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    Case-Control Studies

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    Case Control Studies

    Readings

    Fletcher, chapter 10

    Walker, chapter 6 [Case-Control Studies] from

    Observation and Inference, 1991 [course pack]

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    Objectives

    Students will be able to:

    1. Define the term case-control study

    2. Explain the relationship between case-controland cohort studies

    3. Understand the difference between

    cumulative incidence and incidence density designs

    Case-Control Studies - Slide 1

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    Objectives

    4. Calculate parameters which may be validly obtainedfrom case-control studies, namely:

    a. Odds parameters:

    - odds of exposure in cases

    - odds of exposure in controls

    - odds ratio

    b. Risk parameters:

    - approximation of relative risk

    - attributable fraction

    c. Incidence rate parameters:

    - incidence rate ratio

    - attributable fraction among the exposed

    - attributable fraction for the population

    Case-Control Studies - Slide 2

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    Objectives

    5. Indicate situations in which case-control studies

    permit estimation of rate differences between

    exposure groups

    6. Highlight advantages and disadvantages ofcase-control studies, including key biases

    7. List possible sources of controls in

    case-control studies

    8. Identify biases which may result from

    different types of control selection

    Case-Control Studies- Slide 3

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    Case-Control Studies

    Fletcher, p. 213:

    Patients who have the disease and a group of

    otherwise similar people who do not have the

    disease are selected. The researchers then look

    backward in time to determine the frequency of

    exposure in the two groups.

    In other words, a study population is first assembled

    based on a determination as to whether subjects

    have or have not developed an outcome of interest.

    Subjects (or person-time) are then classified as to

    whether an exposure of interest took place.

    Data on other variables (e.g. potential confounders)

    is also obtained.

    Case Control Studies- Slide 4

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    Walker, 1991:

    Case-control studies constitute the

    major advance in epidemiologic methods

    of our time

    Classic example:

    Doll & Hill, relationship between lung cancer

    and cigarette smoking (1950)

    Case-Control Studies - Slide 5

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    Advantages

    Useful for study of conditions that are rareand/or characterized by a long latency

    between exposure(s) and outcomes of interest.

    May be useful in evaluating the impact of

    multiple types of exposure.

    Disadvantages

    May be particularly vulnerable to biases arising from

    selection of subjects (most often of the control group),

    and measurement (estimation) of exposure

    Case-Control Studies- Slide 6

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    In case-control studies, data about exposure status is

    calculated after first determining outcome status.

    However, subjects may be recruited prospectively

    (concurrently), e.g.:

    - All persons aged 30-50 who are diagnosed withhypertension on the island of Montreal during 2005,

    within 2 weeks of diagnosis.

    - Controls recruited among persons of the same age

    who are newly diagnosed with appendicitis inMontreal during the same time period.

    Case-Control Studies- Slide 7

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    Often, outcome status is already available for all subjects

    (historical) at the time of initiation, e.g.:

    - During 2005, a researcher identifies all women

    aged 40-50 who were diagnosed with breast cancer

    on the island of Montreal in 2004.

    - In 2005, she recruits a control group among

    women of the same age who had negative

    screening mammograms in Montreal in 2004.

    Case Control Studies - Slide 8

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    Note that the terms

    prospective and retrospective

    are not very useful

    with respect to case-control studies,

    since data about exposure statusis always retrospective (by definition).

    Case-Control Studies - Slide9

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    Cohort and Case-Control Studies

    Every case control study corresponds to an underlying cohort study,

    which is (ordinarily) hypothetical.

    Example (from Doll & Hill, 1950):_____________________________________________________

    Women diagnosed with lung cancer vs other diseases

    at 20 London hospitals

    Smokers Non-Smokers Total

    Lung cancer cases 41 19 60No lung cancer (controls) 28 32 60Total 69 51 120

    _________________________________________________________

    Crudeodds ratio = odds of exposure in cases/odds of exposure in controls

    = (a/b)/(c/d)

    = ad/bc = (41x32) / (19x28) = 2.5

    Case-Control Studies - Slide 10

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    In the corresponding cohort study,

    women from the same geographic area

    would be recruited and classified as to

    smoking status, then followed for the

    development vs non-development of lung cancer.

    Case-Control Studies- Slide 11

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    Case-Control Studies- Slide 12

    Assuming all cases of lung cancer during the period of interest

    were detected,

    one possible 2x2 tablewould be

    Smokers Non-Smokers Total

    Lung cancer 41 19 60

    No lung cancer (controls) 859 981 1,840

    Total 900 1000 1,900OR = 2.5

    but it could also be:

    Smokers Non-Smokers TotalLung cancer 41 19 60

    No lung cancer (controls) 70 81 151

    Total 111 100 211OR = 2.5

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    The cases diagnosed and included, and the

    controls sampled, relate to the exposure experienceof an underlying source population.

    In each scenario, the estimated odds of cigarette

    smoking among cases are 2.5 times thoseamong controls.

    In each scenario, all cases of lung cancer were

    included. The size of the source population

    (and hence the number of non-cases) was varied.

    Case-Control Studies- Slide 13

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    Cumulative incidence case-control studies

    Goal is toderive estimate of relative risks

    (relative cumulative incidences)

    of outcomes among

    exposed vs. unexposed

    Design:

    - Cases are ascertained during a definedobservation period

    - Controls are persons who did not become casesduring the period of observation.

    - The underlying cohort is a fixed one(not open or dynamic).

    Case-Control Studies- Slide 14

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    Doll and Hill, 1950

    Assume that the source population was as follows:

    900 smokers & 1000 non smokers - followed 5 yearsThen the 2x2 table would be:

    Smokers Non-Smokers Total

    Cancer + 41 19 60

    Cancer - 859 981 1,840

    Total 900 1,000 2,000

    ________________________________________________

    Case-Control Studies- Slide 15

    Risk of cancer in smokers: 41/900 = 0.046

    Risk of cancer in non smokers: 19/1000 = 0.019

    Risk ratio: 0.046/0.019 = 2.4

    Odds of smoking in women with cancer: 41/19 = 2.2

    Odds of smoking in women without cancer: 859/981 = 0.88

    Odds ratio = 2.5

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    In the corresponding case control study we take 100% of cases, but

    sample the controls (60/1840 or 3.3% of all potential controls - those

    who happened to be admitted to hospital for some other reason).

    Hence the new table is:

    Smokers Non smokers Total

    Cancer + 100% x 41 = 41 100% x 19 = 19 60

    Cancer - 3.3% x 859 = 28 3.3% x 981 = 32 60

    Total 69 51 120_________________________________________________________

    Case-Control Studies- Slide 16

    Risk of cancer in smokers: 41/69 = 0.59 INVALID

    Risk of cancer in non smokers: 19/51 = 0.37 INVALID

    The risk ratio from this 2x2 table is also invalid

    Odds of smoking among cases: 41/19 = 2.2 (as before)

    Odds of smoking among controls: 28/32 = 0.88 (as before)

    Odds ratio: 2.2/0.88 = 2.5 (as before)

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    General Form: Cumulative incidence case-control studies

    exposure + exposure -

    outcome + a b | total cases

    outcome - c d | total controls___________ _____________ |

    total exposed total unexposed | total subjects

    Odds of exposure in cases = a/b

    Odds of exposure in controls = c/d

    Odds ratio = odds of exposure in cases = a/b = ad______________________ ___ __odds of exposure in controls c/d bc

    but:

    Odds of disease among exposed = a/c

    Odds of disease among unexposed = b/d

    Odds ratio = odds of disease among exposed = a/c = ad___________________________ ___ __odds of disease among unexposed b/d bc

    Case-Control Studies- Slide 17

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    Risk parameter estimationin cumulative incidence case-control studies:

    Recall that relative risk = risk of disease in exposed______________________risk of disease in unexposed

    From our 2x2 table, this is: a/(a+c) = a(b+d)_______ ______

    b/(b+d) b(a+c)

    If the disease is rare,

    then a

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    In a case-control study, it is then possible to estimate

    the attributable risk (fraction) among the exposed,

    even if the risk for the population is unknown.

    In a cohort study, the attributable risk fraction is:

    Rexp

    - Runexp__________Rexp

    = (Rexp/Runexp) - (Runexp/Runexp)_______________________Rexp/Runexp

    = RR-1_____RR

    In a case-control study, this is estimated by (OR-1)/OR

    Case-Control Studies- Slide 19

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    Hence, from Doll and Hill (1950),

    the estimated fraction of

    lung cancer among female smokers

    which is attributable to smoking is:

    2.5 -1 = 0.6 or 60%______

    2.5

    Case-Control Studies- Slide 20

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    Incidence Density Case-Control Studies

    The incidence density case-control study involves theimplicit comparison of the person-timeexperience

    of cases and controls with respect to the exposure(s)

    of interest.

    The absolute quantity of person-time sampled - and

    hence the sampling fraction - is unknown. This is

    analogous to the situation with respect to persons in a

    cumulative incidence case-control study.

    Case-Control Studies- Slide 21

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    Hence the underlying (hypothetical) cohort is an openor dynamic one.

    Persons considered controls at one point in timemay then become cases; they can then appear twicein the 2x2 table.

    For this cohort, the general form of the 2x2 table is:

    Case-Control Studies- Slide 22

    exposure + exposure -outcome + a bperson-time Pe Po

    Where Pe = person-time among exposed

    Po = person-time among unexposed

    IRe = a/Pe and IRo= b/Po

    IRR = aPo____

    bPe

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    Suppose that all cases are counted, but the

    controls are sampled with respect to person-time,

    with sampling fraction f generating the incidencedensity case-control study.

    Case-Control Studies- Slide 23

    Then the 2x2 table is:

    exposure + exposure -outcome + a b

    outcome - c = fPe d = fPo

    Then OR = ad = afPo

    = aPo___ _____ ____

    bc bfPe bPe

    which is equivalent to the IRR above.

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    Note that this formulation does not involve any

    assumptions about disease rarity.

    It requires that the likelihood of being sampled from the

    source population of person-timevaries as

    a proportion of the person-time potentially contributed

    by each individual.

    For example:

    A potential control subject who was absent from

    the geographic area of interest during most of the

    accrual period should have less chance of being selected

    than a potential subject who was present throughout.

    As with the cumulative incidence design, validity hinges

    on the assumption that f (the sampling fraction)

    does not vary with exposurestatus.

    Case-Control Studies- Slide 24

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    An example of an incidence density case-control study:

    A researcher wishes to evaluate the associationbetween the use of nonsteroidal anti-inflammatory

    drugs (NSAIDS) and ventricular tachycardia (VT)

    In an open cohort study lasting 2 years,

    subjects are recruited and classified as toexposure status (NSAID use), then followed for

    development of VT

    In principle, it is possible to document periods

    of exposure and non-exposure for individuals,

    e.g. months on/off medication, as long as

    exposure is somehow reassessed

    Case-Control Studies- Slide 25

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    Then for the cohort,

    incidence rates and an incidence rate ratio can be calculated for

    the exposed vs unexposed person-time experience, e.g.

    NSAID No NSAID Total

    VT, cases 80 40 120

    Person-years 800 1200 2000

    Incidence 0.1/p-y 0.033/p-y 0.06/p-y

    The estimated incidence rate ratio is:

    80/800_______

    40/1200

    = 3

    So, assuming no confounding, we estimate that the

    incidence of ventricular tachycardia among NSAID users

    is 3 times that among non-users

    Case-Control Studies- Slide 26

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    Suppose we instead devise a case-control study.

    Here, cases will be defined by a first diagnosisof VT at Montreal hospitals, and

    controls will be recruited among persons whovisit the eye clinics of the same hospitals:

    both over a 2-year accrual period.

    They will be compared with respect to use of

    NSAIDS within the last 24 hours prior to presentation.

    If sampling is done correctly (e.g. the probability

    of selection is unrelated to NSAID use) thenthe controls should represent theperson-time experience of the source population

    Case-Control Studies- Slide 27

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    If a possible control spent half the accrual period

    on NSAIDS, and half off, he has a 50% chance

    of contributing to the exposed group and a50% chance of contributing to the unexposed group

    This individual will contribute one or the other,

    depending on the date of the visit chosen as control;

    but in a larger group of people,

    the control days sampled will reflect the proportion

    of exposed person-time

    A person can be a control early in the accrual period

    and a case later

    In principle, a single person can also be sampled

    repeatedly as a control if the time window for

    exposure definition is short (more complicated in

    terms of analysis)

    Case-Control Studies- Slide 28

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    Suppose that the case-control study includes all cases which

    would have been detected with the open cohort design.

    Two controls are recruited per case. This (unbeknownstto the researchers) corresponds to a sampling fraction

    for controls of 0.12 person-day sampled per person-year

    of follow-up that would have occurred in the open cohort.

    Case-Control Studies- Slide 29

    Then the 2x2 table is:

    NSAID No NSAID Total

    VT, cases 80 40 120

    No VT(controls) 800*0.12 1200*0.12 2000*0.12

    = 96 = 144 = 240_____________________________________________

    Total 176 184 360

    OR = (80x144)/(40x96) = 3.0 same as earlier IRR

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    Another example of an incidence density design:

    Bronchodilators are used for the treatment of asthma

    There is concern that overuse may be associated with

    an increased risk of adverse events, including death

    Side effects can include arrhythmias, which may lead

    to sudden death

    Suissa et al conducted a case-control study using

    the Saskatchewan health insurance database

    They identified 30 persons prescribed anti-asthma

    medications who died of cardiovascular events,

    rather than of asthma; the date of death was

    termed the index date

    Case-Control Studies- Slide 30

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    4080 control dayswere then sampled randomly

    from the 574,103 person-months of follow-upfor the entire asthmatic group; each such day

    was also an index date

    Cases and controls were then compared as to

    use of theophylline and beta-agonists during the

    3 months preceding the index date

    These were the main exposures of concern

    Case-Control Studies- Slide 31

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    Questions for discussion:

    Why do you think the researchers chose

    this study design?

    What would have been the corresponding

    cohort study?

    Case-Control Studies- Slide 32

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    With respect to the relationship between theophylline use and

    sudden cardiac death, the authors found the following:

    Theophylline in last 3 months

    Yes No | Total

    Cardiac Death Yes 17 13 | 30

    No 956 3124 | 4080

    Note that numbers in table refer toperson-days (not to persons)

    OR (crude) = ad = 17 x 3124 = 4.3 (2.1 - 8.8)__ ________bc 13 x 956

    IRR (crude) = 4.3 (2.1 - 8.8)

    Case-Control Studies- Slide 33

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    The odds of recent theophylline use among persons

    aged 5-54 years prescribed anti-asthma drugswho died of cardiovascular events were

    4.3 times those among other persons in the same age

    range who were also prescribed anti-asthma drugs,

    but did not die.

    Asthmatics aged 5-54 who are prescribed theophylline

    have an estimated 4.3 fold increase in incidence of

    fatal cardiovascular events, compared with

    asthmatics who are not prescribed theophylline.

    Case-Control Studies- Slide 34

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    As with the cumulative incidence design, an attributable ratefraction can be estimated for exposed persons:

    It is: Ie-Io, where Ie= incidence among exposed and____

    Ie Io= incidence among the unexposed

    = IRR - 1 = OR - 1______ _____

    IRR OR

    For the Saskatchewan study, the estimated attributable

    rate fraction among asthmatics who were prescribed

    theophylline is:4.3 - 1 = 0.77______4.3

    Among asthmatics aged 5-54 prescribed theophylline,

    an estimated 77% of fatal cardiovascular events

    were related to its prescription.

    Case-Control Studies- Slide 35

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    It is also possible to estimate the attributable rate fraction

    for the entire population (PAR%)

    In a cohort study, this is simply

    It- Io, where It= incidence among the total population_____It Io= incidence among the unexposed

    For the corresponding incidence density case-control study,the population attributable ratefraction is

    IRR - 1 x proportion of cases who were exposed,____IRR

    estimated as OR - 1 x a_____ ____OR a+b

    Similar parameters involving riskcan be generated for

    the cumulative incidence design

    Case-Control Studies- Slide 36

    C C t l St di Slid 37

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    For the Saskatchewan study, recall the 2 x 2 table

    Theophylline in last 3 months

    Yes No | Total

    Cardiac death Yes 17 13 | 30

    No 956 3124 | 4080

    OR = 4.3

    Pexp |case = 17/30 = 0.57

    then PAR fraction = OR -1 x Pexp |case_____OR

    = 4.3 - 1 x 0.57 = 0.44______

    4.3

    Among Saskatchewan asthmatics aged 5-54, an estimated

    44% of cardiovascular deaths relate to theophylline prescriptions.

    Case-Control Studies- Slide 37

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    Attributable rates (rate difference)

    The absolute rate difference (i.e., the absolute

    rate of disease attributable to exposure) is Ie- Io

    Data from a standard case-control study alone

    cannot validly be used to estimate

    absolute rates of disease.

    Even if case ascertainment is complete,

    the controls represent an unknown and

    arbitrary fraction of the true person-time at risk.

    Hence the rate difference cannot be estimated.

    Case-Control Studies- Slide 38

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    However, incidence rates can be estimated if there is

    additional knowledge about the amount of person-time at risk

    Exposure

    (+) (-)

    Disease (+) a b

    Disease (-) c = f x x Pt d = f x (1- ) x Pt

    Then Ie = a = a_____ ___________x Pt [c/(c+d)] x Pt

    Then Io = b = b_________ ___________(1- ) x P

    t

    [d/(c+d)] x Pt

    and the rate difference is Ie-Io

    where = proportion of person-time which is exposed

    Case-Control Studies- Slide 39

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    Example:

    In this nested case-control study,

    the researchers knew that in the source cohort

    (Saskatchewan asthmatics aged 5-54), there were

    47,842 person-years at risk during the study period

    The 2x2 table was:Theophylline in last 3 months

    Yes No | Total

    Cardiac death Yes 17 13 | 30

    No 956 3124 | 4080

    Case-Control Studies- Slide 40

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    Then the estimated incidence of cardiac death in asthmatics

    prescribed theophylline (Ie) is:

    a = 17 = 0.0015 per person-year___________ ________________[c/(c+d)] x Pt 956/4080 x 47,842

    And in asthmatics who were not prescribed theophylline theestimated incidence (I

    o) is:

    b = 13 = 0.00035 per person-year___________ _________________[d/(c+d)] x Pt 3124/4080 x 47,842

    The estimated rate difference is therefore

    0.0015-0.00035 = 0.00115 per person-year.

    Note that the IRR computed as Ie/Io remains 4.3

    Case-Control Studies - Slide 41

    Case Control Studies Slide 42

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    Ieand Io may also be estimated if It is known for the source population

    Recall that It = (Iex ) + [Iox (1- )]

    But Ie = Iox OR

    Then It = Io[(OR x ) + (1- )]

    So Io = It = It______________ ________________________

    (OR x ) + (1- ) {OR x [c/(c+d)]} + [d/(c+d)]

    Then use Ie = Iox OR

    Then RD = Ie- Ioas usual [= Io(OR-1)]

    Case-Control Studies - Slide 42

    Case Control Studies Slide 43

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    Example:

    The total incidence (It) of cardiovascular death

    in the Saskatchewan cohort was

    30 deaths/47,842 person-years

    = 0.00063 per person-year.

    Then Io= 0.00063 = 0.00035___________________________

    [4.3 x (956/4080)] + (3124/4080)

    and Ie= 0.00036 x 4.3 = 0.0015

    RD = 0.0015 - 0.00035 = 0.00115

    Case-Control Studies - Slide 43

    l di l d

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    Additional points

    Corresponding estimates of attributable risks and

    risk differences can be made for cumulative incidence

    case-control studies, if the corresponding additional data

    is available

    Estimates of absolute risks/incidence rates and

    risk/rate differences can be made only if thetotal amount of persons/person-time at risk is known,

    or at least one absolute risk/incidence rate is known

    (i.e. for the total population, the exposed, or

    the unexposed)

    Nested case-control studies are a special type of study

    where cases and controls are explicitly drawn from

    a defined larger cohort (as in the Saskatchewan

    asthma study)

    Case-Control Studies - Slide 44

    Case-Control Studies - Slide 45

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    Case Control Studies Slide 45

    Case-Control Studies: Strengths and Limitations

    Advantages of case-control studies:

    Efficiency - much less expensive/intensivethan cohort studies.

    Very useful for outcomes that are rare

    or occur after a long latency period.

    Most outcomes are relatively rare overshort-term follow-up.

    Permit evaluation of multiple exposures.

    Can rapidly accrue person-time experience.

    Avoid losses to follow-up inherent in cohort studies.

    Case Control Studies Slide 46

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    Disadvantages

    Not useful/efficient for very rare exposures(may not be present in either cases or controls).

    Cannot directly compute incidence rates.

    Cannot usually evaluate more than one outcome.

    Temporality may be lost or distorted.

    Potential for considerable bias, i.e. loss of validity.

    Bias relates to:

    - Measurement of exposure status

    - Selection of subjects (usually controls)

    Case-Control Studies- Slide 46

    Case Control Studies Slide 47

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    With respect to measurement,

    exposure ascertainment must be consistent

    for cases and controls.

    There may be potential for misclassification of

    exposure in relation to disease status

    Case-Control Studies- Slide 47

    Case Control Studies Slide 48

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    Example 1

    Differential recall of exposures among casesvs controls

    e.g. medication use and congenital malformations

    - particularly if mothers attuned to

    study hypothesis.

    If cases more likely to recall exposure,

    results will be biased toward a

    positive association between exposure and outcome.

    The more objective the source of exposure data,

    the better.

    Case-Control Studies- Slide 48

    Case-Control Studies Slide 49

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    Example 2

    Different sources of information about exposure

    e.g. family members asked about

    alcohol consumption of persons

    who died of gastric cancer,

    vs Direct questioning of control subjects.

    If family members tend to underestimate cases

    alcohol consumption, results will be biased

    against finding a positive association between

    alcohol and gastric cancer.

    Case-Control Studies- Slide 49

    C C l S di Slid 50

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    Example 3

    Exposure status changes as a consequence ofthe outcome

    e.g. patients with symptoms of lung cancer

    stop smoking

    If patients with newly diagnosed lung cancer arecompared to controls with respect to current

    or recent smoking, results may be biased, i.e.,

    the association between smoking and lung cancer

    will be underestimated.

    Data collection must reflect relevant person-time

    experience and temporality of exposure and outcome.

    Case-Control Studies- Slide 50

    Case-Control Studies - Slide 51

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    Association may also be missed

    if the exposure of interest is poorly documented

    (an example of non-differential misclassification)

    Example: mesothelioma

    It can be caused by brief, intense exposures

    to asbestos, with a very long latency period(>30 years).

    In a case control study,

    both cases and controls may recall such exposures

    very poorly, thereby leading to an underestimate

    of the true association.

    Case-Control Studies- Slide 51

    C C t l St di Slid 52

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    Control selection in case-control studies

    Recall that the validity of case-control studies

    hinges on the assumption that the

    sampling fraction for cases (which may be 100%)

    and that for controls (usually unknown)

    does not vary by exposure status.

    In other words, controls should represent the

    source population from which the cases arose,

    with respect to exposure experience.

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    Example 1

    A researcher wishes to test the hypothesis thatuse of nonsteroidal anti-inflammatory drugs (NSAIDs)

    is associated with development of gastric cancer.

    She plans a case-control study comparing gastric cancer

    patients (cases) with patients seen at the same hospitalfor peptic ulcer disease (controls).

    - NSAID use is a known risk factor for ulcers.

    What will be the effect on her findings:

    a) if NSAID use is truly a risk factor for gastric cancer?

    b) if NSAID use is truly unassociated with gastric cancer?

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    Hence, controls should not differ systematicallyfrom the population of interest

    with respect to exposure experience.

    Sometimes the bias may be less obvious,

    i.e. unrelated to explicit criteria for

    control selection.

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    Example 2

    A researcher wishes to evaluate the association between

    cellular phone use and brain tumoursusing a case-control design.

    Cases are recruited from the brain tumour clinic at theRoyal General Hospital, a neurosurgery referral centre.

    Controls are recruited from the family medicine clinicat the same hospital. This clinic primarily serves alow-income population from the area adjacent tothe hospital.

    This control group is less likely than the general population

    to own cellular phones.

    Result:

    The study will be biased toward detecting anassociation between brain tumours and cell phone use.

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    Controls should be at risk for developing the outcome of interest

    - otherwise they do not contribute useful data to the study

    (inefficient)

    - inclusion of individuals not at risk may

    also distort the results if the reason they are not at risk

    relates to the exposure under study. This may not be obvious.

    Example:

    Sleep apnea (exposure) and risk of traffic accidents (outcome)

    Cases: Drivers involved in car accidents.

    Including non-drivers in the control group would be

    a waste of time

    - it could bias the results if

    persons with severe apnea have chosen not to drive

    and are over-represented in the control group.

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    Controls should be persons who,

    had they developed the outcome of interest,

    would have had the same opportunity asthe actual cases to be included as such.

    Similarly, cases should have

    had the same opportunity as actual controls

    to be included, had they

    not developed the outcome of interest.

    If this is not the case, controls may not properly

    represent the source population.

    e.g., study of brain tumours and cell phone use

    discussed above

    Case Control Studies Slide 57

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    Types of controls in case-control studies

    1. Population Controls

    Suitable if cases are a representative sample

    (or all cases) arising from a well-defined

    source population.

    Controls are then randomly sampledfrom the same population.

    With the incidence-density design,the probability of being sampled should

    vary with an individuals person-time at risk.

    Often, it is not easy to define the

    precise source population.

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    2. Neighbourhood Controls

    May match controls to individual cases

    with respect to neighbourhood of residence.

    If cases are from a hospital, their neighbours

    may or may not be equally likely to betreated at the same hospital should

    they develop the disease in question.

    Example:

    A hospital which caters to a particular group

    within society.

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    3. Family members or friends as controls

    May share exposure characteristics with cases

    as opposed to broader source population

    (e.g. tobacco and alcohol use, dietary intake,

    use of household products).

    This can obscure relevant associations.

    Depends on information provided by cases;

    investigator loses control over factors leading

    to selection.

    Cases friends may overlap, leading to

    disproportionate probabilities of selection

    of certain individuals as controls.

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    4. Hospital/clinic based controls

    Often used when cases accrued at specific

    hospital(s)/clinic(s).

    Controls are recruited among persons seen

    at the same hospitals/clinics forother reasons or conditions.

    To avoid bias, the basis for control selection

    cannot be related to the exposure under study.

    The incidence of the control condition(s)

    determines the sampling fraction.

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    Example:A researcher wishes to examine the relationship

    between anti-hypertensive medication use

    and car accidents.

    What will happen if controls are recruited

    in the cardiology clinic?

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    The best hospital controls are

    persons with acute conditions that

    consistently require hospital care but

    are not related to the exposure of interest.

    Example:

    In a case control study of smoking as a

    risk factor for colon cancer, a researcher

    recruits controls who undergo appendectomy,

    prostatectomy, or hysterectomy atthe same hospital as the cases.

    Case-Control Studies- Slide 63

    Supplemental Material- Slide 1

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    Derivation of formula - Part 1

    For the cohort study, the 2 x2 table is:

    exposed unexposed total

    Cases a b a + b

    Person-time Pe Po Pe+ Po= Pt

    IRR = Ie = a/Pe = aPo___ _____ ____Io b/Po bPe

    = a(Pt - Pe) = a (1 - Pe/Pt)_______ _________

    bPe b (Pe/Pt)

    = a x (1-)_ ____b

    Where = Pe/Pt = the proportion of person-years withexposure among total person-yearsin the source population

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    Furthermore,

    a = a/(a+b) = Pexp|case_ _______ __________

    b b/(a+b) = 1- Pexp|case

    where Pexp|case = proportion of cases exposed

    Then IRR = Pexp|case (1- ) Equation 1_____________

    (1-Pexp|case)

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    Derivation of formula - Part 2

    if = proportion of person-years with exposure

    then 1-= proportion of person-years without exposure

    and It = Ie

    + Io(1-

    )

    i.e. a weighted average of incidence rates

    among exposed and unexposed persons

    Supplemental Material- Slide 3

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    Then the PAR fraction is:

    It- Io = (Ie) + [(Io(1- )] - Io_____ ____________________

    It (Ie) + [Io(1- )]

    = (Ie/Io) + (1- ) (Io/Io) - Io/Io______________________________________

    (Ie/Io) + (Io/Io) (1- )

    = (IRR) + 1 - - 1________________

    (IRR) + 1 -

    = (IRR - 1)____________

    (IRR - 1) + 1

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    Derivation - Part 3

    = IRR - 1_____________IRR + (1/ ) - 1

    = IRR - 1____________IRR + ( 1- )______

    = IRR - 1______________IRR + IRR (1- )_________

    IRR ()

    pp

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    Substituting equation 1 for IRR, this is

    IRR - 1____________________________IRR + IRR (1- ) () (1 - Pexp |case)_______________________

    () (Pexp |case) (1- )

    = IRR - 1__________________

    IRR + IRR (1-Pexp |case)_____________

    Pexp case

    = IRR - 1______________________________

    IRR (Pexp |case) + IRR - IRR (Pexp |case)______________________________

    Pexp case

    = IRR - 1 x Pexp |case = OR -1 x Pexp |case______ ____

    IRR OR

    Supplemental Material- Slide 6