Know Your Members Better than Ever with

Episys® Identity and Sanction Screening IntegrationSM

Scott Luer, Director of Financial Services Integration Partner Program, LexisNexis

Pey-Shiuan Zavala, Product Solutions Consultant, Symitar

Dan Falen, Vertical Solutions Consultant, LexisNexis Risk Solutions

November 18, 2016

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LexisNexis® Bridger Insight® XG: Strengthen Sanctions and AML Compliance

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The ever challenging Regulatory Environment

LexisNexis® Bridger Insight® XG

• Growing operational impact derived from broader and more complex sanctions

• Aggressive enforcement actions increasing the cost of failure

Evolution of sanctions compliance

• Responding to revised FATF recommendations

• Progressively complex regulations with wider obligations (KYC, KYCC, UBO)

Deeper scope of AML regulations

• Executive accountability for AML, KYC and filtering effectiveness

• Increasing focus on risk data architecture and risk data aggregation

Heightened regulatory expectations

• More effective and aggressive enforcement

• Growing reputational and legal costs

Anti-bribery and anti-corruption laws

• Resulting in new reporting and compliance obligations

• More governments enacting FATCA like programs

Initiatives to reduce tax evasion

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How do we address the Compliance Needs?

LexisNexis® Bridger Insight® XG

KYC

Sanctions

AB&C

Financial Intelligence

• Customer Identification• Due Diligence

• Global sanctions• Accounts and Payments

• Bridger Insight® XG• InstantID® • WorldComplianceTM

• AML Insight

• LN Negative News

• Bridger Insight® XG• WorldComplianceTM

• Enhancement Lists

• Bridger Insight® XG• WorldComplianceTM (PEPs, SOEs, Adv. News)

• Bridger Insight® XG• AML Insight• InstantID® • Instant Verify Intl

• LN Negative News• WorldComplianceTM

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5LexisNexis® Bridger Insight® XG

Bridger Insight® XG – Delivering Unparalleled Value

• With over 2,500 active customers, Bridger Insight® XG is one of the most widely used screening solution in the world.

• Processed in excess of 50 billion screening requests in 2014.

• Over 19 years of cumulative screening experience.

• Full integration of all LexisNexis® WorldComplianceTM data elements to boost operational efficiencies.

• Fully integrated with LexisNexis’ industry leading solutions for Identity Verification, Fraud Prevention, and Due Diligence.

(*) Sold separately.

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Best-in-Class Matching Technology – The Key Ingredient to Achieve Balance

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Bridger delivers proven features that improve the screening and customer due diligence processes:

• Flexible and safe false positive reduction features

• Screening services available in real-time, on-demand and batch modes for seamless integration

• Comprehensive custom list management allows flexibility to easily and rapidly deploy new screening lists

• Effective payment screening capabilities for SWIFT, ACH and FedWire formats enhance the Straight Through Processing

WatchLists

WorldCompliance

CustomLists

LexisNexis® Bridger Insight® XG

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Bridger Insight® XG – An end to end AML Solution

LexisNexis® Bridger Insight® XG 7

Bridger Insight® XG

Web based UI

Case Management

Screening Lists

Tuning Tools• Accept Lists• White Lists• False

Positive Reduction Rules

Search Rules• Predefined• Custom

InterfacesBatch and

XML

Screening ServicesPayments / Accounts

Screening Results

Reports• Predefined• Queries

Admin Tools• System

Admin• User

Admin• List Admin• Rules

Admin• History

WorldComplianceTM

InstantID® FraudPoint® LexisNexis® News AML Insight

Core Banking Systems

Payment Systems

Compliance Users

System Admin

User Admin

List Admin

Watch Lists Custom Lists

© 2016 Jack Henry & Associates, Inc.®

• Interfaces to LexisNexis® Bridger Insight® XG list screening and

InstantID® services

• Three on-demand PowerOn™ specfiles

• Account and Application Names

• Check Disbursement Wizard

• Wire Management Module

• Can be integrated with Enhanced Member Application (EMA),

Enhanced Loan Application (ELA), and Enhanced Account

Revision

Episys® Identity and Sanction Screening Integration

© 2016 Jack Henry & Associates, Inc.®

• Six batch PowerOn™ extract specfiles

• Account Names

• Wires

• Checks

• Participants

• Payees

• Vendors

• Batch PowerOn specfile to import automatic batch results for

wires and update wire records

Episys® Identity and Sanction Screening Integration

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Contact

If you have any questions or are ready to take advantage of the free trial period with LexisNexis, please email the Symitar Inside Sales Team at IST@symitar.com.

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Questions/Comments

Questions?

Thank you for your participation!