jornada informativa sobre los proyectos financiados por el erc dentro del programa horizonte 2020...
TRANSCRIPT
Jornada informativa sobre
los proyectos financiados
por el ERC dentro del
programa
Horizonte 2020
Veronica Beneitez Pinero.
European Research Council
Octubre 2014
European Research Council (ERC)
Established by the European Commission
Contents
• 1. H2020 and ERC
• 2. ERC basics
• 3. ERC submission of proposals
• 4. ERC achievements
• 5. Spain at ERC
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Established by the European Commission
H2020 and the ERCMain Characteristics
HORIZON 2020: Current EU Research and Innovation programme, with nearly €80 billion of funding available over 7 years (2014 to 2020).
The HORIZON 2020 main components (3 pillars): A. Excellent Science
World class science is foundation of technologies, jobs, well-being
Europe needs to develop, attract, retain research talentResearchers need access to the best infrastructures
B. Industrial leadership C. Societal challenges
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Established by the European Commission
C. Tackling Societal Challenges•Health, demographic change and wellbeing;
•Food security, sustainable agriculture, marine and maritime research, and the bio-economy;
•Secure, clean and efficient energy;
•Smart, green and integrated transport;
•Inclusive, innovative and secure societies;
•Climate action, resource efficiency and raw materials.
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H2020 and the ERCFunding opportunities in Horizon 2020
A. Excellent Science•European Research Council - Support of the most talented and creative individual researchers (ERC budget proposal : € 13 billion*)
•Collaborative research for Future and Emerging Technologies
•Training and career development through Marie Curie Actions
•Research Infrastructures
•B. Industrial leadership• Key Enable Technologies (Nanotechnologies, Advanced Materials, Biotechnology, etc)• Access to risk finance• Innovation in SMEs
Established by the European Commission
H2020 and the ERC
REMINDER: A. Excellent Science:
European Research Council (budget under H2020: € 13.1 billion)Future and Emerging TechnologiesMarie Sklodoswka Curie ActionsResearch Infrastructures
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Established by the European Commission
H2020 and the ERCResearchers career development and complementary EU funding schemes- Possible path for individuals
Post-docs
Senior Professor
Students
Post Graduates
Junior Professor/ Junior Researcher
Associated Professor
Full Professor
Erasmus
Marie Curie
ERC Advanced
ERC Starters
ERC Consolidators
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Established by the European Commission
H2020 and the ERCBudget Horizon 2020
Co-operation (65 %)
Ideas (15 %)
People (9 %)
Capacities (8 %)JRC non-
nuclear (3 %)
FP7 budget € 50.5 billion ERC budget € 7.5 billion
H2020 budget € 77 billion ERC budget € 13.1 billion
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Established by the European Commission
Strengthening the Scientific Governance of the European Research Council: Strengthening the links between the Scientific Council and ERC exec. agency Merging positions of President of ERC and Secretary General Full-time President based in Brussels 3 Vice-Chairs elected from amongst the Scientific Council members
Essential features maintained: Same schemes, same principles, same selection procedures/criteria Independent Scientific Council with full authority over funding strategy Executive Agency with autonomous operation
Increased budget (13.1 Bio € in current prices for 2014-2020): More opportunities than ever for top research talents
H2020 and the ERCChanges and continuity in ERC
Established by the European Commission
ERC basicsWhat is ERC?
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An autonomous funding body set up by the EU in 2007 and led by scientists.
Funding excellent researchers of any nationality, to carry out frontier research in EU countries or Associated Countries, via annual competitions.
In all fields of science and humanities, without thematic priorities. Bottom-up approach.
1 researcher (no pre-established networks), 1 Host Institution, 1 project, 1 selection criterion (EXCELENCE).
Substantial grants (2.0 Mio Euro-3.5 Mio E) and a recognised label of excellence.
International, top level peer-review process.
Established by the European Commission
The European Commission• Provides financing through the EU framework programmes• Guarantees autonomy of the ERC• Assures the integrity and accountability of the ERC• Adopts annual work programmes as established by
the Scientific Council
The ERC Executive Agency• Executes annual work programme as established by the Scientific Council• Implements calls for proposals and provides information and support to applicants• Organises peer review evaluation• Establishes and manages grant agreements• Administers scientific and financial aspects and follow-up of grant agreements• Carries out communications activities and ensures information dissemination to
ERC stakeholders
The ERC Scientific Council• 22 prominent researchers proposed by an independent
identification committee• Appointed by the Commission (4 years, renewable once)• Establishes overall scientific strategy; annual work programmes
(incl. calls for proposals, evaluation criteria); peer review methodology; selection and accreditation of experts
• Controls quality of operations and management• Ensures communication with the scientific community
ERC basicsERC structure
Established by the European Commission
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ERC basicsERC Scientific Council Members (22)
• Prof. Klaus BOCK (Chemistry)• Prof. Jean-Pierre BOURGUIGNON (Mathematics), ERC President • Prof. Nicholas CANNY (History)• Prof. Sierd A.P.L. CLOETINGH (Earth Sciences)• Prof. Tomasz DIETL (Physics)• Prof. Daniel DOLEV (Computer Sciences) • Prof. Athene DONALD (Biological Physics) • Dr. Barbara ENSOLI (Medicine)• Prof. Pavel EXNER (Applied Mathematics & Mathematical Physics), ERC Vice-President • Prof. Reinhard GENZEL(Astrophysics)• Prof. Carl-Henrik HELDIN (Molecular Cell Biology), ERC Vice-President • Prof. Timothy HUNT (Biology)• Prof. Matthias KLEINER (Engineering)• Prof. Eva KONDOROSI (Biology)• Prof. Mart SAARMA (Biology)• Prof. Nuria SEBASTIAN GALLES (Psychology), ERC Vice-President • Prof. Nils Christian STENSETH (Ecology & Evolution)• Prof. Martin STOKHOF (Philosophy)• Prof. Anna TRAMONTANO (Biochemistry)• Prof. Isabelle VERNOS (Molecular and Cell Biology) • Prof. Reinhilde VEUGELERS (Economics)• Prof. Michel WIEVIORKA (Sociology)
Established by the European Commission
Starting Grants
starters (2-7 years after PhD)
up to € 2.0 Mio for 5 years
Advanced Grants track-record of
significant researchachievements in the
last 10 yearsup to € 3.5 Mio
for 5 years
Synergy Grants (!!)2 – 4 Principal Investigatorsup to € 15.0 Mio for 6 years
Proof of Concept bridging gap between research - earliest
stage of marketable innovation up to €150,000 for ERC grant holders
Consolidator Grants
consolidators (7-12 years after PhD)
up to € 2.75 Mio for 5 years
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ERC basicsERC funding schemes
No Synergy Call is foreseen for 2014. Depending on the analysis of the pilot phase of the ERC Synergy Grant, there may be a Synergy Grant call for 2015.
Established by the European Commission
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The Researcher (PI : Principal Investigator) ERC funds individual scientists Any nationality, age or current place of work in the
world Make Europe more attractive for global scientific
talent- Favor "brain gain" and reverse "brain drain" Starting, consolidator or advanced grant (depending
on work experience and scientific achievements) Exceptional profile
Research team (to be created) The PI can choose national or trans-national team
members if scientific added value proven The grant covers the salary of team members
ERC basicsSubstantial grants to the very best
Established by the European Commission
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ERC basicsSubstantial grants to fund frontier research
Frontier research project All fields of fundamental research: Physical Sciences &
Engineering, Life Sciences, Social Sciences & Humanities Bottom-up: no predetermined subjects, no priorities High risk/high gain. Curiosity-driven research 5 years projects No consortia
Host Institution (HI) in EU countries or AC
The one where the researcher already works, or any other
institution established in the EU or associated countries Grants are portable (= the PI can change Host
Institution) Universities, research centres; public or private
Established by the European Commission
Goal of the evaluation: select the best frontier research proposals Only evaluation criteria: EXCELLENCE ("Olympic games") Method: peer review Structure: 25 panels distributed in 3 scientific domains (10 Physical
Sciences, 9 Life sciences and 6 Social Sciences and Humanities) Each panel consists of 1 panel chair and 12-16 panel members
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PeersReview procedure
What makes ERC evaluation exceptional?
ERC basicsEvaluation of proposals: main features
Established by the European Commission
Social Sciences and Humanities SH1 Markets, Individuals and Institutions SH2 The Social World, Diversity, Institutions and
Values SH3 Environment ,space and population SH4 The Human Mind and its complexity SH5 Cultures & cultural production SH6 The study of the human past
Physical Sciences & Engineering PE1 Mathematics PE2 Fundamental constituents of matter PE3 Condensed matter physics PE4 Physical & Analytical Chemical sciences PE5 Materials & Synthesis PE6 Computer science & informatics PE7 Systems & communication engineering PE8 Products & process engineering PE9 Universe sciences PE10 Earth system science
Life Sciences LS1 Molecular & Structural Biology &
Biochemistry LS2 Genetics, Genomics, Bioinformatics &
Systems Biology LS3 Cellular and Developmental Biology LS4 Physiology, Pathophysiology &
Endocrinology LS5 Neurosciences & neural disorders LS6 Immunity & infection LS7 Diagnostic tools, therapies & public health LS8 Evolutionary, population & environmental
biology LS9 Applied life sciences & biotechnology
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ERC basicsEvaluation of proposals: panel structure
Established by the European Commission
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Panel members: typically 375 / call High-level scientists Recruited by ScC from all over the
world: ~14% from outside Europe About 12-16 members plus a chair
person
Referees: typically 2000 / call Evaluate only a small number of
proposals Similar to normal practice in peer-
reviewed journals
EU and Associated Countries
(86%)
US (7%)
Other (7%)
ERC basicsEvaluation of proposals: peers
Established by the European Commission
Remote assessment by Panel members of section 1 – PI and synopsis
Panel meeting
Proposals retained for step 2
STEP 1
Remote assessment by Panel members and reviewers of full proposals
Panel meeting + interview (StG and CoG)
Ranked list of proposals
STEP 2
Feedback toapplicants
• Right balance between generalist + specialized review• Appropriate treatment of interdisciplinary proposals
ERC basicsEvaluation of proposals: review procedure
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Established by the European Commission
ERC basics Submission of Proposals: Panel meeting – Step 1 Scoring
End of Step 1:
A Proposal is of sufficient quality to pass to Step 2 of the evaluation.
B Proposal is of high quality but not sufficient to pass to Step 2 of the evaluation. The applicant may also be subject to resubmission limitations in the next call(s).
C Proposal is not of sufficient quality to pass to Step 2 of the evaluation. The applicant may also be subject to resubmission limitations in the next call(s).
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Established by the European Commission
ERC basics Submission of Proposals: Panel meeting - Step 2 scoring
End of Step 2:
A Proposal fully meets the ERC's excellence criterion and is recommended for funding if sufficient funds are available.
B Proposal meets some but not all elements of the ERC's excellence criterion and will not be funded. The applicant may also be subject to resubmission limitations in the next call(s).
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Established by the European Commission
ERC basics Resubmission restrictions
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• Increasing number applications causes low success rates and high panel workload
• Currently 2013 applicants who received "C" at step 1 cannot resubmit in 2014.
• For 2014 applicants tighter resubmission rules have been implemented:
• Those who receive B (Step 1 or Step 2) have to wait out one year (next submission: 2016 call!!)
• Those who receive a C will have to wait out two years (next submission: 2017 call!!)
Established by the European Commission
ERC basics Feedback to applicant
• Evaluation Report includes: Score (A, B or C) "Ranking Range" in percentile for panel Individual Reports of all experts (3-8) Panel Comment
• Note: Some countries run complementary funding schemes for A or B proposals…!
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Established by the European Commission
Starting Grants
starters (2-7 years after PhD)
up to € 2.0 Mio for 5 years
Advanced Grants track-record of
significant researchachievements in the
last 10 yearsup to € 3.5 Mio
for 5 years
Proof of Concept bridging gap between research - earliest
stage of marketable innovation up to €150,000 for ERC grant holders
Consolidator Grants
consolidators (7-12 years after PhD)
up to € 2.75 Mio for 5 years
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Submission of ProposalsReminder: ERC funding schemes
Established by the European Commission
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Publication date of first calls : October, 2014
Three ERC frontier research grants will be available under Work Programme 2014: Starting; Consolidator; and Advanced Grants
The Scientific Council will analyse the pilot phase of the ERC Synergy Grant (calls were made under Work Programmes 2012 and 2013) before deciding on the scope and timing of future calls. No SyG call under Work Programme 2015
Extension of restrictions on applications will apply to the 2015 calls based on the outcome of the evaluation of the 2014 calls
Overhead: 25% Indicative budget for 2016 to help the research community to plan
applications
Submission of Proposals: Work program 2015, summary of main features
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ERC calls Budget Call Publication Submission Deadline(s)
Starting GrantsERC-2015-StG 485 M€ 7 October 2014 3 February 2015
Consolidator GrantsERC-2015-CoG
713 M€ 13 November 2014
12 March 2015
Advanced GrantsERC-2015-AdG 450 M€ 10 February 2015 2 June 2015
Proof of ConceptERC-2015-PoC
15 M€ 7 November 20145 February 2015 28 May 2015 1 October 2015
Submission of ProposalsWork program 2015 calendar
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Submission of Proposals ERC Starting and Consolidator Grants. The applicant’s profile
• Potential for research independence• Evidence of scientific maturity• At least one (StG) /several (CoG) publications without participation of PhD supervisor
Promising track-record of early achievementsPromising track-record of early achievements
• Significant publications
• Invited presentations in conferences
• Funding, patents, awards, prizes
““Am I COMPETITIVE enough?”Am I COMPETITIVE enough?”
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Submission of Proposals ERC Advanced Grants. The applicant’s profile
Track-record of significant research achievements in the last 10 years
Exceptional leaders and mentors
10 publications as senior author in major scientific journals
5 granted patents
10 invited presentations at international conferences
3 international conferences where Principal Investigator was an organiser
International prizes/awards
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Submission of proposals ERC Evaluation process ERC Evaluation process
Single submission, but a 2-step evaluation
► one deadline per Call
► to a targeted panel (careful selection of keywords)
► electronically only – via Participant Portal
► proposals have two parts:
Part A: administrative forms
Part B: scientific proposal itself (part B1 and B2)
Complete information: Guides for Applicants downloadable form the ERC's website and from the Participant Portal
Established by the European Commission
Evaluation of excellence at two levels:
• Excellence of the Research Project
Ground breaking nature Important challenge? Substantially beyond the current state of art? High-gain/high-risk balance
Potential impact Possibility of a major break-through? Scientific Approach Feasibility, novel concepts/methodology
• Excellence of the Principal Investigator Intellectual capacity:Track-record, capacity to go significantly beyond the
state of the art, evidence of creative independent thinking Creativity Commitment : Willing to devote a significant part of PI's working time
(minimum of 50% for Starting, minimum of 40% for Consolidator Grant, minimum of 30% for Advanced Grant)
Referees and panels evaluate and score each criterion, which results
in a ranking of the proposals.
Submission of Proposals What is evaluated? Excellence is the sole evaluation criterion
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Submission of Proposals Evaluation Questions - ProjectEvaluation Questions - Project
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Submission of ProposalsEvaluation Questions - PIEvaluation Questions - PI
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Research proposal (Part B1)
a – Extended synopsis 5pb – Curriculum vitae (with funding ID) 2pc – Track-record 2p
Submission of proposals Proposal structure
Administrative forms (Part A)
1 – General information2 – Administrative data of participating organisations 3 – Budget4 – Ethics5 – Call specific questions Research proposal (Part B2)
not evaluated in Step 1
Scientific proposal 15pa – State-of-the-art and objectivesb – Methodologyc – Resources
Annexes
Commitment of the host institution for ERC Calls 2014, etc
Established by the European Commission
Submission of Proposals Differences in Part B1 and Part B2
•Reminder:
In Step 1: Panel members (generalists and with multidisciplinary approaches) see only Part B1 of your proposal: Prepare it accordingly!
In Step 2: Both Part B1 and B2 are also send to specialists around the world (specialized external referees)
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Established by the European Commission
• Applicants can nominate up to three persons to be excluded from the evaluation of their proposal, specifying :
o Name
o Institution, City, Country
o Webpage
• The concerned persons will be excluded from the evaluation of the proposal assuming that the ERCEA is still in a position to evaluate the proposal properly.
Reviewer Exclusion
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Established by the European Commission
Eligibility window can be EXTENDED in StG & CoG for up to 4.5 years for following cases:
•Maternity leave: 1.5 years per child before or after deadline
•Paternity leave: for whatever documented paternity leave that has been taken before or after deadline
•National service, long-term illness, clinical training: whatever documented time after deadline
Submission of Proposals: Some interesting aspects: Possibility of eligibility extensions
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• Up to three persons
• No reason has to be given
• Any independent expert, including panel chair, panel members
• The concerned persons will be excluded from the evaluation of the proposal assuming that the ERCEA is still in a position to evaluate the proposal properly
Submission of Proposals Some interesting aspects: Possibility to exclude panelists/ reviewers
Established by the European Commission
Most common ineligibility reasons
• Submission after the deadline.
• Incomplete proposals.
• No commitment letter from the HI.
• PhD award date outside the window.
• Multiple-submission (only one application per PI under the same WP).
Eligibility
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Preparing an application Hints and tips ( Generalities)
• Register early, get familiar with the system and templates
and start filling in the forms
• A submitted proposal can be revised until the call deadline by submitting a new version and overwriting the previous one
• Follow the formatting rules and page limits.
• Download and proof-read the proposal before submitting.
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Established by the European Commission
Preparing an application Hints and tips ( Part B 1)Hints and tips ( Part B 1)
Pay particular attention to the ground-breaking nature of the research project – no incremental research!. Think big! State-of-the-art is not enough.
Know your competitors – what is the state of play and why is your idea and scientific approach outstanding?
Remember that only the extended Synopsis is read at Step 1 that gives first impression – concise and clear presentation is crucial (evaluators are not necessarily all experts in the fields!)
Also in Part B1 outline of the methodological approach (feasibility!)
Show your scientific independence in you CV Avoid any suspicion of plagiarism!
Established by the European Commission
Preparing an application Hints and tips (Part B 2)Hints and tips (Part B 2)
Do not waste the second part (Part B2) – provide sufficient detail on methodology, work plan, selection of case studies etc. (15 pages)
Check coherency of figures, justify requested resources
Explain involvement of team members.Provide alternative strategies to mitigate risk.
Established by the European Commission
Preparing an application Hints and tips (Generalities)Hints and tips (Generalities)
Register early, get familiar with the system and templates and start filling in the forms
Submit often: only the latest version is kept and you can overwrite it any time until the call deadline
Make use of the help tools and call documents (FAQ, GfA, WP) to prepare your proposal
Talk to the NCPs and OPEs
Established by the European Commission
• Read the Guide for Applicants and the Ideas Work Programme.
• Any doubts about your eligibility or any other questions, contact one of the NCPs or the ERCEA. http://cordis.europa.eu/national_service/home_en.html
• subscribe to the ERC newsletter http://erc.europa.eu/keep-updated-erc
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Preparing an application Guidelines and other Resources
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Preparing an application Check the already Funded Projects
Menu allows searching by
Funding Scheme, Call Year and
Country of Host Institution.
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Submission of Proposals Check the statistics
Menu allows searching by
Funding Scheme, Domain/Panel
and Grantees by Country of Host
Institution.
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ERC achievementsTime line
2005
2006
2007
2008
2009
2010
2011
Appointment of 22 Scientific
Council Members
Adoption of FP7 and IDEAS Programme
Launch of ERC & 1st StG call
1st AdG call
2nd StG and AdG calls
3rd StG and AdG calls
4th StG, AdG calls& 1st PoC call
20125th StG, AdG calls 2nd PoC call &1st SyG call
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6th StG, AdG calls 3nd PoC call2st SyG call &1st CoG call
2013
H2020
Established by the European Commission
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Highly recognised by the research community
4 300 top researchers funded (65% are at an early-career stage); 64 nationalities represented
Highly competitive (average success rate 12%)
Working in almost 600 different institutions in 29 countries
50% of grantees in 50 institutions : “Excellence attracts excellence”
Benchmarking effect: impact on national programmes and agencies; national funding for best "runners-up"
Efficient and fast grant management
ERC achievementsAfter 7 years of existence…
Established by the European Commission
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ERC achievementsGrants per country of host institutionERC Starting, Consolidator, Advanced Grant calls 2007-2013
Current Host Institutions
Established by the European Commission
Top European
Institutions hosting
at least 30ERC
Grantees by funding
Schemes
StG/CoG 2007-2013AdG 2008-2013
First legal signatories of the grant agreement
Data as of 16/12/2013
Country Higher-Education Institution No StG/CoG AdG Total LS PE SH
UK University of Oxford 1 63 58 121 36 52 33
UK University of Cambridge 2 69 49 118 40 57 21
UK University College London 3 56 30 86 35 18 33
CH Swiss Federal Institute of Technology Zurich (ETH Zurich) 4 35 46 81 25 53 3
CH Swiss Federal Institute of Technology Lausanne (EPFL) 5 44 36 80 23 55 2
IL Weizmann Institute 6 51 28 79 45 33 1
IL Hebrew University of Jerusalem 7 43 30 73 33 26 14
UK Imperial College 8 34 27 61 23 38
UK University of Edinburgh 9 24 21 45 10 21 14
BE University of Leuven 9 30 15 45 12 23 10
UK University of Bristol 10 18 21 39 8 25 6
DE University of Munich (LMU) 11 14 24 38 16 16 6
NL Radboud University Nijmegen 12 25 12 37 14 11 12
NL University of Amsterdam 12 20 17 37 3 10 24
NL Leiden University 13 20 15 35 1 16 18
NL Utrecht University 14 20 13 33 8 17 8
IL Technion - Israel Institute of Technology 14 25 8 33 9 23 1
CH University of Zurich 14 18 15 33 21 5 7
UK King's College London 15 22 9 31 12 5 14
IL Tel Aviv University 15 17 14 31 11 17 3
CH University of Geneva 15 14 17 31 19 9 3
FI University of Helsinki 16 16 14 30 21 7 2
SE Karolinska Institute 16 18 12 30 28 2
Country Research Organisation No StG AdG Total LS PE SH
FR National Centre for Scientific Research (CNRS) 1 142 66 208 58 119 31
DE Max Planck Society 2 67 45 112 60 45 7
FR National Institute of Health and Medical Research (Inserm) 3 39 18 57 54 1 2
FR French Alternative Energies and Atomic Energy Commission 4 34 9 43 7 35 1
ES Spanish National Research Council (CSIC) 5 25 15 40 15 20 5
FR National Institute for Research in Computer Science and Automatic Control (INRIA) 6 19 12 31 31│ 56
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ERC achievementsERC grantees with ERA nationality*
*) nationality as last declared by the principal investigator
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ERC achievementsERC grantees with a non-ERA nationality*ERC Starting and Consolidator Grant calls 2007-2013
*) nationality as last declared by the principal investigator
TOTAL number of grantees with non-ERA nationality :207 StG/CoG and 101 AdG
Data as of 16/12/2013
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ERC achievementsDeveloping a new generation of excellent scientists
2/3 of staff are people in the training phase of their careerAnalysis of 995 ERC projects
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ERC achievementsAttracting excellent researchers
Composition of ERC teams (PIs not included)Analysis of 995 Starting and Advanced Grants
53% of non-ERA team members ''attracted'' to Europe with the ERC grant (10% of all team members)
Most non-ERA from China, US, India,
and Russia
EU: 67% Assoc. Countries: 12%
non-ERA: 18% unknown: 3%
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Already over 20.000 papers acknowledging ERC support published in international, peer reviewed journals.
ERC achievementsPublication from ERC funded projects
Established by the European Commission
Jean-Marie Lehn
ERC Grantee
AdG 2011
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Stanislav Smirnov AdG 2008
Simon Donaldson AdG 2009
Elon Lindenstrauss AdG 2010
Other Prizes awarded to ERC granteesEMBO GOLD MEDAL 2011 – Simon BOULTON - AdG 2010
FEBS|EMBO WOMEN IN SCIENCE 2011 - Carol ROBINSON - AdG 2010
EMBO GOLD MEDAL 2010 – Jason W CHIN - StG 2007
THE SHAW PRIZE IN MATHEMATICAL SCIENCES 2011 - Christodoulou Demetrios - AdG 2009
CRAFOORD PRIZE 2011 and EUROPEAN LATSIS PRIZE 2010 – Ilkka Hanski - AdG 2008
L'ORÉAL-UNESCO AWARD FOR WOMEN IN SCIENCE 2011 - Anne L'Huillier - AdG 2008
WOLF PRIZE 2010 – Anton ZEILINGER, David BAULCOMBE - AdG 2008, Alain ASPECT - AdG 2010
MILLENIUM AWARD 2010 – Michael GRATZEL - AdG 2009
2012 Prizes awarded to ERC grantees
EMBO GOLD MEDAL 2012 Jiri FRIML - StG 2011
BALZAN PRIZE 2012 David BAULCOMBE - AdG 2008
EUROPEAN LATSIS PRIZE 2012 Uffe HAAGERUP - AdG 2009KELVIN PRIZE 2012 Colin McINNES - AdG 2008
LEIBNIZ PRIZE 2012 Michael BRECHT - AdG 2008 & Joerg WRACHTRUP - AdG 2010
James Heckman
ERC Grantee
AdG 2010
Theodor Hansch
ERC Grantee
AdG 2010
Christoforos Pissarides
ERC Grantee
AdG 2012
Andre Geim
ERC Grantee
AdG 2012
2013 Wolf Prize awarded to Peter Zoller - SyG 2012
2013 Holberg Prize awarded to Bruno Latour - AdG 2010
2013 Crafoord Prize awarded to Lars Klareskog - AdG 2009
Ada Yonath
ERC Grantee
AdG 2012
KonstantinNovoselov
Nobel 2010
ERC Grantee
StG 2007
Serge Haroche
Nobel 2012
ERC Grantee
AdG 2009
ERC achievementsHighly distinguished grantees
ERC Grantee
SyG 2012
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More than 5 years of excellent IDEAS Events around the world - ERC goes global campaign
Wide media coverage (both specialised & general press) User-friendly website and social media accounts
NCPsAV productsQuarterly e-newsletterSpecific brochures & more
ERC achievementsA success story for European research
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"Summer Davos" in ChinaAAAS, USA
Global Research Council meetings
ERC achievementsERC around the world
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Spain at ERCEvaluated proposals from hosts in Spain
│ 66Ineligible and withdrawn proposals not taken into account
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*
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Spain at ERCGranted proposals at host institutions in Spain
* current host institutions; data as of 11/02/2014
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Spain at ERCSuccess rates per country of Host Institution
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Spain at ERCERC grant distribution to countries of HIERC StG, CoG and AdG calls 2007-2013
*) Host institution refers to the organisation with which the first grant agreement was signed
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Spain at ERCMobility of researchers ERC StG, CoG and AdG calls 2007-2013
Current host institutions; data as of 11/02/2014
61 foreign PIs in Spain
45 Spanish PIs abroad
• 176 Spanish PIs in the country
• 61 foreign PIs in Spain from 21 different nationalities, mainly IT (16), DE (10), UK (5), NL (4), US (4)
• 45 Spanish PIs abroad, mainly in UK (17), CH (7), FR (7), DE (6)
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Spain at ERCHost institutions in SpainERC StG, CoG and AdG calls 2007-2013
Current host institutions; data as of 11/02/2014
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Spain at ERCPoC grants by country of host institutionERC PoC calls 2011, 2012 and 2013-1
Current host institutions; data as of 11/02/2014
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1) Video clip entitled “Miradas cruzadas sobre el ERC” and is https://vimeo.com/78730046
2) Two short video clips produced by two ERC grantees on their respective research, whom we also featured in the general clip above.
PRESBYOPIA http://player.vimeo.com/video/35940554
NANOFORCELLS http://vimeo.com/78411423
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The European Research CouncilAudiovisual Materials-Spain
Established by the European Commission
- More information on
http://erc.europa.eu
- To subscribe to the ERC newsletter
http://erc.europa.eu/keep-updated-erc
- National Contact Point in your country and OPE in UZ
http://erc.europa.eu/national-contact-points
Follow us on:
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EuropeanResearchCouncil
ERC_Research
The European Research Council
Established by the European Commission
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AgendaAgenda
Central role of the Principal Investigator in ERC GA
I.Introduction
II.Legal basis
III.Contractual specificities
IV.Rights & Obligations
V.ERC services focused on PIs
Established by the European Commission
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PI central role PI central role I. IntroductionI. Introduction
Principal
Investigator
central role
CANNOT REPLACE PI
WITHOUT PI NO ERC GA
Expertise/Knowledge
Scientific leadershipStrengthening ERA
Proposal/Project
Established by the European Commission
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PI central role PI central role II. Legal basisII. Legal basis
Grant Agreement – PI named, but not signatory
Annex II – General conditions II.2 & II.3
Supplementary agreement
Work Programmes – Commitments on project and in EU
Completed by national legislation & HI practice
Established by the European Commission
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PI central role PI central role III. Contractual specificitiesIII. Contractual specificities
Grant agreement
Supplementary Agreement
Evaluation & Award--------------------------Scientific Reporting
& Commitment
Established by the European Commission
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PI PI Rights and ObligationsRights and Obligations
Scientific Autonomy
Access rights to background
and foreground
Adequate working conditions
Independent publications
Portability
Scientific Responsibility
Confidentiality & IPR
Time Commitment & in EU
Dissemination
Inform HI about changes
RIGHTS OBLIGATIONS
Established by the European Commission
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PI central role PI central role IV. Rights (i) – Scientific AutonomyIV. Rights (i) – Scientific Autonomy
Access to facilities required for the project Infrastructures Equipment
Attn: Possible restrictions due to:• National legislations
• HI usual practices
Autonomy in the selection and management of the team Control on the budget
Established by the European Commission
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PI central role PI central role IV. Rights (ii) – IPR IV. Rights (ii) – IPR Access Rights Access Rights
HI has to provide the PI and his/her team with:
Free access to backgroundinformation owned by the institution before the project started and
necessary for its implementation
Free access to the foregroundresults generated by the project & necessary for its achievement
even after the transfer of the GA
Established by the European Commission
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PI central role PI central role IV. Rights (iii) – WorkingIV. Rights (iii) – Working conditions/labour law conditions/labour law
HI has to provide the PI with:
Standards fixed by national legislations & HI practices
Health and safety environment to work (accoring to European and international standards)
Proper/ legal social security schemes: Leaves (annual, sickness, parental) Pensions
Established by the European Commission
│ 86
PI central role PI central role IV. Rights (iv) – IV. Rights (iv) – Independent PublicationsIndependent Publications
• Authority to deliver scientific reports to the Agency
• Authority to publish as senior author
• Authority to invite as co-authors only those who have contributed substantially to the reported work
Established by the European Commission
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Reasons: Better professional conditions
Better research conditions
Problems with HI
Others
PI central role PI central role IV. Rights (v) – IV. Rights (v) – PortabilityPortability
HI cannot object unless for legal obstaclesTransfer of GA, PF, unused budget (staff & equipment)
PRIOR AGREEMENT FROM ERC(eligibility criteria, EWS, non-detrimental to the project)
Established by the European Commission
│ 88
Effective supervison of the project:
PI central role PI central role IV. Obligations (i) – IV. Obligations (i) – Scientific ResponsibilityScientific Responsibility
Scientific Reporting:
Project to be implemented as indicated in the Annex I
Staff under direct supervision of the PI
Management of all resources necessary for the project
ERC grants have only two scientific reporting periods
This should : (i) Be submitted in due time
(ii) Demonstrate substantial progress (Annex I)
Failure to meet these obligations can lead to termination – AT THE END
Established by the European Commission
│ 89
PI central role PI central role IV. Obligations (ii) – IV. Obligations (ii) – Confidentiality & IPRConfidentiality & IPR
PI must preserve the confidentiality of any data, documents or other material that is identified as confidential
This obligation no longer applies when:•information is made public by means other than a breach of confidentiality information is communicated to the recipient without any obligation of confidence by a third party who is in lawful possession•disclosure of the confidential information is foreseen by (national) law or by other provisions of this grant agreement or the supplementary agreement;
PI must respect beneficiary's IPRS during and after the project
Established by the European Commission
│ 90
StG & CoG- at least 50% of their total working time to the ERC-funded project- at least 50% of their total working time in EU/AC
AdG & SyG- at least 30% of their total working time to the ERC-funded project- at least 50% of their total working time in EU/AC
PI central role PI central role IV. Obligations (iii) – Time IV. Obligations (iii) – Time Commitment & in EUCommitment & in EU
Synergy – PIs core time together
Calculation on the whole duration of the project
Higher thresholds can be imposed at the evaluation stage or later in the implementation by the Agency
Established by the European Commission
│ 91
Wide access through efficient dissemination of research results are key to further scientific progress.
PI central role PI central role IV. Obligations (iv) – IV. Obligations (iv) – DisseminationDissemination
Open Access (best efforts)
ERC financial support shall always be acknowledged
Results of the research shall be disseminated as swiftly as possible by the beneficiary, in line with the rule for IPR protection (Art. II. 30 General Conditions)
Established by the European Commission
│ 92
PI central role PI central role IV. Obligations (v) – IV. Obligations (v) – Inform HI about changesInform HI about changes
Obligation to inform HI & ERC about:
Any substantial change in methodology/objectives
Any event jeopardising or affecting substantially the project
Substantial financial reorganisation
Transfer of the project to a new Host Institution
Timing is important Risk of ineligible costs
Risk of termination
Established by the European Commission
Daily support (procedures, communication, and dissemination)
PI helpdesk
Simplified & pre-filled templates
Scientific reporting
Financial reporting
Amendment request
FAQs
Outreach events for Principal Investigators
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PI central role PI central role V. ERC services focused on PIsV. ERC services focused on PIs
Established by the European Commission
Grant Management mailbox:[email protected]
Amendment mailbox:[email protected]
PI helpdesk mailbox:
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Useful linksUseful links