katherine s hayden financial disclosure report for 2009

8/3/2019 Katherine S Hayden Financial Disclosure Report for 2009

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I n o J o FINANCIAL DISCLOSURE REPORT in Government A~t t~1978~ e v . ~ / ~ O t O F O . R C A L E N D A R Y E A R 2 0 0 9 0 u.s.c , a p p , , ~ 1 0 1 - 1 1 0I. Person Reporting (last nam e, first, middle initiali 2. Court or Organization 3. Date of R eportHoyden, Katharine S. US District Court - DNJ 05/15/2010

4. Title (Article Ill judge~ indicate active or ~nior staras; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate udgcs indicate fi.dl- or part-time)[] Nomination, Date 01/01/2009

Article ltl Jrldge- Active [] initial ~ 1~ A ..... I [] Final to12/31/20095b. [] Amended Report

7. Chambers or Office Address 8. On the basl~ of the information contained in this Report and anymodilleation~ perlaining thereto, it is, in my opinion, in complianceUnited States District Court with applicable laws and regulations.USPO & Courthouse BuildingNewark, New Jersey 0710l R eview ing Officer Date

IMPORTANT NOTES: The inslructions accompanying this form must be followecL Complete all parts,checking the NON E box for each pa rt where you have no reportable information. Sign on lastpage,

[~ N O N E (No reportable positions.)POSITION NAME OF ORGA NIZATION!ENTITY

I. Adjunct Professor Setoa Hal! University School of Law

2. Board of Directors Federal Judges Association

N O N E (No reportable agree~nents.)~ P A R T I E S A N D T E R M S


2/11

F I N A N C IA L D I SC L O S UR E R E P O R T [ N a m e o f P e r s o n R e p o r t in g D a t e o f R e l ~ r tIage 2 of 1 1 H a y d e n , K a t h a r in e S . 0 5 / 1 5 / 2 O I 0I II . N O N - IN V E S T M E N T I N C O M E . ~ o , t i , e i , d ~ , , i ~ a t a ~ , p o ~ . ~ ~ e , ~ p . ~ 7 - . , ~A . Fl iers No n-Investment Inco me---] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE (yours, not spouses)1 . 2 0 0 9 Seton Hall University School of Law, Adjunct Professor - Spring Term $6,000.00

2. 2009 Scion Hall University School of Law, Adjunct Professor - Fall Term 5 ; 4 , 5 0 0 . 0 03.

4.

B. Spouses Non-Investment Income - ~f you we,e ma,,~d( D o l l a r a m o t m t n o t r e q u i r e d e x c e p t . h ~ r h o n o r a r i a . )

~ NONE (No reportable non-investment income.)SOURCE AND TYPE

I. 2009 P~ner, Law Fi~2.3.4.

I V . R E I M BU R S E M E N T S -(Includes thos~ 1o ~poo,st" ottd dep*~mlent children; $te p!~. 25-27 of/i ling instru~th)ns.)

NONE (No reportable reimbursements.)~ DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1,2.

3.4.5.


3/11

. F IN A N C I A L D I SC L O S UR E R E P O R T] N a m e o f P e r s o n R e p o r t | r i g

D a t e o rPage 3 o f 1 1 Hay den, Katharine S. 05/15/2010

V . G I F T S . a , , . ~ , h o ~ , o . ,~ o . . .. ~ dependent child, en; see p~ 28-31 ,~filing instrucdon~)NONE (No reportable g~s.)

DgSCRIPTIONI.2.3.4.

5.

V I . L I A B I L I T I E S . a n c t ~ t ~ o s ~ e / ~ p . .. . . ~ dependent thildren; see p p . 3 2 - 3 3 offiling in,true, tigris.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

2.3.4.5.


4/11

F IN A N C I A L D I SC L O SU R E R E P O R T i [ N a m e o f P e r s o n R e p o r t i n g D a t e o [ R e p o r tPage 4 o f 11 H ay den, K ath arine S. 05 /15 /2010

V I I . |N V E S T M E N T S a n d TRUSTS -t.eo,~.. ,,ut.~, ,~. .~ae~,,~ a~,.t~s- ~o~ o~o~ ~ ~~,~ ~u~,e~; ~ ~ ~4-~o n/.~.~ ~ , . ~ o ~ . ~IqONE (No reportable income, a~sets, or transactions.)a " ....i~.- ....................c~ . . . . . . . . . .. . . . . . . . .. . . . . . . . . .. . . . . . . . .. . . .b.

D e s c r i p t io n o f A s s e t s i I n co m e d u r i n g G ro ss v a i n e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g m . ~ t a s s e t s ) ! r e p ~ a i n g p e r i o d o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a l t e r ~ . - a e h a . ,~ s e t i A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g . , i Date V alue ] Gain I d e n t i ty o f

e x e m p t t m m p r i o r d is c l o s u r e . Code 1 d i v . , r e n t . C o d e 2 M e t h o d b u y , s e l l , I m n g d d / y y Code 2 I Code I buyer/scllcr[ (A-H) o r i n ~ . ) ( l - P ) Code3 r e d e m p t i o n )l

(J-P) [ (A-H) ,~ ( i f p r i v a t oi ( Q - W ) [ l r a n s a c t i o n )

I. BROKERAGE ACCOUNT #1

i 2. - Alcoa Inc. Common Stock A Dividend Sold 08/26/09 J

i 3. - Arbor Realty Tntst Inc. Common StockI (Y )I 4 . - C.otlsolidated Edison Inc, Common SIock A Dividend J T5. - Duke Energy Corp. (Holding Company) A Dividend J TCommon Stock6. - Encana Corp-Cad Common Stock A Dividend K T7. - Enterprise Prods Partners LP Common B Distribution K TStock8. GlaxoSmithKline PLC SP ADR Common A Dividend J TStock9. - JP Morgan (?base & Co. Common Stock A Dividend K T Buy 01/22/09 J(add!)

10 . - KimberlyClark Corp. Common Stock A Dividend J TI 1. - Newell Rubbcmaaid Inc. Common Stock A Dividend J T12 . - Nokia Corp. Sponsored ADR Common A Dividend J TStock13 . - Pentair Inc. Common Stock A Dividend J T14 . - Pfizer Inc. Common Stock A Dividend J T15 . - Sasol Ltd., Sports. ADR (ommon Stock A Dividend J T16 . - Walt Disney Co. Common Stock A Dividend J T17 . - Altfia Group Inc. Common Stock A Dividend J T


5/11

F I N A N C IA L D I SC L O S UR E R E P O R T S ~ r * ~ o f ~ ~ r ~ o * R o p , , , ~ i n g ] O ~ t ~ o f R e p o r tPage 5 o f 11 U a y d e n , KatharlneS. [ 0 5 / 1 5 / 2 0 1 0

N O N E (No reportable income, assets, or transactionsO

D e s c r i p t i o n o f A s s e l s I n c o m e d u r i n g ~ G r o s s u a l u e a t e n d Transactions during re~in$ period( i n c l u d i n g t r u s t ~ s e l s ) [ rc~iag ~fiod ~ of reposing ~rit~V a ~ u e [ Value T y p e ( e . g . , D a t e V alue I Gain Idenlit~ofl a c e " ( X y a f t e r ~ a c h ~ s e t ~ A m o u n t T y p e ( e .g . ,c ~ e m p t t ~ o m p 6 o r d is c l o s u r e C~e I d i v . , r e n k C o d e 7 ~ Meth~ buy sell I m~d~yy ~ C~e ~[ C~e I buyer/seller

o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ~ ~J-P} ~ ~ A - H ) {ifprivalc

18 . - Aqua Am erica Inc. Common St~k A Dividend J T Bu y 10/13/09 J(addl)19 . - Aq&T Inc. Common Stock B Dividend K T

2 0 . - Chesapeake Energy Corp. Common Stock A Dividend K T~ I. - I-Ioneywell lml Inc. Common Stock A Dividend J T Buy 06/04/09 J(addl)2 2 . - [vlicrosofi Corp Common Stock A Dividend J T2 3 . - ~litsubishi U FJ Financial Group lnc. ADR A Dividend JCommon Stock2 4 . -Procter & Gamble Co. Common Stock A Dividend K T2 5 . - W aI-Mart Stores Inc. Comnlon Stock A Dividend J T2 6 . -American lnt| Gronp Inc. Common Stock See note in Part Vlll( )2 7 . -Citibank NA South Dakota Bank Deposit A Interest K . T S e e N o t e i n P a r t V 1 1 1Program28 . -CV S Caremark Corp. Common Stock A Dividend J T2 9 . -Foster W heeler AG Common Stock None K T See Note in Part VIII3 0 . -L- 1 ldentil-y Solutions Inc. Common Stock None J T3 1 . -Nabors Industries LTD-USD New Commor None Sold 05/15/09 JStock3 2 . - Citicorp Trust Bank FSB Bank Deposit See Note in Part VIIIProgram (Y)3 3 . - Transocean LtdSwitzerland Conm~on None J TS t , _ . , , c k3 4 . - Seaspan Corp Common Stock A Dividend J T


6/11

N a m e o f P e r s o n R e p o r t i n g [ D a t e o f R e p o r tFINANCIAL D I S C L O S U R E REPORT[ H ayden, Katharine S. [

05/15/2010Page 6 of l 1VII. INVESTMENTS and TRUSTS - i ..... e, value, t ...... tions (Includes lhose of sp ...... d dependent ch ildren; see pp. 34-60 of filing instruction~.)

N O N E (No reportable income, assets, or transactions.)

[ D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G ro s s va l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) . r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dh~se t ~A .. . .. t / rype(e.g. , v a l u e ,I w,~ T y p e ( e . g . , I Date I Value ~ Gain : IdcntityofP l a c e " ( X ) " a f te x e m p t f r o m p r i o r d i s c l o s u r ~

35. - Align T~chnology Inc Common Stock N o n ~ J T36. - Annaly Capital Management [nc Common A Dividend Sold 1 0 / 0 5 / 0 9 JStock37. - Darling Ind Inc Common St~k None J T38. - Energy Transfer Partners LP Common B Distribution K TStock3 9 . - Genesis Lease Ltd A DR Common Stock A Dividend J T40. - Home Depot Ire Common Stock A Dividend K T Buy 01/22/09 J(addl)4 I. Buy 06/04/09 J(addl)42. Buy I 1 / 0 5 / 0 9 J(addl)43. - Layne Christensen Co Comm on Stock None J T

44. - Lowes Companies Inc Common Stock A Dividend J T45. - McDonaldsCorpCommon Stock A Dividend J T46. - W ells Fargo & Co Common Stock A Dividend J T Sold 01/02/09 J See Note in Part VIII( p a r t )47 . - BP PLC Spons ADR Common Stock A Dividend J T48. - Bristol Myers Squibb Co. Common Stock A Dividend J T Buy 10/13/09 J(addl)49. - Colgate Palmolive Co Common Stock A Dividend Sold 11/02/09 J A5 0 . - Conagta Foods Inc. Common Stock A Dividend .1" T

5 1 . - Deere & Co. Common Stock A Dividend J T


7/11

F IN A N C IA L D I SC L O S UR E R E P O R T ~ . m ~ o f P e r s o n R e p o r ~ l . g D a t e o f R e p o r tPage 7 o f l I H a y d e n , K a t h a r in e S . 05/15/2010VII. INVESTMENTS and T R U S T S - ;. ~ o ~ , ~ ,

N O N E ( N o reportable income, assets, or transactions.)Dc~ription of As~ts I n c o m e d u ~ n g ] Gross value at c~ T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r c~ in g p cr itM ~ of r~ om ng pe ri od

~ (~) ~ ........Ptacc"(X)"a~ereach~t ~Amounl~ Type(e.g., ~, Val~ Value Ty~(c.g., [ Date ~Value : Gain ~ ldenfityofe ~ e m p ~ f f o m ~ f i o r d i s c l o s u r e ~ Code 1 ~ div.,rent, I Code2 Meth~ b uy , s e l l , ~ m m Z d K ~ yy C o d e 2 ~ C o d e I ~ buyer!~ller~ (A-H ) [ or int) [I

( J - P )Code(~w)3r e d e m p t i o n } ~ ( J - P ) ~ : [ A - H ) ~ tra.saction)(ifprivate

5 2 . - El Paso Co~. Common Stock A Dividend J T5 3 , - G~netal Elect~Sc Co. Common Stock A Dividend J T

5 4 . - H J Heinz Co. Common Stock A Dividend K T5 5 . - H~z\vlett Packard Co. Common Stock A Dividend J T5 6 , - Kellogg Co. Common Stock A Dividend J T5 7 . - Kraft Foods Inc. Class A Common Stock A Dividend J T5 8 . - Marathon Oil Corp. Common Stock A Dividend J T59. - National Oilwell Varco Inc. Common A Dividend J TStock6 0 , - Nustar Energy LPCommon Stock B Distribution K T

61. - O~ter Tail Corp. Common Stock A Dividend J T6 2 . - Parker-Hannifin Corp. Common Stock A Dividend J T6 3 . - Philip Morris lntl Inc. Common Stock A Dividend K T6 4 , - Quanta Services Inc. Common Stock None J T

6 5 . - Raytheon Company Common Stock A Dividend J T66. - Hudson County NJ Impt Auth Municipal C I n t e r e s t L TBond6 7 , - Cenovus Energy Inc. Common Stock A Dividend J T Spinoff 1 2 / 0 9 / 0 9 J See Note in Part VIII(from line 6)6 8 . - General Cable Corp Comon Stock None J T Buy 0 8 / 0 6 , ; 0 9 J


8/11

F IN A N C IA L D I SC L O S UR E R E P O R T ~ . m e o f e c r , o n R c ~ o n i . ~ D ~ , e o f a ~ p o . [Page 8 of 11 U . y d e n , K a t h a r in e S . 0 J / I 5 / 2 0 1 0

V II. INV ESTMENTS and TRUSTS - ~ , . . . . . . . . . ~ . ~ , , . . . . . . . ao~ a~a.~ ,~o~o/~ro~ ~d ~,.~u~,~,~ ~ ~. ~ o/,n.z~ NON~ (No reportable income, assets, or transactions,)

.........................................~.~ . . . .. ~.. .......................: . . . . . . . . . . . . .~ ................................................................~scriptio. of Asscls ] Ino~ d~ri.g G ......1~ at end ~ Tr ..... tio.s d~ring rcpofli.g peri~(including l~sl ~se~s) ~ reporting ~riod of r~oning ~riod ~

Place "(X)" a~r each ~ct A m o t n l [ T y p e [ e . g . Value ~ Value Ty~ (e g D a t ~ Va ue Gain ] den i~ of

6 9 . - Louisiana Pacific Corp Common Stock (X None l T See Note in Pa~ VIII7 0 , - Unilever NY NY Shs Common Stock A Dividend J T Buy 01/22/09 J7 I. Buy 02/04/09 J(addl)7 2 . - Florida Citizens Ppty Ins Corp Sr See A Interest K T Bu y 05/01/09 KMunicipal Bond7 3 . - NJ Edu Fats Auth Rev Rfndg Bonds - Uni B Interest L T Buy t~102/09 Kof Med/Den of NJ7 4 , - New Jersey ST Edl Facs Auth Rev Retitg - A I n t e r e s t K "r Buy 0 6 1 1 9 / 0 9 KKean Univ Bond7 5 . - California St Var Purp Genl Oblig B . I n t e r e s t K T Buy 03i25/09 KMunicipal Bond7 6 ,

7 7 . BROKERAGE ACCOUNT #2

7 8 . - Fidelity Investments Money MarketAccount7 9 : - Western Assset Municipal Money Market8 0 , BROKERAGE ACCOUNI" #38 1 . - Citibank NA Bank Deposit8 2 . IRA/401K ACCOUNTS8 3 , - IRA Franklin rempleton Mutual SharesFund Class A8 4 . - IRA smith Barney Money Funds Inc. ClassA8 5 . - IRA Smith Barney M(mey Fumls Class A

{See Co lumns FII and D4) F -$SI).IH)I - $ 10 0 ifl[~ ) (~ -$ I IN).001 - S 1.000 .0(H) HI " $13)00 . 001 - $ 5 . 0 0 0 , 0 0 0 H 2 = Mo te t han $5 ,000 .00 0


9/11

F I N A N C IA L D I SC L O S UR E R E P O R T N , m , o ~ e .... Reporting Date o f ReportPage 9 o f 11 H a y d e n , Ka tharine S. 05/15/2010

V II. INV E STMENTS and TRUSTS - i,~o~, ~, ~,,.~o~ a.a.*~ ~.~ o/.~ ..... ~ ~, ~: ~,~. ~.~0 ~m~ i..~,~,~.~~ ~ONE fNo reportable income, as~ets, or transactions.)

- X. ...... [ ~. " . . . . . c. ~ .Descnplion of Assets ~ Income d~ing Gross value ~t end : Tran~lions during r~o~ing ~ri~(including trust ~sc~) [ re~ing peri~ of reposing ~riod(l~ ~ (2) {1) (2) it) 12) 3) (4) (5)Place ~X)" a~er each ~5set ] Amount Type (.~, V alue V alue Type (e.g., Date ~ V~I~ Gain Identityexempt from prior disclosure t Code 1 ] div., ren~ Code 2 Mclhod buy. sell. m~a/d~:yy Code 2 ~ Code I buycr/~ll~r(A-H) or int.) (J-P) Code 3 [ redemption) (J-P) ] (A -H) (if private( Q -W) transacti~n~


10/11

F IN A N C IA L D I SC L O S UR E R E P O R T[ N a m e o f P e r s o n R e l ~ o r t ln g J Dateofaepor tage 1 0 o f 11 H a y d e n , K a t h a r l ne S . 0 5 / 1 5 / 2 0 1 0

V III. A D D IT IO N A L IN F O R M A T IO N O R E X P L A N A T IO N S .Part V II-Line 26 - V alue of shareholders holdings in AIG no longer reportablePart Vll-Line 27 - Citibank NA South Dakota Bank Deposit Program is a sweep money market bank accountPart V I I-Line 29 - Due to a merger on 02/09/09. shareholders shares of Forster Wheeler Ltd Bermuda w ere exchange for an equal number of shares of FosterWheeler AGPart VIE-L ine 32 - Citicorp Trust Bank FSB Bank Depsoit Program is a sweep m oney market bank acco unt which had zero value at the end of the reportiug periodPart VII-L ine 46 - Due to a merger on 01;02/09, shareholders shares of W achovia Corp 2rid were excha nged tbr shares in Wells Fargo & Co; sale in Column Drepresents cash in lieu of fractional shares resulting from mergerPart V l l-L ine 67 - Due to a spinoff on 12! 14/09. shareholder was credited an equal num ber of shares in Cenovus Energy Inc. based ou shareholders holdings ofEncana Corp-CADPart V if-Line 69 - V alue of shareholder holdings in Louisiana Pacifi~ Corp. at 12/3112008 was under $1,000 with no income and, there~bre, not reportable in 2008.V alue of shareholder holdings at end of 2009 are now reportable. Note, however, that shareholderpurchased sha res on 02/06/08 with a value code of J: Thispurchase was not listed because at 12/31/08, the shareholders holding~ in L ouisiana Pacific Corp. were not reportable as indicated above.


11/11

F IN A N C IA L D I SC L O S UR E R E P O R T Name of Per son Repor ting ] Date o[ ReportPage 1 1 o f 11 H a y d e n , K a t h a r i n e S.

[0 5/15/20 10 I

I X . C E R T I F I C A T I O N .I certify that a ll information given ab ove (including information pertaining to my spouse and minor or depend ent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO C IVILAND CRINIINAI, SANCTIONS (5 U.S.C. app. 104)

F I L IN G I N S TR U C T IO N SMail signed original and 3 additional copies to:

Co mmittee o n Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301O ne C o l umbus C i rcl e , N .E .Washington, D.C. 20544

katherine s hayden financial disclosure report for 2009

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