issuers in default...admiral inc. (ct) 44900 30-sep-2001 * * issuers in default current date as of...

Issuers in Default

Current Date as of June 3, 2020

Issuer Year End Financial Statements MD & A / MGMT Certification AIF Valuation F/S or Date Report(s) AIF Fees For LSF Report of Fund Perf Q1 Q2 Q3 Annual Q1 Q2 Q3 Annual Q1 Q2 Q3 Annual

@rgentum Canadian Equity Portfolio 35137 31-Dec-2004 * * @rgentum Canadian Performance Portfolio 35164 31-Dec-2004 * * @rgentum Discovery Portfolio 38641 31-Dec-2004 * * @rgentum Income Porfolio 35159 31-Dec-2004 * * @rgentum International Master Portfolio 35166 31-Dec-2004 * * @rgentum Short Term Asset Portfolio 35161 31-Dec-2004 * * @rgentum U.S. Market Neutral Portfolio 40224 31-Dec-2004 * * @rgentum U.S. Master Portfolio 35165 31-Dec-2004 * * 1608557 Ontario Inc. 71911 31-Dec-2005 * * * * * *2020 IT Solutions Corp (CT) 45676 31-Jan-2010 * * 2242749 Ontario Limited 89177 31-Dec-2015 * * * * * * * * * * * 360networks Inc. (T) 41570 31-Dec-2001 * * * * 4504020 Canada Inc. 71916 31-Dec-2008 * * * * * *49 North Resources Inc. 77259 31-Dec-2020 * * *

9342-8530 Quebec Inc. (formerly DiagnoCure Inc.) 30112 31-Oct-2016 * * * * Abbey Exploration Inc. (CT) 10860 31-Mar-2004 * * * * * ABI Biotechnology Inc. (CT) 8538 31-Jul-2004 * * * * * Aboriginal Global Investment Fund (CT) 33333 31-Dec-1999 * * Acorn Energy, Inc. 88192 31-Dec-2015 * * * * * Acreage Holdings, Inc. (formerly Applied Inventions 103342 31-Dec-2020 * * *

Management Corp.) Action Energy Inc. 81448 31-Dec-2009 * * * * * * * * Activa Value Fund 5726 31-Dec-2009 * * Adaltis Inc. 72968 31-Dec-2009 * * * * * * * * * * * Admiral Inc. (CT) 44900 30-Sep-2001 * *

Issuers in Default



Aero Energy Ltd. (CT) 5099 31-Dec-1989 * * * * * * * AFM Hospitality Corporation 25241 31-Dec-2004 * * * * * African Copper PLC 78683 31-Mar-2012 * * * * * * * * * * * * African Minerals Limited 26082 31-Dec-2014 * * Agency (CT) 7730 31-Dec-1990 * * * * AgJunction Inc. 30577 31-Dec-2019 * * AimGlobal Technologies Company Inc. (T) 32744 31-Mar-2002 * Airgen Corporation (CT) 27160 31-Mar-1998 * * Akela Pharma Inc. 86356 31-Dec-2012 * * * * * * * * Akita Drilling Ltd. 20739 31-Dec-2006 * * * * * Akumin Inc. 100700 31-Dec-2020 * * *

Algae Biosciences Corporation 83855 30-Sep-2013 * * * * * Algo Group Inc. 9796 31-Dec-2006 *

Algold Resources Ltd. 94703 31-Dec-2020 * * *

All - Canadian ConsumerFund 12929 31-Dec-2003 * * All - Canadian Resources Corporation 13132 31-Dec-2005 * * All in West! Capital Corporation 80791 31-Dec-2015 * * * * Allnet Secom Inc. (T) 42251 30-Sep-2003 * * Alstom 35958 31-Mar-2019 *

Alston Energy Inc. 87120 31-Dec-2013 * * * * Altagem Resources Inc. (T) 31178 31-Dec-2000 * * Altiplano Minerals Ltd. 88877 31-Dec-2015 * * * * Amblin Technologies Inc. (T) 31078 31-Dec-2002 * * * AMCI Productions Ltd. (CT) 8469 31-Dec-1999 * * Amco Corporation Plc 13397 31-Dec-1999 * * *

Issuers in Default



AMEC p.l.c. 41945 31-Dec-2000 * * * * * American Agri-Technology Corporation (CT) 8367 31-Dec-1998 * * American Core Sectors Dividend Fund 94277 31-Dec-2019 * * * * American Creek Resources Ltd. 78650 31-Dec-2020 * * *

American Eco Corporation (CT) 29311 30-Nov-1999 * American Natural Energy Corporation 49445 31-Dec-2014 * * * * Amstock Fund (CT) 8193 31-Dec-1990 * * * AMT International Mining Corporation (T) 27755 31-Dec-2001 * * * * AMVESCAP PLC 42743 31-Dec-2002 * * * * * * * Ancom ATM International Inc. (CT) 8920 31-Dec-1990 * * * * * * * Anterra Energy Inc. 80043 31-Dec-2017 * * * * * * * * * * * * * Anvil Range Mining Corporation (CT) 28296 31-Dec-2003 * * * * * Appia Energy Corp. 92511 30-Sep-2020 * Aqua-Pure Ventures Inc. 40504 31-Dec-2014 * * * * Arbour Energy Inc. 47428 31-Dec-2005 * * * * Arctic Glacier Income Fund 48574 31-Dec-2012 * * * * * * * * * * Arehada Mining Limited 78580 31-Dec-2011 * Argent Energy Trust 90560 31-Dec-2015 * * * * * Argosy Energy Inc. 85825 31-Dec-2012 * * * * * Argus Resources Ltd. (CT) 5590 31-Dec-1999 * * * * * Arimetco International Inc. (CT) 14707 31-Dec-2003 * * * * * ARISE Technologies Corporation 80953 31-Dec-2011 * * * * * * * * Arkadia Capital Corp. 90833 31-Aug-2018 * * * * Arlington Place (CT) 5654 31-Dec-1990 * * * * * * * Arrow Exploration Corp. 90946 31-Dec-2020 * * *

Issuers in Default



Ascalade Communications Inc. 75487 31-Dec-2007 * * * * * Ashurst Technology Canada Inc. (CT) 5547 31-Jan-1999 * * * * * Ashurst Technology Limited (CT) 24532 31-Jan-1999 * * * * * Athabaska Gold Resources Ltd. (CT) 13794 30-Nov-2000 * * Atlantic City U.S.A. (CT) 6381 31-Dec-1986 * * * * * Aton Resources Inc. 90000 31-Dec-2020 * * *

Aurex Energy Corp. 88592 31-Dec-2020 * * *

AutoCanada Inc. 87100 31-Dec-2020 * * *

Aviation Group, Inc. (CT) 44954 30-Sep-2001 * * * * * * * Avinda Video Incorporated (CT) 8001 30-Sep-1990 * * * Axis.Port Inc. (CT) 46217 30-Jun-2002 * * * * * * Axxent Inc. (CT) 40273 30-Sep-2000 * Azcar Technologies Incorporated 27535 31-Dec-2010 * * * * * Azure Dynamics Corporation 82498 31-Dec-2011 * * * * * *Bader Holdings Inc.(CT) 9763 31-Jan-1991 * * * Bald Eagle Golf Corp. (T) 45894 31-Dec-2001 * * * * * Balmoral Club Limited Partnership (CT) 11197 31-Dec-2002 * * * * * Battery Technologies Inc. 43791 31-Dec-2002 * * Baylin Technologies Inc. 94215 31-Dec-2020 * * *

Beacon Acquisition Partners Inc. 81428 31-Dec-2013 * * * * * * * * * * Beamscope Canada Inc. (CT) 22622 31-Mar-2001 * * * * Bearcat Explorations Ltd. (T) 5745 30-Nov-2003 * * * * Beau Village Shopping Centre Limited Partnership (CT) 8723 31-Dec-1999 * * Beckett Technologies Corp. (CT) 25898 30-Jun-1999 * * * * * Bellatrix Exploration Ltd. 36078 31-Dec-2020 * * *

Issuers in Default



BetaPro Canadian Marijuana Companies 2x Daily Bear ETF 101791 31-Dec-2018 * * BetaPro Marijuana Companies 2x Daily Bull ETF 101792 31-Dec-2018 * * Betts Cove Minerals Limited (CT) 13297 31-Aug-1999 * * BF Realty Holdings Limited (CT) 12949 31-Dec-2002 * * * * * *Big Sky Finishers (No. 1) Inc. (CT) 51110 30-Jun-2012 * * * * Bio-Clinical Research Limited Partnership (CT) 9927 31-Dec-2001 * * * BioExx Specialty Proteins Ltd. 87477 31-Dec-2013 * * * * * BioHEP Technologies Ltd. 97160 31-Jan-2020 * * * * Birch Lake Energy Inc. 83492 31-Dec-2014 * * * * *Blake Holdings Limited Partnership 6072 31-Dec-2007 * * Blake Resources Ltd. (CT) 5164 31-Dec-2002 * * * * * Blue Note Mining Inc. 82674 31-Dec-2012 * * * * Blueocean Nutrasciences Inc. 91010 31-Dec-2016 * * * * * * * * * * BMO Ascent Balanced Portfolio 99328 30-Sep-2020 * BMO Ascent Conservative Portfolio 99329 30-Sep-2020 * BMO Ascent Equity Growth Portfolio 99330 30-Sep-2020 * BMO Ascent Growth Portfolio 99331 30-Sep-2020 * BMO Ascent Income Portfolio 99332 30-Sep-2020 * BMO Asian Growth & Income Class 84832 30-Sep-2020 * BMO Asset Allocation Fund 13007 30-Sep-2020 * BMO Balanced ETF Portfolio 93727 30-Sep-2020 * BMO Bond Fund 13005 30-Sep-2020 * BMO Canadian Equity Class 72533 30-Sep-2020 * BMO Canadian Equity ETF Fund 13006 30-Sep-2020 * BMO Canadian Equity Fund 21718 30-Sep-2020 *

Issuers in Default



BMO Canadian Small Cap Equity Fund 21720 30-Sep-2020 * BMO Concentrated Global Equity Fund 101442 30-Sep-2020 * BMO Concentrated U.S. Equity Fund 103237 30-Sep-2020 * BMO Conservative ETF Portfolio 93712 30-Sep-2020 * BMO Core Bond Fund 95628 30-Sep-2020 * BMO Core Plus Bond Fund 95629 30-Sep-2020 * BMO Covered Call Canada High Dividend ETF Fund 101443 30-Sep-2020 * BMO Crossover Bond Fund 101444 30-Sep-2020 * BMO Dividend Class 72534 30-Sep-2020 * BMO Dividend Fund 24553 30-Sep-2020 * BMO Emerging Markets Bond Fund 93713 30-Sep-2020 * BMO Emerging Markets Fund 24564 30-Sep-2020 * BMO Equity Growth ETF Portfolio 93714 30-Sep-2020 * BMO Equity Growth ETF Portfolio Class 87404 30-Sep-2020 * BMO European Fund 24565 30-Sep-2020 * BMO Fixed Income ETF Portfolio 93715 30-Sep-2020 * BMO FundSelect Balanced Portfolio 80956 30-Sep-2020 * BMO FundSelect Equity Growth Portfolio 80955 30-Sep-2020 * BMO FundSelect Growth Portfolio 80960 30-Sep-2020 * BMO FundSelect Income Portfolio 80961 30-Sep-2020 * BMO Global Balanced Fund 95631 30-Sep-2020 * BMO Global Dividend Class 43609 30-Sep-2020 * BMO Global Dividend Fund 30504 30-Sep-2020 * BMO Global Energy Class 84837 30-Sep-2020 * BMO Global Equity Class 43610 30-Sep-2020 *

Issuers in Default



BMO Global Equity Fund 96242 30-Sep-2020 * BMO Global Monthly Income Fund 72535 30-Sep-2020 * BMO Global Multi-Sector Bond Fund 101445 30-Sep-2020 * BMO Global Strategic Bond Fund 43614 30-Sep-2020 * BMO Global Tactical ETF Class 87407 30-Sep-2020 * BMO Greater China Class 72536 30-Sep-2020 * BMO Growth ETF Portfolio 93728 30-Sep-2020 * BMO Growth ETF Portfolio Class 87408 30-Sep-2020 * BMO Growth Opportunities Fund 96243 30-Sep-2020 * BMO Income ETF Portfolio 93729 30-Sep-2020 * BMO Income ETF Portfolio Class 87409 30-Sep-2020 * BMO International Equity ETF Fund 38249 30-Sep-2020 * BMO International Equity Fund 100322 30-Sep-2020 * BMO International Value Class 84840 30-Sep-2020 * BMO Japan Fund 100321 30-Sep-2020 * BMO LifeStage Plus 2020 Fund 80963 30-Sep-2020 * BMO LifeStage Plus 2022 Fund 85397 30-Sep-2020 * BMO LifeStage Plus 2025 Fund 80964 30-Sep-2020 * BMO LifeStage Plus 2026 Fund 85398 30-Sep-2020 * BMO LifeStage Plus 2030 80965 30-Sep-2020 * BMO Low Volatility Canadian Equity ETF Fund 103234 30-Sep-2020 * BMO Money Market Fund 10938 30-Sep-2020 * BMO Monthly Income Fund 38248 30-Sep-2020 * BMO Mortgage and Short-Term Income Fund 5693 30-Sep-2020 * BMO Multi-Factor Equity Fund 101446 30-Sep-2020 *

Issuers in Default



BMO North American Dividend Fund 24563 30-Sep-2020 * BMO Precious Metals Fund 30503 30-Sep-2020 * BMO Preferred Share Fund 93716 30-Sep-2020 * BMO Resource Fund 21721 30-Sep-2020 * BMO SelectClass Balanced Portfolio 84844 30-Sep-2020 * BMO SelectClass Equity Growth Portfolio 84843 30-Sep-2020 * BMO SelectClass Growth Portfolio 84845 30-Sep-2020 * BMO SelectClass Income Portfolio 84846 30-Sep-2020 * BMO SelectTrust Fixed Income Portfolio 93717 30-Sep-2020 * BMO SIA Focused Canadian Equity Fund 102422 30-Sep-2020 * BMO SIA Focused North American Equity Fund 102423 30-Sep-2020 * BMO Tactical Balanced ETF Fund 96244 30-Sep-2020 * BMO Tactical Dividend ETF Fund 93718 30-Sep-2020 * BMO Tactical Global Asset Allocation ETF Fund 97829 30-Sep-2020 * BMO Tactical Global Bond ETF Fund 96245 30-Sep-2020 * BMO Tactical Global Equity ETF Fund 96246 30-Sep-2020 * BMO Target Education 2020 Portfolio 95636 30-Sep-2020 * BMO Target Education 2025 Portfolio 95637 30-Sep-2020 * BMO Target Education 2030 Portfolio 95638 30-Sep-2020 * BMO Target Education 2035 Portfolio 95639 30-Sep-2020 * BMO Target Education Income Portfolio 95640 30-Sep-2020 * BMO U.S. Dividend Fund 95641 30-Sep-2020 * BMO U.S. Dollar Balanced Fund 93719 30-Sep-2020 * BMO U.S. Dollar Dividend Fund 93720 30-Sep-2020 * BMO U.S. Dollar Equity Index Fund 36757 30-Sep-2020 *

Issuers in Default



BMO U.S. Dollar Money Market Fund 36755 30-Sep-2020 * BMO U.S. Dollar Monthly Income Fund 72537 30-Sep-2020 * BMO U.S. Equity Class 84831 30-Sep-2020 * BMO U.S. Equity ETF Fund 30476 30-Sep-2020 * BMO U.S. Equity Fund 30501 30-Sep-2020 * BMO U.S. Equity Plus Fund 95642 30-Sep-2020 * BMO U.S. High Yield Bond Fund 83752 30-Sep-2020 * BMO U.S. Small Cap Fund 101447 30-Sep-2020 * BMO Women in Leadership Fund 97831 30-Sep-2020 * BMO World Bond Fund 21722 30-Sep-2020 * BNP Resources Inc. 79010 31-Dec-2013 * * * * * Boardwalktech Software Corp. 78670 31-Dec-2020 * * *

Bonaventure Estates I Limited Partnership (CT) 6016 31-Dec-2002 * * * * * *Border City Land Limited Partnership (CT) 8607 31-Dec-1988 * * *Border City Land Ltd. (CT) 17256 31-Dec-1988 * * Border Petroleum Limited 89486 31-Mar-2019 * * * * * Boston Pizza Royalties Income Fund 49751 31-Dec-2020 * * *

Bown River Exploration Ltd. (CT) 10178 31-Dec-1991 * * * * BQE Water Inc. 72397 31-Dec-2020 * * *

Bracknell Corporation (CT) 5805 31-Oct-2001 * * * * Bramalea Inc. (CT) 8576 31-Dec-2002 * * * * * Brandenburg Energy Corp. 84975 31-Aug-2014 * * *

Brandon Energy Ltd. (CT) 28264 31-Dec-1999 * * * * Breaking Point Developments Inc. 83893 30-Jun-2012 * * * * Brighter Minds Media Inc. 78164 31-Dec-2008 * * * *

Issuers in Default



Brighton Gardens of Boynton Beach Limited Partnership (CT) 22732 31-Dec-2002 * * * * * Brompton European Dividend Growth Fund ETF (DO NOT 100169 31-Dec-2019 * * * USE) *Bucer Properties Limited Partnership 9767 31-Dec-2011 * * Buffalo Gold Ltd. 42032 31-Dec-2008 * * * * Burlington Resources Inc. 40434 31-Dec-2002 * * * * * * * Burnstone Ventures Inc. 13079 31-Mar-2016 * * * * BuzBuz Capital Corp. 103485 31-Dec-2020 * * *

C International Income Fund 78931 31-Dec-2012 * * * * * * * * C.F.P.C. (1990) L.P. (CT) 11722 31-Dec-1990 * * * * * * * C.H.I. Grand Forks Hotel Limited Partnership (CT) 11439 31-Dec-1999 * * * Caldwell U.S. Dividend Advantage Fund 96658 31-Dec-2018 * * * Callitas Health Inc. 75435 31-Dec-2018 * * * * Calmena Energy Services Inc. 85551 31-Dec-2014 * * * * * *Calvin Properties Limited Partnership 8436 31-Dec-2011 * * Calyx Ventures Inc. 85152 31-Dec-2020 * * *

Campbell Resources Inc. 5872 31-Dec-2007 * Canada 3000 Inc. (CT) 42593 30-Apr-2002 * * * * * * Canadian Agra Foods Inc. (CT) 24049 31-Jul-1999 * * * * * Canadian Airlines Corporation (CT) 7971 31-Dec-2000 * * * * Canadian Manoir Industries Limited 9551 31-Mar-2007 * * * * * * * * *

Canadian Natural Resources Limited 5720 31-Dec-2019 * Canadian Overseas Petroleum Limited 86628 31-Dec-2020 * * *

Canalands Resources Corporation (CT) 7565 31-Dec-2002 * * * * * CannTrust Holdings Inc. 100186 31-Dec-2019 * * * * * * * * * * *

Issuers in Default



Canoro Resources Ltd. 83114 31-Mar-2011 * * * * * Canshore Exploration Limited (CT) 7746 31-Dec-1995 * * Cansorb Industries Inc. (CT) 9908 31-Aug-2002 * * * * * CANSORTIUM INC. 102999 31-Dec-2019 * * *Canterra Seeds Holdings Ltd. 34434 30-Sep-2020 * * *

*CAPA Software Publishing Corporation (CT) 12565 31-Mar-1990 * * Capital Oil And Gas Corp. (CT) 5722 31-Dec-2002 * * * * * Captech Multicom Inc. 38984 31-Dec-2002 * * Cardinal Energy Ltd. 92510 31-Dec-2019 * * * Care Veterinary Pharmaceuticals Ltd. (CT) 13547 30-Jun-2002 * * * *Carling Place Limited Partnership 7794 31-Dec-2004 * Carmanah Resources Ltd. (CT) 22665 31-Dec-2000 * * * * * Carriage Lane Estates Limited Partnership (CT) 7759 31-Dec-2001 * * * * * Casuarina Corporation 6284 31-Dec-2008 * * * Cathay Forest Products Corp. 86860 31-Dec-2010 * * * * * Cathedral Energy Services Ltd. 87006 31-Dec-2020 * * *

Caulfield Resources Ltd. (CT) 5108 28-Feb-1990 * * * * * * * Cayenne Gold Mines Ltd. 77372 30-Sep-2011 * * *

CBD Global Sciences Inc. 102737 31-Dec-2020 * * *

CBO Resources Corp. (CT) 5180 31-Dec-2002 * * * * * CDC Corporation 70829 31-Dec-2010 * * * CED-OR Corporation 24845 31-Aug-2002 * * * * *Cedar Ridge Apartments Limited Partnership (CT) 8149 31-Mar-2008 * * *Celebrations Le Club L.P. (CT) 8979 31-May-1994 * * * * * Celtic Tiger Minerals Exploration Inc. 92059 30-Apr-2013 * * * *

Issuers in Default



Centamin plc 91277 31-Dec-2018 * * * * Central Asia Goldfields Corporation (CT) 23321 31-Dec-1999 * * * * * Central Guaranty Trustco Limited (CT) 9499 31-Dec-2002 * * * * * * * * * * Central Guaranty Trustfunds-Canadian Money Market Fund 12936 31-Dec-2002 * * * (CT) Cerro Mining Corp. 11719 31-Jan-2020 * CGI Mutualization Corporation (CT) 19773 31-Dec-2002 * * * * * CH Financial Corporation (CT) 10057 30-Sep-1990 * * * * * * * Chancellor Group Ltd. (CT) 13106 31-Dec-2002 * * * * * Charan Industries Inc. (CT) 9155 30-Nov-1990 * * * * * * * Charlie O Company, Inc.(CT) 5043 31-Dec-1990 * * * * * * * Charlotte Resources Ltd. 89268 31-Dec-2015 * * * * Chartwell Mews (CT) 8430 31-Dec-1989 * * * * * * * Chatham House Apartments L.P. (CT) 6428 31-Dec-1989 * * * * * * * Chauvco Resources International Ltd. (CT) 37225 31-Dec-2002 * * * * * Chemokine Therapeutics Corp. 73008 31-Dec-2008 * * * * * Cheyenne Energy Inc. 49028 31-Dec-2007 * * * * Chieftain Metals Corp. 93612 30-Sep-2016 * * * * * CI Investment Grade Bond Fund 86407 31-Dec-2016 * * * CIM INTERNATIONAL GROUP INC. (formerly Golden Bridge 87518 31-Dec-2020 * * *

Development Corporation) Cintech Solutions, Inc. 23042 30-Jun-2003 * * Circle Of Two (CT) 12963 31-Dec-2002 * * * * * CIS Commax Hedge Fund (CT) 23370 31-Dec-1999 * * * CIS Global Telecommunications Fund (CT) 23368 31-Dec-1999 * * *

Issuers in Default



Clarus Corporation (CT) 10030 31-Oct-2002 * * * * * Clean Seed Capital Group Ltd. 89489 30-Jun-2020 * * *

CMP 2020 Resource Limited Partnership 104342 31-Dec-2020 * * *

CMX Gold & Silver Corp. 46408 31-Dec-2020 * * *

Colborne Centre I L.P. (CT) 9577 31-Dec-1988 * * * * * * Cold Creek Capital Inc. 78777 31-Dec-2008 * * * * Colossus Minerals Inc. 83240 31-Dec-2013 * * * * Columbia Care inc. 102053 31-Dec-2019 Communicorp Corporation 23071 31-Dec-2003 * * * * * Composite Alliance Group Inc. 84946 31-Dec-2020 * * *

Comterm Inc. (CT) 5799 31-Jan-1990 * * * * * Concert Industries Ltd. 32515 31-Dec-2003 * * CONSTELLATION COPPER CORPORATION 71373 31-Dec-2008 * * * * * * * Copper Mesa Mining Corporation (formerly Ascendant Copper 81682 31-Dec-2008 * * * * * Corporation) Copper North Mining Corp. 90915 31-Dec-2020 * * *

Cordy Oilfield Services Inc. 38422 31-Dec-2020 * * *

Corvec Research & Development (CT) Western) Limited 6269 31-Dec-2001 * * * * * Partnership Crailar Technologies Inc. 84499 31-Dec-2015 * * * * * CRS Preferred NT Ltd. (CT) 22498 31-Dec-2000 * * Curaleaf Holdings, Inc. (formerly Lead Ventures Inc.) 96756 31-Dec-2018 * * * * * * * Curragh Inc. (CT) 15432 31-Dec-2001 * * * * * Curtains (CT) 5358 31-Dec-1990 * * * * * * * Cuspis Capital Ltd. 102761 31-Dec-2020 * *

Issuers in Default



Custom Petroleum Corporation (CT) 5748 30-Sep-2002 * * * * * CVF Technologies Corporation 35893 31-Dec-2008 * * * * Danier Leather Inc. 34149 30-Jun-2016 * * * * * * * * * * * DATA Communications Management Corp. 91281 31-Dec-2019 * * * * * Datel Industries Inc. (CT) 7763 30-Apr-2002 * * * * * Davie Yards Inc. 83244 31-Dec-2009 * * * * * Davis Distributing Limited (CT) 9535 30-Sep-2002 * * * * * Death Bite (CT) 6021 31-Dec-1990 * * * * * * * Deb Canadian Explorations 1977 (CT) 7716 31-Dec-2004 * * * * * * * * * * * * * Deb Canadian Explorations 1978 (CT) 12950 31-Dec-2004 * * * * * * * * * * * * * Deb Resources 1988 (CT) 11407 31-Dec-1999 * * * Decibel Cannabis Company Inc. 102732 31-Dec-2020 * * *

*Dee Explorations (1982) Limited (CT) 5350 31-May-1994 * * * * * DeepRock Minerals Inc. 101439 30-Nov-2018 * * * * * Deer Valley Shopping Centre Limited Partnership (CT) 6123 31-Dec-1999 * Denninghouse Inc. 22730 31-Jan-2005 * * * * * * * * * * * Desjardins SocieTerra Diversity Fund 104121 30-Sep-2020 * Develcon Electronics Ltd. (CT) 6240 31-Aug-1999 * * * * * Devine Entertainment Corporation 29813 31-Dec-2008 * * * * Diagem Inc. 50153 30-Jun-2008 * * * * Diamond Ridge (CT) 5840 31-Dec-1990 * * * * * * * Diatec Resources Ltd. (CT) 7463 31-Mar-1990 * * * * * * * Digital Consumer Dividend Fund 103323 31-Dec-2019 * * * * *

Dion Entertainment Corp. 20956 31-Dec-2002 * * Direct Communication Solutions Inc. 104047 31-Dec-2020 * * *

Issuers in Default



Discovery Air Inc. 77564 31-Jan-2018 * * * * * Discovery Quay - Building I L.P. (CT) 7487 31-Dec-1988 * * Disenco Energy PLC 79990 31-Dec-2009 * * * * Distinct Infrastructure Group Inc. 98948 31-Dec-2018 * * * * Divestco Inc. 78660 31-Dec-2018 * * * * * Dividend Select 15 Corp. 88461 31-Dec-2020 * * *

Dixie Road Limited Partnership (CT) 9699 31-Dec-2001 * * * * * Dorsett Square Limited Partnership (CT) 6226 31-Dec-2001 * * * * * DoubleLine Income Solutions Trust 94113 31-Dec-2018 * * DragonWave Inc. 80795 28-Feb-2018 * * * * * * * * * * * Dundee Energy Limited 18545 31-Dec-2018 * * * * Eagle Energy Inc. 97715 31-Dec-2019 * * * * * EarlyRain Inc. (T) 45156 31-Dec-2001 * * East Africa Metals Inc. 94274 31-Dec-2020 * * *

Easy Street Adventures Inc. (CT) 23231 30-Nov-2002 * * * * * Eden Empire Inc. 49849 31-Dec-2014 * * * * Edinburgh House (CT) 5308 31-Dec-2001 * * * * * eFunds Bloomberg U.S. Internet Index Fund (CT) 41225 31-Dec-2001 * * * Emblem Corp. 98928 31-Dec-2018 * * * * Emerald Health Therapeutics, Inc. (formerly T-Bird Pharma 99307 31-Dec-2020 * * *

Inc.) Emerge ARK AI & Big Data ETF 103011 31-Dec-2019 * Emerge ARK Autonomous Tech & Robotics ETF 103012 31-Dec-2019 * Emerge ARK Fintech Innovation ETF 103443 31-Dec-2019 * Emerge ARK Genomics & Biotech ETF 103013 31-Dec-2019 *

Issuers in Default



Emerge ARK Global Disruptive Innovation ETF 103014 31-Dec-2019 * Enablence Technologies Inc 81271 30-Jun-2020 * * *

Encanto Potash Corp. 85365 31-Dec-2020 * * *

EnerCare Inc. 89273 31-Dec-2018 * * * * * * * * Energex Minerals Ltd. (CT) 5678 31-May-1999 * * * * * Energy Credit Opportunities Income Fund 96661 31-Dec-2018 * * * * EnQuest Energy Services Corp. 78499 31-Dec-2009 * * * * Enseco Energy Services Corp. 79014 31-Dec-2015 * * * * * * * Entrec Corporation 91437 31-Dec-2020 * * *

Epic Fusion Corp. 93793 31-Dec-2016 * * * * *Equilar Technologies Corporation (CT) 43807 31-Dec-2001 * * ERRA Resources 1990 (CT) Exploration and Development 15745 31-Dec-2001 * * * * * L.P. Esrey Resources Ltd. 90673 30-Sep-2019 * * * * Eureka 93 Inc. 97190 31-Dec-2019 * * * * * * Evolved Digital Systems Inc. 27768 31-Dec-2008 * * * * Exall Energy Corporation 89299 31-Dec-2015 * * * * * * * * * * * * * * Fabled Copper Corp. 96224 31-Dec-2020 * * *

FairWest Energy Corporation 78092 31-Dec-2012 * * * Fantom Technologies Inc. (T) 9462 30-Jun-2001 * * * * *FarmGro Organic Foods Inc. (CT) 40500 31-Dec-2001 * * Feronia Inc. 81153 31-Dec-2020 * * *

Fidelity American High Yield Currency Neutral Investment 100477 30-Jun-2019 * * * Trust Fidelity Canadian Low Volatility Index ETF Fund 102557 30-Nov-2019 *

Issuers in Default



Fidelity Emerging Markets Investment Trust 100479 30-Jun-2019 * * * Fidelity Founders Currency Neutral Class 101344 30-Sep-2020 * Fidelity International Disciplined Equity Investment Trust 100484 31-Mar-2019 * * * Fidelity International High Quality Index ETF Fund 102559 30-Nov-2019 * Filmplan International Inc. (CT) 5241 31-Dec-1990 * * * * * * * Final Assignment (CT) 8378 31-Dec-1990 * * * * * * * First Nickel Inc. 72178 31-Dec-2015 * * * * * * * * Fisher Oil & Gas Corporation (CT) 5336 31-Dec-2001 * * * * * Flower One Holdings Inc. 103075 31-Dec-2019 * * * * * FMF Capital Group Ltd. 75225 31-Mar-2008 * * * * * * * * * * * * * * *Foam Lake Developments Ltd.(CT) 9038 31-Dec-1990 * * Fontana Place L.P. (CT) 5892 31-Dec-2001 * * * * * Forbes Energy Services Ltd. 83825 31-Dec-2020 * * *

Forest Gate Energy Inc. 68132 31-Dec-2012 * * * * * * * * * * Fortaleza Energy Inc. 81015 31-Dec-2015 * * * * * Fortress Global Enterprises Inc. 81042 31-Dec-2019 * * * * * Fourseas Asialink Corporation (CT) 21145 31-Mar-1998 * * FP Newspapers Inc. 89277 31-Dec-2020 * * *

Fracmaster Ltd. (CT) 22486 31-Dec-2001 * * * * * Franchise Services of North America Inc. 80163 30-Sep-2017 * * * * * * * Fraser Papers Inc. 72489 31-Dec-2010 * * * * * * * Freshii Inc. 99038 31-Dec-2020 * * *

FT Capital Ltd. (T) 7880 31-Dec-2002 * * * * Fuel Cell Technologies Ltd. 78642 31-Dec-2006 * * * * Future Beach Corporation (T) 40413 30-Sep-2003 * *

Issuers in Default



*Fytokem Products Inc. (CT) 32778 31-Dec-2008 * * * * Gandalf Technologies Inc. (CT) 6025 31-Mar-1998 * * * * * * * Garden Oaks (CT) 5863 31-Dec-2001 * * * * * GASFRAC Energy Services Inc. 84761 31-Dec-2014 * * * * * GBLT Corp. 96896 31-Dec-2020 * * *

General Electric Capital Canada Inc. 21482 31-Dec-2001 * General Mining Properties Ltd. 36424 31-Dec-2009 * * * * General Systems Research Ltd. (CT) 8356 31-Mar-2002 * * * * * Genesis Worldwide Inc. 80913 31-Dec-2012 * * * * GeoPetro Resources Company 72180 31-Dec-2014 * * * * * *Girex Bancorp Inc. (CT) 47562 31-Mar-2002 * * Glendale International Corp. 6395 30-Nov-2009 * * * * * GLG LIFE TECH CORPORATION 85340 31-Dec-2019 * * * * * Global Gaming Technologies Corp. 87507 30-Apr-2020 * * * * * *

Go Vacations 1987 Limited Partnership (CT) 10221 15-May-2002 * * * * * Go Vacations Inc. (CT) 14689 31-Dec-2001 * * * * * Gold Miners Split Corp. 103219 31-Dec-2020 * * *

Goldbelt Empires Limited 96945 30-Jun-2019 * * *Golden Opportunities Fund Inc. 32961 31-Aug-2019 Golden Trend Petroleum Ltd. (CT) 25548 31-Dec-1999 * * Goldplay Exploration Ltd. 98937 31-Dec-2020 * * *

Goldstake Explorations Inc. 7600 31-Dec-2009 * * * * * Goran Capital Inc. 9482 31-Dec-1999 * Govermedia Plus Canada Corp. 100800 31-Dec-2018 * * * * * Grand Bow Petroleum Limited 8776 31-Dec-2001 * *

Issuers in Default



Grand Okanagan Resort Limited Partnership (CT) 16533 31-Dec-2001 * * * * * Gray Wolf Capital Corporation 24843 30-Sep-2007 * * * * Great Basin Gold Ltd. 80753 31-Dec-2012 * * * * * *Great Western Minerals Group Ltd.(CT) 26187 31-Dec-2014 * * * * *Green and Gold Venture Fund (Prince Albert) Limited (CT) 8935 30-Sep-1992 * * Greenfields Petroleum Corporation 87370 31-Dec-2020 * * *

Greenstone Capital Corp. 102236 31-Jul-2019 * * * * * Greenstone Resources Ltd. (CT) 12902 31-Dec-1999 * * * * Grey Fox, The (CT) 5143 31-Dec-2001 * * * * * Greyvest Capital Inc. (T) 11333 31-Dec-2001 * * * * Grosvenor House (CT) 5309 31-Dec-2001 * * * * * Groundstar Resources Limited 74970 30-Apr-2018 * * * * * Grow Solutions Holdings, Inc. 103681 31-Dec-2017 * * * * * * * * * * * * * GrowMax Resources Corp. 81030 31-Dec-2020 * * *

GrowthWorks Canadian Fund Ltd. 13294 31-Aug-2013 GrowthWorks Commercialization Fund Ltd. 73509 31-Aug-2016 * Gryphon Gold Corporation 77363 31-Mar-2013 * * * * * GT Group Telecom Inc. (T) 41700 30-Sep-2002 * * * * Haemacure Corporation 28880 31-Oct-2009 * * * * * Halifax Receivables Trust 93497 31-Dec-2020 * * *

*Hallmark Place Limited Partnership (CT) 8482 31-Dec-1999 * * * Hamilton Park Plaza Limited Partnership 8671 31-Dec-2018 * * * Hanfeng Evergreen Inc. 75367 30-Jun-2014 * * * * * * * * * * Harry Tracy - Desperado (CT) 5348 31-Dec-1988 * * * * Hartland Pipeline Services Ltd. (CT) 35088 31-Dec-2001 * * * * *

Issuers in Default



Harvest One Cannabis Inc. 99734 30-Jun-2020 * * *

Headway Property Investment 77-II (CT) 8223 31-Dec-2004 * * * * * * * * * * * * * Headway Property Investment 78-II (CT) 7525 31-Dec-2004 * * * * * * * * * * * * * Headway Property Investment 78-III (CT) 7526 31-Dec-1999 * * * * * Heating Oil Partners Income Fund 49037 30-Sep-2006 * * * * * * * * * * * * * * *Hi-Weigh Investors Limited Partnership (CT) 35673 31-Dec-2001 * * * * High Interest Savings Account Fund 103998 31-Dec-2020 * * *

*Highway 40 Inland Terminal Corp. (CT) 28298 30-Jun-1999 * * * Hillcrest Petroleum Ltd. 5075 31-Dec-2020 * * *

Hirose Group Ltd. (CT) 13988 31-Dec-1990 * * * * * * HMZ Metals Inc. 72659 31-Dec-2008 * * * * Hollinger Inc. 11424 31-Mar-2008 * * * * * Homeserve Technologies Inc. 29403 28-Feb-2012 * * * * * * * * * * * * * HPIL Resources Ltd. (CT) 7710 31-Dec-2001 * * * * * HRT Participações em Petróleo S.A. 90084 31-Dec-2020 * * *

*HTC Purenergy Inc. 39172 31-Dec-2020 * * *

iAnthus Capital Holdings, Inc. 98835 31-Dec-2020 * * *

Icon Laser Eye Centers, Inc. (CT) 42878 31-Dec-2001 * * * * * * * IDS Intelligent Detection Systems Inc. (CT) 33858 31-Dec-2000 * If You Could See What I Hear (CT) 5322 31-Dec-1989 * * * * * *IFCI International Corp.(CT) 94592 31-Dec-2012 * * * * * IG Mackenzie Maxxum Canadian Equity Growth Class 79201 31-Mar-2019 * iLOOKABOUT Corp. 100038 31-Dec-2020 * * *

Image Sculpting International Inc. (T) 41756 31-Dec-2000 * * Imasight Corp. 76124 31-Dec-2008 * * * *

Issuers in Default



Impax Energy Services Income Trust 78792 31-Dec-2009 * * * * * Imperial Square Edmonton, Phase II (CT) 5310 31-Dec-1990 * * * * * * * Imperial Square, Westchase Limited (CT) 6159 31-Dec-1990 * * * * * * * IMRIS Inc. 82093 31-Dec-2015 * * * * * * * * * * * * * * Incubus (CT) 5295 31-Dec-1990 * * * * * * * Indiva Limited 101148 31-Dec-2020 * * *

Infrastructure Materials Corp. 90600 30-Jun-2019 * * * * * * * * * * Inner Spirit Holdings Ltd. 101284 31-Dec-2020 * * *

Innovative Composites International Inc. 88670 30-Sep-2014 * * * * * Innovative Wireline Solutions Inc. 78142 31-Dec-2011 * * * * * * * Integra Resources Corp. 102419 31-Dec-2018 * * * *

International Business Machines Corporation 41837 31-Dec-2002 * International Display Corporation (CT) 5702 31-Jul-1990 * * * * * * * International Falcon Resources Inc. (T) 6090 31-Jan-2002 * * * * * *International ProSoya Corporation (CT) 28082 31-Dec-1997 * * International Utility Structures Inc. 27552 30-Sep-2004 * * * * International Wallcoverings Ltd. (CT) 23972 31-Dec-1999 * * * * * * Interquest Resources Corp. (CT) 6064 31-Dec-2004 * * * * * * * * * * * * * Invictus MD Strategies Corp. 97163 30-Apr-2015 * * * * * * * * * * * Iona Energy Inc 86381 31-Dec-2015 * * * * * * * * ISE Limited 87004 31-Dec-2010 * * * * * * * * * * * iShares Global Government Bond Index ETF (CAD-Hedged) 103106 31-Dec-2019 * * itemus inc. (CT) 27702 31-Dec-2001 * * * * * * IVACO INC 5146 31-Dec-2004 * * * * * * * * * Ivanhoe Energy Inc. 32200 31-Dec-2014 * * * *

Issuers in Default



IVG Enterprises Ltd. 33230 31-Dec-2003 * * IVRnet Inc. 43400 31-Dec-2020 * * *

J.D.S. Investments Limited (CT) 10465 28-Feb-2002 * * * * * J.P. Morgan & Co. Incorporated 8750 31-Dec-1998 * * * * Jaguar Resources Inc. 91621 31-Dec-2020 * * *

Jarvis Mutual Partnership (CT) 9481 31-Dec-2001 * * * * * Jaws Acquisition Corp. 40888 31-Dec-1999 * JAWZ Inc. 40851 31-Dec-2000 * * Jeotex Inc. 95197 31-Mar-2019 * * * * * JINHUA CAPITAL CORPORATION 87359 31-Dec-2020 * * *

Joffre Resources Ltd. (CT) 5602 31-Dec-2004 * * * * * * * * * * * * * Jura Energy Corporation 38495 31-Dec-2020 * * *

*Kannata Ridge Golf Resort Ltd. (CT) 19899 31-Dec-1994 * * * * * Kap Resources Ltd. (CT) 26010 31-Dec-2001 * * * * * Kelvin Energy Ltd. (CT) 7741 31-Dec-1990 * * * * * * * Kerr Mines Inc. 95495 30-Jun-2020 * * *

Kew Media Group Inc. 97305 31-Dec-2019 * * * * * Kimpex International Inc. (CT) 23790 31-May-1999 * * * * * Kinburn Technology Corporation (CT) 10256 31-Aug-1989 * * *Kindersley Inn Venture Fund Inc.(CT) 10814 31-Dec-1994 * * * * * Kingsway Financial Services Inc. 27722 31-Dec-2018 * * * * * *Kipp & Zonen Inc. (CT) 8969 31-Dec-2003 * * * * Klondike Fever (CT) 13120 31-Dec-2004 * * * * * * * * * * * * * Knight Therapeutics Inc. 94880 31-Dec-2020 * * *

La Fosse Platinum Group Inc. (CT) 10501 31-Dec-2001 * * * * *

Issuers in Default



LAB Research Inc. 79033 31-Dec-2010 * * * * * Lakeview Hotel Investment Corp. 92906 31-Dec-2020 * * *

Lakewood Forest Products Ltd. (CT) 8471 31-Dec-2001 * * * * * Landmark Global Financial Corporation 17692 31-Dec-2012 * * * * * * * Launch Resources Inc. 7729 31-Dec-2004 * * * * Lava Systems Inc. (CT) 29827 31-Jul-2002 * * * * * Le Chateau Inc. 7960 31-Jan-2020 * * * * Leader Energy Services Ltd. 67915 31-Dec-2003 * * * * Leed NT Corp. (CT) 29596 30-Sep-2002 * * * * * Lehman Trikes Inc. 47502 30-Nov-2011 * * * * Lehndorff Canadian Properties (CT) 5332 31-Dec-1999 * * * * * Levtech Medical Technologies Ltd. (CT) 9375 31-Dec-1988 * * * * * LGC Skyrota Wind Energy Corp. 86008 30-Sep-2010 * * * * LGX Oil & Gas Inc. 81473 31-Dec-2016 * * * * * * * * * * * Liberty Defense Holdings, Ltd. (formerly, Gulfstream 103784 31-Dec-2020 * * *

Acquisition 1 Corp.) LifePoints Balanced 81040 31-Dec-2019 * * *Lightcollar Inc.(CT) 94602 31-Mar-2013 * * * * * * * * Lightstream Resources Ltd. 86774 31-Dec-2016 * * * * Lincluden Balanced Fund 80817 31-Dec-2014 * Lincoln's Hill 31 L.P. (CT) 6357 31-Dec-2004 * * * * * * * * * * * * * Lions Petroleum Inc. 44663 31-Jul-2008 * * * * * * * * * * Livent Inc. (CT) 21156 31-Dec-2001 * * * * * Loewen Group Inc. (T) 10254 31-Dec-2001 * * * * Loh's (CT) Sinfully Good Ice Cream & Cookies Inc. 9614 31-Dec-2004 * * * * * * * * * * * * *

Issuers in Default



LOOPShare LTD. 87108 31-Dec-2020 * * *

*Lucky Lake Developments Inc. 25292 31-Dec-2018 * * * Lupaka Gold Corp. 89960 31-Dec-2020 * * *

LWP Capital Inc. 90226 31-Dec-2015 * * * * Lydian International Limited 86912 31-Dec-2020 * * *

Lynngold Resources Inc. (CT) 9089 31-Dec-1987 * * * * * M8 Entertainment Inc 22783 31-Dec-2006 * * * * * Magellan Real Estate Investment Fund Limited Partnership 27548 31-Dec-2001 * (T) Magic Show (CT) 5210 31-Dec-1990 * * * * * * * MagIndustries Corp. 79454 31-Dec-2014 * * * * Magnum Energy Inc. 89940 31-Aug-2014 * * * * * Magnum Hunter Resources Corporation 90062 31-Dec-2016 * * * * * * * * * * * * * * Magor Corporation 92756 30-Apr-2017 * * * * * * * * * * Mainstream Minerals Corporation 80539 30-Nov-2012 * Mammoth Resources Corp. 89630 31-Jan-2020 * * * * Manfrey Capital Corporation (CT) 5204 31-Dec-1998 * * * Manitok Energy Inc. 91078 31-Dec-2017 * * * * * *Manitou Springs Venture Capital Corporation (CT) 13289 30-Apr-2007 * *

Mann Oil Resources Inc. (CT) 7460 31-Mar-1989 * * * * * * * Maple Leaf Short Duration 2019-II Flow-Through Limited 103863 31-Dec-2020 * * *

Partnership - National Class Maple Leaf Short Duration 2019-II Flow-Through Limited 103865 31-Dec-2020 * * *

Partnership - Quebec Class Maple Leaf Short Duration 2020 Flow-Through Limited 104321 31-Dec-2020 * * *

Issuers in Default



Partnership - Quebec Class Maplewood International Real Estate Investment Trust 94108 31-Dec-2020 * * *

Marquis Resources Corp. (CT) 7754 31-Oct-1990 * * * * * * * Martello Court L.P. (CT) 10526 31-Dec-1988 * * *Master Investments Ltd. (CT) 12690 30-Sep-1998 * *Master Manufacturing Inc.(CT) 13319 30-Jun-2002 * * Master Resources & Development Ltd.(CT) 8690 31-Dec-1990 * * * * * * * Matrix 2013 Short Duration National Class 93172 31-Dec-2013 * * * Matrix 2013 Short Duration Québec Class 93174 31-Dec-2013 * * * Matrix Asset Management Inc. 87184 31-Dec-2014 * * * * Matt And Jenny (CT) 5266 31-Dec-1990 * * * * * Maudore Minerals Ltd 94338 31-Dec-2015 * * * * * *Maverick Minerals Corp.(CT) 94973 31-Dec-2012 * * * * * Maxwell Communications Finance Canada Limited (CT) 11344 31-Dec-2001 * * * * * McLean Futures Fund II (CT) 13065 31-Dec-2004 * * * * * * * * * * * * * MDA Co-Auto Ltd. 6489 31-Dec-2002 * * * * * Med-Chem Health Care Limited (CT) 30141 31-Dec-1998 * * * * Medx Health Corp. 49654 31-Dec-2020 * * *

Megawheels Technologies Inc. 38844 31-Aug-2005 * * * * Melanie (CT) 5193 31-Dec-2004 * * * * * * * * * * * * * Mene Inc. 102677 31-Dec-2020 * * *

Mercator Minerals Ltd. 82716 31-Dec-2014 * * * * * * * * Merit Energy Ltd. (CT) 28482 31-Dec-1999 * * * * Meteor Creek Resources Inc. (T) 44127 31-Dec-2000 * * Micro Mining Technologies Ltd. (T) 39083 31-Dec-2000 * * * *

Issuers in Default



Microcomp 83 R & D Program L.P. (CT) 7762 31-Dec-1990 * * * * * * * MicroPlanet Technology Corp. 71381 31-Dec-2014 * * * * *Mid West Venture Corporation (CT) 10902 31-Dec-1988 * * * * *Midale Petroleums Ltd. 6369 31-Dec-2019 * * Middle Age Crazy (CT) 5014 31-Dec-1986 * * * * Middlefield Global Innovation Class 101604 31-Dec-2018 * * Middlefield Global Real Asset Fund 103992 31-Dec-2019 * * * * Middlefield Health & Wellness ETF 98575 31-Dec-2019 * * * * Middlefield Healthcare & Life Sciences Dividend Fund 100175 31-Dec-2018 * * Midnight Matinee/Mr. Patman (CT) 5583 31-Dec-1990 * * * * * * * Millenium Biologix Corporation 44506 31-Mar-2007 * * * * * MINCO SILVER CORPORATION 79901 31-Dec-2019 * Mindoro Resources Ltd. 46145 31-Dec-2017 * * * * Mindready Solutions Inc. 43621 31-Dec-2006 * * * * * Mirabela Nickel Limited 80958 31-Dec-2015 * * Misdeal (CT) 5277 31-Dec-2004 * * * * * * * * * * * * * MNP Petroleum Corporation 89414 31-Dec-2015 * * * * Mobi724 Global Solutions Inc. (Formerly Hybrid Paytech 97030 31-Dec-2017 * * * * * * * * World Inc.) Monarch Resources Limited (CT) 24034 31-Dec-2001 * * * * Monogen Inc. 32468 31-Dec-2008 * * * * * *Moon Lake Golf and Country Club Ltd. 11334 31-Oct-2019 * * * * Moon River Capital Ltd 104223 31-Dec-2020 * * *

Mountain World Entertainment Ltd. (CT) 32267 31-Dec-1998 * MRF 2018 Resource Limited Partnership 100940 31-Dec-2019 * * *

Issuers in Default



MRF 2020 Resource Limited Partnership 104367 31-Dec-2020 * * *

Multi-Asset Growth Strategy 42824 31-Dec-2019 * * Multibanc NT Financial Corp (CT) 13084 31-Dec-2000 * * * *N.S.L. Holdings Ltd. (CT) 7384 30-Jun-1992 * * * Napa/Carneros Winegrowers Limited Partnership (CT) 10661 31-Dec-1999 * * * National FibreTech Inc. (CT) 22948 31-Jan-2002 * * * * * National Health Stores Inc. 42847 30-Sep-2000 * * Nautilus Minerals Inc. 90090 31-Dec-2018 * * * * * Nemaska Lithium Inc. 98239 30-Jun-2020 * * *

Nevada Bob's Golf Inc. (CT) 33706 31-Jan-2002 * * * * * New Guinea Gold Corporation 7598 31-Dec-2013 * * * * New Point Exploration Corp. 100646 30-Jun-2020 * * *

New Zealand Energy Corp. 90047 31-Dec-2020 * * *

Newfields Minerials Inc. (CT) 9127 30-Nov-1988 * * * NewKidCo International Inc. (formerly SoftQuad International 42373 31-Dec-1999 * Inc.) (T) Newstrike Brands Ltd. 101172 31-Mar-2020 * * * * * * * * *

Nexient Learning Inc. 9776 31-Dec-2009 * * * * * * * * * * NexJ Health Holdings Inc. 98553 31-Dec-2020 * * *

NexPoint Hospitality Trust 103064 31-Dec-2020 * * *

NHC Communications Inc. 42303 31-Jul-2005 * * * * * Ninepoint 2020 Flow-Through Limited Partnership - National 104323 31-Dec-2020 * * *

Class Ninepoint 2020 Flow-Through Limited Partnership - Quebec 104325 31-Dec-2020 * * *

Class

Issuers in Default



Nobilis Health Corp. 80998 31-Dec-2018 * * * * * * * * Nordic Oil and Gas Ltd. 49209 31-Dec-2015 * * * * Nortel Networks Corporation 45787 31-Dec-2012 * * * * * * * * Nortel Networks Limited 5719 31-Dec-2012 * * * * * * * North America Frac Sand, Inc.(CT) 98025 31-Dec-2017 * * * * North American Tungsten Corporation Ltd. 84792 30-Sep-2015 * * * * North Shore Limited Partnership (CT) 5958 31-Dec-2004 * * * * * * * * * * * * * *North West Food And Fuel Corp. (CT) 6031 31-Dec-1988 * * Northern Frontier Corp. 92425 31-Dec-2016 * * * * * * * * * * * *Northern Lights Big Game Corp. (CT) 11281 28-Feb-1992 * * Northern Uranium Corp. 77672 31-Dec-2020 * * *

Northisle Copper and Gold Inc 90914 31-Dec-2020 * * *

Northland Resources SE 88824 31-Dec-2014 * * * * * Northstar Aerospace 9107 31-Dec-2011 * * * * * Nothing Personal (CT) 13859 31-Dec-2004 * * * * * * * * * * * * * Nova Village Limited Partnership 6024 31-Dec-2002 * * Novelion Therapeutics Inc. 11091 31-Dec-2019 * * * * * * * * * * * Nu-Life Corp. 30575 31-Dec-2002 * * * * Nuinsco Resources Limited 36909 31-Dec-2020 * * *

OCP Senior Credit Fund 88500 31-Dec-2020 * * *

OFEK CAPITAL CORP. 42519 31-Oct-2011 * * * * * * * * * * * * * Off Your Rocker (CT) 13113 31-Dec-2004 * * * * * * * * * * * * * Oil Optimization Inc. 88371 31-Dec-2015 * * * * Oilsands Quest Inc. 80026 30-Apr-2012 * * * * Old API Wind-down Ltd. 97748 31-Dec-2018 * * * * * * * * * * *

Issuers in Default



Old PSG Wind-down Ltd. 89394 31-May-2016 * * * * * ONE Financial Real Property Development Trust (2008-1) 84651 31-Dec-2013 * * * * ONE Financial Real Property Income Fund (2008-1) 84653 31-Dec-2013 * * * * ONEnergy Inc. 42651 31-Dec-2018 * * * * * Opimian California Vineyards Corporation (CT) 5994 30-Nov-2002 * * * * * Options Clearing Corporation 5701 31-Dec-1999 * * Orbite Technologies Inc. 92871 31-Dec-2017 * * * * Orbus Pharma Inc. 5439 31-Dec-2009 * * * * * Organto Foods Inc. 83678 31-Dec-2020 * * *

Orinoco Tours Limited (CT) 11596 31-Dec-1989 * * Pacific Paradym Energy Inc. 71662 31-Jul-2005 * Pacific Vector Holdings Inc. 83565 31-Dec-2013 * * * * Pallet Pallet Inc. (CT) 24924 31-Jan-1999 * Palliser Oil & Gas Corporation 84418 31-Dec-2014 * * * * * Palm Beach County Utilities Corp. (CT) 9652 31-Dec-1987 * * * * Pan Ocean Explorations Inc. (CT) 7720 30-Jun-2001 * * * Pan Ocean Oil Corp. (CT) 7513 31-Dec-2001 * * * * * Par / Mor II (CT) 7818 31-Oct-1990 * * * * * * * Para-Tech Energy Services Inc. (T) 25841 31-Dec-2001 * * Parallel Energy Trust 89691 31-Dec-2015 * * * * * * * * Park Estates (CT) 5360 31-Dec-2001 * * * * * Park Meditech Inc. (CT) 24289 31-Jul-2002 * * * * * Park Place (CT) 7903 31-Dec-2001 * * * * * Park Square Properties Limited Partnership 6069 31-Dec-1999 * Parkview Village I L.P. (CT) 6450 31-Dec-2004 * * * * * * * * * * * * *

Issuers in Default



Parkview Village II L.P. (CT) 6451 31-Dec-2004 * * * * * * * * * * * * * Patagonia Gold Corp. 87086 31-Dec-2020 * * *

PAY LINX FINANCIAL CORPORATION 84294 31-Dec-2008 * * * * * Peachtree Network Inc. (CT) 41530 31-Jan-2001 * * Pegasus Gold Inc. (CT) 8396 31-Dec-1998 * * * * *Peragis Inc. (CT) 29357 31-Dec-2000 * * * * Perkins Oil Company (CT) 5429 31-Dec-2004 * * * * * * * * * * * * * Petro Viking Energy Inc. 87667 31-Dec-2014 * * * * Petro-Victory Energy Corp. 95222 31-Dec-2020 * * *

PetroTal Corp. 83567 31-Dec-2020 * * *

Petrowest Corporation 90384 31-Dec-2017 * * * * Pharma Patch Plc (CT) 24708 31-Dec-2001 * * * * * PharmaGap Inc. (formerly Sebring Resources Ltd.) 84394 31-Dec-2012 * * * * * Philip Services Corp. (CT) 33520 31-Dec-2001 * * * * * Phoenix Capital Inc. 29305 31-Dec-2005 * * * * * * * Phoenix Capital Income Trust 77152 31-Dec-2006 * * * * Phoenix Health Group Inc. (CT) 9671 31-Mar-1999 * * Pieridae Energy Limited 95115 31-Dec-2018 * * * * * * * * *

Pineridge (CT) 5356 31-Dec-2004 * * * * * * * * * * * * * Pioneer Metals Corporation 10243 31-Dec-2001 * * * * * Platinova A/S 18437 31-Dec-2003 * * * * Platinova Resources Ltd 10487 31-Dec-2003 * * * * Playa El Agua Hotel L.P. (CT) 13121 31-Dec-1988 * * Point Loma Resources Ltd. 98357 31-Dec-2020 * * *

Ponderosa Fund 87830 31-Dec-2013 * * * *

Issuers in Default



Ponds Limited Partnership (CT) 8190 31-Dec-2001 * * * * * Portex Minerals Inc. 80926 30-Sep-2016 * * * * Porto Energy Corp. 88997 31-Aug-2014 * * * * * * * Poseidon Concepts Corp. 77975 31-Dec-2012 * * * * * Poynt Corporation 79233 31-Dec-2012 * * * * * * * * PPX Mining Corp. 76961 30-Sep-2019 * * * * Precision Assessment Technology Corporation 29644 31-Dec-2007 * * * * * Preferred Dental Technologies Inc. 97983 31-Jul-2019 * * * * Preo Software Inc. 84860 31-Dec-2012 * * * * * * * Printera Corporation 9739 30-Sep-2006 * * * * * * * * Priszm Income Fund 68160 31-Dec-2011 * * * * * * * * * * * * * * Pro-Trans Ventures Inc. 86175 31-Dec-2014 * * * * * * * * * * * Probe Exploration Inc. (CT) 31956 31-Dec-1999 * * * * Probity Mining 2019-II Short Duration Flow-Through Limited 103872 31-Dec-2020 * * *

Partnership - British Columbia Class Probity Mining 2019-II Short Duration Flow-Through Limited 103874 31-Dec-2020 * * *

Partnership - National Class Probity Mining 2019-II Short Duration Flow-Through Limited 103876 31-Dec-2020 * * *

Partnership - Quebec Class Probity Mining 2020 Short Duration Flow-Through Limited 104352 31-Dec-2020 * * *

Partnership - British Columbia Probity Mining 2020 Short Duration Flow-Through Limited 104354 31-Dec-2020 * * *

Partnership - National Class Probity Mining 2020 Short Duration Flow-Through Limited 104356 31-Dec-2020 * * *

Partnership - Quebec

Issuers in Default



Production Enhancement Group, Inc. 78362 31-Dec-2009 * * * * * * * * Profab Energy Services Ltd. (CT) 36849 31-Dec-2001 * * * * * Proper Channels (CT) 7724 31-Dec-1987 * * * * * Purpose Pension Portfolio Fund 82844 31-Dec-2019 * * Purpose Tactical Bond Fund 97119 31-Dec-2019 * * Pursuit American Fund (CT) 9718 31-Dec-1999 * * * Pursuit Canadian Equity Fund (CT) 9717 31-Dec-1999 * * * Pursuit Income Fund (CT) 9716 31-Dec-1999 * * * Pursuit Money Market Fund (CT) 10842 31-Dec-1999 * * * Pyrogenesis Canada Inc. 78701 31-Dec-2020 * * *

Q-Entertainment Inc. (CT) 29441 31-Dec-2004 * * * * * * * * * * * * * Q-Tel Wireless Inc. (T) 17234 31-Dec-2001 * * Q2 Gold Resources Inc. 84564 31-Mar-2011 * * * * * * * * * * Quadrille Retirement Homes L.P.No.1 (CT) 11535 31-Dec-2004 * * * * * * * * * * * * * Quattro Exploration and Production Ltd. 44029 31-Dec-2016 * * * Queensway Financial Holdings Limited (CT) 28814 31-Dec-2000 * * * * Quest 84 Energy Program (CT) 8466 31-Dec-2004 * * * * * * * * * * * * * Quest 85 Energy Program L.P. (CT) 8708 31-Dec-2004 * * * * * * * * * * * * * Questfire Energy Corp. 90681 31-Dec-2017 * * * * * * * * Quinte Bay #3 Limited Partnership (CT) 8896 31-Dec-1999 * * Rambler Metals and Mining plc 98807 31-Dec-2019 * * * * * * * * * * * * Range Gold Corp. 84022 31-Dec-2010 * * * * RB Energy Inc. 89320 31-Dec-2014 * * * * RCI Corporation (CT) 24710 30-Jun-2002 * * * * * RDX Technologies Corporation 90346 31-Mar-2015 * * * * *

Issuers in Default



Rea Gold Corporation (CT) 17599 31-Dec-2004 * * * * * * * * * * * * * Real del Monte Mining Corporation (CT) 11967 31-Dec-2004 * * * * * * * * * * * * * Real Money Fund Of Canada (CT) 6070 31-Dec-2004 * * * * * * * * * * * * * Realia Properties Inc. 84778 31-Dec-2020 * * *

*Red Coat Road & Rail Ltd. 38711 31-Jul-2020 * Red Eagle Mining Corporation 96681 31-Dec-2018 * * * * * * * * *Red Earth Energy Limited (CT) 8120 31-Dec-1990 * * * * * Redekop Properties Inc. (CT) 23705 31-Dec-2000 * * * * RedWater Energy Corp. 86264 31-Aug-2015 * * * * Reed Medical Library (CT) 5560 31-Dec-2004 * * * * * * * * * * * * * Reef Resources Ltd. 80417 31-Jul-2013 * * * * *Regina Butcher (CT) And Baker Venture Fund Inc. 13207 30-Nov-1992 * * Reigate Resources (Canada) Ltd. (CT) 7864 30-Sep-1990 * * * * * * * Relax Inns Vancouver Partnership (CT) 9397 31-Dec-1999 * * * * * Remworks Inc. (CT) 29668 31-Dec-2000 * * Rentown Enterprises Inc. (CT) 13342 30-Jun-1990 * * Revive Therapeutics Ltd. 95797 30-Jun-2019 * * Richtree Inc. 30986 31-Jul-2004 * * * * Ridge Land Properties Limited Partnership (CT) 7879 30-Jun-1999 * * * Ring of Power (CT) 5621 31-Dec-2004 * * * * * * * * * * * * * River Park Estates Partnership 7937 31-Dec-1999 * RKW Standardbred Limited Partnership (CT) 10416 31-Dec-1999 * * * * * Robson Petroleum Ltd. (CT) 5906 31-Dec-1999 * * * * * Roca Mines Inc. 50730 31-Aug-2015 * * * * Rodinia Oil Corp. 83991 31-Dec-2013 * * * *

Issuers in Default



Roman Corporation Limited (T) 71404 31-Dec-2005 * * * * * Royal View Apartments (CT) 5795 31-Dec-2004 * * * * * * * * * * * * * Rusoro Mining Ltd. 85391 31-Dec-2009 * * * * * * * * * * * * * * Russell Investments Yield Opportunities Pool 102861 30-Jun-2019 * * RYU Apparel Inc. 97153 31-Dec-2020 * * *

S & M Photolabels Inc. (CT) 9922 31-Dec-2004 * * * * * * * * * * * * * Saco SmartVision Inc. (CT) 30310 30-Nov-2001 * * * * * Samco Gold Limited 90141 31-Dec-2020 * * *

Samex Mining Corp. 5169 30-Nov-2003 * * * * San Gold Corporation 79601 31-Dec-2015 * * * * * * * * * * Sandhurst (CT) 5843 31-Dec-2004 * * * * * * * * * * * * * Santacruz Silver Mining Ltd. 93000 31-Dec-2020 * * *

*Sarah's Cove Development (CT) Limited Partnership 11157 31-Dec-1996 * * Sarcee Trail Place (CT) 6034 31-Dec-1987 * * * * * *Saskatoon 1988 Oil & Gas L.P. (CT) 11392 31-Dec-1993 * * *Saskatoon Square Limited Partnership (CT) 5739 30-Sep-2000 * * *Saskatoon Tower (CT) 5738 31-Dec-1992 * *SaskWorks Venture Fund Inc. 39847 31-Aug-2019 * Saturn (Solutions) Inc. (T) 28285 31-May-2003 * * * * Sceptre Ventures Inc. 87500 30-Jun-2011 * * * * * * * * * * * * * Score Media and Gaming Inc. 92639 31-Aug-2020 * * *

Scotia Schools Trust 38431 31-Dec-2014 * * * * SDX Energy plc 103503 31-Dec-2019 * * * Sears Canada Inc. 8153 02-Feb-2018 * * * * * * * * * * * Securex Ltd. 27056 31-Dec-2002 * *

Issuers in Default



Security Home Mortgage Investment Corporation (CT) 11017 31-Oct-2002 * * * * * Sedibelo Platinum Mines Limited 79036 31-Dec-2020 * * *

SemBioSys Genetics Inc. 72408 31-Dec-2012 * * * * * * * * * * * * Semi-Tech Corporation (CT) 18353 31-Mar-2002 * * * * * Sendero Mining Corp. 84363 31-Dec-2014 * * * * Serinus Energy plc 93841 31-Dec-2019 * * * * * * * Serrano Resources Ltd. 77758 31-Dec-2018 * Serval Integrated Energy Services (CT) 31832 31-Dec-1999 * * * * * * Shape Of Things To Come (CT) 8468 31-Dec-2004 * * * * * * * * * * * * * Shaughnessy House Limited Partnership (CT) 8537 27-Dec-1999 * * * Shoreline Energy Corp. 76096 31-Dec-2015 * * * * * Siltronics Ltd. (CT) 7788 31-Dec-2004 * * * * * * * * * * * * * Silversword Corporation (CT) 9674 31-Dec-2001 * * * * * SKG INTERACTIVE INC. (CT) 11672 30-Sep-2000 * * SLANG Worldwide Inc. 102370 31-Dec-2020 * * *

Slater Steel Inc. (T) 23864 31-Dec-2004 * * * * * * * * * * * * * SLMsoft Inc. (T) 32489 31-Dec-2002 * * * * Snow Leopard Resources Inc. (T) 31828 31-Dec-2004 * * * * * * * * * * * SNV Group Ltd. (CT) 39108 30-Sep-2000 * * * * Solara Exploration Ltd 77835 31-Dec-2006 * * * * * * * Sonde Resources Corp. 28512 31-Dec-2014 * * * * * * * * Sonora Diamond Corp. Ltd. (CT) 8016 31-Dec-1999 * SOPerior Fertilizer Corp. 91392 31-Dec-2019 * * * * * Sophiris Bio Inc. 72129 31-Dec-2020 * * *

Sorrel Resources Ltd. (CT) 7887 31-Dec-2001 * * *

Issuers in Default



Southern Pacific Resource Corp. 81681 30-Jun-2015 * * * * * * * * * * * Southern Tier Gas Producers Ltd. (CT) 5728 31-Dec-2004 * * * * * * * * * * * * * SouthGobi Resources Ltd. 71648 31-Dec-2019 * * * Southland Tower I L.P. (CT) 5837 31-Dec-1987 * * * * * *Southwest Venture Capital Corporation (CT) 13198 31-Jan-1989 * * Specialty Foods Group Income Fund 50958 31-Dec-2009 * * * * * * * * * * *SPI Marketing Group Inc. 35534 31-Dec-2011 * * Spinnaker Development Corporation (CT) 8010 31-Dec-2004 * * * * * * * * * * * * * Spyglass Resources Corp. 93349 31-Dec-2015 * * * * * St. Clair Paint & Wallpaper Corporation (CT) 9789 31-Dec-2004 * * * * * * * * * * * * * Stabell Resources Inc (CT) 6067 31-Dec-1990 * * * * * * * Standard Modern Technologies Corp. (CT) 7981 31-Dec-1990 * * * * * * * Stanley Park Place Apartments (CT) 6440 31-Dec-1988 * * * * * Star Navigation Systems Group Ltd. 33534 30-Jun-2019 * * * * Star Properties Inc. (CT) 24074 31-Jul-1999 * * * * * Starlight Global Infrastructure Fund 102042 31-Dec-2019 * * Starlight Global Real Estate Fund 102043 31-Dec-2019 * * Sterling Shoes Inc. 76968 31-Dec-2011 * * * * * Stone Small Companies Fund 72725 31-Dec-2019 * * *Stoney Case Capital Corp. (CT) 42407 31-Mar-2003 * * * Strategic Oil & Gas Ltd. 78918 31-Dec-2018 * * * * * Strathearn House Group Limited (CT) 8101 31-Dec-2004 * * * * * * * * * * * * * Summit Limited Partnership (CT) 6354 31-Dec-2004 * * * * * * * * * * * * * Sun Life Excel India Balanced Fund 97612 31-Dec-2020 * Sun Life Excel India Fund 31593 30-Sep-2019 * *

Issuers in Default



Sun Life Excel New India Leaders Fund 97613 30-Sep-2019 * * Sun-Times Media Group, Inc. 28176 31-Dec-2009 * * * * * * * * * * * * * * Suncoast Petroleum Corporation (CT) 5353 28-Feb-1990 * * * * Sunmist Energy '86 Inc. (CT) 5734 31-Dec-2004 * * * * * * * * * * * * * Sunridge Village (CT) 5355 31-Dec-2004 * * * * * * * * * * * * * *Sunrise Garden Apartments Co-ownership (CT) 5087 31-Dec-2007 * * * * *Sweeprite Mfg. Inc. (CT) 45026 31-Oct-2005 * * * * * * * Sydney Advanced Technology (CT) 6423 31-Dec-2004 * * * * * * * * * * * * * Sydney Advanced Technology LP (CT) 5978 31-Dec-2004 * * * * * * * * * * * * * Sylvan Park Estates Limited Partnership (CT) 8344 31-Dec-1999 * * * Synodon Inc. 79167 31-Dec-2016 * * * * * Tahera Diamond Corporation 72829 31-Dec-2007 * * * * * Tap Capital Corporation (CT) 11089 31-Dec-2004 * * * * * * * * * * * * * Tarquin Group Inc. 78425 31-Mar-2008 * * * * Taurus Footwear Inc. (CT) 10451 31-Dec-2004 * * * * * * * * * * * * * TCT Logistics Inc. (T) 34192 31-Dec-2001 * * * * TD Canadian Equity Pool Class 91322 31-May-2019 * TD Emerging Markets Class 87992 31-May-2019 * TD Global Equity Pool Class 91325 31-May-2019 * TD International Growth Class 87996 31-May-2019 * TD Tactical Pool Class 91326 31-May-2019 * TearLab Corporation 72670 31-Dec-2020 * * *

Tee-Comm Electronics Inc. (CT) 22736 31-Dec-2004 * * * * * * * * * * * * * Telescene Film Group Inc. (CT) 32449 28-Feb-2000 * * Ten Thousand Day War (CT) 13858 31-Dec-2004 * * * * * * * * * * * * *

Issuers in Default



Terato Resources Ltd. (CT) 5576 31-Dec-2004 * * * * * * * * * * * * * Terra Energy Corp. 87449 31-Dec-2015 * * * * * TerraX Minerals Inc. 87977 31-Jan-2020 * * The Caldwell Partners International Inc. 12501 31-Aug-2002 * * * * * The Flowr Corporation 100002 31-Dec-2020 * * *

The Lodge At Kananaskis Limited Partnership 9514 31-Dec-2016 * * * * * * * * * * * * * The Medipattern Corporation 81888 30-Jun-2013 * * * * * * * The Mountain Inn At Ribbon Creek Limited Partnership 9877 31-Dec-2016 * * * * * * * * * * * * * Thermal Control Technologies Corp. (CT) 16875 31-Mar-2000 * * * * Thermax International Corp. (T) 28726 30-Sep-2000 * * Third CGI Mutualization Corporation (CT) 19992 31-Dec-2004 * * * * * * * * * * * * * Threegold Resources Inc. 78880 31-Dec-2014 *

Threshold (CT) 5328 31-Dec-2004 * * * * * * * * * * * * * THUNDER RIVER ENTERPRISES INC. 101277 31-Dec-2020 * * *

Ticket To Heaven (CT) 5300 31-Dec-1987 * * * * * Times Three Wireless Inc. 91111 31-Dec-2013 * * * * * Timminco Limited 8330 31-Dec-2011 * * * * Titus Energy Corp 88309 31-May-2011 * * * * TLC Vision Corporation 29826 31-Dec-2010 * * * * * * * * * * * *Toano Holdings Inc. (CT) 8971 30-Sep-1990 * Toronto East (Scarborough) Hotel Development Partnership 8239 31-Dec-1999 * * * * * (CT) Toscana Energy Income Corporation 92774 31-Dec-2020 * * *

Tracan Oil & Gas Ltd. (CT) 5811 28-Feb-1990 * * * * * * * TrackX Holdings Inc. 80572 30-Sep-2020 * * *

Issuers in Default



TransCanada Pipelines Limited 5564 31-Dec-2020 * *

Trapper Resources Ltd. (CT) 7383 30-Jun-1990 * * Travelbyus.com Ltd. (formerly Latingold Inc.) (CT) 9683 30-Sep-2001 * * Traverse Energy Ltd. 27444 31-Dec-2019 * * * * * * * * Tretheway L.P. (CT) 5979 31-Dec-2004 * * * * * * * * * * * * * *Tri-Media Integrated Marketing Technologies Inc.(CT) 47650 31-Dec-2013 * * * * Triangulum Corporation (T) 41755 31-Dec-2000 * *TriNexus Holdings Ltd. (CT) 44775 30-Sep-2001 * * *Trirak Industries Corporation (CT) 10255 31-Aug-1990 * * Triumph Ventures II Corporation 90690 31-Jul-2014 * * * * Tudor Corporation Ltd. 5428 30-Jun-2016 * * * * TURNKEY E&P INC. 77734 31-Dec-2009 * * * * * * * Tuscany Energy Ltd. 77922 31-Dec-2014 * * * * TVI Pacific Inc. 28388 31-Dec-2020 * * *

Twin Butte Energy Ltd. 30465 31-Dec-2016 * * * * * * * * Twin Richfield Oils Ltd. (CT) 6220 31-Dec-1990 * * *Twin Towers Management Ltd. (CT) 23892 31-Mar-2003 * * * U.F.X. Enterprises Inc. (CT) 38201 31-Jan-2002 * * * * * Ultra Petroleum Corp. 44631 31-Dec-2020 * * *

Unirom Technologies Inc. (T) 5605 31-Mar-2004 * * Unitec International Controls Corp. (T) 37405 30-Nov-2002 * * * United Keno Hill Mines Limited (CT) 8247 31-Dec-1999 * * UrbanGold Minerals Inc. 102363 31-Dec-2019 * * UrtheCast Corp. 83703 31-Dec-2020 * * *

Valhalla Resources Ltd. 89389 31-Mar-2014 * * * *

Issuers in Default



Vanguard Mining Exploration LP (CT) 13170 31-Dec-2004 * * * * * * * * * * * * * Vanguard Venture Corporation (CT) 10530 30-Apr-1990 * * * * * * * Vantage Point II (CT) 5369 31-Dec-1990 * * * * * * * Vanwin Resources Corporation (CT) 8427 31-Dec-2004 * * * * * * * * * * * * * Varity Corporation (CT) 18055 30-Jan-2002 * * * * * Vecima Networks Inc. 77576 30-Jun-2020 * * *

*Veltek Investments Ltd. (CT) 12388 30-Sep-1989 * Vertex Bond Alpha Fund 102409 24-Dec-2019 * * Vertex Resource Group Ltd. 95949 31-Dec-2020 * * *

*Vertical Software Corporation (CT) 9620 31-Mar-1987 * Vibe Bioscience Ltd. 90720 31-Jul-2019 * * * *Victoria Butcher(CT)& Baker Restaurants Inc.(CT) 10362 31-Dec-1993 * * * Victory Capital Corp. 99063 31-Dec-2018 * Videodrome And Dreamworld (CT) 5902 31-Dec-2004 * * * * * * * * * * * * * Virginia Hills Oil Corp. 86274 31-Dec-2016 * * * * Virtutone Networks Inc. 78332 31-Dec-2014 * * * * Visible Gold Mines Inc. 81417 31-Jul-2019 * * *

Visionwall Incorporated 31950 31-Dec-2003 * * * *Vista Mines Inc. (CT) 9598 31-Dec-1988 * * Vitality Products Inc. 9052 31-Jan-2001 * * * * * Vivione Biosciences Inc. 90885 31-Dec-2018 * * * * VSM Medtech Ltd. 42879 31-Dec-2006 * * * * * * * W-W Agribusiness Canada Ltd. 9993 31-Dec-2004 * * * * * Wainoco 77 Canada (CT) 7551 31-Dec-1999 * * * * * Wainoco 80 Canada (CT) 5634 31-Dec-1999 * * * * *

Issuers in Default



Waldron Energy Corporation 77574 31-Dec-2015 * * * * * * * * *Wall Street Venture Capital Ltd. (CT) 13209 30-Apr-1989 * * * Walter Energy, Inc. 90100 31-Dec-2015 * * * * * Walton Big Lake Development L.P. 88502 31-Dec-2020 * * *

Walton Edgemont Devlopment Corporation 90196 31-Dec-2017 * * * * Walton Ontario Land L.P. 1 87013 31-Dec-2017 * * * * Wasabi Resources Ltd. (CT) 5232 30-Apr-1986 * * * * * Waterford House L.P. (CT) 7466 31-Dec-1987 * * * * * * * WaveRider Communications Inc. 47480 31-Dec-2005 * * * * * Wayland Group Corp. 101086 31-Dec-2018 * * * WE X.L. Holdings Corporation (CT) 27175 31-Mar-2000 * * * * * Weatherford Oil Services, Inc. 43117 31-Dec-2000 * * * * WeedMD Inc. 100971 31-Dec-2020 * * *

Wekusko Gold Resources Ltd. (CT) 8307 31-Dec-2004 * * * * * * * * * * * * * Werner Dahnz Company Limited (CT) 9658 30-Sep-1990 * * * * * * * Wespac Mining Corp. (CT) 5993 31-Dec-2004 * * * * * * * * * * * * * Westar Mining Ltd. (CT) 7571 31-Dec-2004 * * * * * * * * * * * * * Westcore Energy Ltd. 81601 31-Dec-2020 * * *

Western Plains Petroleum Ltd. 75247 31-Dec-2013 * * * * Westhampton Court L.P. (CT) 7847 31-Dec-1988 * Westport (CT) 5968 31-Dec-2004 * * * * * * * * * * * * * Westport Fuel Systems Inc. 36074 31-Dec-2020 * * *

Winchester Group Inc. (CT) 17699 31-Dec-1999 * * * * * Windsor Point (CT) 5771 31-Dec-2004 * * * * * * * * * * * * * Windsor Resources Inc. (CT) 5041 31-Dec-1990 * * * * * * *

Issuers in Default



*Wood Lily Garden Apartments (CT) 7569 31-Dec-2007 * * * * Woodfine Professional Centres Limited Partnership 92444 31-Dec-2018 * * * * *Wycliffe Properties Limited Partnership 10650 31-Dec-2011 * * XXL Energy Corp. 79704 31-Dec-2018 * Ynvisible Interactive Inc. 80388 31-Dec-2020 * * *

YRI-York Ltd. (CT) 7642 31-Dec-1990 * Yuntone Capital Corp. 85571 31-Dec-2020 * * *

Zeox Corporation 34227 30-Jun-2012 * * * * Zone Resources Inc. 27794 31-Dec-2014 * * * * Zungui Haixi Corporation 86738 30-Jun-2011 * * * * *Zwingli Properties Limited Partnership 9097 31-Dec-2007 * *

issuers in default...admiral inc. (ct) 44900 30-sep-2001 * * issuers in default current date as of...

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