mary m mckeown financial disclosure report for 2009

8/3/2019 Mary M McKeown Financial Disclosure Report for 2009

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, ~ o t o FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e Ethicsin Government Act qf 1978hey. 1/2010 FOR CALENDAR YEAR 2009I. Person Reportiug (last name, first, middle initial) 2. Courl or Organizatit, n . I 3. Date of ReportMcKeown, Mary M. Ninth (ircuit Courl of Appeals 05i05/2010

4. Title (A~iclc Ill juflgcs indicate acfivc o r senior status; 5a. Rpo~ T ype tcheck appropriate type) 6. Reporting Periodmagistrate judgcs indicate full- or pan-time) ~ Nominahtm, D ~ t c 01/01/2009US. Circttil Judge - Active ~ Initiai ~ Annual ~ Final to12/3 I/2!)09

5b. ~ Amended Repo~7. Cham bers o r Office A ddress 8. On the basis of the info rm ation con tain~ in this R epo~ and anymodific~tious pertaittiag ~ereto, it is, in my opinion, in complianceU. S. Cou~ of Appeals ~ith applicable laws and regulations.401 West A Street Suite 2000San Diego CA 92101 Reviewing Off icer Date

IMPORTANT NOTES: The instructions accompanying thisjbrm must be followed. Complete all purts,checking the NONlf boxJbr each part where you have no reportable information. Sign on last page,

[~ N O N E (No reprotable positions.)POSITION NA M E O F O R G A NI Z A T I ON/E NT IT Y

1, Board of Advisors RAND Institute of Civil Justice

2. Board of Advisors American Judicature Society3. Bo~rd of V isilors Georgetown "University t,aw Cenler

Board of D irectors Association of Bosiness Trml l.awyers - San Diego5. Board of Directors Federal Judges Association

6 Board of Directors La Jolla Music ~ociety -

~ Tmslee ]me~tJo~] Association of Wonlell Judges

1 I , A G R E E M E N T S . (Reporting individual only; see pp. 14-16 ~l~ling instructions.)~ N ONE L:~b reportable agreements,)D A T E PARTIES AND TERMS

McKeown, Mary M.


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FI N AN CI AL DI SCLOSURE REPORT [ n ..... fPerson ReporOng DateofReparrPage 2 of 16I mcKeow., m,,r>-m. 0 5 / o 5 / 2 0 ~ 0

I 1 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting itldividualand~T~ ...... ; s e e p p . 1 7 - 2 4 oJ.[iting Dis(rue(ions.)A. Fl iers Non-lnveslmenl Income

N O N E (No reportable, non-investment income.)

DATE SOURCE AND TYPE INCOME.(yours. not spouses)I. SpgFall09 U niv of San Diego Law School - leachiag 510,000.002. SpgiFall09 Georgetown University Law School $ 5 , 0 0 1 ) . 0 03. SpgiFall09 Thomas JeffErson Law School $3,000.00

4 .

B. Spouses Non-Investment Income - tfyou were married during any portion of the reporting year, complete this sectian.

DATE SOURCE AND TYPEI. 2 0 0 9 Self-employed - Consultant

2 . 2 0 0 9 University of California San Diego - Sata~3 3.

IV . R E 1 M B U R S E M E N T S - tra.sportation, lodging, food, .... .. taln .....~ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDEDI. American Bar Association 02/I 3/09-02/15/09 Bos~on, M A Midyear Meeti~g Transportation, lodging & mea~s

2 Northwestern Universi~, 03/05/2009-03/07/2009 Chicago, I L Moot Cou~ Transpo~ation, lodging & meals3. Georgetown U mversity Law 04/02/2009-04~05/200~ Saotc Fe, NM Board Meeting Transportalion, lodging & mealsCenter4 L a w Seminars International 04/24,2009 Seattle, WA Presentation TransportationI n o .5, University of Texas Law 04!2912009-04/30/200~ Auslin. TX Wom ens Poveer Summit Transportation & rttealsSchool Foundation(~. Federal Judges Association 05/01!2009-05/04/200g W ashington D.C. Board Meeting Transportation, lodging & meals


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F I N A N C I A L D I S C L O S U R E R E P O R T ~,,*e of Pe .... Rep,,rting [ Date afReporl:Page 3 of 1 6 5lcKeown, 51ary M.[ 05105/2010

7. Thomas Jefferson School o!" 05/2412009-05/27/200~ Hangzhnu, China Teaching Transpo~ation. lodging & mealsLa w

U n iv er sit y of Sa n Di eg o 0 7q 8, 20 09 -0 7., 3 1/20 0g P ari s. F ra nc e Teaching Transportatiot~, lodging & meals.School of Law9 Amercian Bar Association 08/I)1/2009-08/03,~200t~ Chicago, IL Committee Meeting Transportation, lodging & meals10 Organization for Security and ] I."07/2009-1 I!1 I,200S Sarajevo, Bosnia Lecture and Ethics Transportation & mealsCooperation in L:urope WorkshopsI I. Amercan Bar A ssociation I 1!] U 2009 -t t/15/200S V ienna, A ustria W orld Justice Project Transportation. lodging & meals12 ALl Council Meeting 1 2 . ; 0 3 , 2 0 0 9 - 1 2 . , 0 4 . ~ 2 0 0c, Philadelphia, PA Committee Meeting Transportation, lodging & meals


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FINAN CIAL DISCLOSURE REPORT N~m~ of Persol| Reporling1

Da,e of ReportPage 4 of ! 6

V . G I F T S . a n a , a e s ~ a s e t o s p o u s e a , ,a a e p e n a e n t c h i t a ~ e n ; s e e p p . : S - ~ l ~ff filing instructions.)NONE (No reportabR~ g~s.)

SOURCE DESCRIPTION VALUE

2.3.4.5.

~.iJ NO NF. (:Vo rep ortable liahilities.)CREDITOR DESCRIPTION VALUE CODE

I. StJNTRUST M ORTGAGE, RESIDENTIAL;RENTAL PROPERTY - SAN FILANC1SCO CA NINC./CHASE HOME

3.4.5.


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FI N AN CI AL DI SCLOSURE REPORT n .... f P t r s o n r e p o r t i n g ] O ~ , te o l R e p o r lPage 5 of 16 ~leKet,,,.,. ~o ~

Io ~ / o ~ / ~ m o

Vii. INVESTMENTS and TRUSTS - i ........ , , ,al ........... ~,,ns Oncludes those of sp ...... d d e p e n d . . . . . . . h i l d r e n ; s e e p p . 3 4 -6 0 o f f iK n g i n s t r u c t i o n g )NON E (No reportable i.come, assets, or transactions.)

A . : B . " c. ~ D. ............ ]D c s c r i p l i o n o f A s s e t s [ t n c n m e d u r i n g ;: G r o ~ ~ a l u e a t e n d ~ T ~ n s a c t io n s d u r i n g r e p o m n g p e r i o d I( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o v l i n g p e r i o d [Place "(X)" after each assetm o u n l . T y ~ ( e . g . , V a l u e V B l u c Type (e.g,,a t e ~ V a l u e ~ G a i n I d e m i U o f ~I C o d e ~ : i C o d e I b u y e r / ~ e H e rx e m p t f l o r a p r i o r d ~ s c l o s u r c : C o d e I d i v . r c n L ~ C o d e 2 M c ~ h o d buy, sell, mm;d~yy [ ,.~ A - H ) o r i n t . ) ( J - P ) C od e 3 r e d e m pt i o n ) ( J - P ) ~ ( A - H ) ( i f p r i v a t e,: ( Q - W ) ; . t r a n s a c t m n ) ~

I. BANK OF A MERICA #2 A I n t e r e s t M T2. BOEING A Dividend J T

! 3 . COLLFGE SAVINGS BANK - A I n t e r e s t Closed 08/15/09 KPR t N C !!TON4 LINCOLN MUTU AL INSURANCE A I n t e r e . s t J T5. SCHW AB ACCT #4

6.... AiM VI TEc!I FU ND None J T! 7 , ---ALGER L ARGE CAP GRO\VTtt None J T SEE PART V lll FORDEqAIL8. ---AMER CENTURY VP INTL None J T9. ---BARON GROWTH OPPORT FND None J T SEE PART V lll FORDETAIL

1 0 . ---SCHWA B S&P 500 INDEX FU ND None J T SEE PART V lll FORDETAILI I . TULLYS COFFEE None J T1 2 . TRUST1 3. ---(ASI t ,;BANK OF A M E R None Closed 0 8 , ; 1 5 / 0 9 J1 4. ---FIDIq,IfY BLUti CHIP A Dividend K T15 ---FIDELITY [)ISCOVER FUND A Dividend J T1 6 . - - -FII)ELITY GROW TH & INC A D i v i d e n d K T1 7 ,...................

403b #I- FIDF.LITY INVESTMENTS


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N a m e o f P e r s o n R e p o r i in g D a t e o f R e p o r tFINAN CIAL DISCLOSURE REPORTPage 6 of 16VII. INVESTMENTS and TRUSTS--i . . . . . . . . . . . . z . . , , . . . . . . . , io . > . a . , . t .u ~ a , o . . 4 ~ . ......... ~ ~ . .a ..... h i l d r e n ; s e e p l , . 3 4 - 6 0 4 f i l in g i n s t r u c t i ,n & )

~ (No reportable income, assets, or transactions.)ONE

D e s c r i p t i o n o f A s s e ~ I n c ~ m c d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u o n g r e p o s i n g p e r i o d(including trttM as~ets~ ~ rcp~rting peri~t of ~epoamg period

P h c c " { X ) " n f ie r c n c h a s s e l A m o u n t i fy~ [e.g. V a l u e Value T y p e ( e . g . . Date ~ Value ~ Gain I d e n t i t y o fe x e m p t ! ? o m p r i~ r d ~ s c l o s u r e ~ C o d e I ~ d i v . , c e n t , C o d e 2 M e ~ h o d buy, sell. ] m m , d ff " ~ y ~ C o d e 2 ; C ~ c 1 b u y e r & c r i e r~ ( A - H I ~ o r i r a . ) ( J - P ) C o d e 3 ~ redemptmm ~. (J-P) ~ (A-It~ ( i f p r i v a t e,18 - - -UU SAVINGS FUND A Dividend J T1 9 . ---FIDELITY CONTRA A l)ividend lv l T

2 0 . --..Fll)I:I.ITV t!URO (AP .4.PPRIT(. B Div idend 1 _ T2t. ---FIDEI.ITY SELECT TI.aCtI/PURITAN A Dividend K T.~."~FIDI=LITY ANNUITY #22 3 . - - -FIDEI_ITY V I P C O N T R A None K " 12 4 . --.-FIDELITY \."IP EQOITY INCOME None J T~ :" N O R THE R N TRUST #l

26. ---NORTHERN TRUST CttK A Inlerest L T

27. NORT! IERN TRUST #228 ---NORTH f:RN TRUST MIvlF A lnt.iDiv. K T2 9 . NORTHERN TR!3ST #3 [t0 . ---NORTtIERN TRUST CHK A I n t e r e s t J T I3 1 . NOR]tt |.iRN TRUST I4

3 2 . ---NORTHERN TRUST CHK A I n t e r e s t K 1"3 3 . NORI IlERN TRUST #53 4 . ---ABBOTT LAB (ABT) A Divklend l T Sold 02!13109 J A(pan)


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FINANCIAL DISCLOSURE REPORT N,.,eofe ..... Repor,ing D a l e o f R e p o r tP~.:tge. 7 Of ] ~ McKenwn, Mary M. 05/05/2010

V I I . IN V E S T M E N T S a n d T R U S T S -i, ...... ~.~. t ...... tions (Includes those of sp ........ d dependent chitdren; seepp. 34-60piffling instructions.)N O N E No reporl~ble income, ussets, or trzmsactions.)

l ) c s c r i p t i o n o l A s s e l ~ I ~ c o m e d u r i n g Gross value al end ~ T r a n s a c t i (m s d u r i n g r c p ~ m i ~ g ~ r i o dl i n c l u d i n g t r u s t a s s e t : . ; ) r e p o s i n g p e r i o d of reposing ~riodP l a c c " ~ X F a ~ i c r e a c h ~ s s c ~ ~ A m o u nt T y p e t o .g ., V a l n e ]Value Y~e (e,g,, ~ Dine ~ Value ~ Gain I d e n m y o f...... p~ f r o m p r i o r d i s c t . . . . . Codc l div ...... t. Code2 [ M e th t ~ I buy. sell ......... d d . y y ~ C o d e 2 [ C o d e l buyer,~ller( A - H } p r i n t . ) ( J - P ~ I Code3 ~ r e d e m p t i o n ) ][ ~ (J-P) ~tA-H) ( i f p r i v a t e~ ( Q -W ) t r a n s a c t i o n }

[ 3 5 . ---ACCENIURE BERMU IACN) A Dividend J T36 . ---ADR ABB LTI) ( A B B ) None J T B t * y I 1 / 0 6 / 0 9 J

37 . ---APIt,I: (AAPL) None J Tt8 . ---BAXTER INTL (BAX) A Dividend Sokt 02/13/09 J A(part)

39 Sold 1 2 . " 1 5 / 0 9 ] J A 10, ---CVS CAREMARK CORP (CVS) A Dividend B uy 0 8 . i 1 4 i 0 9 J4 1 . Sold ! l/06/09 .I A42 ---DANA11ER (ORP (DH R) A Dividend J T4 3 . -~ FEDEX CORP (FDX) None J T B ny 12/15/09 J44 ---ITT CORP [NC (ITT) A Dividend J F4 5 ---JOHNSON CTI. IN(.: (JCI) None J T B uy ) 1 / 0 6 ! 0 9 J46 ---KOHL S (ORP (KSS) None J T B uy ~ 0 8 . q 4 . , 0 9 J47 ---MCDONAI.DS CORP tMCD) A Dividend J l Sold U 2 / 1 3 7 0 9 l A(pan)4 8 . ---M(K EESON CORP (MCK) J T B uy 1 2 ; 1 5 1 0 9 J4 9 . ---MEDCO [ll.TH SOI.UT (MILS) None J T Sold ! 0 2 / 1 3 : 0 9 J A(part)5 0 . - -- MF B N ORT I I C AL MUN MONEY MKI A Dividend K " l(NOCXX)51. ""--&tF B NORTH F DS CAt, IF INTER TAX C t n t . . " D i v . M T Sold 1 1 / 0 6 7 0 9 K AEXPT (NC1TX) {pan)


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FINAN CIA L DISCLOSURE REPORT [ N ......[P ......Reporti,l~g I Dale of Reporl1Page 8 of 1 6 [ McKeown, Mary M. 0 5 . 0 5 1 2 0 1 0V I I . I N V E S T M E N T S a nd T RUS T S .-i~ ........ ~. ~ ......~ i o , , ~ a ~ , . ~ a ~ . . .. .. of ~v .......a a~v ~a~..~ua~;.~ ap. ~4-~1~ i ......~ N ONE (Ao reportable income, assets, or transactions.)

. , ~ . B C. ~ D.Descriptttm ~f tM;set~ Income during (}ross value al end Transactions during re.fling ~riod :(including trust a~sctsl reposing period i of repoaing periodPtacc "~XY al~cr each asset Amount ~ "I y~ (e.g, Value [ Value Type (c.g., ~ Date : Vatuc Gain Identity of

cxcmp~ fiom prior dis~:losurc , Code I ~ div ,rent, ] Code 2 Mcth~ [ buy. sell. m~d~yy Code 2 i Cmlc I buyer/sellcr~ (A -H} ~ or int.) [ (J-P)~

Code 3 ~ redemption) (j.p} I: {A-H) (ifprixqtle "(Q-W) ~ lyansaclion)

52. ---MFB N(.)RTH FDS CA ~AX EXPT D lnt.iDiv. M q Sold ] 11/06/09 K A(NCATX) (pa~)5Y ---MFB NORTII EMERG MKTS EQ FND A Dividend K T B uy 06/02/09 K[NOEMX)54 . B uy I 1/06/09 J(addl)55 . ---MF[3 NOKTII HI YIEI.D FXD INC None Sold 01/01/09 I. A SEE PART VIll FOR( N H FI X) DETAIL56. --- MPF~ NORTI] H1 hlEl.f) MUNI C lntJDiv. J l B uy 05/05/09 K( N HYM X I (add l )57 . -.-MFII NORTH STK INDEX (NOSIX) B Dividend M T58 ---MFB NORfH MM GI..OBAI. RE A Dividend K T Bu y 1 2 , " 2 1 , " 0 9{ N M M G X ) (addl)5 9 . --&.IFB NORqlt [NII. EQFY INDEX B Dividend L T Bu y [ 1t/06/09(NOINX) (addl)60. -MFC ISHARE TR B ARCLA YS TIPS A Dividend K T B uy I I I / O 6 / 0 9(l~P)

61 .... bIFC SPDR GOI.D "IR (GLD) None J V B u y [ 0 5 , , 0 5 y 0 962. --MFO CREDIT SI.HSSE COMMIDITY A Dividend J TRETURN (CRSOX)63 . ---MFO PIMCO FNDS PAC INVST A Dividend K T B uy 1 1 . i 0 6 ~ 0 9l PCRIX)6-1 B uy 12."09/09(addl)65 . - - -M ICP.OSOF-1- ( ORP (MSFT) A Dividend J T Sold ] 02113,"09

(pan)66 . - - -NATL OI1 . W I :q I .L VA RCO I .NOV ) A Dividend J T B uy t 1/06/0967 . ---NIKF. INC Ci. B (NKE) None J T kitty 12/15109

68.... Pt!PSKO IN(.? (PliP) A Dividend J T B uy l I106/09

~ tncm~cGa Ct~,lcs A=$l,00(lorlcss B=$L,0Ot-$2,50O C-$2.501-55,~)0~) D-$SJ)01.$15,0IR)


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FINAN CIAL DISCLOSURE REPORT N ..... [P .....Reporting Date a[Repor~Page 9 of 1 6 ~ k ~ o , ,, .. ~ ~ , , ,- y ~ , ! . 0 5 / 0 s ; 2 0 ~ o

V I I . I N V E S T M E N T S a n d T R U S T S - - i , , . . . . . . . . t , e . , ....... ions (lnclud,,s those oJ sp ....... }l dependent children; see pp. 3 4- 60 of l~ ling lnstr#ctionsONONE (No reportable i~come, assets, or tramactions.)

A, B. ~. D.Descriplion o[AsseIs Income during Gross value at end T~nsactit) t~s during reporling(including tms~ assct~) repo rting ~rio d orreporting periodPlace " (X ? a~er each asset A m oum Type (e .g. Value Value Type (.8., Dale Value Oam ldcntily of :cxcmpl tram pricer thsclosurc ; O~de I div.. rent, t-:ode 2 Meth~ buy. sell. ~nm:dd~vy [ C~e 2 ~ LTodc I buyerscller(A-H) ~r u~t,) (J4~ C~e 3 redemgtion) (J-P) ] (A-H): ,, (Q-W) : ~

69 . ---PG&E CORP (P(;G) A Dividend J T

v0. - -PROCTOR & GAMBLE (P(i} A Dividend J T Sold 02/13Y09 J A(pan)71. Sold 08/14,0~ J A

(part)72, --SCHI.UMBERGER LTD (S[.B) A Dividend J Y B uy I 1,"06/0973. ---TRANSO(;EAN [NC (RIG) None J T74 ---VtiRIZON COMM (VZ) A Dividend J T Sold i 02/13/09 J A(part)75 NORTI tERN TRL!ST #6

76. ---ABBO~IT LAB [ABT) A Dividend J T Sold 02/13/09 J A( p a r t )

77. - - -A(~CENTURE BE RI ,~ (Ai lN) A Dividend J "I " Sold 02/13/09 J A[parl~,7g. ---ADOIZJI~ ~ADBf~i None J T79 . ---ADR AB B LTD (. , \BB) None J T But , I 1/06/09 J

1~ 0 .... ADR ARCEI.()RMITT.~I. (MT) A Dividend J T81 . ---A DR NOKIA (ORP INOK) A Dividend J T82 - - -o\ FL,~,C (AF[ . ) A Dividend Sold 05,;28/09 3 A~".. - - -AMERIPRISE FINI. ( AMP) A Dividend J T

,~4. ---A[>PI.E IN(. (A,~PI_) None J T Sold 02113/09 J A (part)~5 ---I~ANK OF NY MEI.LON BK) A Dividend J T


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FINAN CIAL DISCLOSURE REPORT [~ ..... ~~ .... ~ e p o . i , , ~Page 10 of 16 1 1 McKeown, M aO M. 0 5 / 0 5 / 2 0 1 0

N O N E ( W o reportable bzcome, assets, or transactions.)

Description of Assets ,; Income dunng Oross value at end T~nsact ions durh~g re~ing ~riod(including t~st assc~) ~ ~e~rting period of reposing p~ iodPlace " (X )" after each asset A mount . Type (e.g.. V alue V alue l>pc (e.g, : Dale VMue Gain [deolity ofexempt from prior dlslosure . Code I ~ div, rent. C~dc 2 Method buy. sell, ~mnrdd~yy C~c 2 ] Code I buyer!~llerI U P) ~ (A-H ) (if privateA - H ) or intA (J-P) Code 3 redemption}

~ransaetion)

86. ---BAXTER INTL ~ BAX) A Dividend J T Sold 02/13/09 J A[ paa)87 Sold 12/I 5/09 J B88 ---BECTON DICKINSON & CO. (BDX) A Dividend J T Sold 02/I 3!09 J A(pan)89 .--CISCO SYS (CSCO) None J T Sold 02/13/09 J A(pan)90 . ---COSTCO WI{OLESALE (COST) A DivMend J T91 . ---CVS CAREMARK {CVS) A Dividend J T B uy 08/14/09 J92 . ---DANAHER CORP {DHR) A Dividend k T93 . ---EIvlERSON EI.ECT CO. (EMR) A l)ividend J T9 4 . ---[:.XL:LON CORP EXC (EXC) A Dividend J T95 ---FEDEX CORP (FDX ) None J T B uy 12/15/09 J9 6 - -- (; OI .D iv lA N SA CII S G RP ( GS ) A Dividend J T9 7 . ---IIARTFORD F INL SVCS (HIG) A Dividend Sold 11/06/09 J A9~ --.ITT CORP (ITI) A Dividend J I

i 99. --..JACOBS ENGR GRP (JEC) Nonc Sold 12:15;09 J A100. ---JOHNSON & JOHNSON (JNJ) A Di\ idcnd ) T Sold 02/13/091 J A( p a r t )10I ---JOHNSON Ct[ INC (JC1) None K T B uy 11i06/09 K102. - - - KELLOGG CO K) A Dividend J T


11/17

FI N AN CI AL DI SCLOSURE REPORT ~ .......fP ......Rep,,rting ] Dnie ~fReport

V 1 1 .1 N V E S T M E N T S a n d T R U S i" S - i . . . . . . . . . . ~ , , ~ , t ........ ions a n c t , , a e s t h ..... ,/sp ........ a dependent children; ~ee p p . 3 4 -6 O O f fi l in gN O N h (No r,portable income, assets, or transactions.)

I)escr~ptitm otAsscl~ income during ~rns~ ~aluc m end Transactions during rcpo~ing ~riod(including m~s~ a~sets) ~ . reporting ~rlod ofrcp~ing periodPlace "~X "afieceach assc~ Amount Type (eg .. Valuc ~ Value T~c [c g . Date s Value ~ Gain ~ Identity ofexempt from prior disclosure Code I div.. rent. Code 2 { Mt-thod buy. sell. ~mmidd, vy Code 2 [ Code I Y buyer~sc[lc~{A-H) ~ or int} : (J-P~ : Code 3 rcdcmptmn) { J-P) ~ IA -H } lif~rivalc( Q - W ) transaction!

]03 . ---KOflI.S CORP/KSS} None J -f B uy 08/14~09 J104. ---M(DONALDS (MCD} A Dividend J T Soid 02/13,09 J A

~105 --~MCKESSON CORP MCK) None J T B uy 12/15/09 J106. ---MEDCO ttLTH SOLUTIONS (MHS) None J T Sold 02/13;09 J B{ p a r t )107. ---MFB NORTtt EMERG MKTS A Dividend I. T B uy I 1 , . " 0 6 / 0 9 K(NOEMX) (addl)[08. ---N~FBNORTH EDS FXINC(NOFIX" l) Dividend N T

109. ---MFB NORTtI FDS GI.OBAI. RE B Dividend K f Sold I 1/06/09 J AINDEX (NGREX) (pa~)11 0 -----MFB NORTH ttf YI..D FXD INC D I"Dividend M T ] B uy 05/05/09 L[addl)I I I. ---MFB NORTII [TL EQTY INDEX B Dividend K T B uy I 1/06/09 K{ N O I N X )i t2, ---MFB NORTH MM fFl. EQUITY B Dividend M T(NMIEXIt3 ~--MFB NORIl! MM MID CAP (NMMCX A Dividend K T Sold 11/06/09 K A14 . ---MFB NORTtl MM SMAI,I. (SAP A Di~ idend K T Sold 11/06/09 K A(NMMSX) (pa~)15. ---MFB NORTH MONf:Y MKT FND A Dividend 1, f(N()RXX)16. ..--MF(" SELf2CT SECT SPDR ENERGY A Dividend K T Sold ~ 02/13/09 J AIXI.E) (parO17 ---MFC SELECT SECT SPDR FINk (XI [:) A Dividend K T~8 . . . . MFC SELI!CT SECT SPDR SI IS BEN A Di,idend J TINT.MAr (XLB)19. ---MFC SELECT SE(T TECII (XLK) None Sold 02/13/09 J A


12/17


13/17

FINANCIAL DISCLOSURE REPORT n ~ o t ~ e .... ReportingPage ] 3 of ! 6 McKeown, Mary M.

~05/05/2010

--~] NON~ (No reportable income, assets, or transactions+:

I ) c s c r ip l i o n o f A s s e t s I n c o m e d u r i n g Gross v a l u e a L e n d~ T r a n s a c t i o n s d u r i ~ r c p o r l i n g p e r i o d( i n c h e d i n g t n ~ s t a x s e ~ s } reposing pcri~ o f r c p o r l i n g p e r i o dP l a c e " ( X ) " a f t c ~ c a c [ ~ a s s e t A m e u n l Ty~ (g., V a l u e Value T y p e ( c g . D a t e V a l u e G a i n I d c r m t y ~ 1 "c x e m p ~ F r o m p r i o r d ls c l o > u r c Codc ! d i v . . r e n t , r C o d e 2 Meth~ buy, sell. m rw d ~ y y C o d e 2 C o d e } b u y e r : s e l l e rI A . [ { ) o l I n l ) ( J - P ) C o d e 3 r c d e m p n o n ) ( J - F ) ( A - I f ) ( f f p r ~ v a t e{ Q - W ) " ~ r a n s a c t i o n ~

137 ---SIGMA -ALDRRTII ~SIAI.) A Di~-idcnd J T1 3 g . ---SPECTRA ENERGY (SE) A Dividend J T1 3 9 --TRANsoCEAN INC {R G) None J T1 40 ---L!NITED T E C H C O R e (LJTX) A Dividcnd J T1 4 . 1 . ---VERIZON (OMM IVZ) A Dividend J T Sold 0 2 . 1 3 ; 0 9 J A(pan)

1 4 2 . ---W A[ERS CORP (WA[} None Sokt 0 2 / 1 3 1 0 9 J A1 4 3 . NORTHERN TRUST #7

144..---TEMPLEION FOREIGN CI. A A Dividend K T B uy 1 2 1 2 2 / 0 9( T F . ,M F X ) { addl)145 . NOP, TI~EaN TRUST #S1 4 6 . ---AIvlERICAN F;AI.ANCFI) CL A A Dividend K T B uy 0 2 1 2 3 . / 0 9IABALX) (addl)147. Buy 05/27/09

1 4 8 . B uy 08q 7/09(addl)149. Buy (addt)1 5 0 , NORTHERN TRUST ;~9 ,. \ Dividend J T151 N O R T H E R N T R U S T ~ ~ 1 0 None K T1 5 2 (7ONDOIS0%)SAN F RANCISCO CA D Rent O W1 5 3 .


14/17

FI N AN CI AL DI SCLOSURE REPORT , ~ . . . . . fP ..... a ~ p o r t i , ~ /age i 4 of 1 6 ~ < K ~ o , , , , , , r q a F . v M . 0 5 / 0 5 / 2 0 ~ 0VII. INVESTMENTS and TRUSTS --i. ......... ~ ........... i.., a~,:~,,a~, ,~o~. osss ....... d depend, nt child ........ pp. 34-60 o/fillng instr

NONE (,~ reportable income, assets, or transactions.)A. B. C. ] D.Description of Assets :~ Income during ~ Gross value a~ end Tmnsz~oions during r~rtmg Wriod~ i n c l u d i n g t r u s ~ a s s e t s ) re pos in g pe riod o fre po sin g p erio d

Placc "tX~" illlet cac]~ asset ~ Amounl 3vpe ee.~., Value Value ~ "ly~ {e.g . , [ Date ; Value ~ Gain Identity ofcxcr~lpl from prior disclusure : Cudc I ~ div., rent. : Code 2 Method buy sell, mmz;ddlyy Code 2 [ Code 1 buyer;sellcr{ (A-If) or int,) (J-P) Code 3 redempt ion) ~ { {J-PI ~ (A-H) O f p r i v a t e(Q-W)15 4

157,

!59

163,

I

165.

166.

~6 7

168.


15/17

FINAN CIAL D|SCLOSURE REPORT ~ .... fP ..... R e p , , r , i . ~ D a , e o f R e p o r ~Page ! 5 of 16 M c K e o w n , 5 la r y : M 0 5 ; 0 5 . . 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,,~,.~,~,~,,o/~o~,~

PART VII:LINET: NA ME\VAS{. I IANGtiDFROM ALGER AMERICANGROW IIITOAI..GERLARGEt.APGROWF H.LINE 9 NAM|: WA S (7tIANGEI) t ;ROM BARON (TAPIIAL ASSET TO BARON GROW TH OPPORTUNITY F UND.I.IN|! IO: A SMAI.t. AMOLrNT OF I:UND ,R STILl. liX1STS IN THIS .,\CCOIINT A[ T!IOU GI! PRIOR PERIOD INDICATED A F UL L "IRANSF ER.LINE 55: PRIOR PERIODADJUSIMENT-IIIESTO(TK W AS SOLD IN PREVIOUS YEAR.


16/17

FINAN CIAL DISCLOSURE REPORT r~ .... f P e . . . . l ~ e ~ r t i ~ [ o ~ , c o f a ~ j , o r ~Page 1 6 of 1 6

I McKeown, M a ry M. l0 5 ! 0 5 / 2 0 1 0

IX. CERTIFICATION.

1 cerfil~ that all information given above (iocluding information pertaining to my spouse and m inor or dependent children~ ffany) isa~:ura~e~ true, and complete to the best of my knowledge a nd belief, aud that auy infnrmation uot repnrted was withheld because it met applicable statutoryprovisions permitting non-disclosure~I further cer~ify that earned inonce front outside employment and hono raria and the acceptance of gifts which have been repa rted are incompliance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U .S.C. 7353, and Judicial Cnnference regulations.

NOTE: ANY INDIVIDU AL W ItO KNOW INGI,Y AND W ILFU LLY FA LSIFIES t)R FALL S TO FILE Ti l ls REP(.)RT MAY BE SU BJECT TO CIVIl ,AND CRISIINAL SA NCTION~ (5 U.S,C. app. 104)

F I LI NG I NS T R UC T I O NSMail signed original anti 3 additional copies to;

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Cikcle, N.E.Washington, D.C. 20544


17/17

8 E L F I N I T I A T E DAMENDMENT

:i:< i;~ UNITED STATES COURT OF APPEALS~i"i?)~]! i FOR T H~ NINT H CIRCUIT

i:) ::i;[~~i:;; 401 WEST A STR EET, SUITE 2000SAN DIE(K) , CAL IF O RN IA 92101-7908

C H A MB ER S O F TEL: 619.557.5300~ | . M A R G A R E T M C K E O W Nu . s . C ~ R C t ~ T J U r m E M ay 13, 2010

I !one-table B obby R . Bt~idc, ck, ChairCommittee on Financial DisclosureAdministrative Office of the United States CourtsOne Columbus Circle, NESuite 2-301Washington, D.C. 20544

Re: 2009 Financia l Disc losure R eportDear Judge B aldock:

M y Financial Di sclosure R eport for 2009 should be amended to add thefollowing reilnbursement:Association of Business Trial Lawyers1011/09 - 10/2109(,o~oracto Sp~ ings,Lecture!PanelTransportation, lodging, meals

Sincerely,

U .S. Circuit JudgeM M . M : w l b

mary m mckeown financial disclosure report for 2009

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