investors Limited Partnership (CT) 35673 31-Dec-2001 * * * * High Interest Savings Account Fund 103998 31-Dec-2020 * * *

*Highway 40 Inland Terminal Corp. (CT) 28298 30-Jun-1999 * * * Hirose Group Ltd. (CT) 13988 31-Dec-1990 * * * * * * HMZ Metals Inc. 72659 31-Dec-2008 * * * * Hollinger Inc. 11424 31-Mar-2008 * * * * * Homeserve Technologies Inc. 29403 28-Feb-2012 * * * * * * * * * * * * * HPIL Resources Ltd. (CT) 7710 31-Dec-2001 * * * * * iAnthus Capital Holdings, Inc. 98835 31-Dec-2019 * * Icon Laser Eye Centers, Inc. (CT) 42878 31-Dec-2001 * * * * * * *

Issuers in Default



IDS Intelligent Detection Systems Inc. (CT) 33858 31-Dec-2000 * If You Could See What I Hear (CT) 5322 31-Dec-1989 * * * * * *IFCI International Corp.(CT) 94592 31-Dec-2012 * * * * * IG Mackenzie Maxxum Canadian Equity Growth Class 79201 31-Mar-2019 * Image Sculpting International Inc. (T) 41756 31-Dec-2000 * * Imasight Corp. 76124 31-Dec-2008 * * * * Impax Energy Services Income Trust 78792 31-Dec-2009 * * * * * Imperial Square Edmonton, Phase II (CT) 5310 31-Dec-1990 * * * * * * * Imperial Square, Westchase Limited (CT) 6159 31-Dec-1990 * * * * * * * IMRIS Inc. 82093 31-Dec-2015 * * * * * * * * * * * * * * Incubus (CT) 5295 31-Dec-1990 * * * * * * * Infrastructure Materials Corp. 90600 30-Jun-2019 * * * * * * * * * * Innovative Composites International Inc. 88670 30-Sep-2014 * * * * * Innovative Wireline Solutions Inc. 78142 31-Dec-2011 * * * * * * * Integra Resources Corp. 102419 31-Dec-2018 * * * *

International Business Machines Corporation 41837 31-Dec-2002 * International Display Corporation (CT) 5702 31-Jul-1990 * * * * * * * International Falcon Resources Inc. (T) 6090 31-Jan-2002 * * * * * *International ProSoya Corporation (CT) 28082 31-Dec-1997 * * International Utility Structures Inc. 27552 30-Sep-2004 * * * * International Wallcoverings Ltd. (CT) 23972 31-Dec-1999 * * * * * * Interquest Resources Corp. (CT) 6064 31-Dec-2004 * * * * * * * * * * * * * Invictus MD Strategies Corp. 97163 30-Apr-2015 * * * * * * * * * * * Iona Energy Inc 86381 31-Dec-2015 * * * * * * * * iProfile ETF Private Pool 104964 31-Mar-2020 *

Issuers in Default



ISE Limited 87004 31-Dec-2010 * * * * * * * * * * * iShares Global Government Bond Index ETF (CAD-Hedged) 103106 31-Dec-2019 * * itemus inc. (CT) 27702 31-Dec-2001 * * * * * * IVACO INC 5146 31-Dec-2004 * * * * * * * * * Ivanhoe Energy Inc. 32200 31-Dec-2014 * * * * IVG Enterprises Ltd. 33230 31-Dec-2003 * * J.D.S. Investments Limited (CT) 10465 28-Feb-2002 * * * * * J.P. Morgan & Co. Incorporated 8750 31-Dec-1998 * * * * Jarvis Mutual Partnership (CT) 9481 31-Dec-2001 * * * * * Jaws Acquisition Corp. 40888 31-Dec-1999 * JAWZ Inc. 40851 31-Dec-2000 * * Jeotex Inc. 95197 31-Mar-2019 * * * * * Jiminex Inc. 83354 31-Oct-2020 * * *

Joffre Resources Ltd. (CT) 5602 31-Dec-2004 * * * * * * * * * * * * * *Kannata Ridge Golf Resort Ltd. (CT) 19899 31-Dec-1994 * * * * * Kap Resources Ltd. (CT) 26010 31-Dec-2001 * * * * * Kelvin Energy Ltd. (CT) 7741 31-Dec-1990 * * * * * * * Kew Media Group Inc. 97305 31-Dec-2019 * * * * * Kimpex International Inc. (CT) 23790 31-May-1999 * * * * * Kinburn Technology Corporation (CT) 10256 31-Aug-1989 * * *Kindersley Inn Venture Fund Inc.(CT) 10814 31-Dec-1994 * * * * * Kingsway Financial Services Inc. 27722 31-Dec-2018 * * * * * *Kipp & Zonen Inc. (CT) 8969 31-Dec-2003 * * * * Klondike Fever (CT) 13120 31-Dec-2004 * * * * * * * * * * * * * La Fosse Platinum Group Inc. (CT) 10501 31-Dec-2001 * * * * *

Issuers in Default



LAB Research Inc. 79033 31-Dec-2010 * * * * * Lakewood Forest Products Ltd. (CT) 8471 31-Dec-2001 * * * * * Landmark Global Financial Corporation 17692 31-Dec-2012 * * * * * * * Launch Resources Inc. 7729 31-Dec-2004 * * * * Lava Systems Inc. (CT) 29827 31-Jul-2002 * * * * * Leader Energy Services Ltd. 67915 31-Dec-2003 * * * * Leed NT Corp. (CT) 29596 30-Sep-2002 * * * * * Lehman Trikes Inc. 47502 30-Nov-2011 * * * * Lehndorff Canadian Properties (CT) 5332 31-Dec-1999 * * * * * Levtech Medical Technologies Ltd. (CT) 9375 31-Dec-1988 * * * * * LGC Skyrota Wind Energy Corp. 86008 30-Sep-2010 * * * * LGX Oil & Gas Inc. 81473 31-Dec-2016 * * * * * * * * * * * LifePoints Balanced 81040 31-Dec-2019 * * Lifestyle Global Brands Limited 96945 30-Jun-2019 * * *Lightcollar Inc.(CT) 94602 31-Mar-2013 * * * * * * * * Lightstream Resources Ltd. 86774 31-Dec-2016 * * * * Lincluden Balanced Fund 80817 31-Dec-2014 * Lincoln's Hill 31 L.P. (CT) 6357 31-Dec-2004 * * * * * * * * * * * * * Lions Petroleum Inc. 44663 31-Jul-2008 * * * * * * * * * * Livent Inc. (CT) 21156 31-Dec-2001 * * * * * Loewen Group Inc. (T) 10254 31-Dec-2001 * * * * Loh's (CT) Sinfully Good Ice Cream & Cookies Inc. 9614 31-Dec-2004 * * * * * * * * * * * * * *Lucky Lake Developments Inc. 25292 31-Dec-2018 * * * LWP Capital Inc. 90226 31-Dec-2015 * * * * Lydian International Limited 86912 31-Dec-2020 * * *

Issuers in Default



Lynngold Resources Inc. (CT) 9089 31-Dec-1987 * * * * * M Split Corp. 80698 30-Nov-2020 M8 Entertainment Inc 22783 31-Dec-2006 * * * * * Magellan Real Estate Investment Fund Limited Partnership 27548 31-Dec-2001 * (T) Magic Show (CT) 5210 31-Dec-1990 * * * * * * * MagIndustries Corp. 79454 31-Dec-2014 * * * * Magnum Energy Inc. 89940 31-Aug-2014 * * * * * Magnum Hunter Resources Corporation 90062 31-Dec-2016 * * * * * * * * * * * * * * Magor Corporation 92756 30-Apr-2017 * * * * * * * * * * Mainstream Minerals Corporation 80539 30-Nov-2012 * Manfrey Capital Corporation (CT) 5204 31-Dec-1998 * * * Manitok Energy Inc. 91078 31-Dec-2017 * * * * * *Manitou Springs Venture Capital Corporation (CT) 13289 30-Apr-2007 * *

Mann Oil Resources Inc. (CT) 7460 31-Mar-1989 * * * * * * * Marquis Resources Corp. (CT) 7754 31-Oct-1990 * * * * * * * Martello Court L.P. (CT) 10526 31-Dec-1988 * * *Master Investments Ltd. (CT) 12690 30-Sep-1998 * *Master Manufacturing Inc.(CT) 13319 30-Jun-2002 * * Master Resources & Development Ltd.(CT) 8690 31-Dec-1990 * * * * * * * Matrix 2013 Short Duration National Class 93172 31-Dec-2013 * * * Matrix 2013 Short Duration Québec Class 93174 31-Dec-2013 * * * Matrix Asset Management Inc. 87184 31-Dec-2014 * * * * Matt And Jenny (CT) 5266 31-Dec-1990 * * * * * Maudore Minerals Ltd 94338 31-Dec-2015 * * * * *

Issuers in Default



*Maverick Minerals Corp.(CT) 94973 31-Dec-2012 * * * * * Maxwell Communications Finance Canada Limited (CT) 11344 31-Dec-2001 * * * * * McLean Futures Fund II (CT) 13065 31-Dec-2004 * * * * * * * * * * * * * MDA Co-Auto Ltd. 6489 31-Dec-2002 * * * * * Med-Chem Health Care Limited (CT) 30141 31-Dec-1998 * * * * Megawheels Technologies Inc. 38844 31-Aug-2005 * * * * Melanie (CT) 5193 31-Dec-2004 * * * * * * * * * * * * * Mercator Minerals Ltd. 82716 31-Dec-2014 * * * * * * * * Merit Energy Ltd. (CT) 28482 31-Dec-1999 * * * * Meta Growth Corp. 102701 31-Aug-2020 * * *

Meteor Creek Resources Inc. (T) 44127 31-Dec-2000 * * Micro Mining Technologies Ltd. (T) 39083 31-Dec-2000 * * * * Microcomp 83 R & D Program L.P. (CT) 7762 31-Dec-1990 * * * * * * * MicroPlanet Technology Corp. 71381 31-Dec-2014 * * * * *Mid West Venture Corporation (CT) 10902 31-Dec-1988 * * * * Middle Age Crazy (CT) 5014 31-Dec-1986 * * * * Middlefield Health & Wellness ETF 98575 31-Dec-2019 * * * Middlefield Healthcare & Life Sciences Dividend Fund 100175 31-Dec-2018 * * Midnight Matinee/Mr. Patman (CT) 5583 31-Dec-1990 * * * * * * * Millenium Biologix Corporation 44506 31-Mar-2007 * * * * * MINCO SILVER CORPORATION 79901 31-Dec-2019 * Mindoro Resources Ltd. 46145 31-Dec-2017 * * * * Mindready Solutions Inc. 43621 31-Dec-2006 * * * * * Minera IRL Limited 87842 31-Dec-2019 Mirabela Nickel Limited 80958 31-Dec-2015 * *

Issuers in Default



Misdeal (CT) 5277 31-Dec-2004 * * * * * * * * * * * * * MNP Petroleum Corporation 89414 31-Dec-2015 * * * * Mobi724 Global Solutions Inc. (Formerly Hybrid Paytech 97030 31-Dec-2017 * * * * * * * * World Inc.) Modern Meat Inc. 13598 31-Oct-2020 * *

Monarch Resources Limited (CT) 24034 31-Dec-2001 * * * * Monogen Inc. 32468 31-Dec-2008 * * * * * *Moon Lake Golf and Country Club Ltd. 11334 31-Oct-2019 * * * * Mountain World Entertainment Ltd. (CT) 32267 31-Dec-1998 * MRF 2018 Resource Limited Partnership 100940 31-Dec-2019 * * * MRF 2020 Resource Limited Partnership 104367 31-Dec-2020 * * *

Multi-Asset Growth Strategy 42824 31-Dec-2019 * * Multibanc NT Financial Corp (CT) 13084 31-Dec-2000 * * * *N.S.L. Holdings Ltd. (CT) 7384 30-Jun-1992 * * * Napa/Carneros Winegrowers Limited Partnership (CT) 10661 31-Dec-1999 * * * National FibreTech Inc. (CT) 22948 31-Jan-2002 * * * * * National Health Stores Inc. 42847 30-Sep-2000 * * Nautilus Minerals Inc. 90090 31-Dec-2018 * * * * * Nevada Bob's Golf Inc. (CT) 33706 31-Jan-2002 * * * * * New Commerce Split Fund 88229 30-Nov-2020 New Guinea Gold Corporation 7598 31-Dec-2013 * * * * New Zealand Energy Corp. 90047 31-Dec-2019 * * * * Newfields Minerials Inc. (CT) 9127 30-Nov-1988 * * * NewKidCo International Inc. (formerly SoftQuad International 42373 31-Dec-1999 * Inc.) (T)

Issuers in Default



Newstrike Brands Ltd. 101172 31-Mar-2020 * * * * * * * * * * * * * * Nexa Resources S.A. 100632 31-Dec-2020 * Nexient Learning Inc. 9776 31-Dec-2009 * * * * * * * * * * NHC Communications Inc. 42303 31-Jul-2005 * * * * * Niko Resources Ltd. 80838 31-Mar-2020 * * Ninepoint 2020 Flow-Through Limited Partnership - National 104323 31-Dec-2020 * * *

Class Ninepoint 2020 Flow-Through Limited Partnership - Quebec 104325 31-Dec-2020 * * *

Class Nobilis Health Corp. 80998 31-Dec-2018 * * * * * * * * Nordic Oil and Gas Ltd. 49209 31-Dec-2015 * * * * Nortel Networks Corporation 45787 31-Dec-2012 * * * * * * * * Nortel Networks Limited 5719 31-Dec-2012 * * * * * * * North America Frac Sand, Inc.(CT) 98025 31-Dec-2017 * * * * North American Financial 15 Split Corp. 72723 30-Nov-2020 North American Tungsten Corporation Ltd. 84792 30-Sep-2015 * * * * North Shore Limited Partnership (CT) 5958 31-Dec-2004 * * * * * * * * * * * * * *North West Food And Fuel Corp. (CT) 6031 31-Dec-1988 * * Northern Frontier Corp. 92425 31-Dec-2016 * * * * * * * * * * * *Northern Lights Big Game Corp. (CT) 11281 28-Feb-1992 * * Northland Resources SE 88824 31-Dec-2014 * * * * * Northstar Aerospace 9107 31-Dec-2011 * * * * * Nothing Personal (CT) 13859 31-Dec-2004 * * * * * * * * * * * * * Nova Village Limited Partnership 6024 31-Dec-2002 * * Nu-Life Corp. 30575 31-Dec-2002 * * * *

Issuers in Default



Oceanus Resources Corporation 98241 31-Mar-2020 * * OCP Senior Credit Fund 88500 31-Dec-2020 * * *

OFEK CAPITAL CORP. 42519 31-Oct-2011 * * * * * * * * * * * * * Off Your Rocker (CT) 13113 31-Dec-2004 * * * * * * * * * * * * * Oil Optimization Inc. 88371 31-Dec-2015 * * * * Oilsands Quest Inc. 80026 30-Apr-2012 * * * * Old API Wind-down Ltd. 97748 31-Dec-2018 * * * * * * * * * * * Old PSG Wind-down Ltd. 89394 31-May-2016 * * * * * ONE Financial Real Property Development Trust (2008-1) 84651 31-Dec-2013 * * * * ONE Financial Real Property Income Fund (2008-1) 84653 31-Dec-2013 * * * * ONEnergy Inc. 42651 31-Dec-2018 * * * * * Opimian California Vineyards Corporation (CT) 5994 30-Nov-2002 * * * * * Options Clearing Corporation 5701 31-Dec-1999 * * Orbite Technologies Inc. 92871 31-Dec-2017 * * * * Orbus Pharma Inc. 5439 31-Dec-2009 * * * * * Orinoco Tours Limited (CT) 11596 31-Dec-1989 * * OutdoorPartner Media Corporation 79273 28-Feb-2020 * * Pacific Paradym Energy Inc. 71662 31-Jul-2005 * Pacific Vector Holdings Inc. 83565 31-Dec-2013 * * * * Pallet Pallet Inc. (CT) 24924 31-Jan-1999 * Palliser Oil & Gas Corporation 84418 31-Dec-2014 * * * * * Palm Beach County Utilities Corp. (CT) 9652 31-Dec-1987 * * * * Pan American Silver Corp. 75050 31-Dec-2020 * Pan Ocean Explorations Inc. (CT) 7720 30-Jun-2001 * * * Pan Ocean Oil Corp. (CT) 7513 31-Dec-2001 * * * * *

Issuers in Default



Par / Mor II (CT) 7818 31-Oct-1990 * * * * * * * Para-Tech Energy Services Inc. (T) 25841 31-Dec-2001 * * Parallel Energy Trust 89691 31-Dec-2015 * * * * * * * * Park Estates (CT) 5360 31-Dec-2001 * * * * * Park Meditech Inc. (CT) 24289 31-Jul-2002 * * * * * Park Place (CT) 7903 31-Dec-2001 * * * * * Park Square Properties Limited Partnership 6069 31-Dec-1999 * Parkview Village I L.P. (CT) 6450 31-Dec-2004 * * * * * * * * * * * * * Parkview Village II L.P. (CT) 6451 31-Dec-2004 * * * * * * * * * * * * * PAY LINX FINANCIAL CORPORATION 84294 31-Dec-2008 * * * * * Peachtree Network Inc. (CT) 41530 31-Jan-2001 * * Pegasus Gold Inc. (CT) 8396 31-Dec-1998 * * * * Pender Bond Universe Fund 104335 31-Dec-2019 * Pender Small/Mid Cap Dividend Fund 104336 31-Dec-2019 * *Peragis Inc. (CT) 29357 31-Dec-2000 * * * * Perkins Oil Company (CT) 5429 31-Dec-2004 * * * * * * * * * * * * * Personas Social Incorporated 77983 31-Dec-2020 * *

Petro Viking Energy Inc. 87667 31-Dec-2014 * * * * Petrowest Corporation 90384 31-Dec-2017 * * * * Pharma Patch Plc (CT) 24708 31-Dec-2001 * * * * * PharmaGap Inc. (formerly Sebring Resources Ltd.) 84394 31-Dec-2012 * * * * * Philip Services Corp. (CT) 33520 31-Dec-2001 * * * * * Phoenix Capital Inc. 29305 31-Dec-2005 * * * * * * * Phoenix Capital Income Trust 77152 31-Dec-2006 * * * * Phoenix Health Group Inc. (CT) 9671 31-Mar-1999 * *

Issuers in Default



Pieridae Energy Limited 95115 31-Dec-2018 * * * * * * * * *

Pineridge (CT) 5356 31-Dec-2004 * * * * * * * * * * * * * Pioneer Metals Corporation 10243 31-Dec-2001 * * * * * Plaintree Systems Inc. 21339 31-Mar-2020 * * * * Platinova A/S 18437 31-Dec-2003 * * * * Platinova Resources Ltd 10487 31-Dec-2003 * * * * Playa El Agua Hotel L.P. (CT) 13121 31-Dec-1988 * * Point Loma Resources Ltd. 98357 31-Dec-2019 * * * * * Ponderosa Fund 87830 31-Dec-2013 * * * * Ponds Limited Partnership (CT) 8190 31-Dec-2001 * * * * * Portex Minerals Inc. 80926 30-Sep-2016 * * * * Porto Energy Corp. 88997 31-Aug-2014 * * * * * * * Poseidon Concepts Corp. 77975 31-Dec-2012 * * * * * Poynt Corporation 79233 31-Dec-2012 * * * * * * * * Precision Assessment Technology Corporation 29644 31-Dec-2007 * * * * * Preferred Dental Technologies Inc. 97983 31-Jul-2019 * * * * Premium Income Corporation 89227 31-Oct-2020 Preo Software Inc. 84860 31-Dec-2012 * * * * * * * Prime Dividend Corp. 77572 30-Nov-2020 Printera Corporation 9739 30-Sep-2006 * * * * * * * * Priszm Income Fund 68160 31-Dec-2011 * * * * * * * * * * * * * * Pro-Trans Ventures Inc. 86175 31-Dec-2014 * * * * * * * * * * * Probe Exploration Inc. (CT) 31956 31-Dec-1999 * * * * Production Enhancement Group, Inc. 78362 31-Dec-2009 * * * * * * * * Profab Energy Services Ltd. (CT) 36849 31-Dec-2001 * * * * *

Issuers in Default



Proper Channels (CT) 7724 31-Dec-1987 * * * * * Purpose Tactical Bond Fund 97119 31-Dec-2019 * * Pursuit American Fund (CT) 9718 31-Dec-1999 * * * Pursuit Canadian Equity Fund (CT) 9717 31-Dec-1999 * * * Pursuit Income Fund (CT) 9716 31-Dec-1999 * * * Pursuit Money Market Fund (CT) 10842 31-Dec-1999 * * * Q-Entertainment Inc. (CT) 29441 31-Dec-2004 * * * * * * * * * * * * * Q-Tel Wireless Inc. (T) 17234 31-Dec-2001 * * Q2 Gold Resources Inc. 84564 31-Mar-2011 * * * * * * * * * * Quadrille Retirement Homes L.P.No.1 (CT) 11535 31-Dec-2004 * * * * * * * * * * * * * Quattro Exploration and Production Ltd. 44029 31-Dec-2016 * * * Queensway Financial Holdings Limited (CT) 28814 31-Dec-2000 * * * * Quest 84 Energy Program (CT) 8466 31-Dec-2004 * * * * * * * * * * * * * Quest 85 Energy Program L.P. (CT) 8708 31-Dec-2004 * * * * * * * * * * * * * Questfire Energy Corp. 90681 31-Dec-2017 * * * * * * * * Quinte Bay #3 Limited Partnership (CT) 8896 31-Dec-1999 * * Radient Technologies Inc. 81850 31-Mar-2020 * * * * * Rambler Metals and Mining plc 98807 31-Dec-2019 * * * * * * * * * *

Range Gold Corp. 84022 31-Dec-2010 * * * * RB Energy Inc. 89320 31-Dec-2014 * * * * RCI Corporation (CT) 24710 30-Jun-2002 * * * * * RDX Technologies Corporation 90346 31-Mar-2015 * * * * * Rea Gold Corporation (CT) 17599 31-Dec-2004 * * * * * * * * * * * * * Real del Monte Mining Corporation (CT) 11967 31-Dec-2004 * * * * * * * * * * * * * Real Money Fund Of Canada (CT) 6070 31-Dec-2004 * * * * * * * * * * * * *

Issuers in Default



*Red Coat Road & Rail Ltd. 38711 31-Jul-2020 * Red Eagle Mining Corporation 96681 31-Dec-2018 * * * * * * * * *Red Earth Energy Limited (CT) 8120 31-Dec-1990 * * * * * Redekop Properties Inc. (CT) 23705 31-Dec-2000 * * * * RedWater Energy Corp. 86264 31-Aug-2015 * * * * Reed Medical Library (CT) 5560 31-Dec-2004 * * * * * * * * * * * * * Reef Resources Ltd. 80417 31-Jul-2013 * * * * *Regina Butcher (CT) And Baker Venture Fund Inc. 13207 30-Nov-1992 * * Reigate Resources (Canada) Ltd. (CT) 7864 30-Sep-1990 * * * * * * * Relax Inns Vancouver Partnership (CT) 9397 31-Dec-1999 * * * * * Remworks Inc. (CT) 29668 31-Dec-2000 * * Rentown Enterprises Inc. (CT) 13342 30-Jun-1990 * * Resverlogix Corp. 90754 30-Apr-2020 * * * * * Revive Therapeutics Ltd. 95797 30-Jun-2019 * * Richtree Inc. 30986 31-Jul-2004 * * * * Ridge Land Properties Limited Partnership (CT) 7879 30-Jun-1999 * * * Ring of Power (CT) 5621 31-Dec-2004 * * * * * * * * * * * * * River Park Estates Partnership 7937 31-Dec-1999 * RKW Standardbred Limited Partnership (CT) 10416 31-Dec-1999 * * * * * Robson Petroleum Ltd. (CT) 5906 31-Dec-1999 * * * * * Roca Mines Inc. 50730 31-Aug-2015 * * * * Rodinia Oil Corp. 83991 31-Dec-2013 * * * * Roman Corporation Limited (T) 71404 31-Dec-2005 * * * * * Royal View Apartments (CT) 5795 31-Dec-2004 * * * * * * * * * * * * * Rusoro Mining Ltd. 85391 31-Dec-2009 * * * * * * * * * * * * * *

Issuers in Default



Russell Investments Yield Opportunities Pool 102861 31-Mar-2020 RYU Apparel Inc. 97153 31-Dec-2019 * * * * S & M Photolabels Inc. (CT) 9922 31-Dec-2004 * * * * * * * * * * * * * Saco SmartVision Inc. (CT) 30310 30-Nov-2001 * * * * * Samex Mining Corp. 5169 30-Nov-2003 * * * * San Gold Corporation 79601 31-Dec-2015 * * * * * * * * * * Sandhurst (CT) 5843 31-Dec-2004 * * * * * * * * * * * * * *Sarah's Cove Development (CT) Limited Partnership 11157 31-Dec-1996 * * Sarcee Trail Place (CT) 6034 31-Dec-1987 * * * * * *Saskatoon 1988 Oil & Gas L.P. (CT) 11392 31-Dec-1993 * * *Saskatoon Square Limited Partnership (CT) 5739 30-Sep-2000 * * *Saskatoon Tower (CT) 5738 31-Dec-1992 * *SaskWorks Venture Fund Inc. 39847 31-Aug-2019 * Saturn (Solutions) Inc. (T) 28285 31-May-2003 * * * * Sceptre Ventures Inc. 87500 30-Jun-2011 * * * * * * * * * * * * * Score Media and Gaming Inc. 92639 31-Aug-2020 * * *

Scotia Schools Trust 38431 31-Dec-2014 * * * * SDX Energy plc 103503 31-Dec-2019 * * * Sears Canada Inc. 8153 02-Feb-2018 * * * * * * * * * * * Securex Ltd. 27056 31-Dec-2002 * * Security Home Mortgage Investment Corporation (CT) 11017 31-Oct-2002 * * * * * SemBioSys Genetics Inc. 72408 31-Dec-2012 * * * * * * * * * * * * Semi-Tech Corporation (CT) 18353 31-Mar-2002 * * * * * Sendero Mining Corp. 84363 31-Dec-2014 * * * * Serica Energy PLC 78343 31-Dec-2019 *

Issuers in Default



Serinus Energy plc 93841 31-Dec-2019 * * * * * * * Serrano Resources Ltd. 77758 31-Dec-2018 * Serval Integrated Energy Services (CT) 31832 31-Dec-1999 * * * * * * Shape Of Things To Come (CT) 8468 31-Dec-2004 * * * * * * * * * * * * * Shaughnessy House Limited Partnership (CT) 8537 27-Dec-1999 * * * Shoreline Energy Corp. 76096 31-Dec-2015 * * * * * Siltronics Ltd. (CT) 7788 31-Dec-2004 * * * * * * * * * * * * * Silversword Corporation (CT) 9674 31-Dec-2001 * * * * * SKG INTERACTIVE INC. (CT) 11672 30-Sep-2000 * * Slater Steel Inc. (T) 23864 31-Dec-2004 * * * * * * * * * * * * * SLMsoft Inc. (T) 32489 31-Dec-2002 * * * * Snow Leopard Resources Inc. (T) 31828 31-Dec-2004 * * * * * * * * * * * SNV Group Ltd. (CT) 39108 30-Sep-2000 * * * * Solara Exploration Ltd 77835 31-Dec-2006 * * * * * * * Sonde Resources Corp. 28512 31-Dec-2014 * * * * * * * * Sonora Diamond Corp. Ltd. (CT) 8016 31-Dec-1999 * Sophiris Bio Inc. 72129 31-Dec-2019 * * * * * Sorrel Resources Ltd. (CT) 7887 31-Dec-2001 * * * Southern Pacific Resource Corp. 81681 30-Jun-2015 * * * * * * * * * * * Southern Tier Gas Producers Ltd. (CT) 5728 31-Dec-2004 * * * * * * * * * * * * * SouthGobi Resources Ltd. 71648 31-Dec-2019 * * * * * Southland Tower I L.P. (CT) 5837 31-Dec-1987 * * * * * *Southwest Venture Capital Corporation (CT) 13198 31-Jan-1989 * * Specialty Foods Group Income Fund 50958 31-Dec-2009 * * * * * * * * * * *SPI Marketing Group Inc. 35534 31-Dec-2011 * *

Issuers in Default



Spinnaker Development Corporation (CT) 8010 31-Dec-2004 * * * * * * * * * * * * * Spyglass Resources Corp. 93349 31-Dec-2015 * * * * * St. Clair Paint & Wallpaper Corporation (CT) 9789 31-Dec-2004 * * * * * * * * * * * * * Stabell Resources Inc (CT) 6067 31-Dec-1990 * * * * * * * Standard Modern Technologies Corp. (CT) 7981 31-Dec-1990 * * * * * * * Stanley Park Place Apartments (CT) 6440 31-Dec-1988 * * * * * Star Navigation Systems Group Ltd. 33534 30-Jun-2019 * * * * Star Properties Inc. (CT) 24074 31-Jul-1999 * * * * * Starlight Global Infrastructure Fund 102042 31-Dec-2019 * * Starlight Global Real Estate Fund 102043 31-Dec-2019 * * Sterling Shoes Inc. 76968 31-Dec-2011 * * * * * Stone Small Companies Fund 72725 31-Dec-2019 * * *Stoney Case Capital Corp. (CT) 42407 31-Mar-2003 * * * Strategic Oil & Gas Ltd. 78918 31-Dec-2018 * * * * * Strathearn House Group Limited (CT) 8101 31-Dec-2004 * * * * * * * * * * * * * Summit Limited Partnership (CT) 6354 31-Dec-2004 * * * * * * * * * * * * * Sun Life Excel India Balanced Fund 97612 31-Dec-2020 * Sun Life Excel India Fund 31593 30-Sep-2019 * * Sun Life Excel New India Leaders Fund 97613 30-Sep-2019 * * Sun-Times Media Group, Inc. 28176 31-Dec-2009 * * * * * * * * * * * * * * Suncoast Petroleum Corporation (CT) 5353 28-Feb-1990 * * * * Sunmist Energy '86 Inc. (CT) 5734 31-Dec-2004 * * * * * * * * * * * * * Sunridge Village (CT) 5355 31-Dec-2004 * * * * * * * * * * * * * *Sunrise Garden Apartments Co-ownership (CT) 5087 31-Dec-2007 * * * * *Sweeprite Mfg. Inc. (CT) 45026 31-Oct-2005 * * * * * * *

Issuers in Default



Sydney Advanced Technology (CT) 6423 31-Dec-2004 * * * * * * * * * * * * * Sydney Advanced Technology LP (CT) 5978 31-Dec-2004 * * * * * * * * * * * * * Sylvan Park Estates Limited Partnership (CT) 8344 31-Dec-1999 * * * Synodon Inc. 79167 31-Dec-2016 * * * * * TAG Oil Ltd 87694 31-Mar-2020 * *

Tahera Diamond Corporation 72829 31-Dec-2007 * * * * * Tap Capital Corporation (CT) 11089 31-Dec-2004 * * * * * * * * * * * * * Tarquin Group Inc. 78425 31-Mar-2008 * * * * Taurus Footwear Inc. (CT) 10451 31-Dec-2004 * * * * * * * * * * * * * TCT Logistics Inc. (T) 34192 31-Dec-2001 * * * * TD Canadian Equity Pool Class 91322 31-May-2019 * TD Emerging Markets Class 87992 31-May-2019 * TD Global Equity Pool Class 91325 31-May-2019 * TD International Growth Class 87996 31-May-2019 * TD Tactical Pool Class 91326 31-May-2019 * TDb Split Corp. 81535 30-Nov-2020 Tee-Comm Electronics Inc. (CT) 22736 31-Dec-2004 * * * * * * * * * * * * * Telescene Film Group Inc. (CT) 32449 28-Feb-2000 * * Ten Thousand Day War (CT) 13858 31-Dec-2004 * * * * * * * * * * * * * Terato Resources Ltd. (CT) 5576 31-Dec-2004 * * * * * * * * * * * * * Terra Energy Corp. 87449 31-Dec-2015 * * * * * The Alkaline Water Company Inc. 102952 31-Mar-2020 * * * * * The Caldwell Partners International Inc. 12501 31-Aug-2002 * * * * * The Lodge At Kananaskis Limited Partnership 9514 31-Dec-2016 * * * * * * * * * * * * * The Medipattern Corporation 81888 30-Jun-2013 * * * * * * *

Issuers in Default



The Mountain Inn At Ribbon Creek Limited Partnership 9877 31-Dec-2016 * * * * * * * * * * * * * Thermal Control Technologies Corp. (CT) 16875 31-Mar-2000 * * * * Thermax International Corp. (T) 28726 30-Sep-2000 * * Third CGI Mutualization Corporation (CT) 19992 31-Dec-2004 * * * * * * * * * * * * * Threegold Resources Inc. 78880 31-Dec-2014 *

Threshold (CT) 5328 31-Dec-2004 * * * * * * * * * * * * * Ticket To Heaven (CT) 5300 31-Dec-1987 * * * * * Times Three Wireless Inc. 91111 31-Dec-2013 * * * * * Timminco Limited 8330 31-Dec-2011 * * * * Titus Energy Corp 88309 31-May-2011 * * * * TLC Vision Corporation 29826 31-Dec-2010 * * * * * * * * * * * *Toano Holdings Inc. (CT) 8971 30-Sep-1990 * Toronto East (Scarborough) Hotel Development Partnership 8239 31-Dec-1999 * * * * * (CT) Tracan Oil & Gas Ltd. (CT) 5811 28-Feb-1990 * * * * * * * Trapper Resources Ltd. (CT) 7383 30-Jun-1990 * * Travelbyus.com Ltd. (formerly Latingold Inc.) (CT) 9683 30-Sep-2001 * * Traverse Energy Ltd. 27444 31-Dec-2019 * * * * * * * * Tretheway L.P. (CT) 5979 31-Dec-2004 * * * * * * * * * * * * * *Tri-Media Integrated Marketing Technologies Inc.(CT) 47650 31-Dec-2013 * * * * Triangulum Corporation (T) 41755 31-Dec-2000 * *TriNexus Holdings Ltd. (CT) 44775 30-Sep-2001 * * *Trirak Industries Corporation (CT) 10255 31-Aug-1990 * * Triumph Ventures II Corporation 90690 31-Jul-2014 * * * * Tudor Corporation Ltd. 5428 30-Jun-2016 * * * *

Issuers in Default



TURNKEY E&P INC. 77734 31-Dec-2009 * * * * * * * Tuscany Energy Ltd. 77922 31-Dec-2014 * * * * Twin Butte Energy Ltd. 30465 31-Dec-2016 * * * * * * * * Twin Richfield Oils Ltd. (CT) 6220 31-Dec-1990 * * *Twin Towers Management Ltd. (CT) 23892 31-Mar-2003 * * * U.F.X. Enterprises Inc. (CT) 38201 31-Jan-2002 * * * * * U.S. Dividend Fund (GWLIM) 97212 31-Mar-2020 * * Unirom Technologies Inc. (T) 5605 31-Mar-2004 * * Unitec International Controls Corp. (T) 37405 30-Nov-2002 * * * United Keno Hill Mines Limited (CT) 8247 31-Dec-1999 * * UrbanGold Minerals Inc. 102363 31-Dec-2019 * * US Financial 15 Split Corp. 74920 30-Nov-2020 Valhalla Resources Ltd. 89389 31-Mar-2014 * * * * Vanguard Mining Exploration LP (CT) 13170 31-Dec-2004 * * * * * * * * * * * * * Vanguard Venture Corporation (CT) 10530 30-Apr-1990 * * * * * * * Vantage Point II (CT) 5369 31-Dec-1990 * * * * * * * Vanwin Resources Corporation (CT) 8427 31-Dec-2004 * * * * * * * * * * * * * Varity Corporation (CT) 18055 30-Jan-2002 * * * * * Vecima Networks Inc. 77576 30-Jun-2020 * * *

*Veltek Investments Ltd. (CT) 12388 30-Sep-1989 * Vertex Bond Alpha Fund 102409 24-Dec-2019 * * *Vertical Software Corporation (CT) 9620 31-Mar-1987 * Vibe Bioscience Ltd. 90720 31-Jul-2019 * * * *Victoria Butcher(CT)& Baker Restaurants Inc.(CT) 10362 31-Dec-1993 * * * Victory Capital Corp. 99063 31-Dec-2018 *

Issuers in Default



Videodrome And Dreamworld (CT) 5902 31-Dec-2004 * * * * * * * * * * * * * Virginia Hills Oil Corp. 86274 31-Dec-2016 * * * * Virtutone Networks Inc. 78332 31-Dec-2014 * * * * Visible Gold Mines Inc. 81417 31-Jul-2019 * * *

Visionwall Incorporated 31950 31-Dec-2003 * * * *Vista Mines Inc. (CT) 9598 31-Dec-1988 * * Vitality Products Inc. 9052 31-Jan-2001 * * * * * Vivione Biosciences Inc. 90885 31-Dec-2018 * * * * Voleo Trading Systems Inc. 72979 31-Mar-2020 * * VSM Medtech Ltd. 42879 31-Dec-2006 * * * * * * * W-W Agribusiness Canada Ltd. 9993 31-Dec-2004 * * * * * Wainoco 77 Canada (CT) 7551 31-Dec-1999 * * * * * Wainoco 80 Canada (CT) 5634 31-Dec-1999 * * * * * Waldron Energy Corporation 77574 31-Dec-2015 * * * * * * * * *Wall Street Venture Capital Ltd. (CT) 13209 30-Apr-1989 * * * Walter Energy, Inc. 90100 31-Dec-2015 * * * * * Walton Big Lake Development L.P. 88502 31-Dec-2019 * * * * Walton Edgemont Devlopment Corporation 90196 31-Dec-2017 * * * * Walton Ontario Land L.P. 1 87013 31-Dec-2017 * * * * Wasabi Resources Ltd. (CT) 5232 30-Apr-1986 * * * * * Waterford House L.P. (CT) 7466 31-Dec-1987 * * * * * * * WaveRider Communications Inc. 47480 31-Dec-2005 * * * * * Wayland Group Corp. 101086 31-Dec-2018 * * * WE X.L. Holdings Corporation (CT) 27175 31-Mar-2000 * * * * * Weatherford Oil Services, Inc. 43117 31-Dec-2000 * * * *

Issuers in Default



Wekusko Gold Resources Ltd. (CT) 8307 31-Dec-2004 * * * * * * * * * * * * * Werner Dahnz Company Limited (CT) 9658 30-Sep-1990 * * * * * * * Wespac Mining Corp. (CT) 5993 31-Dec-2004 * * * * * * * * * * * * * *West Central Pelleting Ltd. 28487 28-Feb-2020 * * * * Westar Mining Ltd. (CT) 7571 31-Dec-2004 * * * * * * * * * * * * * Western Plains Petroleum Ltd. 75247 31-Dec-2013 * * * * Westhampton Court L.P. (CT) 7847 31-Dec-1988 * Westport (CT) 5968 31-Dec-2004 * * * * * * * * * * * * * Winchester Group Inc. (CT) 17699 31-Dec-1999 * * * * * Windsor Point (CT) 5771 31-Dec-2004 * * * * * * * * * * * * * Windsor Resources Inc. (CT) 5041 31-Dec-1990 * * * * * * * *Wood Lily Garden Apartments (CT) 7569 31-Dec-2007 * * * * Woodfine Professional Centres Limited Partnership 92444 31-Dec-2018 * * * * *Wycliffe Properties Limited Partnership 10650 31-Dec-2011 * * XXL Energy Corp. 79704 31-Dec-2018 * Young Australian Mines Ltd. (formerly, Moly Mines Limited) 79590 31-Dec-2019 * * YRI-York Ltd. (CT) 7642 31-Dec-1990 * Zeox Corporation 34227 30-Jun-2012 * * * * Zone Resources Inc. 27794 31-Dec-2014 * * * * Zungui Haixi Corporation 86738 30-Jun-2011 * * * * *Zwingli Properties Limited Partnership 9097 31-Dec-2007 * *

issuers in default...issuers in default current date as of august 7, 2020 issuer year end financial...

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