list of subjects registrated under the mifidmifid-e.pdfcolonnade canary wharf london e14 5hs united...

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List of subjects registrated under the MiFID The Data as of August 5, 2015 No Name Address (head office) Date of registration Investment services and activities 1/ Ancillary services 1/ Financial Instruments 1/ Supervisory Authority Tied Agents 1 1OAK Capital Limited 55 Cadogan Square, London, SW1X 0HY, United Kingdom 4.12.2009 A1, A2, A4, A5 B4, B5, B7 C1, C2, C3, C4, C5, C6, C7, C8, C9, C10 FCA - Financial Conduct Authority, 25 The North Colonnade Canary Wharf London E14 5HS United Kingdom yes 2 2H Wealthcare LLP 22 Wycombe End, Beaconsfield, Buckinghamshire HP9 1NP, United Kingdom 5.3.2008 A1, A5 B5 C1, C3 FCA - Financial Conduct Authority, 25 The North Colonnade Canary Wharf London E14 5HS United Kingdom no 3 360 Treasury Systems AG Grueneburgweg 16-18, 60322 Frankfurt am Main, Germany 7.6.2007 A1 ***** C1, C2, C4 BaFin-Bundesanstalt fur Finanzdienstleitungsauf sicht, Postfach 1308, 53003 Bonn, Germany no 4 3D Global Financial Services Ltd 61, Agios Athanasios & Kantaras Street, Toumazis Linopetra Centre-1st Floor, Agios Athanasios, 4102 Limassol, Cyprus 30.3.2010 A1, A4, B5 ***** C1, C3 Cyprus Securities and Exchange Commission, Stasicratous 32, 4 Floor, P.O. Box 24996, 1306 Nicosia, Cyprus no 5 3i Debt Management Investments Limited Bracken House, 1 Friday Street, London EC4M 9JA United Kingdom 7.8.2006 A1, A2, A4, A5 B1, B2, B4 C1, C2, C3, C4 FCA - Financial Conduct Authority, 25 The North Colonnade Canary Wharf London E14 5HS United Kingdom no 6 42 financial services, s.r.o. Klimentská 1216/46, Praha 1, 110 00 Česká republika 26.3.2012 A1, A2, A4, A5, A7 B3, B4, B5, B6 C1, C2, C3, C4, C5, C6, C7, C8, C9, C10 Česká národní banka, Na Příkopě 28, 115 03 Praha, Česká republika no 7 7daysahead Flat 21, 124 Regents Park Road, London, NW1 8XL, United Kingdom 9.8.2011 A5 ***** C1, C4, C5, C6, C7 FCA - Financial Conduct Authority, 25 The North Colonnade Canary Wharf London E14 5HS United Kingdom no 8 7Q Financial Services Ltd 12-14 Kennedy Avenue, Kennedy Business Center, 4th Floor, Suite 402, 1087 Nicosia, Cyprus 10.4.2012 A1, A4, A5 B1, B4 C1, C2, C3, C4, C5, C6, C7, C8, C9, C10 Cyprus Securities and Exchange Commission, Stasicratous 32, 4 Floor, P.O. Box 24996, 1306 Nicosia, Cyprus no 9 A K Jensen Limited 1 Cornhill, EC3V 3ND London, United Kingdom 28.6.2006 A1, A2 B4 C1, C2, C4 FCA - Financial Conduct Authority, 25 The North Colonnade Canary Wharf London E14 5HS United Kingdom no 10 A&M Financial Services Ltd 9 Castle Court, Colne, Lancashire BB8 7RD, United Kingdom 30.11.2010 A1, A5 B5 C1, C2, C3 FCA - Financial Conduct Authority, 25 The North Colonnade Canary Wharf London E14 5HS United Kingdom no 11 A.A.M. & Wealth Ltd 22, Spyrou Kyprianou Avenue, 1st Floor, 3070 Limassol, Cyprus 17.2.2015 A5 B1 C1, C2, C3, C4, C5, C6, C7, C8, C9, C10 Cyprus Securities and Exchange Commission, Stasicratous 32, 4 Floor, P.O. Box 24996, 1306 Nicosia, Cyprus no 12 A.J.K. Wealth Management Limited 1, Naousis Street, Karapatakis Building, 4th Floor, Suite 1, 6018 Larnaca Cyprus 28.7.2011 A5 ***** C1, C2, C3, C4, C5, C6, C7, C8, C9, C10 Cyprus Securities and Exchange Commission, 32 Stasikratous Street, 4th Floor, P.O. Box 24996 CY-1306 Nicosia, Cyprus no 13 A.T.I. Associates (Cyprus) Ltd P:O. Box 63099, 8210 Yeroskipou, Paphos, Cyprus, 6018 Larnaca Cyprus 2.6.2011 A5 ***** C3 Cyprus Securities and Exchange Commission, 32 Stasikratous Street, 4th Floor, P.O. Box 24996 CY-1306 Nicosia, Cyprus no 14 AA Advisers LLP 30 Tadena Road, London SW10 0PZ, United Kingdom 21.2.2007 A1, A5 B3, B5 C1, C2, C3, C4 FCA - Financial Conduct Authority, 25 The North Colonnade Canary Wharf London E14 5HS United Kingdom no 15 AAA Trade Ltd 1, Siafi Street, Porto Bello Business & Cultural Centre, Business Suites 1-4, Office 104, 3042 Limassol, Cyprus 12.11.2014 A1, A2, A3 B1, B2, B4 C1, C2, C3, C4, C5, C6, C7, C8, C9, C10 Cyprus Securities and Exchange Commission, Stasicratous 32, 4 Floor, P.O. Box 24996, 1306 Nicosia, Cyprus no

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Page 1: List of subjects registrated under the MiFIDMifid-e.pdfColonnade Canary Wharf London E14 5HS United Kingdom yes 2 2H Wealthcare LLP 22 Wycombe End, Beaconsfield, Buckinghamshire HP9

List of subjects registrated under the MiFID

The Data as of August 5, 2015

NoName Address (head office)

Date of

registration

Investment services

and activities 1/

Ancillary services

1/

Financial

Instruments 1/ Supervisory Authority Tied Agents

1 1OAK Capital Limited55 Cadogan Square, London,

SW1X 0HY, United Kingdom4.12.2009 A1, A2, A4, A5 B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

yes

2 2H Wealthcare LLP

22 Wycombe End, Beaconsfield,

Buckinghamshire HP9 1NP,

United Kingdom

5.3.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

3 360 Treasury Systems AGGrueneburgweg 16-18, 60322

Frankfurt am Main, Germany7.6.2007 A1 ***** C1, C2, C4

BaFin-Bundesanstalt fur

Finanzdienstleitungsauf

sicht, Postfach 1308,

53003 Bonn, Germany

no

43D Global Financial Services

Ltd

61, Agios Athanasios & Kantaras

Street, Toumazis Linopetra

Centre-1st Floor, Agios

Athanasios, 4102 Limassol,

Cyprus

30.3.2010 A1, A4, B5 ***** C1, C3

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

53i Debt Management

Investments Limited

Bracken House, 1 Friday Street,

London EC4M 9JA United

Kingdom

7.8.2006 A1, A2, A4, A5 B1, B2, B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

6 42 financial services, s.r.o.Klimentská 1216/46, Praha 1,

110 00 Česká republika26.3.2012 A1, A2, A4, A5, A7 B3, B4, B5, B6

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

7 7daysahead

Flat 21, 124 Regents Park Road,

London, NW1 8XL, United

Kingdom

9.8.2011 A5 ***** C1, C4, C5, C6, C7

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

8 7Q Financial Services Ltd

12-14 Kennedy Avenue,

Kennedy Business Center, 4th

Floor, Suite 402, 1087 Nicosia,

Cyprus

10.4.2012 A1, A4, A5 B1, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

9 A K Jensen Limited1 Cornhill, EC3V 3ND London,

United Kingdom28.6.2006 A1, A2 B4 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

10 A&M Financial Services Ltd

9 Castle Court, Colne,

Lancashire BB8 7RD, United

Kingdom

30.11.2010 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

11 A.A.M. & Wealth Ltd22, Spyrou Kyprianou Avenue,

1st Floor, 3070 Limassol, Cyprus17.2.2015 A5 B1

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

12A.J.K. Wealth Management

Limited

1, Naousis Street, Karapatakis

Building, 4th Floor, Suite 1, 6018

Larnaca Cyprus

28.7.2011 A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

13A.T.I. Associates (Cyprus)

Ltd

P:O. Box 63099, 8210

Yeroskipou, Paphos, Cyprus,

6018 Larnaca Cyprus

2.6.2011 A5 ***** C3

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

14 AA Advisers LLP30 Tadena Road, London SW10

0PZ, United Kingdom21.2.2007 A1, A5 B3, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

15 AAA Trade Ltd

1, Siafi Street, Porto Bello

Business & Cultural Centre,

Business Suites 1-4, Office 104,

3042 Limassol, Cyprus

12.11.2014 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

Page 2: List of subjects registrated under the MiFIDMifid-e.pdfColonnade Canary Wharf London E14 5HS United Kingdom yes 2 2H Wealthcare LLP 22 Wycombe End, Beaconsfield, Buckinghamshire HP9

16Aaron Towny Mortgages

Limited

6 Market Place, Kettering,

Northamptonshire, NN16 0AL,

United Kingdom

22.7.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

17Abaco Asset Management

LLP

Charles House, 5th Floor, 5-11

Regent Street, London SW1Y,

United Kingdom

8.10.2012 A1, A4 ***** C1, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

18Aberdeen Property Investors

Corporate ASA

Postboks 1228, 0110 Oslo,

Norway3.10.2007 A1, A2, A6, A7 B6 C1

KreditTilsynet - The

Financial Supervisory

Authority of Norway,

P.O. Box 100 Bryn, N-

0611 Oslo, Norway

no

19ABG Sundal Colier Partners

LLP

St. Martins Court, 10 Paternoster

Row, London, EC4M 7EJ, United

Kingdom

13.7.2011 A1, A2, A5 B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

20ABG Sundal Collier Norge

ASA

P.O. Box 1444 Vika, 0115 Oslo,

Norway7.2.2008 A1, A2, A3, A5, A6, A7

B1, B2, B3, B4, B5,

B6

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Kredittilsynet - The

Financial Supervisory

Authority of Norway,

P.O. Box 100 Bryn, N-

0611 Oslo, Norway

no

21 Abraaj Advisers UK Limited1 Grafton Street, London, W1S

4EB, United Kingdom5.3.2012 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

22 Abshire - Smith Global Ltd26 York Street, London, W1U

6PZ, United Kingdom18.4.2013 A1, A2 B4

C1, C4, C5, C6, C7,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

23Abundance NRG Ltd /

Abundance Investment

65-69 Shepherds Bush Green,

London, W12 8TB, United

Kingdom

5.12.2013 A1 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

24Acadian Asset Management

(UK) Limited

110 Cannon Street, 4th Floor,

London, EC4N 6EU , United

Kingdom

18.7.2008 A1, A4, A5 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

25Acanthus Advisers Private

Equity Limited

7 Cavendish Square, London,

W1G 0PE, United Kingdom 1.3.2006 A1 B3 C1. C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

26 Acceleris Limited

Warnford Court, 29 Throgmorton

Street, London, EC2N 2AT,

United Kingdom

31.10.2014 A1, A5, A7 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

27Access Equity Management

Limited

54 Vincent Square, London

SW1P 2NR, United Kingdom4.3.2011 A1, A5, A7 B3, B4, B5, B6 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

28 Accola Capital LLP11 South Side, London, W6 0XY,

United Kingdom21.2.2013 A1, A2, A5, A7 B3, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

29 A-Conversio Capital Ltd4b Orfeos Street, 1070 Nicosia,

Cyprus7.7.2014 A1, A4 B1, B4 C1, C2, C3, C4, C9

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

30 ACPI Investments Limited56 Conduit Street, London W1S

2YZ, United Kingdom30.10.2007 A1, A4, A5 C6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

31 Acsel Advisors Ltd

29 Rivermead, East Molesey,

Surrey KT8 9AZ, United

Kingdom

14.7.2006 A1 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

Page 3: List of subjects registrated under the MiFIDMifid-e.pdfColonnade Canary Wharf London E14 5HS United Kingdom yes 2 2H Wealthcare LLP 22 Wycombe End, Beaconsfield, Buckinghamshire HP9

32 Activtrades Limited1 Thomas More Square, London

E1W 1YN, United Kingdom8.10.2007 A1, A3 B3 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

33 ActivTrades Plc1 Thomas More Square, London

E1W 1YW, United Kingdom14.12.2005 A1, A2, A3 B4

C1, C2, C4, C5, C6,

C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

34AD Valorem Wealth

Management LLP

Whitehall House, Sandy Lane,

Newcastle under Lyme,

Staffordshire, ST5 0LZ, United

Kingdom

6.11.2007 A1, A5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

35ADAMANT CAPITAL

PARTNERS AD

76 A James Bourchier Blvd,

1407, Sofia, Bulgaria28.7.2011 A1, A2, A4, A5, A7 B1, B3, B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Financial Supervision

Commission, 33, Shar

Planina Street, 1303

Sofia, Bulgaria

no

36ADLATUS

AKTIENGESELLSCHAFT

Reichstrasse 31, 09112

Chemnitz, Germany23.6.2007 A1, A2, A4, A5, A7 ***** C1, C2, C3, C4

BaFin-Bundesanstalt fur

Finanzdienstleitungsauf

sicht, Postfach 1308,

53003 Bonn, Germany

no

37 Admiral Markets ASAhtri 6A/B-korpus, 10151 Tallinn,

Estonia30.7.2009 A1, A2, A3 B1, B2, B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Estonian Financial

Supervision Authority,

Sakala 4, 15030 Tallinn,

Estonia

no

38 Admiral Markets Cyprus Ltd

22, Spyrou Kyprianou, Pippiros

Building, 3rd Floor, 3070, 3105

Limassol, Cyprus

27.2.2014 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

39 Admiral Markets UK LtdOne Love Lane, London EC2V

7JN, United Kingdom5.7.2013 A1, A2, A7 B1, B2, B4, B7 C4, C5, C6, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

40Advent Capital Management

UK Limited

4th Floor, Devonshire House 1

Mayfair Place, London, W1J

8AJ, United Kingdom

23.7.2015 A1, A2, A4, A5 B4, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

41AE Global Investment

Solutions Limited

Bessborough House, 17

Cavendish Square, W1G oPH

London, United Kingdom

20.6.2005 A1, A2, A4, A5 B3, B4, B6 C1, C2, C3, C4, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

42 AES Financial Services Ltd

Unit 24, Elysium Gate, 126-128

New Kings Road , London SW6

4LZ, United Kingdom

18.8.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

43 Aespen B.V.Singel 450 - 4th Floor, 1017 AZ

Amsterdam, The Netherlands12.12.2007 A1, A2 *****

C1, C2, C4, C5, C6,

C7, C9, C10

Netherlands Authority

for the Financial

Markets, Vijzelgracht 50,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

44 AETIA Ltd41 Winfrith Road, London, SW18

3BE, United Kingdom4.8.2010 A1, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

45Aetos Capital Group (UK)

Limited

33rd Floor, 25 Canada Square,

London E14 5LQ, United

Kingdom

14.6.2013 A1 B4, B5C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

46Affiliated Managers Group

Limited

35 Park Lane, W1K 1RB

London, United Kingdom31.3.2010 A1 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

47Affinity Financial Products

LLP

Floor 38, Tower 42, 25 Old

Broad Street, London,WC2N

1HQ, United Kingdom

4.8.2011 A1, A5 B5 C1, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

Page 4: List of subjects registrated under the MiFIDMifid-e.pdfColonnade Canary Wharf London E14 5HS United Kingdom yes 2 2H Wealthcare LLP 22 Wycombe End, Beaconsfield, Buckinghamshire HP9

48AFH Independent Financial

Services Ltd

St. Johns Hhouse, 16 Church

Street, Bromsgrove,

Worcestershire, B61 8DN,

United Kingdom

5.11.2008 A1, A2, A4, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

49African Alpha Investment

Partners Limited

14 Cork Street, London W1S

3NS, United Kingdom30.10.2012 A1, A5 B3, B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

50 AFX Capital Markets Ltd

116, Gladstonos Street, M.

Kyprianou House, 1st Floor,

3032 Limassol, Cyprus

6.8.2010 A1, A3, A4 B2, B4 C1, C2, C4, C9

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

51

AFX Markets Limited /

SuperTradingOnline UK

(STO UK)

33 Sun Street, 2nd Floor,

London EC2M 2PY, United

Kingdom

10.7.2012 A1, A2 ***** C4, C5, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

52Agasti Wunderlich Capital

Markets AS

Bolette Brygge 1, 0252 Oslo,

Norway18.2.2014 A1, A2, A6, A7 B1, B3, B4, B5, B6 C1

Finanstilsynet - The

Financial Supervisory

Authority of Norway,

Revierstredet 3,

Postboks 1187 Sentrum,

N-0107 Oslo, Norway

no

53 Agency Partners LLP1 Liverpool Street, EC2M 7QD

London, United Kingdom28.1.2011 A1, A5 B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

54 AGFE Limited

10 Royality Studios, 105

Lancaster Road, London, W11

1QF, United Kingdom

8.9.2009 A1, A2, A4, A5 B1 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

55 Agincourt Financial Limited

Moorgate Hall, 155 Moorgate,

London EC2M 6XB, United

Kingdom

19.10.2006 A1, A4 B5C2, C4, C5,C6, C7,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

56 AGM Markets Limited

25, Aischylou Street, Zavos City

Court, 2nd Floor, Flat/Office 201,

Agios Nicolaos, 2093 Limassol,

Cyprus

2.2.2012 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

57Agora Microfinance Partners

LLP

6 Duke Street, St James, SW1

6BN London, United Kingdom19.10.2010 A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

58 AGT Investments Limited

New Broad Street House, 35

New Broad Street, EC2M 1NH

London, United Kingdom

8.4.2005 A1, A5 B3 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

59 AHJ Capital Markets Limited

2 Minster Court, Mincing Lane,

London, EC3R 7BB, United

Kingdom

9.1.2015 A1, A5 B5C1, C4, C5, C6, C7,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

60 AHV Associates LLP42 Brook Street, London W1K

5BD, United Kingdom20.12.2006 A1, A5 B3 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

61AIB Corporate Finance

Limited

85 Pembroke Roade,

Ballsbridge, Dublin 4, Ireland14.2.2006 A1, A5, A6, A7 B3, B6 C1

Irish Financial Services

Regulatory Authority,

P.O. Box 9138, College

Green, Dublin 2, Ireland

no

62AIG Global Investment

(Europe) Ltd

The AIG Building, 58 Fenchurch

Street, London EC3M 4AB,

United Kingdom

10.8.2006 A1, A2, A4, A5, A6, A7 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

63AIG Global Investment Corp.

(Europe) Ltd

The AIG Building, 58 Fenchurch

Street, London EC3M 4AB,

United Kingdom

10.8.2006 A1, A2, A4, A5, A6, A7 B4, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

Page 5: List of subjects registrated under the MiFIDMifid-e.pdfColonnade Canary Wharf London E14 5HS United Kingdom yes 2 2H Wealthcare LLP 22 Wycombe End, Beaconsfield, Buckinghamshire HP9

64 AISA Direct Ltd

Unit 4, Fordbrook Business

Centre, Marlborough Road,

London, SN9 5NU, United

Kingdom

26.6.2015 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

65 Aitken Advisors LLP41 Marryat Road, London SW19

5BE, United Kingdom23.3.2011 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

66 Aksia Europe Limited4-5 Park Place, London, SW1A

1LP, United Kingdom21.9.2011 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

67Alan Boswell & Company

Limited

Harbour House, 126 Thorpe

Road, Norwich, Norfolk, NR1 VL,

Untied Kingdom

13.11.2007 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

68Alan Steel Asset

Management Ltd

Nobel House, Regent Centre,

Blackness Road, Linlithgow,

West Lothian, EH49 7HU, United

Kingdom

21.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

69 Albert & Partners S.A. 7, Grand Rue, L-6630

Wasserbillig, Luxembourg20.6.2013 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Commission de

Surveillance du Secteur

Financier, L-2991,

Luxembourg.

no

70 Albourne Partners Limited

6 Garden House, Cloisters

Business Park Centre, 8

Battersea Park Road, London,

SW8 4BG, United Kingdom

7.11.2007 A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

71 Aleph Capital Partners LLP14 St. George Street, London,

W1S 1FE, United Kingdom13.1.2014 A1, A5 B3, B5 C1, C3, C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

72Alexander David Securities

Limited

Albert Buildings, 49 Queen

Victoria Street, London, EC4N

4SA, United Kingdom

18.9.2008 A1, A2, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

73Alfa Capital Holdings

(Cyprus) Ltd

15, Demetriou Karatasou,

Anastasio Building, Office 504,

Strovolos, 2024 Nicosia, Cyprus

14.8.2012 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

74 Alger Management50 Broadway, London, SW1H

0RG, United Kingdom15.7.2014 A1, A2, A4, A5 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

75Algo Capital Management

Limited

Eridge Road, Eridge Green, TN3

9LL Tunbridge Wells21.12.2005 A1, A4 ***** C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

76 Alinda Capital LLP

Augustine House, 6a Austin

Friars, London EC2N 2HA,

United Kingdom

5.7.2013 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

77 Alion Partners Capital LLP

11-12 St James´s Square,

London, SW1Y 4LB, United

Kingdom

8.11.2011 A1, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

78 All Energy Trading B.V.

Herengracht 469, P.O. Box

11096, 1001 GB Amsterdam,

The Netherlands

17.1.2008 A3 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Netherlands Authority

for the Financial

Markets, Vijzelgracht 50,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

79 All Options International B.V.

Herengracht 469, P.O. Box

11096, 1001 GB Amsterdam,

The Netherlands

17.1.2008 A3 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Netherlands Authority

for the Financial

Markets, Vijzelgracht 50,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

yes

Page 6: List of subjects registrated under the MiFIDMifid-e.pdfColonnade Canary Wharf London E14 5HS United Kingdom yes 2 2H Wealthcare LLP 22 Wycombe End, Beaconsfield, Buckinghamshire HP9

80 All Securities B.V.Herengracht 433, 1017 BR,

Amsterdam, The Netherlands 24.2.2010 A3 ***** C1, C2, C3

AFM-Netherlands

Authority for the

Financial Markets,

Vijzelgracht 50, PO Box

11723, 1001 GS

Amsterdam, The

Netherlands

no

81Allegra Asset Management

(UK) Limited

Hesketh House, 43-45 Portman

Square, London, W1H 6HN,

United Kingdom

27.6.2011 A1, A2, A4, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

82Allen & Company Advisors

Limited

50 Gresham Street, London,

EC2V 7AY, United Kingdom5.12.2008 A1, A5 B3, B5 C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

83Allen & Company Advisory

UK LLP

1103 Mout Street, London SW3

1AJ, United Kingdom1.3.2011 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

84Allianz Global Investors

Europe GmbH

Pstfach 19 01 27, 80601 Munich,

Germany12.7.2006 A1, A2, A4, A5 ***** C1, C2, C3, C4

Bundesanstalt für

Finanzdienstleistungsau

fsicht, Postfach 13 08,

53003 Bonn, Germany

no

85Allianz Risk Tranfer (UK)

Limite

Allianz House, 60 Gracechurch

Street, London,EC3V 0HR,

United Kingdom

2.5.2014 A1, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

86 Allium Capital Ltd

Bridewell Gate, 9 Bridewell

Place, London, EC2V 6AW,

United Kingdom

5.10.2009 A5 B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

87 ALLX Ltd45 Beech Street, London,EC2Y

8AD, United Kingdom28.11.2014 A1, A2, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

88Alpcot Capital Management

Ltd

3rd Floor, Cardinal House, 39-40

Albemarle Street, London, W1S

4TE, United Kingdom

28.1.2008 A1, A5 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

89Alpha Capital Markets plc /

Dynamic Alpha / ExoFX

1 Worplesdon St. Mary, Perry

Hill, Worplesdon, Guildford, GU3

3RE Surrey, United Kingdom

16.5.2006 A1, A2, A3 B1, B2, B4 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

90 Alpha Diversity Limited

4 Pipsden Lodge, Rye Road,

Hawkhurst, Kent, TN18 5DN,

United Kingdom, United Kingdom

22.4.2009 A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

91AlphaBet Capital Advisors

Ltd

43 Berkeley Square, Suite 4b,

London W1J 5FJ, United

Kingdom

25.7.2005 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

92Alphadyne Asset

Management (UK) LLP

Berkeley Square House,

Berkeley Square, London, SW1Y

4LB, United Kingdom

30.10.2013 A1, A5 B3, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

93 Alpha-UCITS Ltd

180 Great Portland Street,

London W1W 5QZ, United

Kingdom

14.2.2011 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

94 Alps F S Limited

Compton House, Walnut Tree

Close, Guildford, Gu1 4TX,

United Kingdom

6.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

95Alquity Investment

Management Limited

9 Kingsway, WC2B 6XF

London, United Kingdom24.1.2011 A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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96 Altana Wealth Limited

Standbrook House 2-5 Old Bond

St, 4th Floor, London W1S 4PD,

United Kingdom

20.4.2011 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

97 AlterNet (UK) Limited

River Plate House, 7-11

Finsbury Circus, London EC2M,

United Kingdom

20.8.2012 A1, A2, A3 B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

98 Altius Associates Ltd

2nd Floor, 20 Grosvenor Street,

London, SW1X 7HN, United

Kingdom

15.8.2008 A1, A2, A4, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

99Altorfer Financial

Management Limited

5 Regent Gate, 83 High Street,

Waltham Cross, Hertfordshire,

EN8 7AF, United Kingdom

17.1.2008 A1, A2, A4, A5, ***** C1, C2, C3, C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

100 Altruid Systems Limited168, St. Christopher Street,

Valletata, VLT 1467, Malta13.6.2013 A4 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

101 AlumFX Limited1 Fetter Lane, London EC4A

1BR, United Kingdom6.9.2012 A1, A2 ***** C1, C3, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

102Alvine Capital Management

Ltd

3rd Floor, 34 Brook Street,

London, United Kingdom30.11.2005 A1, A5 B5 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

103 Amagis Capital Partners LLP18 King William Street, London,

EC4N 7BP, United Kingdom28.7.2014 A1, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

104Amalgamated Metal Trading

Ltd

55 Bishopsgate, London, EC2N

3AH, United Kingdom8.11.2007 A1, A2, A3, A5 B1, B2, B4, B7 C5, C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

105 Amana Capital Ltd

12 Archiepiskopou MakariouIII,

Kristelina House, 3rd Floor,

Office 302, Mesa Geitonia 4000,

Limassol, Cyprus

3.7.2012 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

106Amber Fondsmaeglerselskab

A/S

Strandvejen 163, 2900 Hellerup,

Denmark27.7.2008 A1, A2, A4, A5 B4, B5, C1, C2, C3, C4, C10

Finalstilsynet - Danish

Financial Supervisory

Authority, Gl. Kongevej

74 A, DK-1850

Frederiksberg C,

Denmark

no

107American Century Investment

Management (UK) Limited

90 Long Acre, London, WC2E

9RZ United Kingdom5.10.2009 A1, A5 B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

108 AMG Kapital Limited

6, Maximos Michaelides Street,

Maximos Plaza, Bloch 3, 3rd

Floor, Office 3302, 3106

Limassol, Cyprus

20.10.2011 A3, A4 B1, B2, B3, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

109 Amias Berman & Co LLPOne Finsbury Circus, London,

EC2M 7EB, United Kingdom19.10.2009 A1, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

110Amini Financial Services

GmbH

Rudolf-Diesel-Str.5b, 40670

Meerbusch, Osterath, Germany26.4.2011 A1, A2, A5 ****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

BaFin- Bundesanstalt

fur

Finanzdienstungaufsicht

, Lurgiallee 12, 60439

Frankfurt, Germany

no

111Amius Investor Services

Limited

3rd Floor, 25 Berkeley Square,

London, W1J 6HN, Untied

Kingdom

5.3.2008 A1, A2, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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112Amsterdam Effectenkantoor

B.V.

Herengracht 208, 1016

Amsterdam, The Netherlands12.12.2007

A1, A2, A3, A4, A5, A6,

A7B3, B5, B6 C1, C2, C3, C4, C8

Netherlands Authority

for the Financial

Markets, Vijzelgracht 50,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

113 Ancala Partners LLP

Ground Floor, York House, 45

Seymour Street, London W1H

7JT, United Kingdom

15.2.2011 A1, A2, A4, A5 B3, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

114 Ancora Finance LLP

1 Connaught Place, 2nd Floor,

London, W2 2ET, United

Kingdom

28.2.2013 A5 B3, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

115Andes Financial Services

Limited

MWB Business Exchanges,

Level 33, 25 Canada Square,

London E14 5LQ, United

Kingdom

10.5.2013 A1, A2, A3, A5 B3, B5C1, C2, C4, C5, C6,

C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

116 Andurance Ventures LLP100 Brompton Road, London,

SW3 1ER, United Kingdom6.12.2013 A5 B5

C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

117Andurand Capital

Management LLP

100 Brompton Road, London,

SW3 1ER, United Kingdom6.2.2013 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

118 AngelList Ltd

2nd Floor, White Bear Yard,

Clerkenwell Road, London,

EC1R 5DF, United Kingdom

1.3.2015 A1, A7 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

119Annandale Financial

Services LLP

62-64 Buccleuch Street,

Dumfries, DG1 2AA, United

Kingdom

21.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

120 Anvil Partners LLP

48 Charles Street, London, W1J

5EN, United Kingdom, United

Kingdom

15.5.2009 A1, A5 B3 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

121Aon Benfield

SecuritiesLimited

55 Bishopsgate, EC2N 3AS

London, United Kingdom24.3.2005 A1, A2, A5 B3, B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

122 Aon Capital Services Limited8 Devonshire Square, EC2M 4PL

London, United Kingdom28.12.2004 A1, A5, A6, A7 B1, B2, B4, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

123 Aperios Partners LLP

8 Upper Grosvenor Street,

London, W1K 2LY, United

Kingdom

31.5.2010 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

124Apollo Management

International LLP

25 St. George Street, London

W1S 1FS,United Kingdom13.12.2012 A1, A2, A5, A7 B3, B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

125 AQX Securities GmbHValentinskamp 70, 20355

Hamburg, Germany28.8.2014 A1, A2 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

BaFin- Bundesanstalt

fur

Finanzdienstungaufsicht

, Lurgiallee 12, 60439

Frankfurt, Germany

no

126 Aravis Partners LLP13 Austin Friars, EC2N 2HE

London, United Kingdom24.1.2011 A1 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

127 Arctic Capital Partners ASHaakon VIIs gate 6, 0161 Oslo,

Norway15.1.2009 A1, A5 B3

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Kredittilsynet - The

Financial Supervisory

Authority of Norway,

P.O. Box 100 Bryn, N-

0611 Oslo, Norway

no

Page 9: List of subjects registrated under the MiFIDMifid-e.pdfColonnade Canary Wharf London E14 5HS United Kingdom yes 2 2H Wealthcare LLP 22 Wycombe End, Beaconsfield, Buckinghamshire HP9

128 Arctic Fund Management ASHaakon VIIs gate 5, 0161 Oslo,

Norway29.4.2011 A1, A4, A5 B1, B3

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Finanstilsynet - The

Financial Supervisory

Authority of Norway,

Revierstredet 3,

Postboks 1187 Sentrum,

N-0107 Oslo, Norway

no

129 Arctic Securities SAHaakon VIIs gate 6, 0161 Oslo,

Norway24.9.2007 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4, B6 C1, C2, C3, C4

KreditTilsynet - The

Financial Supervisory

Authority of Norway,

P.O. Box 100 Bryn, N-

0611 Oslo, Norway

no

130 Ares Management Limited30 St Mary Axe, London EC3A

8EP, United Kingdom8.3.2007 A1, A2, A4, A5, A7 B1, B3, B4, B5

C1, C2, C3, C4, C5,

C6, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

131 Argo Securities ASOlav V´s gate 6, 0161 Oslo,

Norway19.3.2009 A1, A2, A3, A5, A6, A7

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Kredittilsynet - The

Financial Supervisory

Authority of Norway,

P.O. Box 100 Bryn, N-

0611 Oslo, Norway

no

132 Argus Stockbrokers Ltd

25, Demostheni Severi Avenue,

Metropolis Tower, 1st and 2nd

Floor, 1080 Nicosia, Cyprus

22.12.2010 A1, A2, A4, A5 B1, B2, B3, B4C1, C2, C3, C4, C5,

C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

133 Argyle Consulting Ltd

Hillside House, 239 St Vincent

Street, Glasgow, Lanarkshire,

G2 5QY, Untied Kingdom

19.2.2008 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

134 Arch Financial Products LLP

4th Floor, 66 Grosvenor Street,

London W1K 3JL, United

Kingdom

24.2.2009 A1, A4, A5, A6, A7 B2, B4, B6C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

135 Arian Financial LLP

52-58 Tabernacle Street,

London,EC2A 4NJ, United

Kingdom

30.12.2011 A1, A2, A5 B4, B5C1, C2, C4, C5, C6,

C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

136 Ariya Capital LLP

2nd Floor, Berkeley Square

House, Berkeley Square, W1J

6BD London, United Kingdom

30.11.2010 A5 *****C1, C2, C3, C4, C5,

C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

137 Armstrong Davis Ltd

5 Lakes Court, St Margaretsbury,

Stanstead Abbots, Herts, SG12

8ES, United Kingdom

6.3.2008 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

138 Arrowbridge Capital Limited24 Greville Street, London,EC1N

8SS, United Kingdom20.5.2014 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

139Arrowstreet Capital Europe

Limited

Conference House, 152 Morrison

Street, The Exchange,

Edimbourh, Midlothian EH3 8EB,

United Kingdom

22.2.2011 A1, A5 B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

140 Arunvill Capital UK Limited

St Clements House, 27-28

Clements Lane, London, EC4N

7AE, United Kingdom

11.3.2010 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

141 Asante Capital Group LLP

2nd Floor, Berkeley Square

House, Berkeley Square, London

W1 6BD United Kingdom

1.3.2011 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

142 Ascension Securities Ltd

South Unit, Part 2nd Floor, 120

Fenchurch Street, London EC3M

5BA, United Kingdom

9.8.2006 A1, A2 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

143Ashcourt Financial Planning

Ltd

11 Tower View, Kings Hill, West

Malling, Kent ME19 4UN, United

Kingdom

9.11.2007 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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144Ashmore Investment

Management Limited

61 Aldwych, London, WC4B4AE,

United Kingdom9.11.2011 A1, A2, A4, A5 B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

145 Aspinall Family Office LLP

25 Southampton Buildings,

London, WC2A 1AL, United

Kingdom

12.11.2007 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

146Asset Management Advisory

Services (AMASS) Limited

1, Makarios III Avenue, 4000

Mesa Geitonia, Limassol, Cyprus17.9.2013 A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

147 Astir Capital Advisors Limited25 Maddox Street London, W1S

2QN, United Kingdom1.2.2013 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

148 Astir Capital Advisors Limited25 Maddox Street, London, W1S

2QN, United Kingdom1.2.2013 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

149 ATC Brokers Limited

Level 33, 25 Canada Square,

London, E14 5LQ, United

Kingdom

27.9.2013 A1, A2 ***** C1, C2, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

150 Atkins Bland Limited

Consort House, Princess Road,

Ferndown, Dorset, BH22 9JG,

United Kingdom

21.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

151 Atlantic Alliance Limited

Lower Ground Floor, 14

Waterloo Place, SW1Y 4AR

London, United Kingdom

21.10.2005 A1, A5 B1 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

152 Atlantic Brokers Limited

The Broadgate Tower, 12th

Floor, 20 Primrose Street,

London, EC2A 2EW, United

Kingdom

31.1.2013 A6, A7 ***** C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

153 Atlanticomnium (UK) Limited12 St. James´s Place, London

SW1A 1NX, United Kingdom23.10.2012 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

154

Atlantik – Kilcullen Asset

Management, a. s. (pôvodný

názov - ABN AMRO Asset

Management (Czech), a.s.)

Hilleho 1843/6, 60200 Brno,

Česká republika25.10.2004 A1, A2, A4, A5, A6, A7 B1, B2, B3, B6 C1, C2, C3, C4

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

155 ATLANTIK finanční trhy, a.s.Vinohradska 230, 100 00 Praha

10, Česká republika19.7.2004 A1, A2, A3, A5, A6, A7 B1, B2, B3 C1, C2, C3

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

156Atlantis Capital Management

Limited

1st Floor (East), 40-41 Pall Mall,

London, SW1Y 5JG, United

Kingdom

9.8.2011 A1, A2, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

157AtlasCapital Financial

Services Ltd

197 Arch. Makarios Avenue Gala

Tower, 4th Floor, 3030 Limassol,

Cyprus

24.4.2008 A2, A5 B1, B2, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

158Atom8 Financial Services

LLP

Centenary House, 2nd Floor,

Palliser Road, London, W14

9EQ, United Kingdom

8.8.2013 A1, A2, A3 *****C1, C2, C4, C5, C6,

C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

159 Atonline Ltd20, Kyriacos Matsis Avenue, 4th

Floor, 1082 Nicosia, Cyprus27.9.2010 A1, A2, A3, A7 B1, B2, B3, B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous, 4th

Floor, P.O.Box 24996

CY-1306, Nicosia,

Cyprus

no

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160Aubrey Capital Management

Limited

10 Coates Crescent, Edinburgh,

EH3 7AL, United Kingdom20.2.2007 A1, A2, A4, A5 ***** C1, C2, C3, C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

161 Aurel-BGC29 rue de Berri, 75008 Paris,

France22.7.2008 A1, A2, A3, A5, A6, A7 B3, B4, B5, B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Banque de France, 31

rue Croix des Petits

Champs, 75049 Paris

Cedex 01, France

no

162Auriel Capital Management

LLP

22 Cross Keys Close, London

W1U 2DW, United Kingdom23.6.2010 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

163 Aurum Funds Limited

O´Gorman House, 37 Ixworth

Place, London, SW3 3QH,

United Kingdom, United Kingdom

15.5.2009 A1, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

164 Ava Trade EU Limited

Ava Trade Financial Center, Five

Lamps Place, Amien Street,

Dublin 1, Ireland

30.7.2009 A3 B4, B5 C4, C5, C6, C7, C9

Irish Financial Services

Regulatory Authority,

P.O. Box 9138, College

Green, 4000-Dublin,

Ireland

no

165 Ava Trade Ltd16, Vasili Vryonides Street, 5th

Floor, 3095 Limassol, Cyprus 29.10.2013 A1, A2 B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

166Avendus Capital (UK) Private

Ltd

32 Brook Street, London W1K

5DL, United Kingdom24.11.2009 A1, A5 B3, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

167Avior Capital Markets

International Limited

5th Floor, 1 Tudor St, EC4Y

0AH, London, United Kingdom28.11.2011 A1, A2, A5 B3,B4, B5, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

168Aviva Investors Global

Services Limited

1 Poultry, London EC2R 8EJ

United Kingdom6.11.2006 A1, A4 B4

C1,C2,C3,C4,C5,

C6,C7,C8,C9,C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

169 AVUS CAPITAL LtdSofia, 3 Lachezar Stanchev Str.,

fl. 10, Bulgaria27.11.2014 A1, A2, A3 B1, B4 C4, C5, C6, C7, C9

Financial Supervision

Commission, 16,

Budapest Street, 1000

Sofia, Bulgaria

no

170 AXELTIS1-3 rue des Italiens, 75009 Paris,

France14.7.2010 A5, A7 ***** C2, C3, C4

Banque de France, 31,

Rue Croix-des-Petits-

Champs, 75001 Paris,

France

no

171 AxiCorp Limited

30 Crown Place, 10th Floor,

London EC2A 4EB United

Kingdom

21.5.2012 A1, A2, A5 ***** C1, C2, C3, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

172

Ayondo Markets Limited /

Investment Mastery / Your

Trading Broker /

Yourtradingbroker

1 Canada Square, London, E14

5AA, United Kingdom5.10.2009

A1, A2, A3, A4, A5, A6,

A7B3, B4, B5

C1, C2, C4, C5, C6,

C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

173 Azure Wealth LLP

Azure House, 1 Duke´s Mews,

London, W1U 3ET, United

Kingdom

15.2.2013 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

174 B.O. Tradefinancials Ltd

1, Kosta Hadjikakou, Kyriakos

Tower, 1st Floor, Agios

Athanasios, 4107 Limassol,

Cyprus

20.1.2014 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

yes

175Bacon Wealth Management

Limited

33 St James´s Square, London,

SW1Y 4JSD, United Kingdom20.8.2014 A1, A2, A4, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

176 Baigrie Davies & Co Ltd.

3th Floor, Epworth House, 25

City Road, London, EC1Y 1AA,

London, United Kingdom

8.11.2007 A5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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177Baillie Gifford Overseas

Limited

1 Greenside Row, Edinburgh,

Midlothian, EH1 3 AN United

Kingdom

9.9.2010 A1, A2, A4, A5 B6C1, C2, C3, C4, C5,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

178 Bain Capital Europe LLP

Devonshire House, 1 Mayfair

Place, London, W1J 8AJ, United

Kingdom

24.4.2013 A1, A5 B3, B4, B5, B7C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

179Balfour Beatty Infrastructure

Partners LLP

5th Floor, 20 St James´s Street,

London, SW1A 1ES United

Kingdom

13.3.2012 A1, A5 B5C1, C2, C3, C4, C5,

C6, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

180 Balrath Capital Ltd

2nd Floor, Crusader House, 145-

157 St. John Street, London,

EC1V 4PY, United Kingdom

10.2.2010 A1 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

181 Banc De Binary Limited

4, Profiti Ilia Street, Kanika

International Business Centre -

Office 401, Germasogeia, 4046

Limassol, Cyprus

24.1.2013 A1, A2, A5 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

182BancTrust Securities

(Europe) Limited

Chester House, 81-83 Fulham

High Street, London, SW6 3JA,

United Kingdom

25.1.2013 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

183Bank of China International

(UK) Limited

90 Cannon Street, London,

EC4N 6HA, United Kingdom29.12.2009 A1, A2, A5 B4, B5 C1, C3, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

184Bank of Ireland Corporate

Finance Limited

1 Donegal Square South Belfast,

County Antrim, BT1 5LR,

Northern Ireland

15.1.2009 A1, A5 B3 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

185Bankhouse Financial

Management Ltd

3 Byron House, Lansdowne

Court, Bumpers Way, Bumpers

Farm, Chippenham, Weltshire,

United Kingdom

27.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

186Barclays Capital Securities

Limited

5 North Colonnade, Canary

Wharf, London E14 4BB, United

Kingdom

1.10.2004 A1, A2, A3, A5, A6, A7B1, B2, B3, B4, B5,

B6, B7, B8

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

187Barclays Stockbrokers

Limited

Tay House, 300 Bath Street,

Glasgow G2 4LH, United

Kingdom

11.10.2007 A1, A2, A4, A5 B1, B4 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

188 Barker Financial Associates

Glenfield Park, Turner Road,

Nelson, Lancashire, BB9 7DR,

United Kingdom

28.1.2008 A1, A5 B2, B4, B5, B6C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

189Barmac Asset Management

Ltd

27a Lidget Hill, Pudsey, Leeds,

LS28 7LG, United Kingdom11.12.2008 A1, A5 B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

190Barnard Jacobs Mellet (UK)

Limited5th

Floor, 38 Lombard Street,

London, EC3V 9BS, United Kingdom

14.2.2006 A1, A2, A3, A5, A6, A7 B3, B4, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

191 Barratt & Cookie Limited5 Opie Street, Norwich, Norfolk,

NR1 3DW , United Kingdom6.6.2008 A3 B1 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

192BASF Matals Forwards

Limited

63 St. Mary Axe, London, EC3A

8AA, United Kingdom11.12.2008 A2, A3 ***** C4, C5, C6, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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193Bastion Capital London

Limited

4-14 Tabernacle Street, London,

EC2A 4LU, United Kingdom17.8.2004 A1 ***** C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

194Baynard Capital

Management LLP

1 Chepstow Place, London, W2

4TE, United Kingdom8.2.2012 A1, A2, A4, A5 ***** C1, C2, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

195 BCB & Partners SA68-70 blvd de la Pétrusse, L-

2320 Luxembourg1.5.2013 A1, A2, A4, A5 B3, B4, B5 C1, C2, C3, C4

Commission de

Surveillance de Secteur

Financier, 110, route

d´Arlon, L-2991

Luxembourg

no

196 BCS Prime Brokerage Ltd

Tower 42, International Financial

Centre, 25 Old Broad Street,

London, EC2N 1HQ, United

Kingdom

20.11.2013 A1, A2, A5 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

197 Bdswiss Holding Plc

160 Arch. Makariou III Avenue,

1st Floor, Office 401, 3026,

Limassol, Cyprus

26.9.2013 A1, A2 B1, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

198 Beach Horizon LLP

6th Floor, 10 Finsbury Square,

London, EC2A 1AD, United

Kingdom

3.3.2006 A1, A4, A5 **** C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

199Beach Point Capital Europe

LLP

Level 17 Dashwood House, 69

Old Broad Street, EC2M 1QS

London, United Kingdom

28.9.2010 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

200Bechtel Financing Services

Limited

11 Pilgrim Street, EC4V 6RN

London, United Kingdom19.10.2010 A5 B3 C4, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

201 Belador Advisors UK Limited

3rd Floor, 86 Brook Street,

London, W1K 5AY, United

Kingdom

13.7.2011 A1, A2, A4, A5 B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

202 BELAIR HOUSE1, boulevard Grande-Duchesse

Charlotte, L-1330 Luxembourg10.3.2014 A1, A4, A5 B4, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Commission de

Surveillance de Secteur

Financier, 110, route d

Arlon, L-2991

Luxembourg

no

203 Bell Capital Partners LLP22 Tudor Street, London, EC4Y

0AY, United Kingdom10.11.2009 A1, A5, A7 B3, B5

C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

204 Beltone Financial (UK) LLP43-45 Dorset Street, London

W1U 7NA, United Kingdom18.5.2012 A1, A5 ***** C1, C2, C3, C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

205Bentley Jennison Financial

Management Limited

2 Wellington Place, Leeds, West

Yorkshire, LS1 4AP, United

Kingdom

9.11.2007 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

206Bentley-Leek Financial

Management Limited

St Nicholas House, 14 The

Mount, Guildford, Surrey, GU2

4HN, United Kingdom

30.7.2009 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

207Berben_s Effectenkantoor

B.V.

Jodenstraat 6, 6101 AS Echt,

The Netherlands24.2.2005 A1, A2, A3, A4, A5 B4 C1, C2, C3, C4

Netherlands Authority

for the Financial

Markets, Singel 542,

P.O.Box 11723, 1001

GS Amsterdam,

Netherlands

no

208 Berchwood Partners LLP20-22 Mount Row, London W1K

3SF, United Kingdom2.1.2013 A1, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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209 Berkeley Futures Limited

Jackson House, 18 Savile Row,

London, W1S 3PW, United

Kingdom

30.8.2004 A1, A2, A4, A5 B1, B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

210 Berkeley Morgan Ltd

John Ormond House, 899

Silbury Boulevard, Milton

Keynes, Buckinghamshire, MK9

3XL, United Kingdom

15.1.2009 A1 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

211 Best Choice FBC Limited73, Agias Zonis, Dena House,

3rd Floor, 3090 Limassol, Cyprus16.10.2014 A2, A4, A5 B1, B2, B4, B5 C4, C9

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

212 Best of Breed Capital Ltd16 Old Queen Street, London,

SW1H 9HP, United Kingdom21.6.2010 A1, A2, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

213 Best Practice IFA Group Ltd

Old Bank Chambers, 109-111

High Street, Hurstierpoint,

Hassocks, Wes Sesses, BN6

9PU, Untied Kingdom

15.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

214 Bestinvest (Brokers) Limited6 Chesterfield Gardens, London

W1J 5BQ, United Kingdom12.5.2011 A1, A2, A4, A5 B1, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

215 Beta 2 Limited

Hillgate House, 26 Old Bailey,

London EC4M 7HW, United

Kingdom

4.2.2011 A1, A5 ***** C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

216 BETA SECURITIES S.A.8, Fanarioton Street, 11472

Athens, Greece31.12.2004 A1 B1 C1, C2, C3, C4

Capital Market

Commission Helenic

Republic, 1 Kolokotroni

and Stariou str., 105 62

Athens Greece

no

217 BGC International1 America Square, London

EC3N 2LS, United Kingdom24.6.2004 A1, A2, A3, A5 B1, B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

218 BGC International L.P.One America Square, London

EC3N 2LS, United Kingdom20.7.2005 A1, A2, A3, A5 B4 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

219 BH Securities a.s., Anežská 10/986, 110 00 Praha

1, Česká republika7.4.2006

A1, A2, A3, A4, A5, A6,

A7B1, B2, B4 C1, C2, C3, C4

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

220 BidRoute Limited70 St Mary Axe, London EC3A

8BD, United Kingdom22.10.2007 A1 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

221Binary Investments (Europe)

Ltd

Mompalao Building, Suite 2,

Tower Road, Msida MSD 1825,

Malta

22.5.2015 A3 ***** C4, C5, C10

Malta Financial Services

Authority, Notabile

Road, Attard BKR 3000,

Malta

no

222Birchwood Investment

Management Limited

8 Prospect Place, Welwyn,

Hertfordshire AL6 9EN, United

Kingdom

18.10.2007 A1, A2, A4, A5 B1 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

223 Bivouac Capital LLP23 Clerkenwell Close, London

EC1R 0AT, United Kingdom4.5.2011 A1, A2, A4, A5 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

224BlackRock Investment

Management (UK) Limited

33 King William Street, London

EC4R 9AS, United Kingdom7.12.2006 A1, A4, A5 B1, B3, B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

225 Blackstone Moregate Limited

Suite 2 Courtyard Offices,

Braxted Park, Braxted Park

Road, Great Braxted, Essex CM8

3GA, United Kingdom

9.11.2007 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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226Blackwell Global Investments

(Cyprus) Ltd

10-12 Emmanuel Rhoides Street,

Ayia Zoni District, 3031Limassol,

Cyprus

10.10.2012 A1, A2 B1, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

227Blenheim Capital Services

Ltd

Level 2, 3 Sheldon Square, W2

6HY London, United Kingdom19.10.2010 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

228BLF Global Asset

Management Ltd

7 Albemarle Street, London,

W1S 4HQ, United Kingdom18.1.2010 A1, A2, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

229Bloomberg Tradebook

Europe Limited

c/o Bloomberg LP, City Gate

House, 39-45 Finsbury Square,

London, EC2A 1PQ, United

Kingdom

17.5.2004 A1, A2 B1, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

230 Bluefin Europe LLP52 Upper Street, London, N1

0QH, United Kingdom17.4.2013 A1, A2 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

231Bluefin Personal Consulting

Limited

1 Aldgate, EC3N 1LP London,

United Kingdom27.10.2010 A1, A5, A7 B3 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

232 BLUENEXTPalais de la Bourse, Place de la

Bourse, 75002, Paris, France19.5.2008 A8 ***** C10

Banque de France, 31

rue Croix des Petits

Champs, CC 40-1359,

75049 Paris Cedex 01,

France

no

233 BMO Capital Markets Limited

95 Queen Victoria Street,

London EC4V 4HG, United

Kingdom

22.5.2012 A1, A2, A3, A5, A6, A7 B3, B4, B5, B6 C1, C3, C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

234 BNP Paribas Arbitrage8 Rue de Sofia, 75018 Paris,

France29.10.2004 A1, A2, A3, A5, A6, A7 B6 C1, C2, C3, C4

Banque de France, 31,

Rue Croix-des-Petits-

Champs, 75001 Paris,

France

no

235BNP Paribas Commodity

Future Ltd

10 Harewood Avenue, London,

NW1 6AA, United Kingdom9.11.2007 A1, A2, A3, A5, A8 B1, B2 C5, C6, C7, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

236BNP PARIBAS Equities

France

20 boulevard des Italiens, 75009

Paris, France4.7.2005 A1, A2, A3 B4 C1, C3, C4

Banque de France, 31,

Rue Croix-des-Petits-

Champs, 75001 Paris,

France

no

237BNP Paribas Investment

Partners UK Limited

5 Aldermanbury Square, EC2V

7BP London, United Kingdom5.10.2010 A1, A2, A4, A5 B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

238 BNP Paribas UK Limited10 Harewood Avenue, NW1 6AA

London, United Kingdom25.7.2005 A1, A2, A3, A5, A6, A7 B4, B6 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

239 BNY ConvergEx Limited 1 Canada Square, London, E14

5AL United Kingdom5.3.2008 A1 ***** C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

240BNY Mellon Capital Markets

EMEA Limited

1 Canada Square, London E14

5AL,United Kingdom15.11.2012 A1, A2, A3, A5, A6, A7 B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

241 Boer & Olij EffectenhuisPostbus 1912, 1000 BX

Amsterdam, Netherland11.12.2008 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C

Netherlands Authority

for the Financial

Markets, Vijzelgracht 50,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

242 Bolt Markets Limited22 Sackville Street, London,

W1S 3DN, United Kingdom22.3.2012 A1, A2 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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243 Bondcube Limited

1st Floor, 3 More London

Riverside, London, SE1 2RE,

United Kingdom

28.11.2014 A1 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

244Borealis Infrastructure UK

Limited

6 New Street Square, 12th Floor,

New Fetter Lane, London EC4A

3BF, United Kingdom

25.10.2012 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

245 Boston Prime Limited

Suite 605 Tower 42, 25 Old

Broad Street, London EC2N

United Kingdom

9.3.2012 A1, A2 B1C4, C5, C6, C7, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

246 Bottriell Adams LLP

Guants Business Centre,

Petersham Lane, Wimnorne,

Dorset, BH21 4JT, United

Kingdom

14.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

247 Bougeville Consulting Limited149 Defoe House, London,

EC2Y, United Kingdom1.5.2015 A1 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

248Bourne Independent

Financial Advisers Limited

Unit 1a, Rookery Farm,

Ramsdean, Petersfield,

Hampshire, GU32 1RU, United

Kingdom

27.10.2009 A1, A5 B5 C1,C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

249 Bourne Park Capital Limited17a Curzon Street, W1J 5HS

London, United Kingdom12.5.2005 A1, A5 B3 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

250 Bourne Park Capital Limited17c Curzon St, London, W1J

5HU, United Kingdom3.2.2015 A1, A5 B5 C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

251 Boursostrade Ltd

2, Sophouli Street, Chanteclair

Building, 6th Floor, Office 602,

Nicosia, Cyprus

24.11.2014 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

252 BPH Wealth Management

Oddstone House, Thompson

Close, Harpenden, Hertfordshire,

AL5 4ES, United Kingdom

12.12.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

253 Bradbury Hamilton Limited7 Fleet Street, London, EC1Y

1HY, United Kingdom11.12.2007 A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

254Bradesco Securities UK

Limited

Argyll No 1, Cornhill, London,

EC3V 3ND, United Kingdom6.6.2008 A1, A2, A5 B5 C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

255 Brains Inc Limited

1st Floor, 10 Throgmorton

Avenue, EC2N 2DL London,

United Kingdom

12.4.2010 A1, A2, A5 B3, B5 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

256Brandes Investment Partners

(Europe) Limited

36 Baggot Street Lower, Dublin

2, Ireland12.4.2013 A1, A4 B5 C1, C2, C3, C4

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

257Braveheart Financial

Services Limited

Rycote Park, Milton Common,

Thame OX9 2PE, United

Kingdom

5.9.2006 A1, A5 B3 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

258 Breamer Futures Limited35 Cosway Street, NW1 5BT

London, United Kingdom13.5.2010 A1, A2, A5 B4, B5, B7

C1, C4, C5, C6, C7,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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259Brennus Asset Management

LLP

29 Queen Anne´s Gate, London

SW1H 9BU, United Kingdom18.3.2011 A1, A2, A4, A5 B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

260Brevan Howard Asset

Management LLP

55 Baker Street, London, W1U

8EW, United Kingdom26.1.2010 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

261 Brewin Dolphin Limited12 Smithfield Street, London

EC1A 9BD, United Kingdom30.10.2007 A1, A2, A4, A5, A6, A7 B1, B2, B3, B4, B6 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

262Brian J Hyman (Life &

Pensions) Limited

5 Penta Court, Station Road,

Borehamwood, Herts, WD6 1SL,

United Kingdom

14.2.2008 A1, A5 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

263 BriceAmery Capital Ltd

6th Floor Albermarle House, 1

Albemarle Street, London,W1S

4HA, United Kingdom

1.5.2014 A1, A2 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

264Bridge Hall Stockborkers

Limited

Fairbank House, 27-29 Ashley

Road, Altrincham, Cheschire

WA14 2DP, United Kingdom

19.9.2007 A1, A2, A5 B4 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

265 Bridgewell Limited

Old Change House, 128 Queen

Victoria Street, EC4V 4BJ

London, United Kingdom

1.3.2005 A1, A2, A3, A5, A6, A7 B3, B6 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

266Britanic Energy Trading

Limited

20 Canada Square, London, E14

5NJ, United Kingdom20.5.2009 A1, A2, A5 B2, B3, B4, B5, B7

C2, C4, C5, C6, C7,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

267 Britannic Trading Ltd20 Canada Square, London, E14

5NJ, United Kingdom20.5.2009 A1, A2, A3, A5 B2, B3, B4, B5, B7

C4, C5, C6, C7, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

268 British Independent Utilities

St Annes House, Wood Street,

Lytham St Annes, Lancashire,

FY8 1QGUnited Kingdom

30.6.2010 A1, A5 B5C4, C5, C6, C7, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

269 Broad Securities LLP

5th Floor, 25 New Broad Street,

London EC2N 1HQ, United

Kingdom

3.5.2013 A1, A2, A5 B5 C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

270 Broadgate Mercury Limited37 Lombard Street, London

EC3V 9BS, United Kingdom19.9.2006 A1, A2, A3 ***** C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

271Broadstone Wealth

Management Limited

55 Baker Street, W1U 7EU,

London, United Kingdom29.8.2013 A1, A2, A4, A5 B4, B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

272BrokerCreditService (Cyprus)

Limited

168, Makariou III, Geopyxis

Center, Flat/Office 2, 3027

Limassol, Cyprus

22.4.2013 A1, A2, A3, A4, A5 B1, B2, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

273brokerjet České spořitelny,

a.s.

Evropská 2690/17, 160 00 Praha

6, Czech Republic22.7.2008 A1, A5 B1, B2, B4 C1, C2, C4

Česká národní banka,

Na Příkopě 29/584, 115

03 Praha 1, Czech

Republic

no

274 Brokertec Europe Limited2 Broadgate, EC2M 7UR

London, United Kingdom11.10.2005 A1, A2, A5, A8 B5, B7

C2, C4, C5, C6, C7,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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275Brookfield Investment

Management (UK) Limited

99 Bishopsgate, 2nd Floor,

London EC2M 3XD, United

Kingdom

21.2.2011 A1, A2, A5, A6, A7 B3, B4, B5C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

276Brookfield Private Advisors

LLP

99 Bishopsgate, London EC2M

3XD, United Kingdom25.7.2014 A1, A8 B3

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

277Brookfield Private Advisors

LP

99 Bishopsgate, 2nd Floor,

EC2M 3XD London, United

Kingdom

5.5.2010 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

278Brooks Macdonald Asset

Management Limited

111-113 Park Street, London,

W1K 7JL, United Kingdom8.9.2009 A1, A2, A4, A5 B1, B4, B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

279 Brown Advisory Limited

Brookfield House, 44 Davies

Street, W1K 5JA London, United

Kingdom

28.1.2011 A1, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

280 Brown Shipley & Company

Founders Court, 1 Lothbury,

London, EC2R 7HE, United

Kingdom

15.7.2011 A1, A2, A4, A5 B1, B2, B4, B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

281 Brown Shipley & Company

Founders Court, 1 Lothbury,

London, EC2R 7HE, United

Kingdom

15.7.2011 A1, A2, A4, A5 B1, B2, B4, B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

282 Brown Vanneck Partners LLP1 Berkeley Street, W1J 8DJ

London, United Kingdom4.11.2010 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

283 Bruce Nelson Capital LLP9 Stantford Place, London, W1C

1AZ, United Kingdom7.7.2010 A1, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

284Brunning Newman Houghton

Limited

25 Oliver Close, Crowborough,

East Sussex TN6 1JZ, United

Kingdom

16.7.2009 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

285 BTG Pactual Europe LLP

Berkeley Square House, 5th

Floor, Suite 4, Berkeley Square,

London, W1J 6BR, United

Kingdom

10.2.2010 A1, A2, A5, A7 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

286 BTIG Limited

2nd Floor, Princes Court, 7

Princes Street, London, EC2R

8AQ, United Kingdom

14.7.2011 A1, A2, A3 B5 C1, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

287 Bulgerpartners LLP33 St. James´s Square, London,

SW1Y 4YS, United Kingdom4.1.2013 A1, A5 B5

C1, C2, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

288Bullman Investment

Management LLP

1st Floor Offices, 4 Miles´s

Buildings, Bath, Avon, BA1 2QS,

United Kingdom

7.10.2009 A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

289 Butler Toll Ltd

62 Shirivenham, 100 Business

Park, Majors Road, Shirivenham,

Wiltshire, SN6 8TY, United

Kingdom

11.12.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

290 Byhiras (Europe) Ltd23 Austin Friars, London, EC2N

2QP, United Kingdom11.11.2011 A1 *****

C1, C2, C3, C4, C5,

C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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291 Byrne Williams Limited

17 Shirwell Crescent, Futzton,

Milton Keynes, Bucks, MK4 1GA,

United Kingdom

10.9.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

292 Byron Capital Partners Ltd

113, Prodromou Avenue, Office

201, Strovolos, 2064 Nicosia,

Cyprus

2.2.2012 A4, A5 B3, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

293C B Financial Services

Limited

6th Floor, One Lyric Square,

London, W6 0NB, United

Kingdom

16.7.2009 A1, A2, A3 B2, B4, B5 C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

294 C P Eaton Partners (UK) LLP

Second Floor, Berkley Square

House, Berkley Square, London

W1J 6BD, United Kingdom

11.3.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

295CACEIS CORPORATE

TRUST (CACEIS CT)

91-93 Boulevard Pasteur, 75015

Paris, France28.10.2004 A1 B1 C1, C3

Banque de France, 31,

Rue Croix-des-Petits-

Champs, 75001 Paris,

France

no

296 Cadogan Securities Limited

Minster House, 272-274

Vauxhall Bridge Road, London,

SW1V 1BB United Kingdom

13.3.2013 A1, A2 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

297 Cadwyn Capital LLP

5 Castle Arcade Balcony, Cardiff,

South Glamorgan CF10 1BY,

United Kingdom

24.1.2011 A1, A5, A7 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

298 CAERUS Financial Limited

Paradigm House, Brooke Court,

Wilslow, Cheshire SK9 3ND,

United Kingdom

20.1.2010 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

299 CAERUS Financial Limited

Brooke Court, Lower Meadow

Road, Handforth, Cheschire,

SK9 3ND, United Kingdom

15.6.2015 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

300Caisson Investment

Management Partners LLP

7th Floor, 7 Birchin Lane, EC3V

9BW London, United Kingdom10.5.2010 A4 B3, B4 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

301 Calamos Investments LLP1 Cornhill, London, EC3V 3ND

United Kingdom10.8.2010 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

302 Cambria Ltd. 212 Piccadilly, London W1J

9HF, United Kingdom18.5.2011 A1, A2, A5 B1, B3, B4

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

303 Cambridge Associates Ltd80 Victoria Street, London,

SW1E 5JL, United Kingdom14.2.2008 A1, A2, A4, A5 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

304Cambridge Capital

Management UK LLP

Leda House, 20 Station Road,

Cambridge, CB1 2JD, United

Kingdom

21.4.2011 A1, A2, A4 *****C1, C2, C3, C4, C5,

C6, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

305Cambridge Mercantile Risk

Management (UK) Ltd

10th Floor, 71 Fenchurch Street,

London,EC3M 4BS, United

Kingdom

28.11.2014 A1, A3 B1, B2, B4, B5 C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

306 Campbell & McConnachie

Harbour House, 1 Shore Street,

Lossiemouth, Moray, IV31 1SD,

United Kingdom

14.12.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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307Campbell Lutyens & Co.

Limited

4-5 Clifford Street, W1S 2LG

London, United Kingdom4.8.2005 A1, A5, A6, A7 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

308Campbell Thomson

(Insurance Services) Ltd

Turnberry House, 175 West

George Street, Glasgow,

Lanarkshire, G2 2LB, United

Kingdom

15.5.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

309Cantor Fitzgerald Europe /

Cantor Index

One Churchill Place, Canary

Wharf, London E14 5RB, United

Kingdom

25.6.2004 A1, A2, A3, A5, A6, A7 B3, B4, B5, B6C1, C3, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

310 Capella Securities LimitedSuite S1 Dublin Exchange

Facility, IFSC, Dublin 1, Ireland18.4.2013 A1, A2, A4, A5, A7 B3, B4, B5

C1, C2, C3, C4, C5,

C6, C8, C9

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

311Capital & Marketing

International Ltd

33 Dover Street, London, W1S

4NE, United Kingdom29.12.2009 A1, A6 B5 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

312 Capital Advisory Partners Ltd47 Montpelier Square, London,

SW7 1JX, United Kingdom17.5.2010 A1, A2, A5, A6 B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

313 Capital Deposit Limited

54 The Enterprise Centre,

Cranborne Road, Potters Bar,

London, EN6 3DQ, United

Kingdom

8.3.2013 A1, A2, A5 B1, B4, B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

314Capital Generation Partners

LLP

Berkley Square House, Berkley

Square, London, W1J 6BL,

United Kingdom

29.10.2008 A1, A5 B3 C1, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

315Capital Index (Cyprus)

Limited

165, Spyros Araouzos Street,

302 Waterfront Court, 3036

Limassol, Cyprus

16.12.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

316Capital Investment Advisors

Ltd

51 Berkeley Square, London,

W1J 5BB, United Kingdom23.7.2014 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

317 Capital IRG Trustees Limited

The Registry, 34 Beckenham

Road, Beckenham, Kent, BR3

4TU, United Kingdom

15.1.2008 A1, A2 B1, B4 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

318 Capital Managers LLP

Basement, 27 Park Circus,

Glasgow, Lanarkshire, G3 6AP,

United Kingdom

12.12.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

319Capital Market Services UK

Ltd

3rd Floor, 80 Cannon Street,

EC4N 6HL London, United

Kingdom

28.9.2010 A1, A2, A3 B4C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

320

CAPITAL

PARTNERS, a.s.

Public warning

(available in Czech

only)

Dusní 22, 110 05 Praha 1,

Česká republika29.1.2007

A1, A2, A3, A4, A5, A6,

A7B1, B2, B3, B6 C1, C3

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

321 Capital Systematics Ltd1 Alkerden Road, London, W4

2HP, United Kingdom15.1.2009 A1, A5, A7 B3, B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

322Capital Trust Financial

Management

Capital House, 28 Lodge Road,

Coleraine, County Londonderry,

BT52 1NB, United Kingdom

14.11.2007 A1, A2, A4, A5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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323Capstan Capital Partners

LLP

57 Grosvenor Street, London,

W1K 3JA, United Kingdom23.2.2010 A1, A2, A5, A7 B3, B5

C1, C3, C4, C5, C6,

C7, C8, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

324Capstone Investment

Advisors

21, Thomas St, London, SE1

9RY, United Kingdom8.9.2009 A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

325Captiva Capital Management

Limited

Cannon Bridge House, 25

Dowgate Hill, London, EC3N

4HJ, United Kingdom

13.11.2008 A1, A2, A4, A5 *****C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

326Carbon Capital Markets

Limited

Fourth Floor, 15 Berkeley Street,

W1J 8DY London, United

Kingdom

14.3.2006 A1, A2, A3, A4 B3 C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

327Carbon Communications

International Limited

Unit 1, 7 Chalcot Road, London

NW1 8LH, United Kingdom30.10.2007 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

328Carbon Financial Partners

Ltd

61 Manor Place, Edinburgh,

Midlothian EH3 7EG, United

Kingdom

25.10.2011 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

329 CarbonDesk Ltd8th Floor, 45 Moorfields, London,

EC2Y 9AE, United Kingdom23.9.2009 A2, A5 ***** C5, C6, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

330Cardale Financial Planning

Ltd

2 Greengate, Cardale Park,

Harrogate, North Yorkshire HG3

1GY, United Kingdom

8.2.2013 A1, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

331 Carl Kliem S.A.251 route d´Arlon, P.O.Box 492,

2014Luxembourg6.5.2013 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Commission de

Surveillance du Secteur

Financier, L-2991,

Luxembourg.

no

332Castelar Corporate Finance

ASA

Fridtjof Nansens Plass 3, Pb.

1556 Vika, 0118 Oslo, Norway22.3.2010 A5, A6, A7 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Finanstilsynet - The

Financial Supervisory

Authority of Norway,

Revierstredet 3,

Postboks 1187 Sentrum,

N-0107 Oslo, Norway

no

333 Castillon Capital LLP38 Dover Street, London, W1S

4NL, United Kingdom17.7.2008 A1, A5 B3, B4, B5

C1, C3, C4, C5, C6,

C7

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

334CASTLE HARBOUR

SECURITIES LLP

1st Floor , 45 Pont Street,

London SW1X 0BD, United

Kingdom

18.10.2012 A1, A2, A5 B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

335Castle Hill Asset

Management LLP

Sentinel House, 16 Hartcourt

Street, W1H 4AD London,

United Kingdom

28.1.2011 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

336 Castlefield Gaeia Limited

1 The Arcade, 829 Wilmslow

Road, Manchester, M20 5WD,

United Kingdom

15.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

337 Castlegreen Partners LLP 25 Old Broad Street, London,

EC2N 4HN, United Kingdom18.3.2008 A1, A5 B3 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

338Catalysis Capital Partners

Limited

1 Regent Street, London SW1Y

4NS, United Kingdom19.10.2006 A1, A5 B3, B6 C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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339Catalyst Corporate Finance

LLP

16th Floor, Bank House, 8

Cherry Street, Birmingham, B2

5AL, United Kingdom

22.7.2008 A1, A5 B3 C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

340Catalyst Fund Management

Limited

4 Lombard Street, London, EC3V

9HD, United Kingdom, United

Kingdom

22.4.2009 A1, A2, A4, A5 B1, B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

341Catalyst Investment Group

Limited

10 - 13 Lovat Lane, EC3R 8DN

London, United Kingdom10.10.2005 A1, A2, A5 B1, B3 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

342Cathedral Financial

Management Ltd

Southernhay Court, Southernhay

Gardens, Exeter,Devon, EX1

1NX, United Kingdom

14.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

343 Cattegatt Capital Ltd5 Kildare Gardens, London W2

5JS, United Kingdom19.4.2011 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

344CB Richard Ellis Indirect

Investment Services Limited

Kingsley House, Wimpole Street,

London, W1G 0RE, United

Kingdom

9.8.2011 A1, A2, A4, A5 B3, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

345CB Richard Ellis Real Estate

Finance, B.V.

Stadhouderskade 1, 1054 ES

Amsterdam, The Netherlands8.11.2011 A1, A5, A7 B3, B5 C1, C2, C3, C4

Netherlands Authority

for the Financial

Markets, P.O. Box

11723, 1001 GS

Amsterdam, The

Netherlands

no

346 CBA Europe Ltd

Senator House, 85 Queen

Victoria Street, London EC4V

4HA, United Kingdom

6.2.2007 A1, A5 B1, B4 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

347 CBH Europe Limited

Broad Street House, 55 Old

Street, EC2M 1RX London,

United Kingdom

22.12.2010 A1, A2, A3, A4, A5, A7 B1, B4, B5C1, C2, C3, C4, C5,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

348CBRE Clarion Securities UK

Limited

60 London Wall, London EC2M

5TQ, United Kingdom30.10.2007 A1, A2, A4, A5 B4 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

349CBRE Indirect Investment

Services Limited

64 North Row, London, W1K

7DA, United Kingdom4.2.2008 A1, A2, A4, A5 *****

C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

350 CD&R LLP33 King Street, London, SW1Y

6RJ, United Kingdom16.1.2013 A1, A5 B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

351 CDK Investments LLP150 Brompton Road, London

SW3 1HX, United Kingdom16.2.2011 A1, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

352 Cebile Capital LLP2 Berkeley Square, London, W1J

6EB, United Kingdom10.3.2015 A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

353

CELF Advisors LLP / Claren

Road / Emerging Sovereign

Group

Lansdowne House, 57 Berkeley

Square, London, W1J 6ER,

United Kingdom

11.9.2013 A1, A2, A4, A5, A7 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

354

CENSEO

Veranlagungsberatungs

GesmbH

Widerhoferplatz 4/13, A-1090

Vienna, Austria10.2.2005 A4, A5 ***** C1, C2, C3, C4

FMA -

Finanzmarktaufsicht,

Otto-Wagner-Platz 5, A-

1090 23, A-1020 Wien,

Austria

no

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355 Centerboard Partners Ltd

Golden Cross House, 8

Duncannon Street, WC2N 4JF

London, United Kingdom

7.4.2006 A1, A5 ***** C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

356Central Markets (London)

Limited

Centurion House, 37 Jewry

Street, London, EC3N 2ER

United Kingdom

21.2.2008 A1, A5 ***** C1, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

357 Centreview Partners UK LLP10 Norwich Street, London,

EC4A 1BD, United Kingdom23.9.2009 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

358 Centrus Advisors LLP

Mermaid House, 2 Puddle Dock,

London, EC4V 3DB, United

Kingdom

21.2.2014 A1, A5, A7 B3, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

359Centurion Portfolio Managers

Ltd.

33 Glasshouse Street, London,

W1B 5DQ , United Kingdom4.8.2008 A1, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

360 Ceres Partners Limited

2nfd Floor, 3 Fitzhardinge Street,

London W1H 6EF, United

Kingdom

8.10.2012 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

361 Cesco Investments Ltd

50 Kingwell Road, Barnet,

Hertfordshire EN4 0HY United

Kingdom

13.3.2012 A7 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

362 CF Partners (UK) LLP80 Hammersmith Road, London,

W14 8UD, United Kingdom19.10.2009 A1, A2, A4, A5 B4, B5, B7

C1, C2, C3, C4, C5,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

363 CFE (UK) Ltd

1 Princeton Mews, 167-169

London Road, Kingston upon

Thames, Surrey,KT2 6PT, United

Kingdom

23.4.2012 A1, A4, A5 B4C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

364 CFH Clearing Limited

2nd Floor, 19 South Audley

Street, London, W1K 2NU,

United Kingdom

28.10.2008 A1, A2, A5 B4C1, C2, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

365 CFI Markets Ltd

10, Gregori Afxentiou Street,

Livadhiotis Court 5, 5th Floor,

6023 Larnaca, Cyprus

20.5.2013 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

366Circle Financial Services

Limited

Faraday House, 118 Holyhead

Road, Coventry, West Midlands,

CV1 3LY, United Kingdom

18.8.2008 A1, A2, A4, A5, A7 B1, B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

367 Circle Financial Services Ltd

Faraday House, 118 Holyhead

Road, Coventry, West Midlands,

CV1 3LY, United Kingdom

4.8.2008 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

368Citigroup Global Markets

Limited

Citigroup Centre, 33 Canada

Square, E145LB London, United

Kingdom

17.10.2005 A1, A2, A3, A5, A6, A7B1, B2, B4, B5, B6,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

369 City & Trust Finance Ltd

16 Court Farm Business Centre,

Stutton Road, Brantham, Essex,

CO11 1PW, United Kingdom

9.11.2007 A1, A5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

370 City Credit Capital (UK) Ltd

12th Floor, Heron Tower, 110

Bishopsgate, EC2N 4AY London,

United Kingdom

15.3.2005 A1, A2, A3 B4, B5, B7 C4, C5, C6, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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371City Fund Management

Limited

52-54 Gracechurch Street,

London, EC3V 0EH, United

Kingdom

2.2.2012 A1, A4, A5 B5, B7C1, C2, C3, C4, C5,

C6, C7

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

372 City Index Limited

Moorgate Hall, 155 Moorgate,

London EC2M 6XB, United

Kingdom

8.9.2006 A1, A2, A3 B4C1, C2, C4, C5, C6,

C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

373City of London Markets

Limited

10 Philpot Lanet, London, EC3M

8AA, United Kingdom30.10.2013 A1, A2, A5 B5 C1, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

374 Clarges Capital Limited25 Hill Street, London, W1J

5LW, United Kingdom27.7.2008 A1, A2, A5 B3 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

375 Clarion Partners Europe Ltd1 Heddon Street, London, W1B

4BD, United Kingdom26.2.2013 A1 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

376Clarkson Investment

Services Limited

St. Magnus House, 3 Lower

Thames Street, London, EC3R

6HE, United Kingdom

28.10.2008 A1, A2, A5, A6 B3, B5, B6 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

377 Clarkson Securities Limited

St Magnus House, 3 Lower

Thames Street, London, EC3R

6HE, United Kingdom

16.5.2008 A1, A2, A5 ***** C4, C5, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

378 Clarmond Wealth Limited1 Holbein Place, London, SW1W

8NS, United Kingdom27.5.2014 A1, A2, A4, A5 B3, B4, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

379Clay Rogers and Partners

Limited

C R House, 44-45 Water Street,

Birmingham, West Midlands, B3

1HP, United Kingdom

11.8.2008 A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

380Clear Markets Europe

Limited

405 Kings Road, Suite 302,

London, SW10 0BB, United

Kingdom

15.4.2014 A1 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

381Clearbell Fund Management

Limited

2 Harewood Place, London,

W1S 1BX, United Kingdom15.5.2008 A1, A2, A4, A5 ***** C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

382 CLICKOPTIONS S.A.17, cours Valmy, 92972 Paris,

France28.7.2005 A1, A2, A3 ***** C4

Banque de France, 31,

Rue Croix-des-Petits-

Champs, 75001 Paris,

France

no

383Clifton Compliance Services

Ltd

22 Waterrbeer Street, Exeter,

Devon, EX4 3EH, United

Kingdom

13.11.2007 A1, A5 B5 C1,C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

384Climate Change Capital

Limited

3 More London Riverside,

London SE1 2AQ, United

Kingdom

27.7.2008 A1, A2, A4, A5, C6, C7B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

385 Clipperton Finance Limited

Green Park House, 15 Stratton

Street, London W1J 8LQ, United

Kingdom

30.5.2012 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

386 CLSA (UK)

12th Floor, Moor House, 120

London Wall,, London EC2Y

5ET, United Kingdom

20.4.2011 A1, A2, A3, A5, A6, A7 B4, B5, B6 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

387 Cluny Capital Limited3/4 Devonshire Street, London,

W1W 5DTP, United Kingdom7.3.2013 A1, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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388 CMC Capital Limited25 Hanover Square, London

W1S 1JB, United Kingdom29.10.2012 A5 B3, B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

389 CMC Markets UK plc133 Houndsditch, London, EC3A

7BX, United Kingdom6.9.2004 A1, A2, A3 B4, B5 C4, C5, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

390 Cobra Financial Services Ltd

1st Floor, Canterbury House, 2-6

Sydenham, Croydon, Surrey,

CR0 9XE, United Kingdom

14.2.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

391 Code Advisors Limited4 Grosvenor Place, London

SW1X 4HJ, United Kingdom15.5.2013 A5 B3, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

392 Cogent partners Europe LLP

New Broad Street House, 35

New Broad Street, London

EC2M 1NH, United Kingdom

1.8.2006 A1, A5 ***** C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

393Cohen & Company Financial

Limited

4th Floor, 5 Aldorf Street,

Mayfair, London, W1K 2AF,

United Kingdom

29.12.2009 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,

C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

394Collabrium Investment

Advisors LLP

1 Berkeley Street, LondonW1J

8DJ, United Kingdom12.5.2011 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

395Colliers Capital Holdings

Limited

50 George Street, London,W1A

7GA, United Kingdom23.1.2013 A1, A2, A4, A5 B3, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

396Collins Sarri Statham

Investments Limited

4 Royal Mint Court, London,

EC3N 4HJ, United Kingdom24.2.2009 A1, A2, A5 ***** C1, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

397 Colmex Pro Ltd

1, Chrysanthou Mylona Street,

Megaro Panagides - 4th Floor -

Office 3, 3030 Limassol, Cyprus

17.3.2011 A1, A2 B1, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

398 Colosseum, a.s.Na Šafrance 22, 101 00 Praha

10, Česká republika4.10.2004 A1, A4, A5 B4 C2, C4

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

399 Columbus Frontiers LLP

94 Belford Court Mansions,

Belford Avenue, London, WC1B

3AE, United Kingdom

25.9.2013 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

400 Columna Capital LLP20 Regent Street, London,

SW1Y 4PH, United Kingdom8.2.2013 A1, A5 B5 C1, C3, C4, C5, C7

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

401 Colville Partners Limited57 Grosvenor Street, London,

W1K 3JA, United Kingdom22.5.2015 A5 B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

402Computershare Investor

Services Plc

PO Box 82, The Pavilions,

Bridgewater Road, Bristol, BS99

7NH, United Kingdom

30.8.2004 A1, A2 B1, B4 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

403Computershare Investor

Services plc

PO Box 82, The Pavilions,

Bridgwater Road, Bristol,

Somerset BS99 7NH, United

Kingdom

11.10.2007 A1, A2 B1, B4 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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404 Con-Ex Advisors Limited30 Crown Place, London, EC2A

4EB, United Kingdom27.6.2014 A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

405Conning Asset Management

Limited

7th Floor, 55 King William Street,

EC4R 9AD London, United

Kingdom

21.1.2011 A1, A2, A4, A5 B3, B5, B7C1, C2, C3, C4, C5,

C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

406Conseq Investment

Management, a.s.

Rybná 682/14, 110 05 Praha 1,

Czech Republic3.7.2009 A1, A2, A4, A5 B1, B2, B4, B5 C1, C2, C3, C4

Česká národní banka,

Na Příkopě 29/584, 115

03 Praha 1, Czech

Republic

no

407 Consero Capital LLP

Liberty House, 222 Regent

Street, London, W1B 5TR,

United Kingdom

28.2.2012 A1 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

408 Consulco Capital Ltd173, Metochiou Street, 2407

Nicosia, Cyprus27.5.2013 A1, A5 B1, B4 C1, C2, C3, C4

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

409Continnuous Change Charts

Ltd

1 Monmouth Avenue, London,

E18 1NU, United Kingdom9.6.2009 A1, A5 ***** C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

410 Corbett Keeling Limited13 St. Swithin's Lane, London,

EC4N 8AL, United Kingdom7.11.2007 A1, A5 B3 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

411Coronation International

Limited

57-59 Haymarket, London,

SW1Y 4QX, United Kingdom11.12.2013 A1, A2, A4, A5 B4

C1, C2, C3, C4, C5,

C6, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

412 Corporate FX+ Limited5th Floor, 62 Cornill, London,

EC3V 3NH, United Kingdom13.7.2011 A1, A5 ***** C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

413 Corsair Capital LLP53 Davies Street, W1K 5JH

London, United Kingdom31.3.2010 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

414Courties Investment Services

Limited

18A Hart Street, Henley-on-

Thames, Oxfordshire, RG9 2AU,

United Kingdom

13.11.2007 A4, A5 B1 C1, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

415 Covalis Capital LLP78 Pall Mall, London SW1Y 5FS,

United Kingdom2.7.2013 A1, A2, A4, A5 ***** C1, C2, C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

416 Coventry Capital Ltd52 Charles Street, London, W1J

5EU, United Kingdom30.7.2009 A1, A2, A4, A5 B5, B7

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

417 Coverdeal Holdings Ltd

1, Megalou Alexandrou Street,

Sea Breeze Court, Block 10,

Office 204, Pyrgos, 4534

Limassol, Cyprus

26.3.2015 A1 B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

418 Cowen International Limited

11th Floor, 1 Snowden Street,

EC2A 2DQ London, United

Kingdom

28.6.2006 A1, A2, A3, A5, A6, A7 B3, B4, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

419 Cranbourne Financial LLP

18 Walsworth Road, Hitchin,

Hertfordshire, SG4 9SP, United

Kingdom

18.8.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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420 CRE8 Parners Limited

Berkeley Square House,

Berkeley Square, London, W1J

6BD, United Kingdom

16.12.2013 A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

421Create Financial Consulting

Ltd

Unit 7.04, The Deco Building,

Paintworks, Bath Road, Bristol,

Avon, BS4 3EH, United Kingdom

11.12.2008 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

422Crédit Agricole Luxembourg

Conseil

3, avenue Pasteur, L-2311

Luxembourg1.8.2008 A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Commission de

Surveillance du Secteur

Financier, L-2991,

Luxembourg.

no

423Credit Suisse Asset

Management (Praha) a. s.

Lazarská 13/8, 120 00 Praha,

Česká republika5.12.2005 A1, A2, A4, A4 ***** C1, C2, C3, C4

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

424Credit Suisse Asset

Management Limited

1 Cabot Square, London, E14

4QJ, United Kingdom8.11.2007 A1, A2, A4, A5, A6, A7 B1, B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

425Credit Suisse Securities

(Europe) Ltd

One Cabot Square, London E14

4QJ, United Kingdom9.6.2004

A1, A2, A3, A4, A5, A6,

A7, A8

B1, B2, B3, B4, B5,

B6, B7, B8

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

426 Creditex Brokerage LLP

3rd Floor, Paternoster Hause, 65

St Paul´s Churhcyard, London,

EC4M 8AB, United Kingdom

15.11.2007 A1, A2, A3, A8 *****C1, C3, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

yes

427Cresco Capital Markets

(Malta) Limited

110, Lapsi Street, St. Julians,

Malta9.9.2013 A1, A2, A3 ***** C1, C9

Malta Financial Services

Authority, Notabile

Road, Attard BKR 3000,

Malta

no

428 CRT International LLP

Second Floor, Berkeley Square

House, Berkeley Square,

London, W1J 6BD, United

Kingdom

19.3.2009 A1, A5 ***** C1, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

429 Crystal Financial

70 Mymms Drive, Brookmans

Park, Hatfield, Hertfordshire, AL9

7AD, United Kingdom

7.2.2008 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

430Cumberland Place Financial

Management LLP

5th Floor, 36-38 Whitefriars St,

London, EC4Y 8BQ, United

Kingdom

17.1.2008 A1, A4, A5 B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

431Currencies Direct Financial

Markets Limited

51 Moorgate, London, EC2R

6BH, United Kingdom16.6.2009 A1, A5 B4, B5

C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

432 Curve Markets (UK) Limited3 Beeston Place, London,

SW1W 0JJ, United Kingdom11.6.2015 A1, A2, A3, A5 B4 C1, C3, C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

433 CVC Capital Partners Limited111 Strand, London, WC2R

0AG, United Kingdom2.4.2009 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

434

CVC Credit Partners

Investment Management

Limited

111 Strand, London, WC2R

0AG, United Kingdom21.9.2011 A1, A2, A4, A5 B3, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

435 CVC Credit Partners Limited

Orion House, 5 Upper St Martin's

Lane, London WC2H 9EA,

United Kingdom

8.11.2006 A1, A2, A4, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

436Cygnus Investment

Management Limited

8-10 Grosvenor Ardens, London

SW1W 0DH United Kingdom9.3.2012 A1, A2, A4, A5 B3, B5

C1, C2, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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437 Cyrrus, a.s.tř. Kpt. Jaroše 28, 602 00 Brno,

Česká republika2.6.2004 A1, A2, A4, A5 B2, B4 C1, C3

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

438 D G Pryde Limited

Bridgeness Road, Carriden,

Bo´Ness, West Lothian, EH51

9SF, United Kingdom

28.10.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

439Daiwa Capital Markets

Europe Limited

5 King William Street, EC4N 7AX

London, United Kingdom4.3.2005 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

440 Daniel Stewart & Company

Becket House, 36 Old Jewry,

London, EC2R 8DD, United

Kingdom

30.6.2010 A1, A2, A3, A5 B4 C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

441Darion Capital Management

B.V.

Prins Hendrikkade 48A, 1012

Amsterdam, The Netherlands10.9.2013 A1, A2, A3, A4, A5 B3

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Netherlands Authority

for the Financial

Markets, Singel 542,

P.O.Box 11723, 1001

GS Amsterdam,

Netherlands

no

442Dartmoor Capital

Management Limited

Berkeley Square House, 1th

Floor, Berkeley Square, London,

W1J 6BD, United Kingdom

10.2.2010 A1, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

443Dashwood Asset

Management Limited

1 Berkeley Square, London, W1J

DJ, United Kingdom9.8.2012 A1, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

444Davenport Financial

Management Ltd

Branksome House, Filmer

Grove, Godalming, Surrey, GU7

3AB, United Kingdom

19.8.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

445 Davy Asset ManagementDavy House, 49 Dawson Street,

Dublin 2, Ireland18.6.2013 A1, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

446Davy Asset Management

Limited

Davy House, 49 Dawson Street,

Dublin 2, Ireland8.12.2014 A1, A2, A4, A5, A7 B1, B4, B5, B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

447Davy Asset Management

Limited

Davy House, 49 Dawson Street,

Dublin 2, Ireland8.12.2014 A1, A2, A4, A5, A7 B1, B4, B5, B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

448 Davy Corporate Finance49 Dawson Street, Dublin 2,

Ireland5.8.2010 A1, A2, A4, A5, A7 B3, B5, B6 C1, C2, C3, C4

Irish Financial Services

Regulatory Authority,

P.O. Box 9138, College

Green, Dublin 2, Ireland

no

449Dawnay Day Corporate

Finance Limited

15 Grosvenor Gardens, London,

SW1W 0BD, United Kingdom3.8.2004 A1, A5, A6, A7 B3, B6 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

450 DBJ Europe Limited

Level 20, 125 Old Broad Street,

London, EC2N 1AR, United

Kingdom

29.12.2009 A1, A2, A5, A7 B2, B3, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

451 DBL Asset Management LLP

14 Kennersley Lane, Wilmslow,

Cheshire, SK9 5EQ, United

Kingdom

21.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

452DC Dwek Corporate Finance

Limited

41 Hamilton Gardens, London,

NW8 9PX, United Kingdom2.12.2013 A5 B3 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

453 De Giro B.V.Herengracht 442, 1017 BZ

Amsterdam, The Netherlands 16.1.2013 A1, A2, A4 B1, B2, B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Netherlands Authority

for the Financial

Markets, Vijzelgracht 50,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

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454De Waerdt

Vermogensbeheer B.V.

Bingerweg 18-P, 2031 AZ,

Haarlem, The Netherlands26.9.2012 A1, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Netherlands Authority

for the Financial

Markets, Singel 542,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

455 Decura LLP10-12 St James Square, London

SW1Y 4LB, United Kingdom10.7.2013 A1, A2, A4, A5 B5, B6

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

456 Deepbridge Capital LLP

Regus House, Herons Way,

Chester Business Park, Chester,

United Kingdom

5.3.2012 A1, A2, A4, A5 B3, B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

457Delcap Asset Management

Limited

2 Eaton Gate, London, SW1W

9BJ, United Kingdom20.5.2010 A2, A4, A5 B1, B4, B5 C1, C2, C3, C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

458 DELFF Management Limited

37 Thurloe St, South Kensington,

London SW7 2LQ United

Kingdom

9.3.2012 A1, A2, A4, A5 B5C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

459Deloitte Investment Services

Limited

24, Spyrou Kyprianou Avenue,

1065 Nicosia, Cyprus31.10.2008 A1, A5 B4 C1, C2, C3, C4

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

460 Delphi Securities LimitedColdbath Square, London, EC1R

5HL, United Kingdom21.8.2013 A1, A2, A3, A5, A7 ***** C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

461Delta Financial Markets

Limited

2 Admirals Way, Marsh wall,

Docklands E14 9XG, United

Kingdom

24.11.2011 A1, A2, A3 B1, B2, B4 C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

462 DELTASTOCK AD6, Stefan Stambolov Blvd., 1301

Sofia, Bulgaria15.5.2009 A1, A2, A3, A4, A5 B1, B2, B4, B5 C1, C4, C5, C6, C9

Financial Supervision

Commission, 33 Shar

Planina Street, 1303

Sofia, Bulgaria

no

463Denholm Hall Capital

Markets Limited

1, Hay Hill, Berkeley Square,

London W1J 6DH, United

Kingdom

25.7.2006 A1, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

464Denny Ellison Enterprises

Limited

2 Woodberry Grove, London

N12 0DR, United Kingdom12.5.2011 A5 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

465 Depaho Ltd

14, Charalambou Mouskou,

Artemisia Business Centre, 2nd

Floor - Office 201, Strovolos,

2014 Nicosia, Cyprus

6.12.2012 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

466 DESCARTES TRADING SA8A, rue Albert Borschette, L-

2011 Luxembourg24.4.2015 A3 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Autorité de Contrôle

Prudentiel et de

Résolution, 61 rue

Taitbout, 75436 Paris

Cedex 09, France

no

467Development Company for

Israel (UK) Limited

ORT House, 126 Albert Street,

London NW17NE, United

Kingdom

24.5.2011 A1 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

468deVere and Partners (UK)

Ltd

3rd Floor, 3 Dyers Buildings,

Holborn, London, EC1N 2JT,

United Kingdom

23.7.2008 A1, A5 ***** C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

469 Dexion Capital Plc1 Tudor Street, London EC4Y

0AH, United Kingdom15.8.2012 A1, A2, A3, A5, A6, A7 B3, B5, B6 C1, C2, C3, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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470 DFJ Esprit Secondaries LLP52 Jermyn Street, London,

SW1Y 6LX United Kingdom14.9.2010 A1, A2, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

471Diapason Commodities

Management UK LLP

5th Floor, 18 Upper Brook Street,

London, W1K 7PU, United

Kingdom

23.6.2010 A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

472Dickson Financial Services

Ltd

31 The Avenue, Watford,

Hertfordshire, WD17 4AJ, United

Kingdom

4.12.2008 A2, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

473Dinosaur Merchant Bank

Limited

3rd Floor, 35-39 Moorgate,

London, EC2R 6BT, United

Kingdom

22.3.2010 A1, A2, A5 ***** C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

474 Directa S.I.M.p.AVia Bruno Buozzi, 5, 10121

Torino, Italy29.10.2012 A1, A4, A6, A7 B2, B4 C1, C2, C3, C4

Banca d´Italia, Via

Nazionale 91, 00184

Roma, Italy

no

475 DIVISA UK LIMITED

Mazzanine Floor, 13-14 King

Street, London, EC2V 8EA,

United Kingdom

28.7.2011 A1, A2, A3 ***** C1, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

476Dodge & Cox Worldwide

Investments Ltd

6 Duke Street, St James´s ,

London, SW1Y 6BN, United

Kingdom

17.6.2010 A1, A5 B5, B7C1, C2, C3, C4, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

477Dom Maklerski TMS Brokers

S.A.

Al. Jerozolimskie 123 A, 02-017

Warszawa, Poland15.5.2013 A2, A3, A5 B4, B5 C4, C5, C7, C9, C10

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

478 Domino Europe Limited

Apartment 12, Regent House,

Bisazza Street, Sliema, Malta,

Malta

8.5.2014 A1, A2, A3 B4 C9

Malta Financial Services

Authority, Notabile

Road, Attard BKR 3000,

Malta

no

479 Domius Capital Advisors LLP25 Berkeley Square, London,

W1J 6HN, United Kingdom29.8.2013 A1, A5 B3, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

480 DonauCapital Wertpapier AGPassauer Str. 5, 94161

Ruderting, Germany18.11.2010 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Bundesanstalt für

Finanzdienstleistungsau

fsicht, Postfach 13 08,

53003 Bonn, Germany

no

481 Doric Partners LLP

45 Royal Exchange Buildings,

London, EC3V 3NL, United

Kingdom

21.5.2012 A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

482 DORINVESTA S.A.

16 Dorobantilor Street, rooms

no. 7, 8, 9, 11, 1st District,

Bucharest, Romania

12.9.2013 A1, A2, A7 B1, B3, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

National Securities

Commission, 2

Fiosorului Street,

Bucharest, Sector 3,

Romania

no

483 Douglas Baillie Limited

Algo Business Centre, Glenearn

Road, Perth, Perthshire, PH2

0NJ, United Kingdom

15.5.2008 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

484DQN Global Capital Partners

LLP

First Floor, Berkeley Square

House, Berkeley Square,

London, W1J 6BD, United

Kingdom

4.12.2008 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

485Dragon Capital (Cyprus)

Limited

1, Bouboulinas Street,

Bouboulinas Building, Office 43,

1060 Nicosia, Cyprus

16.5.2012 A1, A2, A3 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

486 Dragon Options Ltd

365, St. Andrews Street,

Efstathiou Court, 1st Floor,

Office 101, 3035 Limassol,

Cyprus

22.5.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

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487 Drawbridge (UK) LLP5 Savile Row, London, W1S

3PD, United Kingdom19.3.2009 A1, A2, A4, A5, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

488 DRC Capital LLP

5th Floor, 6 Duke Street, St

James´s, London, SW1Y 6BN,

United Kingdom

10.8.2012 A1, A5 B7C1, C2, C3, C4, C5,

C6, C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

489 DT Securities AGHerrengasse 21, 8010 Graz,

Austria11.10.2004 A4, A5 C1, C2, C3

FMA -

Finanzmarktaufsicht,

Otto-Wagner-Platz 5, A-

1090 23, A-1020 Wien,

Austria

no

490DTZ Investment Management

Limited

1 Curzon Street, London W1A

5PZ, United Kingdom21.11.2006 A1, A2, A4, A5, A7 B5

C1, C2, C3, C4, C5,

C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

491DTZ Investment Management

Limited

125 Old BroadStreet, London,

EC2N 2BQ, United Kingdom31.12.2013 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

492DualEdge Capital

Management LLP

Flat 2, 27 Arundel Gardens,

London, W11 2LW, United

Kingdom

21,.12.2010 A1, A2, A4, A5 ***** C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

493 DUB Investments Ltd

13-15, Gregori Afxentiou Street,

IDE IONNOU COURT, Office

102, Mesa Geitonia, 4003

Limassol, Cyprus

6.12.2012 A1, A4 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

494Duet Alternative Investments

(UK) Limited

27 Hill Street, London W1J 5LP,

United Kingdom3.3.2011 A1, A2, A4, A5 B3, B4, B5

C1, C2, C3, C4, C5,

C6, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

495Duff and Phelps Securities

Limited

40 Bank Street, Canary Wharf,

London, E14 5NR, United

Kingdom

29.10.2008 A1, A5 ***** C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

496 Dukascopy Europe IBS ASLacplesa street 20a-1, Riga,

Latvia19.7.2011 A1 B1, B3, B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Financial and Capital

Market Commission, 1

Kungu Street, Riga LV-

1050, Latvia

no

497 Dukascopy Europe IBS ASLacplesa street 20a-1, Riga,

Latvia13.3.2012 A1, A2, A4, A5, A7 B1, B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Financial and Capital

Market Commission, 1

Kungu Street, Riga LV-

1050, Latvia

no

498Dutch Options and Futures

Institute B.V.

Spijksedijk 16A, 4207 GN

Gorinchem, Netherlands16.5.2005 A1, A3, A4, A5, A6, A7 B4 C1, C2, C3, C4

Netherlands Authority

for the Financial

Markets, Singel 542,

P.O.Box 11723, 1001

GS Amsterdam,

Netherlands

no

499E D & F Man Capital Markets

Limited

Cotton´s Centre, Hay´s Lane,

London SE1 2QE United

Kingdom

13.3.2012 A1, A2, A3, A5 B1, B2, B4, B5, B7C1, C2, C4, C5, C6,

C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

500E J Glanville & Co

(Investment Brokers) Limited

Neville House, 66 High Street,

Henley in Arden, B95 5BX,

United Kingdom

16.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

501 E*Trade Securities Limited

New Broad Street House, 35

New Broad Street, London,

EC2M 1NH,United Kingdom

8.11.2007 A1, A2, A3, A5, A7 B1, B2, B4, B5, B6C1, C2, C3, C4, C5,

C6, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

502E.ON Portfolio Solution

GmbH

Holzstrasse 6, D-40221

Duesseldorf, Germany16.10.2009 A1, A2, A4, A5 B7 C5, C6, C7, C10

BaFin- Bundesanstalt

fur

Finanzdienstungaufsicht

, Lurgiallee 12, 60439

Frankfurt, Germany

no

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503 Easy Forex Trading Limited

1, Griva Digeni Ave., Kriel Court,

Office 303, 3035 Limassol,

Cyprus

3.9.2007 A1, A2, A3 B2, B4 C2, C4, C9

Cyprus Securities and

Exchange Commission,

32 Stasikratous, 4th

Floor, P.O. Box 24996

CY-1306, Nicosia,

Cyprus

no

504 EB Capital LLP90 Jeremy Street, London,

SW1Y 6JD, United Kingdom23.9.2011 A1, A2, A4, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

505 Ebrokers (UK) LLP

New Broad Street House, 35

New Broad Street, London

EC2M 1NH, United Kingdom

18.10.2007 A1, A5 ***** C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

506Edison Investment Research

Limited

6th Floor, Lincoln House, 296-

302 High Holborn, London,

WC1V 7JH, United Kingdom

30.6.2010 A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

507Edison Wealth Management

Limited

24 Old Burlington Street,

London, W1S 3AW, United

Kingdom

14.7.2011 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

508

Edmond de Rothschild

Private Merchant Banking

LLP

4 Carlton Gardens, London,

SW1Y 5AA, United Kingdom7.2.2013 A1, A2, A4, A5, A7 B3, B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

509Edmond De Rothschild

Securities (UK) Limited

4 Carlton Gardens, London,

SW1Y 5AA, United Kingdom19.7.2011 A1, A2, A3, A4, A5, A7 B1, B3, B4, B5, B7

C1, C2, C3, C4, C5,

C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

510 EDR FINANCIAL LTD

Corner of Makarios Avenue and

Anastasious Sioukri Street,

Lordos Central Court, Office 602,

3105 Limassol, Cyprus

28.5.2015 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

511 EFEKTA CONSULTING, a.s.Erbenova 312/1, 602 00 Brno,

Czech Republic30.6.2010 A1, A2, A5 B1, B2, B3, B5 C1, C3

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

512EFG Financial Products

(Europe) GmbH

Goetheplatz 2, 60311 Franfurt,

Germany29.3.2011 A1, A2, A5, A7 B5 C1, C3, C6, C9

BaFin- Bundesanstalt

fur

Finanzdienstungaufsicht

, Lurgiallee 12, 60439

Frankfurt, Germany

no

513 EGR Brokers Limited

First Floor, Landmark House, 17

Hanover Square, London,W1S

1HU, United Kingdom

29.12.2011 A1, A2 *****C1, C2, C4, C5, C6,

C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

514 Echo Capital UK Ltd42 Berkeley Square, London,

N1J 5AW United Kingdom28.11.2013 A1, A5 B3, B5 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

515 Eiger Securities LLP4th Floor, 35 Artllery Lane,

London, E1 7LP United Kingdom8.9.2009 A1, A2 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

516Ekistics Property Advisors

LLP

35 Grosvenor Street, London

W1K 4QX, United Kingdom28.1.2011 A1, A5 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

517 Elara Capital Plc29 Marylebone Road, London

NW1 5JX, United Kingdom14.12.2006

A1, A2, A3, A4, A5, A6,

A7B1, B3, B4, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

518 Elementary Financial Ltd

3 Cambridge Avenue, Sutton

Coldfield, West Midlands, B73

5NA, United Kingdom

23.7.2013 A1, A5 B4, B5C1, C3, C4, C5, C6,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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519 Elm Capital Associates Ltd

2nd Floor, 26 St James´s

Square, London, SW1Y 4JH,

United Kingdom

10.11.2009 A1, A5 B3, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

520Elton Capital Advisors

Limited

96 Kensington High Street,

London W8 4SG, United

Kingdom

28.5.2013 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,

C6, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

521 EM Quest Limited

Green Park House, 15 Stratton

Street, London,W1J 8LQ, United

Kingdom

29.12.2011 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

522 EMEA Capital LLP

Berkeley House, Berkeley

Square, London, W1J 6BD,

United Kingdom

15.1.2009 A1, A2, A4, A5 B3, B4, B5C1, C2, C3, C4, C5,

C6, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

523Emerging Markets Bond

Exchange Limited

Level 39, 1 Canada Square,

London, E14 5AB, United

Kingdom

12.2.2015 A1 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

524EM-ES Fund Management

LLP

22 Broadfields Avenue,

Edgware, Middlesex, HA 8 8PG,

United Kingdom

27.11.2007 A1, A5 B1C1, C2, C3, C4, C6,

C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

525 EMF Capital (UK) Limited

4th Floor, 43 London Wall,

London, EC2M 5TF, United

Kingdom

11.12.2008 A1, A2, A4, A5, A7 B3, B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

526Enclude Capital Advisory UK

Limited

Video House, 48 Charlotte

Street, London, W1T 2NS,

United Kingdom

10.9.2013 A1, A5 B3C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

527 Endeavour Financial Limited37 Lombard Street, London,

EC3V 9BQ, United Kingdom10.1.2014 A1, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

528Endowment Advisers Capital

Management Limited

Second Floor, Berkeley Square

House, Berkeley Square,

London, W1J 6BD, United

Kingdom

7.2.2013 A1, A2, A4, A5 B5 C1, C2, C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

529Endurance Global Weather

Risk Advisors Limited

2 Minster Court, London, EC3R

7BB, United Kingdom16.12.2013 A1 ***** C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

530Envent Capital Markets

Limited

25 Savile Row, London, W1S

2ER, United Kingdom19.3.2015 A1, A4, A5 B1, B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

531Eos Wealth Management

Limited

30 City Road, London,

EC1Y2AB, United Kingdom27.5.2014 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

532Epsilon Finance Capacity

Limited

70 St Mary´s Axe, London, EC3A

8BE, United Kingdom17.10.2014 A1, A2, A3 B1 C4, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

533 Equico Europe Limited30 Finsbury Square, EC2P 2YU

London, United Kingdom27.3.2006 A1, A5 B3 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

534 equinet AG Graefstrasse 97, 60487 Frankfurt

am Main, Germany 21.1.2008 A1, A2, A3, A5, A6, A7 B3, B5, B6 C1, C2, C3, C4

BaFin- Bundesanstalt

fur

Finanzdienstleistungsau

sicht, Postfach 13 08,

5308 Bonn, Germany

no

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535Equiniti Financial Services

Limited

Aspect House, Spencer Road,

West Sussex BN99 6DA, United

Kingdom

19.9.2007 A1, A2 B1 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

536Equities First (London)

Limited

1st Floor, The Prow, 1 Wilder

Walk, London,W1 5AB, United

Kingdom

7.11.2014 A1, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

537ERG Financial Planning

Limited

65 Louis Braille Way,

Gorebridge, Midlothian, EH23

4LD, United Kingdom

19.4.2011 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

538 Eseclending (Europe) Ltd 10 King William Street, London,

EC4N 7TW, United Kingdom27.10.2009 A1 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

539ESO Capital Partners UK

LLP

Palladium House, 1-4 Argyll

Street, London, W1F 7TAUnited

Kingdom

21.1.2011 A1, A2, A3, A4, A5, A7 ***** C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

540 Estater Advisory LLP

College House, 272 Kings Road,

London SW3 5AW, United

Kingdom

1.10.2012 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

541 Etoro (Europe) Limited

7, Omirou Street, Eleni Tower -

2nd Floor, 3095 Limassol,

Cyprus

20.4.2010 A1, A2, A3, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

542 eToro (UK) Ltd266-270 Regent Street, London

W1B 3AH, United Kingdom1.8.2013 A1, A2 B1, B4

C1,C4, C5, C6, C7,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

543 Eurivex Ltd2, Armenias Street, Office 101,

2003 Nicosia, Cyprus28.7.2011 A1, A4 B1, B3, B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

544 EuroMTS Limited10 Paternoster Square, EC4M

7LS London, United Kingdom29.3.2006 A1, A2, A8 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

545Euronova Asset Management

UK LLP

7-9 North St. David Street,

Edinburgh, Midlothian, EH2

1AW, United Kingdom

24.2.2009 A1, A2 B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

546European Capital Markets

Limited

17 Sloane Court West, SW3

4TD London, United Kingdom22.2.2005 A1, A2, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

547 European Fund Services S.A.2, parc d_activité Syrdall, L-5365

Munsbach, Luxembourg29.9.2005 A1, A2 ***** C1, C2, C3

Commission de

Surveillance de Secteur

Financier, 110 route

d_Arlon, Luxembourg

no

548 EuroTLX SIM SpAVia Cavriana 20, 20134 Milano,

Italy 24.2.2010 A8 ***** C1, C2

Banca d´Italia, Via

Nazionale 91, 00184

Roma, Italy

no

549 Evolution Markets Limited1-2 Gracechurch Street, London,

EC3V 0DD, United Kingdom13.11.2007 A1, A2, A4

C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

550Evolution Wealth Network

Ltd.

Sussex House, North Street,

Horsham, Sussex, RH12 1RQ,

Uited Kingdom

26.7.2013 A5 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

551 EWM Capital Limited

25 Southampton Building,

London WC2A 1AL, United

Kingdom

14.5.2013 A1, A5 *****C1, C2, C3, C4, C5,

C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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552 EXANE16 avenue Matignon, 75008

Paris, France31.3.2015 A1, A2, A3 B2, B5

C1, C2, C3, C4, C5,

C9, C10

Autorité de Contrôle

Prudentiel et de

Résolution, 61 rue

Taitbout, 75436 Paris

Cedex 09, France

no

553 Exane Ltd1 Hanover Street, London W11S

1YZ, United Kingdom21.5.2012 A1, A2, A3, A5, A6, A7 B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

554 EXANE OPTIONS16 avenue de Matignon, 75008

Paris, France11.8.2008 A1, A2 *****

C4, C5, C6, C7, C8,

C9, C10

Banque de France, 31

rue Croix des Petits

Champs, 75049 Paris

Cedex 01, France

no

555 Exante Limited

Portomaso Tower Annex Level 7,

Vjal Portomaso, St. Julians, STJ

4011, Malta

1.4.2014 A1, A2 *****C1, C2, C3, C4, C5,

C6, C7, C9

Malta Financial Services

Authority, Notabile

Road, Attard BKR 3000,

Malta

no

556Executive Benefit

Consultancy Limited

16 Park Circus, Glasgow,

Lanarkshire, G3 6AX, Untied

Kingdom

15.5.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

557 Exness (Cy) Ltd1, Siafi Street, Porto Bello, Office

401, 3042 Limassol, Cyprus 6.8.2013 A1, A2, A3 B1, B2, B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

558 Exotix Partners LLP2 Broadgate, EC2M 7UR

London, United Kingdom7.10.2005 A1, A2, A5 B2, B5 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

559F.A. Watts (Investment

Managers) Limited

2 The Potteries, Wickham,

Fareham, Hampshire, PO16 7ET

, United Kingdom

11.12.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

560Face to Face Finance

(Anglia) Limited

Rannoch House, Valley Road,

Tasburgh, Norfolk, NR15 1NG,

United Kingdom

17.6.2010 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

561 FACTORY AD

1784 Sofia, 111 Tsarigradsko

shose, Evrotur, Besiness Center,

Bulgaria

4.6.2010A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Financial Supervision

Commission, 33, Shar

Planina Street, 1303

Sofia, Bulgaria

no

562 Fair Oaks Capital Ltd67-68 Jermyn Street, London,

SW1Y 6NY, United Kingdom8.5.2014 A1, A2, A5 B4 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

563 Falcon Brokers Ltd

41, Kolonakiou Street, Nouris

Building, P.O. Box 56642, 3309

Limassol, Cyprus

20.9.2011 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,

C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

564Falcon Money Management

LLP

60 Great Tower Street, London,

EC3R 5AD, United Kingdom 27.10.2009 A1, A2, A4, A5 B4

C1, C2, C3, C4, C5,

C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

565Falcon Private Wealth

Limited

1st Floor, 27 Knightsbridge,

London SW1X 7LY, United

Kingdom

13.3.2007 A1, A2, A4, A5 B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

566 Farema Capital LLP32 Old Burlington Street, London

W1S 3AT,United Kingdom20.11.2012 A1, A2, A4, A5 ***** C1, C2, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

567 Farley & Thompson LLP

Pine Grange, Bath Road,

Bournemouth, Dorset, BH1 2NU,

United Kingdom

5.3.2008 A1, A2, A4, A5 B1, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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568FCF Fox Corporate Finance

GmbH

Maximilianstrasse 12-14, 80539

Munich, Germany24.7.2013 A1, A2, A5, A7 B3, B5 C1, C2, C3

BaFin- Bundesanstalt

fur

Finanzdienstungaufsicht

, Lurgiallee 12, 60439

Frankfurt, Germany

no

569 Fearnely Fonds ASA

Grev Wedels Plass 9, P.O.Box

1158 Sentrum, N-0107 Oslo,

Norway

3.6.2005 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4, B6 C1, C2, C3, C4

KreditTilsynet, P.O.Box

100 Bryn, N-0611 Oslo,

Norway

no

570Felicitas Management

Investment Services Ltd

13-15, Gregoris Afxentiou Street,

IDE Ioannou Court, Office 301,

Mesa Yeitonia, 4003 Limassol,

Cyprus

1.4.2012 A1, A5 ***** C1, C2, C3

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

571 Fenway Services Limited

5, Themistocles Dervis Street,

Elenion Building, 6th Floor, 1066

Nicosia, Cyprus

7.7.2005 A1, A2, A3 B1, B2 C1, C3

Cyprus Securities and

Exchange Commission,

32 Stasikratous, 4th

Floor, P.O.Box 24996

CY-1306, Nicosia,

Cyprus

no

572 Ferghana Partners LLP25 Berkeley Square, London,

W1J 6HE, United Kingdom23.2.2015 A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

573 FGIC Credit Products Ltd11 Old Jewry, EC2R 8DU

London, United Kingdom21.11.2005 A1, A2, A5 ***** C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

574 FIBO Group Holdings Ltd

182, Ayias Fylaxeos, Kofteros

Business Center, Office 103,

3083 Limassol, Cyprus

28.9.2010 A1, A2, A3 B1, B2, B4C2, C4, C5, C6, C7,

C9

Cyprus Securities and

Exchange Commission,

32 Stasikratous, 4th

Floor, P.O.Box 24996

CY-1306, Nicosia,

Cyprus

no

575Fidante Partners (UK &

Europe) Limited

Cayton House, Level 6, 21

Palmer Street, London, SW1H

0AD, United Kingdom

23.6.2010 A1, A2, A4, A5, A6, A7 B3, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

576 Fidelisco Capital Markets Ltd

2, Ayias Elenis Street, Stassions

Building, 2nd Floor, 1060

Nicosia, Cyprus

14.1.2014 A1, A2 B1, B4 C1, C2, C4, C5, C9

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

577 Fidelius Limited

Alexander House, James Street

West, Bath BA1 2BT United

Kingdom

16.5.2013 A5 B5 C1, C3, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

578 Fidem Partners Limited84 Brook Street, London, W1K

5EH , United Kingdom11.1.2013 A1, A2 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

579Fiducia Wealth Management

Limited

Dedham Hall Business Centre,

Brook Street, Dedham,

Colchester, Essex, CO7 6AD,

United Kingdom

18.7.2008 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

580Fieldstone Private Capital

Group Ltd

42 Queen Anne´s Gate, London,

SW1H 9AP, United Kingdom1.3.2013 A5 B3, B5

C1, C3, C4, C6, C7,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

581 FIL (Luxembourg) S.A. 2A, rue Albert Borschette, L-

1246 Luxembourg31.12.2011 A1, A2, A5 B5 C3

Commission de

Surveillance de Secteur

Financier, 110, route d

Arlon, L-2991

Luxembourg

no

582 FIL Investments International

Oakhill House, 130 Tonbridge

Road, Hildenborough,

Tonbridge, TN1 9DZ Kent,

United Kingdom

5.11.2007 A1, A2, A4, A5, A6, A7B1, B2, B4, B5, B6,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

583 FIL Pension Management

Oakhill House, 130 Tonbridge

Road, Hildenborough,

Tonbridge, TN1 9DZ Kent,

United Kingdom

9.11.2007 A1, A2, A4, A5, A6, A7B1, B2, B4, B5, B6,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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584 FIM Investment Services LtdPohjoisesplanadi 33A, 00100

Helsinki, Finland1.5.2015 A1, A2, A3, A4, A5, A7 B1, B4, B5, B6, B7

C1, C3, C4, C5, C6,

C7, C8, C9, C10

Financial Supervisory

Authority of Finland

(Finanssivalvonta),

Snellmaninkatu 6,

Helsinky, Finland

nie

585 Fimeris Limited42 Berkeley Square, London,

W1J 4AW, United Kingdom10.11.2009 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

586Financial & General

Securities Ltd

25a Motcomb Street, London,

SW1X 8RS, United Kingdom4.12.2008 A1, A2, A3, A5, A6, A8 B4, B5 C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

587Financial Advice and

Services Ltd

Orchard House, 2 Bouverie

Road West, Folkestone, Kent,

CT20 2RX, United Kingdom

12.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

588 Financial limited

Unit 1, Andoversford Industrial

Estate, Andoversford,

Cheltenham, Gloucestershire,

GL54 4LB, United Kingdom

19.11.2007 A1, A2, A5 B1, B5C1, C2, C3, C4, C,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

589 Financial Page Ltd

Economist Plaza, 7th Floor, 27

St James Street, London, SW1A

1HA, United Kingdom

14.8.2014 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

590 Financial Relationship LLP70 St Mary Axe, London, EC3A

88D, United Kingdom22.7.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

591Financial Strategies (North)

Ltd

9 Church Street, Bawtry,

Doncaster, South Yorkshire,

DN10 6HR, United Kingdom

18.9.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

592Finesco Financial Services

Limited

6 Woodside Crescent, Glasgow,

Lanarkshire, G3 7UL, United

Kingdom

19.11.2007 A1, A2, A4, A5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

593 Finex LLP

2nd Floor, 32-38 Dukes Place,

London, EC3A 7LP, United

Kingdom

23.6.2010 A1, A2, A4, A5 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

594 Finotec Trading UK Limited

Holland House, Suite GF2, 4

Bury Street, London, EC3A

5AW, United Kingdom

19.11.2007 A1, A2, A3 B4, B5, B7C1, C4, C5, C6, C7,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

595 FINSA Europe Ltd

6th Floor, 110 Fenchurch Street,

London, EC3M 5JT, United

Kingdom

27.3.2015 A1, A2 B4 C4, C5, C6, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

596 FINSA Europe LtdOne Carey Lane, London, EC2V

8AE, United Kingdom27.3.2015 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

597 Fintailor Investments Ltd

249, 28th October Street,

Lophitis Business Center, Of. 4,

3035 Limassol, Cyprus

4.6.2012 A1, A2, A3, A4 B1, B2, B4, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

598FIO, burzovní společnost,

a.s.

Senovážné nám. 24, 116 47

Praha 1, Česká republika31.5.2004 A1, A2, A3, A4, A6, A7 B1, B2, B3 C1, C3

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

599 Firerush Ventures No. 3 LPPO Box 60519, London, W2

7JU, United Kingdom18.1.2010 A1, A7 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

600 First Avenue Partners LLP

Fitzroy House, 18-20 Grafton

Street, London W1S 4DZ, United

Kingdom

11.12.2006 A1, A5 B4 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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601First Capital Asset Managers

B.V.

Schoolstraat 27, 2242 KE

Wassenaar, Netherlands30.5.2005 A1, A4, A6, A7 ***** C1, C2, C3, C4

Netherlands Authority

for the Financial

Markets, Singel 542,

P.O.Box 11723, 1001

GS Amsterdam,

Netherlands

no

602First Capital Corporation

Limited

77 Fulham Palace Road,

London, W6 8JA, United

Kingdom

29.12.2009 A1, A5 B3 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

603 First International Group PlcBrook Street, Mayfair, London

W1K 4HS, United Kingdom11.1.2007 A1, A2, A3, A5, A6, A7

B1, B3, B4, B5, B6,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

604First Property Asset

Management Ltd

35 Old Queen St, London SW1H

9JA, United Kingdom9.2.2011 A1, A2, A4, A5 B2, B3, B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

605 FirstEnergy Capital LLP85 London Wall, EC2M 7AD

London, United Kingdom10.5.2010 A1, A2, A5, A7 B3, B4, B5, B6 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

606Firts Reserve International

Limited

7th Floor, 25 Victoria Street,

London, SW1H 0EX, United

Kingdom

5.6.2009 A1, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

607 Fiscal Engineers Limited 22a The Ropewalk, Nottingham,

NG1 5DT, United Kingdom21.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

608Fisher Investments Europe

Limited

6-10 Whitfield Street, London,

W1T 2RE, United Kingdom3.2.2015 A1, A2, A4, A5 ***** C1, C2, C3, C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

609Fischer Francis Trees &

Watts UK Limited

5 Aldermanbury Square, London,

W1K 5JH, United Kingdom16.9.2010 A1, A2, A4, A5 B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

610 Fiske Plc

Salisbury House, London Wall,

London EC2M 5QS, United

Kingdom

18.10.2007 A1, A2, A3, A4, A5, A6B1, B3, B4, B5, B6,

B7C1, C3, C4, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

611 Fitzallan Ltd

98 West George Street,

Glasgow, Lanarkshire, G2 1PJ,

United Kingdom

28.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

612 Fiunding-Tree (UK) Limited

Unit 22, Capital Business

Centre, 22 Carlton Road,

Croydon, CR2 0BS, United

Kingdom

9.1.2015 A1, A2, A7 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

613 Fix City Ltd

160 Queen Victoria Street,

London EC4V 4BF, United

Kingdom

27.7.2008 A1 *****C1, C2, C3, C4, C5,

C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

614 FIXI plc

10th Floor, 108 Cannon Street,

London EC4N 6EU, United

Kingdom

22.5.2007 A1, A2, A3, A4 B4C1, C3, C4, C5, C6,

C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

615 Fleming Financial Ltd

Cobourg House, Mayflower

Street, Plymouth, Devon, PL1

1LG, United Kingdom

4.8.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

616Floreat Merchant Banking

Limited

4th Floor, 13 Hanover Square,

London W1S 1HN, United

Kingdom

9.7.2013 A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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617 Flow Traders B.V.Jacob Bontiusplaats 9, 1018LL,

Amsterdam, The Netherlands14.5.2013 A3 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Netherlands Authority

for the Financial

Markets, Singel 542,

P.O.Box 11723, 1001

GS Amsterdam,

Netherlands

no

618 FMG Eurasia Ltd

Trafalgar Square, 11 Waterloo

Place, S1Y 4AU London, United

Kingdom

15.6.2006 A1, A5 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

619FMS Wertmanagement

Service GmbH

Freisinger Strasse 11, 85716

Unterschleissheim, Germany11.2.2015 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

BaFin- Bundesanstalt

fur

Finanzdienstungaufsicht

, Lurgiallee 12, 60439

Frankfurt, Germany

no

620Fogwill Jones Asset

Management Ltd

De Vere House, Unit Acorn

Business Park, Woodseats

Close, Sheffield, South

Yorkshire, S8 0TB, United

Kingdom

13.11.2007 A1, A5 B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

621Foreign Currency Innovations

Limited

Suite 1C, Union House, 117

Hogh Street, Essex, CM12 9AJ,

United Kingdom

10.4.2015 A1, A2, A3 B1, B2, B4, B5, B7 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

622 Forex Capital Markets Ltd

The Northern and Shell Building,

8th Floor, 10 Lower Thames

Street, London EC3R 6AD,

United Kingdom

2.11.2004 A1, A2, A3, A4, A5 B1, B4, B5 C1, C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

623 Forex TG Ltd1 Liverpool Street, London,

WC1V 6TP, United Kingdom7.10.2009 A1, A2, A3 *****

C1, C2, C4, C5, C6,

C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

624 Forexmax Limited

Cedar Lodge, Spekes Road,

Hempstead, Gillingham, Kent

ME7 3RS, United Kingdom

30.5.2006 A4, A5 B4 C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

625 Forextime Ltd

35, Lamprou Konstantara Street,

FXTM Tower, Kato Polemidia,

4156 Limassol, Cyprus

5.4.2013 A1, A2, A3, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

626Formax Prime Capital (UK)

Ltd

The Lansdowne Building, 2

Lansdowne Road, London, CR9

2ER, United Kingdom

22.4.2015 A1, A2, A3 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

627Fortess Placement Services

(UK) Ltd

61a Edith Road, London,W14

0TH, United Kingdom10.11.2014 A1, A5 B5

C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

628 Fortrade Limited60 Gresham Street, London,

EC2V 7BB, United Kingdom22.5.2014 A1, A2 ***** C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

629Foster Denovo Limited /

Mybenefitsatwork / MBAW

1st Floor, 8 Eastcheap, London,

EC3M 1AE, United Kingdom19.11.2007 A1, A5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

630 Fox-Pitt, Kelton Limited30 St. Mary Axe, London, EC3A

8EP, United Kingdom12.7.2004 A1, A2, A3, A5, A6, A7 B1, B3, B4, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

631 FPP Asset Management LLP34 Brook Street, London W1K

5DN, United Kingdom21.5.2012 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

632

Franklin Templeton

Investment Management

Limited

78 Cannon Street, London,

EC4N 6HL, United Kingdom24.4.2008 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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633Franklin Templeton

Luxembourg S.A.

8A, rue Albert Borschette, L-

2011 Luxembourg11.5..2015 A1, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Commission de

Surveillance du Secteur

Financier, 110, rue

d´Arlon, L-2991

Luxembourg

no

634Freight Investor Services

Limited

107 Cannon Street, London,

EC4N 5AF, United Kingdom13.11.2007 A1, A5 ***** C1, C7, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

635Frengstad Palairet

Consulting Limited

47 Aldemarle Street, London

W1S 4JW, United Kingdom16.2.2011 A1, A5 B3, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

636 Frog Capital Ltd1a Birkenhead Street, London

WC1H 8BA,United Kingdom21.11.2012 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

637Frogmore Real Estate

Partners Fund Managers Ltd

11/15 Wigmore Street, London,

W1A 2JZ, United Kingdom10.2.2010 A1, A2, A4, A5 ***** C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

638Fruh Zehenter & Partner

Vermogensverwaltung AG

Landstrasse 39 FL-9490 Vaduz,

Principality of Liechtenstein16.8.2012 A1, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Financial Market

Authority Liechtenstein,

Heiligkreutz 8, P.O. Box

684, LI-9490 Vaduz,

Principality of

Liechtenstein

no

639 FTI Finance Limited

International House, 3,

Harbourmaster Place, IFSC,

Dublin 1, Ireland

16.6.2009 A1, A2, A4, A5 B1, B3, B4, B5 C1, C2, C5, C10

Irish Financial Services

Regulatory Authority,

P.O. Box 9138, College

Green, 4000-Dublin,

Ireland

no

640 FTI Financial Services Ltd

Holborn Gate, 26 Southampton

Buildings, WC2A 1PB London,

United Kingdom

7.7.2005 A1, A5 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

641FTSL Financial Trading

Solutions Limited

15, Spyrou Kyprianou Avenue,

Matrix Tower II, 1st Floor, Mesa

Geitonia, 4001 Limassol, Cyprus

7.4.2015 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

642Full Circle Asset

Management Limited

Stafford House, 120-122 High

Street, Orpington, Kent, BR6

0JS, United Kingdom

22.4.2009 A1, A4, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

643Fusion Asset Management

LLP / Northern Lion

29 Queen Anne´s Gate, London

SW1H 9BU, United Kingdom28.2.2011 A1, A2, A5 B4, B5 C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

644 Future Value Capital LLP53 Cadogan Place, London,

SW1X 9RT, United Kingdom14.7.2011 A1, A2, A4, A5 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

645 FuturesBetting.Com LimitedSuite 10, Watergardens 2,

Gibraltar27.4.2009 A1, A2, A5 *****

C4, C5, C6, C7, C9,

C10

FSC- Financial Services

Commission, PO Box

940, Suite 943,

Europort, Gibraltar

no

646 Futurestechs.com Ltd

The Business Centre, 193-195

Leigh Road, London, SS9 1JE,

United Kingdom

24.10.2013 A5 B5C1, C2, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

647 FX Central Clearing Ltd

2, Samou Street, Amorosa

Centre, 2nd Floor, Germasogeia,

4043 Limassol, Cyprus

30.3.2011 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

648 FX Primus Europe (CY) Ltd57, Kolonakiou Avenue, 4103

Limassol, Cyprus20.5.2015 A2 B1, B2, B4 C4, C9

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

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649 FX Stat Limited / One Trade

79 College Road, Harrow,

Middlesex, HA1 1BD, United

Kingdom

29.11.2011 A1 *****C1, C2, C4, C5, C6,

C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

650 FXCM Securities Limited

Suite 831, 6th Floor, Salisbury

House, London Wall, EC2M

5QQ, United Kingdom

15.2.2006 A1, A2, A3, A4, A5 B4 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Collonade Canary

Wharf, London E14

5HD, United Kingdom

no

651 FXDD Malta Limited

K2, 1st Floor, Forni Complex,

Valletta Waterfront, Floriana VLT

16, MaltaMalta

5.5.2010 A2 ***** C4, C5, C9

Malta Financial Services

Authority, Notabile

Road, Attard BKR 3000,

Malta

no

652 FXdirekt Bank AGAm Waldwinkel 30, D-47802

Krefeld, Germany20.6.2005 A1, A2, A3, A4 ***** C4

Bundesanstalt für

Finanzdienstleistungsau

fsicht, Postfach 13 08,

53003 Bonn, Germany

no

653 FXGlobe Ltd10, Gordonos Street, 3070

Limassol, Cyprus16.12.2013 A1, A2 B1, B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

654 FXNET Ltd

58-60, Agios Athanasios

Avenue, El Greco Building, Flat

202, 4102 Limassol, Cyprus

31.12.2012 A1, A2, A3, A5 B1, B2, B4, B5C1, C2, C3, C4, C9,

C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

655 FXOpen Ltd

30 Crown Place, 11th Floor,

London EC2A 4EB, United

Kingdom

3.5.2013 A1, A2, A3 B1, B4, B5, B7 C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

656 FXPRO Financial Services 1, Karyatidon, 4180 Ypsonas,

Limassol, Cyprus28.1.2008 A1, A5 B4 C1, C2, C3, C4, C9

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

657 FXPRO UK Limited

13-14 Basinghall Street, City of

London EC2V 5BQ, United

Kingdom

1.6.2012 A1, A2, A3 B1, B4 C4, C5, C6, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

658 FY Dialogue Limited

Flat 12, Hartnel Court, 201

Ballards Lane, N3 1LP London,

United Kingdom London

22.9.2010 A1, A4 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

659Gabelli Securities

International UK Ltd

5-6 Cork Street, London, W1S

3NX, United Kingdom6.2.2013 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

660Gain Capital-Forex.Com UK

Limited

34th Floor (CGC 34-03), 25

Canada Square, E14 5LQ,

London, United Kingdom

17.7.2008 A1, A2, A5 B4, B5, B7C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

661Gallagher Benefits

Consulting Limited

133 Houndsditch, London, EC3A

7AH, United Kingdom19.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

662Gallagher Risk & Reward

Limited

St Mark´s Court, Chart Way,

Horsham, RH121RZ, United

Kingdom

11.6.2014 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

663Galvan Research & Trading

Limited

Calenick House, Suite 3, Truro

Technology Park, Heron Way,

Truro, Cornwal, TR1 2XN, United

Kingdom

31.10.2008 A1, A5 ***** C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

664GAMCO Asset Management

(UK) Limited

5-6 Cork Street, London, E1

6EG, United Kingdom7.9.2011 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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665 Gamma Finance Limited35 Oakley Street, London, SW3

5NT, United Kingdom10.3.2015 A5, A7 B3, B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

666GBR Financial Services

GmbH

Boersegasse 12/2, 1010 Wien,

Austria18.11.2010 A2, A5 ***** C1, C2, C3

FMA -

Finanzmarktaufsicht,

Otto-Wagner Platz 5, A-

1090 Wien, Austria

no

667 GCA Savvian Europe Limited33 St James´s Street, London,

SW1Y 4JS, United Kingdom2.4.2009 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

668 GDF SUEZ TRADING2-6 rue Curnonsky, 75017 Paris,

France 14.3.2006 A2, A3, A5 B3, B4 C4

Banque de France, 31

Rue Croix-des-Petits-

Champs, 75001 Paris,

France

no

669 GE Capital Limited30 Berkeley Square, W1J 6EW

London, United Kingdom2.6.2005 A1, A5 B6 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

670 GECX Group Limited

2nd Floor, 1 Eversholt Street,

London, NW1 2DN, United

Kingdom

4.8.2011 A1, A2, A5 ***** C5, C6, C7, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

671Gee & Watson Investment

and Pensions Ltd

58 Telegraph Road, Heswall,

Wirral, Merseyside, CH60 0AG,

United Kingdom

6.11.2007 A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

672 Gellery Capital LLP 1 Queen Anne´s Gate, London,

SW1H 9BT, United Kingdom23.4.2008 A1 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

673 GEMFX (UK) Limited

Level 18, 40 Bank Street,

London, E14 5NR, United

Kingdom

27.3.2015 A1, A2, A7 B1 C1, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

674Gemini Investment

Management Ltd

8-10 Paul Street, London, EC2A

4JH, United Kingdom20.1.2010 A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

675 General Atlantic (UK) LLP23 Savile Row, London W1A

1ET, United Kingdom30.4.2013 A1, A5 B3 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

676Geneve Invest (Europe)

S.a.r.l.

8-10, rue Mathias Hardt, L-1717,

Luxembourg16.1.2013 A1, A2, A4, A5

B2, B3, B4, B5, B6,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Commission de

Surveillance de Secteur

Financier, 110 route

d_Arlon, Luxembourg

no

677Gerrard Investment

Management Limited

Murray House, 1 Royal Mint

Court, London EC3N 4HH,

United Kingdom

11.10.2007A1, A2, A3, A4, A5, A6,

A7B1, B4, B6 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

678 GFI Brokers Limited

GFI House, 9 Hewet Street,

EC2A 3NN London, United

Kingdom

3.2.2005 A1, A5, A8 B4C1, C2, C3, C4, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

679 GFI Securities Limited

GFI House, 9 Hewet Street,

EC2A 3NN London, United

Kingdom

3.2.2005 A1, A2, A3, A5, A8 B5C1, C2, C3, C4, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

680 GI Partners UK Limited

The Old Farmhouse, TN32 5LE,

London, EC3M 8AA, United

Kingdom

29.10.2013 A1, A5 B5C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

681 Ginward Limited2 Highbury Road, London SW19

7PR, United Kingdom8.10.2012 A1, A7 B3 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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682GKFX Financial Services

Limited

30 Charles II Street, London,

SW1Y 4AE, United Kingdom26.12.2012 A1 *****

C1, C2, C4, C5, C6,

C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

yes

683GLESTIMON

MANAGEMENT LTD

120, Faneromenis Avenue,

Imperial Tower, Suite 301, 6031

Larnaca, Cyprus

26.6.2015 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

684 Glider Trading LLP

35-37 Grosvenor Gardens,

London SW1W 0BS, United

Kingdom

10.7.2012 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

685 Global Coal Limited

Dashwood House, 69 Old Broad

Street, London, EC2M 1QS,

United Kingdom

8.11.2007 A1, A2, A5 ***** C5, C6, C7

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

686Global Counsel Advisory

Limited

5 Welbeck Street, London W1G

9YQ, United Kingdom28.9.2012 A1, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

687 Global Custodial Services Ltd

The Old Barn, Oasts Business

Village, Red Hill, Wateringbury,

Maidstone, Kent ME18 5NN,

United Kingdom

9.7.2013 A1 B1 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

688Global Infrastructure

Management LLP

Cardinal Place, 80 Victoria

Street, SW1E 5JL London,

United Kingdom

22.12.2010 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

689 Global Leisure Partners LLP36 Old Jewry, London,EC2R

8DD, United Kingdom21.4.2006 A1, A5 B5 C1, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

690Global Markets Exchange

Group Lim,ited

18 King William Street, London,

EC4N 7BP, United Kingdom9.1.2015 A1 ***** C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

691Global Preservation

Strategies Ltd

Painters Hall Chambers, Little

Trinity Lane, London EC4V,

United Kingdom

9.8.2012 A1, A2, A3, A4, A5 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

692Global Prime Partners

Limited

Suite 120, 3rd Floor, 35-37

Grosvenor Gardens, London,

SW1W 0BS, United Kingdom

30.10.2008 A1, A2 *****C1, C4, C5, C6, C7,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

693Globe Independent Financial

Advisors Ltd

Globe House, 1 Chersey Road,

St Margarets, Twickenham

Middlesex, TW1 1LR, United

Kington

6.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

694 GMG Brokers Ltd

Level 2, Collette House, 52-55

Piccadilly W1J0DX, United

Kingdom

19.10.2012 A1, A2, A5 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

695 GMO Click UK Limited

Becket House, 36 Old Jewry,

London, EC2R 8DD, United

Kingdom

29.9.2014 A1, A2, A3 B4 C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

696GMP Securities Europe

Limited

4 Albermarle Street, London,

W1S 4GA, United Kingdom23.4.2008 A1, A2, A5, A7

B1, B3, B4, B5, B6,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

697 GMT Capital Research LLP116 Pall Mall, London, SW1Y

5EA, United Kingdom10.8.2012 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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698Go Markets UK Trading

Limited

Dowgate Hill House, 14-16

Dowgate Hill, London, EC4R

2SU, United Kingdom

3.8.2011 A1, A2 ***** C1, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

699 Go4Venture Advisers LLP48 Charles Street, London, W1J

5EW, United Kingdom9.6.2009 A1, A5 B3, B4, B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

700Goldbridge Capital Partners

LLP

4 Sloane Terrace, London SW1X

9DQ, United Kingdom18.5.2012 A1, A4, A5 B3

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

701 Goldenburg Group Limited

1, Siafi Street, Porto Bello

Building, 1st Floor, Office No

101, 3042 Limassol, Cyprus

21.10.2014 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

702GoldenTree Asset

Management UK LLP

25 St James´s Street, London,

SW1 1HA, United Kingdom9.6.2009 A1, A2, A4, A5 B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

703Goldenway Global

Investments (UK) Limited

Lower Ground Floor, 5 St

Helen´s Place, London, EC3A

6AU, United Kingdom

3.7.2009 A1, A2, A5 ***** C1, C4, C6

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

704Goldman Sachs Asset

Management International

Christchurch Court, 10-15

Newgate Street, EC1A 7HD

London, United Kingdom

26.9.2005 A1, A2, A4, A4 B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

705 Goldman Sachs International

Peterborough Court, 1333 Fleet

Street, London EC4A 2BB,

United Kingdom

14.6.2004A1, A2, A3, A4, A5, A6,

A7, A8

B1, B2, B3,B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

706 Goldman Sachs International

Peterborough Court, 133 Fleet

Street, London EC4A 2BB,

United Kingdom

7.4.2011A1, A2, A3, A4, A5, A6,

A7, A8

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

707Gore Brown Investment

Management LLP

Chequers Court, 39 Brown

Street, Salisbury, Wiltshire, SP1

2AS, United Kingdom

22.7.2008 A1, A2, A4, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

708 GQS Capital Partners LLP

26th Floor, 125 Old Broad St,

London,EC2N 1AR, United

Kingdom

25.4.2013 A1, A4, A5 B4, B5C1, C2, C3, C4, C5,

C6, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

709 Graham Corry Cheevers

2-12 Montgomery Street, Belfast,

Co Antrim BT1 4NX, United

Kingdom

21.2.2011 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

710 Gramercy Ltd1 Knightsbridge Green, SW1X

7NE London, United Kingdom28.1.2011 A1, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

711 Granite Capital Limited1-11 Hay Hill, London, W1J

6DH, United Kingdom21.2.2006 A1, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

712Grant Thornton Employee

Benefits Consultancy LLP

Grant Thornton Houser, 22

Meltonr Street, London, NW1

2EP, United Kingdom

27.7.2010 A1, A5 B4 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

713 Granular Investments Limited20-22 Bedford Row, London,

WC1R 4JS, United Kingdom14.7.2011 A1, A5, A7 B3 C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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714 Greater Pacific Capital LLP77 Wimpole Street, London

W1G 9RU, United Kingdom15.5.2007 A1, A5 B3 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

715 Green Ash Partners LLP18b Charles Street, London,

W1J 5DO, United Kingdom22.3.2010 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

716 GreenStream Network Plc.Erottajankatu 1, FIN-00130

Helsinki, Finland15.5.2008 A1, A2, A3, A4, A5, A7

B1, B2, B3, B4, B5,

B6, B7

C3, C4, C5, C6, C7,

C10

Financial Supervision,

Snellmaninkatu 6, P.O.

Box 159, FI-00101

Helsinki, Finland

no

717Gregory Adam Financial

Management

16 Middle Bridge Business Park,

Portis Fields, Bristol Road,

Portishead, BS20 6PN, United

Kingdom

12.12.2007 A1, A5 B5 C1, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

718 Greyside Limited

1st Floor, 55 High Street,

Epsom, Surrey, KT19 8DH,

United Kingdom

15.5.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

719 Griffin Markets Limited

86 Duke of York Square,

London, SW3 4LY, United

Kingdom

21.2.2013 A1, A2, A8 ***** C5, C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

720 Grisons Peak LLP

Candlewick House, 120 Cannon

Street, London EC4 6AS, United

Kingdom

20.12.2006 A5, A6, A7 B3, B6 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

721 GR-NEAM LimitedThe Oval-Block 3, Ballsbridge,

Dublin 4, Ireland3.7.2012 A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C10

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

722 Growell Capital Limited

17, Spyrou Kyprianou Avenue,

MBC Business Center, 3rd Floor,

4001 Limassol, Cyprus

18.7.2014 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

723GrowthPoint Technology

Partners UK Limited

Economist Plaza, 7th Floor, 27

St James Street, London, SW1A

1HA, United Kingdom

30.8.2014 A1, A5 B3 C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

724 Guardian Capital Limited25 Hill Street, London, W1J

5LW, United Kingdom11.6.2014 A1, A2, A4, A5, A6, A7

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

725Guardian Stockbrokers

Limited

14 City Road, London, EC1Y

2AA, United Kingdom20.5.2009 A1, A2, A5 ***** C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

726Guardian Wealth

Management Limited

Glebe Farm, Burgwallis Road,

Burgwallis, Doncaster, South

Yorkshire, DN6 9JJ, United

Kingdom

7.9.2011 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

727Guggenheim Investment

Advisors (Europe) Limited

24 Queen Annes Gate, SW1H

9AA London, United Kingdom18.11.2010 A1, A2, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

728Guggenheim Partners

Europe Limited

South Dock House, Hanover

Quay, Dublin 2, Ireland4.11.2010 A4, A5, A7 B3 C1, C2, C4, C5,

Irish Financial Services

Regulatory Authority,

PO Box No 9138,

College Green, Dublin

2, Ireland

no

729GUILD GLOBAL

SECURITIES LIMITED

Guild House, Guild Street, IFSC,

Dublin 1, Ireland10.9.2004 A1, A2 ***** C1

Irish Financial Services

Regulatory Authority,

PO Box No 9138,

College Green, Dublin

2, Ireland

no

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730

Gulf Central Agency Asset

Management Ltd / GCA

Asset Management

23 Austin Friars, London, EC2N

2QP,United Kingdom29.8.2013 A1, A2, A5 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

731 Gulf Merchant Group LLP37-41 Old Queen Street, London

SW1H 9JA, United Kingdom1.8.2006 A1, A2, A4, A5 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

732 Gulliver FX Limited

Tower 42, 25 Old Broad Street,

London, EC2N 1HN, United

Kingdom

24.2.2014 A1, A2, A3 B1, B4 C4, C5, C6, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

733 Guy Butler Limited2 Broadgate, EC2M 7UR

London, United Kingdom10.10.2005 A1, A2, A3, A5, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

734 Guy Butler Limited 2 Broadgate, London EC2M

7UR, United Kingdom22.10.2007 A1, A2, A3, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

735 H2W Partners LLP28 Grosvenor Street, London,

W1K 4QR, United Kingdom18.09.2008/ A1, A5 B3, B5 C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

736Hadrian´s Wall Capital

Limited

9 Devonshire Square, EC2M

4YF, London, United Kingdom3.4.2014 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

737Hadwin Garrick Capital

Partners LLP

52 Pembridge Villas, London,

W11 3EG, United Kingdom15.5.2009 A1, A5 *****

C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

738Halcyon Commodities (UK)

Limited

28 Regents Drive, London, IG8

8RZ, United Kingdom17.9.2014 A1, A2, A5 B5, B7

C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

739Halewood International

Futures

America House, 2 America

Square, London, EC3N 2LU,

United Kingdom

24.2.2006 A1, A2, A5 B1, B4 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

740Halifax Share Dealing

Limited

Lovell Park, Lovell Park Road,

LS1 1NS, Leeds, United

Kingdom

6.1.2014 A1, A2, A3 B1, B4 C1, C2, C3, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

741 Halkin Investments LLP35 Grosvenor Street, London,

W1K 4QX, United Kingdom22.3.2013 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

742 Hamilton Court FX LLP

8-9 Bulstrode Place,

Marylebone, London, W1U 2HY,

United Kingdom

8.7.2015 A3, A5 ***** C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

743 Hamilton Lane (UK) Limited

Buchanan House, 3 St. James´s

Square, London SW1Y 4JU,

United Kingdom

30.10.2007 A1, A2, A4, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

744 Hammond Raggett & Co Ltd

431-434 Royal Exchange,

Manchester, M2 7BR, United

Kingdom

15.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

745 Hanfore Capital Limited

32 Duke Street St James´s ,

London, SW1Y 6DF, United

Kingdom

8.9.2014 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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746 Hannah Consultancy Limited

231 Hagley Road, Hayley Green,

Halesowen, West Midlands, B63

1ED, United Kingdom

21.1.2008 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

747Hannam & Partners

(Advisory) LLP

2 Park Street, London,W1K 2HX,

United Kingdom27.11.2014 A1, A5 B3, B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

748 Hantec Markets Limited19 Catherine Place, London,

SW1E 6DX, United Kingdom30.6.2010 A1, A5 B4, B5

C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

749 Harborx Ltd

200, Amathhountos Avenue,

Marina Complex, shop 5, 6, 7,

4566 Limassol, Cyprus

2.12.2014 A1, A2, A4, A5 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

750HarbourVest Partners (U.K.)

Limited

8th Floor, Berkeley Square,

London, W1J 6DB, United

Kingdom

23.8.2013 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

751 Hargreaves & Jones Ltd

The Dutch House, 132-134 High

Street, Dorking, Surrey, RH4

1BG, United Kingdom

5.3.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

752Hargreaves Lansdown Asset

Management Limietd

Kendal House, 4 Brigton Mews,

Clifton, Bristol, Somerset BS8

2NX, United Kingdom

8.11.2007 A1, A2, A4, A5 B1, B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

753Hargreaves Lansdown

Stockbrokers Limietd

Kendal House, 4 Brigton Mews,

Clifton, Bristol, Somerset BS8

2NX, United Kingdom

8.11.2007 A1, A2 B1, B4, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

754 Harris Williams & Co. Ltd63 Brook Street, London, W1K

4HS, United Kingdom28.2.2012 A1, A5, A7 B3, B5, B6 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

755Harrogate Financial Silutions

Limited

51-53 East Parade, Harrogate,

North Yorkshire HG1 5LQ,

United Kingdom

18.11.2010 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

756 Hawkwood Capital LLP

8-10 Grosvenor Gardens,

London SW1W 0DH, United

Kingdom

8.10.2013 A5 B3, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

757 HB Advisers Ltd9 Darthmouth Street, SW1H 9BL

London, United Kingdom8.11.2004 A1, A5 B3 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

758 HB Corporate Ltd

40 Marsh Wall, London, E14

9TP, United Kingdom, United

Kingdom

22.4.2009 A1, A5 B3, B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

759 HD Capital Partners Limited

Aldermary House, 10-15 Queen

Street, London, EC4N 1TX,

United Kingdom

28.6.2011 A1, A2, A5, A7 B3, B5, B6 C1, C3, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

760Headley Financial Services

Limited

William Curtis House, Lenten

Street, Alton, Hampshire GU34

1HH, United Kingdom

10.10.2012 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

761Heartwood Wealth

Management Limited

12 Henrietta Street, London,

WC2E 8LH, United Kingdom3.7.2015 A1, A2, A4, A5 B1, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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762 Heitman U.K. Limited6 Henrietta Street, London,

WC2E 9PU, United Kingdom24.2.2009 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

763 Helm Godfrey Partbers Ltd

1Warnford Court, 29

Throgmorton Street, London,

EC2N 2AT, United Kingdom

23.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

764 Helvea Limited

5 Royal Exchange Building,

London EC3V 3NL, United

Kingdom

24.8.2012 A1, A2, A5, A7 B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

765 Henderson Rowe Ltd25 Grosvenor Street, London,

W1K 4QN, United Kingdom30.10.2008 A1, A2, A4, A5 B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

766Hereford Pension Investment

and Mortgage Centre LLP

Insurance House, 38 Widemarsh

Street, Hereford, Herefordshire,

HR4 9EP, United Kingdom

17.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

767Hermes Growth Partners

Limited

34 Ennismore Gardens Mews,

London, SW7 1HZ, United

Kingdom

4.11.2013 A1 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

768Hermes Growth Partners

Limited

34 Ennismore Gardens Mews,

London, SW7 1HZ, United

Kingdom

4.11.2013 A1 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

769Hexam Capital Partners

Limited Liability Partnership

15 Old Bailey, London EC4M

7EF, United Kingdom03.05.20111 A1 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

770 HF Markets (Europe) Ltd

50, Spirou Kyprianou, Irida 3

Tower, 10th Floor, 6057

Larnaca, Cyprus

3.4.2013 A1, A2, A5 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

771Higgs Capital Management

LLP

4th Floor, 2-4 Brook Street,

London W1S 1BQ, United

Kingdom

9.8.2012 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

772 HighBreed Capital Limited102 Jermyn Street, London,

SW1Y 6EE, United Kingdom17.2.2010 A1, A5, A7 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

773Highbridge Capital

Management (UK) Ltd

2nd Floor, 25 St james_s Street,

SW1A 1HA London, United

Kingdom

21.10.2005 A1, A2, A4, A5 ***** C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

774Highbridge Principal

Strategies (UK) LLP

Devonshire House, 4th Floor, 1

Mayfair Place, London, W1J

8AJ, United Kingdom

18.9.2008 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

775Highgate Investment

Management LLP

60 Cannon St, London, ECN

6NP United Kingdom9.9.2010 A1, A2, A4, A5 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

776Highland Capital Partners

(UK) LLP

14 Golden Square, London, W1F

9JF, United Kingdom4.6.2015 A1 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

777 HighSky Brokers, a.s.Vodičkova 710/31, 110 00 Praha

1 - Nové Město, Česká republika23.3.2012 A1, A2, A3 B1, B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Česká národní banka,

Na Příkoě 28, 115 03

Praha 1, Česká

republika

no

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778Hilltop Fund Management

LLP

6 Adam Street, London WC2N

6AD, United Kingdom04.05.20111 A1, A2, A4, A5 B3, B4, B5

C3, C4, C6, C8, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

779Hines Europe Real Estate

Investments Limited

Queensberry House, 3 Old

Burlington Street, London W1S

3AE, United Kingdom

19.4.2011 A1, A5 B5C1, C2, C3, C4, C5,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

780 Hirose Financial UK Limited27 Austin Friars, London, EC2N

2QP, United Kingdom19.8.2011 A1, A3 B4 C1, C4, C5, C6, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

781 Hoare Capital Markets LLP10 Albemarle Street, London,

W1S 4HW, United Kingdom23.9.2009 A1, A2, A5 B3, B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

782Hogg Capital Investments

Limited

The Shackleton Building, Level

7, Blue Harbour, Ta´Xbiex

Seafront, Ta´Xbiex XBX 1027,

Malta

20.2.2013 A1, A2, A4, A5, A7 ***** C1, C2, C3, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

783 Hoch Capital Ltd

5, Christaki Kranou, 2nd Floor,

Yermasogia, 4047 Limassol,

Cyprus

12.5.2014 A1, A2, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

784 Holiway Investments Ltd

4 Pindou Street, 4th Floor, Office

408, Engomi, 2409 Nicosia,

Cyprus

23.1.2015 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

785 Horizon Stockbroking Limited

4a Monaghan Court, Newry,

Country Down, BT35 6BH,

Northen Ireland, United Kingdom

10.7.2014 A1, A2, A4, A5, A7 ***** C1, C2, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

786Houlihan Lokey (Europe)

Limited

83 Pall Mall, SW1Y 5ES London,

United Kingdom17.1.2005 A1, A5, A7 B3, B5, B6

C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

787HSBC Alternative

Investments Limited

78 St James Street, London,

SW1A 1JB, United Kingdom8.11.2007 A4, A5 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

788

HSBC Global Asset

Management (Deutschland)

GmbH

Koenigsallee 21/23, 40212

Duesseldorf, Germany22.7.2008 A1, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

789Hub Capital Limited / London

FX

Hesketh House, 43-45 Portman

Square, London, W1H 6HN,

United Kingdom

4.8.2008 A1, A4, A5 B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

790 Hubert & Co Limited211 Neptune House, Marina

Bay, Gibraltar24.5.2013 A1, A2, A4, A5 B5, B7

C1, C2, C3, C4, C5,

C9

Financial Services

Commission, PO Box

940, Suite 3, Ground

Floor Atlantic Suites,

Europort Avenue,

Gibraltar

no

791 Huckleberry Investments LLP28 Devereux Lane, London

SW13 8DA, United Kingdom30.3.2011 A1, A2, A4, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

792 Hudson Advisors UK Limited17 Dominion St., London EC2M

2EF, United Kingdom19.10.2010 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

793 Hume Capital Securities24 Cornhill, London EC3V 3ND,

United Kingdom11.7.2013

A1, A2, A3, A4, A5, A6,

A7B1, B3, B4, B5, B6 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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794 Hybridan LLP60 Lombard Street, EC3V 9EA

London , United Kingdom22.5.2007 A1, A5 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

795Hyde Park Investment

International Limited

33, Regent House, Bisazza

Street, Sliema SLM 1641, Malta 30.12.2011 A5 ***** C3

MFSA - Malta Financial

Services Authority,

Notabile Road, Attard

BKR 3000, Malta

no

796 Hyde Park Investment Ltd33 St. James´s Street, London,

SW1A 1HD, United Kingdom24.2.2009 A1, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

797Chambers and Newman

Financial Services LLP

Old Brewery Building, 63 Union

Street, Stockport, Cheshire, SK1

3NP, United Kingdom

6.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

798Channel Capital Advisors

LLP

22 Berners Street, London, W1T

3LP, United Kingdom24.11.2009 A1, A2, A4, A5, A7 B3, B5 C1, C2, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

799 Charcot Capital (UK) LLP45 Clarges Street, W1J 7EP

London, United Kingdom12.4.2010 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

800 Charter Financial Planning

3 Ferry Road Office Park, Ferry

Road, Preston, Lancashire, PR2

2YH, United Kingdom

6.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

801Charter Wealth Management

Limited

Unit 3, Ferry Road Office Park,

Ferry Road, Preston, Lancashire,

PR2 2YH, United Kingdom

1.8.2013 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

802 Chartis Research Limited100 Pall Mall, SW1Y 5NQ

London, United Kingdom29.11.2010 A5 B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

803Chatman Financial Europe

Ltd

16 Garrick Streetl Street,

London, WC2E 9BA, United

Kingdom

18.1.2010 A1, A5 B4, B5 C2, C4, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

804Chenevari Credit Partners

LLP

4th Floor, 11-13 Knightsbridge,

London, SW1X 7LY, United

Kingdom

11.8.2008 A1, A2, A4, A5 B4C1, C2, C3, C4, C5,

C6, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

805Chesterton House Financial

Planning Ltd

Ground & First Floors, 2 Rectory

Place, Loughborough,

Leicestershire, LE11 1UW,

United Kingdom

9.11.2007 A1, A5 B5, B6 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

806Cheuvreux International

Limited

12th Floor, Moorhouse, 120

London Wall, London, EC2Y

5ET, United Kingdom

27.2.2008 A1, A2, A3, A5, A6, A7B1, B2, B4, B5, B6,

B7C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

807CHEUVREUX SA / KEPLER

CHEUVREUX

9 quai du Président Paul

Doumer, 92400 Courbevoie,

France

14.7.2010A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6C1, C2, C3, C4, C9

Banque de France, 31,

Rue Croix-des-Petits-

Champs, 75001 Paris,

France

no

808China Merchants Securities

(UK) Limited

10-12 Alie Street, London, E18

DE, United Kingdom10.10.2014 A1, A2, A3, A5 B1, B2, B4, B5, B7

C5, C6, C7, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

809 Chi-X Europe Limited

26th Floor, 25 Canada Square,

London E14 5LB, United

Kingdom

11.8.2006 A1, A2, A3 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

810Christofferson Robb &

Company (UK) LLP

28 Queen Anne´s Gate, London

SW1H 9BU, United Kingdom16.10.2006 A1, A5 B5 C1, C2, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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811Chrystal Capital Partners

LLP

New Broad Street House, 35

New Broad Street, EC2M 1NH

London, United Kingdom

23.6.2010 A1, A5, A7 B3, B5 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

812 I G Markets Limited

5th Floor, Friars House, 157-168

Blackfriars Road, London SE1

8EZ, United Kingdom

14.6.2004 A1, A2, A3, A4, A5 B4, B5, B7 C4, C5, C6, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

813IBI Corporate Finance

Limited

2 Burlington Plaza, Burlington

Road, Dublin 4, Ireland24.2.2009 A1, A5, A6 B3, B6

C1, C4, C5, C6, C7,

C10

Irish Financial Services

Regulatory Authority,

P.O. Box 9138, College

Green, 4000-Dublin,

Ireland

no

814 ICAP Energy ASStoretveitvegen 96, 5072

Bergen, Norway1.3.2011 A1, A2, A8 ***** C4, C5, C6, C7, C10

Finanstilsynet - The

Financial Supervisory

Authority of Norway,

Revierstredet 3,

Postboks 1187 Sentrum,

N-0107 Oslo, Norway

no

815 ICAP Europe Limited2 Broadgate, EC2M 7UR

London, United Kingdom7.10.2005 A1, A2, A5, B8 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

816ICAP Global Derivates

Limited

2 Broadgate, EC2M 7UR

London, United Kingdom11.10.2005 A1, A2, A8 *****

C1, C4, C5, C6, C7,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

817 ICAP Hyde Derivates Limited2 Brodadway, EC2M 7UR

London, United Kingdom9.11.2005 A1, A5, A8 ***** C2, C4, C5, C6

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

818ICAP Securities Limited /

LINK

2 Broadgate, EC2M 7UR

London, United Kingdom10.10.2005 A1, A2, A3, A5 ***** C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

819 Ice Dragons Limited

15 Highpoint Business Village,

Henwood, Ashford, Kent, TN24

8DH, United Kingdom

15.8.2013 A1, A2 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

820 ICE Markets Limited60 Chriswell Street, London,

EC1Y 4SA, United Kingdom30.7.2009 A1, A5 *****

C4, C5, C6, C7,

C8C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

821 ICF Management Ltd

Quarriers, Mayfield Lane,

Wadhurst, East Sussex, TN5

6HX, United Kingdom

12.12.2007 A1, A5 B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

822 ICM Capital Limited36 Alie St, London, E1 8DA,

United Kingdom6.9.2011 A1 B4, B7

C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

823 iCON Infrastructure LLP53 Davies Street, London W1K

5JH, United Kingdom24.4.2012 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

824 IFG Financial Services

Trinity House, Anderson Road,

Swavesey, Cambridgeshire, CB4

5UQ, United Kingdom

14.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

825 IFL Capital Limited

Orion House, 5 Upper St

Martin_s Lane, WC2 9EA

London, United Kingdom

25.4.2005 A1, A5 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

826 IFM Investors (UK) Ltd

Level 10, Leaf C, Tower 42, 25

Old Broad Street, London, EC2N

1HQ, United Kingdom

23.7.2008 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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827 IG Index Limited

Cannon Bridge House, 25

Dowgate Hill, London, EC4R

2YA, United Kingdom

11.2.2015 A3 B4, B5, B6, B7C1, C4, C5, C6, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

828 IG Markets Limited

Cannon Bridge House, 25

Dowgate Hill, London EC4R

2YA, United Kingdom

15.6.2004 A1, A2, A3, A4, A5 B4, B5, B7C1,C4, C5, C6, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

829 IIFL Wealth (UK) Limited

9th Floor, City Tower, 40

Basinghall Street, London EC2V

5DE, United Kingdom

9.2.2011 A1, A5, A7 B3, B4, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

830 IK Investments Partners Ltd

Brettenham House, Lancaster

Place, London, WC2E 7EN,

United Kingdom

12.8.2008 A1, A5 B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

831 Ikon Finance Limited60 Lombard St, London, E1 6EG,

United Kingdom7.9.2011 A1, A2 B4, B5, B7

C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

832 Illiquidx LLP

7 Fitzjames Avenue, London,

W14 8JE, United Kingdom,

United Kingdom

22.4.2009 A1, A2, A3 B3, B5C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

833Independence Wealth

Management Limited

5 Oak Drive, Scholar Green,

Cheshire, ST7 3LY, United

Kingdom

11.12.2007 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

834Independent Financial

Advisor Ltd

Investment House, Bolton Road,

Bradshaw, Bolton, Lancashire,

BL2 3EU, United Kingdom

7.2.2014 A1, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

835Independent Financial

Services 4 You Ltd

201 Rodbourne Road, Swindon,

SN2 2AA United Kingdom22.3.2012 A1, A5 B3, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

836

Independent Risk

Management Solution

Limited

Fir Cottage, Beacon Hill, Wickam

Bishops, Witham, Essex, CM8

3EA, United Kingdom

30.10.2013 A1, A5, A7 B3, B4, B5, B7C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

837 Indexus Groep B.V.Herikerbergweg 286-D, 1101 CT

Amsterdam, The Netherlands 20.5.2009 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Netherlands Authority

for the Financial

Markets, Vijzelgracht 50,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

838 Indication Investments Ltd

13 & 15, Gregori Afxentiou

Street, IDE Ioannou Court -

Office 103, Mesa Yeitonia, 4003

Limassol, Cyprus

3.7.2012 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

839 Indigo Securities Limited

22 Curzon Avenue, Stanmore,

Middlesex, HA7 2AE, United

Kingdom

24.2.2009 A1, A2 *****C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

840 IND-X Securities Limited 48 Curzon Street, London, W1J

7UL, United Kingdom21.11.2007 A1, A2, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

841 Infin Markets Limited

133, Arch. Makarios III Avenue,

Classic House, 1st Floor, Office

2, 3085 Limassol, Cyprus

3.7.2012 A1, A2, A3 B1, B2, B4 C1, C2, C4, C5, C9

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

842Inflection Point Capital

Management UK Ltd

12 Berkeley Street, London, W1J

8DT, United Kingdom22.1.2015 A1, A5 B4, B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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843ING Investment Management

(C.R.), a.s.

Bozděchova 344/2, 150 00

Praha 5, Česká republika26.9.2005 A1, A4, A5, A6, A7 B1, B3, B4 C1, C2, C3, C4

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

844Ingenious Asset Management

Limited

15 Golden Square, London, W1F

9JG, United Kingdom8.9.2009 A1, A2, A4, A5 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

845Ingenious Corporate Finance

Limited

15 Golden Square, London, W1F

9JG, United Kingdom28.1.2008 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

846 Innovator Capital Limited4th Floor, 20 Dering Street, W1S

1AJ London, United Kingdom15.3.2005 A1 B3 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

847Insight Investment

Management (Global) Limited

160 Queen Victoria Street,

London, EC4V 4LA, United

Kingdom

8.11.2007 A1, A2, A4, A5 B3, B4, B5, B6, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

848 Instinet Alpha Ltd25 Canada Square, London E14

5LB, United Kingdom26.9.2006 A1, A2, A3, A5 B1, B4 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

849 Instinet Europe Limited

26th Floor, 25 Canada Square,

Canary Wharf, London E14 5LB,

United Kingdom

7.8.2007 A1, A2, A3, A5, A8 B1, B2C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

850Integra Private Wealth

Limited

6/2 Sir William Reid Street, Gzira

GZR 1038, Malta9.9.2009 A1, A5 ***** C1, C2, C3

MFSA- Malta Financial

Services Authority,

Notabile Road, Attard

BKR 3000, Malta

no

851 Integradvisory Limited 6, Six Floor, Sir William Reid

Street, Gzira, GZR 1038, Malta11.10.2013 A1, A4, A5, A7 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Malta Financial Services

Authority, Notabile

Road, Attard BKR 3000,

Malta

no

852Integrated Financial

Arrangements Plc

Domain House, 5-7 Singer

Street, London, EC2R 4BQ,

United Kingdom

13.5.2008 A1, A2 B1C1, C2, C3, C4, C5,

C6, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

853 Intelligent Pansions Ltd

20-23 Woodside Place,

Glasgow, Lanarkshire, G3

7QFU, United Kingdom

5.3.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

854 Interactive Brokers (UK) Ltd5th Floor, 1 Carey Lane, EC2V

8AE London, United Kingdom20.4.2006 A1, A2 B1, B2, B4, B7

C1, C2, C3, C4, C5,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

855Interactive Data Desktop

Solutions (Europe) Limited

Fitzroy House, 13-17 Epworth

Street, London, EC2A 4DL,

United Kingdom

24.2.2009 A1 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

856 Interc Consultancy Partners

80 Silverthorne Road, Studio F7,

Battersea Studios, SW8 3HE,

United Kingdom

3.5.2013 A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

857Intermediate Capital

Managers Limited

Juxon House, 100 St Paul´s

Churchyard, London, EC4M

8BU, United Kingdom

24.10.2013 A1, A2, A4, A5, A7 B4, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

858International Capital

Management AG

Vorarlbergerstrasse 29, FL-9486

Schaanwald, Principality of

Liechtenstein

3.3.2010 A1, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Financial Market

Authority Liechtenstein,

Heiligkreutz 8, P.O. Box

684, LI-9490 Vaduz,

Principality of

Liechtenstein

no

859International Strategy &

Investment (UK) Limited

50 St Mary Axe, London, EC3A

8FR, United Kingdom23.9.2014 A1, A2, A5 B4, B5, B7

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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860Interpolis Pensioenen

Vermogensbeheer B.V.

Rijnzathe 10, 3554 PV De

Meern, The Netherlands 17.1.2008 A4, A5 ***** C1, C2, C3, C4

Netherlands Authority

for the Financial

Markets, Vijzelgracht 50,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

861Inter-UK Financial Services

Ltd

Pinecroft House, Churt Road,

Hindhead, Surrey, GU26 6PD,

United Kingdom, United Kingdom

15.5.2009 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

862 INTL FCStone LTD8 Angel Court, London, EC2R

7HP, United Kingdom8.11.2007 A1, A2, A3, A5 B2, B4, B5, B7

C1, C2, C4, C, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

863Intrisic Financial Planning

Limited

Wakefield House, Aspect Park,

Pipers Way, Swindon, Wiltshire,

SN3 1SA, United Kingdom,

United Kingdom

15.5.2009 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

864Intrust Corporate Finance

Limited

38 Wigmore Street, London,

W1U 2HA, United Kingdom24.2.2009 A1, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

865 Investdor LtdHiilikatu 3, 00180 Helsinky,

Finland18.5.2015 A1, A5, A7 B1, B6 C1

Autorité de Contrôle

Prudentiel et de

Résolution, 61 rue

Taitbout, 75436 Paris

Cedex 09, France

no

866 Investment Limited

Unit 1, Andoversford Industrial

Estate, Andoversford,

Cheltenham, Gloucestershire,

GL54 4LB, United Kingdom

19.11.2007 A1, A2, A3, A4, A5 B1, B3, B5C1, C2, C3, C4, C,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

867 Investment Quorum Limited

4th Floor, 38 Lombrad Street,

London, EC3V 9BS, United

Kingdom

13.11.2007 A1, A4, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

868Investment Technology

Group Europe Limited

Dublin Exchange Facility, Mayor

Street, IFSC, Dublin 1, Ireland4.2.2008 A1, A5 B4, B5 C1, C2, C3, C4

Irish Financial Services

Regulatory Authority,

P.O. Box 9138, College

Green, 4000-Dublin,

Ireland

no

869Investment Technology

Group Limited

Dublin Exchange Facility, Mayor

Street, IFSC, Dublin 1, Ireland4.2.2008 A1, A2, A3, A5, A8 B4, B5 C1, C2, C3, C4

Irish Financial Services

Regulatory Authority,

P.O. Box 9138, College

Green, 4000-Dublin,

Ireland

no

870 IO Capital Limited

69 Lombard Street,

London,EC3V 9LJ United

Kingdom

28.12.2012 A1, A2 ***** C1, C2, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

871 IQOPTION EUROPE LTD

118, Agias Fylaxeos Street,

Christabel House, 1st Floor,

2087 Limassol, Cyprus

29.1.2015 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

872 IRIS Advisory Ltd

Epworth House, 25 City Road,

London, EC1Y 1AR, United

Kingdom

27.6.2011 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

873Irish Progressive Services

International Limited

100 Lower Mount Street, IFSC,

Dublin 2, Ireland22.4.2009 A1 B4 C1, C2, C3, C4

Irish Financial Services

Regulatory Authority,

P.O. Box 9138, College

Green, 4000-Dublin,

Ireland

no

874 IronFX Global Limited

2, Iapetou Street, Agios

Athanasios, 4101 Limassol,

Cyprus

28.1.2011 A1, A2, A3 B2, B4 C1, C4, C5, C9

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

875IRONFX GLOBAL UK

LIMITED

24-25 Bevis Marks, 2nd Floor,

London EC3A 7JB, United

Kingdom

22.8.2013 A1 ***** C1, C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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876 ISM Capital LLP17 Old Court Place , London,

EC4A 1AG, United Kingdom10.2.2010 A1, A2, A4, A5, A7 B3, B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

877 iSwap Euro Limited2 Broadgate, London,EC2N

7UR, United Kingdom28.11.2011 A1, A5, A8 *****

C1, C2, C4, C8, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

878Itau BBA UK Securities

Limited

Level 20, The Broadgate Tower,

20 Primrose Street, London,

EC2A 2EW United Kingdom

21.3.2012 A1, A2, A5 B5C1, C3, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

879Itau UK Asset Management

Limited

The Broadgate Tower, 10

Primrose Street, London, EC2A,

United Kingdom

10.8.2012 A1, A5 B1, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

880 IUR Capital Ltd1 Berkeley Street, London, W1J

8DJ, United Kingdom31.5.2010 A1, A5 ***** C1, C4, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

881Ivy Asset Management (UK)

Limited

Red Wolf House, 5-10 Bolton

Street, W1J 8BA London, United

Kingdom

31.10.2005 A1, A2, A4, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

882 J M Finn & Co Ltd

Salisbury House, London Wall,

London EC2M 5TA, United

Kingdom

19.9.2006 A1, A2, A3, A4, A5, A6 B1, B3, B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

883 J Stern & Co. LLP21 Knightsbridge, London,SW1X

7LY, United Kingdom26.3.2013 A1, A5 B5 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

884 J&E Davy t/a Davy Davy House, 49 Dawson Street,

Dublin 2, Ireland14.5.2008

A1, A2, A3, A4, A5, A6,

A7B1, B3, B4, B5, B6

C1, C2, C3, C4, C5,

C8, C9, C10

Irish Financial Services

Regulatory Authority,

P.O. Box 9138, 6-8

College Green, Dublin

2, Ireland

no

885J.P. Morgan Asset

Management (UK) Limited

Finsbury Dials, 20 Finsbury

Street, EC2Y 9AQ London,

United Kingdom

30.8.2004 A1, A2, A4, A5 B3, B4, B5, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

886J.P. Morgan Fleming Asset

Management (Europe) S.á r.l.

6H route de Tréves, L-2633

Senningerberg, Luxembourg14.12.2004 A1, A4, A5 B1 C1, C3

Commission de

Surveillance de Secteur

Financier, 110 route

d_Arlon, Luxembourg

no

887 J.P. Morgan Limited

25 Bank Street, Canary Wharf,

London E14 5JP, United

Kingdom

9.6.2004 A1, A2, A3, A5, A6, A7 B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

888 J.P. Morgan Markets Limited

25 Bank Street, Canary Wharf,

London E14 5JP, United

Kingdom

2.9.2005A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6, B7, B8

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

889 J.P. Morgan Securities Ltd125 London Wall, London EC2Y

5AJ, United Kingdom9.6.2004 A1, A2, A3, A5, A6, A7

B1, B2, B4, B5, B6,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

890 James Hallam Limited5 Lloyd´s Avenue, London EC3N

3AX, United Kingdom19.4.2011 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

891James Hambro & Partners

LLP

Ryder Court, 14 Ryder Street,

London SW1Y 6QB, United

Kingdom

8.7.2014 A1, A2, A4, A5 B1C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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892 Jane Street Financial Ltd4 Broadgate, Suite 24, London,

EC2M 2QY, United Kingdom5.6.2009 A1, A2, A3, A5 B3, B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

893Janus Capital International

Limited

26th Floor, Citypoint 1

Ropemaker Street, London,

CE2Y 9ht, United Kingdom

30.10.2008 A1, A2, A4 B4 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

894 Japaninvest Limited35 Davies Street, London, W1K

4LS, United Kingdom4.12.2008 A1, A5 B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

895

JB CAPITAL MARKETS,

SOCIEDAD DE VALORES,

S.A.

Pza. Manuel Goméz Moreno, 2

28020 Madrid, Spain23.7.2010 A1, A2, A5, A6, A7 B3, B4, B5

C1, C2, C3, C4, C5,

C6, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

896 JB Drax Honore (UK) Limited

21 Great Winchester Street,

London, EC2N 2JA, United

Kingdom

28.12.2012 A1, A2, A5 B4, B5, B7C1, C2, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

897 JCI Capital Limited84 Brook Street, Mayfair, London

W1K 5EH, United Kingdom13.5.2011

A1, A2, A3, A4, A5, A6,

A7*****

C1, C2, C3, C4, C5,

C6, C7, C8, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

898 Jefferies Bache Limited9 Devonshire Square, London,

EC2M 4HP, United Kingdom17.6.2010

A1, A2, A3, A4, A5, A6,

A7B1, B2, B4, B5

C1, C2, C3, C4, C5,

C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

899 Jefferies International Limited

Bracken House, 1 Friday Street,

EC4M 9BT, London, United

Kingdom

5.11.2007 A1, A2, A3, A5, A6, A7 B4, B5, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

900Jefferies Investment

Management Limited

Vintners Place, 68 Upper

Thames Street, London EC4V

3BJ, United Kingdom

5.11.2007 A1, A2, A4, A5 B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

901 JFD Brokers Ltd

70, Kirillou Loukareos Street,

Kakos Premier Tower, 2nd Floor,

4156 Limassol, Cyprus

29.12.2011 A1, A2, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

902 JLT Advisory Limited1 America Square, London

EC3N 2JL, United Kingdom17.5.2011 A5 B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

903 JLT Advisory Limited1 America Square, London,

EC3N 2JL, United Kingdom2.10.2014 A1, A5 B3, B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

904 JLT Benefit Solutions Limited

1st Floor, One America Square,

London, EC3N 2JL, United

Kingdom

3.11.2008 A1, A5 B5C1, C2, C3, C4, C7,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

905JMFinn Capital Markets

Limited

4 Coleman Street, London EC2R

5TA, United Kingdom3.9.2007 A1, A2, A3, A5, A6, A7 B1, B3, B4, B5, B6 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

906 JNF CAPITAL LIMITED42 New BroadSt, London, EC2

M1JD, United Kingdom25.11.2013 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

907 John Eames Ltd19 Britton Street, London, EC1M

5NZ, United Kingdom28.10.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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908 John Lamb LLP

34 Southwark Bridge Road,

London, SE1 9EU, United

Kingdom

9.11.2007 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

909John Moore & Company

Limited

5 Warwick Square Mews,

London, SW1V 2EL, United

Kingdom

31.1.2013 A1, A5 B3 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

910Jones Sheridan Financial

Consulting Ltd

2nd Floor, 5a Hospital Street,

Nantwich, Chesire, CW5 5RH,

United Kingdom

15.2.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

911

Joseph R. Lamb Independent

Financial Advisers Limited t/a

Joseph Lamb

26 Eastwood Road, Rayleigh,

Essex, SS6 7JQ, United

Kingdom

4.2.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

912 JP Morgan Limited

25 Bank Street, Canary Wharf,

London, E14 5JP, United

Kingdom

24.2.2006 A1, A2, A5, A7 B2, B3, B4, B5, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

913JPM Asset Management

Limited

Berkshire House, 252-256 Kings

Road, Reading, Berkshire, RG1

4HP, United Kingdom

6.3.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

914Jubilee Financial Products

LLP

258 Belsize Road, London, NW6

2BT, United Kingdom24.2.2009 A1, A2, A4, A5, B1, B3, B4, B5, B7 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

915Julius Baer (Netherlands)

B.V.

Amstelplein 1, 1096HA

Amsterdam, Netherlands16.6.2014 A1, A5 *****

C1, C2, C3, C4, C5,

C6

Netherlands Authority

for the Financial

Markets, Singel 542,

P.O.Box 11723, 1001

GS Amsterdam,

Netherlands

no

916Julius Baer Portfolio

Managersl Limited

1 St Martins Le Grand, London,

EC1A 4AS, United Kingdom1.5.2014 B4, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

917Julius Bear Investment

Services S.a.r.l.

4, rue Albert Borschette, L-1246

Luxembourg2.2.2012 A1, A5 B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Commission de

Surveillance du Secteur

Financier, L-2991,

Luxembourg.

no

918 JUNG, DMS & Cie GmbHShoenbrunnerstrasse 297/ Top

4/2, 1120 Vienna, Austria8.3.2010 A1, A5 ****** C3

FMA -

Finanzmarktaufsicht,

Otto-Wagner-Platz 5, A-

1090 Vienna, Austria

no

919 Juniper Place LLP33 St James´s Square, London,

SW1Y 4JSD, United Kingdom29.8.2014 A1, A5 B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

920

Jyske Global Asset

Management

Fondsmaglerselskab A/S

Vesterbrogade 9, 1780

Copenhagen V, Denmark27.2.2008 A1, A2, A4, A5 B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Finanstilsynet - Danich

Financial Supervisory

Authority, Gl. Kongevej

74 A, DK-1850

Frederiksberg C,

Denmark

no

921 K C Partners LLP

111 Buckingham Palace Road,

London SW1W 0SR, United

Kingdom

20.6.2012 A1, A2, A4, A5 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

922 KAB Strategy Limited

13, Griva Digeni Avenue,

Stavrakis Court, Office 203, 6030

Larnaca, Cyprus

18.9.2012 A1, A2, A4 B2, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

923Kapital & Wert Asset

Management GmbH

Schmalzhofgasse 26, 1060

Wien, Austria4.8.2004 A1, A4, A5 ***** C1, C2, C3, C4

FMA -

Finanzmarktaufsicht,

Otto-Wagner-Platz 5, A-

1090 23, A-1020 Wien,

Austria

no

924 Karroo Capital Limited 91 Woodside, London, SW19

7BA, United Kingdom23.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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925 Katmai Capital Advisors Ltd17 Cavendish Square, London,

W1G 0PH, United Kingdom30.5.2012 A1, A2, A4, A5 *****

C1, C2, C4, C5, C6,

C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

926 KBC Securities NVHavenlaan 12, 1080 Brussels,

Belgium17.9.2011

A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

National Bank of

Belgium, boulevard de

Berlaimont 14, 1000

Brussels, Belgium

no

927 KCG Europe Limited

Guildhall House, 81-87 Gresham

Street, EC2V 7NQ London,

United Kingdom

22.7.2005 A1, A2, A3, A5 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

928K-DNA FINANCIAL

SERVICES LTD

35, Stasikratous, Office 301,

1065 Nicosia, Cyprus2.7.2015 A1, A2 B1, B4 C1, C2, C3, C4, C9

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

929 Kellends Costswolds LLP

Waterloo House, The Waterloo,

Cirencester, Gloucestershire,

GL7 2PY, United Kingdom

14.5.2008 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

930Kerford Investments (UK)

Limited

Flat 603, 334 Queenstown Road,

SW8 4NP London, United

Kingdom

31.8.2005 A1, A2, A4 B4 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

931Kerr Henderson (Financial

Services) Limited

29 College Gardens, Belfast,

Country Antrim, BT9 6BT, United

Kingdom

7.11.2007 A1, A5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

932 Kession Capital LimitedHyde House, The Hyde, London,

NW9 LH, United Kingdom15.8.2012 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

933 Key To Markets Limited

Berkeley Square House,

Berkeley Square, W1J 6BD

London, United Kingdom

30.11.2010 A1 *****C1, C2, C4, C5, C6,

C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

934 Keyte Limited

The Post House ,Church Square,

Taunton, Somerset,

Somerset,TA1 1SA, United

Kingdom

8.11.2007 A1, A5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

935 Kildare Capital (UK) Ltd27b Floral Street, London,

WC2E 9DP, United Kingdom15.1.2009 A1, A2, A3 B3, B5 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

936Kinetix Corporate Finance

LLP

6 Lower Farm Barns, Bainton

Road, Bucknell, Bicester,

Oxfordshire, OX27 7LT, United

Kingdom

21.9.2011 A1, A5 B3, B5C1, C4, C5, C8, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

937 Kingdom Futures Limited

26 Kings Hill Avenue, Kings Hill,

West Malling, ME194AE, United

Kingdom

8.4.2014 A1, A2 B1, B4, B7 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

938Kingsley Asset Management

(Global) LLP

Hyde House, The Hyde, London,

NW9 6LH, United Kingdom5.3.2012 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

939 Kinson Capital Limited1 Poultry, London, EC2R 8JR,

United Kingdom30.7.2009 A1, A2, A5, A7 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

940KKR Asset Management

Partners LLP

100 Pall Mall, London SW1Y

5NQ, United Kingdom9.3.2011 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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941 KKR Capital Markets Limited7 Carlton Gardens, London,

SW1Y 5AD, United Kingdom7.2.2008 A1, A2, A6, A7 B6 C1, C2, C6, C7

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

942 KNG Securities LLP

Talbot House 6-8, Talbot Court,

London, EC3V 0BP, United

Kingdom

29.9.2014 A1, A2, A3, B5, B6, B7 B3, B4, B6 C1, C2, C3, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

943 Knight Assets & Co.LLP100 Pall, London, SW1Y 5NQ,

United Kingdom29.2.2012 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

944 Kobalt Capital Limited4 Valentine Place, London, SE1

8QH, United Kingdom19.8.2011 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

945Kohlberg Kravis Roberts &

Co Partners Limited

7 Carlton Gardens, London

SW1Y 5AD, United Kingdom6.8.2007 A1, A5 B5, B6 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

946 Kroll Talbot Hughes Ltd10 Fleet Place, London, EC4M

7RB, United Kingdom23.1.2008 A1, A2, A5 B3, B5, B6

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

947 Kubera Wealth Limited39 High Street, Middlesex, HA5

5PJ, United Kingdom10.2.2010 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

948 Kyte Broking Limited

The Business Centre, 52 Upper

Street, Islingron, N1 0QH

London, United Kingdom

1.12.2004 A1, A2, A4, A5 B2, B4, B7C1, C4, C5, C6, C7,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

949La Cloche Capital Markets

Limited

3 Devonshire Street,

Marylebone, London, W1W 5DT,

United Kingdom

29.8.2013 A1, A2, A3 *****C1, C4, C5, C6, C7,

C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

950 Landmark Financial Ltd

7 Mount Mews, High Street,

Hamton-on-Thames, Middlesex,

TW12 2SH, United Kingdom

14.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

951Landmark Partners Europe

Ltd

29-30 St James´s Street,

London, SW1A 1HB, United

Kingdom

8.9.2009 A1, A5 B5, B7 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

952Landsbanki Securities (UK)

Limited

Beaufort House, 15 St. Botolph

Street, London EC3A 7QR,

United Kingdom

11.10.2007 A1, A2, A3, A5, A6, A7 B1, B3, B4, B6 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

953LaSalle Investment

Management

One Curzon Street, London,

W1J 5HD, United Kingdom29.5.2015 A1, A2, A4, A5 B3, B5 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

954 Laver Financial Ltd

9 Beaconsfield Road, Weston-

super-Mare, BS23 1YE, United

Kingdom

15.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

955 Lazard & Co Limited20 Stratton Street, London W1J

8LL, United Kingdom21.11.2006 A1, A2, A5, A6, A7 B1, B3, B4, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

956 Lazuli Partners LLP26 Dover Street, London, W1S

4LY United Kingdom9.6.2014 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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957 LBHI Estates Limited

Suite 128-130, 99 Bishopsgate,

London, EC2M 3XD, United

Kingdom

3.7.2009 A1, A2, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

958 LCM Commodities UK LLP

4th Floor, 130 Wood Street,

London EC2V 6DL, United

Kingdom

25.6.2013 A1, A2, A3, A5 B5 C4, C5, C6, C7, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

959 LD Capital Limited83 Baker Street, London, W1U

6AG, United Kingdom9.6.2010 A1, A4, A5 ***** C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

960 Leadcapital Markets Ltd

9, Kafkasou Street, Treppides

Tower, 5th Floor, Aglantzia,

2112 Nicosia, Cyprus

15.4.2014 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

961 LEAP Energy Ltd

Level 2, Collette House, 52-55

Picadilly, London, W1J 0DX,

United Kingdom

8.9.2014 A1, A2, A5 B4, B5 C1, C4, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

962Lehman Brothers

International (Europe)

25 - 30 Bank Street, London E14

5LE, United Kingdom9.6.2004

A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

963 Lek Securities UK Limited2nd Floor, 4 City Road, London,

EC1Y 2AA, United Kingdom20.5.2010 A1, A2 B1 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

964Lesmoir-Gordon, Boyle & Co

Limited

31 Dover St, 3rd Floor, London,

W1S 4ND, United Kingdom1.2.2013 A1, A5 B3, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

965Leverate Financial Services

Limited

88, Agias Fylaxeos, Zavos City

Center, 4th Floor, P:O:Box

56943, 3311 Limassola, Cyprus

30.3.2012 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

966LFF Real Estate Partners UK

Finance Limited

43-45 Portman Square, London

W1A 3BG, United Kingdom19.9.2006 A1, A2, A4, A5 B3, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

967LGT Capital Partners (UK)

Limited

35 Dover Street, London W1S

4NQ, United Kingdom4.8.2006 A1, A5 B4 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

968 Liberum Capital Limited

Ropemaker Place (Level 12), 25

Ropemaker Street, London,

EC2Y 9LY, United Kingdom

19.7.2011 A1, A2, A3, A5, A6, A7 B1, B3, B5, B6, B7 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

969Lincoln Private Investment

Office LLP

52 Grosvenor Gardens, London,

SW1W 0AU, United Kingdom18.6.2014 A1, A2, A4, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

970 Lincoln Vale LLP1 Holbein Place, London, SW1W

8NS, United Kingdom10.11.2009 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

971Lind Capital

Fondsmaeglerselskab A/S

Apartment 12, Regent House,

Bisazza Street, Sliema, Malta,

Malta

8.5.2014 A1, A2, A5 ***** C1, C3

Finanstilsynet- Danish

Financial Supervisory

Authority, Aarhusgade

110, 2100 Copenhagen,

Denmark

no

972 Linear Investments Limited

8-10 Grosvenor Gardens,

London SW1W 0DH, United

Kingdom

31.8.2012 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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973 Linx Limited

Grange Cote, Bishops Down

Road, Tunbridge Wells, Kent

TN4 8XL United Kingdom

9.9.2010 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

974Liongate Capital

Management LLP

4th Floor, 103 Mount Street,

London, W1K 2JT, United

Kingdom

22.7.2008 A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

975Lionsman Capital Markets

(Cyprus) Ltd

18, Evagora Papachristoforou,

Petoussis Bros Building, 4th

Floor, 3030 Limassol, Cyprus

3.1.2013 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

976 Liquidity Finance LLP

30 Crown Place, 12th Floor,

London, EC2A 4EB, United

Kingdom

7.2.2014 A1, A2, A4, A5 B3, B4, B5, B7C1, C2, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

977 Liquidnet Europe Limited

1st Floor, 8-11 Lime Street,

London EC3M 7AA, United

Kingdom

27.9.2006 A1, A2, A7 ***** C1, C3, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

978 LJ Financial Planning Limited

Gilbert Wakefield House, 67

Bewsey Street, Warrington,

Cheshire, WA2 7JQ, United

Kingdom

9.11.2007 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

yes

979 LL Capital & Partners LimitedIl Piazetta A, Suite 21, Tower

Road, Sliema, SLM 1607, Malta5.5.2010 A1, A4, A5 B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Malta Financial Services

Authority, Notabile

Road, Attard BKR 3000,

Malta

no

980Lloyd and White (Financial

Services) Limited

Affinity House, Bindon Road,

Taunton, Somerset, TA2 6AA

United Kingdom

27.10.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

981 Lloyd Baughan LLP53 Davies Street, London, W1K

5JH, United Kingdom6.8.2010 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

982 LMAX Limited

Yellow Building, 1 Nicholas

Road, London, W11 4AN United

Kingdom

14.9.2010 A1, A2, A3, A8 B1, B4C1, C2, C4, C5, C6,

C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

983 Logic Investments Limited52 Grosvenor Gardens, SW1W

0AU London, United Kingdom29.11.2010 A1, A2, A5 B3, B4, B5 C1, C2, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

984

Lombard Odier Asset

Management (Europe)

Limited

Queensberry House, 3 Old

Burlington Street, London, W1S

3AB, United Kingdom

16.9.2010 A1, A2, A4, A5 B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

985Lombard Street Research

Financial Services Limited

30 Watling Street, EC4M 9BR

London, United Kingdom29.4.2010 A5 B5 C1, C2, C3, C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

986London & Oxford Capital

Markets Plc

5 Frederiks´s Place, London

EC2R 8JQ, United Kingdom29.5.2007

A1, A2, A3, A4, A5, A6,

A7B3, B4, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

987 London Bridge Capital Ltd

2nd Floor, City Tower, 40

Basinghall Street, London EC2V

5DE, United Kingdom

5.9.2006 A1, A5 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

988 London Capital Group Ltd

2nd Floor, 6 Devonshire Square,

London EC2M 4AB, United

Kingdom

16.5.2008 A2, A3 B4, B5, B7C1, C2, C4, C5, C6,

C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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989London International

Corporation Limited

Regency Lodge, Queen Street,

Sandhurst, Cranbrook, Kent

TN18 5HU, United Kingdom

29.10.2013 A1, A5 B5C1, C3, C4, C5, C6,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

990London Investment

Consultants LLP

3rd Floor, 1 Creed Court, 5

Ludgate Hill EC4 M7AA, United

Kingdom

1.6.2012 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

991Lone Star Europe

Acquisitions LLP

12 Queen Ann St, London, W1G

9LF, United Kingdom1.12.2014 A1 ***** C1, C2, C4, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

992 Longacre Partners Limited

41-44 Great Queen Street,

London, WC2B 5AD, United

Kingdom

6.11.2007 A1 B1C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

993Lonsdale Financial

Consulting Limited

12 Lonsdale Gardens, Tunbridge

Wells, Kent, TH1 1PA, United

Kingdom

19.7.2010 A1, A5 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

994Loomis Sayles Investments

Limited

The Economist Plaza, 25 St

James´s Street, London SW1A,

United Kingdom

10.7.2012 A1, A2, A4, A5 B5C1, C2, C3, C4, C6,

C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

995 Loppex Limited

4 First Avenue, Hayes,

Middlesex UB3 2EQ United

Kingdom

28.12.2012 A1 *****C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

996 Lord North Street Limited6 Duke Street, London SW1Y

6BN, United Kingdom3.3.2011 A1, A2, A4, A5 B4, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

997 Louis Capital FX LLP

St Peters House, 130 Wood

Street, EC2V 6DL London,

United Kingdom

21.1.2011 A2, A3, A5 ***** C2, C5, C6

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

998Louis Capital Markets UK

LLP

4th Floor, 130 Wood Street,

London, EC2V 6DL, United

Kingdom

20.5.2010 A1, A2, A3, A5 B4, B5C1, C2, C4, C5, C6,

C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

999Lovewell Blake Financial

Planning Ltd

102 Prince of Wales Road,

Norwich, Norfolk, NR1 1NY,

United Kingdom

27.7.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1000Lowes Financial

Management Limited

Holmwood House, Clayton Road,

Jesmond, Newcastle upon Tyne,

Tyne and Wear, NE2 1TL,

United Kingdom

27.2.2008 A1, A5 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1001 LQD Markets (UK) Limited

12 Floor, The Broadgate Tower,

20 Primrose Street, London,

EC2A 2EW, United Kingdom

19.6.2014 A1, A2, A3 *****C4, C5, C6, C7, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1002 Lucro Capital Ltd152, Franklin Roosevelt Avenue,

3045 Limassol,Cyprus13.2.2015 A1, A2, A3, A4 B1, B2, B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1003 Lux Finance Ltd

Victoria Plaza, 111 Buckingham

Palace Road, London, SW1W

0SB, United Kingdom

4.8.2011 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1004Luxor Asset Management

Trust reg.

Landstrasse 14, 9496 Balzers,

Principality of Liechtenstein4.6.2014 A2, A4, A5 B5 C1, C2, C3, C4

Financial Market

Authority Liechtenstein,

Heiligkreutz 8, P.O. Box

684, LI-9490 Vaduz,

Principality of

Liechtenstein

no

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1005Lyxor Asset Management UK

LLP

41 Towerhill, London, EC3N

4SG, United Kingdom23.9.2009 A1, A4, A5 *****

C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1006M&L Invest Union Markets

Ltd

223, Christodoulou Chadjipavlou

Street, Hawaii Royal Garden,

Flat No 41, Molos Area, 3036

Limassol, Cyprus

20.12.2013 A1 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1007Macquarie Capital (Europe)

Limited

Level 35, City Point, 1

Ropemaker Street, London,

EC2Y 9HD, United Kingdom

16.5.2008 A1, A2, A3, A5, A6, A7B2, B3, B4, B5, B6,

B7C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1008Macquarie Capital Funds

(Europe) Limited

Level 35, City Point, 1

Ropemaker Street, London,

EC2Y 9HD, United Kingdom

16.5.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1009 MacroHedge LLP

152 Buckingham Palace Road,

London, SW1W 9TR, United

Kingdom

8.9.2014 A4, A5 B4, B5, B7C1, C2, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1010 Maestro Financial Services

Metropolitan House, Station

Road, Cheadle Hulme, Cheadle,

Cheshire, SK8 7AZ, United

Kingdom

22.4.2009 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1011 Magill & Company Ltd

303 Titchfield Road, Titchfield,

Fareham, Hampshire, PO14

3ER, United Kingdom

15.1.2008 A1, A5 B4, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1012 Magna Capital Limited

Market House, 124 Middlesex

Street, E1 7HY London, United

Kingdom

5.5.2010 A1, A2, A5 B5C1, C2, C3, C4, C5,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1013Magna Wealth Management

Limited

2 Croft Court, Croft Lane,

Temple Grafton, Alcester,

Worcestershire, B49 6PW,

United Kingdom

20.8.2013 A1, A2, A5 B4, B5C1, C3, C4, C5, C6,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1014Mainstreet Capital Partners

Limited

Marble Arch Tower, 55

Bryanstone Street, London, W1H

7AJ, United Kingdom

28.2.2012 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1015Mako Financial Markets

Partnership LLP

2nd Floor, Broadgate West, 9

Appold Street, EC2A 2AP

London, United Kingdom

14.12.2005 A1, A2, A3, A5 ***** C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1016Mako Investment Managers

LLP

2nd Floor, Broadgate West, 1

Snowden Street, EC2A 2DQ

London, United Kingdom

28.11.2005 A1, A2, A4, A5 B4, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1017 Makor Securities London Ltd

Dover House, 34 Dover Street,

London,W1S 4NG, United

Kingdom

23.6.2015 A1, A2, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1018 Man (Europe) AGAustrasse 56, 9490, Principality

of Liechtenstein2.4.2013 A1, A5 ***** C3

Financial Market

Authority Liechtenstein,

Heiligkreutz 8, P.O. Box

684, LI-9490 Vaduz,

Principality of

Liechtenstein

no

1019 Man Investments Ltd

Sugar Quay, Lower Thames

Street, London EC3R 6DU,

United Kingdom

5.2.2007 A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1020mandatum Life Investment

Services Ltd

Bulevardi 56, FI-00120 Helsinky,

Finland10.10.2014 A1, A2 ***** C3

FINANINSPEKTIONEN,

Snellmanikantu 6, P.O.

Box 103, FI-00101

Helsinki, Finland

no

Page 64: List of subjects registrated under the MiFIDMifid-e.pdfColonnade Canary Wharf London E14 5HS United Kingdom yes 2 2H Wealthcare LLP 22 Wycombe End, Beaconsfield, Buckinghamshire HP9

1021 MangustaRisk Limited

Royalty House, 32 Sackville

Street, London, W1S 3EA,

United Kingdom

27.2.2008 A5 B5C1, C2, C3, C4, C5,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1022 Mansford Capital Limited140 Brompton Road, SW3 1HY

London, United Kingdom12.12.2005 A1 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1023Manulife Asset Management

(Europe) Limited

18 St Swithin´s Lane, London

EC4N 8AD, United Kingdom22.03.211 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1024 Marcuard Cyprus Ltd

363, 28th October Street, Metis

Tower, 3rd Floor, 3107 Limassol,

Cyprus

3.5.2011 A4, A5 B1, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1025Marex Spectron International

Limited

4 Grosvenor Place, London,

SW1X 7DL, United Kingdom7.11.2007 A1, A2, A8

C4, C5, C6, C7, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1026 Marguerite Adviser S.A.1-3 Boulevard de la Foire, L-

1528 Luxembourg1.6.2011 A1, A5 B3, B5 C1, C2, C3

Commission de

Surveillance du Secteur

Financier, L-2991,

Luxembourg.

no

1027 Mariana Capital Markets LLP31 Threadneedle Street, London,

EC2R 8AY, United Kingdom22.3.2010 A1, A2, A4, A5 ***** C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1028Mariner Investment (Europe)

LLP

Heathcoat House, 20 Savile

Row, London, W1S 3PR, United

Kingdom

10.1.2014 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1029 MarketAxess Europe Limited

71 Frenchurch Street, Fenchurch

Buildings, EC3M 4BS London,

United Kingdom

2.11.2004 A1, A5, A8 B5 C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1030Marks Baugham Securities

UK LLP

41 Devonshire Street, London,

W1G 7AJ, United Kingdom25.10.2011 A1, A5 B5 C1, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1031 Marl Partners LLP

The Prow (6th Floor), 1 Wilder

Walk, London, W1B 5AP, United

Kingdom

25.7.2013 A1, A5 B3, B5 C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1032Marlborough Investment

Management Limited

PO Box 1852, Croxall, Lichfield,

Staffordshire WS13 8XU, United

Kingdom

11.10.2007 A1, A2, A4 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1033 Marshall Wace LLP

The Adelphi, 13th Floor, 1-11

John Adam Street, London,

WC2N 6HT, United Kingdom

24.11.2009 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1034 Marten & Co Limited123a Kings Road, London, SW3

4PL, United Kingdom10.8.2012 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1035Matheson Financial

Consulting Limited

10 Thistle Street, Aberdeen,

Aberdeenshire, AB10 1XZ,

United Kingdom

5.3.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1036Maxwell Asset Management

LTD

16 Old Queen Street, London,

SW1H 9HP, United Kingdom28.10.2008 A5 B3, B5, B6

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1037 Mayzus Investment Company

Ioanni Prodromou 31, Yioupis

Tower, 3rd Floor, Mesa Geitonia,

4002 Limassol, Cyprus

9.9.2009 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1038 MB Capital Limited9 Devonshire Square, London,

EC2M 4YF United Kingdom9.9.2010 A1, A5 B5 C1, C2, C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1039 MC Capital Ltd

15 Hanover Square, Mayfair,

London, W1S 1HT, United

Kingdom

25.10.2011 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1040McGraw-Hill Financial

Research Europe Limited

20 Canada Square, Canary

Wharf, E145LH London, United

Kingdom

19.10.2012 A5 B5C1, C2, C3, C4, C5,

C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1041 McIntosh Partners Limited 109 Holburn Street, Aberdeen,

AB10 6BQ, Untied Kingdom5.2.2008 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1042 Med financial Limited

1st Floor, Bartons Road,

Fordingbridge, Hampshire, SP6

1JD, United Kingdom

17.1.2008 A1, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1043 Medici Advisors Ltd50 Inverleith Row, Edinburgh,

EH3 5PX, United Kingdom17.6.2010 A1 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1044

Medvešek Pušnik, borzno

posredniška hiša, d.d.,

Ljubljana

Gradnikove brigade 11, 1000

Ljubljana, Slovenija25.10.2004

A1, A2, A3, A4, A5, A6,

A7B3, B6 C1, C2, C3, C4

Secutities Market

Agency Republic of

Slovenia, Poljanski

nasip 6, 1000 Ljubljana,

Slovenija

no

1045Mega Equity Securities anf

Financial Services Public Ltd

9, Kafkasou Street, Treppides

Tower, 5th Floor, Aglantzia,

2112 Nicosia, Cyprus

23.4.2014 A1, A2, A3, A5 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1046Meltemi Investment

Management Limited

Suite 64, 55 Ebury Street,

London, SW1W 0PB , United

Kingdom

3.1.2013 A1, A4, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1047 Mercer Limited 1 Tower Place West, London,

EC3R 5BU, United Kingdom21.11.2007 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1048 Mercury Capital Advisors LLP

1 Knightsbridge Green, 7th

Floor, SWIX 7QA London,

United Kingdom

22.12.2010 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1049 Merian Capital Partners LLP

20 Upper Grosvenor Street,

London, W1K 7PB, United

Kingdom

16.7.2009 A5 B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1050 MeritKapital Ltd

Arch. Makarios III Avenue,

Eftapaton Court, 3rd Floor, 3105

Limassol, Cyprus

11.3.2010 A1, A2, A3, A4, A5 B1, B3, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1051Merlin Financial Consultants

Ltd

Northumberland House, 303-306

High Holborn, London, WC1V

7JZ, United Kingdom

5.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1052 Merlin Partners LLP90 Jermyn Street, London,

SW1Y 6JD, United Kingdom23.2.2010 A1, A2, A5 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1053Merrill Lynch Commodities

(Europe) Ltd

2 Kling Edward Street, London,

EC1A 1HQ, United Kingdom 9.11.2007 A1, A2, A3, A5 C5, C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1054 Merrill Lynch International

Merrill Lynch Financial Centre, 2

King Edward Street, EC1A 1HQ

London, United Kingdom

25.2.2005A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1055MERRILL LYNCH, PIERCE,

FENNER & SMITH SAS

112, avenue Kléber, 75761 Paris

Cedex 16, France29.12.2011 A1, A5 B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Banque de France,

Autorité de Contrôle

Prudential, 61 rue

Taitbou, 75436 Paris

Cedex 09, France

no

1056Mesirow Financial

International UK Limited

78 Pall Mall, London, SW14

5ES, United Kingdom18.3.2008 A3, A5 B4, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1057 Messels Limited

Unit 2, Clock Barn Farm,

Hambledon Road, Busbridge,

Godalming, Surrey, GU8 4AY,

United Kingdom

15.8.2013 A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1058MET Asset Management UK

LLP

77 Maygrove Road, NW6 2EG

London, United Kingdom30.11.2010 A1, A5 B5

C1, C2, C4, C5, C6,

C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1059 MET Facilities LLP79 Maygrove Road, London,

NW6 2EG, United Kingdom23.1.2013 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1060Methexis Capital Advisors

LLP

Green House 66-68, Haymarket,

London, SW1Y 4RF United

Kingdom

7.11.2013 A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1061 MF Global UK Limited5 Churchill Place, London, E1

6EG, United Kingdom6.9.2011

A1, A2, A3, A4, A5, A6,

A7, A8

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1062Michael Robinson Associates

Limited

Bagshot House, 37-39 High

StreetBagshot, Surrey, GU19

5AF, United Kingdom

15.2.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1063Milington Advisory Partners

Limited

Flat 1, 8 Ainger Road, NW3 3AR

London, United Kingdom21.11.2005 A1 B3, B6 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1064 Millennium Europe Ltd9 Devonshire Square, London,

EC2M 4YF, United Kingdom2.2.2015 A1, A2, A3 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1065Milliman Financial Strategies

Limited

11 Old Jewry, London, EC2R

8DU, United Kingdom28.2.2012 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1066 Milltrust International LLP100 Pall Mall, London, SW1Y

5NQ, United Kingdom18.1.2010 A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1067 Mint Financial (UK) Limited107-111 Fleet Street, EC4A 2AB

London, United Kingdom30.11.2010 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1068 MIO Partners (EU) Limited

30 Kensington Church Street,

London, W8 4HA, United

Kingdom

13.5.2008 A1, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1069 Mirabella Advisers LLP130 Jermyn Street, London,

SW1Y 4UR, United Kingdom12.8.2014 A1, A5 B5 C1, C2, C3, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1070Mirabella Financial Services

LLP

c/o Cordium Group, 130 Jermyn

Street, 2nd Floor, London,

SW1Y 4UR, United Kingdom

3.7.2009 A1, A2, A5 B3, B5 C1, C2, C3, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

yes

1071Mirae Asset Global

Investments (UK) Limited

19th Floor, 40 Bank Street,

Canary Wharf, London, E14 5DS

United Kingdom

11.8.2008 A1, A2, A4, A5 B1, B4, B5, B7 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1072Mitsubishi UFJ Trust

International Ltd

24 Lombard Street, EC3V 9AJ

London, United Kingdom21.4.2006 A2, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1073Mitsui & Co. Commodity Risk

Management Ltd

St Martins Court, 10 Paternoster

Row, London, EC4M 7BB,

United Kingdom

15.5.2008 A1, A2, A3, A5 B1, B2, B4, B5 C5, C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1074Mitsui Bussan Commodities

Ltd

5th Floor, St Martin's Court, 10

Paternoster Row, London, EC4M

7BB, United Kingdom

7.11.2007 A1, A2, A3, A4, A5 B1, B2, B4, B5 C5, C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1075 ML Capital Ltd29 Farm Street, London,SW1J

5RL, United Kingdom29.12.2011 A1, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1076MMC Securities (Europe)

Limited

Tower Place, London, EC3R

5BU, United Kingdom23.9.2014 A1, A2, A5 B3, B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1077 Molton Street Capital LLP6 Brook Street, London, W1S

1BB, United Kingdom28.2.2013 A1, A2, A5 ***** C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1078Monarch Alternative Capital

(Europe) Limited

52-53 Conduit Street, London

W1S 2YX, United Kingdom7.6.2013 A1, A2, A4, A5 B2, B3, B4, B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1079

Monecor (London) Limited /

Bet3000 / Bet 3000CFD /

BET3000CFDS / Sharewatch

One Broadgate, London, EC2M

2QS, United Kingdom14.7.2010 A1, A2, A3 B4

C1, C2, C4, C5, C6,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1080Money Wise Independent

Financial Advisers Limited

7 Chapel Row, Queen Square,

London, BA1 1HN, United

Kingdom

22.10.2013 A1, A4, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1081Moneycorp Financial Risk

Management Limited

2 Sloan Street, London SW1X

9LA, United Kingdom19.10.2006 A1, A2, A4, A5 B4, B5, B6

C1, C2, C4, C5, C6,

C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1082 Monfort International LimitedShere Road, Albury, Nr Guildorf

GU59BL, United Kingdom11.7.2014 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1083Monument Group Europe

LLP

4th Floor, 7 Savile Row, London

W1S 3PE,United Kingdom20.11.2012 A1 B3 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1084Moor Park Capital Partners

LLP

Ground Floor, York House, 45

Seymour Street, London W1H

7JT, United Kingdom

15.3.2011 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1085 Moore Services

85 Tottenham Court Road,

London, W1T 4TQ, United

Kingdom

6.6.2008 A1, A5 B5 C1, C3, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1086

Moore Stephens Financial

Services (East Midlands)

Limited

Oakley House, Headway

Business Park, 3 Saxon Way

West, United Kingdom

30.10.2012 A1, A4, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1087 Mooreland Partners LLP

2nd Floor, 2-4 King Street,

Mayfair, SW1Y 6QL London,

United Kingdom

21.12.2005 A1, A5 B3 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1088 Moorgate Capital Group Ltd33 St James´s Square, London,

SW1Y 4JS, United Kingdom14.7.2010 A1, A5 B3

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1089 Morfitt & Turnbull (MS) Ltd

4th Floor, International House,

82-86 Deangate, Manchester,

M3 2ER, United Kingdom

15.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1090Morgan Stanley & Co.

International Plc

25 Cabot Square, London, E14

4QA, United Kingdom9.11.2007

A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1091Morgan Stanley & Co.

International Plc

20 Cabot Square, Canary Wharf,

London E14 4QW, United

Kingdom

7.6.2004A1, A2, A3, A4, A5, A6,

A7B1, B2, B3, B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1092Morgan Stanley & Co.

Limited

20 Cabot Square, Canary Wharf,

London E14 4QW, United

Kingdom

7.6.2004 A1, A5 B3, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1093Morgan Stanley Investment

Management Ltd

25 Cabot Square, Canary Wharf,

E14 4QW London, United

Kingdom

22.4.2005 A4, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1094Morgan Stanley Securieities

Limited

20 Cabot Square, Canary Wharf,

London E14 4QW, United

Kingdom

7.6.2004 A1, A2, A3, A4, A6, A7 B1, B2, B3, B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1095Morgan Stanley Securities

Limited

25 Cabot Square, London, E14

4QA, United Kingdom9.11.2007

A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1096Morton Financial Services

Ltd

19 High Road, Ickenham,

Uxbridge, Middlesex, UB10 8LE,

United Kingdom

27.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1097 Morton-Wilson Limirted

Spinney Grange, Barton Road,

Carlton, Nuneaton, CV13 0RL,

Untied Kingdom

21.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1098Mount Sterling Wealth

Limited

9 Bramleys Barn, Skipwith Road,

Esrick, York, YO19 63T, United

Kingdom

29.11.2010 A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1099Mourant & Co Capital

Trustees Ltd

PO Box 1310, 69 Park Lane,

Croydon, Surrey CR9 1TQ,

United Kingdom

29.5.2006 A1, A2 B1, B4 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1100 Moventum S.C.A.12, rue Eugene Ruppert, L-2453

Luxembourg1.4.2012 A1, A2, A4, A5 B1, B2, B4, B5 C1, C2, C3

Commission de

Surveillance du Secteur

Financier, 110, rue

d´Arlon, L-2991

Luxembourg

no

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1101 MPF Global Markets Ltd

Corner of Agiou & Eleftheriou

Venizelou Street, Vashiotis

Agiou Andreou Buseness

Center, Ground Floor, Office 1,

3035 Limassol, Cyprus

14.4.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1102 MPGA (UK) Limited60 Sloane Avenue, London,

SW3 3XB, United Kingdom3.11.2008 A1, A5 ***** C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1103 MSD Capital (Europe) LLP

29-30 St. James´s Street,

London, SW1A 1HB, United

Kingdom

10.2.2010 A1, A2, A4, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1104 MTS Associated MarketsRue du commerce 96, 1040

Brussels, Belgium21.1.2008 A8 ***** C1, C2

CBFA- Banking,

Finance and Insurance

Commission, Rue du

Congres 12-14, 1000

Brussels, Belgium

no

1105 Muintbatten Financial Ltd.

57-61 Liverpoool Road South,

Maghull, Liverpool, Merseyside,

L31 7BN, United Kingdom

21.11.2007 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1106 Mulier Capital Ltd

26th Floor, Centre Point, 103

New Oxford Street, London

WC1A 1DD, United Kingdom

3.9.2007 A1, A2, A4, A5 B3 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1107 Mummert & Company Limited

Token House, 11-12

Tokenhouse Yard, London,

EC2R 7AS, United Kingdom

15.8.2012 A1, A5 B3 C1, C2, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1108 MVA Holdings Limited

44 Alderley Road, Wilmslow,

Cheshire, SK9 1NY , United

Kingdom

15.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1109 My Treasury Limited 2 Broadgate, London, EC2M

7UR, United Kingdom15.2.2008 A1, A8 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1110 NAB Europe Limited88 Wood Street, London, EC2V

7QQ, United Kingdom24.2.2009 A1, A2, A7 B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1111Napier Park Global Capital

Limited

43-45 Portman Square, London,

W1H 6LY, United Kingdom27.6.2011 A1, A2, A4, A5 B3, B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1112 NASDAQ OMX NLX LIMITED

Woolgate Exchange 25

Basinghall Street, London EC2V

5HA, United Kingdom

29.5.2013 A1, A8 ***** C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1113Natixis Commodity Markets

Limited

85 King William Street, London,

EC4N 7BL, United Kingdom9.11.2007 A1, A2, A3, A5, A7, A8 B1, B2, B4, B5, B7 C5, C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1114 NAU Securities Limited2 Eaton Gate, London, SW1W

9BJ, United Kingdom15.4.2014 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1115Navigant Capital Markets

Advisers Ltd

Woolgate Exchange, 25

Basinghall Street, London, EC2V

5HA United Kingdom

9.9.2010 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1116 NBC Global Finance Limited

Embassy House, Herbert Park

Lane, Ballsbridge, Dublin 4,

Ireland

14.4.2015 A3, A4 B4C1, C2, C3, C4, C8,

C9

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

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1117 NBI Investments Ltd

9, Konstantinou Paparigopoulou,

Frema House, Office M01, 3106

Limassol, Cyprus

18.10.2012 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1118 NCM Fund Services Limited

76 George Street, Edinburh,

Midlothian EH2 3BU, United

Kingdom

24.1.2011 A1, A2 ***** C1, C2

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1119Negentropy Capital Partners

LLP

1 Vine Streett, London, W1J

0AH, United Kingdom13.10.2011 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1120Nemesis Asset Management

LLP

25 Bank Street, E14 5LE

London, United Kingdom13.1.2005 A1, A2, A4, A5 B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1121 Neonet Securities AB103 93 Stockholm, Box 7545,

Sweden19.9.2014 A1, A2, A3 ***** C1

FINANINSPEKTIONEN,

Snellmanikantu 6, P.O.

Box 103, FI-00101

Helsinki, Finland

no

1122 Nevastar Finance Ltd

Devonshire House, 1 Mayfair

Place, London W1J 8AJ, United

Kingdom

7.2.2011 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1123 New College Capital Ltd39-40 St James Place, London,

SW1A 1NS, United Kingdom15.7.2014 A1, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1124 New Europe Advisers Limited60 Lombard Street, London

EC3VC 9EA, United Kingdom22.5.2007 A1, A5, A6, A7 B3, B6 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1125Newedge UK Financial

Limited

10 Bishop Square,London, E1

6EG, United Kingdom6.9.2011 A1, A2, A3, A5, A6, A7

B1, B2, B4, B5, B6,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1126 Newstate Partners LLP33 Cavendish Square, London,

W1G 0PW, United Kingdom10.2.2010 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1127 Nextrade Worldwide Ltd

3, Phytagora Street, Pythagoras

Court, 4th Floor, 3027 Limassol,

Cyprus

19.6.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1128 NFX CAPITAL CY LTD

11, Grigori Afxentiou Street,

Centro Imperio, 1st Floor, Office

102, Mesa Geitonia, 4003

Limassol, Cyprus

19.3.2014 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1129 Nico Financial NF Ltd

1, Alexandrou Panagoulli, Novel

Tower, 3rd Floor, Office 3B,

6057 Larnaca, Cyprus

12.2.2015 A2 B1, B2, B4 C4, C9

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1130 Nineveh Advisory Ltd

55 Ashworth Mansions, Grantully

Road, London,W9 1LW, United

Kingdom

29.12.2011 A1, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1131 Nineveh Advisory Ltd

55 Ashworth Mansions, Grantully

Road, London, W9 1LW, United

Kingdom

29.2.2012 A1, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1132 NKB Investments Ltd

196, Arch. Makariou III Avenue,

Ariel Corner Building, 3rd Floor,

Office 301, 3030Limassol,

Cyprus

9.1.2013 A1, A2 B1, B2, B4 C1, C2, C3, C4

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

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1133Noble Marketing & Trading

Limited

33 Cavendish Square, London

W1G 0PW, United Kingdom25.4.2013 A1, A2 *****

C5, C6, C7, C8, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1134 Nomura International Plc1 St. Martin´s le Grand, London

EC1A 4AS, United Kingdom29.6.2004

A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1135 North Sea Partners LLP17 Hill Street, W1J 4LJ London,

United Kingdom27.10.2010 A1, A5, A7 B3 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1136Northern Lights Alternative

Advisors

Kent House, 14-17 Market Place,

London, W1W 8AJ, United

Kingdom

3.3.2010 A1, A5 B3 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1137Northern Trust Global

Investments Limited

50 Bank Street, London, E14

5NT, United Kingdom3.7.2009 A1, A2, A4, A5 B1, B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1138 Northill Capital LLP1 Curzon Street, London W1J

5HD, United Kingdom23.5.2013 A1, A2, A4, A5 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1139Northleaf Capital Partners

(UK) Limited

4th Floor, 14 Waterloo Place,

SW1Y 4AR London, United

Kingdom

5.5.2010 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1140 Northumbrian Financial Ltd

The Calves Byre, Fieldhouse

Farm, Acklington,

Northumberland, NE65 9BY,

United Kingdom

12.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1141Norvik Asset Management

LLP

46-48 Grosvenor Gardens,

London, SW1W 0EB, United

Kingdom

15.1.2009 A1, A2, A4, A5 *****C1, C2, C4, C5, C6,

C7, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1142

NOVA Portfolio

VermoegensManagement

GMBH

5020 Innsbruck, Kalkofenweg

24, Austria3.2.2012 A1, A4, A5 *****

C1, C2, C3, C4, C8,

C9

FMA - Austrian Financial

Market Authority, Otto-

Wagner-Platz 5, Vienna,

Austria

no

1143 Noventus Partners Ltd.21 St. Anns Villas, London, W11

4RT, United Kingdom7.11.2007 A1, A5 B3 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1144 Novox Capital Ltd60, Regeana Street, 3rd Floor,

1010 Nicosia, Cyprus11.4.2014 A1, A2, A3 B1, B2, B4

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1145Novus Capital Markets

Limited

29-30 Cornhill, London, EC3V

3NF, United Kingdom19.3.2009 A1, A2, A5 B3, B5 C1, C2, C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1146 Nplus1 Singer Advisory LLP

5th Floor, One Bartholomew

Lane, London, EC2N 2AX,

United Kingdom

29.2.2012 A1, A5, A7 B3 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1147 NSFX Limited168, St Christopher Street,

Valletta VLT 1467, Malta9.1.2013 A1, A2, A3 ***** C4, C5, C9

Malta Financial Services

Authority, Notabile

Road, Attard BKR 3000,

Malta

no

1148 Numis Securities Limited

Cheapside House, 138

Cheapside, London EC2V 6LH,

United Kingdom

22.6.2004 A1, A2, A3, A5, A6, A7 B1, B3, B4, B6 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1149 Numisma Capital Ltd

11, Limassol Avenue,

Galatariotis Building, 3rd Floor,

2112 Nicosia, Cyprus

3.7.2013 A4, A5 B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

1150 Nvesta Plc75 Cannon Street, London,

EC4N 5BN, United Kingdom28.3.2007 A1, A2 B1 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1151Oak Hill Advisors (Europe)

LLP

6th Floor, Pall Mall, London,

SW1Y 5ES, United Kingdom24.2.2006 A1, A2 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1152 Oakley Capital Limited

8th Floor, The Economist

Building, 25 St. James´s Street,

London, SW1A 1HA, United

Kingdom

18.12.2008 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1153OakTree Wealth

Management Ltd

Newton House, Newton Road,

Henley-on-Thames, United

Kingdom

29.10.2012 A1, A2, A4, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1154 OANDA Europe Limited

52 Grosvenosrs Gardens,

London, SW1W 0AU, United

Kingdom

28.6.2011 A1, A3 B4, B5 C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1155Oasis Crescent Advisory

Services (UK) Limited

50 Hans Crescent, Knightbridge,

London SW1X 0NA, United

Kingdom

1.6.2012 A1, A5 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1156 OBR Investments Limited

16, Anaxagorou Street, 1st Floor,

Agia Zoni, 3031 Limassol,

Cyprus

23.7.2014 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1157OCM Wealth Management

Ltd

OCM Business Centre, 5 Mallard

Close, Earls Barton,

Northampton, Northamptonshire,

NN6 0LS, United Kingdom

20.5.2009 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1158 Octant Capital UK LLP1 Vine Street, London, W1J

0AH, United Kingdom8.9.2009 A1, A2, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1159Odey Wealth Management

(UK) Limited

12 Upper Grosvenor Street,

London, W1K 2ND, United

Kingdom

18.1.2010 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1160 Oktavest GmbHMaximilianstr. 13, 80539 Munich,

Germany10.3.2014 A1, A2, A4, A5 B3, B4, B5, B7

C1, C2, C4, C5, C6,

C7, C9

BaFin- Bundesanstalt

fur

Finanzdienstungaufsicht

, Lurgiallee 12, 60439

Frankfurt, Germany

no

1161Old Mutual Global Investors

(UK) Limited

2 Lambeth Hill, London, EC4P

4WR, United Kingdom10.2.2010 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1162 Old Park Capital Limited3 Queen Street, London W1J

5PA, United Kingdom03.05.20111 A1, A2, A5, A7 B3, B5

C1, C3, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1163 Olivetree Financial Limited107 Cheapside, London, EC2V

6DN, United Kingdom15.5.2009 A1, A2, A5 B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1164Omada Investment

Management Limited

78 Buckingham Gate, London,

SW1E 6PE, United Kingdom25.11.2013 A1, A2, A4, A5 B3 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1165 Omagis Capital Limited

1st Floor, One Great

Cumberland Place, London,

W1H 7AL, United Kingdom

19.3.2009 A1, A2, A5, A7B1, B3, B4, B5, B6,

B7

C1, C2, C3, C4, C9,

C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1166Omers Private Equity U.K.

Limited

6 New Street Square, London,

EC4A 3BF , United Kingdom10.1.2013 A1, A5 B3

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1167Omicron Investment

Management GmbH

Wallnerstrasse 4, 1010 Vienna,

Austria12.12.2005 A1, A4, A5 ***** C1, C2, C3, C4

FMA -

Finanzmarktaufsicht,

Otto-Wagner-Platz 5, A-

1090 23, A-1020 Wien,

Austria

no

1168 OMP ASHaakon VIIs gate, 0161 Oslo,

Norway8.7.2014 A1, A2, A3, A5, A6 B1, B2, B3

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Kredittilsynet- The

Financial Supervisory

Authority of Norway,

P.O. Box 100 Bryn, N-

0611 Oslo, Norway

no

1169 Oppenheimer EU LtdOppenheimer Street, London,

EC3V 0AT, United Kingdom18.9.2008 A1, A2, A3, A5, A7 B3, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1170 Opstock LtdTeollisuuskatu 1b, P.O.BOX 362,

00100 Helsinki, Finland20.7.2005

A1, A2, A3, A4, A5, A6,

A7B1, B2, B3, B4, B6 C1, C3, C4

Rahoirustarkastus

Finansinspektionen,

Snellmaninkatu 6, PL

159, 00101 Helsinki,

Finland

no

1171 Optex Group Limited82 Blackfriars Road, London,

SE18HA, United Kingdom18.10.2013 A1, A5 B3, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1172 Optieclub.nl.B.V. Keyserswey 29, 2201 CW

Noordwijk, The Netherlands28.4.2015 A1, A3 ***** C4, C5

Netherrlands Authority

for the Financial Market,

Vijzelgracht 50, P.O.

Box 11723, 1001 GS

Amsterdam, The

Netherlands

no

1173 Optimus Capital LLP54 Welbeck St, London, W1G

9XS, United Kingdom10.2.2010 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1174Optionrally Financial

Services Ltd

280 Anastasi Sikouri and

Archiepiskopou Makariou III,

Lordos Central Court 1, 3105

Limassol, Cyprus

24.2.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1175 optionsXpress Europe B.V.

Kingsfordweg 151, Teleport

Towers, 1043 GR Amsterdam,

The Netherlands

5.9.2006 A1 ***** C1, C2, C4

AFM - Netherlands

Authority for the

Financial Markets,

Singel 542, P.O. Box

11723, 1001 GS

Amsterdam, The

Netherlands

no

1176 Optiver v.o.f.Strawinskylaan 3095, 1077 ZX

Amsterdam, The Netherlands 16.9.2010 A3 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9

Netherlands Authority

for the Financial

Markets, Vijzelgracht 50,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

1177 Opus Corporate Finance LLP1 Bell Yard, London, WC2A 2JR,

United Kingdom29.10.2008 A5 B3

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1178 ORBEO

Tours Société Générale, 17

cours Valmy, 92987 Paris la

Defense Codex, France

31.10.2008 A2, A3, A5 ***** C10

Banque de France, 31

rue Croix des Petit

Champs, 75049 Paris

Cedex 10, France

no

1179Orbis Investment Advisory

Ltd

Orbis House, 5 Mansfield Street,

London, W1G 9NG, United

Kingdom

4.8.2011 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1180Orbit Investment Securities

Services Plc.

Devlin House, 36 St George

Street, W1S 2FW London,

United Kingdom

16.5.2006 A1, A2, A3, A5, A6, A7 B1, B3, B4 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1181 Orchard House (IFAs) Ltd

18 Westfield, Medmenham,

Marlow, Buckinghamshire, SL7

2HG, United Kingdom

30.7.2009 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1182 Orchestra Finance LLP7 Inverness Gardens, W8 4RN

London, United Kingdom29.5.2006 A1, A5 B3, B4 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1183 Oriel Asset Management LLP46 Charlotte Square, London,

EH2 4HQ, United Kingdom18.10.2013 A1, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1184

Origen Financial Services

Limited/Origen Corporate

Solutions/Origen Workplace

Solutions/Origen Private

Client Solutions

40-43 Chancery Lane, London,

WC2A 1JA, United Kingdom15.1.2008 A1, A5 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1185Orkla Finans

Kapitalforvaltning ASA

Tordenskioldsgt. 8/10, Postboks

1724 Vika, 0121 Oslo, Norway27.3.2006 A1, A2, A3, A5, A6, A7 B1, B4, B6 C1, C2, C3, C4

KreditTilsynet, P.O. Box

100 Bryn, N-0611 Oslo,

Norway

no

1186Ortelius Wealth Management

B.V.

Rokin 44 III, 1012 KV

Amsterdam, The Netherlands21.11.2006 A1, A2, A4, A5 B4 C1, C2, C3, C4

Netherlands Authority

for the Financial

Markets, Singel 542,

P.O. Box 11723, 1001

GS Amsterdam, The

Netherlands

no

1187 Orwell Capital Partners LLP110 Fenchurch Street, London,

EC3M 5JT, United Kingdom27.6.2014 A1, A2, A4, A5 B3, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1188Osmosis Investment

Management LLP

8-9 Well Court, London, EC4M

9DN, United Kingdom4.11.2009 A1, A2, A4, A5, A7 B3, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1189 Otkritie Capital Cyprus Ltd

104, Amathountos Avenue,

Seasons Plaza, Office

2,15,20,21, Limassol 4532,

Cyprus

28.1.2008 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1190Otkritie Capital International

Limited

88 Wood Street, London , EC2V

7RS United Kingdom14.2.2008

A1, A2, A3, A4, A5, A6,

A7B1, B2, B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1191Ouroboros Derivates Trading

Ltd

42-44 Griva Digeni Avenue, 4th

Floor, 1080 Nicosia, Cyprus7.6.2013 A1, A2, A3 B1 C4, C5, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1192 OutSET Global LLP

Suite 13, Fulham Business

Exchange, Imperial Wharf,

Townmead Road, London SW6

2TL, United Kingdom

19.3.2012 A1, A2 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1193Ovington Financial Partners

Limited

Epworth House, 25 City Road,

London, EC1Y 1AR, United

Kingdom

22.3.2013 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1194 Ownership Capital B.V.

Herengracht 105 t/m 107, 1015

BE Amsterdam, The

Netherlands

26.11.2013 A1, A4, A5 ***** C1, C2, C3, C4

Netherlands Authority

for the Financial Market,

Singel 542, P.O. Box

11723, 1001 GS

Amsterdam, The

Netherlands

no

1195 OX CAPITAL MARKETS LTD

67, Spyrou Kyprianou Street,

SAMOS Centre, 2nd Floor, 4042

Limassol, Cyprus

16.6.2015 A1, A2 B1, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1196 Ox Global Investments Ltd11 John Princes St, London,

W1G 0JR, United Kingdom27.3.2014 A1, A2, A4, A5 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1197 PA Strategy Partners Limited

123 Buckingham Palace Road,

SW1W 9SR London, United

Kingdom

18.11.2010 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1198Pactum Asset Management

Limited

1 Knightsbridge Green, London

SW1X 7QL, United Kingdom25.5.2011 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1199 Page Russell Limited

Unit 14, Kempson Way, Bury St.

Edmunds, Suffolk, IP32 7AR,

United Kingdom

5.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1200Palatium Investment

Management Limited

Broadgate West, 1 Snowden

Street, London, EC2A 2DQ,

United Kingdom

17.7.2008 A1, A2, A4, A5 B2, B3, B5C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1201 PALICO SAS10 rue La Fayette, 75009 Paris,

France15.8.2012 A1, A7 ***** C1, C3

Authorité de Contrôle

Prudentiel, Banque de

France, 61 Rue

Taitbout, 75436 Paris

CEDEX 09, France

no

1202 Palmer Capital LLP25 St. James´s Street, London,

SW1A 1HA, United Kingdom18.12.2008 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1203 Palmer Capital LLP3 Cadogan Gate, London, SW1X

0AS, United Kingdom7.10.2014 A1, A5, A7 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1204 Palomar Capital Management25b Lloyd Baker Street, London,

WC1X 9AT, United Kingdom30.1.2013 A1, A4 ***** C1, C2, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1205Panmure Gordon (UK)

Limited

One New Change, London

EC2M 9AF, United Kingdom7.12.2006 A1, A2, A3, A5, A6, A7 B1, B3, B4, B6 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1206Pannells Financial Planning

Limited

New Guild House, 45 Great

Charles Street, Queensway,

Birmingham, B3 21X, United

Kingdom

17.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1207Paradigm Norton Financial

Planning Ltd

Paradigm House, Macrae Road,

Ham Green, Bristol, Avon, BS20

0DD, United Kingdom

9.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1208Paramount Financial

Services Ltd

128-130 High Street,

Hurstpierpoint, Hassocks, West

Sussex, BN6 0PX, United

Kingdom

12.12.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1209Pareto Investment

Management Limited

160 Queen Victoria Street, EC4V

4LA London, United Kingdom27.6.2005 A1, A2, A4, A5 B4 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1210 Pareto Private Equity ASDronning Mauds gate 3, 0250

Oslo, Norway15.5.2008 A1, A2, A5, A6, A7 B3, B5, B6

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

KreditTilsynet, P.O. Box

100 Bryn, N-0611 Oslo,

Norway

no

1211Park Town Asset

Management LLP

Dame Alice Farm, Watlington,

Oxfordshire, OX49 5EP, United

Kingdom

15.1.2008 A1, A2, A4, A5, A6, A7 B3, B5, B6 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1212 Park Walk Capital Ltd.

43 Albany Mansions, Albert

Bridge Road, London, SW11

4PQ, United Kingdom

21.9.2011 A1, A2, A4, A5, A7 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1213 Partridge Muir Warren Ltd

Assela, 46 High Street, Esher,

Surrey, KT10 9QY, United

Kingdom

12.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1214 Pasternak Holdings Limited

5, Themistocles Dervis Street,

Elenion Building, 6th Floor, 1066

Nicosia, Cyprus

7.7.2005 A1, A2, A3 B2 C1, C3

Cyprus Securities and

Exchange Commission,

32 Stasikratous, 4th

Floor, P.O.Box 24996

CY-1306, Nicosia,

Cyprus

no

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1215Pathway Capital

Management (UK) Ltd

15 Bedford Street, 4th Floor,

London, WC2E 9HR, Untied

Kingdom

6.6.2008 A1, A5 B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1216 Patria Finance, a.s.Jungmannova 745/24, 110 00

Praha, Česká republika4.7.2005 A1, A2, A3, A5, A6, A7 B1, B2, B3, B4, B5

C1, C3, C4, C5, C6,

C7, C8, C9, C10

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

1217Pave Financial Management

Ltd

2 The Office Village, Roman

Way, Bath Business Park,

Peasedown St John, Bath, BA2

8SG, United Kingdom

15.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1218 PB Financial Planning Ltd

Causeway House, 1 Dane

Street, Bishop´s Stortford,

Hertfordshire, CM23 3 BT,

United Kingdom

5.11.2007 A2, A4, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1219 Peak Capital Advisors LLP

Second Floor, Berkeley Square

House, Berkeley Square,

London, United Kingdom

10.8.2012 A1, A5 B3, B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1220 Pearson Jones Plc

Clayton Wood Close, Leeds,

West Yorkshire, LS16 6QE,

United Kingdom

16.1.2008 A1, A5 B1 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1221 Peel Hunt LLP111 Old Broad Street, London,

EC2N 1PH, United Kingdom8.11.2011 A1, A2, A3, A5, A6, A7 B1, B3, B4, B5, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1222 Pegas Capital Limited

4, Theklas Lyssoti Street,

Harmony House, 3rd Floor, 3030

Limassol, Cyprus

12.6.2014 A1, A2 B1, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1223 Pegasus Capital LLP

Office 3, Access House, Cray

Avenue, Orpington, Kent, BR5

3QB, United Kingdom

23.9.2011 A5 B3 C1, C2, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1224Pemberton Capital Advisors

LLP

42-44 Grosvenor Gardens,

London, SW1W 0EB, United

Kingdom

1.11.2013 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1225Pemberton Capital Advisors

LLP

42-44 Grosvenor Gardens,

London, SW1W 0EB, United

Kingdom

1.11.2013 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1226Pembroke Capital Advisors

Ltd

8 Grafton Street, W1S 4EW

London, United Kingdom29.6.2006 A1, A2, A5 B4 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1227 Pensions First Limited90 Long Acre, London, WC2E

9RZ, United Kingdom14.12.2007 A1, A4, A5 B3, B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1228Perella Weinberg Partners

UK LLP

20 Grafton Street, London W1S

4DZ, United Kingdom8.11.2006 A1, A5 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1229 Perinvest (UK) Limited1 Regent Street, SW1Y 4NS

London, United Kingdom30.3.2010 A5 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1230Perspective Financial

Management Limited

Evolution House, Brooke Court,

Wilmslow, Cheshire SK9, United

Kingdom

22.5.2012 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1231Peter Hoare & Company

(Insurance) Brokers Ltd

Ranmoor House, 237 Graham

Road, Sheffield, South

Yorkshire, S10 3GS, United

Kingdom

16.1.2008 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1232 Petrus Advisers LLP10 King William Street, London,

EC4N 7TW, United Kingdom19.7.2010 A1, A5 B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1233 PFG-UK Ltd1 Berkeley Street, London, W1J

8DJ, United Kingdom5.10.2009 A1, A5 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1234 PFS Asset Management Ltd

Kingsley Close, East Way, Lee

Mill, Ivybridge, Devon, PL21

9GD United Kingdom

12.12.2007 A1, A5 B5 C1,C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1235PFX Financial Profesionals

Ltd

82, Nikou Pattichi, Maritania

Court, 1st Floor, Office 101,

3070 Limassol, Cyprus

4.11.2013 A1, A2, A4 B1, B2, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1236 PGD Strategy Limited8 Bidwell Gardens, London, N11

2AX, United Kingdom9.11.2007 A1, A5 B3, B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1237 Pharo Management (UK) LLP

2nd Floor, 8 Lancelot Place,

London, SW7 1DR, United

Kingdom

20.5.2010 A1, A5 B5, B7C1, C2, C3, C4, C5,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1238Phibro Futures and Metals

Limited

6 Duke St, London, SW1 6BN,

United Kingdom7.11.2007 A1, A2, A3

C1, C4, C5, C6, C7,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1239Philip J Milton & Company

Plc

17 Joy Street, Barnstaple,

Devon, EX31 1HE, United

Kingdom

13.11.2007 A1, A2, A4, A5 B1, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1240Philip T English International

Financial Services Limited

Churchlands, Appletree Road,

Chipping Warden, Banbury,

Oxfordshire, OW17 1LN, United

Kingdom

13.11.2007 A1, A2, A4, A5 B1 C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1241 Phoenix Partners Group LLP

Quay House, 2 Admirals Way,

London, E14 9XG, United

Kingdom

2.4.2009 A1, A2, A5, A8 ***** C4, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1242Pictet Global Markets (UK)

Limited

Floor 8, Devonshire House, 1

Mayfair Place, London, W1J

8AJ, United Kingdom

15.1.2014 A1, A2, A4, A5 B4, B5C1, C2, C3, C4, C5,

C6, C7

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1243 PIMCO Deutschland GmbHSeidlstrasse 24-24a, 80335

Munchen, Germany7.9.2012 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

BaFin-Bundesanstalt fur

Finanzdienstleitungsauf

sicht, Postfach 1308,

53003 Bonn, Germany

no

1244 PIMCO Europe Ltd

Nations House, 103 Wigmore

Street, London W1U 1QS,

United Kingdom

7.6.2004 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1245Pine River Capital

Management (UK) Ltd

Ground Floor, 14 Cavendish

Place, London W1G 9DJ, United

Kingdom London

21.9.2010 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1246Pine River Capital Partners

(UK) LLP

14 Cavendish Place, London

W1G 9DJ, United Kingdom8.2.2011 A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1247Pinnacle International

Markets LLP

5 Kensington Church Street,

London, W8 4LD, United

Kingdom

10.2.2010 A1, A2 B4, B7C1, C3, C4, C5, C6,

C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1248Pioneer Global Investments

Limited

1 George´s Quay Plaza, Gerge´s

Quay, Dublin 2, Ireland7.8.2007 A1, A5 ***** C1, C3

Irish Financial Servicesd

Regulatory Authority,

PO Box No 9138,

College Greeen, Dublin

2, Ireland

no

1249Pioneer Investment

Management Limited

1 George_s Quay Plaza,

George_s Quay, Dublin 2,

Ireland

31.1.2005 A2, A4, A5 *****C1, C2, C3, C4, C5,

C8, C9, C10

Irish Financial Services

Regulatory Authority,

PO Box No 9138,

College Green, Dublin

2, Ireland

no

1250 Pioneer Point Partners LLP9 D´Arblay Street, London, W1F

8DR, United Kingdom8.9.2009 A1, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1251 Pioneer Trader Limited4 City Road, London EC1Y 2AA,

United Kingdom9.8.2012 A1, A2 B1 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1252 Piper Jaffray Limited1 South Place, London, EC2M

2RB, United Kingdom23.7.2010 A1, A2, A3, A5, A6, A7 B1, B3, B5, B6 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1253 Piton Capital LLP

Venture House, 27-29

Glasshouse Street, 5th Floor,

London, W1B 5DF, United

Kingdom

15.8.2013 A1, A2, A4, A5 B2, B3, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1254PKF Cooper Parry Wealth

Limited

14 Park Row, Nottingham,

Northamptonshire, NG1 6GR,

United Kingdom

4.8.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1255 Plasma Enterprises Ltd

54, Vasileos Georgiou A Street,

Galatex, Beach Center, Office

47, 4047 Limassol, Cyprus

17.9.2012 A1, A2, A3, A5 B1, B2, B3, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1256 Platform One Limited

Cedar House, 3 Cedar Park,

Cobham Road, Eimborne, Dorset

BH21 7SB, United Kingdom

19.7.2011 A1, A2 B1 C1, C3, C5

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1257 Plus500CY Limited

1, Siafi Street, Porto Bello

Business & Cultural Centre,

Business Suites 1-4, Office 104,

3042 Limassol, Cyprus

12.12.2014 A1, A2, A3 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1258 PMT Matrix Capital Ltd10, Chrysantou Mylona, Magnum

House, 3030 Limassol, Cyprus12.6.2014 A4 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1259Pohjola Corporate Finance

OY

Teollisuukatu 1b, 00510

Helsinky, Finland4.11.2010 A1, A7 B3 C1

FSA-

Finansinspektionen,

Snellmaninkatu 6, P.O.

Box 103, FI-00101

Helsinki, Finland

no

1260 Port FX Limited

Cornerstone Business Centre,

Level 2, Suite 1, 16th September

Square, Mosta MST 1180, Malta

2.4.2014 A ***** C4, C5, C6, C9

Malta Financial Services

Authority, Notabile

Road, Attard BKR 3000,

Malta

no

1261Portfoliometrix Asset

Management Ltd

Camomile Court, 3rd Floor,

London,SW1E 6DX, United

Kingdom

14.10.2014 A1, A2, A4 ***** C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1262Portia Investment Advisors

Ltd

16 high Holborn, London, WC1V

6BX, United Kingdom22.2.2013 A1, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1263 Portico Advisors LLP

3-18 Harbous Yard, Chelsea

Harbour, London, SW10 0XD,

United Kingdom

3.11.2008 A1 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1264 POSITIVA AD

Zlaten Rog Street 20-22, 5th

Floor, appart. 13, Sofia 1407,

Bulgaria

12.3.2013 A1, A2 B1, B4 C1, C4, C9

Financial Supervision

Commission, 33, Shar

Palanina Street, 1303

Sofia, Bulgaria

no

1265Poten Capital Services (UK)

Ltd

20 Balderton Street, London

W1K 6TL,United Kingdom20.11.2012 A1, A2, A5 B3

C1, C2, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1266 PQR Financial Planning Ltd

Egginton House, 25-28

Buckingham Gate, London,

SW1E 6LD, United Kingdom

14.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1267Prebon Marshall Yamane

(UK) Limited

Second Floor, 155 Bishopsgate,

EC2N 3DA London, United

Kingdom

20.1.2005 A1, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1268Premerica Investment

Management Limited

Grand Buildings, 1-3 Strand,

Trafalgar Square, London,WC2N

5HR, United Kingdom

5.10.2009 A1, A2, A4, A5, A6, A7 B1, B3, B4, B5, B6C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1269Prest Financial Services Ltd/

Prest Financial Planning

315-317 London Road, Hazel

Grove, Stockport, Cheshire, SK7

4PS, United Kingdom

14.12.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1270Prestige Asset Management

Limited

4th Floor, 36 Spital Square,

London, E1 6DY, United

Kingdom

11.12.2008 A1, A2, A4, A5, A7 B3, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1271Price Information Advantage

Limited

2 London Wall Buildings, London

EC2M 5UU, United Kingdom15.4.2011 A1, A2, A5 *****

C1, C4, C5, C6, C7,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1272 Prime Wealth Group Limited2 Harewood Place, London,

W1S 1BX, United Kingdom4.8.2011 A1, A5 B5 C1, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1273 Priorfx Ltd377, 28th October Street, 3rd

Floor, 3107 Limassol, Cyprus21.3.2014 A2 B1, B2, B4 C4, C5

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1274 Prism Financial Products LLP

The Grove, 28A Marylebone

Road, London, NW16JZ, United

Kingdom

24.2.2014 A1, A2, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1275Prisma Capital Management

International LLP

17c Curzon St, London, W1J

5HU, United Kingdom11.12.2014 A5 B3 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1276 Prius Partners LLP72 New Bond Street, London,

W1S 1RR, United Kingdom30.10.2013 A1, A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1277 Prodigit Investments Ltd19B, Aphrodite Street, 1060

Nicosia, Cyprus24.6.2014 A1, A2 B1

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1278Project Financing Solutions

Limited

Wild Wood, Fairfield Road,

Shawford, Winchester,

Hampshire, SO21 2DA, United

Kingdom

14.2.2006 A1 B3 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1279 Promethean Investments LLP2nd Floor, 5 Old Bailey, London

EC4M 7BA, United Kingdom29.8.2012 A1, A2, A4, A5 C3, C4, C5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1280 Promethion Ltd3 Bentinck Mews, London, W1U

2AH, United Kingdom23.9.2009 A5 B3, B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1281Prosdocimi Limited / 776

Capital

7 Albemarle Street, London,

W1S 4HQ, United Kingdom16.10.2009 A1, A2, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1282 Prospect Capital Limited23 Berkeley Square, London

W1J 6HE, United Kingdom8.3.2011 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1283 Prosperity (GB) Limited

Unit 9D, Upper Wingbury

Courtyard Business Centre,

Leighton Road, Wingrave,

Aylesbury, Buckinghamshire,

HP22 4LW, United Kingdom

5.11.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1284 Protorisk Limited12 Camomole Street, EC3A 7PT

London, United Kingdom5.5.2010 A1, A5 ***** C5, C6

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1285 Providence Equity LLP28 St George Street, London,

W1S 2FA, United Kingdom27.2.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1286 Providentia Capital LLP

Berkeley Square House,

Berkeley Square, London, W1J

6BD, United Kingdom

8.11.2013 A1, A2, A4, A5 B3, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1287PSFM (City Assurance

Consultants) Limited

1st Floor, Gatton Place, St

Matthews Road, Redhill, Surrey,

RH1 1TA, United Kingdom

24.4.2008 A1, A5 B5 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1288 PSFM Ltd126 Jermyn Street, London,

SW1Y 4UJ, United Kingdom6.11.2007 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1289Q Investment Management &

Advisory Ltd

16, Megalou Alexandrou, Block

R3, Office 301, 4529 Limassol,

Cyprus

13.3.2012 A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1290 Q Securities S.A.Palawska 41/16 St, 02-508

Warsaw, Poland12.6.2014 A1, A5 ***** C1

Polish Financial

Supervisory Authority,

Pl. Powstancow

Warszawy, Warszaw,

Poland

no

1291 Qatalyst Partners Limited14 Clifford Street, London, W1S

4JU, United Kingdom23.6.2010 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1292 Qbasis Invest GmbH8020 Graz, Brueckenkopfgasse

1/5, Austria22.10.2013 A1, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FMA - Financial Market

Authority,Otto-Wagner

Platz 8, A-1019 Vienna,

Austria

no

1293Quay Financials (Gibraltar)

Limited

11-12 Queensway, Ragged Staff

Wharf, Gibraltar12.8.2008 A1, A2, A3, A5 B1, B4

C1, C2, C3, C4, C5,

C6, C7, C9, C10

FSC- Financial Services

Commission, PO Box

940, Suite 943,

Europort, Gibraltar

no

1294 Quayle Munro Ltd

6th Floor, 102 West Port,

Edinburgh EH3 9DN,United

Kingdom

20.11.2012 A1, A5 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1295 Quest Fund Placement LLP

4th Floor, Egyptian House, 170

Piccadilly, London, W1J 9EJ,

United Kingdom

27.3.2015 A1, A5 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1296 R Capital Solutions Ltd

88, Agias Fylaxeos Street, Zavos

City Center, 1st Floor, 3025

Limassol, Cyprus

10.10.2014 A1, A2, A4 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

1297 R.J. O´Brien (UK) Limited

30 Crown Place, 12th Floor,

London EC2A 4EB United

Kingdom

21.5.2012 A1, A2, A5 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1298

Raiffeisen

Vermoegensverwaltungsbank

AG

Am Stadtpark 9, 1030 Vienna,

Austria3.3.2006 A4, A5 ***** C1, C2, C3, C4

FMA-

Finanzmarktaufsicht,

Otto-Wagner-Platz 5, A-

1090 23, A-1020

Vienna, Austria

no

1299Ralston Bennett Financial

Planning Limited

24 Shore Road, Holywood,

County Down, BT18 9HX, United

Kingdom

14.5.2008 A1, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1300Ramek Asset Management

Limited

15-17 Eldon Street, London,

EC2M 7LD, United Kingdom3.10.2014 A1, A2, A4, A5 B4, B5, B7 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1301 Ramius GmbHSchottenring 12, A-1010 Vienna,

Austria20.6.2007 A1, A5 ***** C1, C2, C3, C4

FMA-

Finanzmarktausicht,

Otto-Wagner-Platz 5, A-

1090 23, A-1020

Vienna, Austria

no

1302 Ramius UK Ltd10 Bruton Street, London, W1J

6PX, United Kingdom20.1.2010 A1, A2, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1303Ranmore Fund Management

Ltd

One Centre Square, Hardwicks

Way, Wandsworth, London,

SW18 4AW, United Kingdom

5.10.2009 A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1304 Rasini Fairway Capital Ltd.

7th Floor, Duke ´s Court, 32

Duke Street, London, SW1Y

6DF, United Kingdom, United

Kingdom

22.4.2009 A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1305Raymond James Financial

International Limited

Bishopsgate Court, 4-12 Norton

Folgate, London E1 6DB, United

Kingdom

10.9.2012 A1, A2, A3, A7 B4, B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1306Raymond James Investment

Services Ltd

77 Cornhill, London, EC3V 3QQ,

United Kingdom13.11.2007 A1, A2, A4, A5 B1, B4, B7

C1, C2, C3, C4, C5,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1307 Rede Partners LLP

1st Floor, 103 Mount Street,

London, W1K 2TJ, United

Kingdom

9.8.2011 A1, A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1308 Redi & Partners Ltd15 Berkeley Street, London, W1J

8DY, United Kingdom4.8.2008 A1, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1309Reeves Financial Planning

Limited

37 St Margarets Street,

Canterbury, Kent CT1 2TU

United Kingdom

20.3.2012 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1310 Reliantco Investments Ltd

139, Makarios III Avenue, Zavos

Business Center, 3rd Floor, 3021

Limassol, Cyprus

13.11.2011 A1 B1, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

1311 Renaissance Capital Limited

11th Foor, 1 Angel Court, Coptall

Avenue, London EC2R 7HJ,

United Kingdom

11.10.2004A1, A2, A3, A4, A5, A6,

A7

B1, B2, B3, B4, B5,

B6C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1312Renaissance Investment

Management (UK) Limited

50 Pall Mall, London, SW1Y

5AX, United Kingdom11.12.2008 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1313Renaissance Securities

(Cyprus) Ltd

12, Them. Dervis Street, Palais

D_Ivoire, Office 402, 1066

Nicosia, Cyprus

19.4.2005A1, A2, A3,A4, A5, A6,

A7B1, B2, B3, B4 C1, C2, C3, C4

Cyprus Securities and

Exchange Commission,

32 Stasikratous, 4th

Floor, P.O.Box 24996

CY-1306, Nicosia,

Cyprus

no

1314Resolution Comliance

Limited

37 Queen Anne Street, London,

W1G 9JB, United Kingdom5.3.2013 A1 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

yes

1315Retirement Aplanning

Associates Ltd

397 Hale End Road, Woodford

green, Essex, IG8 9LL, United

Kingdom

13.5.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1316Reuters Transaction Services

Limited

85 Fleet Street, London, EC4P

4AJ, United Kingdom30.8.2004 A1, A8

C1, C2, C4, C5, C6,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1317 Revcap Advisors Limited20 Balderton Street, London,

W1K 6TL, United Kingdom17.6.2010 A1, A2, A5 B3, B4, B5

C1, C2, C3, C4, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1318 ReVysion LLP

2nd Floor - Bennet House, 54 St

James Street, London, SW1A

1JT, United Kingdom

13.7.2011 A1, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1319 Reyker Securities Plc17 Moorgate, London EC2R

6AR, United Kingdom1.10.2012 A1, A4, A5 B1, B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1320 RIA Capital Markets Limited

County House, 20-22 Torphichen

Street, Edinburgh, Midlothan

EH3 8JB, United Kingdom

22.12.2010 A1, A2, A5 B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1321Rice Whatmough Crozier

LLP

RWC House, 282 Heywood Old

Road, Middleton, Manchester

M24 4QG, United Kingdom

5.5.2010 A1, A5, A6 B5, B6 C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1322 Ridley Park Capital LLP

Brookfield House, ss Davies

Street, London, W1K 5JA,

United Kingdom

22.3.2010 A1, A2, A4, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1323Richard Bamber & ompany

Ltd

The Old Halsall Arms, 2

Summerwood Lane, Halsall,

Lancashire, L39 8RJ, United

Kingdom

11.12.2007 A1, A5 ***** C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1324Richmond House Financial

Services Limited

Premier House, Argyle Way,

Stevenage, SG1 2AD, United

Kingdom

12.2.2015 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1325 RiverRock Securities Limited15 Wrights Lane, London, W8

5SL, United Kingdom15.5.2009 A1, A2, A3, A5, A7 B3, B4, B5

C1, C2, C3, C4, C5,

C6, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1326 RM Capital Markets Limited

7 Melville Crescent, Edinburg,

Midlothian EH3 7JA, United

Kingdom

9.3.2012 A1, A2, A3, A5 B4, B5C1, C2, C4, C5, C8,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1327 RMCAS Ltd

150 Kings Avenue, Woodford

Green, Essex IG8 0JQ, United

Kingdom

9.8.2012 A1, A2, A4, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1328 RMG Holding Ltd25, Michalakopoulou Street,

Office 202, 1075 Nicosia, Cyprus28.3.2013 A1, A3, A4, A5, A6, A7 B1, B2, B4 C1, C2, C3, C4

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1329 RMS FinGroup Ltd3 Burlington Gardens, London,

W1S 3EP, United Kingdom20.7.2015 A1, A2, A4, A5 B1, B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1330 Robert Bruce Associates

73 St. Leonards Road,

Northampton, Northamptonshire,

NN4 8DN, United Kingdom

9.11.2007 A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1331 Roboforex (Cy) Ltd

377, 28th October Street, Soboh

House - Office 1, 3107 Limassol,

Cyprus

14.10.2013 A1, A2 B1, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1332

Rockfire Capital Limited /

Rockfire Investment

Management

1 Berkeley Street, London W1J

8DJUnited Kingdom15.5.2013 A1, A4, A5 ***** C1, C2, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1333 Rodeler Limited

39, Kolonakiou Street, Frema

Plaza, 1st Floor, Agios

Athanasios, 4103 Limassol,

Cyprus

14.11.2013 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1334 Roklen360 a.s.

Václavské náměstí 838/9, 110 00

Praha 1-Nové Město, Česká

republika

31.5.2004 A1, A2, A3, A4, A5, A6 B1, B3, B4, B5, B6 C1, C3

Česká národní banka,

Na Příkopě 28, 115 03

Praha, Česká republika

no

1335 Rometsch & Moor Limited

Lloyds Building, Room 668, One

Lime Street, London, EC3M

7HA, United Kingdom

13.11.2007 A1, A2, A4, A5 B5 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1336 RONIN Europe Limited

3, Pythagoras Street, Pythagoras

Court, Office 301, 3027

Limassol, Cyprus

8.7.2013 A1, A2, A4, A5B1, B2, B3, B4, B6,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

1337 Ronin Trading UK LLP

12th Floor, The Broadgate

Tower, 20 Primrose Street,

London EC2A 2EW, United

Kingdom, United Kingdom

15.5.2009 A1, A2, A3, A5 B5 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1338 Roodhals Capital Ltd11 The Terrace, Barnes, London

SW13 0NP, United Kingdom1.2.2011 A1, A2, A4, A5 B4, B5

C1, C2, C3, C4, C5,

C6, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1339 Rosette Merchant Bank LLP4 Milbank, London SW1P 3JA,

United Kingdom7.3.2011 A1, A2, A4, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1340Rowanmoor Investment

Management Ltd

Rowanmoor House, 46-50 Castle

Street, Salisbury, Wiltshire, SP1

3TS, United Kingdom

9.11.2007 A5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1341

Royal Bank of Canada

Investment Management

(UK) Limited

71 Queen Victoria Street,

London, EC4V 4DE, United

Kingdom

18.9.2008 A1, A2, A4, A5, A6, A7 B1, B2, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1342 RP Martins Ltd

Cannon Bridge, 25 Dowgate Hill,

London, EC4R 2BB, United

Kingdom

31.10.2008 A1, A2, A3, A5, A6 B3, B4, B5 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1343RS Platou Finans Shipping

AS

Haakon VII´s gt. 10, 01 20 10

Oslo, Norway16.08.-2013 A1, A2, A6, A7 B5, B6 C1

Finanstilsynet - The

Financial Supervisory

Authority of Norway,

Reviestredet 3, P.O. Box

1187 Sentrum, N-0107

Oslo, Norway

no

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1344Rubicon Infrastructure

Advisors

51-54 Pearse Street, Dublin 2,

Ireland8.5.2014 A2, A5, A7 B3, B5 C1, C4, C5, C6

Central Bank of Ireland,

Block D, Iveagh Court,

Harcourt Road, Dublin

2, Ireland

no

1345Rutherford Capital Markets

Limited

118 Piccadilly, London, W1J

7NW, United Kingdom18.9.2008 A1, A2, A3, A5 B3

C1, C2, C3, C4, C5,

C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1346 Rutherford Wilkinson Limited

23 Brenkley Way, Blezard

Business Park, Seaton Burn,

Newcastle upon Tyne, Tyne and

Wear, NE13 6DS, United

Kingdom

13.11.2007 A1, A5 C1,C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1347RWE Trading Services

GmbH

Altenessener Str. 27, 45441

Essen, Germany 5.11.2014 A1, A2, A3, A4, A5 B4, B7 C5, C6, C7, C9, C10

BaFin- Bundesanstalt

fur

Finanzdienstungaufsicht

, Lurgiallee 12, 60439

Frankfurt, Germany

no

1348Rynda Property Investors

LLP

37 Maddox St, W1S 2PP

London, United Kingdom21.4.2006 A1, A4, A5 ***** C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1349S.S.I.F. BLUE ROCK

FINANCIAL SERVICES

28 Iacob Felix Street, 4th Floor,

sector 1, Bucharest, Romania5.9.2014 A1, A2,A3, A4, A5, A6, A7

B1, B2, B3, B4, B5,

B6

C1, C2, C3, C4, C5,

C8, C9

Fiancial Supervisory

Authority, 2 Foisurului

Street, Bucharest, sector

3, Romania

no

1350 SA & PM (Cyprus) Limited

57, Digeni Akrita Avenue,

Zachariades Building, Office

301, 1070 Nicosia, Cyprus

20.4.2012 A1, A2, A3, A6, A7 B1, B2, B4, B6C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1351 Sabre Fund Management Ltd14 Buckingham Gate, London,

SW1E 6LB United Kingdom12.8.2010 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1352 Safecap Investments Ltd

Kafkasou 9, Treppides Tower,

6th Floor, Aglantzia, 2112

Nicosia, Cyprus

5.10.2009 A1, A2, A3, A4 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

yes

1353 SAFINVEST

Berkeley Square House,

Berkeley Square, London W1J

6BL, United Kingdom

4.10.2007 A1, A5 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1354Salamanca Capital Partners

LLP / Salamanca Group

Nash House, 50 Berkeley Street,

W1J 8HA, London, United

Kingdom

26.2.2014 A1, A5 B3, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1355 Salix Capital (UK) Limited

1st Floor, 105 Piccadily ,

London, W1J 7NJ, United

Kingdom

5.3.2014 A1, A2, A5, ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1356Saltus Partners LLP / Saltus

Direct

Whitehead House, Pacific Road,

Altrincham, London, WA14 5BJ,

United Kingdom

30.6.2014 A4 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1357 Salus Alpha Capital Ltd.Wegacker 42, FL-9493 Mauren,

Principality of Liechtenstein3.9.2007 A1, A4, A5 ***** C1, C2, C3, C4

FMA Liechtenstein,

Heiligkreuz 8, P.O. Box

684, LI-9490 Vaduz,

Principality of

Liechtenstein

no

1358Salus Alpha Financial

Services (Europe) Limited

Wegacker 42, FL-9493 Mauren,

Principality of Liechtenstein2.6.2010 A1, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, Heiligkreutz 8,

Postfach 279, LI-9490

Vaduz, Principality of

Liechtenstein

no

1359Salus Alpha Financial

Services GmbH

Parkring 10, 1010 Vienna,

Austria7.2.2005 A1, A4, A5 ***** C1, C3

FMA -

Finanzmarktaufsicht,

Otto-Wagner-Platz 5, A-

1090 23, A-1020 Wien,

Austria

no

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1360 Samarang LLP

Bolwick Hall, Marsham, Norwich,

Norfolk NR10 5PU, United

Kingdom

8.10.2012 A1, A5 ***** C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1361Samena Capital Management

LLP

21-22 Grosvenor Street, London

W1K 4QB, United Kingdom18.2.2011 A1, A2, A4, A5 *****

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1362 Sanford C. Bernstein Limited

Devonshire House, 1 Mayfair

Place, London W1J 8SB, United

Kingdom

13.4.2011 A1, A2, A3, A5, A6 B4, B5, B6 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1363 Sankaty Advisors, Limited

Devonshire House, 7th Floor,

Mayfair Place, London, W1J

8AJ, United Kingdom

22.8.2013 A1, A2, A4, A5, A7 *****C1, C2, C3, C4, C5,

C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1364

Sanlam Private Investments

(UK) Ltd / Sanlam Private

Wealth

16 South Park, Sevenoaks, Kent,

TN13 1AN, United Kingdom1.2.2013 A1, A2, A4, A5, A7 B1, B3, B4, B5 C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1365Sanlam Private Wealth UK

Limited

Derwen House, Ffordd Derwen

Road, Rhyl, Clwyd, LL182LS,

United Kingdom

12.11.2007 A5 B5 C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1366Sanlam Securities UK

Limited

5th Floor, 16 St Martin´s Le

Grand, London,EC1A 4EN,

United Kingdom

29.12.2011 A1, A2, A3, A4, A5, A7 B1, B3, B4, B5 C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1367 Sapia Partners LLP12 St. James´s Square, London,

SW1Y 4LB, United Kingdom21.9.2011 A1, A2, A4, A5, A7 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1368 Sapiance Capital Ltd97 Jermyn Street, London,

SW1Y 6JE, United Kingdom8.9.2009 A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1369 Sardis Capital Limited23 Berkeley Square, London,

W1J 6HE, United Kingdom7.11.2007 A1, A5 B3 C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1370Save & Invest (Financial

Planning) Ltd

1000 West Regent Street,

Glasgow, G2 2QD, United

Kingdom

23.1.2008 A1, A5 B5 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1371Savills Capital Advisors

Limited

20 Grosvenor Hill, London, W1K

3HQ, United Kingdom5.12.2008 A1, A5 B3 C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1372SB Corporate Finance

Partners Limited

1 Knightsbridge Green, 7th

Floor, London, SW1X 7NE,

United Kingdom

4.1.2013 A1, A5 B3C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1373 Sberbank CIB (UK) Limited85 Fleet Street, London EC4Y

4AE, United Kingdom10.7.2012

A1, A2, A3, A4, A5, A6,

A7B3, B4, B5, B6 C1, C2, C3, C4, C8

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1374 Scio Capital LLP33 St Jemes´s Square, London,

SWY 4JSUnited Kingdom9.9.2010 A1, A2, A4, A5 B4, B5, B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1375Scotia Capital (Europe)

Limited

Scotia House, 33 Finsbury

Square, London EC2A 1BB,

United Kingdom

20.12.2006 A1, A2, A3, A5, A6, A7 B3, B4, B6 C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1376Sea Port Group Securities

(Europe) LLP

1 Finsbury Circus, London,

EC2M 7EB, United Kingdom27.6.2011 A1, A2, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1377Seabury Securities (UK)

Limited

Burdett House, 15-16

Buckingham Street,

London,WC2N 6DU, United

Kingdom

27.3.2013 A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1378 Sealark LLP47 Belgrave Square, London,

SW1X 8QR, United Kingdom14.7.2011 A1, A2, A4, A5 ***** C1, C3,C5, C6, C7

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1379Searchlight Capital Partners

UK LLP

2nd Floor, Berkeley Square

House, Berkeley Square, W1J

6BD London, United Kingdom

21.1.2011 A1, A5 B3, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1380 Secondcap Limited9 Wimpole Street, London W1G

9SG, United Kingdom24.1.2011 A1, A2 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1381SECOR Investment Advisors

(UK) LLP

1st Floor, 37 Sun Street, ,

London, EC2M 2PL, United

Kingdomst Floor,

5.3.2012 A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1382Sequoia Capital Fund

Management LLP

4th Floor, Glen House, 125 Old

Brompton Road, London, United

Kingdom

8.2.2012 A1, A4 ***** C1, C3, C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1383

Sequoia Investment

Management Company

Limited

London Maid House, 11-13

Market Place, W1W 8AH

London, United Kingdom

24.1.2011 A1, A2, A4, A5 ***** C1, C2, C4, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1384 SFG Partners LLP33 Cavendish Square, London

W1G 0PW, United Kingdom6.9.2012 A1, A2, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1385 SG EURO CT

Perspective Défense, Batiment B

- 1 a 5 rue du Débarcadére -

92700 COLOMBES

26.11.2014 A1, A6, A7 ****** C1, C2

Autorité de Contrôle

Prudentiel et de

Résolution, 61 rue

Taitbout, 75436 Paris

Cedex 09, France

no

1386Shell International Trading

and Shipping Company

80 Strand, London, WC2R OZA,

United Kingdom7.11.2007 A1, A2, A5 B7 C5, C6, C7, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1387 Shinsei International Limited3 St James_s Square, SW1Y

4JU London, United Kingdom2.6.2005 A1, A2, A3, A5, A6, A7 B1, B6 C1, C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1388Shooters Hill Capital Partners

LLP

1 Poultry, London, EC2R 8JR,

United Kingdom16.7.2009 A1, A5, A7 B3, B5

C1, C2, C3, C4, C8,

C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1389 Short Partners LLP

Northumberland House, New

King´s Road, London, SW6 4LZ,

United Kingdom

18.9.2008 A1, A5 B3, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1390 Sigma Broking Limited2nd Floor, 4 Broadgate, London,

EC2M 2QS, United Kingdom18.9.2008 A1, A5 ***** C2, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1391Sigma Fund Management

LLP

4 Broadgate, London, EC2M

2QS, United Kingdom20.5.2009 A1, A2, A4, A5 B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1392 Siguler Guff UK LLP

4th Floor, Brookfield House, 44

Davies Street, London W1K 5JA,

United Kingdom

30.10.2007 A1 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1393 Silk Invest Limited4 Lombard Street, London, EC3V

9HD, United Kingdom28.10.2008 A1, A5 ***** C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1394Sindicatum Capital

International Limited

6 Duke Street, W1U 3EN

London, United Kingdom28.4.2005 A1, A4, A5 B1 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1395 Sirio Financial Advisory1 Hay Hill, Berkeley Sqare, W1J

6DH London, United Kingdom4.8.2006 A1, A5 B3 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1396 Sirius Equity LLP52 Brook Street, London, W1K

5DS, United Kingdom15.5.2008 A1, A5 B3, B5

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1397Skandia Invest Service

GmbH

Wildpretmarkt 2-4, A-1013

Vienna, Austria18.4.2007 A1, A4, A5 ***** C1, C2, C3

FMA-Fiínancial Market

Authority, Pratestrasse

23, A-1020 Vienna,

Austria

no

1398 Skillcapital Associates LLP62 Threadneedle Street, EC2R

8HP London, United Kingdom4.11.2010 A1, A5 B3 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1399 Skopalino Finance Limited14, Louki Akrita Street, Ayias

Zonis, 3030 Limassol, Cyprus17.2.2014 A1, A2

B1, B2, B3, B4, B5,

B7

C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1400 Skybound Capital Uk Ltd33 Bruton Street, London,W1J

6QU, United Kingdom30.12.2011 A1 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1401SL Investment Management

Limited

8-11 Grosvenor Court, Foregate

Street, Cheshire, CH1 1HG,

United Kingdom

29.12.2009 A1, A2, A5 B4 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1402Smart Global Trading

Consulting Limited

1 The Lockers, Burry Hill, Hemel

Hempstead, Hertfordshire, HP 1

1SR, United Kingdom

22.1.2013 A1, A5 B5 C5, C6, C7

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1403SMBC Derivative Products

Limited

Temple Court, 11Queen Victoria

Street, London EC4V 4TA,

United Kingdom

16.2.2007 A3 ***** C1, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1404SMBC Nikko Capital Markets

Limited

Temple Court, 11Queen Victoria

Street, London EC4V 4TA,

United Kingdom

21.2.2007 A1, A2, A3, A5, A6, A7 B3, B4, B5, B6, B7C1, C2, C4, C5, C6,

C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1405Smith & Williamson Financial

Services Limited

25 Moorgate, London, EC2R

6AY, United Kingdom12.12.2007 A5 ***** C1, C3

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1406Smith & Williamson

Investment Management LLP

25 Moorgatet, London EC2R

6AY, United Kingdom4.7.2014 A1, A2, A4, A5 B1, B4, B5 C1, C2, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1407Smith & Williamson

Investment Services Limited

25 Moorgate, London EC2R

6AY, United Kingdom28.2.2007 A1, A2, A4, A5, A6, A7 B1, B6 C1, C2, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

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1408 SN Financials Ltd

52A Omonia Avenue, Troodos

Court, Office 301, 3052

Limassol, Cyprus

3.10.2014 A1, A2 B1, B2, B4, B5, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

1409 SNS Securities N.V.

Nieuwezijds Voorburgwal 162,

1012 Amsterdam, The

Netherlands

11.9.2014 A1, A2,A3, A4, A5, A6, A7 B1, B3, B4, B6, B7C1, C2, C3, C4, C5,

C6, C7, C8, C10

Netherlands Authority

for the Financial Market,

Singel 542, P.O. Box

11723, 1001 GS

Amsterdam, The

Netherlands

no

1410

SOCIETATEA DE SERVICII

DE INVESTITII FINANCIARE

ROMINTRADE S.A.

Brasov, Bd. Victoriei nr. 12, jud.

Brasov, Romania, Romania1.7.2013 A1, A2, A4 B1, B3, B4, B5, B7

C1, C3, C5, C6, C7,

C9, C10

National Securities

Commission, 2

Fiosorului Street,

Bucharest, Sector 3,

Romania

no

1411 Solid Financial Services Ltd

15, K. Paparegopoulos Street,

Charalambides Chambers, 1st

Floor, 3106 Limassol, Cyprus

12.4.2010 A1, A3 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1412Solidus Securities Cyprus

C.I.F. Ltd

5, Andrea Kalvou Street,

Helladion House, Apt. 201, 3085

Limassol, Cyprus

2.9.2013 A1, A3 B1, B3, B4, B6, B7C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1413 Solium Capital UK Limited

Corinthian House, 4th Floor, 17

Lansdowne Road, Croydon, CR0

2 BX, United Kingdom

13.2.2013 A1 B1 C1, C3, C4

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1414 Sonaf Business Ltd

134, Ayias Phylaxeos &

Amissou, Annisa Court, 4th

Floor, 3087 Limassol, Cyprus

23.10.2012 A1, A2 B1, B2, B4, B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1415 Sorbus Partners LLP

2 The Malthouse, Water Street,

Stafford, Staffordshire, ST16

2AG United Kingdom

28.12.2012 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1416 Source UK Services Ltd

10th Floor, 88 Wood Street,

London, EC2V 7RS, United

Kingdom

24.2.2009 A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1417Sourcecap International

Limited

Block D, The Old Truman

Brewery, 91 Brick Lane, London,

E1 6QL, United Kingdom

18.9.2008 A1, A2, A4, A5 *****C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1418 SPA Financial Services Ltd

30, Karpenisi Street, The

Business Forum, 1077 Nicosia,

Cyprus

9.8.2011 A5 B1 C1, C2, C3, C4

Cyprus Securities and

Exchange Commission,

32 Stasikratous Street,

4th Floor, P.O. Box

24996 CY-1306 Nicosia,

Cyprus

no

1419 Sparrows Capital Limited22 Manchester Square, London,

SW1Y 4UR, United Kingdom1.8.2014 A1, A2, A4, A5 B4, B5 C1

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1420 Spayne Lindsay & Co. LLP

15-17 John Adam Street,

London, WC2N 6LU, United

Kingdom

7.11.2007 A1, A5 B3 C1, C3, C4, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1421 Spot Capital Markets Ltd

319, 28th October Street, Kanika

Business Centre, 2nd Floor,

3105 Limassol, Cyprus

9.1.2014 A1, A2 B1, B2, B4C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

1422 Spotoption Exchange Limited

319, 28th Oktomvriou & Pan.

Simeou Street, 3105 Limassol,

Cyprus

9.1.2013 A1, A2, A3 B1, B2C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

Cyprus Securities and

Exchange Commission,

Stasicratous 32, 4 Floor,

P.O. Box 24996, 1306

Nicosia, Cyprus

no

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1423 Spread Co Limited

1st Floor North, Argyle House,

Joel Street, Horthwood Hills,

Middlesex HA6 1LN, United

Kingdom

20.12.2006 A3 ***** C4, C5, C9

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1424 Springwood Capital (UK) Ltd

Flat 45, Berkeley Court,

Marylebone Road, London, NW1

5NB, United Kingdom

13.9.2013 A1, A5, A7 B3, B4, B5C1, C2, C3, C4, C5,

C6, C7, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no

1425 Square Capital LLP

alder House, 1 Dover Street,

London, W1S 4LA, United

Kingdom

23.1.2008 A1, A2, A4, A5 B5C1, C2, C3, C4, C5,

C6, C7, C8, C9, C10

FCA - Financial Conduct

Authority, 25 The North

Colonnade Canary

Wharf London E14 5HS

United Kingdom

no