katherine s hayden financial disclosure report for 2010

8/3/2019 Katherine S Hayden Financial Disclosure Report for 2010

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I AO IORe*, . 1 /2011 FINANCIAL DISCLOSURE REPORTFINAL FILING Repor t Re quired by the Ethicsin Governme nt Act ofl978(5 U.S .C app. 101-111)I . P e r s o n R e p o r t i n g (last name, first, middle initial)

Hayden, Katharine S.

4 . T i t l e ( A r t i c l e I I I ju d g e s i n d i c a t e a c t i v e o r s e n i o r status;magistrate judges indicate full- or part-time)

Article II1 Judge - Senior Status

7. Chambers or O f f i c e A d d r e s sUnited States District CourtFrank R. Lautenberg Pos t Off i ce & Co urthouse BldgNewark , New Jersey 07101

2. Court or OrganizationUS District Court - DNJ

3 . D a t e o f R e p o r t05/15/201 I

5a. Report Type (check appropria te q , pe)] Nomination, D a t e[] lnilial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ewith applicable laws and regulations.

Reviewing Officer Date

6 . R e p o r t i n g P e r i o dI / I /2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be fo l lowe,; Com ple te al l part s ,check ing the NO NE box for each par t where you have no repor table in formation . S ign on las t page .

I . P O S I T I O N S . ( R e p o r , i n g i n d i v i a u u l o n l y ; ~ ~ . 9 - 1 3 of filing instructions.)D N O N E ( N o reportable p osit ions.)

POSITIONI. Adjunct Professor2. Board of Directors3.

4.

5.

N A M E O F O R G A N I Z A T I O N / EN T I T YSeton Hal l Universi ty School of Law

Federa l Judges A s s oc i a t i on

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructionsO~] N O N E (No reportable agreeme nts. )

_ D A T E P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 11

N a m e o f P e r s o n R e p o r t i n gHayden, K atharine S.

D a t e o f R e p o r t05/15/2011

I ll . N O N - I N V E S T M E N T I N C O M E . (Reporting n d i v i d u a l andspouse; seepp. 17-24 of fi ling instructions.)A. Filers Non-lnvestment Incom e

D (No reportable income.)ON E non-investmentD A T E SO U RC E A N D T Y PE IN C O M E(yours , not spouses)

I. 2010 Seton Hal l Univers ity School o f Law , Adjunc t P rofessor - Spr ing Term $6,000.002 .2 01 0 Seto n H all U niv ersity Sc ho o l o f L aw , A djunc t P ro fesso r - Fall T erm $6,000.003.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reportlng year, complete this section.(Dollar amount not required except for honoraria.)

D (No reportable non-investment income.)ON E

1.20102.3.4.

DATE SOURCE AND TYPEPartner, Law Firm -

I V . R E I M B U R S E M E N T S - transportation, lodging, food, e nte r ta inme nL(Includes those to spouse and de pendent children; see pp. 2 5-27 of filing instructions.)

D (No reportable reimbursements.)ON ESO U R C E D A T E S LOC A TION PURPOSE ITE MS PA ID OR PROV IDE D

I. Nat ional Workshop fo r 5 /19 /10 to 5 /21 /10 Washing ton , DC W orkshop Hotel, T ransp o rtatio nDistrict Judges

2. C o m m ittee o n D efender 10/21/10 to 10/22 /10 W ashing to n, D C C o m m ittee M eeting Hotel , Transportat ionServices3. C om mittee o n D efender 12 /7/10 to 12 /10/10 N ap les, Flo rida Comm it tee M eet ing Hotel , Transportat ion, MealsServices4.5.


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FINANCIAL DISCLOSURE REPORTPag e 3 o f 1 1

Name of Person Repo rtingHayden, Kathar ine S.

Date of Report05/I 5/201 I

V . G I F T S . a n c l u d e s t h o s e t o s p o u s e ~ n d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts . )

SOU RC E D ESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T IE S . a n d u d e , th o s e o l s p o u s e a n d dependent children; see pp. 32-33 of filing instructiong)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in gHayden, Katharine S.

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)NONE ( No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(I) (2)

P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from prior disclosure Code I div. , r en t ,( A -H ) or int .)

Gross va lue a t endof r epor t ing per i odO) (2)Value ValueC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

0)T y p e ( e . g .,b u y , s e l l ,

r e d e mp t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4) (5 )

D a t e V a l u e G a i n Identity ofmm/dd/yy C o d e 2 i C o d e I buyer/seller

(J-P) ! (A-H) (ifprivatei transaction)

1 . B R O K ER A G E A C C O U N T # 12. - Arbor Real ty Trus t Inc . Comm on Stock3. - Consol ida ted Edison Inc . Commo n Stock A

NoneDividend

5.6.

7.

8.9.

1 0 .

- Duke Energy Corp . (Holding Com pany)C om m on S t oc k- Encana Corp-Cad Common Stock- Enterpr i se P rods Par tners LP Comm onStock- G laxoSmithKline PLC SP ADR C ommo nStock- JP Morgan Chase & Co. Commo n Stock- Kimberly Clark Corp . Comm on Stock- Newel l Rubber rna id Inc . Comm on Stock

A DividendA DividendB DistributionA DividendA DividendA DividendA Dividend

J T

J T

K T

J T

K T

J T

Sold I 1/04/10I 1 . - N ok i a C o r p . Sponso r e d A D R C o m m onStock1 2 . - Penta ir Inc . Commo n Stock

A DividendA Dividend

J

JT Bu y(addl)T

0 6 1 1 1 / 1 0 J

1 3 . - P f i zer Inc . Commo n Stock1 4 . - Saso l Ltd ., Spons . ADR C ommo n Stock1 5 . - Wal t Disney Co. Comm on Stock

1 6 . - Al t r ia Group Inc . Comm on Stock1 7 . - Aqua Amer ica Inc . Comm on Stock

A DividendA DividendA Dividend

A DividendA Dividend

J

K

K

J

J

T Bu y(addl)TT

TT

01/26 /10

1. Income Gain Codes: A =$ 1,000 or less B -$ 1,001 - $2,500 C = $2 ,501 - $5 ,000 D :$5,001 - $15,000(See Columns B 1 and D4) F =$50.001 - $ 100.000 G =$1 00 .00 1 - $ 1 .0 00.0 00 H I = $ 1,0 00.0 01 - $5 .0 00 .0 00 H2 =Mo ne than $5.000.000

2. V alue C o des J = $15 .000 or less K = $15.001 - $ 50.000 L = $50.001 - $ 100,000 M =$ 100,001 - $250,000(See Columns CI and D3) N ~$250,091 - $500.000 O -$ 500 ,0 91 - $1.0 ~L 00 0 PI =$1.000.001 - $5 ,000.0~ 0 P2 =$5.000,001 - $25 .000,000

P3 =$25,000,001 - $50,000.000 P4 -More than $50,00~.0003. Value Method Codes Q =Appraisal R =C ost (Real Estate Only) S =As~:ssmcnl T =C ash Market

( see Column C2) U =Book V a lue V =O the r W =E~,timatcd

E =$15,001 - $50,0~O


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FINANCIAL DISCLOSURE REPORTPage 5 of I 1

N a m e o f P e r s o n R e p o r t in gHayden, K atharine S.

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income , va l ue , t ransac t ions ( Incl udes those o f spouse and dependen t ch i l dren; se epp . 34- 60 o f f i ling ins truc tions . )N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during(including trust assets) reporting period

(1) (2)Place "(X)" after each asset A mo unt T yp e (e.g .,

exempt from prior disclosure Code I div., rent,(A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Value

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e Value Gainmm/dd/yy C o d e2 Code I

(J-P) (A-H)

(5 )Identity of

buyer/seller(if private

transaction)

1 8 .

1 9 .

20 .

21 .22 .

23 .

- AT& T Inc . Com m on S t ock B Dividend K T- Chesapeake Energy Corp . Common Stock A Dividend K T

- Honeywel l Int l Inc . Commo n Stock A Dividend J T- Mic rosof t Corp Common Stock A Dividend J T

Bu y I 1/09/10(addl)Bu y 03/I 2/10

(addl)

J

- Mitsubishi UFJ Financial Group Inc. A DR AC om m on S t oc k Dividend-Proc te r & Gamble Co. Commo n Stock A Dividend K T

24 .25 .

26 .27 .

28 .

- Wal -Mar t S tores Inc . Common Stock A Dividend J T-Ci t ibank NA South Dakota Bank D epos i tProgram A Interest-CVS Caremark Corp. Common Stock A Dividend J T-Foste r Wheeler AG Com mon Stock N o n e Sold 05/13 /10 J(part)

Sold 05 /18 /10 J

See Note in Part VIII

A

29 .

30 .

31 .32 .

33 .34 .

-L-I Ident ity Solut ions Inc . C ommo n Stock N o n e Sold 09/24/I 0 J- Transocean Ltd Swi tzer land Com mon N o n eStock- Seaspan Corp Common Stock A Dividend

- A l i gn T e c hno l ogy Inc C om m on S t oc k N o n e

J

J T Bu y 05/13 /10(addl)Bu y 11/04/10(addl)Bu y 11/09/10(addl)Sold 01 /26/10

JJ

JJ

I . Income Gain Code~: A = $1,000 o r less B = $1,001 - $ 2 , 5 0 0 C =$2,501 - $5,000 D =$5.001 - $ 1 5 , 0 0 0( see Columns BI and D4) F = $50.001 - $100 .000 G = $100.001 - $1.000.000 HI =$1.000.1301 - $5.000.000 H2 -Mo re than $5.000.000

2. Value Codes J =$15.000 or Ic,s K $15.001 - $50.000 L =$50.001 - $100.0~O M -$ I00.001 - $250.000(See Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.000.000 PI =$1.000.001 - $5.000.000 P2 =$5.000.001 - $25 .000.000

P3 $25.000.001-$50.000.000 p4 = More t ban $50.000.0003. Value Method Codes Q =Appraisal R =Co st (Real Estate O n l y ) S =A ssessment T =Cash MarketISee C o lum n C 2) U = Bo o k V alue V Ot h e r W -Estimated

E =$15.001 - $50.000


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D a t e o f R e p o r t05/I 5/20 I I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions ( Includes those of spouse and dependent children; seepp. 34-60 of f il ing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d0) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f repor t ing per iod(I) (2)Value Value

C o d e 2 M e ~ h o d(J-P) C o d e 3

( Q - W )

T y p e ( e . g .,buy, sell ,

r e d e m p t i o n )


D a t e Value Gainmm/dd!yy Code 2 Code I

(J-P) (A-H)

(s)Ident i ty of

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

35 . - Dar l ing Intl lnc Commo n Stock N o n e36 . - Energy Transfer Par tners LP Com mon B Distribution KStock37 . - Aercap Holdings NV Co mmon Stock N o n e J38 . - Ho m e D ep o t I n c C o m m o n S t o c k A Dividend J39 . - Layne Chr islensen Co Comm on Stock N o n e J40 . - Lowes Comp anies Inc Commo n Stock A Dividend J41 . - McDonalds Corp Common Stock A Dividend K42 . - W e l l s F ar go & C o C om m on S t oc k A Dividend J43 . - B P P L C Sp o n s A D R C o m m o n S t o c k A Dividend44 .

Sold 02/I I110T

TT Sold 11/12/10(part)TTTT

Bu y 03 /12/10(addl)Sold 06/07/10

J

J

See Note in Part VIII

45 . - Bri s to l Myers Squibb Co. Com mon Stock A Dividend J46 . - Conagra Foods Inc . Comm on Stock A Dividend J47 . - Deere & Co. Common Stock A Dividend J

TTT

48 . - E l Paso Corp . Common Stock A Dividend J49 . - Genera l Elec t r ic Co. Co mmo n Stock A Dividend J

50 . - H J Heinz Co. Common Stock A Dividend K

TT

T

Bu y(addl) 12/08110

51 . - Hewlet t Packard Co. Com mon Stock A Dividend J T

I. Income Gain Codes: A =$1,000 or less B = $1,001 - $2 ,500 C = $2 ,501 - $5 ,000 D :$5.001 - $15,000ISce Columns B I and D4) F = $50,001 - $100 ,000 G = $100,001 - $1,000.000 H I = $ 1, 00 0 ,0 0 1 - $ 5 .0 0 0. 0~ 0 H 2 = M o re t ha n $ 5, 00 0 ,0 0 0

2. Value Codes J =$15,000 or less K = $15.001 - $50,000 L = $50.001 - $100,000 M -$100,001 - $250,000(Scc Columns C I and D3) N =$250.001 - $500,000 O =$500.001 - $1,000.00~ PI =$1,000.001 - $5,000.000 P2 =$5,0~),001 - $25,000,000

P3 =$25,000,001 - $50.000.000 P4 -More than $50,000,0003. Value Method Codes Q =Appraisal R =C ost (Real Estate Only) S =Asscssmcnl T = Cash Market[See C o lum n C 2) U = Bo o k V alue V Ot h e r W =E stimated

E =$15,001 - $50.000


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D a t e o f R e p o r t05/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .co~,o , , ,a tuo , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~] NONE ( No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from prior disclosure C o d e 1 d i v . , r e a c t ,( A - H ) o r i n t . )

Gross va lue a t en dof r epor t ing per i od(1) (2)V alue V alueCode 2 M e th o d

(J-P) C o d e 3( Q - W )

(i )Ty~ (e.g.,b u y , s e l l ,r e d e m p t i o n )


D a t e Value Gainm m / d d / y ~ , Code 2 Co de I

(J -P) ( A -H)

( 5 )I d e n t i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

52 . - KelloggCo. Common Stock A Dividend5 3 . - K r a f t Fo o d s I n c . C la s s A Co mm o n S to ck A Dividend

J

J

T Bu y(addl)T

08/18/10 J

54 . - Marathon Oi l Corp . Comm on Stock A Dividend J55 . - Nat iona l Oi lwel l Varco Inc . Commo n A Dividend JStock56 . - Nusta r Energy LP Commo n Stock B I Distribution K57 . - Ot ter Tail Corp . Comm on Stock A Dividend J58 . - Parker -Hannif in Co rp. Commo n Stock A Dividend K59 . - Phil ip Morris Intl Inc. Common Stock A Dividend K60 . - Q uanta Serv ices Inc . Common Stock N o n e J61 . - Raytheon Comp any Common Stock A Dividend J6 2 . - H ud s on C o unt y N J Im p t A u th M un ic i p al C InterestBond63 . - Cenovus Energy Inc . Comm on Stock A Dividend K64 . - Genera l Cable Corp Com on Stock N o n e J65 . - Louis iana Pac i f ic Corp Co mmo n Stock N o n e J66 . - Uni lever NY NY Shs Com mon Stock A Dividend J

67 . - Florida Citizens Ppty Ins Corp Sr Sec A Interest KMunic ipal Bond68 . - N J Edu F a c s A u t h Re v Rf ndg Bonds - U n i C Interest Lof MedJDen of NJ

TTTTTTTT

MaturedTT Bu y

(addl)T B uy(addl)T Bu y(addl)TT

10/01/10 K

03/02/I 005/18/1005/13 /10

J

J

J

I. Inco m e G ain Co des: A ~$1,000 or less B = $1,001 - $2 ,500 C = $2 ,501 - $5 ,000 D =$5,001 - $15,000(S ee Co lum ns B I an d D 4 ) F =$ 50 .1 ~ I - $ 10 9.0 ~ G =$ 100 ,0 91 - $ 1,0 ~0,0 ~0 H 1 = $1,0 0~ ,0 01 - $ 5,0~ 1.00 0 H2 =M ore than $5,00~,09~

2. Value Code~ J = $15 .000 or less K = $15,001 - $50,1)00 L = $50,001 - $ 100,000 M =$ I 0(I,0~ I o $250,00~(See Columns CI and D3) N =$250,001 - $500,000 O =$500.001 - $1,000,000 PI =$1,000,091 - $5,000,000 P2 =$5,000,001 - $25 ,000.000

P3 -$25.000.001 - $50,000,000 P4 =M ore than $50,000,0003. Value Method Codes Q =Appraisal R -Cost (Real Estate Only) S -Assessment T =Cash Markct(See Column C2) U =Book V a lue V =O the r W =E stimated

E =$15,001 -$50.000


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FINANCIAL DISCLOSURE REPORTPage 8 of ! 1


D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n e o , , e . , a l u e , t r a n s u c t l o n s ( I n c l u d e s t h o s e of spoase and dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No re portable income, assets, or transactions.)

D esc rip tio n o f A ssets In c o m e d u rin g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g .,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

Gross value at e n dof reporting p e r i o d( 1 ) ( 2 )V alue V alue

C o d e 2 M e th o d(J-P) C o d e 3( Q - W )

(i )T y p e (e .g . ,b u y , s e l l ,


Transactions during reporting I ~ r i o d( 2 ) ( 3 ) (4)

D a t e Value Gainmm/dd/yy C o d e2 Code I

(J -P) ( A - H )

( 5 )I d e n t i ty o f

buyer/seller( i f p r i v a t et r a n s a c t i o n )

69 .70 .71 .72 .73 .74 .75 .76 .77 .78 .79 .80.81.82.83.84 .85.

- New Jersey ST Edl Facs Auth Rev Refdg - A InterestKean Univ Bond- California St Var Purp Genl Oblig B InterestMunic ipal Bond- A X T I n c . C o m m o n S t o c k

K TK TJ T Bu y 11/04/10

- T he Ba b c oc k & W i lc ox C om pa ny N o n eC om m on S t oc k

- Boe i ng C o . C om m on S t oc k N o n e K

Bu y 11/09/10 J( a d d l )

T S p i n o f f 0 5 / 1 3 / 1 0 J( f r o m l i n e 7 7 )

S o l d 0 8 / 0 2 / 1 0 J(part)T Bu y 11/12/10 J

- M c D erm o tt In tem antio nal Inc . C o m m o n N o neStock

- N ew Y o rk C o m m u n i ty B an c o rp C o m m o n A DividendStock- Publ ic Serv ice Enterpr ise Grp Comm on A DividendStock- To tal S.A Spons ADR Com mon Stock A Dividend

JJ

J

Bu y 12/08/I 0(addl)T Bu y 05 /13/10

Bu y 12/08/10(addl)T Bu y 02 /04 /10T Bu y 01/26 /10T Bu y 10/13/10

JJJJJK

- Tupperware Corp . Common Stock A Dividend J T Bu y 01~6/10 J- V o d a fo n e G ro u p P L C Sp o n s A D R N ewC om m on S t oc k- Whi r lpoo l Corp Common Stock

N o n e J TN o n e J T

Bu y 10/13/10 JBu y 12/23/10 J

- Cas ino Reinves tment Dev Auth NJ Bond A Interest K T Bu y 03/02/10 K

See Note in Part VIIISee Note in Part VIII

I . Income Gain Codes: A = $1,000 o r less B = $1,0~1 - $2,500 C = $2 ,501 - $5 ,000 D =$5.001 - $15,000(See Columns B I and D A ) F = $50.001 - $100 .000 G = $100,001 - $1,00~ ,000 H I = $ 1, 0~ 0 ,0 0 1 - $5 ,0 90 .0 0 ~ H 2 = M o re th an $5 ,0 0 0, 00 0

2. Value Codes J =$15,0~0 o r less K =$15,0~1 - $50,000 L $50 ,001 - $1 00 ,000 M =$100,001 - $250.000ISc e C olum ns C I and D 3) N = $250.001 - $500 ,000 O = $500,001 - $1,0~0.000 P I =$1,000.0Ol - $5 ,000.000 P2 =$5 .0~ .0~1 - $25 ,000 .000

P3 $25,00~,001 - $50,000,0~0 p4 =M ore than $50,00~.00~3. V alue I,,tc thod Codes Q =A pp raisal R =C ost (Real Eslale Only) S =A ssessment T =Cash Market

(S~e Column C2) U =Book V a lue V = O ther W =E stimaled

E = $ I 5 . 0 0 1 - $ 5 0 . 0 0 0


9/22


N a m e o f P e r s o n R e p o r t i n gHayden, K atharine S.

Date of R e p o r t05/I 5/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions ( Includes those o f spouse and de pende nt children; see pp. 34-60 o f f iling instructions.)N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) repening period

(I) (2)P l a c e " ( X ) " a f t e r ~ a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)V alue V alueC o d e 2 M e th o d

( J - p ) C o d e 3( Q - W )

(~ )T y p e (e.g.,buy, sel l .



D a t e Value G a i nm m / d d ! y y Code2 Code l

( J - P ) : (A-H)

(5)I d e n t i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

86 . - NJ Higher Ed Assistant Auth Bond B Interest8 7. - Western Asset Municipal Money Market A InterestFund8 8. B R O K ER A G E A C C O U N T # 2

K Bu y 01114/10 KSee No te in Part VIII

89 .90.91 .

- Fidel i ty Investments Money Market A DividendA c c o un t- Western Assset Municipal Money Market B Interest NB R O K ER A G E A C C O U N T # 3

92 . - Cit ibank NA B ank Deposi t93 . I R A / 4 01K A C C O U N T S

A Interest

94 .95 .96 .97 .

- IRA Franklin Templeton M utual SharesFund Class A C Dividend- IRA Smith Barney Mon ey Funds Inc. A InterestClass A- IRA Smith Barney Mon ey Funds Class A C Interest M

TT

Redeemed 11/30/10

- Guardian Whole Life E Dividend Redeemed 11/30/10 M

1. Incom e Gain Codes: A =$1,000 or less B -$1.001 - 52.500 C =52,501 - $5,000 D =$5.091 - $15.000(See Columns B I and D4) F = $50.001 - $100.000 G :$100 .001 - $1,000 .000 H I =$1.000,001 - $5.000,000 H2 -Mo re than

2. Value Codes J =$15.000 or les$ K $15.1901 - $50,000 L =$50.001 - $100.000 M $100,001 - $250.000(See Columns C I and D3) N =$25 0.001 - $500,000 O =$500.001 - $1,000,000 PI =$1.000,001 - $5,000,000 P2 -$5 ,000,001 - $ 2 5 , 0 0 0 . 0 0 0

P3 =$25 ,000,001 - $50.000,000 P4 =Mo re than $50,000.0003. Value Method Codes Q =Appraisal R =C ost (Real Eslale Only) S =Asses~.mcnt T -Cash Market(See Colu m n C2) U =Book Value V =O the r W =E~ timated

E =$15.001- $50.000


10/22


N a m e o f P e r s o n R e p o r t in gHayden, Katharine S.

D a t e o f R e p o r t05/15/201 I

VIII . ADDITIONAL INFORM ATION OR EXPLANATIONS.Part VII -Line 25 - C i t ibank NA South Dakota Bank Dep os i t P rogram i s a sweep mo ney market bank accountPar t VII-L ine 37 - Due to a merg er on 3 / 2 5 / 2 0 1 0 , shareholders shares of Genesis Lease Ltd ADR were exchang e for an equal number of shares of AercapHoldings N.V.Par t VII-L ines 73 and 74 - Du e to a spinof fon 8 /5 /2 0 1 0 , shareholder was c redi tcd~ .~i] sha re s o~ T he B a b c oc k & W i l c ox C o m pa ny b a se d on sha re ho l de r s ho l do~ shares of McD ermot t Inte rna tiona l Inc . ; sa le in Co lumn D of L ine 72 represents cash in lue of f rac t iona l shares resul ting f rom sp inof fPart VII -Line 87 - W es tern Asset Munic ipal Money M arket Fund i s a sweep m oney market bank account w hich had zero value at the end of the repor t ing per iod


11/22



D a t e o f R e p o r t05/15/2011

IX. CERTIFICATION.I cer t i fy that a l l info rmation g iven abo ve ( including inform ation per ta in ing to m y spouse and m inor o r depend ent ch i ldren , i f any) is

accurate , t rue , and comp lete to the bes t o f my kno wledg e and bel ief , and that any information no t repo r ted was withheld because i t met app l icable s ta tu to ryprovis ions permit t ing non-disclosure.! fu r the r ce r t i fy tha t ea rned incom e f rom ou t s ide employm ent and hono ra r i a and the acceptanc e of g i f t s ~vh i ch hav e been repor t ed a re incom pl i ance w i th the prov i s i ons of 5 U .S .C . app . 501 e t . seq . , 5 U .S .C . 7353 , and Judi c i a l Confe rence regu la t i ons .

Signature: S/Katharine S. Hayden

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


12/22

AO 10Rev. 1/2010FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 200 9

Rel~ort Required by the Ethicsin Government Act of 1978(5 U.S. C. app. 101-111)

I . Person Rep or t ing ( las t name, f i r s t , middle in i t ia l )H ayden , K a t ha r i ne S .

4. Ti t le (Ar t ic le I I I judges indicate ac t ive or senior s ta tus ;magis t ra te judges indicate fu l l - or p ar t - t ime)A r t i c l e I l l Ju dge - A c t i v e

7. Chambers or Of f i ce AddressU ni t e d S t a t e s D i s t r i c t C ou r tU S P O & C o u r t h o u s e B u i ld i n gN e w a rk , N e w J e r se y 07101

2. Court or OrganizationU S D i s t r i c t C ou r t - D N J

5a. Repor t T ype (check appropr ia te type)11" ~ Nomination, D a t e[] Initial [] Annual [] Final

3. Date of R e p o r t06/9/2011

6. Report ing Pe riod01/01/2009

to12/31/2009

5b. [] AmendedRepon8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

R e v i e ~ d n g O f f i c er Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last pag~

I . P O S I T I O N S . m , m , i, g i ,a ~ v l a , , ~ o , l y ; , ,, r ~ , . 9 - 1 ~ o f ~ a ~ . ~ instructions.)[---] N O N E ( N o reportable p osit ions.)

I. Adj unc t P rofe s s or2. Board of Di rec tor s3.4.5.

P O S I T I O N NAME OF ORGANIZATION/ENTITYSeton Ha l l Unive rs i ty Sc h ool o f LawF edera l Judges As s oc i a t i on

D A T E PARTIES AND TERM S


13/22

FINANCIAL DISCLOSURE REPORTPage 2 of 11N a m e o f P e r s o n R e p o r t in gHayden, Ka thar ine S .

D a t e o f R e p o r t06/9/2011

I II . N O N - I N V E S T M E N T I N C O M E . (Reporffng individual andspouse; seepp. 17-24 of filing instructions.)A. Fliers Non-Investm ent Incom e

[~ N O N E ( N o reportable non-investment income.)D A T ~ E S O U R ( ~E A N D T Y P E I N C O M E(you r s , no t spou se s )

I . 2009 Se ton Ha l l Unive rs i ty Sc h ool o f Law, Adj unc t P rofe s s or - Spr ing T e rm $ 6, 000. 002. 2009 Se ton Ha l l Unive rs i ty Sc h ool o f Law, Adj unc t P rofe s s or - F a l l T e rm $ 4 , 500. 003.4.

B . S p o u s e s N o n - l n v e st m e n t I n c o m e - If you were m arried during any portlon of the reporting year, comp lete this section.(Dollar amount not required except for honoraria.)

D N O N E ( N o reportable non-investment income.)

I . 20092.3.

4.

D A T E SO U R C E A N D T Y P EParmer, i~,,, ~;~

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-27 of f i l ing instructions.)~] N O N E (No reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION P U R P O S E ITEMS PAID OR PROVIDED


14/22

FINANCIAL DISCLOSURE REPORTPage 3 of 11N a m e o f P e r s o n R e p o r t in gHayden, Ka thar ine S .

D a t e o f R e p o r t06/9/201 I

V . G I F T S . a n c l u d e s , h o s e ,o s p o u s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts .)

SOURCE D E S C R I P T I O N1.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)N O N E ( N o reporta ble liabilit ies.)

CREDITOR DESCRIPTIONI.2.

3.4.

5.

VALUECODE


15/22

FINANCIAL DISCLOSURE REPORTPage 4 o f 11

N a m e o f P e r s o n Repor t ingHayden, Katharine S.

Date of R e p o r t06/9/2011

V I I. I N V E S T M E N T S and T R U S T S - i .... e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E ( N o reportable income , assets, or transactions.)

Descr ip t ion of Assets Transac t ions dur ing repor t ing per iod( inc luding t rus t asse ts )Place "(X)" after each assetexempt f rom pr ior d isc losure

Income dur ingr e p o r t i n g p e r i o dO) (2)I A m o u n t T y p e ( e . g .,Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)Value ValueC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

(i )T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )

(2) (3)D a t e Valuem n d d d / y y C o d e 2( J - P )

(4)GainCode I(A-H)

(s )I d e n t i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

1 . B R O K E R A G E A C C O U N T # I2. - A l c o a I n c . C o m m o n S t o c k A D iv id en d So ld 08/26/09 J3. - Arb or Rea l ty T rus t Inc . Com mon Stoc k( )4. - Co n so l id a ted Ed iso n In c . Co mmo n S to ck A Div idend J T5. - D u k e E n e r g y C o r p . ( H o l d i n g C o m p a n y )C o m m o n S to c k6. - E n c a n a C o r p - C a d C o m m o n S t o c k

D i v i d e n d

D i v i d e n d

T

K T

8.

9.

- Ente rpr i s e P rods P a r tne rs LP Common B Dislribut ion K TStoc k- G l a x o S m i t h Kl i n e P L C SP A D R C o m m o n A D i v i d e n d J TStoc k- J P M o r g a n C h a s e & C o . C o m m o n S t o c k A D i v i d e n d K Bu y 01/22/09 J(ad d l )- K i m b e r l y C la r k C o r p . C o m m o n S t o c k A Div idend J

I 1 . - N e w e l l R u b b e r m a i d I n c . C o m m o n S t o c k A D i v i d e n d J1 2 . - N o k i a C o r p . Sp o n s o r e d A D R C o m m o n A D i v i d e n dSto ck1 3 . - P e n t a i r I n c . C o m m o n S t o c k A D i v i d e n d

JJ

TT

1 4 . - P f i z e r I n c . C o m m o n S t o c k A D i v i d e n d J T1 5 . - S a s o l Lt d . , S p o n s . A D R C o m m o n S t o c k A Div idend J

1 6 . - W a l t D i s n e y C o . C o m m o n S t o c k A Div idend J T1 7 . - A l t r ia G r o u p I n c . C o m m o n S t o c k A Div idend J T

I . I n co m c G a i n C o d e s :(S e e C o lumn s BI a n d D4)

2 . Value Codes(S e e C o lumn s C I a n d D3)3.Value M ethod Codes(S e e C o lumn C 2)

A =$1,000 or less B = $ 1 . 0 0 1 - $ 2 5 0 0 C =$2. 501 - $5 . 000F = $ 5 0 , 0 0 1 - $ 100,000 G =SI00.001 - $1,000.000 HI =$1.000.001 - 15,000,000J =$15.009 or less K =$15,001 - $50.000 L =$50,001 - $100.0OON =$250.001 - $500.000 O =$500.001 - $1.0(30,000 P I =$ 1.000.001 - $ 5 .0~ ,000P3 =$25,000,001 - $50.000.000 P4 =More than $50.000,000Q =A p p r a i sa l R = Co st (R ea l E sla te O nly) S = Asse s:,m cn lU = Book Value V = O ther W = E stim ated

H2 =More than $5.000.000M =$100 .001 - $250,000P2 =$5.000.001 - $25.000.000T = Cas h M ar ket


16/22


N a m e o f P e r s o n R e p o r l in gHayden, Katharine S.

Date of Report06/9/2011

V I I . I N V E S T M E N T S a nd T R U S T S - income, value, , .... actions (Includes those of spouse and dependent children: see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

exempt f rom pr ior d isc losure

Income dur ingr e p o r t i n g p e r i o d(I) (2~: Amount Type (e .g .,i Code I div., r e n t ,

ii (A-H) [ or

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)Value ValueC o d e 2 M e t h o d

0- P) C o d e 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(1 )Type (e.g.,

buy, sell,redempt ion)

Date i Value [ Gainm m / d d / y y C o d e 2 C o d e liO-P)


1 8 . - A q u a A m e r i c a In c . C o m m o n S t o c k A Div idend J T1 9 . - A T & T I n c . C o m m o n S t o c k B Div idend K T

Bu y 10/13/09 J(ad d l )

20 . - Ch e sa p e a k e En e r g y Co r p . Co m m o n S to c k A Dividend K T21 . - H o n e y w e l l I n t l In c . C o m m o n S t o c k A Div idend J T2 2 . - M i c ro s o f t C o rp C o m m o n S t o c k A D i v i d e n d J T

Bu y 06/04/09 J(ad d l )

23 . - Mi t s ub i s h i UF J F inanc i a l Group Inc . A DR A Div idendC o m m o n S to c k24 . - P r o c t e r & G a m b l e C o . C o m m o n S t o c k A Div idend K T25 . - W a l - M a r t S t o r e s I n c . C o m m o n S t o c k A Div idend J T26 . - A m e r i c a n In t l G r o u p I n c . C o m m o n S t o c k( Y )27 . -Ci t ibank NA Sou th Dakota Bank Depo s i tP r o g r a m28 .

Interest K- C V S C a r e m a r k C o r p . C o m m o n S t o c k A Div idend J T

See n o te in Par t VIII

See Note i n P a r t VII I

29 . - F o s te r W h e e l e r A G C o m m o n S t o c k N o n e K T See Note i n P a r t VII I30 . -L-I Id en t i ty So lu t io n s In c . Co mm o n S to ck N o n e J T31 . - N a b o r s I n d u st r ie s L T D - U S D N e w C o m m o t N o n eStoc k32 . - Ci t i c orp T rus t Bank F SB Bank Dep os i tP r o g r am ( Y )33 . - T r a n s o c e a n L i d S w i t z e r la n d C o m m o n N o n eStoc k34 . - S e a sp a n C o r p C o m m o n S t o c k A D i v i d e n d

TT

So ld 05 /15 /09See Note i n P a r t VII I

I . I ncome Gain Codes : A =$ 1,000 or less B =$1.001 - 52.500(S e e C o lumn s BI a n d D4) F = $5 0,001 - $100 .000 G =$100.001 - $1.000.000

2 . Value Codes J =$15.000 or less K =$15,001 - 550.000( S~ c Colunms CI and D 3) N :$250,001 - $500,000 O $ 500.001 - $ 1,000.000P3 =$25.000.001 - $50.000.000

3 . Value M ethod Codes Q A p p r a i s a l R = Cos l ( R eal E s t a l e Only)(S e e C o lumn C 2) U -Bo o k V a lue V = OI hcr

c = s 2 , 5 0 t - $ 5 , 0 o o o = 5 5 , 0 0 ~ - s ~ 5 , 0 ~ o z = s 1 5 , 0 o i - s s o , 0 o oHI =$1,000,001 - $5.000,000 H2 =More than $5,000,000L =$50.001 - $100,0013 M =$ 100.001 - 5250,000PI =51.000,001 - 55 ,0Q0,000 P2 =$5.000,001 - $25.000,000P4 =More than $50,000,000S = A s ~ s s m e n t T = Cas h M ar ketW -Es t ima te d


17/22

FINANCIAL DISCLOSURE REPORTPage 6 o f I 1

N a m e o f P e r s o n R e p o r t in gHayden , Katharine S.

D a t e o f R e p o r t06/9/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - inco.,o, ,at.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructionx)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

exempt f rom pr ior d isc losure

Income dur ingr e p o r t i n g p e r i o dCI) ( 2 )

! Amount Type (e.g.,C o d e d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)Value ValueC o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

(i )Type (e.g.,buy , se l l ,

redempt ion)

Transac tions during report ing period(2) (3) (4)D a t e Value Gain

i mm/dd/yy i Code 2 ! Code I(J-P) (A-H)


35 . - A l i g n T e c h n o l o g y I n c C o m m o n S t o c k N o n e T36 . - A n n a l y C a p i ta l M a n a g e m e n t I n c C o m m o n A D i v i d e n dStoc k37 . - Dar l in g In t l In c Co mmo n S to ck N o n e T

So ld 10/05/09 J

38 . - E n e r g y T r a n s f e r P a r tn e r s L P C o m m o nStoc k39 . - G e n e s i s L e a s e L td A D R C o m m o n S t o c k

B Dist r ibut ion K

A D iv id e n d JTT

40 .41 .42 .43 .

- H o m e D e p o t I n c C o m m o n S t o c k

- L a y n e C h r is t e n s en C o C o m m o n S t o c k

D i v i d e n d K

N o n e

T Bu y 01/22/09(ad d l )Bu y 06/04/09(ad d l )Bu y 11/05/09(ad d l )

T

J

J

J

44 . - L o w e s C o m p a n i e s l n c C o m m o n S t o c k A Div idend J T45 . - M c D o n a l d s C o r p C o m m o n S t o c k A Div idend J T46 . - W e l l s F a r g o & C o C o m m o n S t o c k A D i v i d e n d J4 7 . - B P P L C S p o n s A D R C o m m o n S t o c k A D i v i d e n d J

T Sold(par t)T

01/02/09 J See Note i n P a r t VII I

48 . - B r i s to l M y e r s S q u i bb C o . C o m m o n S t o c k A D i v i d e n d4 9 . - C o l g a t e P a l m o l i v e C o C o m m o n S t o c k A D i v i d e n d

T Bu y 10/13/09 J(ad d l )Sold 11/02/09 J A

5 0. - C o n a g r a F o o d s I n c . C o m m o n S t o c k A Div idend J T5 1. - D e e r e & C o . C o m m o n S t o c k A Div idend J T

I . I ncome Gain Codcs : A =$1,000 or less B =$1,001 - $2.500( S e e C o l u m n s B I a n d D 4 ) F =$50.001 - $100.000 G =$100.001 - $1,000.0002. Valu e Co d es J = $15 .0~ 0 o r less K =$15.001 - $50.000( S e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500.0~0 O =$500.001 - $1.000.00~

P3 =$25.0~0.0~1 - $50.000.0003 . Value M cthod Code~ Q =A p p ra i~ l R - Cos t ( R eal E s t a l c Only)(Se e C o lu n m C 2) U -B o o k Va lu e V = Other

H | =$1.0~0,001 - $5.000.0~0L =$50.001 - $109.090P I =$ 1 . 0 0 0 . 0 0 1 - $P 4 = M o r e t h a nS = As s es s mentW -Es t ima te d

= ~ : ~ , - s ~ . ~ e = s . . o ~ - s S o . ~H 2 = M o r c L h a n $ 5 .0 0 0 . 0 0 0M = $ 100.001 - $250.000P2 =$5,0~0.001 - $25.000.00~

= Cas h M ar ket


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FINANCIAL DISCLOSURE REPORTPage 7 of 1 1N a m e o f P e r s o n R e p o r t in gHayden , Katharine S.

D a l e o f R e p o r t06/9/2011

N O N E ( N o reportable income , assets, or transactions.)A. [ B.

Descr ip t ion of Assets i Income dur ing( inc luding t rus t asse ts ) ! reporting periodP l a c e " ( X )~ after each asset [A m ount I Type (e.g.,

exempt f rom pr ior d isc losure [ Code 1 I d iv. , ren t ,AH)I o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)Value V a l u eC o d e 2 M e th o d

(J-P) C o d e 3( Q - W )

O)T y p e ( e . g .,b u y , s e l l,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) i (3) (4)

! V a l u e G a i na t e I C o d e 2 Code Ir r d d d /y y , ( A H )Ij_ p) -( 5 )I d e n t i~ y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

52 . - E l P a s o C o r p . C o m m o n S t o c k A D i v i d e n d J T53 . - G e n e r a l E l e c t r ic C o . C o m m o n S t o c k A Div idend J T5 4 . - H J Heinz Co . Comm on Stock A Dividend K T5 5 . - H e w l e t t P a c k a r d C o . C o m m o n S t o c k A D i v i d e n d J T5 6. - K e l l o g g C o . C o m m o n S t o c k A D i v i d e n d J T5 7. - K r a f t Fo o d s I n c . C l a s s A C o m m o n S t o c k A D i v i d e n d J T58 . - M a r a t h o n O i l C o r p . C o m m o n S t o c k A D i v i d e n d J T

59 . - N a t i o n a l O i l w e l l V a rc o I n c . C o m m o n A D i v i d e n d J TStoc k60 . - N u s t a r E n e r g y LP C o m m o n S t o c k B Dist r ibut ion K T

61 . - O t t e r T a il C o r p . C o m m o n S t o c k A D i v i d e n d J T62 . - Parker-Han n i f in Co rp . Co mmo n S to ck A D i v i d e n d J T63 . - P h i l ip Mo rr i s In tl Inc . Comm on Stoc k A Div idend K T64 . - Q u a n t a S e r v i c e s I n c . C o m m o n S t o c k N o n e J T65 . - R a y t he o n C o m p a n y C o m m o n S t o c k A D i v i d e n d J T66 . - Hu dson C ou n t y N J Im p t A u t h Mu n i c i pa l C Interest L TB o n d6 7 . - C e n o v u s E n e r g y In c . C o m m o n S t o c k A Div idend J T S p i n o f f 1 1 2 / 0 9 / 0 9( f r o m l i n e 6 )68 . - G e n e r a l C a b l e C o r p C o m o n S t o c k N o n e J T Bu y 08 /06 /09

JJ

See Note i n P a r t VII I

I. I ncome Gain Codes :( See Columns BI and 134)

2. V al u e C o d e~~ See Columns CI and D 3)

3.Value M ethod Codes(S e e C o lumn C 2 )

A =$1,000 or less B = $1,001 - $2,5 00 C = $2.5 01 - $5 ,000 D =$5,001 - $15,000F = $5 0,001 - $100 .000 G =$100,001 - $1,000.000 H I = $ 1, 00 0, 0( }1 - $ 5 ,0 0 0, 00 0 H 2 = M o re th an $5 ,0 0 0, 00 0J = $15,0Q0 or less K = $15,001 - $50,000 L =$50,001 - $ I 0O,000 M = $ 100,0O I - $250,000N = $25 0,001 - $5 00 .0~0 O = $5 00 .001 - $1 ,0~).000 P I = $1 ,000 .001 - $5 ,000,000 P2 =$5.000,001 - $25,000,000P3 =$25.000.001 - $50.000.000 P4 = M or e thanQ =A p p r a i sa l R :Co st (R eal E sta te On ly) S = A ssessm en t T = Cas h M ar ketU = Book Value V = O the r W = E stim ate d

E =$15,001 - $50,00Q


19/22


Name of Pe~on ReportingHayden, Kathar ine S.

D a t e o f R e p o r t06/9/2011

V I I. IN V E S T M E N T S a n d T R U S T S - i .... o . ,alue, t . . . . . . tions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

Descr ip t ion of Assets Income dur ing( inc luding t rus t asse ts ) reporting period(1) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,exempt f rom pr ior d isc losure C o d e I d i v . , r e n t . ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)V a lu e V a lu e

C o d e 2 M e th o d( J=P ) C o d e 3( Q - W )

(I )T y p e ( e . g .,b u y , s e l l,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) l (3) i (4)

Date i Value i Gain[mndd d/yy I Code 2 l Code I(J-P) i! (A-H)

(5 )I d e n t i l y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

69 . - Lou i s i ana P ac i f i c Corp Common Stoc k (X ~ N o n e J T See Note i n P a r t VII I70 . - U n i l e v e r N Y N Y S h s C o m m o n S t o c k A D i v i d e n d J T Bu y ! 0 1 1 2 2 / 0 9 J71 .

72 .73 .

74 .75 .76 .

- F lor ida Ci t i zens P pty Ins Corp Sr SecM u n i c i p a l B o n d- NJ Edu F ac s Au th Rev R fndg Bonds - Unio f Me d / D e n o f N J- N e w J e r s e y S T E d l F a c s A u t h R e v R e f d g -K e a n U n i v B o n d- Cal i fo rn ia S t Var Purp Gen l Obl igM u n i c i p a l B o n d

A

A

B

Interest K TInterest L T

Interest K T

Interest K T

Bu y 0 2 /0 4 /0 9 J(ad d l )Bu y 05 101/09 K

Bu y 04/02/09 K

Bu y 06/19/09 KBu y 03/25/09 K

77 . B R O K E R A G E A C C O U N T # 2

78 . - F ide l i ty Inves tment s Mo ney Marke t A D i v i d e n d J TA c c o u n t79 . - Wes te rn As s s e t Munic ipa l Money Marke t B Interest N T

80 . B R O K E R A G E A C C O U N T # 3

81 . - Ci t ib ank NA Bank Depos i t A Interest J T8 2. IR A Y4 01 K A CC OU NT S

83 .

84 .85 .

- IRA F rankl in T emple ton Mutua l Sh aresF und Clas s A D i v i d e n d L T

- IRA s mi th Barney Money F unds Inc . Clas s A Interest J TA- IRA Smi th Barney Money F unds Clas s A C Interest M T

! I . I ncome Gain Codes : A =$1,000 or less B =$1,001 - $2.500( See Columns B I a n d D 4 ) F =$50,001 - $100.000 G =$100,001 - $1,000,000

2 . Value Codc~ J = $ I 5 , 0 0 0 o r l e ss K =$ I 5 ,001 - $50,000(S e e C o lumn s C I a n d D3) N :$25 0,001 - $5 00 ,000 O = $5 00.001 - $1,000,000P3 =$25.000.001 - $50.000.0003 . Value M ethod Codes Q =A p p r a i sa l R = Cos l ( R eal E s t a l e Only)(S e e C o lumn C 2) U = Book Value V = Other

C = $ 2 , 5 0 1 - $ 5 . 0 0 0H I = $ I , 0 0 0 , 0 0 1 - $ 5 , 0 0 ~ , 0 0 0L = $ 5 0 , 0 0 1 - $ I 0 0 , 0 0 0P I = $ I . 0 0 0 . 0 ~ I - $ 5 . 0 0 0 . 0 0 0P 4 = M o r e t h a n $ 5 0 , 0 0 0 . 0 0 0S = A s s c s s r a c n tW = E s l i m a t e d

D =$5,001 - $15,000H2 =More than $5,000.000M =$100.001 - $250.000P2 =$5,000,001 - $25,000,000T = Cas h M ar ket

E =$15.001 - $50,000


20/22

FINANCIAL DISCLOSURE REPORTPage 9 of 11N a m e o f P e r s on R e p o r t i n gHayden , Kathar ine S .

Date of R e p o r t06/9/201 I

VII. INVESTM ENTS and TRUSTS - i .... e , value, t ......l ons (Inc ludes those of spouse an d depen dent chi ldren; see pp . 34-60 of f i ling ins t ruc t iong)N O N E ( No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each assetexempt f rom pr ior d isc losure

Income d u r i n gr e p o r t i n g p e r i o d~-- (2)~ m o u n t Type (e.g..Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dV a l u e [ ValueCode2 [ Method

( Q - W )

(l )Type (e.g.,buy , se l l ,

redempt ion)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)Date : Value G a i n

mm/dd!yy Code 2 C o d e: (J-P) ( A - H )

(5 )I d e n t i t y o fb u y e r / s e l l e r

( i f p r i v a t et r a n s a c t i o n )

I. In co m e G ain C od es : A = $1 .00~ or less B = $1 .0OI - $2.5 00 C = $2.5 01 - $5 .000( See Columns B I and I ) 4 ) F =$50.001 - $ 100.000 G =$100.001 - $ 1.0~).0~) H 1 =$1.000.001 - $5.0~0.0OO

2 . Value Codes J = $15 . ( ~ 0 or l es s K =$15.001 - $50.00~ L =$50.0~1 - $100.00~( See Columns C I and D 3) N =$25 0.001 - $5 00.000 O =$5 0(1.0~1 - $1.00~.0 ~) PI =$1.00~.0OI - $5.090.000P3 = $25 .0~).0~1 - $5 0.000.090 P 4 = M ore tha n $5 0 .0~ ).0003 . Value M ethod Codes Q =A p p r a i sa l R =Co sl (R ea l E sla le On ly) S =A sse ssm ent

(S e e C o lumn C 2) U = Book Value V = Other W = E s t imated

D = $5 .001 - $15 .000H2 =More than S5.04~.0OOM =$100.001 - S250.000P 2 =$ 5 . 0 0 0 . 0OI - $ 25 . 00 0 . 00 0T = Cas h M ar ket

E =$15.0~1 - $50,000


21/22

FINANCIAL DISCLOSURE REPORTP a g e 1 0 o f 1 1

N a m e o f P e r s on R e p o r t i n gHayden , Kathar ine S .

D a t e o f R e p o r t06/9/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indlcate part of Report.)

Par t VII -L in e 26 - Value o f shareho ld er s ho ld in g s in A1G n o lo n g er rep o r tab leP a r t V I I -L i n e 2 7 - C i t ib a n k N A S o u t h D a k o t a B a n k D e p o s i t P r o g r a m i s a s w e e p m o n e y m a r k e t b a n k a c c o u n tP a r t V I I - L in e 2 9 - D u e t o a m e r g e r o n 0 2 / 0 9 /0 9 , s h a re h o l d e r s s h a r e s o f F o r s te r W h e e l e r L t d B e r m u d a w e r e e x c h a n g e f o r a n e q u a l n u m b e r o f s h a r e s o f F o s t e rW h e e l e r A GPar t V l l -L in e 32 - C i t i co rp Trus t Ban k FSB Ban k De p so i t P ro g ram i s a sweep m o n ey ma rke t ban k acco un t which had zero va lue a t the en d o f the rep o r t in g p er io dP a r t V I I - L in e 4 6 - D u e t o a m e r g e r o n 0 1 / 0 2 /0 9 , s h a re h o l d e r s s h a r e s o f W a c h o v i a C o r p 2 n d w e r e e x c h a n g e d f o r s h a r e s i n W e l l s F a r g o & C o ; s a l e i n C o l u m n Drep resen t s cash in l i eu o f f rac t io n a l shares resu l t in g f ro m merg erPar t VII -L in e 67 - Due to a sp in o ffo n 12/14/09, shareho ld er was c red i t ed an equal n umber o f shares in Cen o vus En erg y In c . based o n shareho ld er s ho ld in g s o fE n c a n a C o r p - C A DPar t VII -L in e 69 - Value o f shareho ld er ho ld in g s in Lo uis ian a P ac i f i c Co rp . a t 12/31 /2008 was un d er $1 ,000 wi th n o in co me a n d , therefo re , n o t rep o r tab le in 2008 .Value o fshareho ld er ho ld in g s a t en d o f 2009 are n o w rep o r tab le . No te , ho wever , tha t shareho ld er p urchased shares o n 02/06/08 wi th a va lue co d e o f J . Thisp urchase w as n o t l i s t ed because a t 12/31 /08 , the shareho ld er s ho ld in g s in Lo uis ian a Pac i f i c Co rp . were n o t rep o r tab le as in d ica ted abo ve .


22/22

FINANCIAL DISCLOSURE REPORTPage 11 of 11IX. CERT IFICATION.

Name of P e r son Repor t ingH a y d e n , K a t h a r i n e S .

Date of Repor t06/9/2011

I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I FI E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g in a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a te s C o u r t sSu i t e 2-301O n e C o l u m b u s C i r c l e , N . E .W a s hi n g t o n , D . C . 2 0 5 4 4

katherine s hayden financial disclosure report for 2010

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