jpmorgan%20chase,%20n.a.%20bid,%20september%2024,%202008%20(19%20pages)
TRANSCRIPT
8/7/2019 JPMorgan%20Chase,%20N.A.%20Bid,%20September%2024,%202008%20(19%20pages)
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EXrr"A"BID FORM
TO: Federa Deit Insurce Coration
1601 Bry St- Suire 32128
Dal Texa 75201
Atttion: Maicr - Fracbis MactniDivision of Relutions and Recivehips
F1tOM: JPMorqan Chase Bank, National AssociationCol umus, OK
BID FOR: WASHIGTON MUAL BANKRellnoD, NY (the "Ban1
The undersign Potentil Acquircr submits this Bid Form ("Bid"), in accordce wi theIntrons to PotDt Acquirc ('1n¡tctons") and insions contained on this Form to
acquir ccrtin as an liabilites puuat to a Pur an A.ption (Wle Ban).
See cover letter to bid materials for a more completed~scription of this transaction,
ZOO'c £090' £t:S! soOZ.tZ'd!S
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L TraDsaOl " i
Thi is bid number
of _ bids submitt
ne Pot.ti Ac:airer is: JPMorqan Chase Bank, National Asaocilltion(Nii, Cit, St) Columus, OR
Bids may be sted as a priun or as a discunt. A prum is a positive dollar unoupad by the acqui to the FDIC for th pur ot as and to USlDe ceinliilties of the Instuton. A discunt is a negave doll amunt to be paid by the
FDIC to th acuir for th pulie of as aDd to ase cein liabilites of thIntitution. Discunt bids JIbe included in parthesis "( )".
The bi amouftt is: ND ß J I)AU Deposts s
28idFaCllJIs.w23.20I. lOJ.AM .
£OO'c £09C.
Wul~ Ml B.~w
tt:B! BOOZ.tz'c!S
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Th is bid numbeof _ bids subm,
n. Trasaetoii #I i
Tile Pot.CiI Acqaircr is JPHorgan Chase Bank, Nätional Association(Nam Cit, Stm) Columus, 08
Bid may be stte as a prum or as a discun. A prium is . positie dolla amounpad by th acre to th FDIC for the purcha of as and to ase ceÎDliilies of the Instution, A discunt is a negative dolla amout to be pai by theFDIC to th acuir for the purha of asts and to ase cein liabilties of thInstituon. Discunt bids.lbe included in paentis "()".
Tla bid amoDDt is: NO "I D
AD Depib $
3BidF_02U1~n.20010:1'AM
W.i w.. IIIII NY
CZO/ too'a t090.tt:St SOOZ'tz'ais
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This' bid nube --
of:. bid submit.
III. Trall. , 3
The Poteati Ac:qa1rr is: JPHorgan Chase Bank, National AssociAtion(Name, Ci. Stm) Columus, OR
Bids may be sta as a prium or as a discoun A premium is a poitive dolla amuntpaid by me acui to the FDIC for th purhae of as and to asme ccliabilit or'the Instition, A discount is a negatve dolla amoun to be paid by thc
FDIC to thc acquire for the purha of asse an to assume ce liabilties of theInstituon. Disunt bids must be included in parnthesis "( )".
The bid amout is:
AU Deposill $' /òß~ I ooD, 0 Of) ~
4Bi f\ 02 ui
$c %J, 20. 10: 1 I AN
Wii.. MUM a.He NV
ozo/ ;00 'c ~090' tt :et eooz' tz'c~s
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This is bid number
of _ bids submiU,
IV. Tructu " ..
Tbc Potada Acquln is: JPMorgan Chase Ban r Nltional Aiiocation
(Nam, Cit, Sta) . Col umus , 08
Bids may be st IS a preium or as a discount. A premium is a positve dolla amntpaid by the acuirc ~ the FDIC for the purcha of as an to asum ceinliailities of th Insitutin. A discunt is a negative doll amunt to be pa by thFDIC to the acuirc for the purcha of as aDd to assue ce liabilties of thInstuon, Discount bids DUbe included ii pais "( )".
Tbe bid amOUDt is: NO ~IDAD Depoit s
5Bidi:_02l3Sa2J,io&. 10:11 AM
W-.N.'"~NV
OZOI 900 'å £090'tt:S! eOOZ'lZ'd!S
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Th is bid numbeof _ bids sumitt,
v. 1'D " 5nePoteDtialAc:airris: JPMorgan Chase Bank, Natio~l Association
(Name, City, St) . Columus, OR
Bids may be stte as a premium or as a discount A preium is a positive doll amount
paid by 1h acqui to th FDIC for th purcha of asset and to asme ccinliabilties of the Instution. A discunt is a negatve dolla amunt to be paid by theFDIC to th acquir tor ih purha of as and to asum cert liabili ortl
Insttuon. Diseoi,t bids mmbe included in pathis"( )".
The bid uioaat is: NO ~IDlDare Depoits Only $
6WF_azuiSI Z3,io,IO:l' AM
Wll Il.. anHc !'V
OZC¡ .£OO'c £090' tt :S! BOOZ' tZ.d!S
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This is bid number
of _ bids submited.
VL RcsaltillgtitytiP Wonpatop (place "Xs" wher an as appri)
A, If th Poteti Acqirs Bid is accepte:
(i) the resultig financial inston wil be a
..bath
(ii) the resultg fiia intitution
will.. wil not
involve a de novo insttution
(ii) the resultig fiia intition
x wilwiDObe opera as a brach of th Acquire
B. Upon coDSummatioo of any trsaon contplated in this Bid, the nae of the
reultig fmaia insttuion involved in the trction wil be
JPMorgan Chase Bank. l1ët1 pna 1 ls sod at; on
and such instittion wil be a:
.. Dlona bansta member bank
st DOD memb bak
feder savings bank
st saings bak
feer savigs and loa asiation
stte savings and loan assoiatono1h (plea exla)
C, To be copletd oaly if a holding compay is involved:
Name of holding copany~
7
li 'oimtJI'Sc 23.201, 10:1. AM
Wui Mut liHI NV
OZO/ 800'c £090' tt:Bt BOOZ.tZ'c!S
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Th is bid numbeof _.bids suinitæ.
_ Addre of holding company: 270 Park Avenue
New York. NY
The holding company wil be a:
.. bank holdi -company
_ th holding compay
VI. COppd
Th following peon is the desi¡n conta pen for the Potential Acquirr:
Nam: Stephen M Cutler
Titl: Executiye. Vice Presiden~, General COunsel
Addres: 270 Park Avenue
New York, NY 10017
Telephone: 212-270-3220 (offce)
202-271-06$0 ~~~)
Facsile: 212-271-3261
cc: Name: BrianA. BesseyDan Cooney
VOL, Co,ymmatioD of TralltiD
Th Potntl Acquir agrs tht upon notfican (which may be verb) Dom th Corraonthat th Pote Acquires Bid with ~speet to one of the ~tions contempla herem habe 1Cte th Potl Açqirer wil exeut th appropri asrcni(s) and work
dil¡ently to consum the trsation, Such consmation sba oc at suh tie an plau the Coron in its sole disçreon dein,
The Potial Aeauir reprts an wartS th it ha exected and deliver to iteCorpraon a Confideity Agrent. is elilÌblc to purha as an ..ble to ex aPuba Bligibilit Cerifican ("Cerricalonj an th all infonnion prvi an
8IIdFOf 0221)1
Sc n, 20. 10;11 AMWii w.. ..I..I'
0~01 600'c t090' ;t:St soOZ.tZ'àXS
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Th is bid numbeof _ bids submitt,
reprtaons mae by or on behalf of the Potetial ACquir in coiitiOD wi this1ron an th tron conteplat hereby, inludig, but not limted to, thCoenit Agrent and it elibilit to pw:ba aset and ability to execute aCeron ar and reain tr and coec in all ma resp and do not fail to st any!a requir to mae the inOrmon contained thmin no misleaing. The Potenti Acql1ireragr ~ if it is a sucsful bidder tht on notifcaon it wil execte an imediately de liverto the FDIC a Cerfican via fa an overnigh deliery,
The undeigned on bealf of th Poteti Acquir. he~by cerfies tht (i) tb Poteti
Acquire has full power and autori to sumit ths Bid and has ta all corpte action
neswy with repet th. an (ii) the undeigned ha be dul authii LO execut and
submL this Bid on behalf of the Potentl Acquirer.
A Boa reluton autonzia¡ th submission of the bid an authng this repreentave 1Q
sin on bclfofthe instion or grup ba be submit with eah bid rom.
By:
/ jI /V
Name: Brian A. Bessey
Tide: Senior Vice President
~: September 24. 2008
9li t- O'lJ~2),200.10:i'AM WaI M. Rr
ll NY
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JPMORGAN CHASE & CO.
SECREIAirS CERIUATE
i, Anny 1, Hora Cora Setm of JPMo Cha &: Co,. a coon organb:cd UD
the laws of th S1 of Delaw. hey ce th the following is a tr and co co of relutons
adop at a me of th Bo of Dito~ of JPMorg Ch " Co. on th 24th day of Sebe
200, at which a qu wa pr an a maori of th en bo vote in favor of sa reJuions I
ñi cerfy th 1h sad reluti at the date hef, are st in fu forc an eft.
RESOLVED. th JPMorg Cha & Co. (the "Corprationj. JPMorga ChaBa Natona Asiaton (th "Ban'') andlor any wholly-owned sudi of theCorpraon be and hereby is auri to enter into th prpose tron involvig
the punha an assuption by th Corraon anor the Ba of selec as and
liailties of thrift sudiares of Waslungtn Mut. Inc. frm th Fcdci DesitInSW'ce Corpraon upn susttiy the te, includg prce. prente at thisme (th "Trasaonj;
FURTH REOLVED. th the apppri offce (each. m "'AutrizeOfce of th Cotion an th Ban be. an eah of them herby is, auze toneti. exec an deliver in the nae an on behaf of th Corpraon or the Ba asappria, such agents an oth documents relag to th Traon u thAut Ofce execut th sae dee ii or approat includi withutlitaon, one or mo bid form, te shee, agrents in prple, confdentiity
agents. esow agts, letter of intet, purha an aspton agrenasgncn an ason agent ast 1r agts, contribuon
a¡cn, resoluton agents st power eligibilty cecates or otinstts or doçents or amendent of th foreoing, such inents or dots
to co suh te, provisions reretations waties. covets an closi
coDdtions. includ without limtion, indecation provi~ as th AutOfce exectig the sae dee necssar or approprat, an the appro of the te
of suh agents to be conclusively evidence by th execon thf by suchAutiz Offce
FUTH RESOLVED. th the Apprpri Offcers of th Corraon an thBa be an eah of th hereby is, authriicd to reeipt for all as and liabilties to betrfer unr th. aplicale reluton ageeents;
FUTH REOLVED, tht the Corpme Se an any Assstt CoraSec be an eah heby is auried to cefy tht an offce of th Corption orof th Ban is an Author Offce for puse of these relutons;
or"42H5l-I-5_c:ci_SeOO8.00OZOI t:o'c £090.
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FUTHE REOLVED, th any offcer of th Corpration Or ofth Ba be, æi
eah bcy is, auton for an in the nae an on be of the Corpration an thBa to execut an deliver to any aplicale rcgu autority such aplie:on orapplie:ons notice and oth figs as may be deeed ne or advisable by such
offce in connon with the Traon;
FURTI REOLVED, tht th Board of Dirs herby adopts the form of any
and al relutions in connon with th Tration if (1) in th opinon ofth offce ofth Coron or th Ba so ae th adoption of su resolution ar ncsa oradvile, an (2) the Co Secta or any Assis Corate Sc evidesuch adption by fiin with th Corpon's or Ban's minut copies of such
relutons, whch shall thn be deeed to be adopte by th Bo of theCorpl' or the Ban an iniprate in the miute as a pa of ths relution andwith th sae force and effect as ifprete in te to this me an
FURTHR REOLVE, tht (1) th Corpraon's an the Ban's offcer be and
eah of them heby is auri to tac or caus to be taen al suh adtioii or olhacons (inludi formg susidiares of the Corpraon and The Ba ma caitacontbuons to anor providig a guarty of the obligaon of any suidies of th
Corpraon un any agnt gover thc Traon an trsf any of thas anor liabilties acui in th Traon to any susidiar of the Coraon)
an to exec or ca to be execed such addition or other docuts, cefica.
wrti or oth intrent as may be deem by su off or ofce in th
dion MC'Y. dele or appprate in oM to ca out th intet anaeplish the purse of the foregoing relutons, an (2) any acons hetofore orhereaer taen by an offce of th Corraon or of th Ban or of any of th wblly-ov. suidiares, as aplicale, in goo fath with ret to th Traon ar hebyin al rcpc raed an confed as offci actions or th Corpraon or the Ban as
the ea ma be,
WIS my had and th se of JPMorga Cha & Co, th 24th da of Scpbc 2008,- ...
.- . .,",- .. .... ..: ~
Anthny 1. Hora Se
"-' "..
.-
.... -=.-.
-~
O'C2I-S _-*_Se_2OOZOI Zto'c £C90'
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JPMORGAN CHASE &
CO.SECRET MY'S CERTlCATE
I, Anthny J. Hora Corp Sere of JPMorg Cha & Co, (the
COrpraon) and Corpte Seceta of JPMorgan Ch Ban, N.A. (th. Ban). heby
cefy tht th followi offcer ar Authorze Ofce of the Corpration or of th Ban
or both as spfied below, in conncton wi the cen resolutons adopted by th
Boad of Dirors of th Corpraon and of th Bank on the 24th day of Sepbe 2008
with repe to th propose tron involving the purcha an ason by thCoon anor the Ba of seect asts an liailities of thft subsidiares ofWasn Mut, Inc. from the Federl Det Inur Cooii
Author7.e Ofcers of the CorpraonJames DimonMichal CavanStephen M. CuerChaes W. SchBri A. BesyAny i. Hora
Authried Offcers of the BanIncludes al Authori Ofcers of the Corpraon and:Danel P. CooneyMichal Lipsitz
WIESS my ha ths 24th day of Setembe 2008.
~.d.. (
Anthony J. Hor, Secet
OTU.2H6I'~ød_OflCC_ WcsDO
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SECRTARY'S CERTDICATE
. 1, Anny J; Hor, Cote Sec of JPMor Ch Ba NatonaAsaton a naona bang asciaton organ~ under th la of th Unite Sta of
Amerca (th "Ban"). heby cefy th the followig is a tre and corr copy of relutons
aded at a mee of th Bo of Dirers of the Ba on thc 24th da of Septembe 2008. at
whch a quonu wa prest, an a majonty of thc entie Boar vote in favor of sad
relutions, I fuer cerfy that the sad R:lutoDS, at the date hei£ ar stll in fu force an
efect.
RESOLVED. tht JPMorcan Chas & Co. (th "Corpraon"). JPMorpn
Chas Bek Natona Asiation (thc "Ba'') anor any whlly-ownsubdiai of th Coron be an herby is autor to ente into thpropose trcton involvi th purha an aspti by th Corption
anor the Ban of seJeced asse an liabilities of thft subsidies ofWasn Mut. Inc. frm the Feder Desit Ince Coron upsubstætiy th term inludg price, prete at th me (th"Traon");
FURTHE RESOL YE, th th approprte offce (ca an"Authri Offee of th Corpraon an the Bai be, an ea of th
bcby is, aut to neotiate, exec an deliver in th na an on beof th Cozpon or th Ban as apprate, such agts an oth
documen relatg to th Tration as th Aut Ofce execut thsa de ne or apprprat. inlud, without lion, ODC or moebid for, te shts, agents in priple. confdentiality agtsesw agents, letrs of intent, purha an asumpton agentsassignment an aspton agrents, aset trfer agments eotnbun
agents reluton agrents, stoc po~. cligibilty cecates or otinsten or doumen or aments of th foreing. su inen or
doum to conta such te prvisions retaons, watiescovts an closing conditions inluding. without lion, indnificaon
provisions. as th Autor Offce exectig thc sae dees nec orappratc. an th approva of the tenn of suh agts to be coclusvelyevdece by th execiion therfby su Autnze Offcer
FUTI RESOLVED. th the Appropri Offce of the Corpraonand the Ban be an eah of th heby is authriic to rept for aU as
an libilties to be trsfer uner the applicable reluton ag;
FUTHE REOLVED. th the Corprae Screl an any AssttCorra Sear be. an ea herby is, authrid to cefy th an offce ofthe Corpraon or of th Ban is an Autrize Offce for purse of thesrelutons:
01'2956",loCCIfY_Baa-,tCluellJiept.2O.DOozo/ l!O'å t090.
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-~.. ~
.: ~. ..- - .:.~ .; ~~..
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FUTH REOL VE, that any offcer of the Coiraon or or thcBank be, and each here is, authori for and in the nac an on beha of th
Corpraon and th Ba to exec and deliver to an aplicale reguatauthoty suc applicaon or applications, notice and other filings as Iny bede nesa or advisablc by suh offce in coon with thc Tration;
FUTHER RESOLVED, th the Boar of Di heby adopt thfon of an and al relutons in connccton with th Traon if (1) in th
opinon of th offce of the Corpraon or thc Ban SO aç th adopton ofsu relutions ar nec or advible. and (2) th Corpte Sere or any
Asst Corate Se ev such adption by fili with theCoipon's or Ba's miute copies of suh relutions. whch shltherpon be deed to bc adopte by thc Board of th Corpraon or th Banand incorpted in th miutes as a pa of this relution and wi th saforce and efec as if prellte in ter to th meeg; an
FUTH REOLVE, that (1) the Corpraon's and the BaD's
offce be and ea of th heby is autorze to tae or caus to be ta allsuh adtiona or other acons (ùiluding formg subsidiancs of the Corpraonan th Ba mag capita contrbutions to anor prviding a guaty of thobligations of any subsdies of the Corption un any agren goverth Trasaon an trg any of thc as anor liabilites acuied in thTrasaon to any susidiar of th COrpraon) an to exec or C8ii to beexut such adtiona or other documen, cerca wrtigs or ot
inen as rny be deed by su offce or offce in th disonnec, desle or appropntc in ord to can out the inen an acclishthe puse of th foregoing relutons an (2) an acons hefore or
hc taen by any offce of the Corption or of the Ba OT of any of thwbJlY-o suidiares as aplicale, in goo faith wi re to theTraon ar ~by in all rets ratied an conñmied as offcial acons orth Cortion or the Ba as th ca may be.
WI my had and th se of JPMo Chac Ban Nationa Asiation.th 24th day of Sebe, 2008.
~i..Anthon J, Hor Se
-' .-..
OTC~S6i-Cry _B.nIU~,C'Ol1lOD_Sc_200l.DOCZO/ ;'to'C r09C' !'2ori
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JPMORGAN CHASE & CO.
SECREARY'S CERTCA IE
I, Any J. Hola Coipra Seta of JPMo Cha &. Co, (thCoraon) aD Co Sec of JPMor Chas Bi N.Á. (th Ba), hebyce th th followi offce ar Autri Ofce of th Cozl'on or of1b Ba
or bo as spfied beow, in coon wi those ce relutons adop by thBo of Ditors of th Cotion and of th Ban on th 24th day of Sebe 2008
with re to th prpo tron involvin the pU an asumon by the
Coon lDor th Ba of selected as an liailes of thft sudi ofWasng MU1, Inc. frm th Fed Desi In Corati
Auth Ofce of the CoJlocJam Di .Mich CavaStehen M. CutChales W, SchBri A, BesAny J. Hora
Autho Offce ofthe BanInclud al Autried Offce of th Corption and:
Dael p, Cooney
Michael Lipsit2
WIlS my had th 24th day of Sebe 2008.
~nAny 1. Hora Se
OJ'vt '~_01_ WeiDO
OZO¡ 9t~'a £090'~t:Bt sooz.tz'c!S
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OMB Num 300135
PURCHASER EUGJBILIT CERTICATION
The puse of th ?uhaer E1iJibilty Cefica is to idetify PrspvePu who are DO elsible to pur aset of faed fiia iDiuns fr th FedDesit .lce Coron un th laws, reguatons and polies 80vcm su sales,Coplet of the Ptha Elgibilty Ceificati wfODt lIodtiD, is a pruisire toany suc puha.
DEFONS
Afate Byses Enn:. An A ffuiate Business Entity of a Prsptive Purhames its spus, dept child or any member or its househld or any entity tht dily
orinditly is unde the control of the Prosve Puchas, cotrls the Prove Puha oris unde common contrl with the Prsptive Purer.
Assoia Pmo, An Asiat Pern of a Prsptive Puhaser who is anindividua is (1) th Prspve Puch's spouse or de child or I:y membe of
thehouseld. (2) a pIwp in which th Prspve Puhas ÜI or was a genl or litepa, or (3) a coraon of which th Prve Puha is or wa an off or di,AD As Pen ofa Prosve Puier tha is an citity is (1) my individua or entitytht, actna individua or ID concer with ODe or moe indvidu or entities, owns or conls2S pet or mo or \he Prspve Puha or (2) a mai03 or gea par of thPrve Pwhas,
Co. A CoDtr is any individua or eith ha submttd aD offer to theFDIC to pe seice or ha a contr araniemCDt with th FDIC to peor se.
Qejpgue Obligaon, A Dcliuen Obligation is any debt or du to pay moey to theFDIC ÍD ex ofSSO,OO (in th ausatc for al suh debl or duties) tht is mor th 60days delit, or any oth Diur to comply with the tc an condition of a wrtt
&g .with th FDIC th coDtuc for mor th sity (60) days followi DO. ADelinqt Obligaon do not includ any debt th has be seed nor any debt th ha beensold or trnsfer by ti FDIC, no any debt fo which th FDIC ha ~rt forgvenes ofdebt thugh th isce of an IR fomi i 099, nor any debt diched in ba.
Fiiled Inuituon A Faied InOD is any ba or sags assotion th ha beunder the COertoiship or receiverp of
the FDIC or oftb Resluton Tru Cortion. Itincludes any entity own an controlled by suh a ba or savigs asocOD.
~. FDIC mea the Fed Deosit Iuur Coration, wheter act in itcoi capacity or as conat or reiver of a Failed Inon.
Fcd I)li INl CoOlPI EJJi Ceoc 1
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PlOve Pwb,'G, A Prospve Purcha is any inividt or entity tht ;nteds toma an offer to pu ass of a Faied Intiion frm the FDIC. For all puise of
thCccaton, an "entity includ any entity with a legay in exce, ùi1udna.withou limn, a tr the beefci of at lea a 25% sh of the pree of a 1n a
paip; a COtion an asiaton or any oter orgizaon or soiet.
Subspt'l Lo, A Substtial Los is (i) any debt or du to pay money to th FDIC ora Faied lmtution th ha an outadi ba1a of mo th S50,oo and tht is mor th90 da put due; (ü) an UDpad fi judgmt of more tb $50,00 reles ot whe it is
forven in i baz preeing; (ii) a deficicy balan followi a forlos sae of .moze th $50.000 regaes of wheer it is forgven in a ba prog; or (iv) any
loss of mo tha SSO.OO re on an IRS Fon i 09-C (Iormn Rcpi forDisc of Indtees).
ELIGJBIL CERTJFCATION
The Wldegoed herby ceres tht al of the followŽDg sttents ar tr, COrTci an
comlet when made an wil be tr at closg oftb sale.
A. FDIC EmplOV Neith the Propecve Puhase nor any membe of the ProspvePuha's imiat fay (spus, depdent child, or member ofthc housld) is
an employee oftb FDIC.
B, Dehqgea ObUe!n. Nei the Prove Purçha nor any of its AfteBuine Enties ba a Deliquent Obligaon. Und cerúlÍ1 ci11ce, tn
cetln rar~ l1 lh paragraph may be waived. For more informtion about t1iWdvc proess aM criter C01lCl the FDiC sal rarue. Note: lftJ sa is
for FDIC reol es o'IMd or item suh as .fite, fixir. or auplreli, arrÆ
(lutomobiw or oiJv tagible items, and tJe bid price will be W$ tJ S2JO,OOO (pitøi or p¥r pol), t1 ~ cmifieao1J .telrort in tJis ptrtgrh B is 7JI requin
C, FDIC Cotrct Neier th Prtive Pur nor any of its Afli.BesEntities is a Contr tIW ha peormed sece relating to any of the WC th thePrpeive Purse might buy. Und certin circuuu. the cmiflCio1J nquindin tAis pagrti ma be waive For more biormaton about úi, wøvu proc lldcrteria contac tM FDlC sales repremrlive.
D. omn or Dion 0' FAiled Ipas. Neither the Prctve Puha nor itAssoia Per ba ever be an offce or ditor of a Fai Institution who (i) hapaci in a maeri way in on or mor trcton that ca . Substi Loto any suh Faied lition; an (2) in connetion with such Subst Loss has bcfound by a co or adŽDisttive tnòuial or alleged in a judici' or admtrveacon biougbt by th FDIC or any feder or st goerenta eDtity to have (i)violate any law. regution or or isue by a fcd or stte bag agen (ii)
brehe II wrtten airent with a fede Or stte baing agcy or with a Faied
Fod Dcit '~Coon1" B1òil CenificaiOD
2
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Intution (ii) =pged in an UDfe or unun pra in COt:g the af of a
Failed Intuon; or (iv) breed a fiducar duty owed to a Failed lDtion.E. Penpt fr hratop ia ti Alain of a Fai ip Neithr the
Prtive Puha no an of its Aste Pcrs) ha be remve fr orprbibit from paci in the affai of a Faile Intutin by a fi eaforemacn by th FDIC or any oth fe bang agency (Off of
the Coller of thCum, Offce of Thft Supion. or the Bod OfGOVeIrs of the Fed ReseSys).
F. Patrn pr Pndice or DefdoD. Neith the PrOSve Puha Dor any of itAssoia Pern(s) bas borrowed money or gute loa in more th OD
trcton with the ÎDtet to cau a loss or with reckes disd for wheth 5UcbtrODI would caus a loss to any ñial insttuon inur by th FDIC, wbthes loa, in th agrgaie, caus a Substl Loss to one or more Failed lnons.
G. Coayc: of Cer Crip. Neither the Prspye Purha no any of itsAsate PerD(s) (1) bas be covicte of cotta or cog to co any01I UD Seon 215, 656,657, 1005. 100, 1007, 1014, 1032, 1341, 1343 or 134of Title i 8 of th Unite Sta Co affecti any Failed Iutitu and (2) hadefaulte on my debt or duty to pay mODey (includ any guty) owe to the FDICor an Fai Insttuon to su an ext th a jut ha be rc in favor of
the FDIC or the pr scUI th det ha be forelos on.
H. U Se Fldac If UM. Neithr the Prspve Pu øol any of it AaPerns (I) ha deul on any de or dues to pay mon (inclu any JWty) tothe FDIC or i Faied hion tht, in th aggegte, exced $1,00,000, to su an
extet th a jut ha be rere in favor of the FDIC or th prpe se
the debt ha be forelosed on; an (2) nas mae an frudent mitaOD incounection with any o(th debts or dutes. 'I rqesentan is IIt reed. an Ms
11 cjec. if ~ Prspve Purcer doe 1It liii an porton of the purchae prliJolighfinQIing offered by tM FDIC.
L Tranwtlopl Stnctured to ÇjgpveDt this Certtioa, Neith th idetity norform of the Prve Puse, Dor any as of the contemlate tron habe crte or alte wi the intet. in whole or in par to alow an individu or eatity
who other would be ineligble to puhas as fr the FDIC to befit ditly or
indirelly frm th propo tron.
Fcc Det 1i CcnP\ E1pbil Cericoi
3
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PROSPECT PURC1SER L'TORMATION
! Nam of Prospecve Puha _ Individul _ Pa.erIJPMorgan Chase Bank, N,A, X Corooration TruPhysica Strt Add (For Overitt Tu Identicaon Numbe or SSNDelivery) 270 Park Ave" 4 (1. 13-4994650
Cit New York
I State ~~ipE-Mai Ades
NY 0017 charlie, scharf~chase .com
Contt Persn aD TitleCharles W. Scharf. CEO Re,t8i1 F.inancial Services
Telephone Numbe of Contact Fax Numbe of Conta Pern
r~n 212-270-5447( ) 212-270-5448
IN wt"ESS WHOF, the¡ UDderi~ ha execute ths CeficatioD as of th24 day of Scptemcer , 2008.
PROSPECl PUCHASER
J'P,AC'~ Chu eik, J., A,(P Name ofPrspetve Puha)
By: ~(Sigmtu)A"D'i :i, H,r4t\ i ~'If,k !fttk"1
(Prt Name aDd TItle of Author Sig)
Fed Det ~ CorrationPurr Eùiibiliiy CcrfiOD
4
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