list of securities eligible for reduced margin - iiroc

Attachment #1

Compiled by the Investment Industry Regulatory of 20 June 30, 2020

Organization of Canada IIROC Notice 20-0167 Rules Notice – Technical – List of Securities Eligible for Reduced Margin

List of Securities Eligible for Reduced Margin [effective from August 19, 2020 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1



Description Symbol

ABSOLUTE SOFTWARE J ABT

BARRICK GOLD CORP ABX

ATCO LTD. CL I NV ACO.X

ATCO LTD. CL II ACO.Y

ANDREW PELLER A NV ADW.A

ANDREW PELLER LTD. B ADW.B

AGNICO EAGLE MINES AEM

ATRIUM MTG INVEST AI

ALTUS GROUP LIMITED AIF

AIMIA INC. AIM

AIMIA INC. SER 1 PR AIM.PR.A

AIMIA INC. SER 3 PR AIM.PR.C

ALTIUS MINERALS CORP ALS

ALTIUS MINERALS PR ALS.PR.A

ANDLAUERHLTHCR GRPSV AND

ALLIED PROP. REIT UN AP.UN

APHRIA INC. J APHA

AUTOMOTIVE PPTY UN APR.UN

APTOSE BIOSCIENCES APS

ALGONQUIN PWR & UTIL AQN

ALGONQUIN PWR A PR AQN.PR.A

ALGONQUIN PWR D PR AQN.PR.D

ARGONAUT GOLD INC. J AR

AECON GROUP INC. ARE

ALACER GOLD CORP. J ASR

ATS AUTOMATION TOOL ATA

ALIMENTATION CL A MV ATD.A

ALIMENTATION CL B SV ATD.B

ATLANTIC POWER ATP

ARITZIA INC. SV ATZ

AURYN RESOURCES J AUG

A&W REVENUE RYLTY UN AW.UN

ARTIS REIT UN AX.UN

Description Symbol

ARTIS REIT SER A PR AX.PR.A

ARTIS REIT SER E PR AX.PR.E

ARTIS REIT SER I PR AX.PR.I

BADGER DAYLIGHTING BAD

BROOKFLD ASSET A LV BAM.A

BROOKFLD ASSET PR 32 BAM.PF.A

BROOKFLD ASSET PR 34 BAM.PF.B

BROOKFLD ASSET PR 36 BAM.PF.C

BROOKFLD ASSET PR 37 BAM.PF.D

BROOKFLD ASSET PR 38 BAM.PF.E

BROOKFLD ASSET PR 40 BAM.PF.F

BROOKFLD ASSET PR 42 BAM.PF.G

BROOKFLD ASSET PR 44 BAM.PF.H

BROOKFLD ASSET PR 46 BAM.PF.I

BROOKFLD ASSET PR 48 BAM.PF.J

BROOKFLD ASSET PR 2 BAM.PR.B

BROOKFLD ASSET PR 4 BAM.PR.C

BROOKFLD ASSET PR 8 BAM.PR.E

BROOKFLD ASSET PR 9 BAM.PR.G

BROOKFLD ASSET PR 13 BAM.PR.K

BROOKFLD ASSET PR 17 BAM.PR.M

BROOKFLD ASSET PR 18 BAM.PR.N

BROOKFLD ASSET PR 24 BAM.PR.R

BROOKFLD ASSET PR 25 BAM.PR.S

BROOKFLD ASSET PR 26 BAM.PR.T

BROOKFLD ASSET PR 28 BAM.PR.X

BROOKFLD ASSET PR 30 BAM.PR.Z

BLACKBERRY LIMITED BB

BROOKFIELD BUS LP UN BBU.UN

BCE INC. BCE

BCE INC. PR SER AA BCE.PR.A

BCE INC. PR SER AB BCE.PR.B

BCE INC. PR SER AC BCE.PR.C




Description Symbol

BCE INC. PR SER AD BCE.PR.D

BCE INC. PR SER AE BCE.PR.E

BCE INC. PR SER AF BCE.PR.F

BCE INC. PR SER AG BCE.PR.G

BCE INC. PR SER AH BCE.PR.H

BCE INC. PR SER AI BCE.PR.I

BCE INC. PR SER AJ BCE.PR.J

BCE INC. PR SER AK BCE.PR.K

BCE INC. PR SER AL BCE.PR.L

BCE INC. PR SER AM BCE.PR.M

BCE INC. PR SER AN BCE.PR.N

BCE INC. PR SER AO BCE.PR.O

BCE INC. PR SER AQ BCE.PR.Q

BCE INC. PR SER R BCE.PR.R

BCE INC. PR SER S BCE.PR.S

BCE INC. PR SER T BCE.PR.T

BCE INC. PR SERIES Y BCE.PR.Y

BCE INC. PR SERIES Z BCE.PR.Z

BIRD CONSTRUCTION BDT

BROOKFIELD RENEW UN BEP.UN

BROOKFIELD RENEW PR5 BEP.PR.E

BROOKFIELD RENEW PR7 BEP.PR.G

BROOKFIELD RENEW PR9 BEP.PR.I

BROOKFIELD RENEWPR11 BEP.PR.K

BROOKFIELD RENEWPR13 BEP.PR.M

BROOKFIELD RENEWPR15 BEP.PR.O

BAUSCH HEALTH CO BHC

BROOKFIELD INFRAS UN BIP.UN

BROOKFIELD INFRASPR1 BIP.PR.A

BROOKFIELD INFRASPR3 BIP.PR.B

BROOKFIELD INFRASPR5 BIP.PR.C

BROOKFIELD INFRASPR7 BIP.PR.D

BROOKFIELD INFRASPR9 BIP.PR.E

Description Symbol

BROOKFIELD INFRAPR11 BIP.PR.F

BROOKFLD INFRAS A SV BIPC

BORALEX INC. CL A BLX

BANK OF MONTREAL BMO

BK OF MON PR SER 26 BMO.PR.A

BK OF MON PR SER 38 BMO.PR.B

BK OF MON PR SER 40 BMO.PR.C

BK OF MON PR SER 42 BMO.PR.D

BK OF MON PR SER 44 BMO.PR.E

BK OF MON PR SER 46 BMO.PR.F

BK OF MON PR SER 25 BMO.PR.Q

BK OF MON PR SER 27 BMO.PR.S

BK OF MON PR SER 29 BMO.PR.T

BK OF MON PR SER 31 BMO.PR.W

BK OF MON PR SER 33 BMO.PR.Y

BK OF MON PR SER 35 BMO.PR.Z

PURPOSE GBL BND FUND BND

BANK OF NOVA SCOTIA BNS

BANK OF N S SR 34 PR BNS.PR.E

BANK OF N S SR 33 PR BNS.PR.F

BANK OF N S SR 36 PR BNS.PR.G

BANK OF N S SR 38 PR BNS.PR.H

BANK OF N S SR 40 PR BNS.PR.I

BANK OF N S SR 32 PR BNS.PR.Z MERCER PARK BRAND ACQUISITION CORP. CLASS A RESTRI BRND.A.U

BTB REIT UN BTB.UN

B2GOLD CORP. BTO

BOYD GROUP SERVICES BYD

CDN APARTMENT TR UN CAR.UN

CASCADES INC. CAS

ISHRE 1-10CORPBND UN CBH

ISHRE 1-5 CORPBND UN CBO




Description Symbol

COGECO COMMUN INC SV CCA

COLUMBIA CARE INC. CCHW

CCL INDUSTRIES CL A CCL.A

CCL INDUSTRIES CL B CCL.B

CAMECO CORPORATION CCO

ISHR CDNDIVARISTO UN CDZ

SPROTT PHYGLD&SIL TR CEF

SPROTT PHYGLD&SIL US CEF.U

ISHARES EQWEIGHT UN CEW

CANACCORD GENUITY CF

CANACCORD GEN A PR CF.PR.A

CANACCORD GEN C PR CF.PR.C

CANFOR PULP PRODUCTS CFX

CENTERRA GOLD INC. CG

ISHARE GLDBULHDGD UN CGL

ISHARE GLDBUL NN-HDG CGL.C

COGECO INC. SV CGO

CI 1STAST GLD+GIANTS CGXF

CHOICE PPTY REIT UN CHP.UN

CHAMPION IRON ORD J CIA

CI 1STASTCANBANCINCM CIC

CI FINANCIAL CORP. CIX

CARGOJET INC. COM&VV CJT

ISHRE 1-5 GOVTBND UN CLF

ISHRE 1-10GOVTBND UN CLG

CELESTICA INC SV CLS

CDN IMPERIAL BANK CM

CDN IMP BK SER 39 PR CM.PR.O

CDN IMP BK SER 41 PR CM.PR.P

CDN IMP BK SER 43 PR CM.PR.Q

CDN IMP BK SER 45 PR CM.PR.R

CDN IMP BK SER 47 PR CM.PR.S

CDN IMP BK SER 49 PR CM.PR.T

Description Symbol

CDN IMP BK SER 51 PR CM.PR.Y

COMPUTER MODELLING J CMG

ISHARES MONEYMKT UN CMR

CANACOL ENERGY J CNE

CDN NAT'L RAILWAY CNR

CDN PACIFIC RAILWAY CP

ISHARES CDNPREF UN CPD

CAPITAL POWER CORP. CPX

CAPITAL PWR SER 1 PR CPX.PR.A

CAPITAL PWR SER 3 PR CPX.PR.C

CAPITAL PWR SER 5 PR CPX.PR.E

CAPITAL PWR SER 7 PR CPX.PR.G

CAPITAL PWR SER 9 PR CPX.PR.I

CAPITAL PWR SR 11 PR CPX.PR.K

CROMBIE REAL EST UN CRR.UN

CT RL EST INVEST UN CRT.UN

CI 1STAST INTERSTSVG CSAV

CHARTWELL RETIRE UN CSH.UN

CONSTELLATION SOFTWR CSU

CANADIAN TIRE CORP CTC

CANADIAN TIRE A NV CTC.A

CDN UTILITIES A NV CU

CDN UTIL 2ND PR Y CU.PR.C

CDN UTIL 2ND PR AA CU.PR.D

CDN UTIL 2ND PR BB CU.PR.E

CDN UTIL 2ND PR CC CU.PR.F

CDN UTIL 2ND PR DD CU.PR.G

CDN UTIL 2ND PR EE CU.PR.H

CDN UTIL 2ND PR FF CU.PR.I

CDN UTILITIES CL B CU.X

COMINAR REAL EST UN CUF.UN

CDN WSTRN BANK CWB

CDN WSTRN BK SR 5 PR CWB.PR.B




Description Symbol

CDN WSTRN BK SR 7 PR CWB.PR.C

CDN WSTRN BK SR 9 PR CWB.PR.D

CANWEL BUILDING GRP CWX

DREAM OFFICE REIT UN D.UN

DESJARDN ALTLN/SH EQ DANC

DIVIDEND 15 SPLT PR DFN.PR.A

DIV GROWTH SPLIT PR DGS.PR.A

DREAM INDUSTRL REIT DIR.UN

EVOLVE CA PREF UNHEG DIVS

HORIZON US$ CUR A UN DLR

HORIZON US$CUR A USF DLR.U

DOLLARAMA INC. DOL

DUNDEE PRECIOUS MTL DPM

DREAM HRD ASETALT UN DRA.UN

DREAM UNLTD CL A SV DRM

DESCARTES SYSTEMS DSG

DYNAMIC ACTV GLBLDIV DXG

DYNAMIC ACTV PREF UN DXP

ECN CAPITAL CORP. ECN

ECN CAPITAL 6.50% PR ECN.PR.A

ECN CAPITAL 6.25% PR ECN.PR.C

ECOSYNTHETIX INC. J ECO

ENDEAVOUR MINING ORD EDV

ELEMENT FLEET MGT EFN

ELEMENT FLEET PR A EFN.PR.A

ELEMENT FLEET PR C EFN.PR.C

ELEMENT FLEET PR E EFN.PR.E

ELEMENT FLEET PR G EFN.PR.G

ELEMENT FLEET PR I EFN.PR.I

CANOE EIT SER 1 PR EIT.PR.A

CANOE EIT SER 2 PR EIT.PR.B

CANOE EIT INCOME UN EIT.UN

ELDORADO GOLD CORP. ELD

Description Symbol

EMERA INCORPORATED EMA

EMERA INC. SER A PR EMA.PR.A

EMERA INC. SER B PR EMA.PR.B

EMERA INC. SER C PR EMA.PR.C

EMERA INC. SER E PR EMA.PR.E

EMERA INC. SER F PR EMA.PR.F

EMERA INC. SER H PR EMA.PR.H

EMPIRE CO CL A NV EMP.A

EMX RYLTY CO EMX

ENBRIDGE INC. ENB

ENBRIDGE SER 9 PR ENB.PF.A

ENBRIDGE SER 11 PR ENB.PF.C

ENBRIDGE SER 13 PR ENB.PF.E

ENBRIDGE SER 15 PR ENB.PF.G

ENBRIDGE SER 17 PR ENB.PF.I

ENBRIDGE SER 19 PR ENB.PF.K

ENBRIDGE SER L US PR ENB.PF.U

ENBRIDGE SER 5 US PR ENB.PF.V

ENBRIDGE 5.50% PR ENB.PR.A

ENBRIDGE INC SR B PR ENB.PR.B

ENBRIDGE INC SR C PR ENB.PR.C

ENBRIDGE INC SR D PR ENB.PR.D

ENBRIDGE INC SR F PR ENB.PR.F

ENBRIDGE INC SR H PR ENB.PR.H

ENBRIDGE SER 7 PR ENB.PR.J

ENBRIDGE INC SR N PR ENB.PR.N

ENBRIDGE INC SR P PR ENB.PR.P

ENBRIDGE INC SR R PR ENB.PR.T

ENBRIDGE SR J US PR ENB.PR.U

ENBRIDGE SER 1 US PR ENB.PR.V

ENBRIDGE SER 3 PR ENB.PR.Y

ENGHOUSE SYSTEMS LTD ENGH

EQUITABLE GROUP INC. EQB




Description Symbol

EQUITABLE GRP PR 3 EQB.PR.C

EUROPEAN RES ERE.UN

EVERTZ TECHNOLOGIES ET

EXTENDICARE INC. EXE

ABERDEEN ASIA-PACIFC FAP

FIRM CAP MTG INVEST FC

FIDELITY GLBCORE+BND FCGB

FIRST CAP REIT UN FCR.UN

FAIRFAX FINANCIAL SV FFH

FAIRFAX FIN SER C PR FFH.PR.C

FAIRFAX FIN SER D PR FFH.PR.D

FAIRFAX FIN SER E PR FFH.PR.E

FAIRFAX FIN SER F PR FFH.PR.F

FAIRFAX FIN SER G PR FFH.PR.G

FAIRFAX FIN SER H PR FFH.PR.H

FAIRFAX FIN SER I PR FFH.PR.I

FAIRFAX FIN SER J PR FFH.PR.J

FAIRFAX FIN SER K PR FFH.PR.K

FAIRFAX FIN SER M PR FFH.PR.M

FAIRFAX FIN SV USF FFH.U

CI 1STAST ENHGOVBOND FGO

CI1STAST ENHGVTBNDUS FGO.U

ISHARES CDNFINMO UN FIE

CI 1ST ASST INVBNDUN FIG

CI 1ST ASSTINVBND US FIG.U

FRANKLIN LIB GLB BND FLGA

FIRST NAT'L FIN CORP FN

1ST NATL FIN SR 1 PR FN.PR.A

1ST NATL FIN SR 2 PR FN.PR.B

FRANCO-NEVADA CORP. FNV

GOODFOOD MARKET J FOOD

FIRST MAJESTIC J FR

FENNEC PHARMACEUT J FRX

Description Symbol

CI 1STASTENHNCSH BND FSB

CI1STASTENHNCSHBNDUS FSB.U

FIRSTSERVICE CORP. FSV

FINANCIAL 15 SPLT PR FTN.PR.A

FORTIS INC. FTS

FORTIS INC. 1ST PR F FTS.PR.F

FORTIS INC. 1ST PR G FTS.PR.G

FORTIS INC. 1ST PR H FTS.PR.H

FORTIS INC.1ST PR I FTS.PR.I

FORTIS INC. 1ST PR J FTS.PR.J

FORTIS INC. 1ST PR K FTS.PR.K

FORTIS INC. 1ST PR M FTS.PR.M

FINNING INT'L INC. FTT

GREAT CDN GAMING GC

GRAN COLOMBIA GOLD GCM

CGI INC. CL A SV GIB.A

GILDAN ACTIVEWEAR GIL

GOLDMINING INC. J GOLD

CDA GOOSE HLDGS SV GOOS

GRANITE RL EST TR UN GRT.UN

GOLDEN STAR RESOURCE GSC

GT GLD CORP. GTT

KNIGHT THERAPEUTICS GUD

GREAT-WEST LIFECO GWO

GT-WEST LIFECO PR F GWO.PR.F

GT-WEST LIFECO PR G GWO.PR.G

GT-WEST LIFECO PR H GWO.PR.H

GT-WEST LIFECO PR I GWO.PR.I

GT-WEST LIFECO PR L GWO.PR.L

GT-WEST LIFECO PR M GWO.PR.M

GT-WEST LIFECO PR N GWO.PR.N

GT-WEST LIFECO PR O GWO.PR.O

GT-WEST LIFECO PR P GWO.PR.P




Description Symbol

GT-WEST LIFECO PR Q GWO.PR.Q

GT-WEST LIFECO PR R GWO.PR.R

GT-WEST LIFECO PR S GWO.PR.S

GT-WEST LIFECO PR T GWO.PR.T

HYDRO ONE LIMITED H

HORIZON CORPBND E UN HAB

HORIZON SEASONL E UN HAC

HORIZON CDN SLCTUNIV HBB

HARVESTBRNDLDR+ A UN HBF

HARVESTBRNDLDR+B U-H HBF.B

HARVESTBRNDLDR+US UN HBF.U

HOME CAPITAL GROUP HCG

HORIZONS GOLD PROD E HEP

HORIZON ACTULTST BND HFR

HARVEST HLTHCRLDR UN HHL

HARVESTHEALTHCRB U-H HHL.B

HARVESTHEALTHCARE US HHL.U

HIGH INTEREST SAVINGS ACCOUNT FUND HISA

HIGH LINER FOODS INC HLF

HLS THERAPEUTICS J HLS

HORIZONS MARIJ LFE A HMMJ

HORIZONS MARIJ US HMMJ.U

HORIZON PREF CL E UN HPR

H&R REAL ESTATE UN HR.UN

HEROUX-DEVTEK INC. HRX

HORIZONSS&PTSXCAPIDX HXCN

HORIZONS S&P500 SHR HXS

HORIZON S&P500 US SH HXS.U

HORIZON S&P/TSX60 HXT

HORIZON S&P/TSX60 US HXT.U

IA FINANCIAL CORP. IAG

IBI GROUP INC. IBG

INTACT FIN CORP. IFC

Description Symbol

INTACT FIN A SER 1 IFC.PR.A

INTACT FIN A SER 3 IFC.PR.C

INTACT FIN A SER 4 IFC.PR.D

INTACT FIN A SER 5 IFC.PR.E

INTACT FIN A SR 6 PR IFC.PR.F

INTACT FIN A SR 7 PR IFC.PR.G

INTACT FIN A SER 9 IFC.PR.I

IGM FINANCIAL INC. IGM

INTERRENT REIT UN J IIP.UN

IAMGOLD CORPORATION IMG

INNERGEX RENEW ENGY INE

INNERGEX RENEW PR A INE.PR.A

INNERGEX RENEW PR C INE.PR.C

IPL PLASTICS INC. IPLP

IVANHOE MINES CL A J IVN

JUST ENERGY 8.5PR US JE.PR.U

JAMIESON WELLNESS JWEL

KINROSS GOLD CORP. K

K-BRO LINEN INC. KBL

KIRKLAND LAKE GOLD J KL

KILLAM APT REIT UN J KMP.UN

K92 MNG INC. KNT

KINAXIS INC. J KXS

LOBLAW COMPANIES LTD L

LOBLAW CO. SER B PR L.PR.B

LAURENTIAN BK OF CAN LB

LAURENTIAN BK PR 13 LB.PR.H

LAURENTIAN BK PR 15 LB.PR.J

LABRADOR IRON ORE LIF

LEON'S FURNITURE LTD LNF

LINAMAR CORPORATION LNR

LUNDIN GOLD INC. J LUG

LUNDIN MINING CORP LUN




Description Symbol

MAJOR DRILLING GROUP MDI

MANULIFE FINANCIAL MFC

MANULIFE FIN SR 2 PR MFC.PR.B

MANULIFE FIN A PR 3 MFC.PR.C

MANULIFE FIN SR 3 PR MFC.PR.F

MANULIFE FIN SR 5 PR MFC.PR.G

MANULIFE FIN SR 7 PR MFC.PR.H

MANULIFE FIN SR 9 PR MFC.PR.I

MANULIFE FIN SR11 PR MFC.PR.J

MANULIFE FIN SR13 PR MFC.PR.K

MANULIFE FIN SR15 PR MFC.PR.L

MANULIFE FIN SR17 PR MFC.PR.M

MANULIFE FIN SR19 PR MFC.PR.N

MANULIFE FIN SR21 PR MFC.PR.O

MANULIFE FIN SR 4 PR MFC.PR.P

MANULIFE FIN SR25 PR MFC.PR.Q

MANULIFE FIN SR23 PR MFC.PR.R

MAPLE LEAF FOODS INC MFI

MACKENZIE FLTGRATE E MFT

MAGNA INT'L INC. MG

MINTO APART REIT UN MI.UN

GENWORTH MI CANADA MIC

MACKENZIE CAFXINCM E MKB

MAVERIX METALS INC. MMX

RY CDN MINT-GOLD ETR MNT

RY CDN MINT-GOLD USF MNT.U

MARTINREA INT'L INC. MRE

MORGUARD NA REIT UN MRG.UN

METRO INC. MRU

MORNEAU SHEPELL INC. MSI

MTLLA RYLTY MTA

MULLEN GROUP LTD. MTL

MACKENZIE UNCNSTRN E MUB

Description Symbol

NAT'L BANK OF CANADA NA

NAT'L BANK SER 36 PR NA.PR.A

NAT'L BANK SER 38 PR NA.PR.C

NAT'L BANK SER 40 PR NA.PR.E

NAT'L BANK SER 42 PR NA.PR.G

NAT'L BANK SER 30 PR NA.PR.S

NAT'L BANK SER 32 PR NA.PR.W

NAT'L BANK SER 34 PR NA.PR.X

NEWMONT CORPORATION NGT

NBI HIGHYLD BOND UN NHYB

N.A. CONSTRUCTION NOA

NORTHLAND POWER INC. NPI

NORTHLAND PWR PR 1 NPI.PR.A

NORTHLAND PWR PR 2 NPI.PR.B

NORTHLAND PWR PR 3 NPI.PR.C

NUTRIEN LTD. NTR

NTHVIEW APT REIT UN NVU.UN

NW COMPANY VARV&COMV NWC

NW HEALTHCARE UN NWH.UN

ORLA MINING LTD. J OLA

ONEX CORPORATION SV ONEX

OSISKO GLD ROYALTY OR

OPEN TEXT CORP OTEX

PREMIUM BRANDS HLDGS PBH

INVESCO CDN DIV UN PDC

PEOPLE CORP PEO

PICTON MAHONEYINCOME PFIA

PREMIER GOLD MINES J PG

PIMCO GBL INCMOPP UN PGI.UN INVESCO LONG TERM GOVERNMENT BOND INDEX ETF PGL

SPROTT PHYGOLD CA UN PHYS

SPROTT PHY GLD UN US PHYS.U




Description Symbol

POLARIS INFRAS J PIF

PARKLAND CORP. PKI

PARK LAWN CORP. PLC

PLAZA RETAIL REIT UN PLZ.UN

PIMCO MTHLYINCMETFUN PMIF

PIMCO MTHLY INCM US PMIF.U

POWER CORP OF CDA SV POW

POWER CORP 5.6% PR A POW.PR.A

POWER CORP 5.35% PR POW.PR.B

POWER CORP 5.80% PR POW.PR.C

POWER CORP 5.00% PR POW.PR.D

POWER CORP PART. PR POW.PR.E

POWER CORP SR861STPR POW.PR.F

POWER CORP 5.6% PR G POW.PR.G

PEMBINA PIPE PR 21 PPL.PF.A

PEMBINA PIPE PR 23 PPL.PF.C

PEMBINA PIPE PR 25 PPL.PF.E

PEMBINA PIPE SR 1 PR PPL.PR.A

PEMBINA PIPE SR 3 PR PPL.PR.C

PEMBINA PIPE SR 5 PR PPL.PR.E

PEMBINA PIPE SR 7 PR PPL.PR.G

PEMBINA PIPE SR 9 PR PPL.PR.I

PEMBINA PIPE PR 11 PPL.PR.K

PEMBINA PIPE PR 13 PPL.PR.M

PEMBINA PIPE PR 15 PPL.PR.O

PEMBINA PIPE PR 17 PPL.PR.Q

PEMBINA PIPE PR 19 PPL.PR.S

INVESCO CDN PR UN PPS

PRIMO WATER CORP. PRMW

PURPOSE HIGH INTSVGS PSA

INVESCO1-5CORPBND UN PSB

PASON SYSTEMS INC. PSI

PRAIRIESKY ROYALTY PSK

Description Symbol

SPROTT PHY SIL CDN PSLV

SPROTT PHY SILVER US PSLV.U

PURPOSE US CASH USF PSU.U

PRETIUM RESOURCES J PVG

INVESCO FTSE RAFICDN PXC

PAREX RESOURCES J PXT

INVESCOFTSE US CA-HG PXU.F

PIZZA PIZZA ROYALTY PZA

QUEBECOR INC CL A MV QBR.A

QUEBECOR INC CL B SV QBR.B

AGFIQ US ANTIBETCAHG QBTL

INVESCO QQQ CA$HG QQC.F

RESTAURANT BRND INTL QSR MACKENZIE US TIPS INDEX ETF (CAD-HEDGED) QTIP

QUARTERHILL INC. QTRH

STINGRAY GROUP SV RAY.A

STINGRAY VARY SV RAY.B

RITCHIE BROS AUCTION RBA

RICHELIEU HARDWARE RCH

ROGERS COMM CL A RCI.A

ROGERS COMM CL B NV RCI.B

RECIPE UNLIMITED SV RECP

RIOCAN RL EST TR UN REI.UN

CI 1ST ASSET CDNREIT RIT

TRANSALTA RENEWABLE RNW

RBC CDN PREF CA UN RPF

ROGERS SUGAR INC. RSI

RUSSEL METALS INC. RUS

ROYAL BANK OF CANADA RY

ROYAL BANK PR SER AA RY.PR.A

ROYAL BANK PR SER AC RY.PR.C

ROYAL BANK PR SER AE RY.PR.E




Description Symbol

ROYAL BANK PR SER AF RY.PR.F

ROYAL BANK PR SER AG RY.PR.G

ROYAL BANK PR SER BB RY.PR.H

ROYAL BANK PR SER BD RY.PR.J

ROYAL BANK PR SER BF RY.PR.M

ROYAL BANK PR SER BH RY.PR.N

ROYAL BANK PR SER BI RY.PR.O

ROYAL BANK PR SER BJ RY.PR.P

ROYAL BANK PR SER BK RY.PR.Q

ROYAL BANK PR SER BM RY.PR.R

ROYAL BANK PR SER BO RY.PR.S

ROYAL BANK PR SER W RY.PR.W

ROYAL BANK PR SER AZ RY.PR.Z

SAPUTO INC. SAP

BROMPTON SPLT BNC PR SBC.PR.A

SHOPIFY INC A SV SHOP

SIENNA SENIOR LIVING SIA

SPROTT INC. SII

SILVERCREST METALS J SIL

SAVARIA CORP. J SIS

STELLA-JONES INC. SJ

SHAW COMMS A SJR.A

SHAW COMM CL B NV SJR.B

SHAW COMM CL 2 PR A SJR.PR.A

SHAW COMM CL 2 PR B SJR.PR.B

SUN LIFE FIN INC. SLF

SUN LIFE FIN PR A SLF.PR.A

SUN LIFE FIN SER2 PR SLF.PR.B

SUN LIFE FIN SER3 PR SLF.PR.C

SUN LIFE FIN SER4 PR SLF.PR.D

SUN LIFE FIN SER5 PR SLF.PR.E

SUN LIFE FIN SR8R PR SLF.PR.G

SUN LIFE FIN 10R PR SLF.PR.H

Description Symbol

SUN LIFE FIN 12R PR SLF.PR.I

SUN LIFE FIN 9QR PR SLF.PR.J

SUN LIFE FIN 11QR PR SLF.PR.K

SUMMIT IND REIT UN J SMU.UN

SNC - LAVALIN GROUP SNC

SLATE OFFICE REIT UN SOT.UN

SUPERIOR PLUS CORP. SPB

SLATE RETAIL CL U UN SRT.U

SLATE RETAIL CAD UN SRT.UN

SMARTCTR REIT VV UN SRU.UN

SSR MINING INC. SSRM

STANTEC INC. STN SUBVERSIVE CAPITAL ACQUISITION CORP. CLASS A RESTR SVC.A.U

STORAGEVAULT SVI

SIERRA WIRELESS SW

TELUS CORPORATION T

TRANSALTA CORP. TA

TRANSALTA SER A PR TA.PR.D

TRANSALTA SER B PR TA.PR.E

TRANSALTA SER C PR TA.PR.F

TRANSALTA SER E PR TA.PR.H

TRANSALTA SER G PR TA.PR.J

TRANSCONTINENTL A SV TCL.A

TRANSCONTINENTL B MV TCL.B

TRICON CAPITAL GROUP TCN

T.D. BANK TD

T.D. BANK SER 1 PR TD.PF.A

T.D. BANK SER 3 PR TD.PF.B

T.D. BANK SER 5 PR TD.PF.C

T.D. BANK SER 7 PR TD.PF.D

T.D. BANK SER 9 PR TD.PF.E

T.D. BANK SER 11 PR TD.PF.F




Description Symbol

T.D. BANK SER 12 PR TD.PF.G

T.D. BANK SER 14 PR TD.PF.H

T.D. BANK SER 16 PR TD.PF.I

T.D. BANK SER 18 PR TD.PF.J

T.D. BANK SER 20 PR TD.PF.K

T.D. BANK SER 22 PR TD.PF.L

T.D. BANK SER 24 PR TD.PF.M

TD GLBL TECHLEADRS TEC

TECK RES CL A MV TECK.A

TIMBERCREEK FIN CORP TF

TFI INTERNATIONAL TFII

TERANGA GOLD CORP. J TGZ

TOROMONT INDUSTRIES TIH

INVESCOCOMPVLTLTY UN TLV

TRILOGY METALS INC J TMQ

TRUE NTHCOMMRCL J UN TNT.UN

TOURMALINE OIL CORP. TOU

THOMSON REUTERS CORP TRI

THOMSON REUTER PR II TRI.PR.B

TC ENERGY CORP TRP

TC ENERGY CORP PR 1 TRP.PR.A

TC ENERGY CORP PR 3 TRP.PR.B

TC ENERGY CORP PR 5 TRP.PR.C

TC ENERGY CORP PR 7 TRP.PR.D

TC ENERGY CORP PR 9 TRP.PR.E

TC ENERGY CORP PR 2 TRP.PR.F

TC ENERGY CORP PR 11 TRP.PR.G

TC ENERGY CORP PR 4 TRP.PR.H

TC ENERGY CORP PR 6 TRP.PR.I

TC ENERGY CORP PR 13 TRP.PR.J

TC ENERGY CORP PR 15 TRP.PR.K

TRISURA GROUP J TSU

TD CDN EQUITY IDX UN TTP

Description Symbol

TERRAVEST INDUSTRIES TVK

CI 1STASTTECH GIANTS TXF

CI1STASTTECGIANTUNHG TXF.B

TOREX GOLD RES J TXG

URANIUM PARTICIPATE U

DOMTAR CORPORATION UFS

AMERICAS GOLD SLVR J USA

VANGUARD CDN AGR BND VAB

VANGUARD BALETF PORT VBAL

VANGUARD GLBXUS AGGR VBG

VANGUARD USAGGRE BND VBU

VANGUARD FTSE CDAIDX VCE

VANGUARD CDAALLCAPUN VCN

VANGUARD CONSERVPORT VCNS

VANGRD FTSE DEV EXUS VDU

VANGUARD FTSE DIVYLD VDY

VANGUARD FTSEEMRGMKT VEE

VANGRD DEV US CA-HEG VEF

VANGUARD ALLEQPORTFL VEQT

VANGUARD S&P500 INDX VFV

VANGUARD US DIVAPPR VGG

VANGUARD USDIVCAD-HG VGH

VANGUARD GROETF PORT VGRO

VANGUARD EXNA IDX UN VIU

VANGUARD FTSECDNREIT VRE

VANGUARD CDN S-T BND VSB

VANGUARD S-T CRPBOND VSC

VANGUARD S&P500 C-HG VSP

VANGUARD US MKTIDXUN VUN

VANGUARD US TOTMKTUN VUS

VANGUARD FTSEGLOBECA VXC

WASTE CONNECTIONS WCN

WESDOME GOLD MINES WDO




Description Symbol

THE WAIM WED

THE WAIM PR WED.PR.A

WPT INDUSTRL REIT US WIR.U

WPT INDUSTRIAL REIT WIR.UN

WESTON GEORGE WN

WESTON GEORGE 1 PR WN.PR.A

WESTON GEORGE III PR WN.PR.C

WESTON GEORGE IV PR WN.PR.D

WESTON GEORGE V PR WN.PR.E

WINPAK LIMITED WPK

WHEATON PRECIOUS MTL WPM

WSP GLOBAL INC. WSP

WESTSHORE TERMINALS WTE

CI1STASST MRNMOMNTUN WXM

TMX GROUP LIMITED X

GOLDMONEY INC. XAU

ISHR COREMSCI AC WEX XAW

ISHR COREMSCI ACWXUS XAW.U

ISHARES COREBAL UN XBAL

ISHR CDN UNIVERS BND XBB

ISHARES CDN CORP BND XCB

ISHARE SP/TSX SMLCAP XCS

ISHARE CORMSCICDNDIV XDIV

ISHR CORE EMRGMKTIMI XEC

ISHRCORMSCI EMRMKTUS XEC.U

ISHR CORMSCIEAFE IMI XEF

ISHR COREMSCI IMI US XEF.U

ISHR S&P/TSX HIDIVUN XEI

ISHRCRMSCI EAFEIMIHG XFH

ISHARES FLTG RATE UN XFR

ISHARES CDN GOVT BND XGB

ISHARES CORE GROW UN XGRO

ISHARE GLBL HLTHCARE XHC

Description Symbol

ISHARES US HIYLD BND XHY

ISHARE MSCI EAFE IDX XIN

ISHARES S&P/TSX TECH XIT

ISHR CORECDNLT BNDUN XLB

ISHR MSCI MINVOL USA XMU

ISHR MSCIMINVOL USF XMU.U

ISHR MSCI MINVOLGLBL XMW

ISHARE HIGHCDNBND UN XQB

ISHARE NASDAQ 100 UN XQQ

ISHARE CDN RLRET BND XRB

ISHRE CDN SH TRM BND XSB

ISHR CONSV STGY INCM XSE

ISHR CORECDNSHMPLBND XSH

ISHARES CORE S&P 500 XSP

ISHARES US SMALL CAP XSU

EXCO TECHNOLOGIES XTC

ISHARE DIVRS MO INCM XTR

ISHARES CORESP500IDX XUS

ISHR CORES&P500IDXUS XUS.U

ISHR CORS&P US MKTUN XUU

ISHR CORS&P USMKT US XUU.U

ISHARE MSCI WORLD UN XWD

YAMANA GOLD INC. YRI

BMO AGGREGATEBND ETF ZAG

BMO EQLWGHT US BKCAD ZBK

BMO MID CRP BOND ETF ZCM

BMO S&P/TSX COMPINDX ZCN

BMO SHRT CRP BND ETF ZCS

BMO SH CORP BNDACCUM ZCS.L

BMO DISCOUNT BND UN ZDB

BMO INT'L DIV CAD UN ZDI

BMO DJ INDAV HEG ETF ZDJ

BMO MSCI EAFE HEGCAD ZDM




Description Symbol

BMO CDN DIVIDEND UN ZDV

BMO USDIV ETF CAD UN ZDY

BMO USDIV ETF USD UN ZDY.U

BMO MSCI EAFE IDX UN ZEA

BMO EQL WGT BANK ETF ZEB

BMO MSCI EMRGMKTS UN ZEM

BMO MSCI EU HIQLTYUN ZEQ

BMO FLTG RTHI YLD UN ZFH

BMO LNG FEDERAL BOND ZFL

BMO MID FED BND INDX ZFM

BMO SIA NA EQ ETF UN ZFN

BMO SHRT FED BND ETF ZFS

BMO SHFEDRLBND ACCUM ZFS.L

BMO HY US CRPHDG ETF ZHY

BMO MIDUSCRPBNDCA UN ZIC

BMO MIDUS CRPBND USF ZIC.U

BMO VOLATLTY CAD UN ZLB

BMO LONG CRP BND ETF ZLC

BMO LOWVOLINTL EQ UN ZLI

BMO LWVLTYUSEQ CADUN ZLU

BMO LWVLTYUSEQ US UN ZLU.U

BMO MIDPROVBND CADUN ZMP

BMO MIDUS IG HEGBND ZMU

BMO LNGPROVBNDCAD UN ZPL

BMO LADDERED PR INDX ZPR

BMO SHRT PRV BND ETF ZPS

BMO SHPROV BND ACCUM ZPS.L

BMO NASDAQ EQHED ETF ZQQ

BMO EQL WGT REITS UN ZRE

BMO S&P500 IDXCAD UN ZSP

BMO S&P500 IDX US UN ZSP.U

BMO ULTRA SHRTBND UN ZST

BMO ULTRASH BNDACCUM ZST.L

Description Symbol

BMO EQ WGT US BANKS ZUB

BMO S&P 500 HEDG-CAD ZUE

BMO EQWGT US HEALTH ZUH

BMO MSCI US HIQLTYUN ZUQ

BMO EQL WGT UTIL ETF ZUT

BMO COVERD CALLCDNBK ZWB

BMO CDN HIDIVCOVCALL ZWC

BMO EU DIVCOVCAL C-H ZWE

BMO US HIGHDIVCOV UN ZWH

BMO US HIGHDIVCOV US ZWH.U

BMO US HIDIVCOVHG-CA ZWS

BMO COVERDUTILITY UN ZWU

SLEEP CNTRY CDA HLDG ZZZ

ONLY ON LSERM BECAUSE OCC OPTIONS

TRADE AGAINST SECURITY

AURORA CANNABIS J ACB

AETERNA ZENTARIS INC AEZS

ALAMOS GOLD INC. J AGI

ALMADEN MINERALS AMM

GOLDEN MINERALS J AUMN

AURINIA PHARMA INC J AUP

ALEXCO RESOURCE J AXU

BALLARD POWER SYS BLDP

BROOKFLD PPTY LP UN BPY.UN

BAYTEX ENERGY CORP. BTE

CAE INC. CAE

CERIDIAN HCM HLDG J CDAY

CANADIAN NATURAL RES CNQ

CNOOC LIMITED ADRS CNU

CRESCENT POINT CORP. CPG




Description Symbol

CRONOS GROUP INC. J CRON

CENOVUS ENERGY INC. CVE

DENISON MINES CORP DML

ENDEAVOUR SILVER J EDR

ENERGY FUELS INC. J EFR

EQUINOX GOLD CORP. J EQX

ENERPLUS CORPORATION ERF

FORTUNA SILVER MINES FVI

GALIANO GOLD INC. J GAU

GFL ENVIRONMENT SV GFL

GT PANTHER MINING J GPR

GRAN TIERRA ENERGY J GTE

HUDBAY MINERALS INC. HBM

HEXO CORP. HEXO

IMPERIAL OIL LTD. IMO

JUST ENERGY GROUP JE

LITHIUM AMERICAS J LAC

MAG SILVER CORP. J MAG

MAXAR TECHNOLOGIES MAXR

MCEWEN MINING INC. J MUX

METHANEX CORPORATION MX

NTHRN DYNASTY MIN J NDM

NEPTUNE WELLSOLUTN J NEPT

NOVAGOLD RESOURCES J NG

NEW GOLD INC. NGD

ORGANIGRAM HLDGS J OGI

OVINTIV INC. OVV

PAN AMERICAN SILVER PAAS

PRECISION DRILL CORP PD

PEMBINA PIPELINE PPL

POINTS INT'L LTD. J PTS

RESOLUTE FOREST PROD RFP

SEABRIDGE GOLD INC J SEA

Description Symbol

SUNOPTA, INC. SOY

SANDSTORM GOLD LTD. SSL

SUNCOR ENERGY INC. SU

TUCOWS INC. TC

TECK RES CL B SV TECK.B

TASEKO MINES LTD. TKO

TANZANIAN GOLD J TNX

TRILLIUM THERPEUTC J TRIL

TURQUOISE HILL RES TRQ

VERMILION ENERGY INC VET

VILLAGE FARMS INT'L VFF

VISTA GOLD CORP VGZ

CANOPY GRWTH CORP J WEED

WESTPORT FUEL SYS WPRT


Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.



Description Symbol

ADDITIONS

ANDLAUERHLTHCR GRPSV AND

AUTOMOTIVE PPTY UN APR.UN

ARGONAUT GOLD INC. J AR

ALACER GOLD CORP. J ASR

AURYN RESOURCES J AUG

A&W REVENUE RYLTY UN AW.UN

ARTIS REIT UN AX.UN

ARTIS REIT SER A PR AX.PR.A

ARTIS REIT SER E PR AX.PR.E

ARTIS REIT SER I PR AX.PR.I

BROOKFIELD RENEW UN BEP.UN

BROOKFIELD RENEW PR5 BEP.PR.E

BROOKFIELD RENEW PR7 BEP.PR.G

BROOKFIELD RENEW PR9 BEP.PR.I

BROOKFIELD RENEWPR11 BEP.PR.K

BROOKFIELD RENEWPR13 BEP.PR.M

BROOKFIELD RENEWPR15 BEP.PR.O

BORALEX INC. CL A BLX

PURPOSE GBL BND FUND BND

BTB REIT UN BTB.UN

ISHRE 1-10CORPBND UN CBH

ISHARES EQWEIGHT UN CEW

CANFOR PULP PRODUCTS CFX

CENTERRA GOLD INC. CG

CI 1STAST GLD+GIANTS CGXF

CHAMPION IRON ORD J CIA

CI 1STASTCANBANCINCM CIC

ISHRE 1-10GOVTBND UN CLG

Description Symbol

ADDITIONS

CAPITAL POWER CORP. CPX

CAPITAL PWR SER 1 PR CPX.PR.A

CAPITAL PWR SER 3 PR CPX.PR.C

CAPITAL PWR SER 5 PR CPX.PR.E

CAPITAL PWR SER 7 PR CPX.PR.G

CAPITAL PWR SER 9 PR CPX.PR.I

CAPITAL PWR SR 11 PR CPX.PR.K

CANADIAN TIRE CORP CTC

CANADIAN TIRE A NV CTC.A

DREAM OFFICE REIT UN D.UN

DESJARDN ALTLN/SH EQ DANC

EVOLVE CA PREF UNHEG DIVS

DUNDEE PRECIOUS MTL DPM

ECN CAPITAL CORP. ECN

ECN CAPITAL 6.50% PR ECN.PR.A

ECN CAPITAL 6.25% PR ECN.PR.C

ECOSYNTHETIX INC. J ECO

EMX RYLTY CO EMX

EUROPEAN RES ERE.UN

FRANKLIN LIB GLB BND FLGA

GOODFOOD MARKET J FOOD

CI 1STASTENHNCSH BND FSB

CI1STASTENHNCSHBNDUS FSB.U

GREAT CDN GAMING GC

GRAN COLOMBIA GOLD GCM

GFL ENVIRONMENT SV GFL

GOLDMINING INC. J GOLD

GT GLD CORP. GTT






Description Symbol

ADDITIONS

HORIZONS GOLD PROD E HEP

HIGH INTEREST SAVINGS ACCOUNT FUND HISA

HORIZONSS&PTSXCAPIDX HXCN

IBI GROUP INC. IBG

K92 MNG INC. KNT

LITHIUM AMERICAS J LAC

LEON'S FURNITURE LTD LNF

LUNDIN GOLD INC. J LUG

LUNDIN MINING CORP LUN

MARTINREA INT'L INC. MRE

MTLLA RYLTY MTA

NAT'L BANK OF CANADA NA

NAT'L BANK SER 38 PR NA.PR.C

NAT'L BANK SER 42 PR NA.PR.G

NBI HIGHYLD BOND UN NHYB

INVESCO CDN DIV UN PDC

PEOPLE CORP PEO

PREMIER GOLD MINES J PG

POLARIS INFRAS J PIF

PARKLAND CORP. PKI

POWER CORP OF CDA SV POW

POWER CORP 5.6% PR A POW.PR.A

POWER CORP 5.35% PR POW.PR.B

POWER CORP 5.80% PR POW.PR.C

POWER CORP 5.00% PR POW.PR.D

POWER CORP PART. PR POW.PR.E

POWER CORP SR861STPR POW.PR.F

POWER CORP 5.6% PR G POW.PR.G

Description Symbol

ADDITIONS

INVESCO CDN PR UN PPS

PURPOSE US CASH USF PSU.U

INVESCO FTSE RAFICDN PXC

PAREX RESOURCES J PXT

INVESCOFTSE US CA-HG PXU.F

AGFIQ US ANTIBETCAHG QBTL

INVESCO QQQ CA$HG QQC.F

QUARTERHILL INC. QTRH

RECIPE UNLIMITED SV RECP

SIENNA SENIOR LIVING SIA

SAVARIA CORP. J SIS

SHAW COMMS A SJR.A

SUMMIT IND REIT UN J SMU.UN

SUPERIOR PLUS CORP. SPB

SLATE RETAIL CL U UN SRT.U

SLATE RETAIL CAD UN SRT.UN

STORAGEVAULT SVI

TRANSALTA CORP. TA

TRANSALTA SER A PR TA.PR.D

TRANSALTA SER B PR TA.PR.E

TRANSALTA SER G PR TA.PR.J

TERANGA GOLD CORP. J TGZ

TRISURA GROUP J TSU

TD CDN EQUITY IDX UN TTP

TERRAVEST INDUSTRIES TVK

TOREX GOLD RES J TXG

VANGUARD GLBXUS AGGR VBG

VANGUARD USDIVCAD-HG VGH






Description Symbol

ADDITIONS

VANGUARD FTSECDNREIT VRE

WESDOME GOLD MINES WDO

THE WAIM WED

THE WAIM PR WED.PR.A

WPT INDUSTRL REIT US WIR.U

WPT INDUSTRIAL REIT WIR.UN

GOLDMONEY INC. XAU

ISHARE SP/TSX SMLCAP XCS

ISHARE CORMSCICDNDIV XDIV

ISHARE CDN RLRET BND XRB

BMO EQLWGHT US BKCAD ZBK

BMO DJ INDAV HEG ETF ZDJ

BMO CDN DIVIDEND UN ZDV

BMO USDIV ETF CAD UN ZDY

BMO USDIV ETF USD UN ZDY.U

BMO MIDUSCRPBNDCA UN ZIC

BMO MIDUS CRPBND USF ZIC.U

BMO MIDPROVBND CADUN ZMP

BMO MIDUS IG HEGBND ZMU

BMO SHRT PRV BND ETF ZPS

BMO SHPROV BND ACCUM ZPS.L

BMO EQ WGT US BANKS ZUB

BMO S&P 500 HEDG-CAD ZUE

BMO EQWGT US HEALTH ZUH

BMO US HIDIVCOVHG-CA ZWS


Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.



Description Symbol

DELETIONS

ACADIAN TIMBER CORP. ADN

ALGOMA CENTRAL CORP ALC

BESPOKECAPACQA RV US BC.U

BROOKFLD RENEW PR 3 BRF.PR.C CANACCORD GENUITY GROWTH II CORP. CLASS A RESTRICT CGGZ.UN

CALIAN GROUP LTD. CGY

ISHR US HIYLDINCM UN CHB

CLEARWATER SEAFOODS CLR

CORREVIO PHARMA CORP CORV

CORBY SPIRIT&WINE A CSW.A

CORBY SPIRIT&WN B NV CSW.B

ISHARES GLBLWATER UN CWW

CYMBRIA CORP CL A NV CYB

EAST COAST INVGRD UN ECF.UN

FIDELITYCDNST CRPBND FCSB

NA FIN 15 SPLIT 2 PR FFN.PR.A

GDI INTEGRATED SV J GDI

GLBL RLEST E-COMMERC GEC.UN

GLOBAL WATER RES GWR

HORIZON ACTVCDNBNDUN HAD

BSR REIT INVEST USF HOM.U

BSR REIT INVEST UN HOM.UN

HORIZONS INTLMKTS EQ HXDM

HORIZONS INTLMKTEQUS HXDM.U

INVESCOS&PINTL LWVOL ILV

INVESCOS&PINTLDVVLCA ILV.F

INFO SERV CORP. A LV ISV

Description Symbol

DELETIONS

JFT STRATEGIES A UN JFS.UN

MINT INCME FND TR UN MID.UN

NEO PERFORM MATERIAL NEO

OBSIDIAN ENERGY LTD OBE

POLLARD BANKNOTE LTD PBL

INVESCO 1-3YRLADFLTG PFL

PREMIUM INCOME PR PIC.PR.A

PINNACLE RENEWBLENGY PL

PIMCO GLBL SHRTCDA PMNT

PARTNERS VAL AA PR 6 PVS.PR.D

POWER FIN 5.90% PR F PWF.PR.G

POWER FIN 6% PR I PWF.PR.I

POWER FIN 4.95% PR K PWF.PR.K

POWER FIN 5.10% PR L PWF.PR.L

RBC CANADIAN DISCOUNT BOND ETF RCDB PURPOSE CANADIAN PREFERRED SHARE FUND RPS PURPOSE TACTICAL ASSET ALLOCATION FUND RTA

TWC ENTERPRISES LTD. TWC

INVESCO 500LOWVOL CA ULV.C

INVESCO500LOWVOLCAHG ULV.F

INVESCO 500LOWVOL US ULV.U

UNI-SELECT INC. UNS

VERSABANK J VB

VERSABANK PR 1 J VB.PR.A

VERSABANK PR 3 J VB.PR.B

VANGUARD CONSRV INCM VCIP


Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.



Description Symbol

DELETIONS

ISHR CORMSCI GLBLDIV XDG

ISHRCORMSCI GLBDIVUS XDG.U

ISHR COREMSCI USQUDV XDU

ISHRCORMSCI USQUDVUS XDU.U

ISHARE MSCI EMERGMKT XEM ISHARES GLOBAL GOVERNMENT BOND INDEX ETF (CAD-HEDG XGGB

ISHARE MSCIMINVLEAFE XMI

BMO EM MKT BOND HED ZEF BMO LONG-TERM US TREASURY BOND INDEX ETF ZTL BMO LONG-TERM US TREASURY BOND INDEX ETF ZTL.F BMO LONG-TERM US TREASURY BOND INDEX ETF ZTL.U

BMO ULTRAST BNDUS UN ZUS.U

BMO ULTST BNDUS ACUM ZUS.V

BMO EU HIDIV COVCALL ZWP

BMO TACTICAL DIV UN ZZZD




Eligibility Criteria

For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements

Price volatility measures Calculated price volatility margin interval <= 25%

Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $100 million

Average daily trade volume for each month in the quarter ended >= 25,000 shares per day

OR

An equivalent average daily traded value amount for each month in the quarter ended >= $1,000,000 per day [to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months

OR Listed on a Canadian exchange less than six months, with:

Market value per share >= $5.00 per share

Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility

Other Inclusion Requirements

A new security listing resulting from an issuer reorganization that:

is substantially the same as a previous security listing,

has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings.

For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the

public float of a previous security listing. A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded.

A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a related common security from that same issuer.

list of securities eligible for reduced margin - iiroc

Documents