james c dever financial disclosure report for 2009

8/3/2019 James C Dever Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/james-c-dever-financial-disclosure-report-for-2009 1/11

~ o t0 I FINANCIAL DISCLOSURE REPORTa e p o r t R e q u i r e d b y t h e E l h i c s

i n Gov e r nme n t A c t o f 1978Re~. 1/20t0 I FOR CALENDAR YEAR 2009 0 u.s.c. ~pp. ~§ tol-ttt)

I . Person ReporUng ( last name, f i rs t , middle inkial ) 2 . C o u ~ o r O r g a a l ~ d o n 3. Date of Repo~

D ~ v ~ r , J~ c s C . U . S ~ D i s ~ c t C o ~ E D N C 05110~0 I0

4 . T i~e (~ icle ~ judg~ ind ica~ ac~ or s ~ i o r s ~ s ; S ~ R e p o ~ ~ e ( c h e ck a p p ~ p d a t e ~ e ) ~ R e p o ~ n g P e ~ o d

~ j~ges i~dica~ ~11- or p~-time)~ Nom~afio~ D a t e 01/01/2009

U .S . D i s le t Jud~- Act ive ~ lniti~1 ~31 ~009

7 , Chamb~ e r Of f i ce Addre~ ~ , On t he b~ l~ o f t he l a f ~ ma f le a ce n t~ ln d I n t h l~ R~ o ~ a n d a n ym o d ~ t i o a ~ p e ~ l n l n g ~ e ~ te , I t ~ , ~ m y o p i n l e a , I n ~ m p l i a a c e

U.S. Dis~ct Co~wi tk app l i cab l e l a~ ~ d

310 New Bern Ave .R a l e i ~ N C 2 7 6 0 1

Revle~nl O~r D a t e

I M P O R T A N T N O T E S : T~e instrucaons a c c o m p a n y i n g t hb f o r m m u s t b e f o l lo w e d . C o m p l e t e a l l pa r t x ,

checking the NONE box for each part where you have no reportable informat ion. Sign on last pag~

~ NO~ ~o reportablepositio~.)

P O S I T I O N NA~E OF ORG~ZA~ON~I~

1 . Adj~ct ~w Profe~or C~p~tl Univ~si~, N.A. Wi~ins School of ~w

2, Directo~ Noah W~e ~ B~eball Asso~a~on

3. Senior Lec tu r i ng Fe l l ow D uk e U n i ve rs i t y Schoo l o f Law

~ N O N E ~ o reportable a~eemen~.)

~ PARTIES A~ ~RMS ~ ,.

1. 2009 A ~ e e m e n t m t e a ch ~ ~ M j u n c t la w p r o f e s s o r ~ C ~ p ~ l l U n i v e m i ~

2.2009 Agreemen t t o t e ach a s a s en i o r l ec tu ri ng f e l l ow a t D uke U n i ve r s i ty



N a m © o f P e r ~ u R e p o r ti n g D a t e o f R e p o r tF I N A N C I A LD I S C L O S U R E R E P O R T

[ D e v e r , Ja m e s C .

0 5 / I 0 ~ 0 1 0P a g e 2 o f 10

IH . N O N - I N V E S T M E N T I N C O M E . r~,pon~g~n,~,~,,,I,,,~.~,o~,;

A. Filer’s Non-Investment Income

NONE (No r e p o r t a b l e n o n - i n v e s t m e n t i n c o m e . )

D A T E SOURCE AND TYPE I N C O M E( y our s , no t s pouse ’ s )

I . 2009 Campbe l l U n i ve r s i t y (wages ) $6,760.00

2. 2009 D u k e U n i ve r s it y ( w a g e s ) $ 1 0 ~ 0 0 0 . 0 O

3.

4.

B . S p o u s e ’ s N o n - I n v e st m e n t I n c o m e - if you ~¢re married during any port ion of the report tng year, compl~

(Dollar amount ~ t requir~ ~cept for banana.)

~ N O N E ~ o reportable non-investment i~ome.)

~ SO~CE A~ ~E

I . 2009 Tether, O~ L~y of Lo~d~ ~olle Sch~l, ~leig~ No~ C~ol~a

2.2~9 Self-~ploye~ Silpa~, ~eigh, No~ C~ofi~

3.

4.

IV. REIM BU RSEM ENTS - ,....~o..,~ ,~, ~o~.~,[oo~, e~e.~..e.~~nclud~ those to spo~e a nd ~dent children; see FP. 25-27 of f i l ing i~t~c~ o~.)

~ NONE ~o reportable reimbursement.)

~ ~ L O C A T I O N ~ ITEMS PA~ OR PRODDED

1. N o a h C ~ o l l n a ~ s o c i a t io n o f June 18-20, 2009 H i l to n H e a ~ S C A~d A~ual Meeting H o t e l ~ m , m ~ l s , m i l e a g eD efense At to r ney s

2.

3.

4.

5.



F IN A N C I A L D I S C LO S U R E R E P O R T N,~, of Person Rrporthlg

I

Date o[Rcport

of 10 D e v e r , Z a m e s C . 0 5 1 1 0 f 2 0 1 0

~ N O N E ~ o reportab& g~s.)

S O U R C E ~ ~LUE

1 .

2.

3.

4.

5.

V I. LIABILITIES. a~,ho ~ o /~o ,~ , , ,,~ ~ . ,~ ,~ ~ ~ p~ , . Jz-~ o /~ ~r~ o .~7N O N E (N o reportable liabilities.)

C R E D IT O R D E S C R IP T IO N V A L U E C OD E

1.

2.

3.

4.

5.



Iame of P enoa Report ing

]

Dale of Rep ortF I N A N C I A L D I S C L O S U R E REPORT

I Dever, James C,

0 5 / 1 0 / 2 0 1 0age 4 of 10

V I I . I N V E S T M E N T S a n d T R U S T S - . ¢ o m o , , . t . e . ~,,~.,~, (Includes those of spouse and depcnden# chIldre.; seepp. 34.60 of filing instructions.)

NONE (No reportable income, assets, or tronsaclions.)

A, B. C. D.

D e sc r i p t i on o f A s~ t s I n co m e d u l J l lg G r os s v a l ue a t e nd T ra tmB ~t i o n s d u r i n g r~p o r t i n g p e r i o d

( inc lud ing t ru s t Bssets ) r~p or tln g p er io d o f rep or tin g p eH o d

(I) (2) (I) (2 ) (!) (2) ~ (3) {4) (5 )

P la c.~ "(X )" a f te r ea ch ~ s s et A m ou n t Ty p ~ (¢ .g ., V~,lu," V a l u e T y p e ( e . g . , Dat~ ! Vatu~ G~in I de n t i t y o f

e x e m p t f r o m p r i o r d l s ~ l o s u re C o d e 1 d iv., ren t, C o d e 2 i M~thod buy, se l l , mm/dd/yy Code 2 C O d ~ 1 buyer/ se l le r(A-H) o r i n L ) (J’P) i Code 3 r e d e m p t i o n ) i (~ -P) (A-H) (ifpriw~

1.

2.

3.

4.

5.

6.

7.

9.

10 .

13 .

14 . Northwestern Mutual Life Policy A IntJDiv. K T

15 .

16 .

17.

( S~ Co lu ra la s B I e nd I) 4) F -$ ~0 .0 01 - $ 10 0,0 00 O ~ $ 1 0 0 , 0 0 1 - $ 1 . 0 0 0 , 0 0 0 HI ~ $ l , ( 3 0 0 .0 0 1 - $5 .0 0 0 .0 ~ 0 1-12 -More than2 . V a l u e C o d e ~ J ~$ I 5,000 <3r Ices K ’~ 1 5 .0 0 1 ̄ $ 5 0 ,0 0 0 L ~ 1 5 0 ,0 0 1 - $ 1 0 0 ,0 0 0 M ’~ 100 , 00 l - $ 25 0 , 000

(5 C o lum ns C l a n d D3 ) N -$ 25 0 ,00 1 - $ 5 00 ,1~ 0 O -$ 5 00 ,001 - $ 1 ,0 00 ,000 PI "$1 ,0 0 0 ,O 0 1 ¯ $5 ,0 0 0 ,0 ~ 0 P2 ~ $5 ,0 0 0 ,0 0 1 - $ 2 5 , 0 0 0 , 0 0 0

1 ’ 3 - $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , ( X ~ , 0 0 0 P4 ~Mm ¢ lh ~t a $ 5 0 ,000 ,000

3 . Va lu e Mc’ tho d Co d e s Q - A p p r a i s a l R ~Co ~. ( P~ , I E .~ ta t ~ O~ly ) S =A~ssme~ T ’ = C a ~ M a r k e t

( S e e C o l u m n C 2 ) U - B o o k V a l u e V ,-Other" W =E s t ima t ed



Na m e o f P e r s o m R e p o r tin g D a te o f R e p o r tFINANCIAL DISCLOSURE REPORT

Dever, James C.age 5 of 10

V I I. IN V E S T M E N T S a n d T R U S T S - in~o,,~, .~,~, , . .. ,~.o~s ~1.~t~a .. ,ho~ of ~o~ ~ d~ ..a.~t c~i~.~;

NONE (No reportable ihcome, assets, or transactions.)

A. B. C. D.

D e sc r i p t i on ~ f A s s c t s I n c o m e d u r i n g G ro s s va lue a t en d Tra n s a ctio n s d u r in g r ep o r tin g p er io d(including ta-ust assets) r e p o r t i n g p e r i o d o f r e po r t i ng pe r i od

(l) (2 ) O) (2 ) O) ( 2 ) -Place "CA’)" af ter each asse t M n o u n t T y p e ( e . g . . V a l u e V a lu e T y p e ( e .g .. Dat~ [ Value’] Gain] I d e n t i t y o f

e x e m p t f r o m p r i u r d i s c lo s u r e C O d e l d iv . , t e a t , C o d e 2 M e t hod buy, se l~ am!dd~ Code2 Code! buyer/ se l le r

(A-H) orint.)(J-P) C o d 3 r e d e m p t i o n ) I (J-P) , (A-H) ( i f p r iva t e

1 8 .

1 9 .

20.

21 .

!22.

23 .

2 4 . Northwestern Mutual Li fe Pol icy A IntJDiv. K T

2 5 .

2 6 .

2 7 .

28 ,

2 9 .

¸30 .

3 1 .

3 2 .

3 3 .

3 4 . R B C C e n t u r a B a n k A cc o u n t A In te res t K T

~(S ~ C o ru mn C 2 ) U -~k VII~ V ~h~ W =Eg~a~



IN.mef P ..... R e p o r t i n g

] D a te o f R ep o .

F I 2 ~ I A N C I A L DISCLOSURE R E P O R T

[ ~ w ~ , J a m ~ s c .

o s / ~ o n o l oage 6 of 10

NONE ~ 0 reportable income, ~sets, or transaction.)

A. B. C. [ D.

D e ~ f i p f i o n o f A ~ ~m¢ d~g Gro~ value at end T ~ c f io ~ d ~ n g r e p o ~ n g ~ f i o d(~l~g ~t ~seu) r e p o ~ n g p ~ o d of ~ing period

O) (2) O) (2) O) (2) (3) (4) (5 )P h ~ " ~ " a R ~ ~c h ~ s e t ~ount T~ (e.g., Va lue V a l u e $~e (e.g., D a ~ V a lue Gr in lde~ti~ of

ex~pt ~om pr ie r d isclosure ~ I d i v . , r m ~ C~ e 2 Me~ b~, ~11, ~ C o d e 2 C o d e 1 buys/sel ler( A - I t ) or int) ( J - P ) ~ 3 r ed . p r i o r i ) ( J - P ) (A-~

36. IRA

37 . -AAETX (American Funds 2030 Target A lnt . /Div. L TD ate )

3 8 . -TABR. X (Templ e t on Br i c F und C l a s s A) A In t ./Div. J T

3 9 . " -OIBAX (Oppenhe i me r I n t l Bond Cl a s s A) A In t , /Div. K T

4 0 . -NEWF X ( ’New Wor l d F und Cl ~s s A) A Int./Div. J T

4 I. -TED IX (Mutua l Se r i e s D i scove ry Cl a s s A) A In t . iDiv. J T

42. - ITHAX (Hart ford C api ta l Appreciat ion A l n t _ / D i v . K TF u n d )

43 . -F RR. AX (F r ank l i n Rea l R e tur n F u .nd C l a s s A In t ./Div. K TA)

"4~.-RPFGX (Da v i s F inan c i a l Fund C l as s A) A Int./Div. l T

45 . - NY V T X ( D a v i s N ew Y o r k V e n t u r e C l a s s A In t ./Div. K TA)

46. -CWGIX (Cap i t a l Wor l d Growth & I ncom e A l n t /D iv . K T

47. -CAIBX (Capi t a l I ncome Bu i l de r Fund) A In t ./Div, K T

48. -AMCPX (AMCAP Fund C l as s A) A ln t . iDiv. K T

4 9 . - C a s h D e p o s i t A Interest J T

5 0 , Trust No. I

5 1 . -Wachovia checking a cct. None J T

I . l txcome Gain Cod e~: A -~1,000 or les~ B ~ $ 1 , 0 0 1 o $ 2 , . ~ 0 0 C -$2,501 - ~J,000 D ~-$J,001. $15,000 E w $ I $ , 0 0 1 . $ 5 0 , 0 0 0( ~ C o l u m , I B I t e d D 4 ) F -$50.001 - $100.000 G - $ 1 0 0 . O 0 1 - $ I . O O 0 . 0 0 0 H I -$l.000.0Ol

(Se~ C . o l u m n ~ C| and D3) N -$250.O0| - S500.000 O -$S00.001 ¯ 51.000.000 PI ~$1.000.001 . $5.000.000 1 ’ 2 = $ 5 . 0 0 0 . 0 0 1 - $ 2 5 ~ 0 0 . 0 0 0

VaSty: M~bod Codel Q -Appraisa] R : = C o s t ( R e ~ l E s t a te O n l y ) S =Ass~sm ~m t T -Ca sh Ma rk k a(See Co luam C2) U -Book Va lue V ~Oth= W =Estimated



N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o ~ tINANCIAL D I S C L O S U R E REPORT

] D e v e r , Ja m e s C .

05/10/2010age 7 of 10

V I I . I N V E S T M E N T S a n d T R U S T S - ; ~ . . . . . . . ~,, tr . .. .. t igr i s ( lnclude~ thos , o f sp . . . .. . d dtptnden t c hi ldren¢ , ve t pp. 34-~0 G r i l l ing in s t ruc t ions . )

NONE (No r e p o r t a b le i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )

A. B. C. D.

D e s c r i p t io n o f A s s e ts Income during G r o s ~ v a l u e a t e n d T r ~ s a c f i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o t ’ r e p o r f i n g p e r i o d

O) (2) O) (2) O) (2) i (3) (4) ( 5 )P l a c ~ " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Valu e Va lue T y p e ( e . g ., Date i Value Gain I d e n t i t y o f

e x e m p t f r o m p r i o r d i sc l o w a r e Code I d l v . , r e n t , ~ 2 M e t h o d buy, sell, m m / d d / y y C o d e 2 Code I b u y e r / s e l l e r(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( J r p r i v a t e

( Q - W ) t r a n s a c t i o n )

5 2 . -Wachovi a s av i ngs acc t. A Interest J T

5 3 . -K incec ta F ede r a l Sav i ngs & Lo an check i ng A Interest J Tacct.

, 5 4 . -Kinee ta Feder a l Sav ings & Lo an s av ings A In te res t J Tacct.

55 . -Kinec ta Feder a l Sav ings & Loa n CD D Interest M T

56 . -K inec t a F ede r a l Savi ngs & Loan C D D Interest M T

57 , -Fidel i ty Cash Reserve acct . D Interest N T

58 . -New York L i f e who l e l i f e i n su r ance po l i cy A In t ./Div, K T

5 9 . -New York L i f e f am i l y l i f e in su r an ce po l i cy A In t ./Div. J T

6 0 . -New Yo rk L i f e va r i ab l e ann u i t y A ln t . /Div. J T

61. -USAA whole l i f e i nsu r ance po l i cy B In t ./Div. K T

6 2 . - C it ib a n k B a n k D e p o s i t A Interest J T

63 . -AT&T Inc s tock A D i v i d e n d J T

64. -Chevron Corp s t ock C D i v i d e n d M T

65 . -Ci t igroup Inc s tock A D i v i d e n d 1 T

66. -Comcas t Co rp C I A s t ock A D i v i d e n d J T

67. -General Electr ic Co s tock B D i v i d e n d K T

68. -News Corp C l as s A New s tock A D i v i d e n d K T

I . l t ~cor r ~ Ga i n C Odc ~: A -$1 ,0 0 0 o 1 l e s s B " $ 1 , 0 0 1 - $ 2 , 5 0 0 C -$ 2 , 5 01 - $ $ , 000 D ~’$.$ ,1301 . $15,000 E -$1 5 .0 ~ 1 ¯ $50 ,0 0 0

2 . V f l n © C o d ¢ l J-S1J,000 or less K~ 1 1 5 ,0 0 1 ¯ SJ0 ,0 0 O L -$ 30 , 001 - $ 100 .000( - qe c C o l t tn ~ $ C l r o d D J ) H - $ 2 ~ 0 , 0 0 1 ¯ $ 5 0 0 , 0 0 0 O ~ $ 5 0 0 ,0 0 1 - $ 1 ,0 0 0 .0 0 0 P I-$1.00O,001 - $ 5 , 1 ~ 0 , 0 0 0 I ~ ~ 1 5 .~ 0 0 ,0 0 1 - $2 5 ,0 0 0 ,1 ) 0 0

P3 -$7 .5 .0 0 0 ,0 0 1 - S J0 .0 0 0 ,0 0 0 P43 , V~ I u ¢ Me tho d Co d e s Q - A p p r a i s a l R -o~t (Rr~l F.~tate O~Iy) S ~A ~ses~m~ut T " C a s h M a r k e t

( S e e co r w n n C 2 ) U - B o o k V a l u e V -Otb~ W -E.~ ima te d



|F IN A N C I A L D I S C L O S U R E R E P O R T [ Name of Per!toll Repo.lll~, Date of Rep ort

P a g e 8 o f 10

I D e v e r , J a m e s C ,

0 5 / 1 0 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ c o .~ . ~ ,. e , ,,~.,~io~ a.a.d~ ,he,. o/,p ..... dependent children; :;ee p p . 3 ~ 0 offing inx~uCtiO~)

N O N E ~ o reportable income, ~se~, or tra~aclio~O

A. B, C. D.

Deadpan of As~e~ In.me d~ng ~oss valu~ a% ~d T~n~ns ~g reining ~

( i n c l u d i n g ~ t ~ s ¢ ~ ) r ~ o ~ n g p ~ d o d o f ~ o ~ g p e d o d

O ) ( ~ ) O) (2) (D ( 2 ) O ) [ ( ~ ) (~)P ~ " ~ " ~ e r e l l c h ~ t ~o~t T ~ ( e . ~ , V a l u e V ~ u e T)~e (e.g.,~ Va~e [ Oa~ I d ~ o f

e x ~ p t ~ m p 6 o r ~ s c l o s ~ e ~ I ~v., ~ C o d e 2 Me~d b ~ , ~ I K ~d~ Cc~ 2 ~ I b u y ~ / ~ l l ~ r( A - ~ or int.)J-P)~ 3 r~m~) (J-P)A - ~ (if pdva~

C~ ~on)

6 9 . -Neap G~ Co~ ~ck B D i v i d e n d L T

7 0 . -~on ~mp~y New stock D D i A d e n d M T

71 . -3M Company stock A Dividend K T

7 2 .

1. I ncome Gain C~4,~ : A -$1.000 m" I c . B -$ 1,0~l - $2 ,5 00 C -$2 ,501 - $5 ,000 D -$5 ,001 - $15,000 E W i l l 5 ,0 0 1 - $ 5 0 , 0 0 0(S e ~ C o lu r rm l B I t n d D 4 ) F -$50.001 - $ 100,000 O "$ 10 0,0 01 - $1.0 ~0 ,0 W I ! I -$ 1,0 ~0.0 01 . $ 5 ,0 00 ,0 00

2 . Va lue Codes J -$15.000 or less K -$15.001 o(See Co lumns CI and D 3 ) N = $ 2 . ~ 0 , 0 0 1 - $ 50 0 , 0 0 0 O = 4 5 00 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 PI "$1,000,00l - $5,000,000 P 2 - $ $ , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0

P3 "$25.0~0.001 - $5 0.000.000 1’4 -Mort than $~0,000,0003. Value Method Codes Q -Appraisal R ~ ( R e a l E R a t ¢ O a l y ) S = A s s ~ s s m ¢ ~ l T .-Caah Market

(See C o l u m n C 2 ) U -Book V a l u e V "Other W =Estimated



F I N A N C I A L D I S C L O S U R E N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tE P O R T

[ Dever, James C,

05/10/201age 9 of 10

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

As ref lected on my 2 008 repor t , 1 c losed m y ret i rement account that was in the Maupin Taylor , P .A. Prof i t Shar ing P lan in 2008. In c los ing the accoun t , I sold the

var ious fun ds that were in the accoun t . I then took the cash procrexls , es tabl i shexl an IRA t}u’ough Northwestern Mutual In vestmen t Services , and rol led the cashproceeds into the IRA. The IRA investments axe ref lected in th," 2008 repor t and the 2009 repor t . Dur ing 2009, I no lon ger had an y investment in the MaupinTaylor , P.A. Prof i t Shar ing P lan. Thus , the Maupin Taylor , P.A. Prof i t Shar ing Plan in form at ion f rom the 2008 repor t has dropp ed out of the 2009 repor t .

As for the two whole l i fe pol ic ies f rom Northwestern MutuM r~f le .cted in m y 2008 repor t , I conver ted those pol ic ies to f ixed paid up on No vember 30, 2008. Thus,

a l though I s t i ll own the po l i c i e s , my i n su r ance agen t adv i s d s m e tha t the mo ney i s no l onge r i nves t ed i n the po r t f o l io s de sc r i bed i n my 2007 r epo r t and i n my l e tt e rt o the Com mht~e da t ed Ju l y 1 I , 2008 . I n s t e ad , my i n su r an ce agen t adv i s e s me tha t the mon ey i n the pa i d up w ho l e l i f e in su r ance po l i c i e s i s i nves t ed i n th eNortwestem Mutual gen eral account , but i s not invested in the por t . fol ins l i s ted in khe 2007 repor t . Thus , as wi th the 2008 repon , the 2009 repor t l i s t s the two paidup whole l i f e i nsu r ance po l i c ies .

I became the co- tr us t ee o f a~ t r us t i n J an ua ry 2008 . I a dd~ : l i n f o rm a t i on conce rn i ng tha t t r us t in the 2008 r epo r t . The r epo r t l i s t s t he t nzs t a s ~Tt -~ t No . 1 . " Ir ema i n the co-U ’us t ee and hav~ :~ r t ed the in f o rm a t i on i n the 2009 r~po r t .



F IN A N C I A L D I S C LO S U R E R E P O R T ~ .... fP ..... R e p o r ~ n g Dtt¢ofReport

Page 1 0 of 1 0 Dever, J a m e s C . 0 5 1 1 0 1 2 0 1 0

I X . C E R T I F I C A T I O N .

I c e r ti f y t h a t a l l i n f o r m a t i o n g i v en a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t ch il d r e n , i f a n y ) i sa ccu ra t e , tr u e , a n d co m p l e t e to t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e ca u s e i t m e t a p p l i c a b le s t a t u to r y

p r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e.

I f u r t h er ce r t if y t h a t e a r n e d i n co m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a cce p t a n ce o f g i f ts w h i ch h a v e b ee n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S. C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E : AN Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CR IMINAL SANCTIONS (5 U .S.C . a pp . § 104 )

FILING INSTRUCTIONS

M a i l s ig n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s to :

C o m m i tt ee o n F i n a n c ia l D i s cl o s u reAd m i n i s t r a t i ve Of f i c e o f the U n i t e d S t a t e s Co u r t sS u i t e 2 -30 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4



May 10 , 2010

Committee on Financial Disclosure

Judicial Conference of the United States,.-- .:, ~.: ,.~

One Columbus Circle, NEWashington, D.C. 20544 ~:-~

Re: 2009 Financial Disclosure Repo~

De~ Committee Members:

P l e a s e note that the report that I am filing is for me alone and not

¯ ] The reason is that this was a second marriage for both of us. i :.]I werem a r r ie d o n D e ce m b e r 7, 1 9 9 1 . B o th o f u s h a d substantial a s s e ts c o m i n g i n t o t he m a r r i a g e .There is a prenuptial agreement between us. ~ I keep our assets and tax returns

separate, and I do not have access to any ofhi~

Enclosed you will find an original and three copies of my Financial Disclosure Report for

January 1,2009 through December 31, 2009.

If the Committee needs any further information, please do not hesitate to contact me at (513)

564- 7630 .

Sincerely,

c: e o G - d b - ? -~ D . -~ ~ y n o I d s , E s q .

Enclosures

james c dever financial disclosure report for 2009

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