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    The pragmatics of questions and answers

    Christopher Potts

    UMass Amherst Linguistics

    CMPSCI 585, November 6, 2007

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    Background   Pragbot

    This lecture

    1  A brief, semi-historial overview of linguistic pragmatics

    2  A few notes on the SUBTLE project

    3  Some illustrative examples

    4  The partition semantics for questions

    5   A decision-theoretic approach

    6   Research challenges

    Useful follow-up reading: Chapters 23 and 24 of Jurafsky andMartin (chapters 18 and 19 of the 1st edition)

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    Background   Pragbot

    The merest sketch

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    Background   Pragbot

    The merest sketch

    “So here is the miracle: from a merest,sketchiest squiggle of lines, you and I con-verge to find adumbration of a coherentscene”

    “The problem of utterance interpretationis not dissimilar to this visual miracle. Anutterance is not, as it were, a verdicalmodel or ‘snapshot’ of the scene it de-

    scribes”

    —Levinson (2000)

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    Background   Pragbot

    The birth of Gricean pragmatics

    In the early 1960s, Chomsky showed us howto give compact, general specifications of 

    natural language syntax.

    In the late 1960s, philosopher and linguistH. Paul Grice had the inspired idea to dothe same for (rational) social interactions.

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    Background   Pragbot

    Rules and maxims

    Rules

    S   ⇒   NP VPNP   ⇒   N|PN

    N   ⇒   hippo | · · ·

    VP   ⇒   Vs   SVP   ⇒   Vtrans   NPVs   ⇒   realize | · · ·

    Maxims

    Quality  Above all, be truthful!Relevance And be relevant!Quantity   Within those bounds, be

    as informative as you can!Manner   And do it as clearly andconcisely as possible!

    Syntactic rules are like physical laws.

    Breaking them should lead to nonsense (or falsification).

    Pragmatic rules (maxims) are like laws of the land.

    Breaking them can have noteworthy consequences.

    B k d P b

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    Background   Pragbot

    Pragmatic pressuresMaxims

    Quality  Above all, be truthful!

    Relevance And be relevant!

    Quantity Within those bounds,be as informative as you can!

    Manner   And do it as clearlyand concisely as possible!

    B k d P b t

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    Background   Pragbot

    “Then a miracle occurs”

    The maxims do not yield

    easily to a treatment inthe usual terms of seman-tic theory. One can usu-ally be precise up to a

    point, but then . . .

    Background Pragbot

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    Background   Pragbot

    “Then a miracle occurs”

    The maxims do not yield

    easily to a treatment inthe usual terms of seman-tic theory. One can usu-ally be precise up to a

    point, but then . . .

    Background Pragbot

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    Background   Pragbot

    The probability of formalizing the maxims

    Some are skeptical:

    •  Beaver (2001:29) calls formalization in this area“notoriously problematic”.

    •  Bach (1999) is more decisive, offering various reasons why“it seems futile for linguists to seek a formal pragmatics”.

    •  Devitt and Sterelny (1987:§7.4) strike a similar chord.

    It’s a harsh verdict. Maxims (at least one) are the main enginebehind all pragmatic theories.

    Background Pragbot

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    Background   Pragbot

    A probable breakthrough

    Things are looking up.Researchers are making significant progress with

    decision-theoretic and game-theoretic models.

    The chief innovationA shift in emphasis from truth-conditions to probabilities.

    Background Pragbot

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    Background   Pragbot

    SUBTLE

    Situation Understanding Bot Through Language &Environment

    SUBTLE Team“we must move from robust

    sentence processing   to robustutterance understanding ”

    Mitch Marcus, Norm Badler,

    Aravind Joshi, George Pap-pas, Fernando Pereira, MaribelRomero (Penn); Andrew andme (UMass Amherst); Holly

    Yanco (UMass Lowell)

    Background   Pragbot

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    g g

    Pragbot data-gatherer

    •  Pragbot is a game played on the Net, in a browser.

    •  The players comunicate via an Instant Messaging functionthat logs all their messages and actions in the game world.

    •  Pragbot scenarios mirror search-and-rescue scenarios, butwith simplifications that make linguistic modelling moretractable.

    (Pragbot was developed by Andrew McCallum, Chris Potts,and Karl Shultz, and coded by Karl Schultz.)

    Background   Pragbot

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    A screenshot

    Background   Pragbot

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    Fast and flexible data collection

    Pragbot is lightweight and flexible. We have changed theinterface and the task descriptions a number of times, witheach change bringing in linguistically richer interactions.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Illustrative data

    We begin with a range of cases involving questions and theiranswers. The primary question:

    What counts as a resolving answer? 

    We chose the data with the following general scenario in mind:

    a human operator is querying a bot. The bot should giveresolving answers (where his knowledge base permits them).

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Mention-all vs. mention-some

    Where can we buy supplies? 

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Mention-all vs. mention-some

    Where can we buy supplies? 

    Mention-all•   Context: We’re writing a comprehensive guide to the

    area.

    •   Resolvedness condition: An exhaustive listing of the(reasonable) shopping places.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Mention-all vs. mention-some

    Where can we buy supplies? 

    Mention-all•   Context: We’re writing a comprehensive guide to the

    area.

    •   Resolvedness condition: An exhaustive listing of the(reasonable) shopping places.

    Mention-some•   Context: We’re low on food and water.

    •   Resolvedness condition: Mentioning the best (closest,safest, etc.) place, or a few good options.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Mention-all vs. mention-some

    Who has a light? 

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Mention-all vs. mention-some

    Who has a light? 

    Mention-all•   Context: Speaker needs to ensure that no one in the

    group is going to get stopped by airport security.

    •   Resolvedness condition: Listing of everyone who has alight.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Mention-all vs. mention-some

    Who has a light? 

    Mention-all•   Context: Speaker needs to ensure that no one in the

    group is going to get stopped by airport security.

    •   Resolvedness condition: Listing of everyone who has alight.

    Mention-some•   Context: Speaker needs to light her cigar.

    •   Resolvedness condition: Just name one (friendly,willing, nearby) person with a lighter.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Domain restrictions

    What cards do you have? 

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Domain restrictions

    What cards do you have? 

    Wide domain•   Context: Speaker dealt the cards and noticed that some

    were missing.

    •   Resolvedness condition: List everything you’re holding.

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    Domain restrictions

    What cards do you have? 

    Wide domain•   Context: Speaker dealt the cards and noticed that some

    were missing.

    •   Resolvedness condition: List everything you’re holding.

    Narrowed domain•   Context: Speaker folds. He wants to know what beat

    him.

    •   Resolvedness condition: Just name the good cards (if there are any).

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    Domain restrictions

    Example (Pragbot data)

    Did you find anything?

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    Domain restrictions

    Example (Pragbot data)

    Context: Player 2 is looking for

    Player 2: Did you find anything?[...]

    Player 1: yep, h at the top exit

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    Domain restrictions

    Example (Pragbot data)

    Context: Player 2 is looking for

    Player 2: Did you find anything?[...]

    Player 1: yep, h at the top exit

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    Domain restrictions

    Example (Pragbot data)

    Have you found anything?

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    Domain restrictions

    Example (Pragbot data)Context: The players are trying to get six consecutive hearts,but they are still in the process of deciding which six.

    Player 2: i got 2H

    Player 1: I found a 3HPlayer 2: sweet.

    [...]

    Player 1: Have you found anything?

    Player 2: no, just 2H

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    Domain restrictions

    Example (Pragbot data)Context: The players are trying to get six consecutive hearts,but they are still in the process of deciding which six.

    Player 2: i got 2H

    Player 1: I found a 3HPlayer 2: sweet.

    [...]

    Player 1: Have you found anything?

    Player 2: no, just 2H

    No suggestion that Player2 didn’t see 3D, KD, etc.

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    Identification conditions

    Who is Arnold Schwarzenegger? 

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    Identification conditions

    Who is Arnold Schwarzenegger? 

    •  The governor of California.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Identification conditions

    Who is Arnold Schwarzenegger? 

    •  A famous bodybuilder.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Identification conditions

    Who is Arnold Schwarzenegger? 

    •  The Terminator.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Identification conditions

    Who is Arnold Schwarzenegger? 

    •  That guy over there.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Identification conditions

    Who is Arnold Schwarzenegger? 

    •  The governor of California.

    •  A famous bodybuilder.

    •  The Terminator.

    •  That guy over there.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Levels of specificity

    Who was at the meeting? 

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    Levels of specificity

    Who was at the meeting? 

    General•   Context: The speaker wants to get a sense for what

    kind of meeting it was.•   Resolvedness condition:   Some linguists, some 

    computer scientists, some mathematicians.

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    Levels of specificity

    Who was at the meeting? 

    General•   Context: The speaker wants to get a sense for what

    kind of meeting it was.•   Resolvedness condition:   Some linguists, some 

    computer scientists, some mathematicians.

    Specific•   Context: The speaker is checking against a list of likely

    attendees.

    •   Resolvedness condition:   Chris, Alan, Mitch, . . .

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

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    Granularity

    Where are you from? 

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    G l

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    Granularity

    Where are you from? 

    •   Massachusetts.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    G l i

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    Granularity

    Where are you from? 

    •  The U.S.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    G l i

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    Granularity

    Where are you from? 

    •   Planet earth.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    G l i

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    Granularity

    Where are you from? 

    •   Connecticut.  (My birthplace.)

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    G l it

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    Granularity

    Where are you from? 

    •  UMass Amherst.   (My university.)

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    G l it

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    Granularity

    Where are you from? 

    •   Belgium.  (My ancestral home.)

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Gran larit

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    Granularity

    Where are you from? 

    •   Massachusetts.

    •  The U.S.

    •   Planet earth.

    •   Connecticut.  (My birthplace.)

    •  UMass Amherst.   (My university.)•   Belgium.  (My ancestral home.)

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Granularity

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    Granularity

    Pragbot players can’t see each other, but they must coordinatetheir movements. As a result, they ask many versions of 

    Where are you? 

    They answer at different levels of granularity depending on

    •  the task they were assigned

    •  the current subtask

    •   the nature of the environment•  their current knowledge of each other’s whereabouts

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Granularity

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    Granularity

    Example (Pragbot data)Player A: Where are you?

    Player B: in the first box-like region in the

    center, 2nd row

    Player B: I’m sort of in the middle.

    Player B: still at the right bottom corner

    •  Unattested: “In the pragbot world”(redundant in context)

    •  Attested confusion: “In Northampton”(at the start of the game; players not yet fully engaged)

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Polarity variation

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    Polarity variation

    How high is a helicopter permitted to fly? 

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Polarity variation

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    Polarity variation

    How high is a helicopter permitted to fly? 

    Lower bound•   Context: We need to avoid the powerlines while still

    getting close to the ground.

    •   Resolvedness condition: The lowest safe height.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Polarity variation

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    Polarity variation

    How high is a helicopter permitted to fly? 

    Lower bound•   Context: We need to avoid the powerlines while still

    getting close to the ground.

    •   Resolvedness condition: The lowest safe height.

    Upper bound•   Context: We need to be sure the atmosphere isn’t too

    thin.

    •   Resolvedness condition: The highest safe height.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Gradable modifiers

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    Gradable modifiers

    Is the door open? 

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Gradable modifiers

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    Gradable modifiers

    Is the door open? 

    Maximal interpretation

    •   Context: We need to get a vehicle out of the building.It barely fits through the doorway.

    •   Intended: Is the door completely   open?

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Gradable modifiers

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    Gradable modifiers

    Is the door open? 

    Maximal interpretation

    •   Context: We need to get a vehicle out of the building.It barely fits through the doorway.

    •   Intended: Is the door completely   open?

    Minimal interpretation•   Context: We need to secure the building.

    •   Intended: Is the door even a little bit  open?

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Plurals

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    Plurals

    Are the windows are open? 

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Plurals

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    Plurals

    Are the windows are open? 

    Existential reading•   Context: We need to ensure the building is locked up.

    •   the windows   ≈  some of the windows

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Plurals

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    u a s

    Are the windows are open? 

    Existential reading•   Context: We need to ensure the building is locked up.

    •   the windows   ≈  some of the windows

    Universal reading•   Context: We are painting the sills.

    •   the windows   ≈  all the windows

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Pragmatically required over-answering

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    g y q g

    Ali calls a hotelAli: Is Lisa Simpson in Room 343?

    Clerk A: She’s in room 400. (implicit “no”)

    Clerk B: She checked out yesterday. (implicit “no”)

    Clerk C:   #No.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Pragmatically required over-answering

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    g y q g

    Example (Pragbot data)

    Can you take the inside of the cube.

    The answers expected by the form (“yes”, “no”) areinfelicitous because their content is mutually known. (Theplayers have freedom of movement.)

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Pragmatically required over-answering

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    g y q g

    Example (Pragbot data)

    Context: The players are planning their search strategyPlayer 1: Can you take the inside of the cube.

    Player 2: ok I take the insidePlayer 1: I’ll look on the outside

    The answers expected by the form (“yes”, “no”) areinfelicitous because their content is mutually known. (Theplayers have freedom of movement.)

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Pragmatically required over-answering

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    g y q g

    Example (Worcester Cold Storage Fire)Context: Firemen lost inside a large, maze-like building witha floor-plan that effectively changed by the minute as roomsfilled with smoke and walls collapsed.

    Car 3 Okay, do we have fire coming up through

    the roof yet?

    L-1/P1 We have a lot of hot embers blowing

    through.

    Inferred pragmatically   No, but . . .

    (A mere “no” would be disastrous here.)

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Devious exploitation of pragmatic inferencing

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    g g

    From Bronston v. United States

    Q: Do you have any bank accounts in Swiss banks,Mr. Bronston?

    A: No, sir.Q: Have you ever?

    A: The company had an account there for about six months,in Zurich.

    Mention all/some   Domains   Identification   Specificity   Granularity   Polarity   Gradability   Plurals   Over-answering   Deviousness

    Devious exploitation of pragmatic inferencing

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    From Bronston v. United States

    Q: Do you have any bank accounts in Swiss banks,Mr. Bronston?

    A: No, sir.Q: Have you ever?

    A: The company had an account there for about six months,in Zurich.

    The truth

    Bronston once had a large personal Swiss account.

    The issueThe cooperative inference of the previous slide has gotten usinto trouble here.

    Partition semantics   Answer values   Implicatures   Desiderata

    Partition semantics and answer values

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    Groenendijk and Stokhof (1982): the semantic value of an

    interrogative is a partition of the information state  W   intoequivalence classes based on the extension of the questionpredicate.

    Partition semantics   Answer values   Implicatures   Desiderata

    Partition semantics and answer values

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    Groenendijk and Stokhof (1982): the semantic value of an

    interrogative is a partition of the information state  W   intoequivalence classes based on the extension of the questionpredicate.

    Answering

    •  Fully congruent answers identify a single cell.

    •  Partial answers overlap with more than one cell.

    •  Over-answers identify a proper subset of one of the cells.

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    Partition semantics   Answer values   Implicatures   Desiderata

    Polar questions

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    [[Did Sam laugh?]] ={v  ∈ W   | v  ∈ [[laughed(sam)]] iff  w  ∈ [[laughed(sam)]]}

    w  ∈

    [[laughed(sam)]]   W  − [[laughed(sam)]]

    Partition semantics   Answer values   Implicatures   Desiderata

    Polar questions

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    [[Did Sam laugh?]] ={v  ∈ W   | v  ∈ [[laughed(sam)]] iff  w  ∈ [[laughed(sam)]]}

    w  ∈

    [[laughed(sam)]]   W  − [[laughed(sam)]]

    Answers

    Partition semantics   Answer values   Implicatures   Desiderata

    Polar questions

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    [[Did Sam laugh?]] ={v  ∈ W   | v  ∈ [[laughed(sam)]] iff  w  ∈ [[laughed(sam)]]}

    w  ∈

    [[laughed(sam)]]   W  − [[laughed(sam)]]

    Answers

    “Yes”

    Partition semantics   Answer values   Implicatures   Desiderata

    Polar questions

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    [[Did Sam laugh?]] ={v  ∈ W   | v  ∈ [[laughed(sam)]] iff  w  ∈ [[laughed(sam)]]}

    w  ∈

    [[laughed(sam)]]   W  − [[laughed(sam)]]

    Answers

    “No”

    Partition semantics   Answer values   Implicatures   Desiderata

    Constituent questions

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    [[Who laughed?]] ={v  ∈ W   | ∀d . [[laugh]](d )(v ) iff [[laugh]](d )(w )

      w  ∈ W 

     

     

         

     

         

     

     

         

     

         

     

        

      

         

     

     

         

     

     

         

     

     

         

     

         

     

     

         

    Partition semantics   Answer values   Implicatures   Desiderata

    Constituent questions

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    [[Who laughed?]] ={v  ∈ W   | ∀d . [[laugh]](d )(v ) iff [[laugh]](d )(w )

      w  ∈ W 

     

     

         

     

         

     

     

         

     

         

     

        

      

         

     

     

         

     

     

         

     

     

         

     

         

     

     

         

    Answers

    Partition semantics   Answer values   Implicatures   Desiderata

    Constituent questions

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    [[Who laughed?]] ={v  ∈ W   | ∀d . [[laugh]](d )(v ) iff [[laugh]](d )(w )

      w  ∈ W 

     

     

         

     

         

     

     

         

     

         

     

        

      

         

     

     

         

     

     

         

     

     

         

     

         

     

     

         

    Answers

    “Bart and Lisa”

    Partition semantics   Answer values   Implicatures   Desiderata

    Constituent questions

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    [[Who laughed?]] ={v  ∈ W   | ∀d . [[laugh]](d )(v ) iff [[laugh]](d )(w )

      w  ∈ W 

     

     

         

     

         

     

     

         

     

         

     

        

      

         

     

     

         

     

     

         

     

     

         

     

         

     

     

         

    Answers

    “Bart, Lisa, Maggie, andBurns”

    Partition semantics   Answer values   Implicatures   Desiderata

    Constituent questions

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    [[Who laughed?]] ={v  ∈ W   | ∀d . [[laugh]](d )(v ) iff [[laugh]](d )(w )

      w  ∈ W 

     

     

         

     

         

     

     

         

     

         

     

        

      

         

     

     

         

     

     

         

     

     

         

     

         

     

     

         

    Answers

    “No one”

    Partition semantics   Answer values   Implicatures   Desiderata

    Answer valuesWe get a rough measure of the extent to which p answers Q

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    We get a rough measure of the extent to which  p  answers  Q by inspecting the cells in  Q  with which  p  has a nonemptyintersection:

    Definition (Answer values)

    Ans(p , Q ) = q  ∈ Q  | p  ∩ q  = ∅Example

    Bart: Did Sam laugh?

    Lisa:

    [[laughed(sam)]]   W  − [[laughed(sam)]]

    Partition semantics   Answer values   Implicatures   Desiderata

    Answer valuesWe get a rough measure of the extent to which p answers Q

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    We get a rough measure of the extent to which  p  answers  Q by inspecting the cells in  Q  with which  p  has a nonemptyintersection:

    Definition (Answer values)

    Ans(p , Q ) = q  ∈ Q  | p  ∩ q  = ∅Example

    Bart: Did Sam laugh?

    Lisa:   Yes.   | Ans | = 1

    [[laughed(sam)]]   W  − [[laughed(sam)]]

    Partition semantics   Answer values   Implicatures   Desiderata

    Answer valuesWe get a rough measure of the extent to which p answers Q

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    We get a rough measure of the extent to which  p  answers  Q by inspecting the cells in  Q  with which  p  has a nonempty

    intersection:

    Definition (Answer values)

    Ans(p , Q ) = q  ∈ Q  | p  ∩ q  = ∅Example

    Bart: Did Sam laugh?

    Lisa:   No.   | Ans | = 1

    [[laughed(sam)]]   W  − [[laughed(sam)]]

    Partition semantics   Answer values   Implicatures   Desiderata

    Answer valuesWe get a rough measure of the extent to which p answers Q

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    We get a rough measure of the extent to which  p  answers  Q by inspecting the cells in  Q  with which  p  has a nonempty

    intersection:

    Definition (Answer values)

    Ans(p , Q ) = q  ∈ Q  | p  ∩ q  = ∅Example

    Bart: Did Sam laugh?

    Lisa:   I heard some giggling.   | Ans | = 2

    [[laughed(sam)]]   W  − [[laughed(sam)]]

    Partition semantics   Answer values   Implicatures   Desiderata

    Over-informative answers

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    Ans values are a bit too blunt, since Ans(p , Q ) = Ans(p ′, Q )wherever  p ′ ⊆ p , for all questions  Q .

    Example

    Bart: Is Sam happy at his new job?Lisa:

    [[happy(sam)]]   W  − [[happy(sam)]]

    Partition semantics   Answer values   Implicatures   Desiderata

    Over-informative answers

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    Ans values are a bit too blunt, since Ans(p , Q ) = Ans(p ′, Q )wherever  p ′ ⊆ p , for all questions  Q .

    Example

    Bart: Is Sam happy at his new job?Lisa:   Yes.   | Ans | = 1

    [[happy(sam)]]   W  − [[happy(sam)]]

    Partition semantics   Answer values   Implicatures   Desiderata

    Over-informative answers

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    Ans values are a bit too blunt, since Ans(p , Q ) = Ans(p ′, Q )wherever  p ′ ⊆ p , for all questions  Q .

    Example

    Bart: Is Sam happy at his new job?Lisa:  Yes, and he hasn’t been to jail yet.   | Ans | =

    1

    [[happy(sam)]]   W  − [[happy(sam)]]

    Partition semantics   Answer values   Implicatures   Desiderata

    A preference ordering

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    Definition (Relevance (G&S, van Rooij))p  ≻Q  q    iff Ans(p , Q ) ⊂  Ans(q , Q ) or

    Ans(p , Q ) = Ans(q , Q ) and  q  ⊂ p 

    Partition semantics   Answer values   Implicatures   Desiderata

    A preference ordering

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    Definition (Relevance (G&S, van Rooij))p  ≻Q  q    iff Ans(p , Q ) ⊂  Ans(q , Q ) or

    Ans(p , Q ) = Ans(q , Q ) and  q  ⊂ p 

    ExampleIn the previous example,

    [[happy(sam)]] ≻[[?happy(sam)]] [[happy(sam) ∧ no-jail(sam)]]

    While their Ans values are the same, the first is a superset of the second.

    Partition semantics   Answer values   Implicatures   Desiderata

    Example: Granularity

    E l

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    Example

    Where are you from?

    ≈  Which planet are you from?≈  Which country are you from?≈  Which city are you from?

    · · ·

    Partition semantics   Answer values   Implicatures   Desiderata

    Example: Granularity

    E l

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    Example

    Where are you from?

    ≈  Which planet are you from?≈  Which country are you from?≈  Which city are you from?

    · · ·

    Definition (Fine-grainedness (van Rooy, 2004))

    A question  Q   is more fine-grained than question  Q ′ iff 

    Q  ⊑ Q ′ iff  ∀q  ∈ Q  ∃q ′ ∈ Q ′ q  ⊆ q ′

    If  Q   is more fine-grained than Q ′, then an exhaustive answerto Q   is more informative than an exhausitive answer to  Q ′.

    Partition semantics   Answer values   Implicatures   Desiderata

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    Conversational implicatures

    Partition semantics   Answer values   Implicatures   Desiderata

    Partial answers

    A l b i t f th t d d t di

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    Ans values bring us part of the way towards understanding

    relevance implicatures.

    Example (Partial answer)

    Tom: Which city does Barbara live in?

    Jerry: Barbara lives in Russia. (| Ans |  > 1)•   Implicature: Jerry doesn’t know which city.

    Partition semantics   Answer values   Implicatures   Desiderata

    Partial answers

    A l b i t f th t d d t di

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    Ans values bring us part of the way towards understanding

    relevance implicatures.

    Example (Partial answer)

    Tom: Which city does Barbara live in?

    Jerry: Barbara lives in Russia. (| Ans |  > 1)•   Implicature: Jerry doesn’t know which city.

    Example (Complete answer)

    Tom: Which country does Barbara live in?Jerry: Barbara lives in Russia. (| Ans | = 1)

    •   No implicature about Jerry’s city-level knowledge.

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    Partition semantics   Answer values   Implicatures   Desiderata

    Pragmatic principles

    Let Q be the question under discussion (QUD)

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    Let Q  be the question under discussion (QUD).

    For speakersAnswer  Q  with a proposition  p  such that

    p  ≻Q  p ′ for all  p ′ ∈ DoxS 

    Partition semantics   Answer values   Implicatures   Desiderata

    Pragmatic principles

    Let Q be the question under discussion (QUD)

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    Let Q  be the question under discussion (QUD).

    For speakersAnswer  Q  with a proposition  p  such that

    p  ≻Q  p ′ for all  p ′ ∈ DoxS 

    For hearersLet p  be the speaker’s answer. For all  q  such that such thatq  ≻Q  p , the speaker is not positioned to offer  q   felicitously.

    •   If  q  ⊂ p , then the speaker lacks sufficient evidence for  q .•   If  p  ⊂ q , then the speaker is answering a different QUD,

    thereby implicating that  Q   is not the right QUD.

    Partition semantics   Answer values   Implicatures   Desiderata

    Desiderata

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    1  Discourse participants negotiate the nature of questions.What motivates them?

    Partition semantics   Answer values   Implicatures   Desiderata

    Desiderata

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    1  Discourse participants negotiate the nature of questions.What motivates them?

    2   It is essential that we achieve more precise statements of the implicatures and their calculations.

    Partition semantics   Answer values   Implicatures   Desiderata

    Desiderata

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    1  Discourse participants negotiate the nature of questions.What motivates them?

    2   It is essential that we achieve more precise statements of the implicatures and their calculations.

    3  Ideally, we would reduce the pragmatic principles involvedin relevance implicature calculations to something morefundamental.

    Partition semantics   Answer values   Implicatures   Desiderata

    Desiderata

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    1  Discourse participants negotiate the nature of questions.What motivates them?

    2   It is essential that we achieve more precise statements of the implicatures and their calculations.

    3  Ideally, we would reduce the pragmatic principles involvedin relevance implicature calculations to something morefundamental.

    4  We’d like an account of the pragmatic variability of 

    questions discussed earlier (mention-some vs. mention-all,and so forth).

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    Decision problems   Applications   Looking ahead

    Decision problems

    As a first step towards satisfying our desires for this analysis,

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    we’ll inject some decision theory into our pragmatics, as a wayof making sense primarily of answers.

    Definition (Decision problems)

    A decision problem is a structure  DP  = (W , S , P S , A, U S ):•   W   is a space of possible states of affairs;

    •   S   is an agent;

    •   P S  is a (subjective) probability distribution (for agent  S );

    •   A   is a set of actions that  S  can take; and

    •   U S   is a utility function for  S , mapping action–world pairsto real numbers.

    Decision problems   Applications   Looking ahead

    Example: Schlepp the umbrella?

    Example (The decision problem Schlepp)

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    •   W   = {w 1 . . . w 10}. Assume it rains in  {w 1 . . . w 7} andnot in {w 8 . . . w 10}.

    •   P S ({w i }) = P S ({w  j }) for all w i , w  j  ∈ W 

    •   A = {umbrella, no-umbrella}

    •   U (umbrella, w i ) = 2 if it rains in  w i U (umbrella, w i ) =   −2 if it doesn’t rain in  w i 

    U (no-umbrella, w i ) =   −8 if it rains in  w i U (no-umbrella, w i ) = 4 if it doesn’t rain in  w i 

    rain no rainumbrella   2   −2

    no-umbrella   −8 4

    S   is deciding under uncertainty. What’s his best move?

    Decision problems   Applications   Looking ahead

    Expected utilities

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    Expected utilities take risk into account when measuring theusefulness of performing an action.

    Definition

    For decision problem  DP  = (W , S , P S , A, U S ) the  expected utility  of an action  a ∈ A

    EUDP (a) = w ∈W P ({w }) · U (a, w )

    Decision problems   Applications   Looking ahead

    Solving decision problems

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    Definition (Utility value of a decision problem)Let DP  = (W , S , P S , A, U S ) be a decision problem.

    UV(DP ) = maxa∈A

    EUDP (a)

    Definition (Solving a decision problem)

    Let DP  = (W , S , P S , A, U S ) be a decision problem. Thesolution to  DP   is

    choose  a   such that EUDP (a) = UV(DP )

    Decision problems   Applications   Looking ahead

    Solving the umbrella problem

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    rain (.7) no rain (.3) EUumbrella   2   −2   .8

    no-umbrella   −8 4   −4.4

    •   UV(Schlepp) = maxa∈{umbrella,no-umbrella} EU(a)=   .8

    •  The optimal action is  umbrella.

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    Decision problems   Applications   Looking ahead

    Utility value of new informationIncoming information might change the decision problem bychanging the expected utilities.

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    g g p

    Definition (Conditional expected utility)

    Let DP  = (W , S , P S , A, U S ) be a decision problem.

    EUDP (a|p ) =

    w ∈W  P ({w }|p ) · U (a, w )

    Example•   EU(no-umbrella) = −4.4

    •   EU(no-umbrella|{w 8, w 9, w 10}) = 4 (given no rain)

    •   EU(umbrella) =  .8

    •   EU(umbrella|{w 8, w 9, w 10}) = −2 (given no rain)

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    Decision problems   Applications   Looking ahead

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    Applications

    Decision problems   Applications   Looking ahead

    Action propositions

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    DefinitionIf  DP  = (W , S , P S , A, U S ) is a decision problem and  a   is anaction in  A, then

    a∗ = {w  ∈ W   | U S (a, w ) U S (a′, w ) for  a′ ∈ A}

    If there is a unique optimal action in every world, then  A∗, theset of propositions  a∗ ∈ A, is a partition. But we won’t impose

    this condition.

    Decision problems   Applications   Looking ahead

    Example: Visiting Barbara

    •W   = {w 1, . . . , w 4}

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    { }

    [[B lives in Moscow ]] = {w 1}   [[B lives in Prague ]] = {w 3}

    [[B lives in Petersburg ]] = {w 2}  [[B lives in Budapest ]] = {w 4}

    •   P S ({w i }) = P S ({w  j }) for all w i , w  j  ∈ W 

    •   A = ax , wherex  ∈ {Moscow, Petersburg, Prague, Budapest}

    •   U (ax , w ) = 10 if Barbara lives in  x   in  w , elseU (ax , w ) = 0.

    Decision problems   Applications   Looking ahead

    Example: Visiting Barbara

    •W   = {w 1, . . . , w 4}

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    [[B lives in Moscow ]] = {w 1}   [[B lives in Prague ]] = {w 3}

    [[B lives in Petersburg ]] = {w 2}  [[B lives in Budapest ]] = {w 4}

    •   P S ({w i }) = P S ({w  j }) for all w i , w  j  ∈ W 

    •   A = ax , wherex  ∈ {Moscow, Petersburg, Prague, Budapest}

    •   U (ax , w ) = 10 if Barbara lives in  x   in  w , elseU (ax , w ) = 0.

    Action propositions

    a∗Moscow   =   {w 1}   a∗Prague   =   {w 3}

    a∗Petersburg   =   {w 2}   a∗Budapest   =   {w 4}

    Decision problems   Applications   Looking ahead

    Resolving the problem

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    ExampleAssume the decision problem that Bart’s question gives rise to(or, the one that gives rise to his question) is as before.

    Bart: Where does Barbara live?   {w 1} {w 2}

    {w 3} {w 4}

    Lisa: Russia.⇒  Does not resolve the decision problem.

    Lisa: Petersburg (Moscow, Prague, . . . ).

    ⇒  Resolves the decision problem

    Decision problems   Applications   Looking ahead

    Example: Which country?

    •W   = {w 1, . . . , w 4}

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    { 1, , 4}

    [[B lives in Moscow ]] = {w 1}   [[B lives in Prague ]] = {w 3}

    [[B lives in Petersburg ]] = {w 2}  [[B lives in Budapest ]] = {w 4}

    •   P S ({w i }) = P S ({w  j }) for all w i , w  j  ∈ W 

    •   A = ax , where  x  ∈ {Russia, Czech, Budapest}•   U (ax , w ) = 10 if Barbara lives in  x   in  w , else

    U (ax , w ) = 0.

    Decision problems   Applications   Looking ahead

    Example: Which country?

    •W   = {w 1, . . . , w 4}

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    { , , }

    [[B lives in Moscow ]] = {w 1}   [[B lives in Prague ]] = {w 3}

    [[B lives in Petersburg ]] = {w 2}  [[B lives in Budapest ]] = {w 4}

    •   P S ({w i }) = P S ({w  j }) for all w i , w  j  ∈ W 

    •   A = ax , where  x  ∈ {Russia, Czech, Budapest}•   U (ax , w ) = 10 if Barbara lives in  x   in  w , else

    U (ax , w ) = 0.

    Action propositions  a∗Russia  = {w 1, w 2}

    a∗Czech = {w 3}   a∗Hungary = {w 4}

    Decision problems   Applications   Looking ahead

    Resolving the problem

    Bart: Where does Barbara live?  {w 1} {w 2}{w 3} {w 4}

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    Lisa: Russia.

    ⇒  Resolves the decision problem even though it doesn’tcorrespond to a cell in Bart’s question.

    Decision problems   Applications   Looking ahead

    Resolving the problem

    Bart: Where does Barbara live?  {w 1} {w 2}{w 3} {w 4}

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    Lisa: Russia.

    ⇒  Resolves the decision problem even though it doesn’tcorrespond to a cell in Bart’s question.

    Lisa: Petersburg (Moscow, Prague, . . . ).

    ⇒  Resolves the decision problem but provides too muchinformation.

    Decision problems   Applications   Looking ahead

    Resolving the problem

    Bart: Where does Barbara live?  {w 1} {w 2}{w 3} {w 4}

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    Lisa: Russia.

    ⇒  Resolves the decision problem even though it doesn’tcorrespond to a cell in Bart’s question.

    Lisa: Petersburg (Moscow, Prague, . . . ).

    ⇒  Resolves the decision problem but provides too muchinformation.

    p  ≻Q  q    iff Ans(p , Q ) ⊂  Ans(q , Q ) or

    Ans(p , Q ) = Ans(q , Q ) and  q  ⊂ p 

    p  ≻A∗  q    iff Ans(p , A∗) ⊂ Ans(q , A∗) or

    Ans(p , A∗) = Ans(q , A∗) and q  ⊂ p 

    Decision problems   Applications   Looking ahead

    Mention-some questions

    Example (Craige Roberts)

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    I’m working on a rush plumbing project and need some parts.Where can one buy faucet washers? 

    Decision problems   Applications   Looking ahead

    Mention-some questions

    Example (Craige Roberts)

    I’m working on a rush plumbing project and need some parts.

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    g p g p j p

    Where can one buy faucet washers? 

    W   = {w 1

    , . . . , w 3}

    [[Parts at Moe’s ]] = {w 1, w 2}  [[Parts at Larry’s ]] =  {w 2, w 3}•   P S ({w i }) = P S ({w  j }) for all w i , w  j  ∈ W •

    U w 1   w 2   w 3aMoe’s   10 10 0

    aLarry’s   0 10 10

    Decision problems   Applications   Looking ahead

    Mention-some questions

    Example (Craige Roberts)

    I’m working on a rush plumbing project and need some parts.

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    g p g p j p

    Where can one buy faucet washers? 

    W   = {w 1

    , . . . , w 3}

    [[Parts at Moe’s ]] = {w 1, w 2}  [[Parts at Larry’s ]] =  {w 2, w 3}•   P S ({w i }) = P S ({w  j }) for all w i , w  j  ∈ W •

    U w 1   w 2   w 3aMoe’s   10 10 0

    aLarry’s   0 10 10

    a∗Moe’s = {w 1, w 2}   a∗Larry’s  = {w 2, w 3}

    Decision problems   Applications   Looking ahead

    Domain restrictions

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    Example (van Rooy 2003)

    I fold. I’m curious about whether I did the right thing.

    What (cards) do you have? 

    Decision problems   Applications   Looking ahead

    Domain restrictions

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    Example (van Rooy 2003)

    I fold. I’m curious about whether I did the right thing.

    What (cards) do you have? 

    A choice of domain leads to a choice of granularity for  A∗.

    The order  ≻A∗  can then home in on the optimal choice.

    Decision problems   Applications   Looking ahead

    Expected utility values of questionsEUVDP (Q ) gives the average utility of the members of  Q .

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    DefinitionLet DP  = (W , S , P S , A, U S ) be a decision problem. Then

    EUVDP (Q ) =

    q ∈Q P S (q ) · UV DP (q )

    The following ordering is determined largely by EUV, but itresorts to the measure of granularity to resolve ties.

    Definition

    Q  ≻DP  Q ′ iff EUVDP (Q )  > EUVDP (Q 

    ′) orEUVDP (Q ) = EUVDP (Q 

    ′) and  Q ′ ⊏ Q 

    Decision problems   Applications   Looking ahead

    Pragmatic principles, decision-theoretically

    Let DP I ,J  = (W , S , P I ,J , A, U I ,J ) be a pair of decisionproblems differing only in the agent (I   or J ).

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    Decision problems   Applications   Looking ahead

    Pragmatic principles, decision-theoretically

    Let DP I ,J  = (W , S , P I ,J , A, U I ,J ) be a pair of decisionproblems differing only in the agent (I   or J ).

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    For interrogator I Ask a question  Q  such that

    Q  ≻DP I 

      Q ′ for all Q ′ ∈  ℘(℘(W ))

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    Decision problems   Applications   Looking ahead

    Pragmatic principles, decision-theoretically

    Let DP I ,J  = (W , S , P I ,J , A, U I ,J ) be a pair of decisionproblems differing only in the agent (I   or J ).

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    For interrogator I Ask a question  Q  such that

    Q  ≻DP I 

      Q ′ for all Q ′ ∈  ℘(℘(W ))

    For the witness J Answer  Q  with a proposition  p  such that

    p  ≻A∗  p ′ for p ′ ∈ DoxJ 

    In both cases, the speaker’s behavior is shaped by the decisionproblem.

    Decision problems   Applications   Looking ahead

    Looking ahead

    1 C ti th j t b b M l d (2006 b) f

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    1  Continue the project begun by Malamud (2006a,b) of extending van Rooy’s (2004) approach to questions intonew areas:

    Decision problems   Applications   Looking ahead

    Looking ahead

    1 C ti th j t b b M l d (2006 b) f

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    1  Continue the project begun by Malamud (2006a,b) of extending van Rooy’s (2004) approach to questions intonew areas:

    •  Situations (what counts as minimal?)

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    Decision problems   Applications   Looking ahead

    Looking ahead

    1 Continue the project begun by Malamud (2006a b) of

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    1  Continue the project begun by Malamud (2006a,b) of extending van Rooy’s (2004) approach to questions intonew areas:

    •  Situations (what counts as minimal?)•  Reference (which mode is best?)•  Comparatives (which contextual standard?)

    Decision problems   Applications   Looking ahead

    Looking ahead

    1 Continue the project begun by Malamud (2006a b) of

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    1  Continue the project begun by Malamud (2006a,b) of extending van Rooy’s (2004) approach to questions intonew areas:

    •  Situations (what counts as minimal?)•  Reference (which mode is best?)•  Comparatives (which contextual standard?)

    2  Further articulate the role of decisions by moving to agame-theoretic setting.

    Decision problems   Applications   Looking ahead

    Looking ahead

    1 Continue the project begun by Malamud (2006a b) of

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    1  Continue the project begun by Malamud (2006a,b) of extending van Rooy’s (2004) approach to questions intonew areas:

    •  Situations (what counts as minimal?)•  Reference (which mode is best?)•  Comparatives (which contextual standard?)

    2  Further articulate the role of decisions by moving to agame-theoretic setting.

    3  Get a better grip on how these pragmatic factors can

    influence embedded readings.

    References

    References I

    Aloni, Maria. 2000.   Quantification under Conceptual Covers . Ph.D. thesis, Universiteitvan Amsterdam, Amsterdam. Published in the ILLC Dissertation Series, 2001-1.

    Bach, Kent. 1999. The semantics–pragmatics distinction: What it is and why itmatters In Ken Turner ed The Semantics Pragmatics Interface from Different

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    Bach, Kent. 1999. The semantics pragmatics distinction: What it is and why itmatters. In Ken Turner, ed.,  The Semantics–Pragmatics Interface from Different Points of View , 65–84. Oxford: Elsevier. URLhttp://online.sfsu.edu/~kbach/spd.htm.

    Beaver, David Ian. 2001.   Presupposition and Assertion in Dynamic Semantics .Stanford, MA: CSLI.

    Beck, Sigrid and Hotze Rullmann. 1999. A flexible approach to exhaustivity in

    questions.   Natural Language Semantics   7(3):249–298.ten Cate, Balder and Chung-Shieh Shan. 2007. Axiomatizing Groenendijk’s Logic of 

    Interrogation. In Maria Aloni; Alastair Butler; and Paul Dekker, eds.,   Questions inDynamic Semantics , volume 17 of  Current Research in the Semantics/Pragmatics Interface , 63–82. Amsterdam: Elsevier.

    Devitt, Michael and Kim Sterelny. 1987.  Language and Reality: An Introduction to the Philosophy of Language . Cambridge, MA: MIT Press.

    Ginzburg, Jonathan. 1996. Interrogatives: Questions, facts, and dialogue. In ShalomLappin, ed.,   The Handbook of Contemporary Semantic Theory , 385–422. Oxford:Blackwell.

    Ginzburg, Jonathan and Ivan A. Sag. 2001.   Interrogative Investigations: The Form,Meaning, and Use of English Interrogatives . Stanford, CA: CSLI.

    References

    References IIGroenendijk, Jeroen. 1999. The logic of interrogation. In Tanya Matthews and Devon

    Strolovitch, eds.,  Proceedings of SALT IX , 109–126. Ithaca, NY: Cornell University.Groenendijk, Jeroen and Martin Stokhof. 1982. Semantic analysis of wh-complements.

    Linguistics and Philosophy   5(2):175–233.K d Ch i t h 2007 V d Th ti f l ti d

    http://online.sfsu.edu/~kbach/spd.htmhttp://online.sfsu.edu/~kbach/spd.htmhttp://online.sfsu.edu/~kbach/spd.htmhttp://online.sfsu.edu/~kbach/spd.htmhttp://online.sfsu.edu/~kbach/spd.htm

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    g p y ( )Kennedy, Christopher. 2007. Vagueness and grammar: The semantics of relative and

    absolute gradable adjective.   Linguistics and Philosophy   30(1):1–45.Kennedy, Christopher and Louise McNally. 2005. Scale structure and the semantic

    typology of gradable predicates.   Language   81(2):345–381.Levinson, Stephen C. 2000.   Presumptive Meanings: The Theory of Generalized 

    Conversational Implicature . Cambridge, MA: MIT Press.

    Malamud, Sophia. 2006a. (Non)-maximality and distributivity: A decision theoryapproach. Paper presented at SALT 16, Tokyo, Japan.

    Malamud, Sophia. 2006b.   Semantics and Pragmatics of Arbitrariness . Ph.D. thesis,Penn.

    Roberts, Craige. 1996. Information structure: Towards an integrated formal theory of pragmatics. In Jae Hak Yoon and Andreas Kathol, eds.,   OSU Working Papers inLinguistics , volume 49: Papers in Semantics, 91–136. Columbus, OH: The OhioState University Department of Linguistics. Revised 1998.

    van Rooy, Robert. 2003. Questioning to resolve decision problems.   Linguistics and Philosophy   26(6):727–763.

    van Rooy, Robert. 2004. Signalling games select Horn strategies.   Linguistics and Philosophy   27(4):493–527.

    References

    References III

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    Rullmann, Hotze. 1995.   Maximality in the Semantics of WH-Constructions . Ph.D.thesis, UMass Amherst. Published by the GLSA.

    Schulz, Katrin and Robert van Rooij. 2006. Pragmatic meaning and non-monotonicreasoning: The case of exhaustive interpretation.   Linguistics and Philosophy 29(2):205–250.

    Solan, Lawrence M. and Peter M. Tiersma. 2005.   Speaking of Crime: The Language of Criminal Justice . Chicago, IL: University of Chicago Press.Vermeulen, Kees. 2000. Information in discourse: A game for many agents. In

    Lawrence Cavdeon; Patrick Blackburn; Nick Braisby; and Atsushi Shimojima, eds.,Logic, Language and Computation, volume 3, chapter 15, 295 – 318. CSLIPublications.