miles knight - bachelor thesis - environmental impact assessment
TRANSCRIPT
Geography Thesis (F8038) May 2015
Mapping and understanding urban transformation in Wuhan, China, since 2000
Candidate number: 106443
Wuhan Greenland Center, construction started: 2010, proposed completion: 2017
(http://www.constructionweekonline.com/article-22865-chinas-top-10-tallest-towers-in-the-making/9/)
Candidate number: 106443
Abstract
Urban transformation is happening at unprecedented speeds across the globe, with China being at the forefront of this intensification. This particularly applies to the central region of the country which is experiencing a surge in urban transformation. Despite this, since the turn of the millennium there has been very little research examining urban transformation and investigating its drivers at city based levels in the central region of China.
This thesis maps and examines the spatio-temporal changes of urban transformation in Wuhan, Hubei province [central China], using Landsat satellite imagery from 2001, 2007, and 2013. It then examines these changes in greater detail using georeferenced Google Earth Imagery whilst investigating the drivers behind the process of urban transformation through temporal analysis of government policy and socio-economic data from the year 2000 till present.
The results show that urban land has increased in size by 15.57% between 2001 and 2013 and bare earth landscapes (an indicator of construction sites) by 11.73%. These increases have been at the expense of decreases in wetlands by 17.9%, Agricultural land by 10.27%, and water bodies by 2.6%. In parallel to these changes the introduction of the 2004 Rise of Central China Plan has enhanced the key drivers accelerating urban transformation in Wuhan. The population has risen by 9.7%, fixed asset investment by ¥55 million, and foreign direct investment by $1750 million (Huang & Wei, 2014).
Acknowledgements
I would like to thank the following people for sparing their time to help me produce this project.
Dr Daniel Haberly – Lecturer in Human Geography
Thesis supervisor and mentor for this project, Dr Haberly helped to inspire many of the ideas for this project and provided his critical understanding and knowledge of Wuhan and China.
Dr Alexander Antonarakis – Lecturer in Global Change and Ecology
Remote Sensing tutor and advisor for this project, Dr Antonarakis taught me how to use ENVI for land classification and provided vital advice on how to make optimal use of Landsat data.
Prof Mick Dunford – Emeritus Professor of Economic Geography
Advisor in finding official Chinese statistics, Prof Mick Dunford helped me to find free access to the NBSC statistics.
Mr David Guest – Senior, Information Delivery Manager
Assisted in obtaining Chinese statistics from conventionally inaccessible Chinese websites; Mr Guest taught me how to use emulators on internet explorer so that I could access out dated web pages used by the NBSC. This ultimately allowed me to download the required NBSC statistics.
Candidate number: 106443
Contents
1. Abbreviations – 1
2. Introduction – 1
2.1 Research Questions - 3
2.2 Objectives - 3
3. Literature Review – 4
4. Methodology – 9
4.1 Study area – 9
4.2 Landsat Image Processing – 10
4.3 Land Cover Characterization - 13
4.4 Socio-economic Data Analysis – 13
5. Results: Maps – 14
6. Results: Tables – 17
7. Analysis and Discussion – 18
7.1 Research Question 1 – 18
7.2 Research Question 2 – 23
7.3 Research Question 2 – 30
8. Research Limitations -34
9. Conclusion – 36
10. Reference List - 38
Candidate number: 106443
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1. Abbreviations
FDI – Foreign Direct Investment
NBSC – National Bureau of Statistics of China
RS – Remote Sensing
UT – Urban Transformation (the process of urbanization and urban renewal)
WUA – Wuhan Urban Agglomeration (The 1+8 zone, Wuhan (1) with (8) supporting and surrounding
cities)
WEHDZ – Wuhan East Lake High-Tech Zone (Est. 1988; referred to as ‘Optics Valley of China’, optical,
information, biology and telecommunications zone)
WEDZ - Wuhan Economic and Technological Development Zone (Est. 1991; the automotive industrial
zone)
Wujiashan ETDZ - Wujiashan Economic and Technological Development Zone (Est. 2010; base for
high technology electromechanical products, production of biotechnological food, import and export
logistics and trade centre)
2. Introduction
Urban transformation for the purpose of this thesis is the combination of urbanization and urban
renewal. Urbanization is the process of transforming natural landscapes into man-made impervious
surfaces composed of cement, asphalt, metals or chemical materials (Carlson, Dodd, Benjamin, &
Cooper, 1981; Owen, Carlson, & Gillies,1998). Urban renewal is the process of reshaping urban
landscapes that often have problematic socio-economic issues, through demolition of run-down
areas for new construction projects, or gentrification (Gregory et al., 2009).
Urban transformation has been illustrated as a “double edged sword” with irreversible
environmental impacts (Wang et al., 2012:2802) (Wenhui, 2012). Positively it has the capacity to
generate considerable socio-economic, technological and logistical benefits for society, nonetheless
it brings with it an array of negative impacts. Environmental pollution, food security, overcrowding,
traffic jams, acceleration in the spread of diseases, increases of surface runoff and radiation
reflection, and the placement of huge stress upon natural resources and surrounding ecological
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systems (Wang et al., 2012) (Niebergall, Loew, & Mauser, 2007) (Schneider & Mertes, 2014).
Currently over half of the world’s building materials are consumed for construction in China, a trend
that is set to continue until 2030 (Wang et al., 2012). In addition 70% of anthropogenic Carbon
Dioxide emissions and 70% of global energy consumption originate from urban areas, generating
enormous strain upon environmental systems whilst also contributing to climate change (Pandey,
Joshi, & Seto, 2013). The list of negative impacts posed by UT is seemingly limitless
1978 was the year China introduced market-oriented economic liberalization reforms. From
then onwards the country has undergone a rapid transformation spearheaded by unprecedented
levels of urbanization which has been fed by a GDP growth of almost 10% per annum up until 2010,
combined with a high rate or rural to urban migration (Yao et al. 2014) (Tan el al., 2014). Today
China is still following a course of developmental reforms; urbanization is therefore set to continue
well into the future globally, but in China in particular the scale of this change will be the most
significant. Presently, 758 million Chinese live in urban areas, 19.5% of the total global urban
population making it the largest. This is expected to grow by a further 292 million people by 2030
(Quan et al., 2013) (United Nation, 2014). Whilst cities are doubling in population across the country,
they are tripling in physical size at the expense of the natural and agricultural landscapes (Schneider
& Mertes, 2014). Vast population growth will without doubt continue to enlarge the demand for
urban land; increasing urban transformation whilst enhancing the negative and positive impacts of
this process. Therefore the topic of urban transformation is pressing, it is imperative to monitor the
spatio-temporal changes of this process and examine the complex range of drivers behind it (Tan el
al., 2014).
Wuhan, Hubei province, China is a city that requires particular attention by researchers. Not
only does it host a burgeoning population of 8.2 million people, but under the national government’s
Rise of Central China Plan of 2004, Wuhan is planned to become a world leading megacity and
economic powerhouse for central China. Since the national reforms of 1978, Wuhan has embarked
upon a shift away from being an under-developed industrial city into becoming a regional catalyst
for growth. However despite this activity, very little research has monitored or analysed Wuhan’s
vast urban transformation (NBSC, 2014) (Lu et al., 2014) (Huang & Wei, 2014). The result of this UT
will drastically impact the lives of residents across the whole Wuhan Urban Agglomeration and
Central China.
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2.1 Research Questions
1. How fast and large has Wuhan’s urban land grown spatially since 2000 and at what expense?
2. Where is urban transformation happening around Wuhan; how is the city evolving?
3. What are the driving factors behind urban transformation across Wuhan?
2.2 Objectives
The first objective is to map spatio-temporal changes in land classifications for Wuhan city between
2001 and 2013. This will be carried out using ENVI to process Landsat 7 and 8 imagery. The results
will be a set of medium resolution land classification maps with supporting quantitative data on each
land classifications size and any changes to it. This remotely sensed data will be used to answer
questions one and two.
The next objective will be to characterize the urban transformation that is happening around
Wuhan, to find out where UT is happening in the city, what is being built upon, and for what
purpose. To answer question two and characterize UT in the process, remotely sensed data will be
uniquely combined with georeferenced Google Earth historical imagery and secondary sources of
academic research on Wuhan.
The final objective is to investigate and determine the critical social, economic and political
driving factors behind Wuhan’s urban transformation. To determine the answer to question three,
Chinese national statistics will be analysed alongside UT data on a temporal scale to find any
parallels between the sets of data. In conjunction with this, national and provincial economic and
development policy will also be reviewed to complete this analysis.
The ultimate aim of this research is to provide a detailed profile of urban transformation and
its drivers in Wuhan where there is little previous research. This could provide a platform for policy
makers or developers to review the rapid changes that are taking place and assess the sustainability
of the current situation. It also aims to take a renewed approach towards urbanization studies using
a unique combination of remote sensing for city wide analysis of urban land and construction sites,
with a deeper neighbourhood/zonal analysis of UT using Google Earth Imagery.
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3. Literature Review
Urbanisation is a pressing topic in China, one that has been examined by a great number of
researchers in the coastal region since the market-oriented reforms of 1978 using a broad range of
methods and approaches to document and analyse the issue. Up until the 1990’s research has
shown how China’s central government actively worked to control the UT of large and medium cities
in order to focus on development of towns and rural settlements (Quan, 1991) (Lin, 2002). City
growth in China was also being limited by some of the remaining economic and political structures
still in place from the Maoist period along with continued reliance on old heavy industry (Hsu, 1996)
(Lin, 2002).
Since the 1990’s China has been singled out by the United Nations as one of the biggest
contributors to world urbanisation. China alone is expected to shift 300 million rural residents into
urban areas by 2050, adding in the process one more mega city to its six existing ones, and another
six large to its current ten (United Nations, 2014). This is seen as the final shift in the urbanisation of
the world alongside India and Africa. Urbanisation is a topic which is agreed within the discipline of
urban studies to be a threat to China’s own future. The neglect of formulating a sustainable urban
UT policy endangers the future of China’s developmental process, even if it is the world’s second
largest economic powerhouse (Atkinson & Thielen, 2008).
Detailed urban studies outline the multifactorial effects of urbanisation both upon public
health and the environment - for example air pollution, disease, depression amongst migrant rural
workers, rationing of water supplies due to drought, increasing strain upon municipal supplies and
declining water quality (Kamal-Chaoui et al., 2009) (Gong et al. 2012). Air pollution alone is linked to
400,000 premature deaths a year across China in part caused by urban motor vehicle and industrial
pollution (Gong et al. 2012). Pollution of air and also water is starting to spread into rural areas
through environmental transport; increasing habitat loss and soil erosion whilst leaking into the
atmosphere, hydrosphere and pedoshpere (Gong et al. 2012) (Huiyi et al. 2004) (Xinhu et al., 2012).
The effects UT on energy consumption have also been well researched with studies showing
that the 1% annual rise in urbanization since 1978 has led to a significant overall increase in energy
consumption. Production and industrial energy consumption grew by 16.21% between 2001 and
2005 whilst it grew to 9% between 2002 and 2011 for residential energy consumption. This is a
major cause for concern that requires the Chinese to re-evaluate their impact upon natural resource
consumption and ultimately climate change through anthropogenic urban activities (Wang, 2014).
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It must be remembered despite these negative impacts that studies show urban transformation
does have strong positive developmental implications for the vast majority of poor working class
Chinese. Urban villages are providing affordable housing for millions of rural migrant workers who
need the vital access these villages provide to urban industries. They form the critical foundations of
all cities that are aspiring to develop across China; providing low cost labour to feed economic
growth and in turn, development (Chen, 2012) (Wang, Wang & Wu, 2009).
The extent and impacts of UT in China have been researched and documented widely since
the reforms of 1978, as expressed in the previous selection of examples which help to contextualise
the topic of urban transformation as one that requires urgent attention. The following studies
analyse urbanisation in closer relation to this thesis’ research question through investigating spatio-
temporal urban land use change to determine its size, speed and drivers across China. Once again a
range of methods and approaches have been used across the subject of urban studies from GIS
analysis to structural equation analysis, however remote sensing is the overwhelming tool of choice
due to its powerful ability to process and analyse landscapes systematically on vast regional scales
(Schneider & Mertes, 2014) (Hadjimitsis, 2010).
Schneider & Mertes study of 2014 gives one of the most comprehensive and up to date
assessment of urbanisation across China. They compare the trends in urbanisation and population
growth of 142 cities and 17 agglomerations between 1978-2010 using Landsat imagery combined
with NBSC statistics. Their results have shown how cities of all sizes have on average tripled in size
whilst their populations have doubled, with urban agglomerations such as WUA showing the largest
consumption of natural land (Schneider & Mertes, 2014). Schneider & Mertes study is unique in that
it surveys spatio-temporal land use change and its drivers across multiple cities, when the majority
focus on a single city.
This thesis also falls under the category of single city research, where it differs from the
general trend of research in this area in its focus on central China [Wuhan specifically]. More than
85% of the over 150 research papers focusing on mapping Chinese cities to date investigate coastal
regions. They do not provide analysis of the rapid changes in Central China that have been occurring
since turn of the millennium, meaning there is a research gap which this thesis aims to contribute
towards filling (Schneider & Mertes, 2014).
Schneider & Mertes study highlights how the most significant regional growth in
urbanisation has been seen in coastal cities such Shanghai which has witnessed satellite cities [E.g.
Hangzhou] grow at an average rate of 16% annually (Schneider & Mertes, 2014). Results like these
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generally share the same conclusion across the spectrum of RS urban studies. (Wang et al. 2012) for
example similarly analysed multiple cities using RS between 1990 and 2010 to conclude that
croplands were the main land classification being converted to urban landscapes. The speed at
which each city has been expanding over the 20 year period varies greatly; Jinjiang is one of 9 cities
that have expanded twentyfold, 18 more times than the national average (Schneider & Mertes,
2014).
GIS is another powerful tool that has been combined to affect with many studies to illustrate
the extent of urbanisation across China. It is being used to build a long-term urban information
system by combining RS data with socio-economic data to produce large scale urbanisation maps for
the whole of China. This combination also allows for the examination of spatial data sets on a more
acute scale (Chen et al. 2000) (Quan et al. 2013) (Schneider & Mertes, 2014) (Wenhui, 2012) (Yansui
et al. 2008) (Yu et al. 2011). GIS has been used in one case to overlay RS land use maps to
ingeniously calculate how much agricultural land is being lost to construction land. Between 1996
and 2005 results show that 34.03% of agricultural lands in eastern coastal China had been
encroached upon by construction sites. Much of this change was attributed to political incentives to
attract FDI which has created a surge in industrial developments followed by an ensuing demand for
new residential developments (Yansui et al. 2008). Currently there is little literature exploring
patterns of land use change and construction site growth despite the fact that construction sites
could serve as a proxy for measuring future UT. This gap in the literature has inspired the demand
for this thesis to explore the patterns of land use change and construction sites through RS detection
of bare earth land cover. Bare earth sites are more often than not areas of land that have been
cleared for construction, they have the potential to sketch the future boundaries of cities and
provide a new insight on how cities are developing. No research to date explores this issue in
Wuhan, this thesis will.
To calibrate the remotely sensed imagery used in many studies, Google Earth has been used
to train sites for improved accuracy (Quan et al. 2013) (Schneider & Mertes, 2014) (Wang et al.
2012). This thesis however intends to utilise Google Earth as a tool for spatio-temporal land use
change analysis on a finer level. Historical RS imagery from Google Earth will be used to highlight and
compare specific areas of land use change (particularly sites of bare earth) on local scales around
Wuhan. This is so that specific case studies of UT around Wuhan can be visualised and compared
using georeferenced RS imagery combined with photography to ground truth each case study.
Research has previously analysed spatial structural changes to the interior of cities such as Beijing.
(Wenhui, 2012) is the closest piece of research to this thesis in that it sets itself apart from most
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other literature by examining UT on a district level. It dissects UT itself to map not only what land is
being expanded or renewed, but also how this land is currently being used, for example industrial,
residential or vacant land. The significance of this is that that the spatial evolution of a city such as
Beijing can be mapped, and new patterns of UT can be documented or even modelled. Sustainable
urban development policies can in turn be prepared to target specific neighbourhoods based upon
their individual land uses (Wenhui, 2012). This is yet to be carried out for Wuhan making the
objectives of this thesis unique.
As revealed in (Schneider & Mertes, 2014) and (Wang et al. 2012) there are an abundance of
papers that examine spatio-temporal urban land use change across China. Despite this there is a
clear lack of studies that examine this issue in Central China and in particular Wuhan, at a time when
the city is expected to experience a revolutionary stage urban transformation in its history. The
following studies are a selection of the few that have analysed UT and development in Wuhan.
(Lu et al. 2014) shares the most similarities with aims of this thesis in that it investigates
patterns of spatio-temporal land use change around the Wuhan Urban Agglomeration between 1980
and 2010 using Landsat imagery. The results of their study state that urban land had increased by
574.93km2 between 2000 and 2010 over a similar period that this thesis intends to record. Socio-
economic data from both the NBSC and the Hubei Statistical Yearbook were also incorporated into
the study to search for the drivers behind urbanisation in the WUA. A multitude of factors were
noted including explosive population growth, rises in FDI and fixed asset investment, and
implementation of governmental policy to join Wuhan city with its 8 surrounding other cities to
create the WUA. This policy rapidly increased the financial support being received for the whole
Hubei region (Lu et al. 2014). The core difference between their study and this thesis is the scale at
which the research is carried out; rather than surveying the whole WUA this thesis focuses upon
Wuhan city itself and processes of UT within Wuhan city alone for a more intricate examination.
(Tan et al. 2014) likewise produced similar results stating that urban land has grown at an
annual rate of 46.75% between 1988 and 2011 across the WUA, with much of this growth being
attributed to the same drivers. However this research incorporated spatial regression for a more
advanced analysis of urban transformations spatial determinants. Results from this test stated that
the construction of road networks had a substantial effect upon the size, density and shape of UT
whereas railroads and highways had no noticeable effects. This theme of spatial radiation has
however been referred to before in the context of Wuhan. (Heiduck & Pohl, 2001) notes how the
establishment of two national economic and technological development zones in Wuhan [with a
third since their article was published] has led to the diffusion of UT outside of the development
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zones borders as new businesses attempt to set up near the special trade areas and take advantage
of the economic leverage they have to offer. A strong recurring theme throughout most of the
papers based on Wuhan is the increase in FDI attraction due to the creation of economic
development zones and the Rise of Central China Plan. Another is how FDI is one of urban
transformations principal drivers in the WUA (Huang & Wei, 2014) (Heiduck & Pohl, 2001)
(Miaolong, 1998) (Tan et al. 2014). Detailed maps have been created using GIS to georeference
locations of FDI across Wuhan city, these can aid the investigation of this thesis combined with RS to
locate and examine spots of FDI around the city then determine using Google Earth what types of UT
developments are happening [e.g. construction projects or newly built buildings]. This will help to
understand how Wuhan’s urban environment is evolving and to what effect.
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4. Methodology
4.1 Study Area
Wuhan provincial capital lies to the east of Hubei province, it is the largest and most densely
populated city in central China (Mialong, 1998) (Han & Wu, 2004). Wuhan has now been combined
by the provincial government with eight other surrounding cities [Huangshi, Ezhou, Xiaogan,
Huanggang, Xianning, Xiantao, Qianjiang, and Tianmen] to form the Wuhan Urban Agglomeration.
However, for the purpose of this thesis, only Wuhan city will be under investigation [fig. 1]. The
location of the city is of paramount importance for connecting the entire country together. It is
conveniently placed within 1200km of the countries six other urban agglomerations Beijing, Tianjin,
Shanghai, Guangzhou, Xi'an, and Chongqing. Furthermore it is situated along the middle of the
Yangtze River linking Chongqing to Shanghai, whilst the Jingguang railway connecting Beijing in the
north to Guangzhou in the South intersects the city (Tan et al. 2014). Wuhan also has an
international airport and two ports, increasing its merit as a transportation hub.
[Figure 1: Map of Wuhan’s three main territorial divisions and development zones (Huang & Wei,
2014)]
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Due to the cities strategic location Wuhan has enjoyed a “glorious” past and has now
become the largest rail and road transportation hub in China; presenting it with a favourable future
under the Rise of Central China plan (Han & Wu, 2004; 1) (Xiong & Liu, 2013). It has become the
economic, industrial, logistical, transportation and informatics centre of the WUA and central China
(Huang & Wei, 2014) (Xiong & Liu, 2013) (Tan et al. 2014). In conjunction with this Wuhan still serves
as one of the prime agricultural production and processing bases for the country, providing grain as
its main product. The climatic profile of the region drives this; subtropical monsoons, high humidity,
satisfactory levels of sunshine, ample rainfall and nutrient rich soils (Lu et al. 2014).
4.2 Landsat Image Processing
In this thesis remote sensing was the tool of choice to run a spatio-temporal analysis of Wuhan’s
urban transformation. Landsat ETM+/OLI images were collected from the United States Geological
survey [USGS] in the summer season; July 2001 [ETM+], August 2007 [ETM+ SCL-off], and August
2013 [OLI] (UGSG, 2015). All images have a spatial resolution of 15-30m and are projected using the
Universal Transverse Mercator. Following this the scenes were processed in ENVI and accuracy
tested using Google Earth to produce a time series of land classification maps for Wuhan.
NASA operated Landsat 7 [ETM+/SLC-off] and Landsat 8 [OLI] satellites were chosen for
selection for the following critical reasons. Firstly access to their data is free via the USGS, this is
their foremost advantage because the majority of other satellites remain under commercial control
where data access is expensive. This alone has helped to make Landsat the most widely used
Satellite family.
Secondly Landsat 7’s enhanced thematic mapper sensor - ETM+ has a favourable spatial
resolution of 30m whilst Landsat 8’s Operational Land Manager sensor –OLI has a markedly
improved spatial resolution of 15-30m (Satellite Imaging Corporation, 2014). For the purpose of this
thesis they provide sufficient levels of detail to delineate urban landscape from natural landscapes,
the OLI sensor of Landsat 8 has particularly high detail as it sits at the top end of the low resolution
sensor range (Bhatta, 2013). There are ‘extremely high resolution’ sensors which reach as low as
0.34m in with the GeoEye-2 Satellite. GeoEye-2 and other ‘extremely high resolution’ sensors
provide much higher detail favourable for neighbourhood level UT studies such as shadow pixels,
and horizontal layover of tall buildings, they are not however freely accessible which denied their
availability for this study (Bhatta, 2013) (Taha, 2014) )(Song, Du, Feng, & Guo, 2014).
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The third and final reason for choosing Landsat is that it boasts extensive coverage of every
location on earth with 16 day repeat cycles and a swath of 168km (Satellite Imaging Corporation,
2014) (Zeng et al. 2013). This systematic coverage allowed for a comparative analysis of the same
georeferenced location in the same range of months across different years.
The Year and month of the image scenes used in the study were chosen for specific reasons.
The range of years had to be between 2000 and 2015 to provide an up to data investigation of
Wuhan. All scenes had to be taken within the warm season of May to September when chlorophyll
levels in plants are peaking. This increases the spectral contrast between natural landscapes and
urban landscapes, thus making the delineation of bare earth/urban sites from plant covered
landscapes much simpler. The 22nd July 2001 [fig.2] and 16th August 2013 [fig.4] scenes were
selected because they displayed clear skies which increase the validity of the land classification test
by reducing the amount of hidden pixels under clouds (Bhatta, 2013). They also had an
approximately equal gap of 12 years between the scenes meaning that the 24th August 2007 [fig.3]
scene provides a halfway reference point from which UT can be examined in comparison with 2001
[six years prior] and 2013 [six years onwards]. However, the August 2007 scene can only be used for
spatial reference and not quantitative reference; this is due to the failure of Landsat 7’s scan line
corrector [SLC] on 31st May 2003 which compensates for the satellites forward motion. As a result of
this even with the Landsat 7 SLC turned off, scenes between 31st May 2003 and present are
tarnished by large parallel strips of missing spectral data 1 -14 pixels wide across each scene, these
impact upon the land classification process with results being skewed by a 22-25% loss (USGS, 2013)
(Wijedasa et al. 2012) (Zeng et al. 2013) (Zhu & Liu, 2014). Quantitative outputs of each land
classification map from SLC-off scenes provide inaccurate results therefore only the 2001 and 2013
scenes could be compared with high accuracy and validity.
Before land classification began, the urban land cover and bare earth classes in particular
had been defined for the purpose of consistent training and subsequent analysis and discussion.
Urban land in this thesis is defined as all buildings, roads, man-made impermeable infrastructure or
surfaces. Bare earth is defined literally as exposed earth that is free from cover by impermeable
surfaces, plant cover or water. There is little natural bare earth cover around Wuhan due to the
absence of dry seasons in the region, the majority of bare earth cover is created artificially through
the demolition of buildings and unearthing of natural landscapes to generate land free for
construction. Therefore bare earth can be used with a sufficient level of confidence to map
construction sites and predict future growth of the city.
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To begin the land classification process the selected Landsat scenes were stacked and
processed using ENVI. Once the stacked image had been produced, training sites were created for
each land classification [agricultural land, bare earth, cloud, forest, urban land, water bodies and
wetlands]. Through trial and error the combination of bands 4, 5 and 7 were found to produce the
most functional RGB colour image for training of sites. This combination excelled particularly at
delineating urban landscapes from natural landscapes; the prime objective of this land classification
mission. The training sites themselves were selected by eye where there was deemed to be enough
pixels to form a prominent sized polygon to encompass each land classification site. To verify that
each training site was of the correct land classification, Google Earth historical imagery was used to
ground truth each site location. This is carried out by entering the co-ordinates of each site into
Google Earth so they can be cross referenced with 2.5m high resolution SPOT 5 imagery and aerial
photography over the same location. This technique was carried out in the laboratory and removed
the need for fieldwork which is what has made it popular with many researchers (Schneider &
Mertes, 2014) (Quan et al. 2013) (Wang et al. 2012). The supervised maximum likelihood classifier in
ENVI was employed to extrapolate the spectral signatures of each training class to produce the land
classification maps, it was chosen for its wide endorsement by researchers as a statistical method
used for digital classification (Taha, 2014).
The next step was to calibrate and authenticate each map with accuracy tests. The minimum
overall accuracy target for all maps was set at 85%; a sufficient representation of the real landscape
based upon (Janssen & Van der Wel, 1994; Landis & Koch, 1977). To test for accuracy each land
classification was ground truthed using Google Earth, with the same approach as previously
mentioned, to verify training sites for each land cover class. Finally a confusion matrix test was run
to determine the accuracy of the 2001 and 2013 maps. The 2007 map however, was not accuracy
tested as it was only created for spatial reference; SLC-off scenes theoretically cannot obtain
accuracies higher than 78% based upon the estimated 22-25% amount of missing data (Wijedasa et
al. 2012).
Once the 2001 and 2013 maps were accuracy tested, all land cover classes could be spatially
quantified to provide an output table citing the size of each class and its proportion of map
coverage. Using this data both maps could be compared with each other quantitatively to determine
how much each land cover class has changed over time.
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4.3 Land Cover Characterization
For a deeper analysis of urban transformation at a scale below that of Landsat, Google Earth will be
employed to characterize spots of UT around Wuhan. Land classification maps from this thesis will
be used to locate patterns of substantial urban growth/renewal or increased bare earth coverage;
the co-ordinates from these sites will be entered into Google Earth to pinpoint their location.
Following this the historical imagery tool will be used to study the time series of aerial photography
and SPOT 5 imagery, this will provide a street by street high resolution insight into how each location
has transformed and for what purpose. Sites of interest can also be measured in size using Google
Earth’s measurement tools. In conjunction with this, crowd sourced georeferenced photography
that has been uploaded to Google Earth will be utilised to provide further assistance in
characterizing UT. These photos can to an extent replace the additional support that fieldwork
would otherwise provide by removing the need to travel to and investigate each the location. This
can be a powerful tool that will provide a unique insight into UT that has not yet been used for
Wuhan or any other city.
4.4 Socio-economic Data Analysis
To investigate and determine the drivers behind urban transformation in Wuhan between 2000 and
the present, socio-economic data has been collected for analysis from the National Bureau of
Statistics of China. This data is collected through the annual national survey and published with free
access online in the national statistical yearbooks (NBSC, 2014). The data sets were downloaded and
entered into spreadsheets to create time series graphs for comparison against the land classification
map statistical data to determine patterns between UT and socio-economic indicators. The data
obtained from the NBSC for this thesis includes Wuhan’s annual population, total investment in fixed
assets, gross domestic product and budgetary revenue. Whilst data provided by the national
statistical office was freely accessible, data from Wuhan’s statistical office was not freely available
from the UK. This means that for data on annual foreign direct investment for Wuhan which [not
included in the national statistical yearbook] will have to be cited from (Huang & Wei, 2014) who
have obtained access to the Wuhan statistical yearbooks. This method of combining RS with national
and regional statistical data has been well utilised by a number of researchers across China to study
UT (Han & Wu, 2004) (Huang & Wei, 2014) (Schneider & Mertes, 2014) (Wenhui, 2012).
Can
did
ate n
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ber: 1
06
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5. R
esu
lts: Map
s
[Figure 2
: ETM+ Lan
d classificatio
n m
ap o
f Wu
han
metro
po
litan area 2
2n
d July 2
001
, created
usin
g ENV
I.]
14
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[Figure 3
: ETM+
SLC-o
ff Land
classification
map
of W
uh
an m
etrop
olitan
area 24th A
ugu
st 200
7, create
d u
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VI.]
15
Can
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06
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[Figure 4
: OLI Lan
d classificatio
n m
ap o
f Wu
han
metro
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litan area 1
6th A
ugu
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3, create
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VI.]
16
Candidate number: 106443
17
Results - Tables
[Table 1: Land cover proportion and ratio change; derived from Landsat land cover classification]
Land cover classification
Land cover proportion in 2001 (%)
Land cover proportion in 2013 (%)
Change in land cover proportion between 2001 & 2013 (%)
Agricultural land 33.69 23.42 -10.27
Bare earth 13.86 25.59 11.73
Cloud 0.05 0.70 0.65
Forest 5.52 7.64 2.12
Urban land 7.68 23.25 15.57
Water bodies 13.72 11.12 -2.60
Wetlands 25.48 8.29 -17.90
[Table 2: Confusion matrix accuracy test results]
Land cover classification Ground truth percentage for 2001
Ground truth percentage for 2013
Agricultural land 92.46 98.81
Bare earth 91.13 97.75
Cloud N/A 97.80
Forest 95.74 95.93
Urban land 93.01 99.41
Water bodies 97.94 86.13
Wetlands 77.46 72.09
Combined land cover classes 94.54 88.63
[Table 3: Socio-economic statistics for Wuhan from the National Bureau of Statistics of China]
Year Total population at year-end
Total investment in fixed assets (Chinese Yuan)
Gross domestic product (current prices) (Chinese Yuan)
Budgetary revenue of local governments (Chinese Yuan)
2000 7491900 46192650000 N/A 6977110000
2001 7582300 48550270000 134780270000 8615860000
2002 7681000 54932950000 149274350000 8582870000
2003 7811900 62282150000 166217970000 8043680000
2004 7859000 79665380000 195600000000 10402180000
2005 8013600 105518080000 223800000000 13881690000
2006 8190000 132528270000 259075690000 17860210000
2007 8282100 173278950000 314190480000 22167550000
2008 8330000 225205240000 396010000000 27731760000
2009 8360000 300110450000 462100000000 31607160000
2010 8367300 375316820000 556593000000 39018660000
2011 8270000 425516210000 676220000000 67326000000
2012 8220000 503124880000 800380000000 82858460000
2013 8220000 597452720000 905130000000 173065430000
Candidate number: 106443
18
7. Analysis and Discussion
7.1 Research question 1: How fast and large has Wuhan’s urban land grown spatially since
2000 and at what expense?
Since the beginning of the millennium Wuhan has experienced rapid urban transformation. Its
borders have extended greatly whilst internally buildings are being demolished or regenerated and
land is being re-shaped for new construction projects. This has been proven and displayed through
the implementation of remote sensing and land classification as follows.
In the year 2001 the proportion of urban land cover in Wuhan stood at 7.68%, by 2013 this
figure had already risen to 23.25% [table 1]. This is a 15.57% increase in the relative proportion of
urban land cover from 300km2 to 910km2 over a 12 year period [fig. 2] [fig. 4]. The proportion of
bare earth land cover also increased from 13.86% to 25.59%, this is an 11.73% rise in the relative
proportion of bare earth cover across the same period between 2001 and 2013 [table 1]. Bare earth
for the purpose of this study holds great significance as it represents land that has been cleared for
construction. This means that not only did Wuhan increase in size by 609,379km2 by 2013, it has
marked out and cleared more natural land increasing the city’s capacity to grow up to 459km2 more
over the coming years; under the assumption that all new bare earth that has been cleared for
construction will be utilised for new urban projects. This would expand the cities size from 910km2 in
2013 to 1,369 km2 in the near future. The current leap in the land coverage proportion of urban
land/bare earth is clearly displayed in [fig. 5].
0.00%
20.00%
40.00%
60.00%
80.00%
100.00%
2001 2013
Pe
rce
nta
ge o
f la
nd
cla
ss c
ove
rage
Year of land classification
Temporal change in Wuhan land classification coverage
Wetlands
Water bodies
Urban land
Forest
Cloud
Bare earth
Agricultural land
[Figure 5: Land classification coverage area graph.]
Candidate number: 106443
19
Whilst bare earth land has risen by an additional 11.73% in relative coverage it must be
noted that the true rise in construction sites cannot be accurately derived from this figure; bare
earth serves as a measure for the maximum potential number of construction sites. For example a
handful of bare earth sites such as those visible in 2001 have since been converted into forest lands
or agricultural land rather than urban usage [fig.6]. This is also evident in the statistical output of the
land classification maps which state that forest lands have seen a 2.6% rise in relative coverage.
However, the majority of bare earth sites have in actuality been verified using Google Earth as sites
cleared for construction. Approximately 78.79% of Wuhan’s bare earth coverage is being used for
construction. This is because bare earth coverage in the rural perimeter of Wuhan is not being used
for construction, instead bare earth here represents areas of agricultural land that are yet to be
planted or have been harvested. This was calculated by working out the ratio of bare earth to
agricultural lands in the rural perimeter to the north, south and west of Wuhan, then upscaling this
figure for all bare earth to agricultural land across Wuhan. The result of this is a figure for estimated
bare earth that is not being used for construction that can be subtracted from the bare earth
coverage figure for the entire map to produce the estimated percentage f construction sites
amongst bare earth.
[Figure 6: Land cover change from bare earth in red colour to forest in green colour at the grid
refernce ‘830000 - 360000’ – left side image from [fig.2] in 2001, right side image from [fig.4] in
2013.]
Candidate number: 106443
20
One of the more startling characteristics of Wuhan’s UT is that whilst the city’s population
has increased by 9.71% from 2000 [table 3], the rate at which new urban land is being created is
much higher. This is proven using NBSC statistics and the quantitative output of each land
classification map to calculate population density. In 2001 Wuhan had a population density of 17.2
people per km2, however, this dropped to 8.6 people per km2 by 2013. Urban land is therefore
growing much larger in Wuhan whilst the population is becoming sparser. This prompts questions
over how sustainable UT in Wuhan is, and whether urban land usage needs to become more
efficient to restrain rapid urban expansion into natural landscapes.
Urban transformation has taken a huge toll on the land coverage proportion. This is
overwhelmingly concentrated on two classes, wetlands and agricultural lands. Wetlands have
plummeted by 17.9% in their share of the land cover whilst agricultural lands also lost a 10.27%
share of the overall coverage at the expense of urban land and bare earth [table 1]. Evidence of this
is highlighted in [fig.7]. Whereas in 2001 the landscape comprised of agricultural lands, wetlands and
forested patches, by 2013 most of the grid square ‘790000 - 370000’ had been transformed into
urban land cover and bare earth. This bare earth is now being used to enable the construction of
new industrial buildings and roads in the Wujiashan ETDZ as displayed in [fig.8].
[Figure 7: Urban land in black and bare earth in red consuming natural lands at the grid reference
‘790000 - 370000’. Left side image 2001 [fig.2], right side image 2013 [fig.4].]
Candidate number: 106443
21
[Figure 8: Wujiashan ETDZ, Hanyang region of Wuhan, 30°27'27.19"N - 114° 5'34.50"E. Left side
image taken 20/05/2008, right side image taken, 21/01/2015 (Google Earth, 2015).]
Wuhan is an important grain producer for Hubei and China as a whole, however, its capacity
to produce grain is being diminished as urban areas encroach agricultural lands and wetlands which
are currently used for cultivating rice. Whilst policies were put in place in 1998 such as ‘The Land
Management Act’ and the ‘New Jiben Nongtian Baohu Tiaoli’ to ensure 80% of agricultural land and
wetlands used for grain cultivation remain untouched by construction, evidently UT is still an
imminent threat as has just been highlighted (Boyang et al. 2014) (Lu et al. 2014) (Tan et al. 2014).
Wetlands are not only used for grain cultivation but they also form an integral part of
Wuhan’s urban lake ecosystem (Dai et al. 2011). Urban transformation is threatening Wuhan’s urban
lakes reducing their surface area as more wetlands and water bodies are reclaimed for urban land
use. [Fig.9] displays how Shahu Lake has shrunken in size as its banks have been re-shaped following
the removal of wetlands to create urban residential projects on re-claimed land, Neishahu park in
the south east of the lake, and a bridge has also been built across the lake urbanizing the area
further. The example of Shashu Lake shrinking due to UT is one that has been happening in tandem
with numerous other lakes across the city from Tangsun Lake in the East to Mushui Lake in the West.
Candidate number: 106443
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[Figure 9: Shahu Lake, Wuchang region of Wuhan, 30°34'4.24"N - 114°19'45.71"E. Left side image
taken before land was re-claimed -23/12/2000. Right side image taken after land was re-claimed
21/01/2015 (Google Earth, 2015). Red ring marks the lakes banks in 2015.]
A reduction in wetlands due to UT has brought rapid ecosystem loss leading to a decline in
biodiversity, water pollution, declining water supplies and consequent losses in viable land for grain
cultivation. Furthermore a reduction in lake capacity will increase the risk of inner city flooding
throughout the monsoon season when water levels are at their highest (Dai et al. 2011).
Candidate number: 106443
23
7.2 Research Question 2: Where is urban transformation happening around Wuhan; how
is the city evolving?
As discussed in the last section of this study, Wuhan is growing at break-neck speed and swallowing
up natural landscapes to do so. It is important to understand not only how fast the city is growing
and what land is being consumed, but also where it is happening and how the city is evolving so that
the future of Wuhan can be planned and managed sustainably. To do this systematically each of the
three major regions of Wuhan [fig.1] has been analysed on a spatio-temporal scale using Google
Earth historical imagery and georeferenced photography.
Wuchang
Wuchang is the city’s educational and cultural hub, home to the first national development zone in
the region; Wuhan East Lake High-Tech Zone. WEHDZ [as it is referred to] was established in 1988
and is known as the ‘Optics Valley of China’, specialising in optics, information technology, bio-
technology and telecommunications (Heiduck & Pohl, 2001) (Huang & Wei, 2014) (WEHDZ
Administrative Committee, 2015). WEHDZ has experienced some of the largest urban growth in the
city over the study period with new urban land and bare earth stretching 16km east from the centre
of the development zone, and to Tangsun Lake in the South, as illustrated by [Fig.10].
[Figure 10: Wuhan East Lake High-Tech Zone, Wuchang, Wuhan. Grid reference for bottom left
square in both images ‘820000 – 370000’. Left side image July 2001 [fig.2], right side image August
2013 [fig.4]. Areas in black – urban land, and red – bare earth]
Candidate number: 106443
24
Much of the area that existed prior to this massive UT consisted of agricultural lands,
wetlands and patches of forest. Huge investment has poured into the WEHDZ since its opening as
the central government bids to expose Wuhan to the global market to attract foreign investment
and business interest. As a result the zone has markedly more freedom to plan and build new
projects to attract business from across China and the World (Heiduck & Pohl, 2001) (Huang & Wei,
2014). Whilst there has already been a giant expansion of new urban land up till 2013, bare earth
coverage highlights how the future of the zone will look. This is backed up by plans for further
construction to fill to the development zone which can be seen in [fig. 11]. Much of this
development is already under way such as the construction of a new site called Bio Park to attract
national and international leading biopharmaceutical companies [fig.12] (WEHDZ Administrative
Committee, 2015).
A more extreme example of urban transformation in Wuchang can be seen in the north of
[fig.10], between two of the lakes. This is the site of Wuhan Railway Station on the Guangzhou –
Beijing high speed railroad which was constructed in less than seven months; the progress of which
can be viewed on Google Earth. The station plays a pivotal role in making Wuhan the transportation
hub of Central China. The construction of the station is attracting FDI to the city as foreign
companies are choosing to locate their businesses in the lucrative development zones where they
can connect with other major agglomerations and provinces via the railroad (Huang & Wei, 2014)
(WEHDZ Administrative Committee, 2015). The attraction of FDI in turn drives ongoing or increased
UT as discussed the analysis for research question 3.
[Figure 11: WEHDZ plans (WEHDZ
Administrative Committee, 2015).]
[Figure 12: Bio Park, Longshancun, WEHDZ,
30°29'34.37"N - 114°32'1.84"E (Google Earth, 2015).]
Candidate number: 106443
25
Hanyang
Hanyang is the primary industrial centre of Wuhan. Whilst Wuchang is home to the longstanding
Wuhan Iron and Steel Corporation, Hanyang has the highest proportion of urban industrial land
across all three major divisions of the city (Huang & Wei, 2014). It is also the location of the Wuhan
Economic and Technological Development Zone [also referred to as WEDZ]; set up in 1991 as the
regions automotive industrial centre, it successfully met its completed aim of attracting FDI and
joint ventures from international automotive companies such as Honda and Peugeot (WEDZ
Administrative Commission, 2015). This development zone has seen heavy urban transformation just
like its predecessor the WEHDZ. Vast areas of agricultural land have been stripped back to bare earth
for construction projects [fig.13]. Much of the area has already been converted into factories,
automotive test centres and residential areas that fill the fringes of the development zone. [Fig.14]
highlights the extent of UT surrounding the WEDZ; clusters of new residential areas have been
constructed around Houguan Lake, the largest of which stretches 5km in length. These new
construction projects are part of the spatial radiation effect that development zones often have in
which the influx of new business opportunities and investment diffuse into neighbouring areas with
the creation of new homes, infrastructure and universities (Heiduck & Pohl, 2001).
[Figure 13: Wuhan Economic and Technological Development Zone, Hanyang, Wuhan. Grid
reference for bottom left square in both images ‘780000 – 360000’. Left side image August 2007
[fig.3], right side image August 2013 [fig.4]. Areas in black – urban land, and red – bare earth]
Candidate number: 106443
26
[Figure 14: Marked in red - new residential areas created since 2007 surrounding the WEDZ,
Hanyang, Wuhan, ‘30°29'50.65"N - 114° 6'59.33"E’, image taken 21/01/2015 (Google Earth, 2015).]
Hankou
Hankou is the third and final region of the city to be analysed in this study, it is the largest of the
three urban settlements which all date back 3500 years in existence (Han & Wu, 2004). Hankou is
undergoing an ambitious plan of urban renewal that is part of Mayor Tang Liangzhi’s vision to
transform over 200km2 of land by 2020. 1.9 trillion Chinese yuan will be spent on this plan over the
next five years alone (Peston , 2014). Whilst Hankou’s UT looks deceptively small through low
resolution landsat imagery, when using Google Earth’s very high resolution Spot 5 imagery we you
can begin to observe large scale projects of urban renewal reshaping the profile of the city, both
spatially and economically.
One of the centre piece projects of Wuhan’s development plan is the new central business
district in the Wangjiadun area of Hankou. It is a perfect example of how land use cover is changing
not only at the periphery of Wuhan but also internally as the old international airport was
demolished and converted into the “new heart” of the city; the CBD [fig.15] (Wuhan CBD Investment
& Development, 2015). This new 7.41km2 area will incorporate Wuhan’s new financial sector, global
conference centres, hotels, international residential areas and a 438m tall skyscraper, this is in order
Candidate number: 106443
27
to boost Wuhan onto the international stage in a bid to become a globally recognised city in the
manner of Shanghai (Peston , 2014) (Wuhan CBD Investment & Development, 2015). With the
placement of the CBD in between the major development zones, the international airport, ports and
rail station; this ease of access is once again attracting more FDI to the city and driving further UT
(Huang & Wei, 2014).
[Figure 15: Wuhan Central Business District, Wangjiadun , Hankou, ‘30°35'54.56"N - 114°14'30.22"E’.
The red ring marks the catchment area of the CBD defined by (Wuhan CBD Investment &
Development, 2015). Left side image taken before demolition of Wangjiadun Airport - 17/12/2006.
Right side image taken during construction of the new CBD - 21/01/2015 (Google Earth, 2015).]
To the west of Hankou the periphery of the city has expanded outwards over the three years
prior to 2013 with the establishment of the Wujiashan Economic and Technological Development
Zone. Wujiashan ETDZ is the latest of the economic zones to be set up in 2010 as a centre for food
technology and logistics (Huang & Wei, 2014) (Hubei Provincial Government, 2012). Once again
much of this growth can be attributed to FDI since the state has encouraged Taiwan to invest a large
stake in the zone with special incentives for businesses from Taiwan (Hubei Provincial Government,
2012). As a result agricultural lands have yet again become the victim of UT in the bid to develop
Wuhan [fig. 16].
Candidate number: 106443
28
[Figure 16: Wujiashan Economic and Technological Development Zone, Hankou, Wuhan. Grid
reference for top middle square in both images ‘790000 – 390000’. Left side image August 2007
[fig.3], right side image August 2013 [fig.4].]
Finally, to the North of Hankou, on the outskirts of Wuhan are a cluster of new major
infrastructure and residential developments. With the closure of Wangjiadun Airport for
construction of the new CBD, Wuhan Tianhe International Airport in Hankou has undergone a 7km2
expansion whilst to the east of the airport a brand new 6.5 k long freight train station has been built
on the Beijing-Guangzhou line. Wuhan North Marshalling Station is the largest of its kind in Asia, as a
result of this ground-breaking investment in the rail system, UT is escalating as material flows
increase, and the aeas surrounding each station are opened up through regional and national access
(Lue et al. 2014) (WEHDZ Administrative Committee, 2015). Further south of Tianhe Airport, off
Houho, lake lies one of Wuhan’s largest residential developments of approximately 8km in length.
This site emphasizes the rate at which Wuhan has been consuming natural landscapes; [fig. 17]
shows how in less than 11 years this location has become a satellite town on the outskirts of Wuhan
complete with schools, an athletics track, and a university [fig. 18].
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[Figure 17: Location south of Houho lake prior to new town construction, Hankou, Wuhan,
‘30°42'47.85"N - 114°15'56.90"E’, image taken 19/02/2003 (Google Earth, 2015).]
[Figure 18: Location south of Houho lake after construction of new town, Hankou, Wuhan,
‘30°42'47.85"N - 114°15'56.90"E’, image taken 21/01/2015 (Google Earth, 2015).]
Candidate number: 106443
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7.3 Research Question 3: What are the driving factors behind urban transformation across
Wuhan?
Population growth is one, if not the most important, of the drivers behind urbanisation in China;
Wuhan is no exception to this (Tan et al. 2014). At the beginning of the study period in the year 2000
Wuhan had a population of 7.49 million, by 2013 the city had experienced a 9.71% rise to 8.22
million people [table 3] [fig. 3]. Whilst there has been an observable dip in population in Wuhan
since its peak in of 8.37 million in 2010 [table 4], it is still predicted that Wuhan’s population will
continue to rise to 9.44 million by 2030, this would rank it as the 47th largest city in the world by
population (United Nations, 2014). The significance of this in relation to UT is that changes in the
urban population have sequential effects upon land use change and land use intensity (Lu et al.
2014). Rural to urban migration coupled with suburbanisation of former farming villages is creating
new urban economies at the periphery of cities (Kamal-Chaoui, 2009). These suburban areas require
new municipal infrastructure, transport and housing whilst the low cost labour there new suburban
economies provide help to fuel the construction of these new projects, thus enhancing the effects of
UT (Lu e al. 2014). This is evident in the size and scale of the urban expansion that can be seen in
[fig.14] and [fig. 18] which represent just a few of the new suburban residential areas being
constructed to house Wuhan’s burgeoning population.
Economic development, just like population growth, has played a fundamental role in
driving and enhancing urban transformation (Lu et al. 2014). During the study period of this thesis
Wuhan’s regional and national economic power has been overhauled since it has been under the
scope of the 2004 ‘Rise of Central China Plan’. As a part of this plan Wuhan was merged with 8 other
cities to form the WUA so creating a nationally and internationally competitive economic region
(Miaolong, 1998) (Lu et al. 2014) (Tan et al. 2014) (Xiong & Liu, 2013). Preferential policies were put
in place to improve and strengthen the industrial competitiveness of the city’s automotive and high
tech industries. The economic development zones that these industries were situated in were also
given preferential treatment with fiscal aid and tax incentives, and low price land guaranteed to be
cheap enough to attract new tenants (Huang & Wei, 2014). Furthermore projects in economic
development zones costing under ¥185 million no longer required approval via the central
government granting more flexibility for state level administrators, planners and those investing
(Heiduck & Pohl, 2001). Remodelling Wuhan as a new high-tech industrial based city through
boosting its development zones and giving its government more autonomy has triggered a growth
burst in the city’s economy (Huang & Wei, 2014).
Candidate number: 106443
31
Grand economic development plans like the ‘Rise of Central China Plan’ have translated into
blistering economic growth across the study period in Wuhan. [Fig. 20] shows how the cities GDP
had risen by 571.56% between 2001 and 2013 whilst the budgetary revenue increased by 2380.47%,
based on raw figures from [table 3], from ¥7 billion in 2000 to ¥173 billion in 2013 [fig.21]. These
results run in parallel with the rise in UT across Wuhan; as the cities GDP increases so does its
budgetary revenue which the local government uses to invest back into infrastructure projects and
its national development zones. This not only drives UT itself but also attracts more private investors
from across China and internationally who help fuel this process further (Tan et al. 2014).
Since major plans were laid out in 1996 to invest in and develop Wuhan until 2020, the
attraction of the city to foreign investors has continued as it transforms into a regional powerhouse.
FDI is another key player in driving UT. This has continued to increase in conjunction with the spatial
growth of the city [fig. 22]. Whilst not all FDI in Wuhan is being placed into expanding or renewing
urban areas, government initiatives to attract FDI and foreign businesses are however leading to the
construction of new industrial/business parks, economic development zones, the new CBD and
updated transport infrastructure. Despite this FDI does still have direct impacts upon UT; foreign
companies are now allowed to acquire land from farmers for construction in China using the ‘Land
Acquisition Act’ and in 2008 17.6% of all FDI was invested in real estate meaning that a high amount
of FDI may be directly influencing UT around Wuhan (Huang & Wei, 2014). This is certainly evident in
the economic development zones where both Hong-Kong and Taiwan have been two of the largest
real estate and infrastructure investors sine the 1990’s (Heiduck & Pohl, 2001) (Miaolong, 1998)
(Hubei Provincial Government, 2012). Hong-Kong in particular provided funding for some of the
city’s largest urban projects such as the Wuhan Tianhe International Airport, Yanglui Port’s container
terminal, the second Changiiang River Bridge, regeneration of the old town, construction of high
tech industrial parks, and real estate developments across the city (Miaolong, 1998).
The final leading driver of UT, and perhaps the most overt, is investment in fixed assets.
Investment in fixed assets is defined by the NSBC as investment in construction projects, real estate
development and defence projects (NBSC, 2014). Whilst investment in defence projects may not
relate to UT, investment in construction and real estate can directly influence an increase in urban
land and bare earth coverage. Over the study period fixed asset investment has increased by
1194.17% from ¥46 billion to ¥597 billon as displayed in [fig.23], this is in part due to the China
development bank providing discounted loans for infrastructure projects (Huang & Wei, 2014). Just
like the rises in population, GDP, budgetary revenue of the government and FDI, these have taken
place in parallel with the increase of UT in Wuhan. When examining closer the breakdown of where
Candidate number: 106443
32
this investment has been placed, in 2002 17.25% was spent on housing. However of the 5.23 million
m2 of housing floor space only 3.3 million m2 was sold that year (Han & Wu, 2004). This helps to
explain why it is that Wuhan’s urban land has expanded by 15.57% yet its population density has
fallen from 17.2 people per km2 in 2000, to 8.6 people per km2 by 2013 based on united nation
population figures. Not only has fixed asset investment increased amongst other drivers, the
efficiency of its use in preserving the amount natural land used has decreased significantly.
[Figure 19: Wuhan population line graph; data acquired from the NBSC can be viewed in [table 3].]
[Figure 20: Line graph of Wuhan’s GDP growth, 2001 – 2013. Data acquired from the NBSC can be
viewed in [table 3].]
7000000
7200000
7400000
7600000
7800000
8000000
8200000
8400000
8600000
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013
Nu
mb
er
of
pe
op
le a
t ye
ar e
nd
Year
Wuhan population
0
100,000,000,000
200,000,000,000
300,000,000,000
400,000,000,000
500,000,000,000
600,000,000,000
700,000,000,000
800,000,000,000
900,000,000,000
1,000,000,000,000
2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013
¥Y
uan
Year
Gross domestic product of Wuhan
Candidate number: 106443
33
[Figure 21: Line graph of Wuhan’s budgetary revenue growth, 2000 – 2013. Data acquired from the
NBSC can be viewed in [table 3].]
[Figure 22: FDI flows in Wuhan, 1990 – 2010. Graph from (Huang & Wei, 2014).]
0
20,000,000,000
40,000,000,000
60,000,000,000
80,000,000,000
100,000,000,000
120,000,000,000
140,000,000,000
160,000,000,000
180,000,000,000
200,000,000,000
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013
¥1
0 0
00
Year
Bugetary revenue of Wuhan government
Candidate number: 106443
34
[Figure 23: Line fixed investment growth in Wuhan’s, 2000 – 2013. Data acquired from the NBSC can
be viewed in [table 3].]
8. Research Limitations
During the research for this thesis there has been a scope of limitations that has had potential
affects upon the quality/type of the findings or the ability to interpret results to effectively answer
the research question. These limitations are discussed in order beginning with the highest potential
impacting limitation to the lowest.
The use of remote sensing for the period of 2000 till present presented a range of potentially
high impacting limitations that were eventually overcome. The most prominent of these was the
issue of the failed scan line corrector on board Landsat 7. This restricted the ability to create time
series of land use change as all Landsat 7 scenes from 31st May 2003 onwards suffer from a 22-25%
data loss as detailed in the methodology and data section of this thesis (Wijedasa et al. 2012) (Zeng
et al. 2013) (Zhu & Liu, 2014). Because of this ETM+ SLC-off scenes could not be compared with
ETM+ scenes prior to the 31st May 2003 or to Landsat 8 OLI scenes, both of which have working scan
line correctors. Using SLC-off scenes to record quantitative changes in land coverage would distort a
time series with the un-scanned sections of data thus providing an inaccurate set of results for
analysis. To overcome this potentially limiting factor the August 2007 ETM+SLC-off scene was still
utilised for spatio-temporal analysis but removed from the quantitative analysis of urban
transformation. There are methods of improving the accuracy of SLC-off scenes through the
Mosaicking technique or MAP-MRF based classifiers, these either fill the gaps by creating composite
images that use SLC-on scenes [Mosaicking], or by taking an average of the pixels surrounding the
0
100,000,000,000
200,000,000,000
300,000,000,000
400,000,000,000
500,000,000,000
600,000,000,000
700,000,000,000
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013
¥1
0 0
00
Year
Total investment in fixed assets in Wuhan
Candidate number: 106443
35
un-scanned pixel areas then filling that gap based upon the assumption that the surrounding pixels
will belong to the same class and share the same temporal patterns as the un-scanned area
(Wijedasa et al. 2012) (Zeng et al. 2013) (Zhu et al. 2013). However to keep within the time-scale
that was set for this thesis, these methods were not employed because of their added time
consumption. Ultimately this limitation did not prevent any of the research questions from be
answered, rather it lead to a change in the methods and approach of this thesis to resolve the issue.
The next limitation with regard to use of RS was the variation in weather conditions. A small
proportion of the dry season Landsat scenes suffered from adverse weather conditions that
obscured the earth’s surface as Landsat ETM+ and OLI sensors do not have cloud the penetrating
capabilities of RADAR (Bhatta, 2013). This became apparent whilst selecting Landsat scenes for land
classification, many scenes could not be used due to widespread cloud coverage [fig. 24].
[Figure 24: ETM+ scenes of Wuhan - left side scene 2/8/2000 displaying high cloud coverage, right
side 22/11/2001 displaying clear skies (USGS, 2014).]
This limitation meant that some years and months could not be used for land classification
such as the year 2000 which experienced high cloud coverage throughout the dry season. However
the impact of this was minimal for the following years where scenes were available with clear skies
from differing months in each dry season. The final limitation of RS was the impact of land cover
types potentially being miss-classified. Fortunately urban land and bare earth could be classified
with high accuracies of over 90% keeping the core land classifications and the overall map accuracy
above the 85% threshold set in the methodology; however, some classes such as wetlands showed
accuracies as low as 72.09% [Table 2]. Errors were kept to an absolute minimum through rigorous
Candidate number: 106443
36
ground truthing, this was to ensure that the most important land classifications [urban land and bare
earth] correctly represented the real world in order to answer the research questions.
The application of Google Earth as a tool for ground truthing and UT analysis showcased the
capabilities of Google’s RS database. However, historical imagery was limited in the earlier years of
this millennium; less Spot imagery and aerial photography was available over Wuhan between 2000
and 2006. This reduced the size of the study area until greater coverage of Wuhan could be accessed
from 2006 onwards.
The final set of limitations with the lowest potential to impact upon research or subsequent
analysis was related to the Chinese statistical surveys. Chinese National Statistical Yearbooks are
freely accessible and available online dating back to the year 1996, however Wuhan’s statistical
yearbooks are not published freely online for viewing in the UK; they can only be accessed through
purchasing them online. The Chinese National Statistical Yearbooks contain data on Wuhan that was
vital to this study, however where data was missing from these such as FDI investment for Wuhan,
other studies which had access to Wuhan’s Statistical Yearbooks were referenced to complete this
study. One factor that cannot be avoided in using the Chinese National Statistical Yearbooks is that
there lies the possibility that data could have been manipulated by the various different levels of
statistical bureaus that produce this data in favour of their political interests (Wang et al. 2012).
9. Conclusion
This study has determined, using land classification of Landsat imagery that between 2001 and 2013,
that there has been a 15.57% increase in the proportion of urban land to all other classes in Wuhan.
This means Wuhan has tripled in size in this time. Simultaneously bare earth has increased its
proportion of the land cover in Wuhan by 11.73%. From these results it can be inferred that the
city’s urban land cover may grow from 910km2 in 2013 up to 1,369 km2, evidenced by the fact that
much of the bare earth cover which was already located in the year 2001 has since been converted
into urban land use. This has been ground truthed using Google Earth. Natural landscapes were
impacted the most by this change, with Wetlands decreasing their relative proportion of the study
area by 17.9% between 2001 and 2013, whilst the proportion of agricultural lands in the study area
fell by 10.27%. These were almost directly as a result of urban transformation as proven by a range
of ground truthed examples using Google Earth. Water bodies and forests showed no overwhelming
changes as a result of UT however there were visible changes in the size of Wuhan’s urban lakes.
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When analysing the drivers behind urbanisation in Wuhan it has been determined that the
population has risen by 728,100 people, a 9.71% increase, between 2000 and 2013. This is due to
numerous factors such as rural to urban migration and the associated swallowing of rural villages by
urbanisation. Population density in this time has fallen by 8.6 people per km2 meaning the efficiency
of land use is falling. Meanwhile national political reform and increased marketization coupled with
the ‘Rise of Central China Plan’ have favoured Wuhan. They have focused funding and development
planning on Wuhan whilst attracting FDI to modernise the city; evolving from a legacy of heavy
industry into a high-tech and automotive, logistics and informatics based economy. This has grown
the GDP of the city, boosted its budgetary revenue, and increased spending on fixed assets such as
infrastructure, housing and other real estate across the city’s development zones and urban fringes.
Most of the urban development that has been identified by Landsat has been at the periphery of the
city such as the expansion of the national development zones, expansion of Wuhan Tianhe
International Airport, construction of Wuhan’s marshalling and high speed rail stations, and the
growth of numerous residential areas. However internally Wuhan has seen projects like the new
CBD and numerous other real estate developments revolutionize the profile of the city; intensifying
the UT process by attracting new investors.
When assessing the level of urban transformation that has materialized in Wuhan, it is clear
that this city has experienced a gigantic expansion of its peripheral urban land, whilst internally it
has become more intensively developed. Its infrastructure has grown in size but its population
density has decreased. This leaves some vital questions over the sustainability of Wuhan’s urban
transformation process that policymakers and urban developers may need to address. The city’s
economy may be evolving and growing, but wetlands and agricultural lands are being threatened
whilst the population is forecast to rise within the city; issues such as food security may impact the
region if agricultural lands are not protected. Additionally, if all bare earth locations that had been
cleared and added by 2013 are utilised for construction around city, Wuhan’s urban land could
become 4.56 times the size it was in 2001 in the coming years. This could exacerbate the
environmental and social issues that the city may face.
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