jacqueline h nguyen financial disclosure report for nguyen, jacqueline h

8/3/2019 Jacqueline H Nguyen Financial Disclosure Report for Nguyen, Jacqueline H

1/13

FINANCIAL DISCLOSURE REPORTFOR CALENDAR Y EAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting ( last name, f irst , middle initia l)Nguyen , Jacquel ine H.

4. Tit le (Article I l l judges ind icate active or senio r s ta tus ;magis t rate judges ind icate ful l- or par t - t ime)Uni ted Sta tes D is t r ic t Judge - Act ive

7 . C h a mb e rs o r Of f ice A ddre s sRo y ba l F e d e r a l Bu i l d in g255 E. Temple St ree tL o s A n g e l e s , C A 9 0 0 1 2

2. Court or OrganizationUni ted S ta tes Dis t r ic t Cour t , Cen t ra l Dis t r ic t o f Cal i fo rn ia

5a. Report Type (check appropria te type)] Nominat ion, Date[] Initial [] Annual [] Final5b. [] Amended Report8. O n t he ba s i s o f t he i n fo rm a t i o n c o n t a i n e d i n t h i s Re p o r t a n d a n ymo dif ica t ions perta in ing there to , i t is , in my opin ion , in compliancewith a pp l ica b le l a ws a nd regulations.

3. D a t e o f R e p o r t05/10/2011

6 . Re p o r t i n g P e r i o d01/ 01/ 2010to12/31/2010

R e vie wing Off ice r Date

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followed. Complete all parts,checking the NON E box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individua l only; see pp. 9-13 o f fi l ing instructions.)D NONE (N o reportable po sitions.)

POS ITION1 . Trustee T r u s t # 12.3.4.5.

N A M E O F O R G A N I Z A T IO N / E N T IT Y

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] NONE (No reportable agreements.)

DATE P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPOR TPage 2 of 7

N a m e o f P e r s o n R e p o r t i n gNguyen, Jacquel ine H.

Date of Report05/10/2011

I II . N O N - I N V E S T M E N T IN C O M E . (Repo.i.g individua~ andspouse; see pp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income~ (No reportable non-investment income.)O NE

2.

3.

4.

DATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s 1 N o n - I n v e s tm e n t I n c om e - lf you were married during anyportion of the reporting year, complete this section.(D ollar amount ~o! required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertainmen~(Includes those to spouse and dependent children," see pp. 25-2 7 o filling instructions.)D (No reportable reimbursements.)O N E

S O U R C E D A T E S L O C A T I O N P U R P O S E ITEMS PAID OR PROVIDE

2. V i e tn a m e s e A m e r ic a n B a r March 19, 2010 W a s hi n g t o n D . C . k e y n o te s p e e c h t ranspor ta t ion and d innerAssoc ia t ion3.4.5.


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FINANCIAL DISCLOSURE REPORTPage 3 of7



V . G I F T S . a , , a u d e s t h o s e , o s p o u s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n e l a d e s t h o s e o l s p o u s e a n d d e p e n a e n t children; s e e p p . 3 2 - 3 3 of filing instructions.)D NONE (No reportable liabilities.)

CREDITOR1. B ank of Am erica M ortgage - Prop erty #1

2. W ells Fargo Bank Mo rtgage - Property #23.

4.5.

DESCRIPTION VALUECODEN

M


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FINANCIAL DISCLOSURE REPORTPage 4 o f 7

Name of Person ReportingNguyen, Jacquel ine H.


V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O ~ E (No reportable income, assets, or transactions.)

A, B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e dur ing Gross va lue a t e n d Transactions d u r i n g r e p o r t i n g period( i n c l u d in g t r u s t a s s e t s ) r e p o r t i n g p e r io d o f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) (1) (2) (1) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r each asset Am ount Type (e.g ., V a lue V a lue Type (e.g., Date Value Gain Ident i ty ofexemp t f rom pr ior di sc losure C ode I d iv., ren t, Co de 2 M e th o d buy, se ll, m m/d d/yy C o d e 2 C o d e 1 buyer/se l ler

( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P )(Q-W)

1 . Microsoft None J W2. Los Angeles Property #I (Y)

3. Orange County Prop erty #2 Rent J W4. Bank of Amer ica checking A lnt./Div. J W5. Credit Union Account #1 A lnt./Div. K W6. Credit Union Account #2 A Int./Div. L W7. Charles Schwab A Int./Div. J W8. W ells Fargo Checking A Int./Div. J W9. M en-ill Edge Account #1 IRA (formerly A Int./Div. J W

Bank of America IRA)1 0 . Los Angeles County Retirement Plan None M W1 1 . 529 College Account #1 None J W1 2 . 529 College Account #2 None K W13. CountyofLos Angeles Savings Plan None N W14. M errill Edge Account # 2 IRA A lnt./Div. J W1 5 .

16 .

( A - H ) ( i f p r i v a t et r a n s a c t i o n )

1 7 .

I . Income G a in Code s : A =$1,000 or loss B =$1,001 - $2.500 C =$ 2 ,501 - $5 ,000 D =$5,001 - $15,000( S e e C o l u m m B I a n d D 4 ) F $50 ,001-$100,000 G =$ 100 ,00 1 - $1,00 0,0 00 H 1 = $1.000,00 1 - $5 ,0 00,000 H2 =More than $5,000,0002 . V a lue Code s J =$15,000 or less K =$15,001 - $50,000 L = $50,001 - $100,000 M =$100,001 - $250,000(See C olum ns C I a nd D3) N =$ 250,001 - $ 500,000 O = $5 00 ,00 1 - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5, 00 0,0 00 P2 = $5,000,001 - $25,000,000

P3 = $25,000,001 - $50,000.000 P4 =More than $50,000,0003 . Val u e Met hod Codes Q =Appra i sa l R =Cos t ( Re a l Es t a t e Only) S =As s e s s me nt T = C a s h Market(Sce Column C2) U =B ook V a lue V = O t h e r W =Es t ima te d

E =$15 ,001- $50 ,000


5/13



Date of Report0.5/10/201 |

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v o l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descr ipt ion o f Assets Income dur ing Gross va lue a t end Transac t ions dur ing repor t ing per iod( including t rust asse ts) repor t ing per iod of repor t ing per iod

(1 ) (2 ) (1) (2) (l ) (2) (3) (4) (5 )Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Id entity o fexemp t f rom pr ior di sc losure C ode l div., rent, Co d e 2 Method buy, se ll, m m/d d/yy Cod e 2 Code 1 buyer/se l ler(A-H) o r i n t . ) (J-P) Code 3 redem ption) (J-P) (A-H) (if p rivate

(Q-W) transac t ion)

1 8 .

1 9 .

20 .21 .22 .23 .24 .

I. I nco m e Gain Co des : A = $ 1,000 o r less B = $ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000( Scc Columns B l a nd D4 ) F =$50,001 - $100,000 G -$ 100,001 - $1,000 ,000 H 1 = $1,000,001 - $ 5,000,000 H2 -Mor e tha n $5 ,000 ,0002 . V a lue Code s J =$15,000 or Icss K = $15,001 - $ 50,000 L =$50,001 - $ 100,000 M =$100,001 - $250,000( Se c Columns C l a nd D3) N =$25 0,001 - $500,000 O =$ 500,001 - $ 1,000,000 P I =$ 1,000,001 - $5,000,000 P2 =$ 5,000,001 - $25,000,000

P3 = $25,000,001 - $50,000,000 P4 =More than $50,000,0003 . Val u e Met hod Codes Q =Appra i sa l R =Cos t ( Re a l Es t a t e Only) S =As s cs s mcnt T =C ash Marke t{Scc Column C2) U =B ook V a lue V =Othe r W =Es t ima te d

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 6 of 7 Iame of Pe r son Repor t ingN g u y e n , J a c q u e l in e H . D a t e o f Re p o r t05/10/201 I

VIII . ADDITIONAL INFORMATION OR EX PLANA TIONS. an,~ic,.ep,~rt of report.)

P a r t V I I . It e m n u mbe r s 1 3 a n d 1 4 w e r e i n a d v e r t e n t l y o mi t t e d . I t e m n u m be r 2 w a s m i s t a k e n ly r e p o r t e d .


7/13


N a m e o f P e r so n Re p o r t i n gNguyen, Jacqueline H.

D a t e o f Re p o r t05/10/2011

IX. CERTIFICATION.1 c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u ra t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a bl e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u re .I f u rt h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i a n ce w i t h t h e p ro v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 35 3 , a n d Ju d i c i a l C o n fe re n ce r e g u l a t i o n s .

Signa ture : S /Jacque l ine H . Nguyen

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301O n e Columbus Circle, N.E.Washington, D.C. 20544


8/13

A O 10Rev. 1 /2011

FINANCIAL DISCLOSURE REPORTFOR CALENDA R YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting (last name, firs t , middle init ial)Nguyen , Jacquel ine H.

4. Ti t le (Art ic le 111 judges indica te act ive or senior sta tus;magis t rate judges indicate ful l - or par t - t ime)U ni ted S ta tes D is t r ic t Judge - Ac t ive

2. Co urt o r O rg an iza t io nUni ted S ta tes Dis t r ic t Cour t , Cen t ra l Dis t r ic t o f Cal i fo rn ia

5a . Report Type (check appropria te type)] Nominat ion, Date[] Initial [] Annual ] Final

3. Date of R e p o r t05/10/20! 1

6 . Re p o r t i n g P e r i o d01/01 /2010to

7. Chambers or Office AddressRo y b a l F e d e r a l Bu i l d in g2 5 5 E . T e m p le S t r e e tL o s A n g e l e s , C A 9 0 0 1 2

5b. [] Amended Report8. On t he b a s i s o f t he i n fo rm a t i o n c o n t a i n e d i n t h i s Re p o r t a n d a n ymod if ica t ions perta in ing there to , i t i s , in my opin ion , In comp liancewith a pp l ica b le l a ws a nd re gu la t ions .

12/31/2010

R e v i e w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NON E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . r R e ~ , o n l n g i n d i v i d u a l only; see p p . 9 - 1 3 offiling instr.ctlons.)~ NONE (No reportable positions.)

POSITION1 . Tru s te e Trust # 12.

3.

4.

5.

N A M E O F O R G A N I Z A T I O N / E N T IT Y

I I . A G R E E M E N T S . r R e p o , i n g i n d i v l d a a l o n t y ; s , p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


9/13


N a m e o f P e r s o n R e p o r t in gNguyen, Jacquel ine H.


I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filer s l~on-lnvestmen t Incom e~ (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were m arried during anyportion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE-

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)l-~ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVID

2. V i e tn a m e s e A m e r i ca n B a r Mar c h 19 , 2010 W a sh in g to n D .C . k e yn o te s p e e ch tra n sp o r ta tio n a n d d in n e rAssoc ia t ion3.4.5.


10/13

FINANCIAL DISCLOSURE REPORTP ag e 3 o f 6

Name of Person ReportingNguyen, Jacquel ine H.


V . G I F T S . a n d u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION

i.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o f s p o u s e and dependent children; see pp. 32-33 of filing instructions)D NOblE (No reportable liabilities.)

CREDITOR

1. Bank of America Mortgage - Property #12. Wells Fargo Bank Mortgage - Property #23.

4.

5.

DESCRIPTION VALUECODEN

M


11/13

F I N A N C IA L D I S C L O S U R E R E P O R TPage 4 of 6

N a m e o f P e r s o n R e p o r t in gNguyen, Jacquel ine H.


V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v o l a e , transactions (I ncludes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross va lue a t end Transac t ions dur ing repor t ing per iod( including t rust asse ts) reporting period of repor t ing per iod

( 1 ) ( 2 ) (1) (2) (l ) (2) (3) (4) (5 )Place "(X)" af ter each asset A m ou nt Type (e.g., Va lue Va lue Type (e.g ., Date Value Gain Ident i ty of

exempt f rom pr ior di sc losure Co d e I div., rent, Co d e 2 Method buy, sell, m m / d d / yy C ode 2 Co d e 1 buyer/se l ler(A-H) o r i n t . ) (J-P) C o d e 3 redempt ion) ( J - P ) (A-H) (if private(Q-W) I transaction

1 . Microsof t N o n e J W2. L o s A n g e l e s P r o p e r ty # 1 ( Y) - T r u st # 13. Orange C ounty Prope r ty #2 - T rus t # 1 R e n t J W4. Ba n k o f A me r i c a c h e c k i n g A Int./Div. J T5. S o u th la n d F e d e r a l C r e d i t U n io n # 1 A lnt ./Div. K T6. S o u t hl a n d F e d e r a l C r e d i t U n i o n A c c o u n t # 2 A Int./Div. L T7. Ch a r l e s S c h w a b A Int./Div. J T8. W e l l s Fa rg o C h e ck i n g A Int./Div. J T9. P u tn a m M u l t iC a p Gr o w th - IR A # 1 ( f o r m e r ly A Int./Div. J TBa n k o f A mc r i c a I RA )1 0 . L o s A n g e l e s Co u n t y Re t i r e me n t P l a n N o n e M T1 1 . S c h o l a r Sh a r e C o l l e g e S a v i n g s P l a n - C A N o n e J TP o r f o l i o 2021 a g e b a s e d1 2 . S ch o l a rS h a re C o l l e g e S a v in g s P l a n - C A N o n e K TP o r f o l i o 2018 a g e b a s e d1 3 . Co u n t y o f L o s - A n g e l e s S a v i n g s P l a n N o n e N T1 4 . P u t n a mMu t i ca p G r o w t h -I RA # 2 A Int./Div. J T1 5 . C is c o S y s t e m s In c N o n e J T 1 6 . J a n u s Gr o w th & In c . A Int.iDiv. J T1 7 .

1 . In com e Gain C o des : A = $ 1 ,000 or less B = $1 ,001 - $ 2,500 C = $ 2,5 01 - $5 ,000 D = $ 5,001 - $1 5 ,000(See C olum ns B 1 an d D4 ) F = $ 50,001 - $1 00,000 G = $ 100,001 - $1 ,000,000 H 1 = $1 ,000,001 - $5 ,000,000 H 2 = M o re tha n $ 5 ,000,000

2. Va lue C o d e s J = $15,000 o r le ss K = $15 , 001 - $5 0, 000 L =$50,001 - $ 100,000 M -$100,001 - $250,000( Se e Columns C I a nd D 3) N =$ 25 0,001 - $ 500,000 O =$ 500,001 - $1 ,000,000 PI -$1,000,001 - $5,000,000 P2 -$5,000,001 o $25,000,000P3 = $25,000,001 - $ 50,000,000 P 4 = M o re than $5 0,000,0003 . Val ue Mel h od Cod es Q = Appra i sa l R = Cost (Rea l Es t a t e O nl y ) S =As s e s s me nt T = C a s h M a r k e t( S e e C o l u m n C 2 ) U ~B ook V a lue V - O t h c r W =Es t ima te d

E =$15,001 -$50 ,000


12/13

FINANCIAL DISCLOSURE REPORTPa ge 5 o f 6

Na me o f Pe rs on R e p or t ingNguyen, Jacqueline H.

Date o f Repor t05/10/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (ln,licate part of report.)Par t I . Trus t #1 is[ i trust. ~~ ..... ~ " ~ " ~ ~ "P a ~ V I I . It e m n u m b e ~ 1 3 a n d 1 4 w e r e i n a d v e ~ e n t ly o m i t te d . I te m n u m b e r 2 w a s m i s ~ k e n l y r e p o a e d .


13/13

FINANCIAL DISCLOSURE REPORTPage 6 of 6

I Nam e o f P e r s on R epor t i ngNguyen, Jacqueline H.

Da t e o f Re p o r t05/10/2011

I X . C E R T I F IC A T I O N .I c e r ti f y th a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i ca b l e s t a tu t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u re .I f u rt h e r c e rt i fy t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e ~ c c e p t a n c e ~ f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e inco m p l i a n ce w i t h t h e p ro v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U .S . C . 73 5 3 , a n d Ju d i c i a l C o n fe re n ce r e g u l a t i o n s .

S ignature: S /Jacque l ine H. Nguyen

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p. 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

jacqueline h nguyen financial disclosure report for nguyen, jacqueline h

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