joan h lefkow financial disclosure report for 2009

8/3/2019 Joan H Lefkow Financial Disclosure Report for 2009

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,~ o to FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c si n Government Act o f 1978Rev. 1/5010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. 1o1-1111I. Person Reporting (last name, first, middle initial) 2:. Court or Organization 3. Date of ReportLefkow, 1oan H. U.S DISTRICT COURT, NDIL 05/12/2010

4 . T itl e ( Ar tic le I II ju dg es i nd ic at e ac ti ve o r s en io r s ta tu s; 5 a. R ep or t T y pe ( ch ec k a pp ro pr ia te t yp e) 6. Reporting Periodmagistrate judges indicate full- or part-time) [] Nomination, Date 01/01/2009Active [] Initial ~ ~ A ..... [] Final ,o12/31/2009

.... 5b. [] Amended Reporl7. Chambers or Office Address 8. On the basis of the information contained in this Rep ort and anymodifications pertaining thereto, it is, in my opinion, in compliance

219 South E)earborn Street with appficable la~s and regulations.Suite 1956Chicago, !1.. 60604 Reviewing Officer Date

I I I /IP ORTAN T N O TE S : Th e i n s t ru c t io n s a c c o m p a n y i n g t h i s f o rm m u s t b e f o l lo w e d . Co m p l e t e a l l p a r t s ,checking the NONE boafor each part where you have no rep ortable informat ion. Sign on last page.

! . P O S I T I O N S . t R e , o , ~ i ~ i . ~ i ~ i a ,~ o ~ t y ; ~ e e ~ . 9 - t S of filing instructions.)~ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION~ENTITYI. t.aw Board (Advisory) Northwestern U niversity Law School

3. Executive Committee, Board Member Federal Judges Association4. Adjunct Faculty. M ember John Ma~hall Law School

NONE (No reportable agreements.)DATE PARTI~S AND TF, RMS


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FINANCIAL DISCLOSURE REPORT r~m~ of Pe .... R e p o r t i n g D a t e o fPage 2 of 7 L e n , ow , J o a n n .

A. Fliers Non-Investment Income~ NONE non-investment income.)N o reportable

D ATE S Q U R C E A N D T Y PE I N C O M E(yours, not spouses)1. 2008-09 John.Marshall Law School; Teaching stipend $6,000.00

2. 1/09-12/09 Book S ales: "I S~ak of Simple ~ ings" (Ampersand, lnc. 2007); $0.00SIMPLE T HINGS JOINT V ENT ~E with Judith H. Smith3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f s~u were married during any port ion of the report ing year, camp&re this sect io~( D o l l a r u m o u ~ t t n o t r v q o i r t d e x c e p t . fi ; r h o n o r a r i a . )

NONE (No reportable non-investment income.)SOURCE AND TYPE

I.2.

3.

4.

I V . R E I M B U R S E M E N T S - ,, a ~ sl , or,aaon, loasfng,~ooa,( In c l u d e s t h o s e t o ~ 7 ~ o t ~ se a n d d e p e n d e n t c h i ld r e n ; s e e p p . 2 5 - 2 7 ~ f f il in g i ~ t r u c t io n s . )

NONE (No reportable reimbursements.)

~ ~ LOCATION PU~OSE ITEMS PAID OR PKOVIDEDI.2. Federal Judges A ssociation 1 2 1 3 - 4 W ashington, D.C. Board meeting Round-trip ai~hre, hotel, meals3.4.5.


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Name of Person Reporting

I

l)ate of ReportPageFINAN CIAL3 of 7 DISCLOSU RE REPORT L e ~ k o w , J o a .

~ NONE ~o reportable gifts.)~ DESCRIPTION VALUE

1.2.3.4,5.

V I . L I A B I L I T I E S . a n e w . d e s those of spo ..... d dependent children; see pp. 32-33 of f i l ing instruct ions.)D NONE (No reportable liabilities.)

CR E D I T O R DESCRIPTION YALUE CODEl, I Tuition agreement* K2.3.4.5,


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N a m e o f P e r ~ n R e p o r t i n g ] D a t e o f R e p o r lFINAN CIAL DISCLOSURE REPORTPage 4 of 7 L e f ~ o w , a o ~ n r ~ .

N O N E (No reportable income, assets, or transactions.)D e s c t i p t io r t o f A s s e ~ / I n c o m e d u r i n g G ~ o s s v a l u e a t e n d T~n~ctions during re,wring period( i n c l u d i n g t ~ s ~ a s s e l s )

[ ~ ( l ) r ~ ~ in g ~ 6 o d ( 2 ) o f ( i ) re p o r t i n g p e r i o d ( 2 ) (1 )P l a c e " ~ X ) " a f te r e a c h a s s e t Amount T~e (e.g., Value Value T~ (e.g., ~ Dale V alue [ G ain I d e n t f l y o fe x e m p t f r o m p r i o r d i s c l o s u r e ~ C o d e 1 d i v . , r e i n , C~e 2 Me~od b u y , ~ 1 1 , :,m~d~yy C~e 2 ~ C~e t buyer/sellerI ( A - H ) o r i n t . ) ( J - P ) C od e 3 r e d e m pt i o n )~ ( J - P )( Q - W )

I. U.S. Employe~Credit Union account A I [nt.iDiv. J [ T2. BRO~RAGE ACCOUNT I~ ~ ] ]"3. - E V S G X A Dividend J T4. - IEMBX (X) J ] T B uy 1 0 1 2 9 / 0 9 J

I .~ 5 . - CRS~ A I Dividend J [ T6. - DV~X J I T7. - O G M B X A [ Dividend 3 I T 8. - INPBX A I Dividend J I T9. - A M V B X Sold 10/29/09 J

I0 . - DBA J I TlII. Cash Money Market Ameripfise Financial** None J [ T

1 2 . B ROK E~ G E A C C OU N T N ON - I RA1 3 . - CKSAX A [ Dividend J I T

!5 . - FLTAX A Dividend J!6. - M D1DX Sold 0 5 / 0 6 ~ 0 9 J~7 . - S~AX So~d 05/06/09 J


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 5 of 7 Lakow, Joan H. 05/!2/20 ! 0

N O N E (No reportable income, assets, or transactions,)Description of Assets Income daring Gross value al end Transactions during, reposing ~riod(including trusl assets) r~ing period of reposing period

.... pt from prior disclosure ~ Code I di .....m, Code2 ~ Method j buy, sell, ~mm/d~yy ~ Code 2 ] Code l ~ buyer/seller~ (A-H) orim.) (JP) l Cod3 redemption) (J-P) (A-H) (if private: ~ (Q~ ~ ~ ~ transaction)

18. - OPGSX Soid 07/24/09

1 9 . - KFGXX Sold 01i20/09 J2 0 . - SMA~ A Int./Div. Sold 10/27/09 K A2L - C~h M oney Market Ameripfis Fincl**** A I n t e r e s t K T2 2 . - DDMAX S o l d !0/27/09 K A2 3 . - DSX S o l d 0 7 1 2 4 / 0 9 J2 o . - OIL S o l d 10/30/09 K C2 5 . -BEAR.X (X) J T B u y 05/07/09 J2 6 . - WASAX (X) A D i v i d e n d J T B u y 07/27/09 J2 7 . - WM FAX (X) I" A Int./Div. Bu y 1 0 / 2 8 1 0 9 K2 8 . A l n t . / D i v . J T2 9 . - C a sh M o n ey M a r k e t A m e r i p r is e F in c l J T30. - TWTIX A Dividend J T

3 1 . PROTECTIVE UNIVERSAL LIFE INS N o n e K U3 2 . ESTATE ~~ ~ ~ * * * * *

3 3 . - U n l i q u i d a t c d c o n t i n g e n t f e e L W3 4 . C a s h A c c o u n t , N o r th e r n T r u s t C o . A I n t e r e s t J T

2. Value C~s J ~$15.0~ or less K

(See Colun~n C2) L I =8~ k V alue V ~O ~ er W =Estimated


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FINAN CIAL DISCLOSURE REPORT I r ~ , ~ o f~ ~ r s o a r ~ p o ~ a g D a t ~ o f a e p o , aPage 6 of 7[ L e lk o w , Joan H. 05/12/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~i,a,e~,a,to:R,~,~r~

VI. Althoagh I have reportec~:~ ~ loans over the years 1 have nadv ert omitted tuition aFor the past se~ en year~~a-~"~mon agreements of "K" value code

VII, 1.I I Funds are deposited in amounts < $1,000 each in the following banks:Sovereign Bank, Philadelphia, PAAssociated Bank Green Bay, W lSun Trust, Atlanta, GAAME X Bank, Salt Lake City, UTAmeriprise Bank, Minneapolis, MNM and T Trust Co., BufFalo, NYVII, l.l 4 DEA XX (I. 16 on the 2 008 report) is a typographical enor. It should be DEAA X, which w as sold 9/30108. Thus, it does not appear on this report.

VII, 1.21 Funds a~e deposited as follows:Sun T rust, Atlanta, GA~M and I Marshall & lsky Bank, Milwaukee,New York Community Bank, W ootbury,VII, 1.29 Funds are deposited in amounts


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P a g eF I N A N C I A L 7 o f 7 D I S C L O S U R E R E P O R T

IX. CERTIFICATION.i certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts wh ich have been reported are incompliance with the provisions of 5 U.S .C. app. 5t)1 et. seq., 5 U.S.C. 7 353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL W llO KNOW INGLY AND W ILFULL Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUB JECT TO CIVILAND CRIM INAL S ANC TIONS (5 U.S.C, app. 104)

F I L IN G I N S T R U C T IO N SM ail signed original and 3 additional copies to:

Committee on Financial DisclosureAdm inistralive Office of the U nited States CourtsSuite 2-301One Coh~m bus Circle, N.E.W ashington, D.C. 20544

joan h lefkow financial disclosure report for 2009

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