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Maritime safety and security: Tools and trends Ronald Pelot, Ph.D., P.Eng. Department of Industrial Engineering Dalhousie University [email protected] www.marin-research.dal.ca 1 09/11/2011

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Page 1: Maritime safety and security: tools and trendsdimacs.rutgers.edu/Workshops/Maritime/Slides/_Risk_Assessment_a… · Motorboat MS MTA DFS Kayak MS MTA DFS Canoe MS MTA DFS 13 .720

Maritime safety and security: Tools and trends

Ronald Pelot, Ph.D., P.Eng.

Department of Industrial Engineering

Dalhousie University

[email protected]

www.marin-research.dal.ca

1 09/11/2011

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Spheres of Interest

• Maritime Security: defending the coasts

• Maritime Safety: responding to accidents

• Environmental Protection: responding to spills

• Coastal Zone Risk Management

2 09/11/2011

Maritime Activity and Risk Investigation Network

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Maritime Risk Model

Severity of Incident

RISK FACTORS

Type and Level of

Activity

Environmental

Conditions

Regulations /

Navigation and Safety

Equipment

Operator/PassengerTr

aining

OUTCOME MEASURES

Likelihood of

Occurrence of Marine

Incident

OVERALL RISK

3 09/11/2011

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Activity Types

Commercial shipping

Commercial fishing

Commercial recreational

Aquaculture

Ferries

Cruise ships

Private recreational

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Traffic Modelling Processes

• Maximize use of information:

– source: location, date, time

– intermediate points: way points, fishing efforts

– final destination: location, date, time

– frequency

• Extrapolate using more general information

– feasible range: distance, time

– feasible location; eg. fishing grounds; tourist sites

– typical locations: cluster analysis

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Data quality

Class Available Information Example

A

Continuous time-stamped position data;

vessel info

Canadian West Coast

shipping transits; Automatic

Identification System (AIS)

B

Specific origin & destination, and

intermediate waypoints; travel dates;

vessel info

Canadian East Coast shipping

transits

C Specific origin & destination;

travel dates; vessel info

Ferries; Cruise ships

D Specific origin; general destination;

travel dates; vessel info

Commercial fishing by

NAFO zones

E Specific origin; general destination;

frequency of trips; vessel info

Lobster fishing; ecotours

F General origin; general destination;

frequency of trips; classes of vessels

Recreational boating

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Direct Connection Results

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Land avoidance path

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East Coast Merchant Shipping

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Merchant Shipping Incidents vs traffic

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Data proliferation • Sources

– Transmission from ship

– Airborne surveillance

– Satellite surveillance

– Coastal sensors

• Challenges

– Amount of data

– Reconciling different sources

– Detecting unusual events

– Storing info for multiple purposes

11 09/11/2011

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Research issues

• Limitations of each type of sensor

• Data fusion challenges

• Establishing baseline “typical” traffic patterns (Recognized Maritime Picture – RMP)

• Detecting and categorizing anomalous behaviour

• Process new information sources to maximize use Coastal Safety: AIS, LRIT, HITS

12 09/11/2011

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Research issues (cont’d)

• Small Boat Detection

• Resource Location models (SAR)

• Risk Modelling

– Prioritize threats/hazards

– Identify hot spots

– Allocate resources optimally to achieve the best overall risk reduction

– Can be used for prevention and/or response

13 09/11/2011

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Example 1

Abnormal ship trajectories

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15

Traffic Monitoring System

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16

Route-Trajectory Updating

Route Central Axis

Weight: 2

End Normal

LineStart Normal

Line

Trajectory Central AxisExtended Nodes

(Start)

Extended Nodes

(End)

Resampled New Route

Route Envelope

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17

West Coast shipping: typical route identification

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18

Two individual atypical trajectories

Traj: 5-380

Traj: 2-516

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Example 2

Discriminating recreational boat types

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(a) Trajectory 1 (b) Trajectory 2 (c) Trajectory 3 (d) Trajectory 4

20 09/11/2011

Characterizing Recreational Boating Patterns based on GPS Trajectory Point

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Boat classification by movement

0 1,500 3,000 4,500 6,000750Meters

0 1,000 2,000 3,000 4,000500Meters

0 375 750 1,125 1,500187.5Meters

0 100 200 300 40050Meters

0 42,000 84,000 126,000 168,00021,000Meters

Canoe Kayak Motorboat Sailboat

Coastal Area around NS

0 0.003 0.006 0.009 0.0120.0015Decimal Degrees

0 0.005 0.01 0.015 0.020.0025Decimal Degrees

0 0.001 0.002 0.003 0.0040.0005Decimal Degrees

0 0.0009 0.0018 0.0027 0.00360.00045Decimal Degrees

0 0.1 0.2 0.3 0.40.05Decimal Degrees

Canoe Kayak Motorboat Sailboat

Coastal Area around NS

Patterns of Different Recreational boat Types

Patterns of Different Recreational Boat Types at different Locations

Mean Speed

Max Speed

Max 1/20 Speed

Total Travelled Distance

Farthest Distance to Shore

Aspect Ratio

Complexity

Mean Turning Angle

Discrimination Classification

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Pattern analysis

•Aspect Ratio: Width of Bounding Box/Length of Bounding box •Coverage Index: Perimeter of Bounding box/Total Distance

L

P4

P192

P224

P182

W1

W2

Bounding Box

22 09/11/2011

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P(Motorboat)=0.899 P(Sailboat) =0.101

23 09/11/2011

Vessel classification

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Classification Results from Coastal Data

DFSMTAMSSailboat

DFSMTAMSMotorboat

DFSMTAMSKayak

DFSMTAMSCanoe

001683.0178.0293.5720.13

0002997.0192.0611.9071.27

0002293.0104.0183.3624.5

0002739.0125.0066.3878.6

•Stepwise Computational Classification

* 84.2% of original grouped cases correctly classified

Predicted Group Membership Total

TYPE canoe kayak motorboat sailboat

canoe 94.1 5.9 0.0 0.0 100.0

kayak 33.3 61.9 0.0 4.8 100.0

motorboat 20.0 0.0 80.0 0.0 100.0

sailboat 4.3 2.1 2.1 91.5 100.0

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Example 3

SAR Coverage

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Station Location Decision

Response Characteristics Site Characteristics

Calculations Views

Average

Response

Response

Distribution

Load

Balance

Coverage

Balance C1 C4 C3 C2 C5 C6

Go/No Go Multiple Attributes

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From Chance HarbourFrom Chance HarbourFrom Chance HarbourFrom Chance HarbourFrom Chance HarbourFrom Chance HarbourFrom Chance HarbourFrom Chance HarbourFrom Chance Harbour

At 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knots

Time SavingsTime SavingsTime SavingsTime SavingsTime SavingsTime SavingsTime SavingsTime SavingsTime Savings

Time Sav ings

1 Hour2 Hours3 Hours

From Saint JohnFrom Saint JohnFrom Saint JohnFrom Saint JohnFrom Saint JohnFrom Saint JohnFrom Saint JohnFrom Saint JohnFrom Saint John

At 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knotsAt 20 knots

Time SavingsTime SavingsTime SavingsTime SavingsTime SavingsTime SavingsTime SavingsTime SavingsTime Savings

Time Sav ings

1 Hour2 Hours3 Hours

Saint John vs.

Chance Harbour

Response Time Improvements

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Coast Guard vessel coverage

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Effect of moving lifeboats

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Example 4

Fishing incident characterization

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Fishing Incidents Density

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Fishing Incident Rate Distribution

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Example 5 How are the incident rates

related to weather conditions?

Results 2 of these 6 factors are related to incident severity Wave Height (m) Ice Concentration (%) Air Temperature (ºC) Amount of Precipitation (mm/day) Sea Surface Temperature (ºC) Fog Existence Indicator

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01

23

45

6 0

20

40

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

Pro

b.o

f H

igh

Se

ve

rity

)

Wave Height (m)

Sensitivity Analysis of Logistic Regression Model

0.7-0.8

0.6-0.7

0.5-0.6

0.4-0.5

0.3-0.4

0.2-0.3

0.1-0.2

0-0.1

Ice

Concentration

(%)

09/11/2011 34

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MARIN – Current activities • Maritime Traffic Pattern Analysis for Coastal

Protection

• Boating Safety for Anglers & Hunters: a Survey of Perceptions and Practices

• Oil in Canadian Waters: Assessing Oil Pollution, Commercial Shipping and Ecological Impacts on Canada’s Three Coasts

• Sensor Interaction for Small Ship Tracking and Awareness in Harbour – A study of the value of using sensors together

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MARIN – Current activities (cont’d) • PIRACY (Policy Development and Interdisciplinary

Research for Actions on Coastal Communities, Youth and Seafarers)

• Multi-Criteria Decision Making Framework and Risk model for Carbon Capture & Storage (CCS)

• A Multi-Disciplinary Approach to Risk Governance: Best Practices, Workshops and Online Training

• Factors affecting seaplane crash survival

• Traffic modelling for risk-based hydrographic survey prioritization

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