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| | Regulation of Nanomaterials – the relevance of LCA and RA Tobias Walser, PhD LCA Discussion Forum 65 / May 24, 2017

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Page 1: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

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Regulation of Nanomaterials – the relevance of LCA and RA Tobias Walser, PhD

LCA Discussion Forum 65 / May 24, 2017

Page 2: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 2

A look back into the outlook of DF38, 2009

Page 3: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | Tobias Walser 3

Designed Nanomaterials

May 24, 2017 Walser et al., Nature Nanotechnology, 2012

Page 4: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | Tobias Walser 4

Disposal of Nanomaterials

Walser et al., Nature Nanotechnology, 2012 May 24, 2017

Page 5: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | Tobias Walser 5

Disposal of Nanomaterials

May 24, 2017 Walser et al., Nature Nanotechnology, 2012

Page 6: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | Tobias Walser 6

Too many regulatory definitions lead to confusion

May 24, 2017

Why a definition? Reporting and assessment of nanospecific properties of new chemicals

Definitions Vary between countries and regulations

Consensus None, maybe 100 nm in one dimension

Example Switzerland Chemicals Pharmaceuticals

Nanomaterial: Material, welches Partikel in ungebundenem Zustand, als Aggregat oder als Agglomerat enthält, bei

welchen ein oder mehrere Aussenmasse im Bereich von 1 bis 100 nm liegen oder ein Material, das ein spezifisches Oberflächen-Volumen-Verhältnis von über 60 m2/cm3 aufweist. Ein Material gilt nur dann als Nanomaterial, wenn es gezielt zur Nutzung der Eigenschaften hergestellt wird, die sich aus den genannten Aussenmassen der enthaltenen Partikel oder dem genannten Oberflächen-Volumen-Verhältnis des Materials ergeben. Fullerene, Graphenflocken und einwandige Kohlenstoff-Nanoröhren mit einem oder mehreren Aussenmassen unter 1 nm gelten als Nanomaterialien.

Nanopartikel: mindestens eine Dimension im Grössenbereich 1-1000 nm sowie eine auf nanotechnologische Eigenschaften basierende Funktion/Wirkungsweise

Page 7: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | Tobias Walser 7

Nanomaterial Definitions: Beyond size and composition

May 24, 2017

US EPA 2012

Page 8: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 8

• Uncoated nanomaterials consisting of different substances

• Coated nanomaterials with sealed or permeable surface

• Aggregates or agglomerates of different nanomaterials

Nanomaterial Definitions: Beyond size and composition

Page 9: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 9

Not definition, but characterization matters!

Fiber Paradigm for 1 dimension

> 5 µm

Chemical composition Size distribution Shape Coating or

Functionalizationn

Core Material

2.5 < C ≤ 10%

10 < C ≤ 25% 25 < C ≤ 100%

C ≤ 2.5% 2.5 < C ≤ 10%

10 < C ≤ 25%

25 < C ≤ 100% Sphere

Tube Rod

Plate

Wide or narrow

21 < S ≤ 500 nm 1 < S ≤ 20 nm

C ≤ 2.5%

Walser and Studer (2015): Sameness: The regulatory crux with nanomaterial identity and grouping schemes for hazard assessment. Reg.Tox.Pharm (72): 569–571

65 nm

10% TiO290% Fe2O3

100% SiO2

80 nm

3% TiO297% Fe2O3

100% SiO2

NM 1 NM 2

Page 10: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 10

Robust Study Summaries: Requested (additional) parameters

Chemical composition (incl. crystalline structure)

Impurities Surface chemistry Size Shape Surface area Solubility (rate)

Dispersibility Dustiness Biological reactivity

(e.g. ROS formation) Photoreactivity Stability in storage Rigidity for fibers

Page 11: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

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Risk Assessment is used for Regulatory Assessments of Chemicals Hazard identification Hazard assessment, incorporating the dose-response relationships Exposure assessment Risk characterisation, integration of hazard and exposure assessments

R = f ( D , H )

Tobias Walser May 24, 2017

Page 12: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

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Risk Assessment is used for Regulatory Assessments of Chemicals

REACH Appendix 4: Recommendations for nanomaterials applicable to the Guidance on Registration, Draft Public Version, May 2016 REACH Appendix R.6-1: Recommendations for nanomaterials applicable to the Guidance on QSARs and Grouping, Draft Public Version, May 2016

A variety of tools are available to guide industry through the registration process (Europe: European Chemicals Agency ECHA) Data provider is industry (Safety Dossier). At the same time they are responsible for classification, labelling and packaging (CLP) of the chemical. Nanomaterials:The same aspects as conventional chemicals plus nanospecific properties, plus: Exposure pathways Altered behaviour in the environment and the human body Mode of actions …

Tobias Walser May 24, 2017

Page 13: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 13

Combined use of LCA, RA, and HBM for Chemicals, CS Nanomaterials

Page 14: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 14

Complementary information from LCA

Time span

Geographic specificity

Population or

individual impact?

Data demand

Granularity of data Informative

value for regulators

Regulatory use

LCA Integrated Rather generic

(sub-) population

impact

Low to high, LCA

practitioner decides

Coarse but comprehensi

ve

Low, expert knowledge

needed

Low, but slowly

developing

RA Specific point in

time

Rather specific

Individual health risk

Rather high,

tonnage and hazard triggered

Fine, case specific

High, tiered testing

Fully implemented

Page 15: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 15

Combined use of LCA and RA for Nanomaterials

adapted from Walser et al. 2017 (Environmental Impact Assessment Review Volume 65, July 2017, Pages 156–163)

Page 16: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 16

Cumulative Exposure in Regulatory Risk Assessment

Walser et al. 2017 (Environmental Impact Assessment Review Volume 65, July 2017, Pages 156–163)

• 3 products, each releasing the same nanomaterials. Industry perspective vs. perspective of regulators

• How to estimate the «true exposure»?

Page 17: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 17

Policy decisions based on LCA studies of an entire sector

• 3 products, each releasing nanomaterials. Industry perspective vs. perspective of policy makers

• Product sector: Lowering the impact of all products equally? Or focusing on the «worst»?

Walser et al. 2017 (Environmental Impact Assessment Review Volume 65, July 2017, Pages 156–163)

Page 18: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 18

Using the Strenghts of LCA and RA for Chemical Assessment

Walser et al. 2017 (Environmental Impact Assessment Review Volume 65, July 2017, Pages 156–163)

Page 19: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 19

Keep in mind

• LCA & RA practitioners: Be transparent, report assumptions and uncertainties

• LCA developers: standardization, transparency of industrial data, comprehensive and valid data for product sectors

• Industry: Be agile, and adapt to regulatory changes and new knowledge

Page 20: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

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Thank you for your attention! [email protected]

Complex chemicals or materials? - We build bridges betweenScience, Regulation, and Industry.

Kickoff: July 2017

Page 21: LCA Discussion Forum 65 / May 24, 2017 Regulation of ...May 24, 2017  · 10% TiO2 90% Fe2O3 100% SiO2. 80 nm. 3% TiO2 97% Fe2O3 100% SiO2 ... Recommendations for nanomaterials applicable

| | May 24, 2017 Tobias Walser 21

Backup: It is worth looking into regulation

Market success?

A promising new nanomaterial or

nanoproduct

Country and Quantity Regulatory Area «Soft and hard»

regulation Increasing regulatory requirements

Tonn

age

Dossier 1 D2 D3