john c porfilio financial disclosure report for 2010

8/3/2019 John C Porfilio Financial Disclosure Report for 2010

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August 16, 2011

Judge Bobby R . Baldock, ChairJudicial Conference of the Un ited StatesCommittee on Financial DisclosureOne Columbus Circle, N.E.Washington, D .C. 20544RE: Calendar Year 2010 FilingDear Ju.dge Baldock:

At your request, I have enclosed my A mended Report. have provided all+.-the information I have regarding the assets in Part VII, lines 38, 39, 7 8 and 8 1.W ith respect to the accounts described on lines 51 an d 52, I have providedadditional detail in Colum n A, along with additional information in Part VIII onpage 14.

United States District JudgeDAP:dmwEnclosure


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/

A O 10Roy. 1/2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010 Report Required by the Ethicsin Government Ac! q f 1978( 5 U . ~ : C . a p p . ,~,ff" 101-111)I. Person Reporting (last name, first, middle initial)Polstcr, Dan A.

4. Title (Article Ill judges indicate active or senior status;raagistrate judges indicate full- or part-time)U.S. District Judge--Active

7. Chamhers or Office AddressUnited States District Judge18B Carl B. Slokcs U.S. CourtClcvehmd, Ohio 44113

2. Court or OrganizationU.S. Dist. Ct., ND O hio

Report Type (check appropriate type)] Nomination, Date[] Initial [] A .... 1 [] Final

3. Date of Report08/15/201

6. Repor[ing Period0 1 1 0 1 1 2 0 1 012/31/2010

5b . [] Amended Report8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in m~ opiniou, iu compliancewith applicable laws and regulations.

Reviewing Officer Date

1MPOR TANT NOTES: The instructions accompanyb,g th~ form mas t be fol lowed. Com plete a l l par ts,checking the NO NE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing indivldnalonly; seepp, 9-13 of f i l ing ins truct ions .)~ N O N E (No reportableposi t ions.)

POSITION NAME OF ORGANIZATION/ENTITYI. Lifetime Trustee Agnon School

2. Lifetime Trustee Siegal College of Jewish Studies

3. Trustee Jewish Education Center of Cleveland ..... ,4. Trustee Jewish Federation of C leveland

5. "lrustce Bellefaire Jewish Childrens Bureau

6. Trustee ~ trust7. Board of Directors Federal Bar Assn (Cleveland chapter) "I~. Board of Directors Mt. Sinai Health Foundation

I I . A G R E E M E N T S . ( R e p o t , l a g i . d i~ i d , ,~ t o , , ly ; ~ e e p p . , 4 - ~ 6 o ~ i n g instructions.)--] NONE (No reportable agreements.)

1.1998

2.

DATE PARTIES AND TERMSU.S. Civil Service Retirement System (CSRS) vested pension for Dept. of Justice service (1976-1998); to be paid uponretirement from judicial service


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FINANCIAL DISCLOSURE REPORTPage 2 of 15

N a m e o f P e r s o n R e p o r t in gPolster, Dan A.


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N a m e o f P e r s o n R e p o r t in gPolster, Dan A. 0 8 1 1 5 1 2 0 1

I II . N O N - IN V E S T M E N T I N C O M E . (Reporting indi,,idualandxp ....... ; seepp . 17-24 of f i l ing i~ true tion.~)A. Fliers Non-lnvestment Income~ NONE (No non-investment income.)eportable

DATE SOURCE AND TYPE I N C O M E(yours, not spouses)I . 2 0 1 ( / Park Synagogue (Stipend for teaching 10th grade Confirmation class) $2,663.002.2010 Cleveland-Marshall School of L aw (taught class on mediation) $2,000.00

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - tf yo,, were married during an y port ion of the report ing yeor, complete thv sect ion.(DolhJr tm)ount trot required t, xcept.fi~r honoraria.)

~ NONE (No reportable income.)on=investmentDATE SOURCE AND TYPE

I. 2010 Hahn, Loeser & Parks (law firm)2.

3.

4.

IV . REIMBU RSEMENT S ....... . , ~ , o ~ , . , i o n . l , , a U ~ , , U , ~ , , , , d . . . . . . . i n . . . . . . ,.( 1 c / d e ~ " t ] m e t o ~ T m t s e a m t d e p e n d e n t c h i l d r e n ; s e c p p . 2 5 - 2 7 o f i l l in g i n s t r u c t i o n s . )~_~ (No reportable reimbursements.)ONE

D A T E S L O C A T I O N P U R P O S EOctober 20-21 New York, N.Y. P art icipate in CLE

ITEMS PAID OR PR O VI D E DA i r f a r e , o n e n i g h t h o t e l , m e a l s

S O U R C E1. American ConferenceInstitute

2. American Bar Assn. October i3-14 Chicago, I11. Participate in CL E A iffare, one night hotel, m eals3.4.5.


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FINANCIAL DISCLOSURE REPORTP age 4 of 15

N a m e o f P e r s o n R e p o r t in gPols ter , Dan A. 08/I 5/201 I

V. GIFTS. a , , , . ~ , , , ~ , , , . , ~ , . . . . . . . . . . , ~ , . . . . . . . . . . d a e p , , , a e , ,t e h i l d r e n : s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

S.__O_U_R__C.I,;. D E S C R I P T I O NI.2.3.4.

5.

V_A_KU_E.

V I . L I A B I L l T I E S . a n e t ,d e . , " a , o ~ e , . , ~ o . . . . . . . d dependent chi ldren; see p p . 3 2 - 3 3 of f i l ing ins t ruct ion . )I- - - ~ N O N E (No reportable liabilities.)

C R E D I T O R D E S C R I P T I O NI.2.3.4.

5.

y_ N ._ _U_E_C_O_D


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D a t e n f P.epor !0g/I 5/201 I

V I I. IN V E ST M E N T S an d TR UST S - i . .. . .. .. .. t . e , t ..... actions (Itzclttdes those of spouse and dependent childrett; see p p . 3 4 - 6 0 of filing in .......... i o n s . )[~ N O N E (No reportable income, assets, or transactions.)

D o s c r i p t i n n n f A s s e t s Income during(it|eluding trust assets) reporting period

( 1 ) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s e ln s u r e Code I d i v . , r e n t .( A - H ) o r i n t . )

18 . Chevron!Texaco A Dividend19 . wayne Cry Ohio Munic, Bonds B Interest

2 0 . Hamilton County Sewer Bonds A Dividend

21. DWS H igh Inc. Trust (formerly Kemper A DividendHigh Inc. Trus!22. lntel A Dividend

23. Parker Hannifin A Dividend24. Rydell Rusell Top 50 A Dividend2 5 . Goldman Sachs Money Mkt A Dividend2 6 . Henderson Intl Opp Fd A Dividend27. Costed Wholesale Corp A Dividend28. Vanguard Mid-Cap Fd A Dividend2 9 . MicrosoFt Corp. A Dividend

3 0 . Deere & Co. A Dividend3 I. FedEx Corp. A Dividend32.

33. Tenneco common A Dividend

3 4 . Embarq (spinofD A Dividend

Gross value at endo f r e p o r t i n g p e r i o d(1) (2)Valuo Value

Code 2 M e t h o d( J - P ) Code 3(Q -W)

K T

K TJ TJ TJ T

J TK T

J TJ TK TK TK T

D.Transactions during reporting period

(] ) (2) (3)T y p e ( e . g . , D a t e Value Gain I d e n t i ! y o fbuy, sell, mmidd/yy Code 2 C o d e 1 buyer/seller

r e d e m p t i o n ) ( J - P ) ( A - I t ) ( i f p r i v a t et r a n s a c t i o n )

Bu y 01105/10 K

Sold 1!/10/10 K

Sold 0 5 / 2 5 1 1 0 K

Bu y 05/25/10 KBu y 11/10/10 K

J

J

TT

Income Gain Codes: A -$ I ,(XR) or less B ,=$ 1,001 - $2,500 C =$2.501 - $5.000

(See Cohtmns (1 and D3) N ::S250,01) 1 - S500,000 0 =$5~.001 - $1,000,000 Pl =~ 1,000,00l - $ 5,000,000P3 ~S25,000,onl - ssn,oo0,000 P4 =More than $50,000,0~

D = $ 5 , 1 ) 0 1 - 515,000112 =More thau $5,000,000M =$ 100.001 - $ 2 5 0 , t ~ ) 0P 2 = S 5 , 0 0 0 , 0 0 1 - 5 2 5 , ( X I 0 , 0 0 t IT =Cash Market


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FINANCIAL DISCLOSURE REPORTP age 8 of 1 5

N a m e o f P e r s o n R e p o r t in gPolster, Dan A. ( )8 !15 /201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . . . . . . t , , . , t . . . .. . . . a o . s O n L . t . & s n , o s e of .s~ ....... 1 dependent children; s e e p p . 3 4 - 6 0 of fillnl."[ ~ . ] N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e t s Income during(including trust assets) reporting pcriod

O) (2 )P l a c e " iX ) " a f t e r e a c h u s s c t A m ou n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d is c l o s u re Code I d i v . , r e n t ,(A-It) o r i n t . )

G r o s s value at endo f r e p o r t i n g p e r i o dO) (2)Value - Value

Code 2 M e t h o d( J - P ) C o d e 3(Q-w)

O)T y p e ( e . g . ,buy, sell,

r e d e m p t i o n )

Transactions during reporting period(2) (3) (~) (5 )

D a t e Value Gain I d c n t i~ y o fmnddd/yy Code2 Code I buyer/seller

( J - P ) (A-t0 ( i f p r i v a t et r a n s a c t i o r 0

5 2 . FIR I~tawflrm (ABA Ret. Fd)managed5 3 .

Dividend

54. Money Market (MLynch) A Interest55. Transistor Devices common A Dividend56. Gabelli Utilities Fd A Dividend5 7 . American Gr. Fd of Am erica A Dividend

58. Cohen & Steers REIT A Dividend

JL

Jj

TW

TSold 04/13/10Bu y 04/13/10

Bu y 104/13/10

J

J

J

5 9 . Eaton Vance Inc. Fd A Dividend60. Tem pleton Global Bd Fd A Dividend

J

J

TT

Bu y 04/13/10 JBu y 04/13/10 J

61. State of Israel Bond A Interest62. Ford common A Dividend K

Redeemed 09115110 J

6 3 . Vislcon (Ford spinoft) A Dividend64. Citigroup (acq. Ford spinofl) A Dividend

JJ

T

T

65. Unicorn (form. Comm. Ed) A Dividend

6 6 . Warburg Pincus Growth A Dividend

6 7 .

J

J

TT

68. Trust** (lines 69-133) E Int./Div. Pl T

(See (ohunns (J and I)31

A : .$1 , 000 o r lessl -$15,0(tO or lessN $250,001 - SSO0 ,O0 0Q ~Appraisal

- ~ S 1 , 0 0 1 - $ 2 , 5 0 0= $ 1 0 0 , 0 0 1 - ~ ; 1 3 ) 0 0 , 0 0 0= $ I 5,001 - S50.000~$500,001 - $ 1,000,000,.Cost (Real Estate O n l y )

c : ~ $ 2 . 5 0 1 - $ 5 , 0 0 0L ~ - $ 5 0 , 0 0 1 - S 1 0 0 , 0 0 0P I ~S 1 , 0 0 0 , 0 0 1 . S5,000,000P 4 ":More thall S S D , O 0 0 , O 0 0S =Asscssmenl

H2 =More than S 5 , 0 0 0 , 0 0 0M~S 100,001 - 5250,000P2 =:SS,00I},00 t - $25,000,0LI0


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F I N AN C I A L D I S C L O S U R E R E P O R TP age 9 of 15N a m e o f P e r s o n R e p o r t in gPolster, Dan A.

Date of Report08/15/2011

VII. INVESTMENTS and TRUSTS - i. ..... ., ,,alue, t ..........ions (lnchtde.," those of sp ........d depct~denr children; seel~p. 34-60 of fillng i ............io.s.)N O N E (No reportable income, assets, or transactions.)

I)cscriptioh of Assets Income during( i n c ~ u d i a g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

0) (2)ltacc "(X)" after each asset Amount Type (e.g.,

exempt from prior disclosnrc Code 1 div., rent.(A-H) or int.)

Gross value at end6f r e p o r t i n g p e r i o d(l) (2)Value Value

Code 2 Method(J-P) Code 3

( Q - W )

Transactions during reporting period(I) (2) (3) (4)

Type (e.g., Date Value Gainbuy, sell, mm/dd/yy Code 2 Code I

redemption) (J-P) (A-H)

(5 )Identity of

buyer/seller(if private

transaction)

69 . --State of Israel Bond

70. --Tenneco common

71. --PactivCorp7 2 . - - J P M o r g a n C h a s e

~ 3 . - - S p r i n t C o r p

74 . --M.Lynch Money Market

75. --U.S. GNM bonds7 6 . - - I s r a e l P r e f e r r e d

7 7 . --. Dev. Bank of Israel Pref.

78 . -- Amer.Fds New Persp Fd

79. --Amer Inc. Fd of Amer.80. --American Washington Mut F d8 1 . -- Oakmark Intl Fund

! 8 2 . --Baron Growth F d~ 8 - ~ . --Hartford Floating Rt Pdg4. --GNM Bonds

;85. --Georgia Power Co~

Sold 12/14/10

Sold 5/28/10(part)

Bu y 11/22/10(addl)Bu y 11/22/10

( a d d I )

Red eemed 091 2 7 1 1 0

,I

A

A

A

(See Columns I312. Value (!odes

(See (.01umI~ CI and D3)

(See Column (2)

N " : S 2 5 0 , ( 1 0 1 - $ 5 ( 1 0 , 0 0 0K = S 15,001 - S 5 0 . 0 0 0

0 = $ 5 0 0 , 0 0 1 - S I ,O 0 0 , O 0 0R ~,Cosl (Real Estate Only)

L ~$50.001 - S 100.000P I =~S 1,000,00 } - $5,000,000

D =$5,001 - S 15,0t)OH2 ~More thanM ~S 100.001 - $250.000P 2 = $ 5 , 0 0 0 , 0 0 1 - S 2 5 . ( ~ 1 0 , 1 1 0 0


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FINANCIAL DISCLOSURE REPORTPagell of 15


Date of Report0 8 / I 5 / 2 0 1 I

VII. I N V E S T M E N T S a n d T R U S T S - i ............ t , , e , r . . . . . . . . . ,ions (lnchtdes those of spo .....nd dependent children; seepp. 34-60 ,filing instr,ctionx.)[] NONE income, assets, transactions.)N o reportable orDescription of Assets Income during

(including tntst assets) reporting period(1) (2)

Place "(X)" after each asset Amount Type (e.g.,exempt from prior disclosure Code I div., rent,

(A-H) or int.)

C. [3.Gross value at end Transactions during reporting periodof r e p o r t i n g p e r i o dO) (2) (l ) (2) (3) O) ( 5 )

V a l u e V a lu e T y p e ( e . g ,, D a t e V a l u e G a i n I d e n t i t y o fC o d e 2 M e t h o d b u y , s e l l, m m / d d / y y C od e 2 C od e I b u y e r / s e l l e r

( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) (if private( Q - W ) t r a n s a c t i o n )

103. --Bolt Technologies

1 0 4 . --Bolt Technologies

1 0 5 . - - C u l p I n c .

1 0 6 . --Durect Corp.

1 0 7 . --Durect Corp.

1 0 8 .

109. --Money Market (W achovii0I I0. --Laclcde Gas common

t 1 I . --Nuvcen Ohio Munic. Fd

I 1 2 . --Davis NY Ventu re Fd1 1 3 . --Eaton Vance Tax Managed G .r. Fd

(formerly E.V. Marath)1 1 4 . --Cedar Fair

1 1 5 . --American Express C o .1 1 6 . --Chevron/Texaco

t iT . --TO Energy (now Exxon M obil after2010 merger)

118. --Enterprise I~roducts119. --Franklin, Ohio Munic. Bond

Bu y 08/02/10

Bu y 09/13/10(addl )

Bu y 11/30/10

Bu y 05/24/!0

Bu y 09/08/10 (addl)

S o l d 1 1 / 1 0 1 1 0( p a r t )

K

KK

K

K

1. hacom e (Jain Uodcs: A ::S 1,000 or Ies,~ B =$1.001 - $2,500 C =S2,501 - S5.000 D =$ 5,001 - S I5,000(See Columns B I ;rod 04) F ~-550,001 - S 100.0O0 ( i = S 1 00 ,0 01 - $ 1,0 00 ,0 00 H I ~ $1 ,0 00 ,0 01 - S 5,0 00 ,0 00 H2 =M orc than

2. V alue Codes J :~S m 5,000 or less K =S 15 .001 - S50,~0 L =550.001 - S 10O,O00 M ~S I ~,001 - S250,000(See Column~ (1 :mtl 03) N :,S250,001 - S500,000 O =SS00,00I - SI,0(}0.000 PI ~SI ,000,001 - S5,000,000 P2 ~$5.000,~1 - $25.000.000

P 3 -~S2$,l)0O,i)lll - SSO,I)t)D,l)OO Pl ~-More than3. V;ilue Method (odes Q =Jpprai~tl R ,~Cosl (Real Estate Only) S . :Assessment T =Cash Market


10/27

FINANCIAL DISCLOSURE REPORTPage 13 of]5

N a m e o f P e r s o n R e p o r t iu gPolster, Dan A.

|)ate of Reporl0811512011

N O N E (No reportable income, assets, or transactions.)Description of Assets Income during

(inclnding trust ~ssets) reporting period(t) (2)

Place "(X )" after each asset Affm unt T ype (e.g.,exempt l?om prior tfisclosurc Code I div.. rent,{A -H ) or int.}

Gross value at endo f r e p o r t i n g p e r i o d

(1) (2)Value Value

Code 2 Method( J - P ) C o d e 3( Q - W )

T y p e (e.g.,buy. sell.

r e d e m p t i o n . )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

(2) (3) (4) (5 )D a t e V a l u c G a i n I d e n t i t y o f

mm/dd/yy Code 2 Code I buyer/seller(J-P) (A-H) (if priwac

trltnsacIion)

1 3 7 .

1 3 8 .

1 3 9 .

1 4 0 .

1 4 1 .

1 4 2 .

1 4 3 .

~ 4 4 .

( S e e ( o h t m , s B I ; r o d 1 ) 4 ) F " = : $ 5 0 . 0 0 1 - S 1 0 0 J ) 0 0 ( i : : : $ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 } ! l = S 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . ( } ~ H 2 = M o r e t h a n S S . 0 0 0 . ( ~ 02 V~flue Ctxk.s J : SI 5.000 or less K =Sl 5 .001 - SSO.000 L =SS 0.0Ol - Sl00.000 M =SI00.001 - $250.000

P 3 . $ 2 5 . 0 0 0 . 0 0 1 - S S O . 0 U O. 0 0 0 p 4 ~ - M o r e t l m { l S S O . 0 0 0 . O 0 03 V a l u e M e ~ h o d ( n d e ~ O : " A p p r a i s a l R = : C o s t ( R e a l E s t a t e O n l y ) S = A s s e s s m e n t T = C a s h M a r k e t


11/27



Date of Re l ) o r l08 / I 5 / 201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.Part VII (Investments and TrusLs), lines 51 and 52: These are 401(K) and IIR 10 accounts, maintained through~law firm. They areboth professionally managed by ABA Retirement Funds. detenafines an allocation among generic funds (e.g. bond, large-cap, small-cap).~has no know ledge or control of the selection of the specific funds themselves.


12/27

FINANCIAL DISCLOSURE REPORTPage 15 of 15 [ame of P erson ReportingPolster, Dan A.

I X . C E R T I F I C A T I O N .

D a t e o f R e p o r i "

I certify that all information given abo ve (including information pertaining to m y spouse and m inor or dependent children, if any) isaccurate, true, and com plete to the best of my kn owledge and belief, and that any inform ation not reported was withheld because it met applicable statuloryprovisions permitting non-disclosure.

1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatur

N O TE : AN Y IN DIV IDUAL W H O K N O W IN G LY AN D W ILF ULLY F ALS IF IE S O R F AILS TO F ILE TH IS R E PO R T M AY B E S UB J E C T TO C IV ILAND CRIMINAL SANCTIONS (5 U .S.C. app . 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


13/27

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i t i a l)Polster, Dan A,

4. Title (Article Ill j u d g e s i n d i c a t e active or sen ior s ta tus ;magistrate judges ind icate full- or part-time)U.S. Distr ict Jud ge--A ctive

7 . C h a m b e r s o r O f f i c e A d d r e s sUnited States District Judge18B Carl B. Stokes U.S. CourtCleveland, Ohio 44113

2 . C o u r t O r OrganizationU.S. Dist . Ct., ND Ohio

5a. Report Type (check appropr ia te type )] Nom ination, Date[] Initia! [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h is R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , in c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

3. Date o f R e p o r t05/05/2011

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

R e v i e w i n g O f f ic e r D a t e

IMPORTANT N OTES: The instruct ions accompan ying this form m ust be followeeL Com plete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of f il ing instructions. )~-~ (No reportable positions.)ONE

POSITION1 . Life t ime Trustee Agnon Sc hool

2. Life t ime Trustee Siegal Col lege o f Jewish S tud ies3. Trustee Jewish Education Center of Cleveland

4. Trustee Jewish Federat ion of Cleveland5. Trustee Bel l e fa i re J ewi sh Chi l dren s Bu reau

6. Trustee ~ trust7. Board of D irectors Federa l Bar Assn (Clev eland chapte r )

8. B oard of D irectors M t. S in ai H ealth Fou n d ation

NAME OF ORGANIZAtION/ENTITY

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of f!ling instructions.)N O N E ( N o reportable agreements.)

1.1998DATE PAR T I E S AND T E R M S

U.S. C i v i l Se rv ic e Re t i r e m e n t Sys t e m (C SRS) ve s t e d pe ns i on f o r D e p t . o f Ju s t i c e s e rvi c e (1 976- 1 998 ) ; t o be pa i d uponret i rem ent f rom ju dic ia l service


14/27


Name of Person R eportingPolster , Dan A.



15/27

FINANCIAL DISCLOSURE REPORTPage 3 o f 15

N a m e o f P e r s o n R e p o r t in gPolster, .Dan A.

D a t e o f R e p o r t05/05/2011

I lL N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. I7-24 o/filing instructions.)A. Filers Non-Investment Income

D N ON E (No reportable non-investment income.)DATE SOURCE AND TYPE I N C OM E( y o u r s , n o t s p o u s e s )

I. 2010 Park Synagogu e (St ipend for teaching 10th g rade Conf i rmat ion c las s ) $2,663.002. 2010 Cleveland-Marshall School of Law (taught class on mediation) $2,000.003.4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - If you were marr ied dur ing any portion of the reporting year, com ple te this section.(Dollar amount not required except for honoraria.)

[] NONE (No reportable non-investment income.)

1.20102.3.4.

DATE SOURCE AND TYPEHahn, Loeser & Parks (law firm)

IV . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)~- ~ N O N E (No reportable reimb ursements.)

DATES LOCATION PURPOSEOctober 20-21 New York, N.Y. Participate in CLE

SOURCE1 . A m e dc a n C o n fe r enc eInstitute2. A m erican B ar A s sn . O ctober 13-14 Chicag o, I ll . Participate in C LE Airfare, one night hotel, meals3.4.5.

ITEMS PAID OR PROVIDEDAirfare, one night hotel, meals


16/27


N a m e o f P e r s o n R e p o r t i n gPolster , Dan A.

D a t e o f R e p o r t05/05/2011

V . G I F T S . a n e l u d e ~ t h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No repo rtable gifts.)

SOURCE1 .2.

3.

4.5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n c l n d e s t h os e o f s pous e an d depen dent ch i l d ren; s eepp . 32-33 o f f i li ng i ns t ruct i ons . )N O N E ( N o reportable liabilit ies.)

CREDITOR DESCRIPTION1 .2.

3.

4.

5.

VALUE CODE


17/27

FINANCIAL DISCLOSURE REPORTPage 5 o f 15 Iame of Person Report ingP o l s t e r, Dan A . Date of R e p o r t05 /05 /2011

VII . INVESTM ENTS and T R U S T S -inco ..... lue, t ......ions (Includes those of spou se and dependent chi ldren; see pp. 34-60 of f! l ing ins truct ions)NONE (No reportable income, assets, or transactions.)

( i n c l u d i n g t r u s t a s s e t s ) : r e p o rt i n g p e r i o d o f r e p o rt i n g p e r i o dO) (2) (t) (2) (i) (2) (3),Place "(x)" aider each asset ~ Amoun t T y p e ( e . g ., Value Value T y p e ( e . g . , D a t e Valueexem pt from prior disclosure C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m / d d / y y C o d e 2( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J -P)( Q - W )

T r a n s a c t io n s d u r i n g r ep o r ti n g p e r i o d

( 4 ) ( 5 )Gain Identity of

C o d e 1 buyer/seller(A-H) ( i f p r i v a t et r a n s a c t i o n )

1 . Money Market Funds (MLynch) A Interest J T2. Oakmark In t l Fund A Dividend J T3. Baron Growth Fd A Dividend J T4. Munder Midcap Co re Fd . A Div idend J T

5. Alger Sm all Cap Growth A Dividend J T6. Eaton Vance Large C ap Fd A Dividend J T7. Alabama Power Co. Pref. B Dividend K T8. GNM P41107 bonds B Dividend K T R e de e me d 11/22/10 J(part)9. Blackrock Pfd Inc. Fd A Dividend J T

A

1 0 . Temp leton Global Bd Fd A Dividend K T1 1 . Blackrock Inf la t ion Fd A Div idend K T

1 2 . Hartford Floating Rate Fd A Dividend J T13. Putnam Float ing Ra te Fd A Dividend J T1 4 . Lord Abbett Value Fd A Dividend J T Bu y 11/22/10 J1 5 .

16 . D r ey fu s P r e m . M un . B d F und C Dividend K T1 7 . Liberty Acorn Tr Fd A Dividend K T

(See Columns BI and D4) ..... G =$100,001 - SL000,0002. Value Codes J =$15~000 Or less K =$15,001 - $50,000

(See Columns C 1 and D3) N = $25 0~001 r $5 00,000 O = $5 00,001 - $1,000,000P3 =$25~000,001 - $50,000,0003. Value Method Codes Q =Appraisal R = Cost (Real Estate Only)

(See Co lumn C2 ) U =Bo0k ValUe v =Olher

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50~001 -$100,000P I =$1,000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW =Estimated

D =$5,001- $15,000H2 =More than $5i000,000M=$100,001 -$250,000P2 $5,000,001- $25,000,000T =Cash Market

E =$15,001 - $50,000


18/27


N a m e o f P e r s o n R e p o r t in gPol s t er , Dan A.

D a t e o f R e p o r t05/05/2011

VII. INVESTM ENTS and TRUSTS -i .... e , value, t ......lons (Includes those of sp ......d dependent ch i ldren; seepp. 34-60 of f i l lng ins truct ions . )N O N E (No reportable income, assets, or transactions.)

Descr i pt ion of Asse t s I n c o m e d u r i n g Gross va lue a t end( includ ing t ru s t assets ) report ing per iod of r epor t i ng per iod

(1 ! (2) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset A m o u n t Type (e.g., V alu e V alu e Type (e.g., Date Value I Gain Ident i t y of

exempt from prior disclosure C o d e I d iv ., ren t, C od e 2 M ethod bu y , s e ll, m m / d d / y y C o d e 2 Co d e 1 buyer /se l l e r( A-H ) or int ,) (J-p) Co d e 3 r e d e m p t i on ) (J-P) ( A-H ) ( i f pr iva te( Q - W ) t ransact ion )

1 8 . Chevron/Texaco A Dividend K T B u y 01/05/10 K

1 9 . W ayne Cry Ohio Munic. Bonds B I n t e r e s t K T2 0. H a m i lt on Co u n ty Se w e r B o n ds A Div idend J T

21 . DW S High Inc. Trus t ( formerly Kem perHigh Inc. Trust22. Intel

AA

Div idend J T

Div idend J T

23 . Parker Hann ifin A Di vi de nd Sold 11/I0/10 K D

24 . Ryd el l Rusel l Top 50 A Dividend J T25 . Goldman Sachs Money Mkt26 . Hender son Int l Opp Fd

AA

Dividend K TDividend Sold 05/25/101 K A

27 . Costco Wholesale Corp A Dividend J T28 . Vanguard Mid-Cap Fd A Div idend J T29 . Microsoft Corp. A Div idend K T30 . Deer e & Co . A Dividend K T Bu y 05/25/10 K31. FedEx Corp. A Div idend K T B u y l 1/10/10 K32 .33 . Ten n eco co mmo n A Div idend J T

34 . Embarq (sp inof f ) A Div idend J T

L l n ~ m e ~ a i n Co d e s : A =$1;000 or |ess2. Valu e Codes J - $15 ,000 or tes s

(See Columns C I a nd D 3) N =$250,001 - $500,000P3 =$25,000,001 - $50;000.0003. Value Method Codes Q =Appraisal

(See C olu m n C 2) U = B ook Valu e

B =$1,001 - $2,500 C =$2,501 - $5 ,000 D =$5,001 - $15,000 E =$15,001 - $50,000G =$100,001 - $1,000,000 HI =$1,000,001 - $5 ~000,000 H2 =More than $5;000,000 ...... .....K =$15;001 - $50,000 L = $50,001 - $100,000 M =$ 100 00 t -$250;000O =$500,001 - $1,000,000 P 1 =$1,000;001 - $51000,000 P2 =$5,000;00 i ~ $25;000,000

P4 =More than $50,000,000R =C ost (R eal Estate O nly ) S = Assessm en t T =Cash MarketV =Other W =Estimated


19/27


N a m e o f P e r s o n R e p o r t i n gPol s t er , Dan A.

D a t e o f R e p o r t05 /05 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , . v . l . e , t r . n s ~ c t l o n s a n l u d e s t h o s e o S s p o n s ~ o n d dependent children; see pp. 3 4 - 6 0 of f i l ing ins truct ions . )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descrip tion of Assets Incom e d u rin g Gross value at end Transactions du ring reporting period(including trust assets) rep ortin g p eriod of rep ortin g p eriod

( 1 ) ( 2 ) (1) (2) (l) .... (2) (3)Place "(X)" after each asset Am oun t T ype ( e .g ., Value Value Type (e .g . D a t e Value

exempt from prior disclosure Code 1 div., rent, Cod e 2 Method ,buy , s e l !, : ,: . m m / dd / yy C od e(A-H) o r i n t . ) ( J - P ) C bde 3 redempti~) (J-P)( Q-W)

35 . Windst ream (sp inoff ) A Dividend J T36 . Transi s tor Devices comm on A Dividend L W

37 . Transi s tor Devices comm on A Dividend L W

38 . Japan Fund A Dividend J T39 . V a n g u a rd G u n d A Dividend J T40 . Unicorn ( formerly Comm . Ed . Preferred ) A Dividend J T41 . Roulston Growth Fd A Dividend J T42 . National City Bank-check. A Interest J T43 . National City Bank-check A Interest J T

44 . National City Bank--C D A Interest J T45 . National City Bank--C D A Interest J T46 . Ohio Savings - sav ings A Interest J T47 . IRA-O hio Savings Bank (mu t . fd . ) B Dividend K T48 . IRA-O hio Savings Bank (CD) B Interest K T49 . IRA-Prudential Equity Fund C Dividend K T50 . IRA-Prudential Equity Fd. C Dividend K T5 1. 401 (K) prof. managed A Dividend N T

(4 ) (5 )Gain Identity of

Code t buy er/seller(A-H) ..... (if private

trausaction)

L ifi~6~d Gain C~deS: A =$1 ;000 or less(See Columns B 1 and D4) F =$50,001 - $100,000

2. Value Codes J =$15,000 or less(See Co lumn s CI a nd D 3) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appraisal(See Co lumn C2 ) U =Book Value

B =$1 i001 - $2,500 C = $ 2 ~ 5 0 1 - $ 5 ~ 0 0 0 D =$5,001 - $15,000 E =$15,001 - $50,000G =$100,00:1- $1100Oi000 Hi =$1 000 ~01 - $5 000 000 H2 =More than $5;000,000K =$15,001 - $50,000 L ~$50s00i 2 $100;000 . . . . . . . M =$!00,001- $250i000O - - - $ 50 0 , 0 0 1 - $ 1 ,0 0 O , O 0 0 PI a$1,000~001 - $5 ,000,000 P 2 = $5 ,0 0 0 ,0 0i - $2 5 ,0 0 0 ,0 0 0 :

P4 --More than $50,000~000R = Cost (Real Estate Only) S=A ........ T =Cash MarketV =Other W =Estimated


20/27


N a m e o f Person Report ingPolster, Dan A.

Date of Report05/05 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependen t chi ldren; see pp. 34-60 of f i ling instruct ions. )N O N E (No reportable income, assets, or transactions.)

e x e m p t f r o m p r i r ~ ~0~ ! di~; C ~ d ~......... ~ (~ ~) ..... ............................. ~a~z~on) ........

5 2. HR 10 prof . managed A Dividend N T5 3.5 4. Money Market (MLynch) A Interest J T5 5 . Transi s tor Devices comm on A Dividend L W5 6. Gabelli Utilities Fd A Dividend5 7. Am erican Gr. Fd of Am erica A Dividend J T5 8. Cohen & S teers REIT A Dividend J T5 9. Eaton Vance Inc. Fd A Dividend J T60 . Temp leton Global Bd Fd A Dividend J T

61 . State of Israel Bond A Interest62 . Ford common A Dividend K T63 . Vistcon (Ford spinoff) A Dividend J T64 . Citigroup (acq. Ford spinoff) A Dividend J T65 . Unicorn ( form. Comm. Ed) A Dividend J T66 . W arburg Pincus Growth A Dividend J T67 .

68 . Trust** (l ines 69-133) E Int./Div. PI T

Sold 04/13/101Bu y 04/13/10Bu y 04/13/10Bu y 04/13/10Bu y 04/13/10

R e de e me d 09/15/10

JJ

J

J

J

J

A

A

1. ln com e Gain Codes : A = $1,000 or les s B = $1.001 - $2 .500 C =$2,501 - $5,000t See Colum ns B 1 and/34) F =$5 0.001 - $100.000 G =$10~,,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000

2. Value C~des . I =$15,000 or less K =$15,001 - $50,000 L =$50.001 - $100.000~See Column s C t and D3) N =$250 .001 - $500.000 O =$5 00.001 - $1.000.000 P I =$1.000.001 - $5,000,000

P3 =$25.000.001 - $50.000.000 P4 -More than $50.000,0003. Value Method Codes Q =Appraisal R -Cost (Real Estate Only) S =A s s e s s ment(See Co lumn C2 ) U =Book Value V ~Othcr W =Estimated

D =$5.001 - $15,000H2 =More than $5.000.000M =$100,001 - $250.000P2 =$5.000.001 - $25.000.000T =Cash Market

E =$15.001 - $50.000


21/27


N a m e o f Pe r s o n R e p o r t i n gPolster, Dan Ao

D a t e o f R e p o r t05 /05 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E ( N o reportable income, assets, or transactions.)

6 9. - -St a te of Is r ae l B o n d70 . - -Ten n e co c om mon71 . --Pact iv Corp72 . --JPMorgan Chase73. --Sprint Corp74. - -M.Lynch Money Ma rket75. --U.S. GNM bon ds76. -- Israel Preferred77. -- . Dev. Bank o f Israel Pref.

78 . - - New Persp Fd79 . - -Amer Inc . Fd of Amer.8 0. - -Am e r ic a n W a sh in gt on M u t Fd81 . -- Intl Fund82 . - -Baron Grow th Fd8 3. - -H a r tfo r d Fl o at in g Rt Fd84 . - -GNM Bonds85 . - -Georgia Power Co.

Sold 12/14/10 J A

Sold 5/28/10( p a r t )

Bu y 11/22/t0(addl)Buy I 1/22/10(addl)

JJ

A

Redeemed 09/27/10 J A

1 ~0fiieG:~i~dcs: ; A~$1,0000r!ess B--$ilOOl-$2;500 .... C=$2,501 $5,000 D = $5 ,001-$15 ,000 E= $ 15 ,001-$5 0 ,0002. Valu e Cod es J = $15 ,000 or tess K =$!5,001 -SSOgO00 L=$50 O0 O0 000 M ~$i00~00i 2 $250 000

(See Colu~s C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000~000 PI =$i~000~06i $~000 000:000P3 =$25,~0,001 - $50 ~0,0~ P4 =Mo~e ~han $50 000 0003. Value M e t h o d C o d e s Q = A p p r a i sa l R :Cos t (Real Es tat e Only ) S ~Asseggm~n( T : C a sh Market

(See Column C2) U =Book Value V ~Other W =Es t imated


22/27


N a m e o f P e r s o n R e p o r t i n gPolster, Dan A.


V I I . I N V E S T M E N T S a n d T R U S T S -i . . . . e , value, t ...... tions (lndudes those of sp ...... d dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income , assets, or transa ctions.)

Descr ipt ion of Asse t s : : : : ....... In C om e d u r in g G ros s valu e at en d( includ ing t ru s t assets~ - report ing per iod of r epor t i ng per iod

(I) .. (2) (l) (2 ) (1) (2 ) (3) (4) (5 )Place "(X)" after each asset Amount Type (e.g.L Value Value Type (e.g., Date Value ~ Gain Ident i t y of

exempt from prior disclosure C od e 1 bu y e r/s eller( A - H ) ( i f pr iva te(Q-W) t ransact ion )

86 . --Blackrock Inflation Fd

87 . -Tem pleton Global Bond Fd88 . - -Pu tnam Floa ting R a te Bond Fd89 . --Pimco Total Ret Fd Sold 11/22/10 K D90 . - -Ea ton Vance Tax-A d Fd Bu y 09/28/10 J

91 . --Lord Abbett Value Fd Buy 11/22/10 J

92 .93 . - -Money Market (Janney Adv)94 . - -Epix Pharmaceut ica ls

95 . - -Embridge Energy Mgt . LLC96 . --Ibis Technologies Corp97 . - -Tra i ler Bridge Inc.9 8. - -A cc uray C orp . Sold 09/08/10 K A99 . - -Cogdel l Spencer Inc.100. --Nicholas Financial Inc.101. - -Nu H orizons Fleet Corp Sold 05/21/10 K D102 . - -COM D evel . In t l

1. lnc0me Gain C~des:: :(See Columns BI and I )4 )

2. Value Codes(See Co lumn s CI a nd D 3)

3.Value Method Codes(See Co lumn C2 )

X~ii60~0rless : B ~ii00i ~ $2;500 C =$2,501 - $5,000 D =$5,001 -$15,000F ~$50;001 ~ $100;000 G --$100~001 - $I~000;000 HI --$1i000;001 - $5,000~000 H2 =More thart $5,000;000J =$15,000 or tess K =$I5;001 - $50,000 L = $5 0,004 ~ $100,000 M --$100,001 2 $25 0,000N =$250;001 - $500;000 O =$500~001 - $1,000,000 PI =$1,000i001 ~ $5 ;0001000 P2 ~$5,000;001 - $25,000,000P3 =$25,000,001 ~ $50~000;000 P4 =More than $50,000,000Q =A ppm is a! R = Cbs! (Real Estate Only) S =A s s e s s ment T =Cash MarketU =B ook:Value V :Other W =Estimated

E =$15,001 - $50,000


23/27

FINANCIAL DISCLOSURE REPORTPage 1 1 of 1 5


D a t e o f R e p o r t05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m , , v a l u e , tr a , sa e , io n s a , a u d e s t h o s e o Z s p o ~ s e a n d dependent children; see p p . 3 4 - 6 0 of f!ling instructions.)[ ~ ] NONE(N o reportab le income, assets , or transact ions . )

103. - -Bol t Technologies Bu y 08/02/10 K104. - -Bol t Technologies Bu y 09/13/10 K(addl)105 . - -Culp Inc . Bu y 11/30/10 K106. - -Durect Corp . Bu y 05/24/10 K107. - -Durect Corp . Bu y 09/08/10 K(addl)108.1 0 9. - -M o ney M a rke t (W a c ho v i a )1 1 0. - -La c l ed e G a s c o m m o n111. - -Nuveen Ohio Mtmic. Fd

112 . - -Davis NY Ventu re Fd113. - -Eaton Vanc e Tax Mana ged Gr . Fd(formerly E.V. Marath )114. --Cedar Fair115. - - Am e r i c a n Ex pre s s C o .

116. - -Chevron/Texaco117. - -XTO Energy (now Exxon Mobi l af t er2010 merger )118 . - -Enterpr ise Product s Sold 11/10/10 K D

(part)119. - -Frank l in , Ohio Mun ic . Bond

2. Value Codes J =$15,000 or tess K =$15;001 - $50;000(See Co lumns C I a nd D 3) N =$250,001 - $5 00,000 O =$500,001 - $1,000,000

P3 =$25,000,00! z $50,000,0003. Value Method Codes Q =Appraisal R = Cost (Real Estate Only)(See Co lumn C2 ) U =Book Value V =Other

C =$2,501 - $5,000 D =$5,001 - $ 15,000H1 =$1 i000,001 - $5,000;000 ~12 =More than $5;0~0,000L =$50;001 - $ 100,000 M =$ 100,001 - $2501000PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P4 -More than $50,000;000S =A s s e s s ment T -Cash MarketW =Estimated

E =$15,001 - $50,000


24/27




VII. INVESTMENTS an d TRUSTS - i .... e , value, t ......lons (Includes those of spo .....d dependent ch i ldren; seepp. 34-60 of f i l ing ins tructlons . )D N O N E ( N o reportable income, assets, or transactions.)

D es c r i p t i on o f A s s e t s I n c o m e d u r i n g( includ ing t ru s t assets ) report ing per iod

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Co d e 1 div . . r ent ,(A:H) or in t . )

120 . - -Hew let t -Packa rd121. - -Goldman Sachs Mone y Market122. --Caterp il lar Inc123. --Henderson I n t l Op p .124. - - IBM Corp .125. - -Nus tar Energy LLP ( former ly Valero LP )126. --Petro leo B ras i l i ero (not so ld in 2008)127. - -Emerson Elec t r ic Co .128 . --Cost co Wh o l esa l e Corp

129 . - -Sunco r Energy130 . --Vanguar d Mid-Cap Fd131. - -Cuyah oga Cty Cap Impt Bond132. - -Em barq . ( sp in of f)133. - -Windstream (sp inoff )134.135.

Gross va lue a t end Transac t ions dur i ng r epor t i ng per iodof r epor t i ng per iod(1) (2) (1) .(2) (3) (4) (5 )

Valoe Value T3~pe~(~g . ; i "~ : : : Date Vaine [ Gain :: Identit~ofCo d e 2 Method bu y , s e ll , m m /d d /y y ~0d~2 Code I buyer/sel ler

( J - P ) Co d e 3 r e d e m p t i o n ) (J:P) ( A-H ) ( i f pr iva te( Q - W ) t ransact ion )

Bu y 05/25/10 J(addl)Sold 05/25/10 K A

Sold 11/10110 J A

B u y 01/11/I0 J(add l)Buy 11/10/10 K

136.

I , lne0m Gai~ Codes: g$i ,000 Or tess(S~ Cblumn~ Bi a r id IM) F L $ 5 0 1 0 0 1 - $ I 0 0 , 0 0 0

2. Valu e Codes J =$15,000 or less(See Co lumn s CI a nd D 3) N =$250,001 - $500,000

P3 =$25,~00,001 - $5 0,000,0003. Value Method Codes Q =Appraisal(See Co lumn C2 ) U =Book Value

B =$1,001- $2,500G=$100,001 - $1,000,000K =$15 ,001- $50,000O-$500 ,001- $I ,000 ,000R = Cost (Real Estate Only)V =Other

C =$2,501 - $5,000 D =$5 ;001 - $15 ,000 E = $15 ,001 - $5 0,000HI =$1;000;001 $5;000;000 H2 --M0re than $5;000,000L = $ 5 0 ~ 0 0 1 - $ 1 0 0 ~ 0 0 0 M ~$100~00] ~ $250~000 ....PI =$1,000,001 - $5;000,000 P2 =$5,000,001 - $25,000,000P4 =More ~han $50,000;000S =A s s e s s ment T =Cash MarketW =Estimated


25/27

FINANCIAL DISCLOSURE REPORTPage 13 of 15 Ia m e o f P e r s o n R e p o r t in gPolster, Dan A. D a t e o f R e p o r t05 /05 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, v a l u e , t ...... , ions (Includes those of sp . . . . . . d de pendent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Descrip t ion o f Assets( includ ing t ru s t assets )

Place "(X)" after each assetexempt from prior disclosure

B. C. D.Incom e du ring Gross valu e at en d Transactions du ring reporting p eriod

rep ortin g p eriod of rep ortin g p eriod(1 ) (2 ) (1) (2) (t ) (2) (3) (4) (5)

Amount Type (e.g., Valu e Value Type (e.g., D a t e Value Gain Identity ofCode 1 div., tent, Code 2 Method buy, sell, r nm / d d! y~ C od e 2 C od e .1 . . : . bu y e r/ se ll er(A-H) o r i n t . ) (J:P) Code 3 redem ption) (J-P) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

137.

138.139.140.

141.142.

143.144.

1, income Gain Codes:(See Co lumn s BI a nd

2. Value Codes(See Co lumn s CI a nd D 3)

3,Value Method Codes(See Co lumn C2 )

A =$1,000 or less B =$1,001 ~ $2;500 C =$2~501 -$5;000 D = $5 ,001 - $15 ,000 E = $15 ,001 - $50,000F = $50,001 - $100,000 G =$100;001 - $1,000,000 HI =$1 000,00I ~ $5 000 000 H2 =MO re thfin:$5;000,000J =$15,000 or less K =$15,001 - $50,000 L =$50i001 ~ $100;~00 M =*100,O0i ~ $~50i000N =$250,001 - $500,000 O--$500,001-$1,000,000 P I =$1~000,001 7 $5,000;000 P 2 = $ 5 , 0 0 0 ; 0 0 1 7 $ 2 5 ~ 0 0 0 ~ 0 0 0P3 =$25,000,001 - $5 0,000,000 P4 =M0r~ ihan $50 000 000Q =Appraisal R = Cost (Real Estate Only) S =Assessment T =Cash MarketU =Book Value V =Other W = Estimated


26/27


Name of Person R eport ingPolster, Dan A.

Date of Report05 /05 /2011

VIII. ADDITIONAL INFORMATION OR EXPLAN ATIONS. (lndicatepart of report.)


27/27


Name of Person Report ingP o l s t er , Dan A .


IX. CERTIFICATION.I c e r t if y t h a t a l l in fo r m a t ion g iven ab ove ( i n c lu d in g i n fo r m a t ion p e r t ai n i n g to m y s p ou s e an d m in or o r d ep en d en t ch i l d r en , i f an y ) i saccurate , true , and com plete to the bes t of m y knowledg e and bel ief , and that any in form ation not repor ted was withheld because i t met app l icable s tatu toryprovis ions permit t ing non-d isclosure .I f u r th e r ce r ti f y t h a t ea rn ed i n com e f r om ou t s i d e em p loy m en t an d h on or a r ia an d th e accep tan ce o f g i f t s w h ich h ave b een r ep o r ted a r e i ncomp liance with the p rovis ions of 5 U .S .C . app . 501 et . seq . , 5 U.S .C . 7353, and Jud icial Conference regu lat ions .

Signature: S/Dan A. Polste r

N OTE : AN Y I N DI V I DUAL W H O K N OW I N G L Y AN D W I L F UL L Y FAL S I F IE S OR F AI L S TO F IL E TH I S RE POR T MAY B E S UB J E C T TO C I V I LAND CR IMINAL SANCT IONS (5 U.S.C. app. 104)

Com m it tee on Financ ial Disc losureAd m ini s t ra t ive Off ice of the Un i ted S ta tes C our t sSui te 2-301On e Co l u m b u s Ci r c le , N .E .W ash ing ton , D .C . 2 0 5 4 4

john c porfilio financial disclosure report for 2010

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