john e steele financial disclosure report for 2010

8/3/2019 John E Steele Financial Disclosure Report for 2010

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AO I0Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010Report Required by the Ethics

in Government Act of 1978(5 U.S. C. app. ,~)" 101-111)

I . P e r s o n R e p o r t i n g (last name, first, middle i n i t i a l )Steele, John E.

4. Title (Article III judges indicate active or senior status;magis t ra te judges ind ica te fu l l - o r par t -t ime)

2. Court or OrganizationDistrict Court , Middle Florida

5a. Report T ype (check appropriate type)] N o m i n a t i o n , D a t e

U.S. Dis trict Judge, Active

7. Chambers or O ff ice AddressU.S. Courthouse2110 First Street , Ste 6-109Fort Myers , FL 33901

[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewi t h a pp l i c a b l e l a ws a n d r e gu l a t io n s .

Reviewing Officer Date

3. Date of R e p o r t05/10/2011

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : T h e instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information Sign on last page.

I . P O S I T I O N S . m w o m n g individual only; seepp. 9-13 off i l lng imtruaions.)~ (No repo rtable posi t ions. )O N E

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.5.

l l. A G R E E M E N T S . (Repor t ing ind iv idua l on / v; st e pp. 14-16 of filing instructions.)N O N E (No reportable agreements.)

DATEI.2.

3.

PARTIES AND TERMS


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 2 of 8 Ia m e o f P e r s o n R e p o r l in gSteele, John E. D a t e o f R e p o r t05/10/201 I

I II . N O N - I NV E S T M E N T I N C O M E . t R o p o r a n g ind iv idua l and spouse; see pp . 17 -24 o f f i l ing in s t ruc t ions . )A. Filers Non-Investment Income~] NONE non - inves tmen t income . )o reportable

D A T E SOURCE AND TYPE I N C O M E(yours , not spouses)I . Jan-May Teaching, Ave Maria Law School $3,0~0.002.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f you were m arried during any port ion of the report ing year, complete this sect lon~(Dollar amount not required except for honoraria.)

D (N o reporta ble incom e.)O N E non - inves tmen tDATE S OURC E AND TY PE

1. 2 0 1 0 Self-Employed, real esta te/consultant2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, ente.ainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D (No repor tab le re imbursem en ts .)ONESOURCE

I. The Florida Bar2.3.4.5.

DATES LOCATION PURPOSEMay 11-15 , 2010 Gainesv i l le , F lor ida T r i a l P r ac t ice Facul ty

IT EMS PAID OR PR OV IDEDRoom, mea l s


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

N a m e o f P e r so n R e p o r t i n gStee le , J ohn E .

Date of R e p o r t05/10/2011

V . G I F T S . a n c t .d . s , h o s . ,o s p o u s e o n d ~ p e ~ d e ~ , c h , d r e ~ : s e e p p . 2 s - 3 1 o f f i l i n g instructions .)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a ~ l . ~ e s , h o s e o f s p o ~ s ~ , , ,, d d e ~ , ~ , , d , , ,, d , i l d r . ,, ~ s e e ~ . 3 2 - 3 3 o f f i l i n g instructions.)D (No reportable liabilities.)O N E

CR EDIT O R DESCR IP T IO N1. W a c h o v i a ~" rental property) Home Equity Line of Credit2. GMAC M o r tg a g e o n I n v e s t m e n t P r o p e r ty # 2 October, 20063.

4.5.

V A L U E C O D EL

M


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 5 of 8

N a m e o f P e r so n ReportingStee le , J ohn E .

Date of Report05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , v a l u e , t r a n s a c t io n s tlnctudes those o/spouse and depe ndent children; seepp. 3 4 - 6 0 of fi ling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t io n o f A s s e t s I n c o m e d u r in g G ro s s v a l u e a t e n d T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d] (I) (2) (I) (2) (I) (2) (3)P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u n t T y p e ( e .g . , V alue V alue T y p ~ ( e . g ., D a t e Valuee x e m p t f r o m p r i o r d i s c l o s u r e i C o d e 1 d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m ! d d h y y C o d e 2i ( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P )~

( Q - W )

1 8 . Fidelity Brokerage, cashacct1 9 . Columbia Tax-Exempt Fund Z20 . T. Rowe Price Equity Income m utual21 . Parnassus Funds(PARNX )22 . Fideli ty Diver Intemat IR A23 . Fideli ty Short Term Bon d IRA24 . McDona lds comm on25 . Lot, Blowing Rock, N.C., 1993, $15,00026 . Century Telephone common27 . Quantum Corp DDS IRA common28. Wachovia accounts29 . N V R c o m m o n30 . Viasys Healthcare Inc.common, IRA31 . Bed, Ba th & Beyond common32 . North Fort Myers,Flinvest. Prop#~12/7/05, $256,000,33 . Fort Myers FI. Investment Prop#4,4/06

$251,000 (River) 734 . Fidelity Sep- IRA

A Interest J TA Dividend J TA Dividend J TA Dividend J TA Dividend K TA Dividend J TA Dividend J T

None J RDividend J T

None J TInterest J TNone J T

DividendDividend J

Rent NRent

Dividend

AADDA

TR

Sold 6/1/10 L

(4 ) (5 )Gain I d e n t i t y o f

Code I buyer/se ller(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

ElizabethNaruszkiewcz

I . Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000(See Co lumns BI and I )4) F =$50,001 - $100,000 G =$100.001 - $1,000.000 Ill =$1,000,001 - $5,000,000 112 =More than $5.000,000

2. Value Codes J =$15 .000 or less K =$15 ,001 - $50.000 L =$50,001 - $100,000 M =$100.001 - $250.00)tScc Columns CI and D3) N -$250.001 - $500.000 O =$500,001 - $1,000,000 PI =$1.000.001 - $5.000,000 P 2 = $ 5 . 0 O O , 0 0 1 - $ 2 5 . 0 0 0 . 0 0 0

P3 =$25.000,001 - $50.000.000 P4 =More than $50.000.0(~3. V alue Method Codes Q =Appraisal R ~ost (Real I--slale Only) S =Assessment T -~?~sh Market

(Sc C o l u m n C 2 1 U =Book Value V :Olher W ~Eslimated

E =$15.0(11- $50.000


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FI N A N C I A L D I SC L O S U R E R E PO R TPage 6 of 8 Ia m e o f P e r s o n R e p o r t i n gSteele, John E. D a t e o f R e p o r l05/10/2011

VII. INVESTMENTS and TRUSTS - i .... , . v a t u , , t, = ~ , ~ , i o , ~ a , c t u a ~ t h o s e o / s p o , s, o , a ~ , p e ,~ , , t c h i ld r e n s e e p p . 3 4 - 6 0 of filing instructions.)[ ~ ] NONE(No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s Income dur ing(including trust assets) reporting period

I (I) (2)Place "(X)" after each asset Amount Type (e.g.,e x e mpt f r o m p r i o r d i s c l o s u r ~

A - - H ) ( C d e ldiv . , ren t ,

or int.)

Gross va lue a t endof repor t ing per iod

(I) (2)V alue V a lueC o d e 2 Method

(J -P) Co d e 3( Q - W )

(i)T y p e ( e . g .,

b u y , s e l l,r e d e m p t i o n )

Transac t ions dur ing repo r t ing pe r iod

( 2 ) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

m m/dd/yy Code 2 Code I buys /se l ler( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

35 . Neuberger Berma n Focus Fund A Dividend S o l d 1 2 1 2 / 1 0 J A36 . Synovus Common A Dividend J37 . VALIC IRA A Dividend L3 8 . B a n k o f A m I R A A Dividend N

TT

Redeemed 03/31 / 10 J(part)

I . Income Gain Codes: A = $ 1 , 0 0 0 o r I c ~ , s B =$1,001 - $2,500 C =$2,501 - $5 ,000 D =$5,001 - $15,000(See Columns B I and D4 ) F =$50.001 - $ 100,000 G = $ 1 0 0 . 0 0 1 - $ 1 , 0 0 0 . 0 0 0 ! I I =$ 1.000,001 - $5 .000.000 I 1 2 = M o r e th a n $ 5 .0 O O . 0 0 0

2. Value Codes J =$15.000 or Ices K =$15 .0O I - $50.000 L =$50,001 - $100.000 M =$100.001 - $250.0~0ISee Co lumns CI and D3) N =$250.0OI - $500.000 O = $ 5 0 0 . 0 O I - $ I .C O O . 0 0 0 PI =$1.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.0OI - $50.000,000 P4 =Mo~e than $50.000.0003. Value Method Codes Q =Appraisal R =Cost (Real E~tatc Only) S =Assessment T =~h Market(Sc Column C2) U =Book Value V =Other W =Estimated

E =$15 , 001- $50 .000


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FINANCIAL DISCLOSURE REPORTPage 7 of 8

N a m e o f P e r s o n R e p o r t i n gSteele, John E.

D a t e o f R e p o r t05/10/201 I

V I I I. A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .Line 30: Viasys Healtahcare Inc. merged with Case Fus ion and odd lot shares were automatical ly cashed out on August 6, 2007. Transaction was overlooked a tthe time.Line 3 8: quarter ly distr ibutions. Also on 6/28/20, 9/24/10, and 12/28/10.This am ended report is pursuant to June 30, 2011 let ter from the Comm ittee. On July 26, 201 I, I spoke with Rachel in the Committee office who advised asfollows:I. Part VII , page 5, forme r line 33: Although not listed in the le tter ,~"7-"~[.~[~ is a re la tive for whom no report is required. The refore, I omitted this line inthe amended report .2. Par t VI I , page 6, former l ine 40: ~ is a lso a re la t ive for whom n o repor t is required, despi te the comm ent to the contra ry in the le t te r . There fore , Iomitted this l ine in the amended report .3. Part VII , page 5, line 2 I: Corrected to ref lect the full fund nam e per the company d ocuments provided to m e.


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FINANCIAL DISCLOSURE REPORTP ag e 8 o f 8

Name of Person ReportingStee le , J ohn E .

Date of Repo~05/10/201 I

IX. CERTIFICATION.I cer t ify tha t a l l information given above ( including information per ta ining to my spouse an d min or or dependent chi ldren, i f any) is

accura te , t rue , and comple te to the best of m y kn owledge and be l ie f , and tha t any inform ation not repor ted was withhe ld because i t m et applicable s ta tutoryprovis ions permit t ing non -disclosure .I fur ther cer t i fy tha t ea rned incom e f rom outs ide em ploym ent and ho norar ia and the acceptance of gif ts which have been repor ted a re incompliance with the provisions of 5 U.S .C . app . 501 e t . seq , 5 U.S .C . 7353 , and Judicia l Conference regu lat ions.

Signatu re: S] John E. Steele

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W 1 L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C I V I LAND CR IMINAL SAN CTIO NS (5 U.S .C. app. 104)

Com m i t te e on F in an c i a l D i sc lo su r eA d m in i s tr a t i ve O f f i ce o f t h e U n i t e d S t a t e s C o u r t sSui te 2-301One Columbus Circle, N.E.Wash in g ton , D . C . 2 0 544

john e steele financial disclosure report for 2010

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