kevin n fox financial disclosure report for 2009

8/3/2019 Kevin N Fox Financial Disclosure Report for 2009

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~yv. . . ! /~OIO~. ;[ FOR CALENDAR YEAR 2009~)~~i~ ~aovernm~t.4aofl~Ts

1. Per~n Re~ng (last name, fi~L ~ddl~ initi~) 2. Court or Organ~atioa 3. Dat~ of Repo~Fox, Kevin ~. ~.S. Dis~ict ~u~, SDNY 0~2g/2010

4. ~fle (~icle IlI judges i~i~t ~ive or ~ior s~; So. Repo~ T~e (ch~k a~ropriate ~) 6. Re~ing Pe~magi~te judges iadi~te ~11- or pa~4ime)~ Nominafio~ Date 01/01/2~

U.S. Magis~at Judge Full Time ~ Initial ~ Annufl ~ Final to1 ~31/200 97, Chambcr~ or Off~e Addresi 8. On the basi~ of the information ontain~ in this Repo~ a~d anym~ificafon~ pertaining thereto, i t i~ in my opinion, in complianceU.S. Cou~ho~ ~th applicable laws and reg~afions.40 Ccnt~ S~ctNew Yor~ Hew Yo~k 10~7 Revle~ng Officer Date

I M P O R T A N T N O T E S : the instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

N O N E (N o reportable positions.)POSITION NAME OF ON~ANIZA~ON/~TY

~

I I . A G R E E M E N T S . m r e o . ~ .~ t . a i .~ d , ~ t o . t y ; , , , rp. 14.16 filling i n s t r u c t i o n s . )N O N E (No reportable agreements.)

pARTIES AND TERMS1 .


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H I . N O N - I N V E S T M E N T I N C O M E .


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Page 3 of 8 " F o x , K e v i n N . 0 6 / 2 8 / 2 0 1 0

V. GIFTS. (Includes thoxe to spouse and dependent children; see pp. 28-31 of filing instructions.)

[] N O N E (No reportable gifts.)~ DESC]RIPTION

I.2.

4.

5.

[~] N O N E ( N o reportable liabilities.)CREDITOR, DESC RI PTI O N V AL UI~ C ODE

1 .2.3.

4.

5.


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Page 4 of 8 r : e , t n N . 0 6 / 2 8 / 2 0 1 0

VII. INVESTMENTS and TRUSTS -N O N E (No reportable income, a~sets, or trat~action~.)

~scfipfion of ~se~s Gro~ valu ~ at e~ T~fions d~ng ~po~ng p~iod(including I~t as~ts) mpo~ng~ (t) (2) H) ( 2 ) O) (2) (3) (4) [ ( 5 )pl~ T~ V~ Valu~Amine ( e _ g . , T~ ~e.g., D a ~ e Value Gain Id~ti~ of

exempt from prior discbs~e ~ C~Ii v . , r e n g C~e 2 Meted b u y , ~ 1 1 , , m~ Code 2 C~e I buy~r/~ller~( A - I f ) o r i a L ) ( J - P ) C~e 3 ~emption) ( J - P ) (A-I~ ( i f p r i v a t e(~W) ~tion)I. Eaton Vance Dividend Builder Fund Cl~s A A Dividend J T2~ Franklin New York T~ Free Income Fun d A Dividend J TCl~s A3.

4. Chase Bank Accounts (Y )5. New York Stock Exchange Employee A Dividend K TSavings Plan6.

1 0 . Rochester Fund Municipal Class A D Interest L T1 1 .

1 2 . NYS Urban Dev. Corp. Sub. Lien Corp. B Interest K TPurpose Bonds

1 1 4 .

15. TBTA Gen. Purpose Bonds B Interest K T

1 6 . Country Bank Accounts B Interest L T1 7 .


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Page 5 of 8 I Fox, KevinN. ~%~__~-- 0 6 / 2 8 1 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~ . e o ~ . ,. , .o r , , . ~ . , ,~ a , i o , ~ a n c t u ~ , s ,h o s e of spouse and d ependent chi ldren; see pp . 34-60 o f f i l l n g i n . v t r u c Z i o n s . )---] NONE income, or transactions.)N o reportable assets,

A. B. C. D .D e s c r ip t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(including trust assets) reporting period of reporting period(I) (2) (I) I (2) (I) : (2) (3) I(4) (5)

Place "(X)" after each asset , Am ou n t Type (e.g., Value Value Type (e.g., Date Value Gain Identity ofexempt from prior disclosure Code I div., rent, Code 2 Metho~ buy, sell, rnm/dd/~y Code 2 Code I buyer/selier

(A-H) or int.) (J-p) , Code 3 redemption) (J -P) (A-tl) (if private( Q - W ) [ t r a n s a c t i o n )

1 8 . Trust #I N o n e P1 T1 9 . - CNA Life Ins. Policy2 0 . - Reassure Am. Life Ins. Policy21 . - U nited Healthcare Group Term Life Ins.Policy22 .

2 3 . Time Warner Common Stock A Dividend J T

24 . JP Morgan Chase Common Stock A Dividend J T

25 . Procter & Gamble Common Stock A Div idend J T

26. American Express Common Stock A Div idend J T27 .

28 . Country Bank(IRA) (CD) A I n t e r e s t J T29 .

30.J l. Municipal Credit Union Accounts B I n t e r e s t J T32.

33. Merrill Lynch CMA B ank Account A I n t e r e s t J T34. T i m e W a r n e r C a b le C o m m o n S to c k A Div idend J T Spinoff 03/30/09 J(from line 23)


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VII. INVESTMENTS and TRUSTS -i ....NONE ~o reportable income, assets, or transaction.)

~ B. C. D.~scfi~on offsets In.me d~ng Gross v alue at ~d T~tio~ during ~o~ing peri~(incl~g ~ as~ts) ~ing p~od of r~ing peri~

(l), (2)" (I)~ (2, (1 ) (2), (3)(4) , [5 )PI~ "~ ~ ~h asset Amount ~ T~ (e.g., Val~ ~ Value T~(e.g., Date

~ ValueGain~ Identity ofCode 1 div., renL b~, sell, C~e 2e~t ~m ~ di~los~* Code2 I Method ] m~d~ IC~el b~/seller(A-It) or int.) (J -P) C~e 3 redemption) (J-P) ~ (A-~ (if private


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F IN AN CIAL DISCL OSU RE RE PORT r~ .... Person Reporting Dat~ofRIrportPage 7 of 8 ~ o x , K e v i , ~ . o 6 / 2 8 / 2 oV I I I . A DD I TI O N A L I N F O R M A T I O N O R E X PL A N A T I O N S .

In Section VII, at line 4, the accou nts at Chase Bank did n ot satisfy the reporting thresholds; therefore, a"(Y)" was noted at the line 4 entry.In Section VII, at line 22 , the UBS Cash Fu nd account w as deleted, as the account w as closed, in Septemb er 20 09 . The funds in that account were transferred,imm ediately, to a new Merr ill Lyn ch accoun t, as reflected at line 33.In Section VII, at line 32, the Municipal C~edit Union IRA CD accou nt was deleted, becaus e the CD matured, in Au gust 20 09 . The funds w ere placed,immediately, in a Citibank IRA CD acCount, as noted at line 35.


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I X . C E R T I F I C A T I O N .I cert ify that all information given above (inclu ding information pertaining to my spouse and m inor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned incom e from outside em ploym ent and honoraria and the acceptance of gifts which hav e been reported arc incompliance with the provisions of 5 U~S.C. app. 501 et. seq., $ U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WlIO KNOWINGLY AND WILlfULL Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY" BE SUB JECT TO CIVILAND CRIIVIINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail sign ed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-30 1One Columbu s Circle, N .I~.W ashington, D.C. 20544

kevin n fox financial disclosure report for 2009

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