iucrc program findings from the center structure database16/2014-2015 cd report slide… · yr....

Industry/University Cooperative Research

Centers

IUCRC ProgramFindings from the

Center Structure DatabaseDRAFT RESULTS: FY2014-2015

*Data collected from 73 out of 73 total active centers

Trends from Center Structure Database: 1980-2015

Leonchuk, L., McGowen, L.C., & Gray, D.O.

North Carolina State University

8/4/2016 IUCRC Evaluation Project 1


Centers

Overview

• Data collection methodology and timeframe

• Number of Centers through 2015-2016 • Slides 10

• Detailed analyses through 2014-2015 (structural, process, outcome)• Slides 11-35

• CISE and ENG breakdowns• Slides 36-43

• Comparison by program Phase (I, II, III)• Slides 44-56



Centers

Methodology

• Collection of 2014-15 structural data from centers and sites delayed until spring 2016 due to new solicitation• Centers were asked to report on “last complete project year”

• Some variables changed this year (trends adjusted to standardize)

• Data on number of funded centers collected from NSF (through 2016)• Does not include centers or sites funded under new solicitation!

• Reporting issues:• Issue of how to count centers under NCE (no cost extension) will need to be

addressed in the future (e.g., between phase NCE; end-of-funding NCE)

• Report considered “draft” until centers given last opportunity to review data



Centers

NSF and Center Budgeting Life Cycle


OctFY1

|

OctFY2

|

MarFY1

|

AugFY1

|

Center Project Year

MarFY2

|

AugFY2

|

First Center Project Year

NSF Fiscal Year NSF Fiscal Year

IUCRC ReportCompleted

Center Project Year Included in report

- Structural report includes activities for previous complete project year

- Report excludes centers less 1 year operation

Not included in report


Centers

Understanding Center Count and Activity Statistics Through 2015


73 NSF Funded Centers > 1 yr. (completed a project year)

FY 2015

3 NSF Funded Centers < 1 yr. (project

year not completed)

= 76 Funded Centers

Statistics on Total and Average Activity

Slides 10-39


Centers

Understanding Center Counts Through 2016


65 NSF Funded Centers > 1 yr. (completed a project year)

FY 2016

3 NSF Funded Centers < 1 yr. (project

year not completed)

= 68 Funded CentersCounted for 2016

Slides 7-9

8 Centers Graduated/Closed

- Count of Funded Centers will increase when new solicitation awards made during late 2016

4 Phase III Centers

Graduated


Centers

2015-2016 Graduated & Closed Centers

• Centers are included in this report, but were in their last year of funding as of FY14-15 and are no longer actively funded under the IUCRC grant• Advanced Processing & Packaging Studies: OSU, NCSU• Design of Analog/Digital Integrated Circuits: OSU, U WA, WSU• Electric Vehicles: Transportation & Electricity Convergence: UTA, TXA&M• Friction Stir Processing: BYU, UNT, SDSMT, USC• Nondestructive Evaluation: ISU• Power Systems Engineering Research Center: ASU, Cornell, TXA&M, WSU,

UWM, ISU, WSU, UIUC, GIT, Howard, UCB• Safety, Security, Rescue Research Center: UMN, UNCC, DU, Upenn• Silicon Solar Consortium: NCSU, GIT



Centers

Center Life Cycle Through 2016*

2 3 5 7 1017

3137 36 41 45 43

51 5056 51 54 50 55 51 50 53

45 45 44 42 39 34 34 37 4254 57 60

6673 68

-2 -3 -7 -11 -12 -13 -14 -17 -17 -17 -21 -22-28 -29

-41 -43 -44-52 -54

-61 -63-69

-78 -81-87 -90 -90 -93 -96 -99 -102

-110

-150

-100

-50

0

50

100

'80 '81 '82 '83 '84 '85 '86 '87 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16

Active Centers Phased Out Centers


(Current year)

(Cumulative Record)

*Data Current for FY2016; Count of current centers reflects those with ≥ 1 year of operation


Centers

ACTIVE CENTERS AND SITES BY YEAR*

52 50 5245 45 44 42 39

34 34 3742

54 57 6066

736868

81 83 8777

95 96 99

7582

97

116

161170

175

188

200

182

0

50

100

150

200

250

'99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16

Centers Sites


~2.6 Sites/Center

Plus 5 Int’l Sites

*Data Current for FY2016

5 fewer Centers

& 16 fewer sites


Centers

Single & Multi-Site Centers*

16

3533

37 38 39

4745 46 47

39

31

36

2730 29

19 19 1815 14

12 1210 9

6 6 6 7 6 51 2 2

4 4 4 4 5 58

1519 19

25

2023

26 26 26 2725

22 22

27

33

4851

54

59

6763

0

10

20

30

40

50

60

70

80

'85 '86 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16

Single-Site Multi-Site


*Data Current for FY2016


Centers

Total Program Funding*

0

20

40

60

80

100

120

140

160

'97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

Millions

8/5/2016 IUCRC Evaluation Project 11*Univ. & Other Cash Excluded


Centers

Average & Median Total Center Funding*

$0

$500,000

$1,000,000

$1,500,000

$2,000,000

$2,500,000

$3,000,000

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15

Average Median



Centers

NSF Budget by Year

0

5

10

15

20

25

'80 '81 '82 '83 '84 '85 '86 '87 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

Total Dollars in Millions


Millions

Draft Slide: Awaiting budget data on 2015 from NSF


Centers

NSF Budget by Year

1.3 1.5 1.5 2 3 3 2.9 3 3.1 3.6 3.9 4.2 4.2 4.2 4.2 4.2 4.2 4.2 4.2 5 4.6 5.1 5.2 5.2 6 6 6 6 6

9.87.7

8.8 8.6 8.210.4

0.5 0.82.1 2.2

2.34

4 4.57

8

1 0.80.9

2

1.7 1.82.2

3.3

2.6

1.8

0

5

10

15

20

25

'80 '81 '82 '83 '84 '85 '86 '87 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

ENG CISE FRP Program

Other Programs co-fund too!

Draft Slide: Awaiting budget data on 2015 from NSF


Millions


Centers

Average NSF IUCRC Awards & Supplements per Center

$0

$50,000

$100,000

$150,000

$200,000

$250,000

$300,000

$350,000

82 83 84 85 87 88 89 90 91 92 93 94 95 96 97 98 99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15



Centers

Average NSF IUCRC Funding per Site

0

10,000

20,000

30,000

40,000

50,000

60,000

70,000

80,000

90,000

100,000

'05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15



Centers

Total Funding by Source in Dollars*

0

20

40

60

80

100

120

140

160

180

'97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

NON-FED

FED

STATE

OTHER INDUSTRY

INDUST. MEM. FEES

OTHER NSF

IUCRC



Centers

Total Funding by Source in Percentages*

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

'97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

NON-FED

FED

STATE

OTHER IND.

IND. MEM. FEES

OTHER NSF

IUCRC


4.7%

16.3%

6.6%

3.6%

40.0%

15.7%

13.0%

*Univ. & Other Cash Excluded


Centers

Industrial Memberships

Total Number of Memberships

0

200

400

600

800

1000

1200

1400

'85 '88 '90 '92 '94 '96 '98 '00 '02 '04 '06 '08 '10 '12 '14

Average Number of Memberships

0

5

10

15

20

25

'85 '88 '90 '92 '94 '96 '98 '00 '02 '04 '06 '08 '10 '12 '14


Complex changes:

2011-2012: Phase 3 introduced = 5 mature centers added,

increasing average

2011-2014: Massive growth in new centers established (N =

31), decreasing average


Centers

Average Membership Turn Over

0

1

2

3

4

5

6

'89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

Members Added this FY Members Left this FY


Members leaving exceeding

members added.


Centers

Member Turnover Rate

0%

5%

10%

15%

20%

25%

30%

35%

'92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15


Turnover % = Members terminated in “year X+1” / Total members in “year X”


Centers

Member Composition 2005-2015*

0%

10%

20%

30%

40%

50%

60%

70%

'05 '06 '07 '08* '09* '10* '11* '12* '13* '14* '15*

Large Small Fed State Others^


*Years Advanced Forestry excluded as a small business outlier: ‘08=36, ‘09=49, ‘10=57, `11=66, ‘12=71, ‘13=77, ’14=86, ‘15=71.

^ Categories comprising Others include: non-profit, non-US gov’t, and other org.


Centers

Member Composition 2005-2015

0%

10%

20%

30%

40%

50%

60%

70%

'05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

Large

Small

Fed

State

Others^


^ Categories comprising Others include: non-profit, non-US gov’t, and other org.


Centers

Average Number of Researchers per Center

0.0

5.0

10.0

15.0

20.0

25.0

'87 '88 '89 '90 '91 '92 '93 '94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

Faculty & Post Doc Researchers



Centers

Total Funding per Researcher*

$0

$20,000

$40,000

$60,000

$80,000

$100,000

$120,000

$140,000

$160,000

'97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

Total Dollars per Researcher



Centers

Total Intellectual Property & Commercialization Events 05-15

0

20

40

60

80

100

120

140

160

180

'94 '95 '96 '97 '98 '99 '00 '01 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

*Invention Disclosures

Patent Applications

Patents Granted

Software Copyrights

Licensing Agreements

Royalties Realized

Spinoff Companies Formed


*Invention Disclosures Outliers: 2014: CVDI = 40, BSAC = 20, E-Design = 12, CITeR = 17. 2015: BSAC = 32


Centers

Average Intellectual Property & Commercialization Events 05-15

0

0.5

1

1.5

2

2.5

3

'05 '06 '07 '08 '09 '10 '11 '12 '13 14 15

Invention Disclosures

Patent Applications

Patents Granted

Software Copyrights


Royalties Realized

Spinoff Companies Formed


*Invention Disclosures Outliers: 2014: CVDI = 40, BSAC = 20, E-Design = 12, CITeR = 17. 2015: BSAC = 32


Centers

Total Students Trained

0

200

400

600

800

1000

1200

'02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD (2015 Mean = 14.58 Masters (2015 Mean = 7.66) BS (2015 Mean = 7.03)



Centers

Average Students Trained

0

5

10

15

20

25

'04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD Masters BS



Centers

Total Students Graduated

0

50

100

150

200

250

300

350

400

450

'02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD (2015 Mean = 3.92) Masters (2015 Mean = 3.60) BS (2015 Mean = 2.60)



Centers

Average Students Graduated

0

1

2

3

4

5

6

7

8

'04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD Masters BS



Centers

Total Students Hired by Members

0

20

40

60

80

100

120

140

'02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD (2015 Mean = .96) Masters (2015 Mean = .77) BS (2015 Mean = 0.44)



Centers

Average Students Hired by Members

0

0.5

1

1.5

2

2.5

'04 '05 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD Masters BS



Centers

IUCRC Alumni Career Outcomes: Total Students Hired

0

20

40

60

80

100

120

Industry Mem. Govt Mem Industry Non-Mem Govt Non-Mem Faculty Postdoc Cont Edu Not Reported

BS MS PhD



Centers

IUCRC Alumni Career Outcomes: Average Students Hired

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

Industry Mem. Govt Mem Industry Non-Mem Govt Non-Mem Faculty Postdoc Cont Edu Not Reported

BS MS PhD



Centers

CISE & ENG PartnershipSome Comparisons and Recent Trends



Centers

Growth in N of CISE & ENG Centers over time

0

10

20

30

40

50

60

2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015

N CISE N ENG



Centers

2015 CISE & ENG: Funding by Source

Total Dollars

$0

$10,000,000

$20,000,000

$30,000,000

$40,000,000

$50,000,000

$60,000,000

$70,000,000

$80,000,000

CISE ENG

Average Dollars

$0

$500,000

$1,000,000

$1,500,000

$2,000,000

$2,500,000

CISE ENG



Centers

CISE & ENG: Average Students Trained

CISE

0

5

10

15

20

25

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD Masters BS

ENG

0

5

10

15

20

25

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD Masters BS



Centers

CISE & ENG: Average Students Graduated

CISE

0

1

2

3

4

5

6

7

8

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD Masters BS

ENG

0

1

2

3

4

5

6

7

8

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD Masters BS



Centers

CISE & ENG: Average Students Hired by Members

CISE

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

5

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD Masters BS

ENG

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

5

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15

PhD Masters BS



Centers

CISE & ENG: Total Intellectual Property & Commercialization Events 06-15

CISE

0

20

40

60

80

100

120

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15


Patent Applications

Patents Granted

Software Copyrights


Royalties Realized

Spinoff CompaniesFormed

ENG

0

20

40

60

80

100

120

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15


*Invention Disclosures Outliers: CISE 2014: CVDI = 40, CITeR = 17, E-Design = 12. ENG 2014: BSAC = 20. ENG 2015: BSAC = 32.


Centers

CISE & ENG: Average Intellectual Property & Commercialization Events 06-15

CISE

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

5

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15


Patent Applications

Patents Granted

Software Copyrights


Royalties Realized

Spinoff CompaniesFormed

ENG

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

5

'06 '07 '08 '09 '10 '11 '12 '13 '14 '15


*Invention Disclosures Outliers: CISE 2014: CVDI = 40, CITeR = 17, E-Design = 12. ENG 2014: BSAC = 20. ENG 2015: BSAC = 32.


Centers

2015 Phase-based comparison



Centers

N of Centers by Phase

0

5

10

15

20

25

30

35

40

45

2012 2013 2014 2015

Phase 1 Phase 2 Phase 3



Centers

Total Program Funding

$0

$5,000,000

$10,000,000

$15,000,000

$20,000,000

$25,000,000

$30,000,000

$35,000,000

$40,000,000

$45,000,000

$50,000,000

Phase1 Phase2 Phase3

Total Budget



Centers

Average & Median Total Center Funding

$0

$500,000

$1,000,000

$1,500,000

$2,000,000

$2,500,000

$3,000,000


Average Median

Centers get larger over time



Centers

Average NSF IUCRC Awards & Supplements

$0

$50,000

$100,000

$150,000

$200,000

$250,000

$300,000


NSF IUCRC



Centers

Total Funding by Source in Percentages

0%

10%

20%

30%

40%

50%

60%

Mem. Fees Addl Industry NSF IUCRC NSF Other Fed Non-Fed State




Centers

Industrial Memberships

Total Number of Memberships

0

100

200

300

400

500

600


Average Number of Memberships

0

5

10

15

20

25




Centers

Average Membership Turn Over

0

1

2

3

4

5

6


Mmbers Addded this FY Members Left this FY


*Newly funded Centers’ members are not counted as Members Added


Centers

Member Turnover Rate

0%

5%

10%

15%

20%

25%

30%



Turnover % = Members terminated in “year X+1” / Total members in “year X”


Centers

Average Number of Intellectual Property & Commercialization Events

0

0.5

1

1.5

2

2.5

3

3.5


Invention Disclosures Patent Applications Patents Granted Software Copyrights

Licensing Agreements Royalties Realized Spinoff Companies Formed



Centers

Average Students Graduated

0

1

2

3

4

5

6

7


BS Masters PhD



Centers

Average Students Hired by Members

0

0.5

1

1.5

2

2.5


BS Masters PhD



Centers

Questions?


iucrc program findings from the center structure database16/2014-2015 cd report slide… · yr....

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