judith c herrera financial disclosure report for 2009

8/3/2019 Judith C Herrera Financial Disclosure Report for 2009

1/9

UNITED STATES DISTRICT COUR TDistrict of New M exico333 Lomas B oulevard N.W., Suite 710Albuquerque, New Mexico 87102

Judith C, Herrera Telephone: (505) 348-2390District Judge

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Colmnbus Circle, N.E. -Washington, I).C. 20 544 , ~ ;7RE: Calendar Year 2009 Filing . 5 - ~ - ._

)ear Commitlee,This letter is in response to your letter of July 14, 2010, requesting additionalinformation.M y 2008 report, o n page 11, line 36 lists "Research in M otion Ltd." That asset is listedin my 20 09 report on page 5, lines 22-25, as "RIM M ."Also, my 2008 report lists "Iienera, Long, Pound & Komer Profit Sharing Plan" on page14, line 175, as a distribution. It was sold on February 4, 2008. The Value Code is "K" and the

Gain Code is "A."1 believe i have addressed the iuformation you have req uested, lfyou require furtherinlbrmation, please d o not hesitate to contact me.


2/9

FIN ANCIAL DISCL()SURE REPORT , ~ , , ~ , , , r ,bi Government Att q/ Iq7b:FOR CALENDAR YEAR 2009

[le~cra, Judith C. U.E l)istrict Cau~. NM

~ i Nomination..Acti~ c Dislricl J utlge ~ Initial

_

P.O. BoxSanta Fe, NM R~vie~ing Officer ....................... Date ......

IMPORTANT NOTISS: The ins truct ions accompanying thL~ form must be folhm,ed. Complete al l parts .checking the N(LN~E box for each ~ where you have no repor~lc infi~rmation. Sign on last page.

I. P O S I T I O N S . ~x.~,.i.~N O N E (No reportable positions.~

POSI~ON NAM E OF ORGANiZATION/ENTITY1.2.3.

N O N E (No reportahle tl.~lt(ttlttllS.IDATE PA RTIES AND TERM~

I.

2,


3/9

FINANCIAL DISCLOSURE REPORTPage.~ ~ of~ ller~ra,Judilh C.

A. Filers Non-investmenl IncomeNONE ~No reportable non-investment income.)

~ SOURCE AND TYP E INC~(~t~t~rs. ~ol s~mses)

3.4

B. Spotlse*5 Norl-Investment Income - ly),ou ~e,~ married during any p~ion of the repo~mg year c*~tnplc~ ~his se~lion,

~ N O N E (No reportat~le non-investment income.)DATE .SOURC~ AND TYP E

I2.3.

N()NE ~No reporh~bh re imbur ,~emen t .v . )~ I)AIES LOCATION P U R P O S E ITEMS PAIl)OR PROVIDED

3.4,5.


4/9

F I N A N C I A L D I S C L O S U R F . R E P O R TP~I~ 3 of~ Ihrrera ,Judith C.

~ NONE (No reporlable~ D E S ( ; R I t H O N

4.

5.

V I . L I A B I L I T I E S . ,.a.,~ , h , , ~ , 4 , , . . . .. . .. a a,, ,.~,, , , i~,,; . ~ , ~ p p . . u . ~ . ~ , m . x ~ . . .. a o , , , ~~ N O N E (No reportable liabilitws.)

CREDITO R I)ESCRI~ION V A L U E C O D EI. Zions Bank Office Bni ld~n~ - R ena l l~ o~ l~ ) #1 N

2. l ., ms Ca mp a n ~ L i mi t e d P a n n c r sh i p l~t M

3.4.

5.


5/9

FINANCIAL DISCLOSURE REPORT r ~ . . .. . oft. ....R , . t , , , r , i . ~P~I.~ 4 Of ~ Iterrera, Judith

~-~ N O N E (No reportable income, assets, or transacti~ms.)

~ 5 ~

(A-}I) o[ Int3 ( J P ) C~e ~ ~cdcmpo~m~ ~ (J-p) t,k ) ~ (il private

1. [~ank of America Account A Interest K T

2. Rental Property #1 S;mta le. N M Purch. G Rent PI Q03130194 $5 ] fi.642.3. --] Prtnrship # I S:mta Fc, NM C laterest P] W

5. Lines 6 thin 29 bclov, aJe Charles Schwab

0. Apple None K 1 Sold 07/31/09(part ~7. Sold 08;21;09(paa)g. Sold 09/I 7]~

9. Sold 09/18109(part)lf). Sold 10/26/09I. Sold 12124!09tpan~

1 2 ~

13. Citihank None B uy 02120d)9 J

1 4 . B uy 0 5 . ~ { ) 5 , O 9 J(addl1 5 . St)ld

1 6 . AIG N o n e B uy 02/2{MI9 J1 7 . Sold 05,05,0!~ ~ J A


6/9

F I N A N C I A L D I S C L O S U R E R E P O R T n ........ l ad t h C .

~ (No reportable ira:dine, asseL~, or .~ON E

I 8 Cisco Nune B uy 02/05100 J

19. Sold 02/I 1!09

2 0 . W a h n a r~ N t m c B uy 0 2 ; t l 4 / 0 9 J2 1 . Sold !02/11/09 J A22. RIMM Noue B uy 1 1 2 / I 7 / D 9

23. Buy 02/18/09(addl}24. Sold 06104/09

25, Sold

2 6 . G o o g l c N o n e J S o l d ( 1 5 1 2 1 1 0 9 J A{ p a r t )2 7 , S o l d 0 8 / 2 1 1 0 9 J B(parl)2 8 . Sold 0 9 1 1 8 ; 0 9 J A( p a r t ~2 9 . S o l d 1 2 1 0 2 / 0 9 J C( p a r O3 0 .


7/9

FINANCIAL DISCLOSURE REPORTPage 6 of ~ Ilerrera.,ludilh C.

N()~ (No rept~rtabh" iltcottw, ~s,~(ts, or trtlnsaclitms.)A. B C. D

35. NW Mt~lual I.ite h~s. ] Noltc K T

36. NW Mutual L ife Ins. ~] None L T

37 NWMlua] Lilt Ins. ] Ntme L

38 . NW Mutual Lile Ira.. ~] None L T

, I 0 .

41. Am::norise Finandal R\S Large Cap [-klni t) Non e K Tt:und42. NW M utnn~ Variable Ex~a Ordina~ Life N~me K T43. NWMutual VariaNt lixua Ordin~ Life None K " 1 14 4. N W M t ll ua ~ V ar ia bl e Extra O~dinary Life None J T

1 4 5 .46.

47.

4~ .


8/9

FINANCIAL DISCLOSURE REPORT r~ .....~ ~ . ~ , - ~ , ~ k ~ p , , , - t i , ~ g Iage 7 of 8 llerrera, Judilh C.VIII. AI)DITIONAL INFORMATION OR EXPLANATIONS. ~,ai~..,~,,n~ .....

I~rt VII, Lmc 2. [hc appraisal was ma0c in Fchrnary.Pa~ VII. line 33 was in~dvertently omitted fr~m previ~us tep~)as II w;~,~ acquired prior t~


9/9

F I N A N C IA L D I SC LOSU R E R E P OR TU , ~ r ~ r , , , . ~ d . , c , age 8 o f 8 0 5 , i l w : 0 1 1 1

IX. CERTIFICATION .1 {~rti[~ that all mlormation given ab~ve {including information pertaining I{~ my SlmnSe aml minnr or dependent children, i! anyl isaccurah:, ~ruc. and complttt. Io the be~! of my knowledge and bclief, and thai any inl~}rmation not reporled was withhchl bet:ause it met applicable statuh~rypr~}v isions p~:rmitting non-disc|osure.I furLker certily that earned income from ouLside empl{}) merit and huntwaria and th~ acceptanct of gil~s v, hich have hecn r~ported arc in~:ompliance with the provisi~rk~ of 5 U.S.C. app. 501 el, seq.. 5 U.S.C. 7353, and J udicial Conference regulatim~s.

Signatt~]NOTE: ANY INDIVII)UAL WIIO KNOWINGLY AND WII,FUI,I,Y FALSIFIES OR I:AII,S TO FILE Tills REPORT MAY" Bt; SUBJECT TO 21VILAND CRIMINAL SANCTIONS {5 II,~.C. app. 104)

FIIANG INSTRUCFIONSM ail signed original and 3 additional copies to:

Committee on F inancial DisclosureAdministrative Of fice of tim U nited States CourtsSuite 2-301One Columbu s Circle, N.E.Wa.ahington, I).C. 20544

judith c herrera financial disclosure report for 2009

Documents