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Page 1: M/T ORYX TRADER
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M/T ORYX TRADER

daxiotis
STS
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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER – IMO NO. 8910598

M/T “ORYX TRADER”

IMO No: 8910598

In compliance with MARPOL Annex I Regulation 41 and taking into account the guidelines contained in the CDI, SIGTTO, ICS and OCIMF’s “Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases”, First Edition, 2013 and IMO’s “Manual on Oil Pollution, Section 1 - Prevention” as amended.

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

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ACKNOWLEDGEMENT LIST All crew members are to review the plan and confirm by signing the attached list:

NAME / Responsible Person for STS Operation

RANK DATE

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RECORD OF CHANGES

No. Date Revised Part Revision

Detail / Description

Approved By :

Name / Signature

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

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TABLE OF CONTENTS

PAGE

ACKNOWLEDGEMENT LIST .................................................................................................................. 2

RECORD OF CHANGES ..................................................................................................................... 3

MARPOL ANNEX I - AMENDMENTS ................................................................................................. 8

A. Regulation 40 - Scope of application ........................................................................................... 8

B. Regulation 41 - General Rules on safety and environmental protection ................................... 8

C. Regulation 42 - Notification .......................................................................................................... 9

1. VESSEL PARTICULARS ....................................................................................................... 10

1.1. MAIN PARTICULARS* .......................................................................................................... 10

1.2. TANK CAPACITIES** ............................................................................................................ 11

2. INTRODUCTION ........................................................................................................................... 14

3. GENERAL PRINCIPLES ............................................................................................................... 15

3.1. SCOPE & OBJECTIVES ........................................................................................................ 15

3.2. PURPOSE .............................................................................................................................. 15

3.3. LIMITATIONS ........................................................................................................................ 15

3.4. STS PROCESS ...................................................................................................................... 16

4. PHASE - 1 : RE-ARRIVAL PLANNING .................................................................................. 17

4.1. CONDITIONS AND REQUIREMENTS ................................................................................... 17

4.1.1. SHIP TO SHIP COMPATIBILITY ........................................................................................... 17

4.1.2. Notification to and Approval from Authorities ................................................................... 21

4.1.3. Transfer Area .................................................................................................................................. 22

4.1.4. Weather & Environmental Conditions ................................................................................. 23

4.1.5. Quality Assurance of STS Service Providers ..................................................................... 26

4.1.6. Person in Overall Advisory Control (POAC) ....................................................................... 26

4.1.7. Master .................................................................................................................................... 28

4.1.8. STS Superintendent ............................................................................................................. 28

4.1.9. Manning for STS Operations and Prevention of Fatigue ................................................... 29

4.1.10. Records ................................................................................................................................. 31

4.2. COMMUNICATIONS .............................................................................................................. 33

4.2.1. General Communications .................................................................................................... 33

4.2.2. Language .............................................................................................................................. 33

4.2.3. Pre-Arrival Communications ............................................................................................... 33

4.2.4. Navigational Warnings ......................................................................................................... 35

4.2.5. Communications during Approach, Mooring and Unmooring .......................................... 35

4.2.6. Communications during Cargo Transfer Operations ......................................................... 36

4.2.7. Procedures for Communication Failure .............................................................................. 36

4.3. EQUIPMENT .......................................................................................................................... 37

4.3.1. Fenders ................................................................................................................................. 37

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4.3.2. Cargo Transfer Hoses .......................................................................................................... 47

4.3.3. Mooring Equipment .............................................................................................................. 50

4.3.4. Personnel Transfers – At Sea Operations ........................................................................... 51

4.3.5. Personnel Transfers – In Port Operations .......................................................................... 53

4.3.6. Lighting ................................................................................................................................. 54

4.3.7. Ancillary Equipment ............................................................................................................. 54

4.3.8. Equipment Noise Levels ...................................................................................................... 54

4.4. EMERGENCY PREPAREDNESS .......................................................................................... 55

4.4.1. Contingency Planning and Emergency Response Procedures ......................................... 55

4.4.2. Emergency Signal................................................................................................................. 56

4.4.3. Emergency Situations .......................................................................................................... 56

4.4.4. Emergencies during Maneuvering ...................................................................................... 57

4.4.5. Procedures in the Event of Gas Accumulation on Deck .................................................... 57

4.4.6. Accidental Cargo Release .................................................................................................... 57

4.4.7. Shipboard Oil Pollution Emergency Plan (SOPEP) & Vessel Response Plan (VRP) .............. 57

4.4.8. State of Readiness for an Emergency ................................................................................. 58

4.4.9. Cessation of Transfer Operations as a Precautionary Measure ........................................ 58

4.4.10. Emergency Duties ................................................................................................................ 59

4.5. RISK ASSESSMENT ............................................................................................................. 60

4.5.1. Risk Assessment of Transfer Location ............................................................................... 60

4.5.2. Risk Assessment of STS Operation .................................................................................... 61

4.6. CONTINGENCY PLAN .......................................................................................................... 63

4.7. SAFETY ................................................................................................................................. 64

4.7.1. General Safety ...................................................................................................................... 64

4.7.2. Personal Protective Equipment and Life Saving Appliances ............................................ 64

4.7.3. Use of Checklists .................................................................................................................. 65

4.7.4. Material Safety Data Sheets ................................................................................................. 65

4.7.5. Gas Accumulation on Open Decks ..................................................................................... 65

4.7.6. Action in Case of Infringement of Safety ............................................................................ 65

4.7.7. Action in Case of Cargo Leakage ........................................................................................ 66

4.7.8. Helicopter Operations .......................................................................................................... 66

4.8. TRAINING AND FAMILIARIZATION...................................................................................... 67

4.8.1. Safety Drills ........................................................................................................................... 68

4.9. SECURITY ............................................................................................................................. 69

4.9.1. Security on Multiple Vessels ............................................................................................... 69

5. PHASE-2 : ARRIVAL ................................................................................................................. 70

5.1. OPERATIONAL PROCEDURES BEFORE MANEUVERING ................................................ 70

5.1.1. Preparation of Ships ............................................................................................................. 70

5.1.2. Joint Plan of Operation ........................................................................................................ 71

5.1.3. Navigational Signals ............................................................................................................. 72

5.1.4. Lightering Support Vessels ................................................................................................. 72

5.1.5. Mooring at Night ................................................................................................................... 72

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6. PHASE-3 : BERTHING .......................................................................................................... 73

6.1. MANEUVERING ..................................................................................................................... 73

6.1.1. Basic Berthing Principles .................................................................................................... 73

6.1.2. Maneuvering Alongside with Two Ships under Power ...................................................... 73

6.1.3. General Advice for Controlling the Two Ships ................................................................... 74

6.1.4. Advice for Maneuvering Alongside ..................................................................................... 75

6.1.5. Maneuvering a Combined Two-Ship System to Anchor .................................................... 76

6.1.6. Underway Transfer ............................................................................................................... 76

6.1.7. Maneuvers with One Ship at Anchor ................................................................................... 77

6.1.8. Maneuvering for In Port Operations .................................................................................... 78

6.1.9. Maneuvering with One Ship alongside a Terminal ............................................................. 78

6.2. MOORING .............................................................................................................................. 79

6.2.1. Mooring Plans ....................................................................................................................... 79

6.2.2. At Sea Mooring Operations .................................................................................................. 81

6.2.3. In Port Mooring Operations.................................................................................................. 86

7. PHASE-4 : CARGO TRANSFER ........................................................................................... 87

7.1. PRE-TRANSFER PROCEDURES .......................................................................................... 87

7.1.1. Pre-transfer Requirements ................................................................................................... 87

7.1.2. Responsibility for Cargo Operations ................................................................................... 88

7.1.3. Planning for Cargo Transfer ................................................................................................ 88

7.2. CARGO TRANSFER .............................................................................................................. 90

7.2.1. General Guidance ................................................................................................................. 90

7.2.2. Bunkering and Storing ......................................................................................................... 91

7.2.3. Suspension of Cargo Transfer ............................................................................................. 91

7.3. VAPOR BALANCING CONSIDERATIONS ........................................................................... 93

7.3.1. Vapor Balancing – General Considerations ........................................................................ 93

7.3.2. Vapor Balancing Considerations before Commencing Cargo Transfer ........................... 93

7.3.3. Vapor Balancing Considerations during Cargo Transfer................................................... 93

7.3.4. Vapor Hose Considerations ................................................................................................. 94

7.4. SAFETY DURING CARGO TRANSFER ................................................................................ 95

7.4.1. Smoking and Naked Lights .................................................................................................. 95

7.4.2. Earths on Electrical Switchboards ...................................................................................... 95

7.4.3. Machinery Operations .......................................................................................................... 95

7.4.4. Electrical Isolation ................................................................................................................ 96

7.4.5. The Use of Radio and Satellite Communications Equipment ............................................ 98

7.4.6. Radar Use .............................................................................................................................. 98

7.4.7. Readiness of Fire-Fighting Equipment ............................................................................... 98

7.4.8. Electrical Storms .................................................................................................................. 99

7.4.9. Galley Stoves ........................................................................................................................ 99

7.4.10. Accommodation Openings .................................................................................................. 99

7.4.11. Unauthorized Craft ............................................................................................................... 99

7.5. OPERATIONS AFTER COMPLETION OF CARGO TRANSFER ........................................ 100

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8. PHASE-5 : DEPARTURE ..................................................................................................... 101

8.1. UNMOORING ....................................................................................................................... 101

8.1.1. Unmooring Procedure while One Ship is at Anchor ........................................................ 101

8.1.2. Unmooring Procedure after Underway Transfer .............................................................. 101

8.1.3. Unmooring from a Ship Alongside a Terminal ................................................................. 102

8.1.4. Unmooring Checks ............................................................................................................. 103

8.2. PROCEDURE FOR UNBERTHING ...................................................................................... 104

8.2.1. Unmooring Using Quick Release Arrangements ............................................................. 104

8.3 COMPLETION OF STS OPERATION - EVALUATION - NOTIFICATION .............................. 106

APPENDIX A ................................................................................................................................... 107

A.1 SAFETY CHECKLISTS ........................................................................................................ 107

A.2 LIST OF DUTIES & RESPONSIBILITIES ............................................................................ 148

A.3 NOTIFICATION AND APPROVAL FROM COASTAL STATE AUTHORITIES .................... 152

A.4 STS OPERATION CHART ................................................................................................... 154

APPENDIX B ................................................................................................................................... 155

B.1 STS MOORING ARRANGEMENT ....................................................................................... 155

B.2 CAPACITY PLAN .......................................................................................................................... 157

B.3 CARGO HANDLING SYSTEM ............................................................................................. 161

B.4 BALLAST SYSTEM ............................................................................................................. 162

B.5 EXAMPLE INSTRUCTIONS FOR CONNECTIONS OF STS HOSES .................................. 162

APPENDIX C ................................................................................................................................... 164

C.1 RECORD OF STS OPERATIONS ........................................................................................ 164

C.2 REFERENCES ..................................................................................................................... 165

C.3 GLOSSARY ......................................................................................................................... 167

APPENDIX D ................................................................................................................................... 174

D.1 RISK ASSESSMENT OF TRANSFER LOCATION .............................................................. 174

D.2 RISK ASSESSMENT OF STS OPERATION ........................................................................ 182

APPENDIX E .................................................................................................................................. 189

E.1 SHIP'S INTEREST CONTACT ............................................................................................. 189

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MARPOL ANNEX I - AMENDMENTS

Resolution MEPC.186(59) was adopted at MEPC 59 and contains a new Chapter 8 to MARPOL Annex I on the prevention of pollution during the transfer of oil cargo between oil tankers at sea. Find below Regulation 40, 41 & 42 from the new Chapter 8 to MARPOL Annex I.

A. Regulation 40 - Scope of application

1. The regulations contained in this chapter apply to oil tankers of 150 gross tonnage and

above engaged in the transfer of oil cargo between oil tankers at sea (STS operations) and their STS operations conducted on or after 1 April 2012. However, STS operations conducted before that date but after the approval of the Administration of STS operations Plan required under regulation 41.1 shall be in accordance with the STS operations Plan as far as possible.

2. The regulations contained in this chapter shall not apply to oil transfer operations associated with fixed or floating platforms including drilling rigs; floating production, storage and offloading facilities (FPSOs) used for the offshore production and storage of oil; and floating storage units (FSUs) used for the offshore storage of produced oil1.

3. The regulations contained in this chapter shall not apply to bunkering operations. 4. The regulations contained in this chapter shall not apply to STS operations necessary

for the purpose of securing the safety of a ship or saving life at sea, or for combating specific pollution incidents in order to minimize the damage from pollution.

5. The regulations contained in this chapter shall not apply to STS operations where either of the ships involved is a warship, naval auxiliary or other ship owned or operated by a State and used, for the time being, only on government non-commercial service. However, each State shall ensure, by the adoption of appropriate measures not impairing operations or operational capabilities of such ships that the STS operations are conducted in a manner consistent, so far as is reasonable and practicable, with this chapter.

B. Regulation 41 - General Rules on safety and environmental protection

1. Any oil tanker involved in STS operations shall carry on board a Plan prescribing how to conduct STS operations (STS operations Plan) not later than the date of the first annual, intermediate or renewal survey of the ship to be carried out on or after 1 January 2011. Each oil tanker’s STS operations Plan shall be approved by the Administration. The STS operations Plan shall be written in the working language of the ship.

2. The STS operations Plan shall be developed taking into account the information contained in the best practice guidelines for STS operations identified by the Organization2. The STS operations Plan may be incorporated into an existing Safety

1 Revised Annex I of MARPOL, chapter 7 (resolution MEPC.117(52)) and UNCLOS article 56 are applicable and

address these operations. 2 IMO’s “Manual on Oil Pollution, Section I, Prevention” as amended, and the ICS and OCIMF “Ship-to-ship

Transfer Guide, Petroleum”, 1st edition 2013.

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Management System required by chapter IX of the International Convention for the Safety of Life at Sea, 1974, as amended, if that requirement is applicable to the oil tanker in question.

3. Any oil tanker subject to this chapter and engaged in STS operations shall comply with its STS operations Plan.

4. The person in overall advisory control of STS operations shall be qualified to perform all relevant duties, taking into account the qualifications contained in the best practice guidelines for STS operations identified by the Organization3.

5. Records4 of STS operations shall be retained on board for three years and be readily available for inspection by a Party to the present Convention.

C. Regulation 42 - Notification

1. Each oil tanker subject to this chapter that plans STS operations within the territorial sea, or the exclusive economic zone of a Party to the present Convention shall notify that Party not less than 48 hours in advance of the scheduled STS operations. Where, in an exceptional case, all of the information specified in paragraph 2 is not available not less than 48 hours in advance, the oil tanker discharging the oil cargo shall notify the Party to the present Convention, not less than 48 hours in advance that an STS operation will occur and the information specified in paragraph 2 shall be provided to the Party at the earliest opportunity.

2. The notification specified in paragraph 1 of this regulation 5 shall include at least the following: .1 name, flag, call sign, IMO Number and estimated time of arrival of the oil

tankers involved in the STS operations; .2 date, time and geographical location at the commencement of the planned STS

operations; .3 whether STS operations are to be conducted at anchor or underway; .4 oil type and quantity; .5 planned duration of the STS operations; .6 identification of STS operations service provider or person in overall advisory

control and contact information; and .7 a confirmation that the oil tanker has on board an STS operations Plan meeting

the requirements of regulation 41.

If the estimated time of arrival of an oil tanker at the location or area for the STS operations changes by more than six hours, the master, owner or agent of that oil tanker shall provide a revised estimated time of arrival to the Party to the present Convention specified in paragraph 1 of this regulation.

3 IMO’s “Manual on Oil Pollution, Section I, Prevention” as amended, and the ICS and OCIMF “Ship-to-ship

Transfer Guide, Petroleum”, 1st edition 2013.

4 Revised Annex I of MARPOL chapters 3 and 4 (resolution MEPC.117(52)); requirements for recording

bunkering and oil cargo transfer operations in the Oil Record Book, and any records required by the STS operations Plan.

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1. VESSEL PARTICULARS

1.1. MAIN PARTICULARS*

Ship’s Name: ORYX TRADER

Ship’s Type: OIL TANKER

Flag: PANAMA

Port of Registry: PANAMA

Call Sign: 3FNL2

IMO Number: 8910598

Classification DBS

Gross Tonnage: 2991 Mtns

Net Tonnage: 1275 Mtns

Built by: JAPAN

Year Built: 1989

Length O.A.: 122.5 m

Length B.P.: 95.00 m

Breadth (mld.): 15.0 m

Depth (mld.): 7.60 m

Summer Load Draught (extr.): 6.45 m

Deadweight at SLD: 4792 Tns

Max. manifold Height 2.7 mtrs (Waterline)

Company's Name: ETTERNA SHIPMANAGEMET S.A

Company's IMO : 6046461

Address : 41, AKTI MIAOULI STREET 18535 PIRAEUS GREECE

Telephone / E.Mail / Fax :

TEL: 0030 210 4292524 [email protected]

*Note: Regarding these data, reference is made to the relevant Certificates.

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1.2. TANK CAPACITIES**

CARGO TANKS

COMPARTMENT FRAMES VOLUME 100 % full (m3) VOLUME 98% full ( m3)

No.1 S P 62-58 334.577 327.855

No.1P S 62-58 333.353 326.685

No.2 S P 58-54 460.855 451.638

No.2 P S 58-54 466.546 457.215

No.3 S P 54-50 491.161 481.338

No.3 P S 54-50 489.826 480.029

No.4 S P 50-46 484.135 474.452

No.4 P S 50-46 489.826 480.029

No.5 S P 46-42 490.924 481.105

No.5 P S 46-42 489.539 479.748

No 1 Center C 67-62 134.017 131.405

TOTAL = 4.664.8 m3 4571.504 m3

FRESH WATER TANKS

COMPARTMENT FRAMES VOLUME 100% full (m3)

APT C 8-1 61.26

TOTAL 61.26

HEAVY FUEL OIL TANKS

COMPARTMENT FRAMES VOLUME 100%

Full (m3) WEIGHT 98% full

(m3)

N/A

DIESEL OIL TANKS (S.G =0.900T/m3)

COMPARTMENT FRAMES Volume 100% Full (m3) Weight 98% Full (MT)

No 1 DOT (P) P 74.63 73.13

No 1 DOT (S) S 74.63 73.13

No 2 DOT (C) C 53.39 52.32

No 3 DOT (P) P 21.14 20.71

GRAND TOTAL 223.79 219.31

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WATER BALLAST TANKS

COMPARTMENT FRAMES VOLUME 100%

Full (M3)

VOLUME 100% Full (MT)

(S.G 1.025) F.P.T CL 75-86 121.89 124.94

No 1 WBT CL 69-75 109.20 111.93

No 2 WBT CL 58-69 155.55 159.44

No 3 WBT P 50-58 170.65 174.92

No 3 WBT S 50-58 170.65 174.92

No 4 WBT P 40-50 186.72 191.39

No 4 WBT S 40-50 186.72 191.39

TOTAL = 1101.38 1128.91

LUBRICATING OIL TANKS

COMPARTMENT FRAMES Volume 100% Full (m3) WEIGHT (TON)

L.O.S.T C 11.02 10.9

L.O.SETT.T S 16.71 16.60

TOTAL = 27.73 27.16

OTHER TANKS

COMPARTMENT FRAMES Volume 100% full (m3)

THERMAL OIL TANK 21.14

FO OVF 8.83

O.B.T 8.83

BILGE TNK 5.29

LO SLUDGE TNK 0.20

FO SLUDGE TNK 0.20

OILY BILGE TNK 8.83

WASTE OIL TNK 0.20

TOTAL = 53.52

**Note: Regarding these data, reference is made to the latest capacity Plan.

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2. INTRODUCTION

The STS Transfer Operations Plan (STS Plan) has been developed in accordance with the standards described in MARPOL Annex I, as amended by Resolution MEPC.186(59), Chapter 8: Prevention of Pollution during Transfer of Oil Cargo between Oil Tankers at Sea, Regulations 40, 41, 42.

The STS Plan has been developed taking into account the information contained in the best practice guidelines for STS operations as identified by the International Maritime Organization (IMO) as shown in the reference list at page 11 of this PREAMBLE. The STS Plan is incorporated into the existing Safety Management System required by Chapter IX of the International Convention for the Safety of Life at Sea, 1974, as amended. M/T ORYX TRADER engaged in STS operations shall comply with this STS Plan.

The Person in Overall Advisory Control (POAC) of STS operations shall be qualified to perform all relevant duties as mentioned at section 1.5, taking into account the qualifications contained in the best practice guidelines for STS operations identified by the Organization, as required by MARPOL Annex I, Chapter 8, Regulation 41.4

The purpose of the plan is to provide guidance to the Master and officers directly involved in Ship to Ship Transfer (STS) Operations with respect to the steps to be followed when this operation is likely to occur. Part A of this manual contains guidance on general conditions and operational requirements for vessel involved in Ship to Ship Transfer Operations.

Records of STS operations shall be retained on board for three years and be readily available for inspection by a party to the MARPOL Convention, as required by MARPOL Annex I, Chapter 8, Regulation 41.5. Part B of this Plan includes the forms that should be completed and kept as records.

In ship to ship transfers, both tankers should comply fully with the safety precautions required for normal cargo operations. As required by the Resolution MEPC 186 (59) regulation 42, M/T ORYX TRADER may participate in an STS operation with another tanker which also has an approved by the Administration Plan.

Changes to the Forms and Annexes will not be required to be approved by the Recognized Organization. The Forms and Annexes will be maintained and kept up to date by the vessel's managers. Any alterations are recorded in the RECORDS OF CHANGES.

Routine drills conducted on board will not only ensure that the ship's staff are familiar with their duties but will assist in forming a proficient team to combat all pollution incidents in an efficient manner

The STS operation are divided into five phases; Pre-Arrival Planning, Arrival, Berthing, Cargo Transfer and Departure. During each phase of the operation there are different procedures to follow and check-lists to complete. A risk assessment should be carried out before operations commence and a contingency plan should be put in place to deal with emergencies.

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3. GENERAL PRINCIPLES

3.1. SCOPE & OBJECTIVES

This booklet has been prepared in accordance with the requirements of Annex I of the International Convention for the Prevention of Pollution from Ships (MARPOL 73/78), as amended by Resolution MEPC.186 (59), adopted on 17 July 2009, as well as with the requirements of the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases, First Edition, 2013 [1] and IMO’s Manual on Oil Pollution, Section 1 – Prevention [2] as amended. It is recommended that these publications should be kept onboard.

3.2. PURPOSE

The purpose of this booklet is to provide guidance to the Master and officers directly involved in ship to ship (STS) oil transfer operations with respect to the steps to be followed when this operation is likely to occur. The procedures developed in this booklet aim at supporting the crew in establishing the safest and most efficient course of action to be taken when conducting STS operations. This booklet contains guidance on general conditions and operational requirements for when the ship is involved in STS operations, during which both ships involved should comply fully with the safety precautions required for normal cargo operations. When transfers are performed within certain Exclusive Economic Zones, Territorial Waters or Port Limits it may be found that national or local regulations apply. National or local regulations should be followed and, where appropriate, the recommendations made in this plan can be used as additional advice.

3.3. LIMITATIONS

The procedures contained in this booklet do not apply to the following: 1. Oil transfer operations associated with fixed or floating platforms including drilling rigs;

floating production, storage and offloading facilities (FPSOs) used for the offshore production and storage of oil; and floating storage units (FSUs) used for the offshore storage of produced oil.

2. Bunkering operations. 3. STS operations necessary for the purpose of securing the safety of a ship or saving

life at sea, or for combating specific pollution incidents in order to minimize the damage from pollution.

4. STS operations where either of the ships involved is a warship, naval auxiliary or other ship owned or operated by a State and used, for the time being, only on government non-commercial service.

A copy of this booklet should be available at the following locations onboard: 1. the bridge; 2. the cargo transfer control station; and 3. the engine room.

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This plan has been approved by the ship’s Classification Society on behalf of the ship’s Flag Administration and, except as provided below, no alteration or revision shall be made to any part of it without the prior approval of the Classification Society. Changes to the Appendices will not be required to be approved by the Classification Society. The Appendices should be maintained up to date by the vessel's managers, owners and operators. The booklet is written in English, which is the working language of the crew.

3.4. STS PROCESS

The STS operation are divided into five phases; Pre-Arrival Planning, Arrival, Berthing, Cargo Transfer and Departure. During each phase of the operation there are different procedures to follow and checklists to complete. A risk assessment should be carried out before operations commence and a contingency plan should be put in place to deal with emergencies.

Phase 1. Pre-Arrival Planning: The Pre-Arrival Planning should be carried out before any STS operations commence. The planning of the STS operation could be performed by the ships operators and managers together.

Phase 2. Arrival: During the Arrival stage of the operation the two ships conducting the STS operation should establish radio communication, and concur that all operational procedures has been assessed and agreed upon.

Phase 3. Berthing: The Berthing phase of the STS operation consists of the maneuvering and mooring of the two ships. For the maneuvering operation a contingency plan should be in place to deal with any emergency situation.

Phase 4. Cargo Transfer: The Cargo transfer phase should only commence once the two ships are securely moored. The Master should ensure that all the recommended safety procedures in this plan are followed. A contingency plan should be in place to deal with any emergency situations during cargo transfer

Phase 5. Departure: Departure is the last phase of the STS operation.

NOTE:

It is the Company’s policy that, when appropriate and so determined, STS operations are to be conducted under the supervision and guidance of a local, dedicated STS Service Provider, who will be responsible for coordinating safe and efficient operations, supplying the required equipment and conducting the operations in accordance with the approved STS Plan and applicable regulations and requirements. The CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases, First Edition, 2013 gives emphasis to the qualification and quality assessment of the selected STS Service Provider. Ship owners / operators or STS organizers are recommended to also refer to the OCIMF Ship to Ship Service Provider Management concerning STS transfers.

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4. PHASE - 1 : RE-ARRIVAL PLANNING

4.1. CONDITIONS AND REQUIREMENTS

All STS transfer operations should be conducted under the co-ordination and advisory control of one individual (the Person in Overall Advisory Control - POAC), who will be either one of the Masters concerned, or an STS Superintendent. To prevent fatigue during extended operations, the role may be formally transferred to another suitably qualified person (see Section 4.1.9). It is the duty of this person to supervise the STS operations and ensure that the procedures in this booklet are followed.

If the Masters involved in the STS operation are unfamiliar with, or inexperienced in, STS transfer operations, it is recommended that an STS Superintendent is employed to advise them. There are STS service companies offering such services. Before employing such assistance, those parties contracting STS service companies should take steps to ensure that the STS service provider will provide trained and experienced STS Superintendents and, where required, properly qualified POACs.

It is not intended that the POAC or STS Superintendent in any way relieves the ship’s Master of any of his authority, duties or responsibilities. The Master of each vessel shall always remain in command of his vessel, crew and cargo, and shall under no circumstances permit safety to be jeopardized by the actions of others.

Prior to the commencement of an STS transfer operation, the Masters of each vessel, together with the STS Superintendent or POAC, should discuss each key component of the operation (as applicable: fendering, maneuvering, mooring, hose connection, cargo transfer, hose disconnection, unmooring and unfendering). The purpose of this discussion is to ensure that key personnel involved in the operation clearly understand and agree how the operation will be conducted and agree the content of the Joint Plan of Operation (JPO) (see Section 5.1.2).

4.1.1. SHIP TO SHIP COMPATIBILITY

The safety of lightering operations depends significantly upon the dimensional compatibility of the two ships involved and design features that support the use of equipment specific to STS Transfer Operations.

When planning an STS transfer operation the organizers should ensure that the ships to be used are compatible in design and equipment; that they comply with the various recommendations included in this plan and CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases and that mooring operations, hose handling and communications can be conducted safely and efficiently. The initial information required in Checklist No.1 (see Appendix A.1) should be supplied to the organizers by the shipowners. Information relating to the overall dimensions, freeboard, position of manifolds, mooring points and fenders should be passed to the Masters of the ships at the earliest opportunity.

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Ships having bridge wings extending beyond the maximum ship's breadth are not recommended to be used for STS transfer operations.

Consideration should be given to any precautions and mitigating measures necessary regarding bridge wings that do not extend to the ship's side.

The following should be determined prior to berthing with regards to cargo handling compatibility:

CARGO HANDLING COMPATIBILITY

1. The size and number of manifolds to be used. Both ships have manifold arrangements which comply with CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases [1]

2. The minimum and maximum expected height of the manifold above the waterline during the transfer operation, and the freeboard differences during the cargo transfer (see Section 6.2, Figure 5).

3. Whether the cargo cranes or derricks are in a satisfactory condition, are of suitable Safe Working Load (SWL) and have an appropriate outreach.

4. The hose supports at the ship’s side are the adequate to prevent damage to the hose through chafing.

5. That both ships have manifolds that comply with OCIMF Recommendations for Oil Tanker Manifolds and Associated Equipment [5].

6. The number of hose connections available.

7. Minimum maneuvering speeds and corresponding revolutions per minute (RPM).

8. Cargo handling equipment, types of cargo pumps and any restrictions to be imposed to ensure a safe transfer rate for the products being handled.

9. Designed maximum permitted pumping / receiving rates for all vessels involved.

10. Mooring arrangements, including the type of mooring lines and the requirements for enclosed fairleads.

11. The identification of issues associated with vessels of similar length (see Section 4.1.1.1 below).

12. Arrival and departure displacement, draught, freeboard and parallel body length and associated fendering requirements.

13. Hazardous zone diagrams, both horizontal and vertical, and gas safe areas, taking into account the changing cargo deck heights and overlapping flammable zones of the ships involved.

14. The potential for toxic vapor release and identification of hazardous zones.

15. Information relating to any clear air flow obstructions that may cause eddies to be created, affecting the shape and concentration of any gas plumes from vents. Venting from smaller ships may result in a hazard on the elevated deck or operational area of a larger vessel alongside.

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16. Wind direction and hazards associated with flue gases and sparks, particularly when ships are moored stem to stern.

17. Personnel transfer arrangements, if applicable.

18. Communication systems.

19. Contingency planning and emergency procedures.

20. Cargo transfer and ballast plans, including anticipated duration.

21. Vapor management capacity of each ship and, where vapor return / balancing is used, the compatibility and capacity of ship systems

Consideration should be given to the precautions and mitigation measures regarding bridge wings that are necessary to reduce the risk of contact with the other ship. It is recommended that ships which have bridge wings extending beyond the beam are not used if it is determined that there is risk of contact, especially when the bridge wing of one vessel is lower than the deck edge of the other, or when the bridge wing of one ship may interfere with structures such as lifeboats on the main deck of the other.

In cases where the operation involves similarly sized ships, mitigation measures should be considered in order to prevent bridge wing contact. Mitigating measures may include longitudinally offsetting the manifolds and using larger diameter fenders to increase the stand-off between the two ships.

.1 STS Transfer Operations involving Vessels of Similar Length

For the purposes of STS operations, vessels having a length overall (LOA) differential of less than 10% would generally be considered as being of a similar length. The risk assessment should include mitigation measures for the operation, such as those detailed below, in order to reduce the risk to an acceptable level: - Identification of optimum mooring arrangement. Due to the head lines being in a

breast line configuration, it may be necessary to deploy additional lines in a fore and aft direction to compensate.

- Identification of optimum securing arrangements for fenders to ensure that mooring arrangements are not compromised due to a lack of useable chocks / fairleads.

- The adjustment of the fore and aft positions of the ships so that the bridge wings are offset. In doing so, it should be ensured that all the primary fenders will rest on the parallel body of both the vessels throughout the operation and that hose lengths will be sufficient to accommodate the resulting manifold offset.

- For transfer operations conducted at anchor with one of the vessels offset, consideration should be given to the need for extra head lines to counter the additional forces on the vessel with the exposed bow.

- Provision of larger diameter fenders to increase separation distances. - The reduction of limiting environmental parameters, once the lead and effectiveness

of the mooring line configuration have been considered.

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.2 Use of Dumb Barges

Dumb barges may be used for STS operations. The barging company is responsible for the barges they operate. While the barge is being towed or pushed the tug Master is the responsible person. For mooring, unmooring and also during transit, the tug crew is responsible for the handling of the barge. When alongside a berth or discharging vessel, the barge comes under the facility's security plan. During cargo operations, an operator either belonging to the tug or appointed by the barge company takes charge of the barge and is responsible for ensuring safe operations.

Barges have their own independent diesel power unit that drives the cargo transfer pump(s).

Most modern barges are fitted with float-type high level gauges with an audible alarm. Alarms are mostly powered by a portable power unit (a battery pack) that is brought onboard by the operator. Depending on the products to be carried, some barges are fitted with hermetic coupling sounding pipes for taking closed soundings. Regular soundings are taken by either a fixed stick system or visually through a sight glass.

It should be noted that dumb barges do not have fixed fire-fighting capability, so portable fire extinguishers should be placed onboard during cargo operations. The STS Superintendent should always be aware of when barges are alongside the discharging ship and of any other vessels involved in the transfer operations. It should be ensured that adequate fire-fighting capability is available to cover the operations of the dumb barges.

It should also be noted that mooring to barges can present challenges due to: - The limited number of mooring wires / ropes available. - The limited number of winches. - The limited number of chocks (some of which may be not be closed). - The difficulty in establishing effective mooring leads.

In many regions inland STS transfer operations are undertaken using dumb barges. The equipment and operational practices used by dumb barges may differ significantly from those recommended in this Plan for conventional STS operations. In such cases, it is recommended that this Plan is used to provide an operational benchmark for information that assists in ensuring the safety of such operations.

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4.1.2. Notification to and Approval from Authorities

When the STS transfer is performed within the territorial waters or Exclusive Economic Zone (EEZ) of a country, local and national regulations should be checked and appropriate approvals obtained. The responsible person should inform the appropriate authorities of STS transfer operations to be conducted in the lightering area.

Minimum 48 hours in advance

NOTICE TO AUTHORITIES

1. Name, flag, call sign, IMO Number and estimated time of arrival of the oil tankers involved in the STS operations.

2. Date, time and geographical location at the commencement of the planned STS operations.

3. Whether STS operations are to be conducted at anchor or underway.

4. Oil type and quantity.

5. Planned duration of the STS operations.

6. Identification of STS operations service provider or person in overall advisory control and contact information.

7. Confirmation that the oil tanker has onboard an STS operations plan meeting the requirements of MARPOL Annex I, Chapter 8, Regulation 41, 42 & 43.

The organizer should also check local and national regulations to determine the level of approval required to conduct the transfer operation. This may require the organizer and appropriate authority to agree the transfer area to be used and to take into account other requirements. At this time, matters pertaining to contingency plans should also be addressed (see Section 4.6).

Where, in an exceptional case, all the information specified above is not available more than 48 hours before the STS operations are to take place, the oil tanker discharging the oil cargo shall notify the authorities not less than 48 hours in advance that an STS operation will occur. The information specified above shall be provided to the authorities at the earliest opportunity. Once the initial report for any ETA has been made, it should, if possible, be updated when a variance of more than two hours is expected from the time given in the latest report.

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4.1.3. Transfer Area

Transfer areas may be defined in legislation by authorities. The size of transfer areas used varies considerably and the space available will impact upon the type of maneuvers that can be used for the STS operation. Where it is intended that both ships are to be underway, a relatively large transfer area will be needed to accommodate the necessary maneuvers. Conversely, a ship approaching another ship at anchor or alongside will require a much smaller overall area. For all STS transfers, a safe area around the vessels should be agreed and monitored. Contingencies should be developed to address any potential breaches of the safe area. Some harbor authorities may require a safety patrol vessel to be on station throughout the transfer operations. Within port limits or in specified approved offshore locations, support in the form of pilots and tugs may be available or be required by local legislation. When assessing the suitability of an STS transfer location, reference may be made to the guidance and example checklists contained within OCIMF Ship to Ship Service Provider Management. When the transfer is to take place alongside a terminal, restrictions on the transfer area should take into consideration the proximity of passing ships and traffic density in the vicinity. Local regulations may not permit more than one vessel alongside at any time and may require terminal facilities to be specifically licensed for STS operations involving double banking.

Points to be considered when selecting the transfer area:

TRANSFER AREA

1. The traffic density in the given area.

2. Notify and obtain agreement or where applicable request permission from the applicable coastal authority.

3. The degree of shelter afforded from the prevailing weather conditions, particularly from sea and swell.

4. Present and forecasted weather conditions and the availability of shelter at an alternative location should such an option prove to be available and preferable.

5. The availability of weather reports for the areas.

6. Prevailing tidal and / or current streams.

7. Safe distances from offshore installations.

8. The availability of a designated lightering area.

9. The need for sufficient sea-room and water depth required for maneuvering during berthing and unberthing.

10. The need for sufficient sea-room to be available to allow for safe passing distance from traffic navigating the area, anchorages and fixed navigational hazards when cargo transfer operations are conducted whilst both ships are underway.

11. Proximity to environmentally sensitive areas.

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TRANSFER AREA

12. The locations of underwater pipelines, cables, artificial reefs or historic sites.

13. The selection of a safe anchorage with sufficiently good holding ground.

14. The availability of emergency and oil spill response capability.

15. Distance from shore logistical support.

16. Security threat.

4.1.4. Weather & Environmental Conditions

Weather conditions may impose restrictions on the operation. Some jurisdictions may have regulations regarding limiting weather conditions. Restrictions should be considered for each specific transfer location by the vessels involved.

Information that will determine operational management action should include, but not be limited to: - Visibility. - Wind speed and direction. - Wave and swell height, period and direction. - Weather forecasts.

To ensure that the latest relevant forecast information is available for transfers undertaken at sea, it is recommended that service providers and ship operators utilize specialized weather forecasting services, where available, to provide detailed information on the present and forecast conditions for the STS area. This information should include details of the wind, wave and swell analysis of the location. The information should be distributed to interested parties involved in the operation as it may have operational and commercial implications.

It is impractical to lay down limiting weather conditions under which STS transfer operations can be carried out. Much will depend on the effect of the sea and swell on the fenders or mooring lines and the rolling movements induced in the participating ships, taking into account their relative freeboard and displacement. Factors for at sea operations also include the physical sizes of the ships and their maneuvering capabilities, the speed of the approaching weather, free surface effect, sloshing limitations, manning and workboat capabilities.

Experience indicates that STS operations in locations subject to long period waves should be treated with caution. It should be expected that mooring loads will increase with wave period or as the period of wave encounter increases.

If cargo transfer is to take place at anchor the combined effect of current and weather conditions on the yawing movements of the anchored ship and the ultimate tension on the anchor cable should be considered.

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Throughout any berthing operation the visibility should be sufficient to permit safe maneuvering, taking into account safe navigation and collision avoidance requirements. Maneuvers should only start when the relevant personnel are satisfied that conditions are suitable for mooring and cargo transfer.

The Master of any ship involved in the operation retains the right to suspend operations and unmoor should he have concerns regarding the safety of remaining alongside in the prevailing weather and sea state conditions.

For operations undertaken in port, it should be recognized that weather factors can influence available depth of water and tidal heights and can also affect currents in rivers and estuaries and sea states in exposed waters. Permitted underkeel clearances should be constantly monitored and due account taken of any temporary draught restrictions that may be set by the local authority for the given conditions.

Additional guidance on electrical storms is provided in Section 7.4.8.

.1 Cold Weather Precautions When conducting STS operations in extreme cold weather conditions, consideration should be given to ensuring the safety of personnel and the ready availability of essential ship systems. Reference should be made to any applicable national or international requirements or recommendations such as those contained in IMO and industry publications. Reference may also be made to OCIMF The Use of Large Tankers in Seasonal First Year Ice and Severe Sub-Zero Conditions. Particular attention may need to be given to the following: - Provision of appropriate cold weather clothing. - The potential for slips and falls on icy surfaces. - The suitability offenders and cargo transfer equipment. - The readiness of safety and fire-fighting systems. - The effective operation of water curtains. - The proper functioning of pneumatic, steam and hydraulic systems. - The correct operation of quick release couplings (QRCs). - The proper operability of high velocity vents, purge pipes, pressure / vacuum (P/V)

breakers, ballast tank vents and cargo / ballast system valves. - As appropriate, ensuring that safety showers and eye wash facilities remain in an

operational condition. Emergency plans, including spill response plans, may need to be revised to take into account the extreme cold weather conditions and/or the presence of ice. Cargo vapors may be heavier than air in lower temperatures. This can create a low lying flammable or hazardous zone that can spread over the side of the hull onto a lower vessel alongside.

.2 STS Operations in Ice Conditions STS transfers may take place in areas of sea ice, where ice conditions may vary from open sea to solid pack ice. Before undertaking STS transfers in areas that may be impacted by ice a number of factors should be considered, including: - The experience that ship's personnel and service providers have of operating in ice.

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- The shelter that operating in ice areas offers. Swell, and particularly sea conditions, may be reduced or eliminated within the ice edge.

- Accessibility to the designated STS position for the vessels involved. - The suitability and ice classification of the ships' hulls to allow operations in ice

conditions. - The need for ice breaking support. - Fendering considerations will depend on the conditions, but the possibility of the ice

itself acting as a fendering agent between the ships should be considered. - The possibility of structural damage caused by ships compressing the ice between

the hulls or from a higher ice classed vessel causing damage to a lower ice classed vessel's hull.

- Contingency plans should address the requirement for safely breaking away in the event of an emergency.

- The oil spill contingency plans should allow for the possibility of product being contained either on the ice or within the open water surrounded by broken ice. Spill response equipment should be capable of operating in the temperatures to be encountered.

- If engines are to be run to keep the propellers and rudders clear of ice, it will need agreement between the vessels.

If it is considered that the actual or potential ice build-up during the operation could have an adverse impact on the safety and the security of the fender moorings or vessel mooring arrangements, the STS operation should be aborted.

All oil transfer operations in ice covered waters can be made only after notification and receiving permission of local authorities, persons in charge of supplier and recipient ships or facilities. It is important that all parties involved in the transfer are aware of the various actions required during the operation. Transfer operations should be conducted in full compliance with the recommended safe practices contained herein and in the International Safety Guide for Oil Tankers and Terminals (ISGOTT). Particular attention must be paid to: - effectiveness of communications; - ensuring adequate supervision; - security of transfer equipment, hoses and/or arms; - prevention of pollution; - minimization of hazards; and - adequacy of contingency plans and access to response resources.

Up to date forecast of environmental conditions for the transfer location should be available. Limitations for the transfer operation should be defined and may include temperature, visibility, wind force, wind direction, rain, fog, ice, snow, blizzard, sea state or any other relevant environmental parameter. Environmental limits required to suspend transfer operations should be agreed to and be noted on Checklist No.7 (see Appendix A.1) - Ship / Shore Safety Checklist (ISGOTT).

Extreme cold conditions may cause failure of metals, fabrics and plastic parts, rendering them brittle, causing binding or freezing, and impeding the operation of hoses and

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pumps. In addition, condensation may freeze and create operational problems. All equipment should be inspected for these potential problems and careful oversight maintained during the operation to permit immediate suspension of operations should failure occur or be considered likely to occur.

.3 Cargo Sloshing Considerations

The rolling and pitching of vessels involved in STS operations will result in sloshing of cargo in tanks that are slack. Consideration should be given to: - Ensuring that risks of damage to cargo tank structures and fittings are minimized by

strict adherence to safe operational and environmental limits. - The possible development of electrostatically charged mists when a static

accumulator cargo or a cargo / water mixture is in the tanks. - The correct operation of P/V valves and the possible lifting of the valves, as the

movement of the liquid will create pressure fluctuation in the vapor space of the cargo tanks.

- The premature activation of high level alarms and any linked shutdown facilities. - Optimizing each vessel's loading / discharge plans to minimize exposure to free

surfaces, especially for STS operations at sea.

Consideration may need to be given to suspending operations in order to consolidate cargo to minimize the impact of sloshing loads.

4.1.5. Quality Assurance of STS Service Providers

If an STS service provider is employed, the quality of the services and equipment provided are paramount if operations are to be carried out safely, reliably and efficiently. There are currently no international standards for STS service providers. While some form of International Organization for Standardization (ISO) accreditation, if available, will provide an assurance that an STS service provider has the necessary resources, afloat and ashore, to provide a quality service, this should not be the only determinant of quality. Performance records and previous industry experience may be important when assessing an STS service provider's ability to meet customer and regulatory requirements. STS service providers should be aware that they may be subject to assessment by users of their services.

Self-assessment can be used by service providers to verify that their Safety Management Systems (SMS) are comprehensive and sufficiently robust to minimize all potential safety and environmental risks in the execution of their operations and to measure and continuously improve their management systems. Guidance on this process is contained in OCIMF Ship to Ship Service Provider Management.

4.1.6. Person in Overall Advisory Control (POAC)

The person in overall advisory control of STS operations should be qualified to perform all relevant duties and should have at least the following qualifications: 1. an appropriate management level deck license or certificate meeting international

certification standards, with all STCW [2010] and dangerous cargo endorsements up to date and appropriate for the ships engaged in the STS operation;

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2. attendance at a recognized ship-handling course; 3. experience in conducting mooring / unmooring operations in similar circumstances and

with similar ships; 4. experience in oil tanker cargo loading and unloading; 5. thorough knowledge of the geographic transfer area and surrounding areas; 6. knowledge of spill clean-up techniques, including familiarity with the equipment and

resources available in contingency plans; and 7. thorough knowledge of the STS Operations Plan and associated Joint Plans of Operation

(JPO) (see Section 5.1.2).

Furthermore, the POAC should ensure that the cargo transfer, mooring and unmooring operations are conducted in accordance with the provisions of this plan and take into account the recommendations contained in the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases.

The POAC should also: 1. ensure that the ships scheduled to conduct an STS operation are dimensionally compatible

for the operation and that the STS equipment mobilized for the operation is appropriate for them and record this in Checklist No.1 (see Appendix A.1);

2. ensure that fenders appropriate for the size of ships involved in the STS operation are deployed so as to provide most effective standoff between the structure of both ships;

3. advise the Master(s) of the critical phases of the cargo transfer, mooring and unmooring operation;

4. ensure the provisions of the contingency plan are carried out in the event of a spill; 5. ensure that all required reports are made to the appropriate authorities; 6. ensure that crewmembers involved in each aspect of the operation are properly briefed

and understand their responsibilities; 7. ensure that approach and mooring operations are not attempted until proper effective

communication has been confirmed between the two ships and appropriate pre-mooring checks have been completed and recorded in Checklists No.2 and 3 (see Appendix A.1);

8. ensure that a pre-transfer STS safety check is undertaken in accordance with accepted industry guidance and recorded in Checklist No.4 (see Appendix A.1);

9. monitor the continued integrity of equipment associated with the cargo transfer throughout the operation;

10. closely monitor prevailing environmental conditions and weather forecasts relevant to the location at which the STS is being conducted;

11. ensure connection and disconnection of cargo hoses and fenders is conducted in a manner which will prevent the potential for loss of containment;

12. support the Master(s) and recommend any adjustment to the Joint Plan of Operations (JPO) for the particular operation; and

13. ensure that appropriate checks are undertaken prior to unmooring and recorded in Checklist No.5 (see Appendix A.1).

The role of the POAC will be the same as that described for an STS Superintendent in Section 4.1.8.

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The POAC should also have the authority to: 1. request suspension or termination of the STS operation should they have any concerns

regarding the safety and/or operational integrity of the operation; and 2. if such concerns relate to the location at which the STS is scheduled to be conducted,

propose an alternative location for such operation to take place.

Each oil tanker should have a person in charge of the cargo transfer operation onboard, during each watch, throughout the operation. Each person in charge shall: 1. inspect the cargo transfer system before transfer; 2. supervise all aspects of the transfer operation onboard the oil tanker; 3. conduct the transfer operation in accordance with the STS Operations Plan; and 4. ensure that all moorings, fenders and safety measures are checked on a regular basis.

Provisions may need to be made to ensure that the hours of work and hours of rest for the POAC are in accordance with Regulation 2.3, Standard A 2.3 of the Maritime Labour Convention 2006 (or equivalent). For STS operations of prolonged duration such compliance may require that the duties and accountability for the role is shared between two persons under an agreed rote system.

4.1.7. Master

It is the responsibility of the Master to ensure that this booklet is current and that STS transfer operations are conducted according to the requirements of this booklet, the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases and the International Safety Guide for Oil Tankers and Terminals (ISGOTT) [5th], as well as to maintain relevant records (see Section 4.1.10). Both ships’ Masters are responsible for respective operations, in spite that one of them may be agreed to be in the overall control of the operation (person in overall advisory control). Each must satisfy himself that procedures reflect safe practice. Even in case an STS Superintendent is employed (see below), the Master retains his overall responsibility for the safety of the ship and its crew.

4.1.8. STS Superintendent

If the Masters involved in the STS operation are unfamiliar with, or inexperienced in, STS transfer operations, it is recommended that an STS Superintendent is employed to advise them. In that case, the quality of the services and equipment he can provide are paramount if operations are to be carried out safely, reliably and efficiently. Before employing such assistance the Master, shipping company, or STS organizer should ensure that the STS service provider will provide trained and experienced STS Superintendents. In doing so, the STS service provider should provide evidence of the quality and competence of the intended STS Superintendents (see also Section 4.1.5).

The role of the STS Superintendent is not to relieve the Master(s) of their duties or responsibilities. The STS Superintendent should ensure, through the provision of professional advice and guidance to the Master(s), the co-ordination and safe completion of the STS operation.

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It is recommended that the STS Superintendent:

1. Reviews the location-specific risk assessment. 2. Reviews the JPO and associated risk assessments. 3. Verifies that agreed STS operating procedures are followed and that the operation is

conducted in compliance with all applicable regulatory requirements. 4. Confirms that all required reports are made to the appropriate authorities. 5. Confirms that all relevant checklists are completed. 6. Oversees the correct placement of primary and secondary fenders. 7. Sights and reviews mooring equipment. 8. Conducts a pre-operations discussion with the responsible persons of involved vessels,

including lightering support vessel and tugs, as appropriate. 9. Confirms that personnel involved in each part of the operation are properly briefed and

understand their responsibilities. 10. Discusses current and forecasted environmental conditions and the need for their

continuous monitoring throughout the operation(s). 11. For at sea transfers, discusses passage planning and agrees courses and speeds for

maneuvering and mooring operations. 12. Verifies joint agreement of the mooring and unmooring plans. 13. Reviews and verifies that any site-specific risk mitigations are in place. 14. Supervises vessel approach and maneuvering alongside. 15. Confirms the safe connection of transfer hoses / arms and any associated emergency

release systems (ERS). 16. Confirms that cargo transfer rates are being monitored together with associated vapor

management procedures. 17. Verifies that the integrity of the mooring arrangement is being continuously monitored. 18. Ensures that contingency plans are activated in the event of an emergency. 19. Verifies that cargo transfer lines are properly drained and, where required, purged. 20. Confirms safe disconnection of hoses/arms. 21. Supervises the unmooring and the separation of vessels. 22. Where applicable, supervises the return of primary and secondary fenders and transfer

equipment.

The STS Superintendent should advise the Master when to suspend or terminate the STS operation. In fulfilling the above role, in some locations the STS Superintendent may be supported by a Mooring Master Assistant.

4.1.9. Manning for STS Operations and Prevention of Fatigue

A proper deck and bridge watch should be established and maintained on each vessel underway or at anchor for the duration of the operation. Where appropriate the principles of bridge team management should be observed. See the ICS Bridge Procedures Guide. When alongside in port, normal safe deck and cargo watch-keeping duties should be maintained by all vessels involved. It is to be expected that STS transfer operations will place additional demands on ships' crews, as personnel are not only required for the cargo transfer operations and tending of

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moorings, but may also be needed to keep a safe navigational or anchor watch throughout the operation.

Analysis of accident data and research within the marine industry points to fatigue as a cause or contributing factor to human error because of its impact on performance. Human error from fatigue is also shown to have contributed to a number of marine casualties. In the planning phase for an STS transfer operation, in cooperation with the Masters of the nominated vessels, due account should be taken of the estimated duration and complexity of the operation and an assessment made of the additional workloads associated with the activity. The aim should be to ensure that all personnel (including STS Superintendents, POACs and Mooring Masters) remain fatigue free and that minimum rest periods, as required by applicable legislation, are complied with, particularly when conducting multiple transfers. If necessary, additional personnel should be placed onboard to assist with the STS transfer operations. Consideration may also need to be given to the provision of an additional STS Superintendent where workloads are indicated to be high or operations are likely to be over an extended period. The company undertakes to enhance the vessel’s complement in advance of any demanding ship operation and will ensure there will be no breach of the rest hours of the crew in the provisions set through STCW 2010 and ILO 180 / MLC 2006 mandates. In particular, in the event were a vessel managed by the company is to be engaged in any form of lightering operation involving STS transfer for a period exceeding 48 hours in duration while involving more than one consecutive operation following the first, in less than 72 hours from the termination of the first operation, then the vessel manning will be adjusted as follows:

No of crew Rank Title

Master Chief officer Deck officer Chief Engineer Second engineer Officer Engineer Able bodied seamen (3) Oiler/Motorman Deck Cadet (training ranks-non organic crew) Engine Cadet (training ranks-non organic crew)

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The company will evaluate each operational circumstance with due diligence and will adjust the crew complement according to the table above. Excess noise levels in the vicinity of rest areas can compound fatigue problems. The impact of noise should be monitored and, where necessary, corrective measures taken.

Deck Crew Manning stations during STS operations :

MASTER

STS SUPERINTENDENT

DECK OPERATIONS CARGO

OPERATIONS

NAVIGATION

OR

FENDERING OPERATIONS

MOORING OPERATIONS

CRANE OPERATIONS

MANIFOLD CONTROL

CARGO TRANSFER

ANCHOR

Deck Crew Manning stations for Monitoring and Safety

WATCH KEEPING DURING STS OPERATIONS

DECK WATCHKEEPING

CARGO OPERATION WATCHKEEPING

NAVIGATION OR

ANCHOR

FENDERING ARRANGEMENT

MOORING ARRANGEMENT

MANIFOLD CONNECTION

HOSE INTEGRITY

WATCH

4.1.10. Records

The STS operation should be recorded in the Oil Record Book Part II, as required for all oil cargo transfer and ballast operations. The checklists contained in Appendix A.1, should be followed and filled out concurrently with the STS operation.

All records shall be retained onboard for a minimum period of three (3) years and shall be readily available for inspection by duly authorized Officers of the Flag State.

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Schematic Relations among STS parties

Schematic Relations among STS parties

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4.2. COMMUNICATIONS

4.2.1. General Communications

Good communications between the ships is an essential requirement for successful STS transfer operations. Methods of communication, including back-up systems and emergency communication procedures, should be clearly defined and tested before operations commence. The ships should establish initial communication as early as practicable to plan operations and to confirm the transfer area. The person in overall advisory control must be mutually agreed by both Masters prior to the start of operations. Logbook entries relating to the agreement should be made. The chief recommendations covering this subject are addressed below.

4.2.2. Language

To avoid any misunderstanding, a common language for communication should be agreed before operations commence. In this connection, attention is drawn to the Standard Marine Communication Phrases using the English language. Should a language problem become evident, operations should be suspended until a competent person, fluent in the common language and the language of the vessel on which the problem exists, is in attendance.

4.2.3. Pre-Arrival Communications

The STS organizers generally provide pre-arrival information to nominated ships. The STS organizer may be the operator of the ships if carrying out in-house operations, or may be an STS service provider. Normally such providers send advance STS instructions to the ships concerned. Due to the different circumstances and individual requirements of various STS organizers, it is not practical to provide a generic STS information message. However, the following advice may be useful.

The following information should be sent to the ship by the STS organizers.

ADVICE TO BE GIVEN TO THE SHIP BY ORGANIZERS

1. The organizer’s full title, identification of person in overall advisory control and contact numbers.

2. Description of the planned STS operation including the location of the transfer area.

3. Details of equipment (including confirmation of integrity of fenders, hoses, etc.), logistical support and personnel to be provided.

4. Requirements for the preparation of moorings, manifolds and lifting gear.

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ADVICE TO BE GIVEN TO THE SHIP BY ORGANIZERS

5. Local and national STS regulations, where applicable.

6. Identity of the STS service provider and/or STS Superintendent, where applicable.

7. A Risk Assessment identifying appropriate mitigation measures to ensure the safe conduct of the STS at the scheduled transfer area.

8. Joint Plan of Operation (JPO)

In addition to the above information, vessels should be advised of the identification of the POAC and should receive confirmation that the POAC is qualified in accordance with the guidance contained in IMO’s Manual on Oil Pollution, Section 1 – Prevention.

INFORMATION REQUIRED FROM THE SHIP

1. Confirmation of systems integrity e.g. navigational, machinery steering gear, cargo system, crude oil washing (COW), inert gas system (IGS), fire-fighting, mooring equipment, derrick or cranes, etc.

2. Confirmation of ETA at agreed intervals.

3.

Confirmation that copies of the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases [1] and appropriate accepted industry guides are onboard and that ship's personnel are conversant with the procedures therein.

4. Cargo details, including copies of MSDS.

5. Confirmation of arrival draught, freeboard, height of manifold above waterline, including maximum manifold height anticipated during the transfer.

6. Confirmation that the ship complies with applicable local and national requirements, including those relating to hours of work / rest.

Relevant information required is contained in Checklists 1 and 2 of Appendix A.1. Individual organizers, whether "in-house" shipping company groups or STS service providers, have their own individual formats. The above suggestions can be expanded to include whatever information is required to ensure a safe STS transfer. In addition, the organizer should request an electronic copy of the ship's approved STS Operations Plan.

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4.2.4. Navigational Warnings

The following navigational warnings should be broadcasted, before and during the transfer operation, to all ships advising:

NAVIGATIONAL WARNINGS

1. The name and flag of the ships involved.

2. Geographical position of operations and general headings.

3. Nature of operations.

4. Time of starting operations and expected duration.

5. Request for wide berth and the need to exercise caution when navigating in the STS transfer area.

On completion of the transfer, the person having overall advisory control or his designee should cancel the navigational warning. For operations conducted in port, local requirements may address the need for navigational warnings, their content and responsibilities for their broadcast. The requirements may also include associated provisions for traffic control.

4.2.5. Communications during Approach, Mooring and Unmooring

As the ships come into the transfer area, contact should be established on the appropriate VHF channel at the earliest opportunity, thereafter switching to a mutually agreed working channel. Approach, mooring and unmooring should not be attempted until proper effective communication has been confirmed between the two ships. Prior to commencing the approach, both vessels should confirm that Checklists No. 2 & 3 (Appendix A.1) have been satisfactorily completed. Ship's officers responsible for mooring stations should be provided with portable radios. Confirmation should be sought that the portable radios on each ship are capable of working on the same frequency. In the event that a common frequency is not available, provision should be made to exchange compatible equipment between the ships.

It is recommended that internal communications on each ship are maintained on separate frequencies to avoid misunderstandings when operations are being conducted on multiple vessels. In addition, all radio transmissions should be prefixed with the vessel's name. When conducting operations in port, there may be a need to communicate with additional parties such as the port authority, a terminal, pilots, tugs and line handlers.

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4.2.6. Communications during Cargo Transfer Operations

During cargo operations, essential personnel on both ships should have a reliable, common means of communication at all times, including a back-up system. It is recommended that spare radios and batteries are available on both ships. Additionally, visual contact between responsible officers on both ships is recommended during critical periods of the cargo transfer. When undertaking operations in port, frequencies should be assigned by the STS Superintendent, having due regard for the safety and working channels of the port. Communications between ships should be regularly tested. When conducting STS operations at sea, bridge watches should be maintained in accordance with recommendations contained in the ICS Bridge Procedures Guide. As appropriate, bridge watch-keepers should maintain communication with: - The STS Superintendent. - Deck officers on all involved ships. - Harbor authorities to provide any required notifications of vessel movements and

operations taking place. - Lightering support craft and other vessels, such as tugs and port safety vessels.

4.2.7. Procedures for Communication Failure

If communication breakdown occurs during an approach manoeuvre, the manoeuvre should be aborted if appropriate and safe to do so and the subsequent actions taken by each ship should be indicated by the appropriate sound signals as prescribed in the International Regulations for Preventing Collisions at Sea (COLREGS). During cargo operations, in the event of a breakdown of communications on either ship, the emergency signal should be sounded and all operations in progress should be suspended immediately it is safe to do so. Operations should not be resumed until satisfactory communications have been re- established.

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4.3. EQUIPMENT

GENERAL CONSIDERATIONS

STS equipment are either available at one of the participating vessels or they are supplied by the contracted STS Service provider. Equipment is considered to be the following :

• A method of keeping the vessel together (i.e a strong, well designed mooring system), usually each vessel has its own mooring system available for STS operations.

• A method of keeping the vessels apart and protecting them from each other (i.e a fender system suitable for the individual operation)

• A reliable transfer system for moving the oil from one vessel to other (i.e hoses, connections, and equipment for connecting and disconnecting them).

AVAILABILITY AND INSPECTION

Regardless the provider of the STS equipment, these have to comply with OCIMF and proper ISO performance data as well maintenance records according to the manufacturer. Prior any STS operation the maintenance data have to be available for review, if requested, in order to ascertain that compliance of equipment fit for the operation.

Should the STS Service provider provide the equipment, then their specification as well as the maintenance data should be made available for review. It is prudent to request from the STS Service Provider, as part of the quality assurance procedure, the adapted procedures with respect to certification and maintenance of the equipment.

Note : For all ship to ship (STS) transfer operations each, Master remains at all times responsible for the safety of his own ship (its crew, cargo and equipment and should not permit safety to be compromised by the actions of others. each Master should ensure that the procedures recommended by the latest OCIMF / ICS / SIGTTO guidelines are followed and, in addition, that internationally accepted safety standards (such as ISO or BS) are maintained.

4.3.1. Fenders

.1 Fenders Used for At Sea Transfers Fenders used in STS transfer operations offshore are divided into two categories: - primary fenders which should be positioned with one at each end of the parallel mid-

body, with the remaining fenders placed forward and aft of the manifold. Fenders should be kept clear of the manifold area; and

- secondary fenders which are used to protect bow and stern plating from inadvertent contact if the ships get out of alignment during mooring and unmooring. The point(s) where such contact is likely to occur is on the ship's side where the parallel body ends and the curve towards the bow and stern begins. The height above the waterline of the secondary fenders will be determined by the ship with the lower freeboard. The difference in freeboard between the two vessels should be determined prior to commencing the operation, and the secondary fenders positioned accordingly. A visual

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check should be made by the discharging ship, prior to final approach, and confirmation given that the secondary fenders are in the correct position for berthing.

Given the proximity of the primary fender towing line to the forward secondary fender, there is a risk of interference. Mitigation measures should be taken and personnel should be aware of the risk of the secondary fender suddenly boarding. The height of the secondary fender should be monitored and adjusted to prevent this interference.

There may be no suitable fairleads or securing points at the positions where secondary fenders are required. Portable chocks may be supplied by the STS service provider and these may be used in positioning the secondary fenders.

During the course of the transfer operation the height of the secondary fenders should be adjusted as required. It may be necessary to move the secondary fenders prior to unmooring if the likely point(s) of contact have changed due to changes in the freeboards of the two ships.

Primary and secondary fenders should be of the pneumatic type, manufactured, tested and maintained in accordance with ISO Standard 17357 or other relevant ISO Standard.

ISO 17357 specifies the material, performance and dimensions of floating pneumatic fenders that are intended to be used for the berthing and mooring of a ship to another ship or berthing structure. It also specifies the test and inspection procedures for floating pneumatic fenders.

Secondary fenders may be of the pneumatic type or foam filled. If foam filled fenders are used, it should be noted that there are no comparable standards addressing their manufacture and testing. However, it is recommended that materials, verification and inspection for foam filled fenders are in accordance with a recognized standard, such as ISO 9001. It is advantageous for secondary fenders to be light in weight because they must often be hauled well above the waterline and located in positions with limited access to lifting gear or support points. It may help if secondary fenders are capable of being moved quickly to counter possible inadvertent contact.

Except in cases where the STS transfer is carried out using a dedicated lightering ship, it is probable that fendering operations will be carried out with the assistance of an STS service provider. Such companies usually have support craft available and these vessels will normally assist in positioning fenders on the relevant ship. Fenders may be placed on either ship after a review of the available mooring points and fairleads to accommodate the fender pennants. However, landing on an unprotected hull section is less likely if the fenders are rigged on the maneuvering ship, and this is therefore the preferred option. It should be noted that where fenders are to be rigged on the maneuvering ship there may be more stresses on the fender towing wire(s). In addition, being generally the smaller ship, a less effective lee for rigging is available.

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In certain circumstances, such as a lightering operation involving several transfers to multiple vessels, it may be preferable to rig the primary fenders on the discharging ship. This option, which may result in less handling of the fenders, should be evaluated during the risk assessment for the operation.

Whichever ship the fenders are rigged on, limits should be imposed on the vessel's speed to prevent over-stressing of the fender system.

As part of the vessel compatibility study, particular attention should be given to the parallel mid-body length of both vessels.

The fender pennants may be secured to a winch mounted wire, if available, or made fast to a mooring bitt. If the fender pennant is shackled onto a winch mounted mooring wire, the winch brake should be correctly applied so as to avoid rendering that may result in the fender string moving out of position. When fender pennants are secured on a split drum mooring winch, the proper number of turns should be taken on the tension side of the winch to ensure effective brake holding power.

Bitts recessed in the shell plating should not be used for securing fenders due to access and safe working load (SWL) restrictions. Fenders should be kept clear of any recessed bitts (to prevent snagging) and from pilot doors located on either vessel's hull (where fitted).

The STS Superintendent should have advised the position and method of securing the fenders to the ships in advance of the operation. Fender pennants should be led through fairleads in such a manner as to prevent chafing. Particular care should be taken to ensure that there are no obstructions, such as fish plates, which could chafe against the pennants. While rigged, the condition of the pennants should be regularly monitored.

Figure 1 - Typical Arrangement of Fenders Rigged in a Continuous String

When fenders are fitted to the maneuvering ship, primary fenders should be positioned one at each end of the parallel body, with similar additional units fitted in between (see Figure 1). The fender string may be made up to a prearranged length. Alternatively, in some operations where four fenders are used, it has been found beneficial to position

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them in two groups of two (see Figure 2). In this way, and with each group positioned well forward or well aft on the parallel body, better protection can be provided. Fender pennants should be monitored frequently and tended as necessary to ensure that they do not become too slack or too taut and that the fenders remain in position.

Figure 2 - Typical Arrangement of Fenders Rigged in Pairs

The length of the fender string should be such that the fenders will be able to distribute the maximum anticipated impact load within the parallel body of both ships.

.2 Reference Guide for Fender Selection for At Sea Transfers

The table below is included to provide a quick reference guide to fender selection and is only intended to be used to provide an indication of suitability under the conditions specified. It should be understood that different approach velocities would give very different energy absorption requirements. It should also be understood that the table is intended to be used with considerable discretion based on knowledge and experience of the type of operation to be carried out. This is particularly the case for values of "C" (berthing coefficient) below 10,000 tons, where at least one of the ships involved is likely to have minimal freeboard and where different fender types may be necessary. Note also that in the following calculation the discharging ship characteristics are given for light (ballast) condition and the constant heading ship characteristics are given for operational loaded condition.

The table should be interpreted using the following formula:

2 x Displacement Ship A x Displacement Ship B C =

Displacement Ship A + Displacement Ship B

C Berthing

Coefficient

Relative Velocity

Berthing Energy

Suggested Fenders

Typical Pneumatic

Fender

Tons m/sec Tons-m Quantity Meters

1,000 0.30 002.4 3 or more 1.0 x 2.0

3,000 0.30 007.0 " 1.5 x 3.0

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6,000 0.30 014.0 " 2.5 x 5.5

10,000 0.25 017.0 " 2.5 x 5.5

30,000 0.25 040.0 4 or more 3.3 x 6.5

50,000 0.20 048.0 " 3.3 x 8.5

100,000 0.15 054.0 " 3.3 x 6.5

150,000 0.15 071.0 5 or more 3.3 x 6.5

200,000 0.15 093.0 " 3.3 x 8.5

330,000 0.15 155.0 4 or more 4.5 x 9.0

500,000 0.15 231.0 " 4.5 x 9.0

A Quick Reference Guide to Fender Selection for Standard STS Operations.

The table above gives approximate numbers and sizes for typical pneumatic fenders. Foam filled fenders may differ slightly in size and may vary in their energy absorption capacity due to the particular foam density used in manufacture. Berthing energy, a factor of the combined displacement of the ships and the approach velocity, is one of the most important criteria for determining fender requirements. Typical berthing velocities are also given in the table above. It should be noted that it is not always possible to judge approach speed accurately when berthing and that it may be prudent to err on the side of caution when selecting fenders. Manufacturers' recommendations for a calm weather situation and a maximum approach speed of, for example 0.15 m/sec (0.3 knots) may be inadequate should weather be a factor and approach speed is significantly higher than planned, in which case selection of larger size fenders may be appropriate. It is strongly recommended that individual fender manufacturers or STS service providers are consulted prior to suggesting the number and sizes of fenders for a particular operation. The guidance on the use of fenders included in the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases should also be consulted in order to determine if the fenders are suitable in terms of energy absorption and stand-off capability. A sample form illustrating the information typically required when requesting assistance with fender selection is included in Appendix H of the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases. Appendix-I of the same publication provides additional guidance related to the selection offenders for reverse lightering operations.

.3 Fender Requirements

Some shipowners and STS service providers will be able to call upon experience when assessing fender requirements for a particular STS transfer operation. It is advisable, however, to determine the forces that will be generated between berthing ships to provide information relevant to the selection process. The fenders used should be suitable in terms of energy absorption and result in sufficient stand-off distance such that the compressed diameter of the fenders must always be sufficient to ensure that there can be no contact between ships' structures through rolling, during the period alongside. This is of particular importance when transfers are being made between vessels that have relatively high freeboards. It is recommended that the

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fender diameter is less than half the freeboard of the ship, to prevent inadvertent boarding of the ship by a fender during inclement weather.

Individual fenders should be fitted with rubber sleeves and hard wearing tires in order to reduce the abrasion damage to the outer rubber of the fender and ensure steel to steel contact does not occur between fender cage and ship's hull. Consideration should be given to fixing retro-reflective tape on the fenders to improve their visibility during hours of darkness. Fenders should be subject to regular inspection for damage or deterioration. The pressure within pneumatic fenders should be regularly checked and the attached safety valves should be maintained in accordance with manufacturer's recommendations. A record of inspection and testing should be available.

Care should be taken with regard to the safe working load (SWL) of the end fitting of the fenders, and the expected tension load at the end of the fenders should not exceed this limit. The longevity of fenders will be determined by a number of factors including frequency of use, method of storage and standards of maintenance. As a guide, it is suggested that fenders should not be routinely used if they are more than fifteen years old. If fenders are provided by an STS service provider, the Master, shipping company, or organizer, should ascertain the age of the fenders to be used. If the fenders are more than fifteen years old, assurances should be sought that reasonable measures have been taken to ensure that they continue to be fit for the intended service. It is recommended that all fender providers have detailed and accurate records regarding the history of the fenders. These records should include particulars of each job they were used for, inspection, testing, maintenance and casualty information.

When selecting fenders for specific operations reference should be made to individual fender manufacturers' specifications and these should be addressed in terms of berthing speed, sea and swell conditions among other factors. It is the responsibility of the POAC to determine the fender requirements and to agree these with all of the other parties involved. Fender selection is particularly important when planning to undertake reverse lightering operations where consideration should be given to utilizing fenders with higher energy absorption for the berthing phase than those recommended in the table above. In these situations the further guidance regarding approach velocity that is contained in Appendix I of the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases should be taken into consideration.

Berthing speed is one of the most important criteria for determining fender requirements. Generally the berthing speed of small ships (< 10,000 dwt) is 0.1-0.3 m/sec (0.2-0.6 knots) and of larger ships is less than 0.2 m/sec (0.4 knots).

It should be noted that it is not always possible to judge approach speed accurately when berthing and that it may be prudent to err on the side of caution when selecting fenders. Manufacturers' recommendations for a calm weather situation and a maximum approach speed of e.g. 0.15 m/sec (0.3 knots) may be inadequate should weather be a factor and

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approach speed be significantly higher than planned, in which case selection of larger size fenders may be appropriate.

.4 Fenders Used for In Port Transfers

It is important that ships engaged in STS operations within sheltered waters or in port are adequately fendered, taking into account approach velocity and energy absorption requirements in the prevailing conditions. Where possible, a risk assessment should be used to determine actual requirements and the guidance provided in Section 4.3.1.2 should be referenced.

It is recognized that in certain trades in many regions of the world, fenders are provided in accordance with local customs and practices. Masters should reject any vessel should it be considered that the fendering arrangements are inadequate or pose the risk of metal- to-metal contact.

For larger vessels, the primary fenders may be either foam filled or pneumatic. Masters should have a clear understanding of the number and dimension offenders required. For smaller vessels and barges, many different forms of fendering are utilized.

Primary fenders should be in place and secured prior to maneuvering. Secondary fenders to protect the bow, stern and accommodation should be available for the crew to position as required to prevent contact of the vessels.

.5 Low Pressure Fenders

Low pressure (LP) fenders are not routinely used for STS transfers at sea but, owing to their ease of transportation, they offer a viable option for specific STS operations, such as in the event of an emergency. LP fenders can be manufactured to various sizes, with diameters up to 4.5 meters and lengths up to 30 meters. Compared to high pressure (HP) fenders, which have an initial pressure of 50 or 80 kPa (500 or 800 mbar), an LP fender has an un-deformed pressure of 7 kPa (70 mbar), which rises to a maximum of around 100 kPa (1,000 mbar) when compressed. Typical energy absorption values for low pressure fenders are provided in Appendix H of the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases.

The following considerations relate to low pressure fenders: - LP fenders may provide a soft cushion effect whereby energy can be absorbed

across a large contact area, potentially minimizing high localized loads. This can be a consideration when undertaking emergency STS operations to offload a damaged vessel.

- LP fenders that have equivalent energy absorption and stand-off characteristics to HP fenders are approximately half the weight of their HP counterpart, but significantly longer. Manufacturers should be consulted to obtain information on specific characteristics.

- The reduced weight and method of construction enables the LP fender to be rolled and folded for ease of transportation. Some typical package sizes for LP fenders are given in the table below.

- Compared to HP fenders, LP fenders are more susceptible to damage and abrasion.

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- Due to their physical size when inflated, LP fenders may be difficult to handle on site. - The inflation pressure of LP fenders needs to be carefully monitored, particularly with

regard to the impact of changes to atmospheric pressure and ambient temperatures.

Packed Size

Fender Size (m) Length(m) Width (m) Height (m)

1.0 x 4.0 1.6 0.8 0.5

1.8 x 8.0 2.0 0.7 0.7

2.3 x 12.0 2.0 1.2 1.0

2.8 x 14.0 3.0 1.4 1.4

3.3 x 16.0 2.7 1.6 1.5

4.5 x 22.0 4.0 1.6 1.4

The International Organization for Standardization (ISO) is developing requirements for the construction, testing and maintenance of LP fenders, which are intended to be included in a revision to ISO 17357.

.6 Ribbed Fenders

Ribbed fenders are available that have similar dimensions, pressure ratings and energy absorption characteristics to HP fenders. Ribbed fenders are generally not recommended for use as primary fenders in exposed locations. Ribbed fenders have an arrangement of wear resistant ribs instead of a protective cage, which makes them lighter than an equivalent sized HP fender. The ribs do not provide a similar degree of protection to the fender body as a properly constructed and fitted tire cage. While ribbed fenders may be manufactured and use materials in accordance with the requirements of ISO 17357, the provision of ribs means they are not compliant with the standard, which only addresses smooth fender surfaces.

.7 Foam Filled Fenders

Foam filled fenders are not commonly used as primary fenders in exposed locations. They may be suitable for use as primary fenders for operations conducted in port or within sheltered waters. Foam filled fenders have a closed-cell foam core that is covered by a flexible protective skin. The foam core results in the fender retaining buoyancy should the outer cover be damaged. Foam filled fenders may be provided with a protective cage.

Typical energy absorption values for foam filled fenders are provided in Appendix H of the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases.

.8 Marking

Each ISO approved fender must have markings on the fender body to indicate the following information :

• International Standard number, and applicable year, i.e ISO 17357:2002.

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• Size (diameter and length)

• Initial Internal pressure

• Date of manufacture or its abbreviation,

• Full or abbreviated name of manufacturer,

• Individual serial number,

• Type of reinforcement layer.

The markings of the manufacturer, for internal pressure rating and size, shall be of a suitable size and finish to enable clear identification. The letter heights shall be minimum for fenders whose diameters are and larger.

On request, the fenders shall be equipped with an identification system, which is to be buried in the fender's body. The identification system shall work such that it can be identify the fenders' serial number. Therefore, in the event that markings disappear, information can still be retrieved from the serial number. The identification system shall ne designed to last throughout the fender's life.

.9 Minimum Fender Diameter

The fenders used should be suitable in terms of energy absorption and result in sufficient stand -off distance such that the compressed diameter of the fenders must always be sufficient to ensure that there can be no contact between ships' structures through rolling, during the period alongside. it is recommended that the fender diameter is less than half the freeboard of the ship, to prevent inadvertent boarding of the ship by a fender during inclement weather.

.10 Size up Consideration

The fenders need to be upgraded, increasing the fender diameter is preferable. Increasing the length or initial internal pressure from pressure 50kPa to 80kPa is not recommended. If the length or internal pressure is increased, the reaction force and energy absorption are increased however the rate of increase of reaction force become steeper without providing any significant increase in allowable compression capacity.

On the other hand, in case of using a larger diameter fender, the allowable compression capacity and standoff can be increased with negligible increase in reaction curve gradient. Therefore the larger diameter fender is more suitable when additional energy performance or more stand-off distance between two ships is required during berthing and mooring.

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Consideration when sizing up pneumatic fenders

.11 Protection of Fenders

Individual fenders should be fitted with rubber sleeves and hard wearing tires in order to reduce the abrasion damage to the outer rubber of the fender and ensure steel to steel contact does not occur between fender cage and ship's hull.

.12 Fender Tension Load

Care should be taken with regard to the safe working load (SWL) of the end fitting of the fenders, and the expected tension load at the end of the fenders should not exceed this limit.

.13 Fender Ageing

The prolonged existence of fenders will be determined by a number of factors including :

• Frequency of use

• Method of storage, and

• Standards of maintenance

It is suggested that fenders should not be routinely used if they are more than fifteen years old. If fenders are provided by an STS service provider, the Master, shipping company, or organizer, should ascertain the age of the fenders to be used. If the fenders are more than fifteen years old, assurances should be sought that reasonable measures have been taken to ensure that they continue to be fit for the intended service. it is recommended that all fender providers have detailed and accurate records regarding the history of the fenders. these records should include particulars of each job they were used for, inspection, testing, maintenance and casualty information.

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.14 Fender Manufacturing Specifications When selecting fenders for specific operations reference should be made to individual fender manufacturers' specifications and these should be addressed in terms, of :

• Berthing speed

• Sea and Swell conditions

It is the responsibility of the person in overall advisory control to determine the fender requirements and to agree these with all of the other parties involved.

This is particularly important when planning to undertake reverse lightering operations where consideration should be given to utilizing fenders with higher energy absorption for the berthing phase.

4.3.2. Cargo Transfer Hoses

.1 Hose Standards The hoses used for crude oils or petroleum products should be specially designed and constructed for the product being handled and the purpose for which they are being used. They should be checked at time of issue as being suitable for the intended use. Hoses used should comply with EN 1765 for oil service, EN13765 for oils, solvents and chemicals and EN ISO 8330 and EN ISO 8031 for rubber and plastics hoses and hose assemblies. Hoses are in use for some STS operations that do not presently conform to an international standard. Although they have given incident free service over many years, and aspects such as their ease of handling and kink tolerance have proven operationally advantageous, no independent technical justification currently exists to support their use. These hoses, commonly referred to as semi-continuous hoses should be subjected to independent evaluation supported with an appropriate hazard review to ensure they are safe for the specific operation until an appropriate international standard is established. The recommended electrical property of the hoses used, continuous or discontinuous, will depend on whether or not an insulation flange is installed at the manifold of one of the ships (see Section 7.4.4). If an insulation flange is in place, the hose string should comprise of electrically continuous hoses. If an insulation flange is not used, a single length of electrically discontinuous hose should be installed within the string. A visual inspection of each of the hose assemblies should be carried out before they are connected to the manifolds to determine if any damage has been caused when taking them onboard. If damage to a hose or flange is found that is considered to be critical to the operation, the hose should be withdrawn from service.

.2 Hose Length Hose lengths should be considered on a case by case basis, taking into account any special characteristics of the ships or features of the operation. In determining the length of hoses to be used, the following should be considered: - minimum allowable bend radius of the hose (see Section 4.3.2.4); - horizontal distance between the vessels;

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- difference in fore and aft alignment (manifold offset); - distance between the manifold and the ship's side; - vertical and horizontal vessel movement; - any other special characteristics related to the vessels; - relative change in freeboard between the vessels; - flange connections minimized and accessible; - allowable flow velocity; - allowable pressure drop; and - hose handling requirements and limitations of the ships' equipment.

.3 Pressure Ratings and Flow Velocities

Hoses should have pressure ratings that are appropriate for their intended service. The maximum permissible flow velocity through a hose is limited by its construction. The hose manufacturer's recommendations and certification should give details of recommended flow rates/velocities, and these should not be exceeded.

Flow rates for different hose velocity ranges can be calculated using the following formula:

(πr2V x 3600 = cubic meters per hour)

Where r is the internal radius in meters and V is flow velocity in meters per second.

Irrespective of the designed maximum flow velocity of the hose, consideration should be given to any flow restrictions posed by other equipment, such as valve linings.

.4 Hose Handling

Care should be taken when handling and supporting hose strings to avoid any kinking or over-stressing that may cause damage or reduce service life. To prevent damage when handling or supporting hoses, due account should be taken of the hose's minimum bending radius (MBR). For guidance, a rule of thumb for calculating the minimum-bending radius (MBR) of a rubber hose is given by the formula:

As an example, a 300 mm (12 inch) hose will have a minimum bending radius of approximately 1.8 meters (72 inches). Hoses in excess of 300 mm in diameter will be progressively more difficult to handle and particular care will be needed to avoid damage from kinking unless the hose assembly is specifically designed to overcome this problem. The maximum hose size may be governed by the capabilities of the on board lifting equipment and manifold construction. When using hose strings comprising of more than one length of hose, the tightness of connecting flange bolts should be checked before each transfer operation, if practical. The cargo transfer equipment should be supported by suitable means to prevent excessive loads on manifold fittings in accordance with OCIMF Recommendations for Oil Tanker Manifolds and Associated Equipment . Suitable hose supports should be employed to ensure the hose bending radius is maintained within manufacturer's guidelines and to assist in supporting the hose

MBR = Nominal Bore of Hose x 6

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throughout the transfer operation. These supports may form an essential part of the load restraint system, preventing excessive axial and torsion loads on the cargo hose end fittings. Their design load and security should be considered along with their ability to prevent chafing of the hose(s) and their ability to avoid damage to handrails and other fittings in the event of a separation of an emergency release coupling (ERC), where fitted. Their design should ensure electrical isolation is maintained between the hose and the ship's structure.

.5 Hose Connection

Flanges and quick connect / disconnect (QC/DC) couplings should be in good condition and properly secured to ensure leak-tight connections. The gaskets used at the ship's manifolds and between each hose should be made from a material suitable for use with the cargo to be transferred. Both ships will be expected to provide the necessary personnel to connect the hoses. As this is an operation not frequently carried out by ships' crews, it should be properly supervised and the integrity of the connection confirmed. Guidance on the connection of hoses for STS operations is provided in Appendix-J of the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases. Prior to commencing transfer, the integrity of hose assemblies should be verified by a pressure test. Pressure testing of hose assemblies may also be required by local authorities.

QC/DC couplings may be used to connect transfer hoses to the ship's manifold. The coupling provides a quick and effective method of making the connection. The two flanges to be joined are brought together and are positioned within the cam blocks around the coupling. Using a short length of bar, the cams are then rotated to secure the coupling. An internal 'O' ring provides a seal within the coupling. The time taken to set and lock each cam is typically less than five seconds. Manufacturer's guidance on operating and maintenance procedures should be followed.

.6 Hose Inspection and Testing

Hoses should be visually inspected prior to use. Prior to transfer operations the hose integrity should be confirmed at the manifold interface and any intermediate flange. If hoses are supplied by an STS service provider, confirmation that they are fit for the intended service and valid test certificates should be provided. Hoses used should be subject to regular inspection for damage or deterioration. A record of inspection and testing should be available. Testing of hoses should be in accordance with the requirements of the standard to which the hose was manufactured, local regulatory requirements & manufacturer's recommendations. Periodic tests, undertaken at intervals not exceeding 12 months, may include hydrostatic pressure tests, including an assessment of temporary and permanent elongation, and electrical continuity tests. In consultation with the hose manufacturer, the retirement criteria for the hoses should be defined to determine when they should be removed from service.

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.7 Marking Each transfer hose should be permanently marked with the information required by the appropriate international standard and other applicable regulations, such as the IGC Code. Information provided will include details such as: - The manufacturer's name or trademark. - Identification of the standard specification for manufacture. - Maximum allowable working pressure. - Month and year of manufacture and manufacturer's serial number. - Indication that the hose is electrically continuous or electrically discontinuous,

electrically discontinuous or semi-continuous. - The type of service for which it is intended e.g. oil or chemical.

Test data with respect to each hose should be available and should be sighted prior to the hose being used for transfer.

4.3.3. Mooring Equipment

It is important that ships involved in STS operations are equipped with good quality mooring lines, efficient winches, well placed and sufficiently strong closed fairleads, bollards and other associated mooring equipment. The correct functioning of winch brakes should be ensured through regular testing. It is recommended that fairleads and bollards are sized, marked and certified in accordance with the guidance provided in OCIMF Mooring Equipment Guidelines . Only fairleads of the enclosed type should be used to ensure effective control of mooring lines as the freeboards of the two ships changes. Fairleads should be large enough to allow the mooring line (plus any soft rope tail and shackle) to pass through comfortably. Open fairleads, even those fitted with stopper bars, are not recommended for STS operations. A ship's standard complement of mooring lines is generally suitable for STS transfer operations, but ships equipped with steel wire or high modulus synthetic fiber mooring lines should fit soft rope tails to provide elasticity and permit cutting away in the event of emergency. For this reason a sharp axe should be available at all mooring stations. Rope tails should be at least 11 meters long and have a dry breaking strength at least 25% greater, or 37% greater if polyamide (nylon), than that of the lines to which they are attached. The connection between a wire rope and the soft rope tail should be made with an approved fitting e.g. Mandal, Tonsberg or Boss shackle. With high modulus synthetic fiber ropes, the tail can normally be attached using a cow hitch, but manufacturers' recommendations should be checked to ensure requirements for minimum radius bends are observed. Vessels frequently involved in lightering may be equipped with special mooring line arrangements such that the synthetic fiber tail is of a different length to that recommended in OCIMF Mooring Equipment Guidelines (MEG) and may, additionally, be fitted with wire pennants such that the synthetic part is wholly outside the fairleads to reduce chafing. However, it is recommended that wire pennants are not passed through fairleads that are normally used for synthetic (e.g. high modulus) ropes as they will cause grooving of the surface, which will subsequently damage the synthetic rope. Where this is not possible, additional protection may be required to prevent grooving or abrasion damage to the surface of the fairlead.

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Heaving lines and strong rope messengers should be available at the mooring stations on both ships. In practice it has been found that the smaller ship's standard mooring equipment is generally suitable for STS transfers. Larger ships may require additional fittings to allow a proper mooring pattern and it is therefore recommended that tankers over 160,000 dwt, used for STS operations, be fitted with closed fairleads (each with opening of 500x400 mm or a pair of closed fairleads with openings of 500x250 mm each instead) within thirty five meters of the center of the manifold, fore and aft, on the starboard side to take the spring lines from the smaller ship (see MEG). Suitable bollards are required inboard of the closed fairleads for securing the smaller ship’s mooring line. It is also recommended that the larger ship does not utilize any fairleads located on a transom stern such that the mooring line will, due to its lead, chafe on the edge between the transom stern and the ship's side. The recommended minimum number of closed fairleads on the starboard side of the larger ship for STS operations is three aft and four forward. Typically a mooring pattern for exposed locations for lightering ships not fitted with special mooring arrangements would consist of at least six head lines, two forward and two back springs, and four stern lines. Where specialized mooring equipment is fitted (e.g. on dedicated STS transfer ships) the number of head lines could be reduced to four where this has proven to be reliable for the local operating environment. Special need for spring lines may have to be considered. It has been found that enclosed fairleads for spring lines need to be positioned no more than 35 meters forward and aft of the cargo manifold. The aft closed fairleads should be located as far aft as practicable and the forward closed fairleads should be located on, or to starboard of, the center line and clear of any protruding anchor housings. In determining the location of closed fairleads consideration should be given to achieving a mooring arrangement that allows mooring lines of the same function (head lines, stern lines, breast lines or springs) to run as parallel as possible to each other in order most effectively to share the mooring load. It is desirable that each designated STS suitable closed fairlead on the larger ship be accompanied by bitts capable of taking at least two mooring lines and rated to at least the same SWL as the fairlead. Each set of bitts should be sited or arranged for safe use of messengers and attendant winches. In addition it is recommended that provision be made for securing fender lines.

4.3.4. Personnel Transfers – At Sea Operations

In general it is recommended that the transfer of personnel between ships be kept to an absolute minimum. If the transfer of personnel is unavoidable, the safest means of transfer should be verified by risk assessment. This assessment should consider the prevailing circumstances and conditions at the time and place in question and should compare the risks associated with any alternative means of transfer that may be available. The following recommendations should be considered: - Gangways should only be used where there is little or no movement. If used, gangways

should be of a lightweight insulated type fitted with rails and complete with a safety net and should be tended to ensure they remain at all times within safe design operating parameters. Open rung ladders should not be used.

- Where workboat transfers take place using appropriate pilot ladder / accommodation ladder combinations, due account should be taken of the freeboard. Consideration should always be given to the sea conditions, the suitability of the workboat and the experience

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and fitness of transferring personnel. The pilot ladder / accommodation ladder combination should be rigged in accordance with the ICS, IMPA Shipping Industry Guidance on Pilot Transfer Arrangements.

- Prior to commencing personnel transfer using a personnel transfer basket (PTB), it should be ensured that the PTB is suitable for the task, certified, tested and inspected, the associated lifting equipment is suitable for personnel transfer and that adequate procedures are in place. An example checklist for use in the planning and execution of personnel transfers by basket is included in Appendix F of the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases.

The following factors, although not exhaustive, should be among those taken into consideration before making the final selection of transfer option and commencement of transfer operations: - Account should be taken of the presence of any national or local regulations, or relevant

codes of safe working practice, that govern transfers of personnel in open waters using the method under consideration.

- All personnel involved in the transfer operation should be appropriately trained and familiar with the contents of the risk assessment.

- All transferring personnel should wear full safety and personal flotation devices (PFD). - Crew members operating any lifting equipment or working in the vicinity of the transfer

area should wear the appropriate personal protective equipment (PPE). - The Master or a senior deck officer should supervise the transfer operation.

Suitability of Lifting Equipment

The following factors should be taken into account when considering the suitability of a vessel's lifting equipment and PTBs: - Derricks should not be used. - Any crane utilized should be equipped with adequate safety devices to prevent free fall.

Hoisting and lowering limiters are preferred and their availability (or otherwise) on the equipment intended for use should be addressed in the risk assessment. Means should be provided to safely recover persons being transferred in the event of power or control system failure.

- All lifting equipment should be inspected, maintained, load tested and certified as required. This includes PTBs, rigging and strops. Lifting equipment should be included in, and maintained in accordance with, the ship's planned maintenance schedule. All load certifications or class documents should be available for inspection.

- The maximum permitted load of lifting equipment when being used for personnel transfer should be identified and should include an additional safety factor.

- PTBs should be specifically designed for the intended purpose and maintained in a suitable condition.

- All hooks or shackles should be properly closed and moused or wired. - The lifting equipment should be able to reach the safe landing area while maintaining a

vertical lift. In assessing this, the diameter of the fenders needs to be taken into account, together with the potential freeboard difference. Any limitations associated with the crane boom's minimum or maximum angles should also be considered.

- Communications should be provided by the most effective method between the signalman, the equipment controller (crane operator) and the personnel in the basket.

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Methods to be employed should undergo thorough evaluation prior to operations commencing. All scenarios should be assessed and should include the following considerations: • Personnel using the basket may have restricted mobility and visibility and this may

restrict their ability to use hand signals or operate radio equipment. • Signalmen are required to keep the basket and equipment controller in full view at all

times to maintain effective control of the operation. • Operating areas should comply with appropriate noise level codes (see Section 3.3.8).

However, high background noise levels and ambient conditions (e.g. hydraulic machinery, wind, etc.) should be anticipated and may present difficulties with audio communications.

- Personnel using the transfer basket should be instructed in the proper procedures for its use.

- Operators should be trained before using the equipment for personnel transfer. This should not be limited to classroom training, but should also include simulated dummy loads being transferred under practice until the operation can be completed with minimal risk.

- Prior to commencing the first transfer of personnel, a simulated transfer should be undertaken.

- When making personnel transfer lifts, the load must be under full control (both in raise and lower modes) and the transfer basket should only be raised high enough off the deck to clear all obstructions and minimize swinging.

- Sufficient trained personnel should be available to provide assistance. Contingencies should be developed for any foreseeable emergency that may occur during the personnel transfer operation. When developing the specifications for new vessels, it is recommended that consideration is given to the need for the ship to be provided with lifting equipment that is certified for man- riding.

4.3.5. Personnel Transfers – In Port Operations

For STS operations conducted at anchor in sheltered waters or alongside in port, there will be varying needs to establish a safe means of access between involved vessels. For example, during double banked transfers, personnel on the outer vessel(s) may need to traverse the vessel alongside to access the terminal. In all cases, a formal risk assessment should be utilized to identify the safest means of personnel transfer between the vessels. If safe access can be established by means of a gangway, a safety net should be rigged. Otherwise, access may be via a pilot ladder rigged from the vessel with the higher freeboard directly to the deck of the vessel with the lower freeboard. Where there is a disparity in deck levels, or the distance between the vessels is too great to maintain safe access between them, it may be necessary to employ a launch to ferry personnel between two safe access points. Only personnel wearing a personal flotation device should be permitted to move between the two vessels and their transit should be supervised by a responsible officer. A lifebuoy should be ready for use at the transfer point. Wharf ladders should be used with caution.

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4.3.6. Lighting

During STS transfers at night, normal in-port deck lighting should be adequate. It should be ensured that manifold areas, work areas and personnel access points are adequately lit. The lighting should not interfere with the keeping of an effective lookout or impair the recognition of the ships' navigation lights and signals. It should also be understood that deck lighting may need to be extinguished (and STS operations shut down) if a close-quarters situation develops. Portable spotlights, which should be suitable for use in hazardous areas, and bridge wing searchlights are useful for night mooring and unmooring operations.

4.3.7. Ancillary Equipment

All equipment relating to the handling, securing and / or support of cargo transfer hoses, primary and secondary fenders and STS support craft should be inspected prior to commencement of the STS operation. Retirement criteria should be established.

4.3.8. Equipment Noise Levels

Excess noise levels in the vicinity of equipment can influence operational communication safety, as well as affecting off duty personnel during rest periods and contributing to fatigue. It is recommended that noise levels are assessed and that appropriate measures are taken to minimize disruption. This may include the need to designate alternative sleeping arrangements for any affected crew members.

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4.4. EMERGENCY PREPAREDNESS

4.4.1. Contingency Planning and Emergency Response Procedures

STS transfer operations may be carried out safely through adherence to proper procedures and the use of suitable equipment. However, the risk of accident and the potential scale of the consequences require that organizers and vessel operators develop contingency plans for dealing with emergencies. Ship-specific contingency plans covering the possible range of emergency scenarios should be considered as part of the ship's Safety Management System (SMS). For STS operations, risk assessments should be carried out as described in Section 4.5. The risk assessments should be used to identify and document any potential emergency scenarios that are not already covered by the ships' emergency response plans. Risk mitigation and contingency plans should be drawn up to cover all possible emergencies and provide for a comprehensive response. In addition, contingency plans should have relevance to the location of the operation and take into account the resources available, both at the transfer area and with regard to nearby back-up support. Where appropriate, the contingency plan should be integrated with similar plans prepared by the responsible local authority. In some locations, approval of the plans may be required by the local authority.

Consideration should be given to: - Procedures for raising the alarm. - Cessation of operations during emergencies. - Notification procedures. - Emergency stations and preparations to initiate emergency procedures. - Deployment of mooring gangs to stations. - Emergency disconnection of cargo transfer equipment. - Preparation of engines for maneuvering. - Unmooring.

The joint plan of operation (JPO), agreed by all involved vessels, should include the contingency plans for the operation. The information should include an emergency contact list that should be posted on board all vessels. Emergency procedures should cover the full scope of the operation and include, for example, scenarios such as: - Vessel collision during mooring / unmooring maneuvers. - Cargo spill. - Toxic or flammable vapor release. - Fire / explosion. - Multiple mooring line failure. - Emergency unmooring. - Emergency on own vessel or other vessel involved in operation.

In an emergency, both Masters should assess the situation and act accordingly and, if applicable, in consultation with the STS Superintendent. When considering emergency response options, reference should be made to the information provided in the Material Safety Data Sheets (MSDS) of the products being handled.

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Coastal States or other authorities may impose specific contingency and notification requirements. Emergency duties should be assigned to personnel. An appropriate drill should be held, where practicable, within 24-hours and in any case not more than 7 days before commencing STS transfer operations. Ships' crews should be made aware of emergency signals, procedures and actions.

4.4.2. Emergency Signal

An emergency on either ship should be indicated immediately by sounding the ship's internal alarm signal and by sounding five or more short blasts on the ship's whistle to warn the other ship. The emergency signal should be communicated to all personnel on both vessels and understanding confirmed. All personnel should then proceed as indicated by the contingency plan. It is emphasized that both ships should be in an advanced state of readiness at all times in order to be in a position to deal with emergencies.

4.4.3. Emergency Situations

It is difficult to anticipate every emergency which could arise and therefore almost impossible to indicate precise remedial action. However, mooring line failure and fire on either ship are examples of the more likely risk scenarios that organizers should include in the contingency plan. In an emergency, the Masters involved should assess the situation and act accordingly, bearing in mind that unduly hasty decisions could worsen the emergency. The following actions should be taken, or considered, in the event of any emergency arising during an STS transfer operation:

ACTIONS TO BE TAKEN DURING EMERGENCY

1. Stop the transfer.

2. Sound the emergency signal.

3. Inform both crews on the ships of the nature of the emergency.

4. Man emergency stations.

5. Implement emergency procedures.

6. Drain and disconnect cargo hoses.

7. Send mooring gangs to stations.

8. Confirm the ships main engine is ready for immediate use.

9. Advise standby boat of the situation and any requirements.

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In addition, Masters should decide jointly, particularly in cases of fire, whether it is to their mutual advantage for the ships to remain alongside each other. The basic actions, as listed above, should be included in individual STS contingency plans and be consistent with the ship's Safety Management System.

4.4.4. Emergencies during Maneuvering

The Masters of both ships and the POAC should always be prepared to abort a berthing operation if necessary. The decision should be taken in ample time while the situation is still under control. The Masters of both ships should be immediately informed of each other's actions. The International Regulations for Preventing Collisions at Sea (COLREGS) must be complied with.

4.4.5. Procedures in the Event of Gas Accumulation on Deck

The atmosphere around the discharging ship and decks of other vessels moored alongside should be monitored for both flammable gas and toxic vapor. This is particularly relevant where vessels of different sizes and configurations are engaged in transfer operations. Immediately on detecting potentially excessive or hazardous levels of flammable gas or toxic vapor, transfer operations should cease. The atmosphere should continue to be monitored and transfer operations only resumed when it is safe to do so (see also Section 4.7.5).

4.4.6. Accidental Cargo Release

Leakages or spillages should be reported to the officers on cargo watch, who should immediately stop the cargo transfer. The transfer should remain suspended until it is agreed between the relevant persons/ authorities that it is safe to resume. For liquid chemical transfers, response teams should not be deployed until the product released has been identified and all vessels have been advised of the dangers presented. Responders should be made fully aware of the chemical properties of the released product and should use the correct personal protective equipment (PPE) and breathing apparatus required. For in port transfers, the harbor master should be informed in order to restrict passing traffic and notify local facilities and populations of the potential danger.

4.4.7. Shipboard Oil Pollution Emergency Plan (SOPEP) & Vessel Response Plan (VRP)

Risk of oil pollution during STS transfer operations is no greater than during in-port cargo transfers. However, as a transfer area may be out of range of port services, a contingency plan within the SOPEP or VRP to cover such risk should be available and should be activated in the case of an oil spill. Furthermore, the ship’s SOPEP should be consulted for coastal state contact details.

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4.4.8. State of Readiness for an Emergency

The following arrangements should be made on both ships:

PREPARED FOR EMERGENCY

1. Main engines and steering gear ready for immediate use.

2. Cargo pump and all other equipment trips relevant to the transfer to be tested prior to the operation.

3. Crew available and systems prepared to drain and disconnect hoses at short notice.

4. Oil spill containment equipment prepared and ready for use.

5. Mooring equipment ready for immediate use and extra mooring lines ready at mooring stations as replacements in case of breakage.

6. Fire-fighting equipment ready for immediate use.

During each STS operation consideration should be given to having a tender or work vessel available to deploy response equipment and to conduct clean-up of any oil which may be spilled during the transfer operation.

4.4.9. Cessation of Transfer Operations as a Precautionary Measure

All transfer operations should cease should an unsafe or environmentally hazardous condition develop. Such conditions may include but are not limited to: - Movement of the oil tankers alongside reaches the maximum permissible and risks

placing excessive strain on hoses. - Failure of the main communication system between the oil tankers without any proper

stand-by communications. - Failure of hoses, moorings or fender pennants. - Deterioration of weather and/or sea conditions, including lightning. - A dangerous concentration of gas. - Loss of containment (e.g. escape of oil into the sea is discovered). - Loss of power (black-out) on either vessel. - Unexplained pressure drop in the cargo system. - Close-quarters situation with another vessel or navigational hazard. - Fire danger is discovered. - Oil leakage is discovered from hoses, couplings, or the oil tanker’s deck piping. - Overflow of oil onto the deck occurs caused by over-filling of a cargo tank. - Faults or damage threatening the escape of oil are discovered. - Significant, unexplained difference between the quantities of cargo delivered and

received is discovered. - Any emergency on the other vessels involved in the operation.

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4.4.10. Emergency Duties

Each oil tanker should assign emergency duties to designated members of the crew in case of accidents that may arise during the transfer of oil, particularly in the case of spillages, when the guidance included in the ship's Shipboard Oil Pollution Emergency Plan (SOPEP) shall be followed. The allocated duties are to be assigned by the ship management team based upon the anticipated manpower workload for the scheduled operations, having due regard to the provisions regarding prevention of fatigue referred to in accordance with requirements of the relevant ILO (regulation 2.3 Standard A2.3 of the Maritime Labour Convention 2006 (or equivalent)), International Convention on Standards of Training, Certification and Watchkeeping for Seafarers (STCW) and national regulations.

A copy of the allocated duties table should accompany the STS Operations Plan posted in the Bridge, Cargo Control Room and Engine Control Room.

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4.5. RISK ASSESSMENT

4.5.1. Risk Assessment of Transfer Location

STS transfers undertaken at sea may pose specific issues that need to be addressed as they often take place in locations that may be beyond the assistance of normal port services. A risk assessment should be undertaken for each proposed STS location. The outcome of the risk assessment should be factored into the development of operational procedures specific to the location, including implementation of appropriate safeguards to ensure that identified risks are effectively managed. The risk assessment should be documented and should consider impact and likelihood relating to identified hazards that apply specifically to the location. It should also include an assessment of residual risks following the application of appropriate safeguards, controls or mitigation measures. Factors considered in the risk assessment should include the following:

RISK ASSESSMENT OF TRANSFER LOCATION

1. Local legislative requirements.

2. Exposure of location to, and/or shelter from, prevailing environmental conditions including, where appropriate, metocean analysis.

3. Whether berthing and un-berthing operations are conducted while vessels are underway, at anchor or alongside.

4. Whether transshipment operations are conducted while both vessels are underway, at anchor or alongside.

5. Traffic density in the vicinity of the location, including the presence of other STS activities.

6. Spill and dispersion trajectories and potential environmental impacts.

7. Requirement for and availability of any additional spill response resources at the location.

8. Availability and capability of support craft at the location.

9. Operational and resource integrity of any support elements provided by local subcontractors on site.

10. Exposure of location to security threats.

11. Operational environmental limits, including abort criteria.

12. Navigational hazards in the vicinity of the location.

To ensure that the risk assessment remains fit for purpose, it should be reviewed periodically. When any key condition relating to identified hazards changes, or a new hazard is identified, the risk assessment should be formally revised. When considering the suitability of a proposed new transfer location, consideration may be given to conducting a mooring analysis to identify environmental operating parameters. A sample Risk Assessment of Transfer Location is included in Appendix D.1.

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4.5.2. Risk Assessment of STS Operation

A risk assessment should be undertaken before committing to an STS transfer operation. It should include sufficient information to ensure a good understanding and effective control of the operation. The risk assessment should cover both the physical and operational hazards and the means by which they are managed, and should also address the suitability of equipment. Risk assessments are an important part of the pre-STS planning process and, as a minimum, should consider the following:

RISK ASSESSMENT OF STS OPERATION

1. Ship compatibility, including mooring arrangements.

2. Suitability of the location for the particular operation.

3. Properties of the cargo to be transferred.

4. Training, experience and qualifications of personnel

5. Suitable preparation of ships for the proposed operations and sufficient control during operations.

6. Adequacy of navigational processes.

7. Adequate number of personnel assigned to control and perform the transfer operation.

8. Adequacy of communications between ships and / or responsible persons.

9. Implications of differences in freeboard or the listing of ships when transferring cargo.

10. Equipment, including fenders and transfer hoses.

11. Anticipated environmental conditions.

12. Emergency planning and procedures.

The level of complexity will depend on the type of operation. For a particular transfer area utilizing standard approved STS equipment for ships that are fully operational, a generic risk assessment might be appropriate.

If a generic risk assessment is used, it is important that hazards particular to the planned operation are identified and properly addressed. When the risk assessment is incorporated into a standard procedure, additional assessments should be carried out for any deviation from the assumed or standard conditions. The risk assessment should identify all potential sources and consequences of risk for the operation.

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The risks identified will vary according to the type of STS operation under review, for example, the risks associated with being double banked to a vessel moored alongside will differ from the risks associated to side-by-side at anchor or side-by-side with both ships underway.

The risk assessment should take into account the risk reduction measures already in place, their effectiveness and other factors that could change the probability / frequency of a risk event or its impact. Where administrative or procedural controls alone form the basis for risk reduction plans, these procedures should be thoroughly evaluated. On completion of the exercise, significant risks should have been identified and an appropriate risk management strategy developed to ensure that all identified risks are reduced to an acceptable level, with additional mitigation measures included as necessary.

Consideration may be given to the practicality and benefits of reducing the contents of bunker tanks to a level below the water line on the side where the other vessel is coming alongside.

A sample Risk Assessment of STS Operation is included in Appendix D.2.

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4.6. CONTINGENCY PLAN

A contingency plan should be put in place covering all possible emergencies, especially during the maneuvering and cargo transfer phase, and provide for a comprehensive response. In addition, contingency plans should have relevance to the location of the operation and take into account the resources available both at the transfer area and with regard to nearby back-up support. Where appropriate, the contingency plan should be integrated with similar plans prepared by the responsible local authority.

The contingency plan should be agreed between both ships, the STS organizer and the local or national authorities (as appropriate) before STS operations commence.

The lightering / receiving ship will generally be playing the lead role in an STS transfer operation. Accordingly, where organizers have delegated the preparation of a contingency plan, it will normally be incumbent on the Master of such a ship to establish the overall plan that will be reviewed and agreed.

The SOPEP or VRP identifies measures to deal with operational oil spills and also spills resulting from casualties. Please see the appropriate section of the SOPEP or VRP for measures to be implemented during such emergencies.

The following Emergency Procedures should be taken into account when preparing the contingency plan:

1. Each vessel must have emergency duties assigned to designated members of the

crew in case of accidents that may arise during the transfer of oil, particularly in the case of spillages of oil. Refer to the SOPEP or VRP for list of responsible persons and actions regarding oil spills.

2. Having discovered a spillage, the operation should be stopped and the immediate measures set forth in the contingency plan should be implemented. The appropriate authorities should be informed of any oil spillage together with size, nature and cause. Each case of oil spillage must be entered in the Oil Record Book-2.

3. In case of spillage of 100 tons and above a report is to be prepared in the form recommended by the IMO. It should be forwarded to the Administration of the coastal State, or to the Flag State Administration if the vessel is in waters beyond the jurisdiction of the coastal state. The report should be in accordance with the IMO Guidelines for Reporting Incidents Involving Harmful Substances.

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4.7. SAFETY

4.7.1. General Safety

For all STS transfer operations each Master remains at all times responsible for the safety of his own ship, its crew, cargo and equipment and should not permit safety to be compromised by the actions of others. Each Master should ensure that the procedures outlined in this Plan are followed and, in addition, that internationally accepted safety standards are maintained. In this regard, procedures and practices contained in relevant accepted industry guidance should be adhered to including the International Safety Guide for Oil Tankers and Terminals (ISGOTT) and OCIMF Mooring Equipment Guidelines .

Before commencing any operation involving oil or oily mixtures, the ship is required to have been surveyed, certificated, and to have been provided with all statutory documentation relevant to its ship type and size (e.g. Shipboard Oil Pollution Emergency Plan (SOPEP), Oil Record Book (ORB), etc.) relevant to such operations.

4.7.2. Personal Protective Equipment and Life Saving Appliances

The appropriate personal protective equipment (PPE) for the products being handled should be worn by crew members engaged in operational tasks on discharging and receiving vessels. Self-contained breathing apparatus (SCBA) sets should be maintained ready for use in their designated locations. When handling certain hazardous products, appropriate PPE may have to be placed at operational locations, particularly around the manifold area. Transfer should not commence until it is ensured that all parties on both vessels are wearing appropriate PPE and, where required, have the appropriate neutralizers / antidotes readily available.

When undertaking multiple transfers simultaneously, either involving several vessels and/or different products, the STS Superintendent is responsible for ensuring that all vessels are aware of the nature of the products being transferred to other vessels and the actions to be taken in the event of an emergency.

All involved vessels should give due consideration to emergency evacuation arrangements, particularly where the launching of lifeboats and life rafts may be impeded by vessels alongside. Mooring plans should consider the need to launch free-fall lifeboats and, if launching arrangements are compromised, alternative means of emergency evacuation should be identified.

The STS Superintendent should be aware of any additional personal protective equipment (PPE) and life-saving appliances (LSA) requirements that may be imposed by local harbor regulations or by the terminal and these should be conveyed to the Masters of all vessels.

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4.7.3. Use of Checklists

Checklists are an important risk management tool aimed at ensuring that operations are conducted in a safe manner. They are essential reminders of the principal safety factors to be considered, but they should be supplemented by continuous vigilance throughout the whole operation.

It should be noted that the checklists have been developed to specifically address factors that are relevant to the STS operation and the questions are supplementary to those contained in standard pre-transfer checklists, such as Checklist No.7 (see Appendix A.1) - Ship / Shore Safety Checklist (ISGOTT). It is, therefore, important that Checklist No.7 is completed prior to the commencement of cargo transfer.

4.7.4. Material Safety Data Sheets

Both vessels should have copies of the Material Safety Data Sheets (MSDS) for the products being transferred. Where cargo vapors and residues are present in the receiving vessel's tanks, a copy of the MSDS of the previous cargo should be provided to the discharging vessel. This will enable the discharging ship's personnel to take suitable precautions in the event that the previous cargo contained toxic vapors that could be displaced onto the deck of the discharging ship or returned to the ship's tanks through vapor balancing / vapor return. Particular attention should be given to the potential of H2S and other toxic substances in the cargo vapors and all necessary personal safety precautions should be taken. It is important that the MSDS is the one issued by the shipper of the product. Generic MSDS should not be used and transfer operations should not commence before it is verified that the MSDS is for the specific cargo, as issued by the shipper.

4.7.5. Gas Accumulation on Open Decks

An STS transfer operation should be suspended if cargo vapor accumulates around the decks or manifolds of either ship and should not be resumed until the vapor has dissipated and it is considered safe to do so. While it is normally anticipated that cargo vapors will be dissipated by environmental airflows across open decks, airflows around vessels engaged in STS transfers are prone to eddies that prevent normal dissipation. Surrounding structures, such as deck frames and deck houses, can impede airflows, creating hazardous spaces where cargo vapors can accumulate. Risk assessments should be conducted to determine control measures when working in these areas.

4.7.6. Action in Case of Infringement of Safety

If either ship fails to observe any of the safety requirements during the STS transfer operation, this should be brought to the attention of the Master of the ship concerned and operations should be suspended until the situation is rectified.

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4.7.7. Action in Case of Cargo Leakage

Cargo transfer should be stopped in the event of a cargo leak on either vessel and should not be resumed until the source of the leak is identified, repaired and/or the cause is isolated. Where appropriate, vessel operators and/or local authorities should be notified. Cargo operations should only resume, with the agreement of both Masters, once the spilled product has been cleaned up or contained, any vapor associated with the leak has dispersed and safe atmospheric conditions have been verified. Due account should be given to any hazardous properties of the cargo or vapor released and the potential dangers to responding personnel.

4.7.8. Helicopter Operations

Helicopter operations should not be carried out during any of the following: - Fender handling. - Maneuvering. - Mooring operations. - Cargo transfer. Helicopter operations should be coordinated well in advance between the ships, organizers, agents and the helicopter operator.

All helicopter operations should be carried out in compliance with the ICS Guide to Helicopter / Ship Operations.

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4.8. TRAINING AND FAMILIARIZATION

It is likely that the pre-operation risk assessment (see Section 4.5.2) will identify that many of the crew will be required to take on additional or different tasks, roles and responsibilities than they would when conducting a routine port and cargo operation. The risk assessment may also identify emergency scenarios that are not included in the vessel's regular exercise program. It is important that any additional roles and responsibilities are identified and that suitable training is provided prior to the operation. The training requirement for each ship will differ depending on the recent experience of the individuals onboard. It should be noted that factors such as location, service provider and equipment to be used may result in additional training being required for experienced personnel. Where there is little or no experience with STS operations, consideration should be given to providing additional experienced STS personnel prior to the operation to assist with the training of personnel and the STS operation.

Training may include items such as: - Roles and responsibilities of involved parties (see Appendix A.2).

- Bridge watchkeeping procedures. - Deck watchkeeping procedures. - Machinery operation. - Mooring and unmooring (see Sections 6.2 and 8.1).

• Procedure for passing lines between vessels. • Quick release systems. • Properties of mooring lines. • Fender management. • Measures to minimize chafing of lines. • Awareness of snap-back zones.

- Operation of cranes. - Personnel transfer (see Section 4.3.4 / 4.3.5 as applicable). - Transfer equipment (see Section 4.3.2). - Connection and disconnection of hoses / arms. - Hose slinging and support arrangements. - Emergency operations (see Section 4.4).

• Aborting mooring operations. • Collision. • Cargo spill. • Emergency disconnection and departure.

The level of knowledge and training required will depend upon a person's role and past experience.

The JPO will be specific to the prevailing circumstances and it is important that the content is discussed with the vessel's staff to ensure they have a good understanding of the operation.

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4.8.1. Safety Drills

Despite careful attention to safety procedures, emergencies can occur. Often such events can be contained and their effects minimized by preparing ships' crews, through a system of drills, to deal with a variety of emergencies. An appropriate drill should be held within 24 hours and in any case not more than 7 days before commencing STS transfer operations. Such drills conducted onboard will not only ensure that the ship’s staff are familiar with their duties but will assist in forming a proficient team to combat all pollution incidents in an efficient manner. Ships and crews should be made aware of emergency signals, procedures and actions, and every effort should be made to hold an emergency drill before starting the operation. It is impossible to anticipate every possible emergency, but moorings failure and fire on either ship are examples of major emergencies. Consideration should be given to: - Procedures for raising the alarm. - Suspension of operations during emergencies. - Emergency stations and preparations to initiate emergency procedures. - Deployment of mooring gangs to stations. - Emergency disconnection of cargo transfer lines. - Readiness of engines for immediate manoeuvre. - Unmooring.

The examples above are not the only considerations and Masters should ensure all contingencies are evaluated. For example they may need to consider, in particular in the case of fire, whether it is of mutual benefit for the ships to remain alongside or to separate. In this respect, contingency plans covering the possible range of emergency scenarios should be considered as part of the ship's Safety Management System.

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4.9. SECURITY

The requirements of the International Ship and Port Facility Security (ISPS) Code, together with any local requirements, should be adhered to throughout the operation, with each vessel remaining responsible for its own security at all times. Prior to commencing the STS transfer operation, the following security issues should be discussed and any associated decisions recorded: - Exchange of sufficient information to determine if a Declaration of Security is required. - Agreement on how, and between whom, communications regarding security are to be

made. - Actions to be taken in the event of a breach of security, such as suspending operations

and separating vessels. Local regulations may impose exclusion zones around the STS transfer operation. Due consideration should be given to establishing safe distances to be maintained from other vessels and actions to be taken if such distances are compromised.

4.9.1. Security on Multiple Vessels

The port, the terminal and vessels alongside will each have security plans in compliance with the ISPS Code or respective country codes. The STS Superintendent should be aware of the current security requirements and security level imposed by the port and this information should be conveyed to all vessels coming alongside. Where the transfer operation is to take place alongside a terminal, the terminal and the gangway security will monitor all personnel movements from the shore. It is therefore important that other vessels coming alongside the ship moored alongside the terminal indicate any visitors they expect. If unreported visitors for any of the involved vessels present themselves at the gangway of the ship moored alongside the terminal, they should not be allowed access until confirmation has been received from the relevant vessel alongside. The transfer organizers, when planning the STS operation, should complete a security assessment. If there is any concern that security is not properly addressed at the port, a risk analysis should be undertaken of all aspects of the STS transfer for the terminal and vessels alongside.

The assessment should: - Identify security measures and procedures in place. - Evaluate the assets and infrastructure to protect. - Identify any threat to the port, terminal, discharging ship & vessels alongside. - Identify areas of operation vulnerable to security threats. - Consider weaknesses in infrastructure, security policies and procedures.

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5. PHASE-2 : ARRIVAL

5.1. OPERATIONAL PROCEDURES BEFORE MANEUVERING

5.1.1. Preparation of Ships

The Masters of both ships and, if appointed, the STS Superintendent, should make the following preparations before maneuvers begin:

PREPARATION BEFORE MANEUVERS BEGIN

1. Review the operation-specific risk assessments and, where applicable, the related JPO and ensure all identified preventive and mitigation measures have been implemented.

2. Ensure familiarity with the procedures contained in this Plan, supplemented by any instructions issued by ship operators or organizers.

3. Confirm that ships will be able to comply with the requirements of the relevant checklists.

4. Train and brief crews on procedures and hazards, with particular reference to mooring and unmooring.

5. Confirm that steering gear and all navigation and communications equipment is in working order.

6. Test engine and thruster controls and main propulsion plant ahead and astern.

7. Test essential cargo and safety equipment.

8. Confirm that each ship is upright, at a suitable trim with the propeller fully immersed. If one vessel has a list, the possibility of safe stand-off distances being compromised should be considered.

9. Prepare mooring equipment, including messengers, in accordance with the agreed mooring plan.

10. Ensure that fenders and transfer hoses are correctly positioned, connected and secured as appropriate and as detailed in the JPO.

11. For specialized lightering vessels, confirm that fender davits are in the stowed position.

12. Prepare cargo manifolds and hose handling gear.

13. Obtain area weather forecasts for the transfer period.

14. Confirm actions to be taken if the agreed emergency signal is sounded.

15. Confirm the security level at which the ship is operating in accordance with the provisions of the International Ship and Port Facility Security (ISPS) Code [9], and the requirements being undertaken onboard to ensure compliance.

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The working sides of ships should be partially or fully cleared of elements of anti-piracy barriers that could risk injury to personnel or the fouling or entanglement of mooring lines.

Communications with the Master of the other ship should be established in accordance with Section 4.2 at an early stage to co-ordinate the rendezvous and the method and system of approach, mooring and disengaging. When the preparation of either ship has been completed, the other ship should be so informed. The operation may proceed only when both ships have confirmed their readiness.

5.1.2. Joint Plan of Operation

Prior to commencement of any STS operation a joint plan of operation (JPO) should be developed to ensure that all parties involved, including the STS service provider, are in alignment with regard to how the operation is to be conducted. In all cases the POAC, STS Superintendent or transfer organizer should establish agreement and consensus between all parties. The JPO should include a compilation of information from various sources. For a particular location, a generic template may be used.

The following information should be exchanged between the two ships:

JOINT PLAN OF OPERATION

1. Details regarding rendezvous location and designated lightering area, including relevant risk assessment(s).

2. Brief description regarding how the STS operation will be conducted, for example approach and mooring underway or with one vessel at anchor, transfer at anchor or underway, unmooring with one vessel at anchor or while underway.

3. Details regarding any local or government regulatory requirements and mandatory notifications.

4. Communication protocols.

5. Security requirements.

6. Procedures associated with any personnel transfers.

7. Details regarding any service craft and launches.

8. Environmental operating parameters / limits for each stage of the STS operation. These should include environmental and operational limits that would trigger suspension of the transfer operation and disconnection and unmooring of the vessels.

9. Fender configuration and rigging arrangements.

10 Mooring plans and arrangements and sequence of running lines, including use of any specialist mooring equipment.

11. Details of transfer and associated equipment, including the number, type and dimensions of cargo hoses and method of rigging / support.

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JOINT PLAN OF OPERATION

12. Maximum and minimum draught and freeboard anticipated during operations, including details of the stage of operations they relate to.

13. Emergency and spill containment procedures.

14. Sequence of actions in case of spillage of cargo.

15. Co-ordination of plans for cargo hose connection, draining, purging and disconnection, as appropriate.

16. Detailed unmooring sequence.

For double banking operations, the suitability of the berth and strength of mooring points should be confirmed (see Section 6.1.9). In addition, the JPO should include details of the cargo transfer plan(s) or make reference to their content (see Section 7.1.3). Reference should be made to Checklist No.8 (see Appendix A.1) which may be used as guidance for preparation of a JPO.

5.1.3. Navigational Signals

The lights and shapes to be shown, and the sound signals made are those required by the International Regulations for Preventing Collisions at Sea (COLREGS), and local regulations. These lights and shapes should be checked and rigged ready for display prior to the STS operation.

5.1.4. Lightering Support Vessels

Lightering support vessels are often employed to transport equipment and personnel to the STS location and to assist in preparing vessels for the operation. If they remain on station once the ships are alongside, the support vessels may assist in ensuring the security and safety of the operation. In addition to providing operational support for activities such as the rigging offenders, hoses and specialized mooring equipment, personnel on the support vessel will have roles that may include the following: - Maintenance of a radio watch on the agreed marine very high frequency (VHF) channels

and / or internal communication frequencies. - Communicate and agree with tanker Masters on the approach maneuvers alongside. - An agreed standby position, in the vicinity, while vessels are maneuvering and while STS

operations are underway. - Maintenance of a good lookout, both visually and by radar, for approaching vessels. - Making contact with vessels likely to encroach upon established safe areas.

5.1.5. Mooring at Night

Mooring during the hours of darkness should only be undertaken by experienced Masters or with the assistance of an STS Superintendent. It is necessary that adequate lighting is available in the area of the fenders and around the ships' sides (see also Section 6.1.3).

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6. PHASE-3 : BERTHING

6.1. MANEUVERING

6.1.1. Basic Berthing Principles

Maneuvering, mooring and unmooring operations should take into account any local regulations and the output from risk assessments. Due consideration should be given to any restrictions that may be posed by factors that include restricted visibility or the adequacy of vessel lighting for operations during the hours of darkness.

At some locations, particularly within port limits, maneuvers may be subject to local requirements and may involve the use of pilots and tugs (see Section 6.1.8). In such circumstances the pilot should advise on all aspects of navigation and piloting, but the Master remains in overall control and in command of his own ship.

Having considered all the relevant aspects of the specific operation, including but not limited to the following:

• Prevailing sea and weather condition

• Navigation hazards in the area

• Characteristics of the other vessel involved

• Experience of the organizer

• Tugboat(s) availability

For some inshore areas the port authority may require a pilot to be taken. In such circumstances the pilot should advise on all aspects of navigation and piloting, but the Master remains in overall control and in command of his own ship.

6.1.2. Maneuvering Alongside with Two Ships under Power

One of the two ships, normally the larger, maintains steerage way at slow speed (preferably about 5 knots) keeping a steady course heading. Local conditions and knowledge will dictate the appropriate heading with due regard to Sections 5.1.3 and 5.1.4. The maneuvering ship then maneuvers alongside.

The berthing operation should take into account the maneuvering characteristics of the ships. For example, if the maneuvering ship is fitted with a right handed propeller, when going ahead the impact of transverse thrust will typically result in the maneuvering ship approaching and berthing with her port side to the starboard side of the constant heading ship.

Be aware that some local jurisdictions may have regulations specifying some aspects of maneuvering between the ships.

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A common method of berthing is for the maneuvering ship to approach the constant heading ship from the quarter on the side of berthing. On closer approach the maneuvering ship should parallel the course of the constant heading ship at a safe distance appropriate to the prevailing conditions, then position itself relative to the constant heading ship with the manifolds on both ships being almost abreast of each other. The maneuvering ship reduces the distance by appropriate rudder and engine movements, keeping the manifold stations on both ships abreast of each other until parallel contact is made with the fenders, at which point both ships are proceeding at the same speed through the water (see Figure 3).

6.1.3. General Advice for Controlling the Two Ships

Each ship should take the following into account: - All navigation and communications equipment should be in full working order and

proficient helmsmen should be used. - Engine movements and steering gear should be remotely controlled from the bridge. - Courses and speeds requested by the maneuvering ship should be followed by the

constant heading ship. A common system for assessing speed should be agreed, such as speed through the water or over the ground.

- Where possible, the ship's speed should be controlled by adjusting engine revolutions or propeller pitch. This will facilitate fine adjustments, for example plus or minus 5 revolutions per minute (RPM), rather than the relatively coarse control possible using the engine room telegraph. In the absence of the ability to remotely adjust engine revolutions, the telegraph will need to be used and information concerning the engine revolutions for set telegraph positions should be communicated before commencing the approach.

- On motor ships, the number of available air starts should be ascertained. - At night the deck should be adequately lit and, if possible, the ship's side and fenders

should be illuminated (see Section 4.3.6). - The side for mooring should be clear of all overside obstructions. - The navigation lights and shapes appropriate to STS transfers referred to in Section 5.1.3

should be displayed. - There should be effective radio communications between the bridge and mooring

personnel on each ship. Communications should be tested before commencing the approach and agreement reached on a back-up method in the event of a communication failure (see Sections 4.2.3 and 4.2.5).

- There should be effective communications between the bridge teams of each ship. This should be maintained on a separate frequency to those being used for internal radio communications on each ship.

POSSIBLE FINAL APPROACH MANOEUVRE

Vessel A: Constant Heading Ship – Constant Speed (About 5 knots) Vessel B: Maneuvering Ship

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Figure 3 - A possible final approach maneuver

6.1.4. Advice for Maneuvering Alongside

The following points should be considered when maneuvering alongside: - If either of the Masters of the ships or the STS Superintendent has the slightest doubt

about the safety of the maneuver, the berthing operation should be aborted. - At all times, each ship is responsible for maintaining a proper lookout. - During maneuvering, the maneuvering characteristics of the involved ships together with

local conditions and / or knowledge will indicate an optimum approach. Common approaches include: • Keeping the wind and sea on the port bow of the constant heading ship. • Keeping the wind and swell on the port or starboard quarter of the constant heading

ship to reduce loads on the fender rigging and to reduce the relative wind across the deck.

- The angle of approach adopted by the maneuvering ship should not be excessive. - The RPM of the main engine(s) of the constant heading ship are normally set to provide

a speed through the water as requested by the STS Superintendent or Master of the maneuvering ship. No changes should be made without advising the STS Superintendent or Master of the maneuvering ship.

- When maneuvering at close quarters the effect of ship interaction should be anticipated. To ensure optimum helm response to counter the effects of interaction and to maintain effective heading control, the maneuvering ship should keep her engines turning ahead or, if fitted with a controllable pitch propeller, maintain positive propeller pitch throughout.

- Ships that are nominated to conduct underway STS operations should be capable of maneuvering at slow speeds of 5 knots or less. In situations where the maneuvering ship

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has a relatively high minimum speed, the STS Superintendent may consider increasing the speed of the constant heading ship sufficiently to enable the maneuvering ship to complete the berthing operation without the need to temporarily stop its engine to reduce speed though the water. In doing so, it must be borne in mind that the effects of interaction increase as the square of the ship's speed through the water. In addition, any limitations posed by loads on fender rigging should be considered.

6.1.5. Maneuvering a Combined Two-Ship System to Anchor

On completion of mooring, the constant heading ship will usually power all future maneuvers and, if a transfer at anchor is planned, will proceed to the agreed anchoring position. During this time, the (former) maneuvering ship will have its engines stopped and rudder amidships. It should be emphasized that, for this period, in order to avoid problems for the maneuvering ship the constant heading ship should not use strong astern engine movements. Speeds through the water should be minimal.

The constant heading ship should use the anchor on the side opposite to that on which the other ship is moored.

Once at anchor, each ship is responsible for watch keeping arrangements as required by STCW. It is recommended that the anchored ship maintains an anchor watch.

Nothing relieves a ship of the requirement to keep a navigational watch.

6.1.6. Underway Transfer

Local conditions, such as those where water depths are too great for anchoring, sometimes demand that cargo transfer be carried out with the two-ship system under power and making way through the water. As long as adequate sea room is available and traffic conditions, weather, sea conditions and forecasts are suitable, then transfers of this type can be carried out. Where applicable, vessels should be manoeuvred within the limits of any designated lightering area. It should be noted that speeds through the water should be minimal.

The constant heading ship normally maintains steerage way at slow speed on a steady course and the (former) maneuvering ship remains with engines stopped as a towed ship. To minimize towing loads on the moorings, the constant heading ship should alter her engine revolutions sparingly, adjusting speed very gradually. The chosen course and speed should be agreed by the two Masters and the STS Superintendent and should result in minimum relative movement between the two ships and minimum turbulence in the gap between the hulls.

Alternatively, for some ships having a low speed maneuvering capability, such as dedicated lightering ships fitted with a variable pitch propeller or diesel electric propulsion, the maneuvering ship may be the towing ship. Under such circumstances, appropriate mooring arrangements should be in place, such as the provision of additional backsprings.

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While the ships are moored together as a unit, both vessels should maintain a safe navigational watch.

Provided conditions are suitable and the transfer area is of a suitable size, consideration may be given to carrying out the cargo transfer with the two ships drifting freely.

If deteriorating weather conditions cause the ships to roll unacceptably, engine and rudder movements may be used to bring the ships to a heading that results in minimum movement.

Care should be taken to protect fenders and their associated rigging from head-on seas and swell. This may necessitate a change of heading to place the wind and seas off the bow.

6.1.7. Maneuvers with One Ship at Anchor

STS transfer operations involving one ship already positioned at anchor are common. For such operations, one ship anchors in a pre-determined position using the anchor on the side opposite to that on which the other ship will moor. In addition to the usual factors that have to be taken into account when deciding on the scope of cable (water depth, holding ground, winds, currents and underkeel clearance), the Master of the ship that is to anchor should also allow for the fact that the single anchor will be required to hold both ships.

A berthing operation should only be carried out after the anchoring ship is brought up to her anchor and is lying on a steady heading with reference to prevailing current and wind conditions. Berthing should not be attempted when the tidal stream is due to change.

A careful watch should be kept on the heading of the anchored ship and the anchored ship should advise the maneuvering ship immediately if she has any tendency to yaw. Where there is a tendency to yaw excessively, a tug should be employed to hold the anchored ship on a steady heading. If no tug is available, postponement of the operation should be considered.

A risk assessment should be undertaken by the organizers to evaluate the necessity of tug assistance for the maneuvering ship. Where current and wind are not from the same direction, or the wind varies in speed or direction, the anchored ship can yaw (or lie cross- current), making it difficult for the maneuvering ship to berth alongside. Also, both ships could experience differing effects due to their different freeboards and draughts. In these circumstances tug assistance may be advisable to hold the anchored ship on a steady heading during berthing.

It is recommended that the services of an experienced STS Superintendent or local pilot are utilized for this type of operation. For operations undertaken in port, local regulations should be observed and these may include the use of pilots, tugs and line handlers.

During hours of darkness, consideration should be given to ensuring that the night vision of the approaching vessel is not hindered by bright deck lights and other background lighting. As advised by the approaching vessel, it may be necessary to temporarily switch-off or angle away the deck lighting of the anchored ship.

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6.1.8. Maneuvering for In Port Operations

Many STS operations, particularly those associated with the transfer of chemical products, are undertaken within port limits. These operations may involve berthing alongside the discharging ship, which may be at anchor in sheltered waters or alongside a terminal (see Section 6.1.9). Permission of the harbor authorities and, where required, the terminal should be obtained prior to commencing maneuvers to berth alongside another vessel. The STS Superintendent should be aware of the estimated time of arrival (ETA) of the vessels and should be notified when maneuvers are about to commence.

The maneuvering vessel should advise the Master of the moored ship of the intended approach and the approach should not be commenced until the procedure has been jointly agreed.

Within port limits, it will in most cases be a requirement to take a berthing pilot onboard and, depending on the size of the vessel, regulations may require that tugs are used.

6.1.9. Maneuvering with One Ship alongside a Terminal

This operation, also known as double banking, involves one or more vessels mooring alongside a ship that is already moored to a jetty and is a relatively common practice in certain trades. For berths that have not traditionally been used for double banking operations, it is recommended that a formal engineering study and risk assessment is undertaken and a formal procedure and safety plan is produced prior to conducting such operations. Before double banking operations are agreed, consideration and agreement should be reached by all parties concerned on issues that may include the following: - Safe arrival and departure procedures. - Integrity of the berth, including fender panels and mooring fittings, with regard to the

potential loads involved. - Personnel access, including emergency escape provisions for personnel on all involved

ships. - Management of operational safety. - Roles and responsibilities of involved parties. - Contingency planning, fire-fighting and emergency unberthing.

The Master of the ship moored to the terminal should be aware of the total displacement of his ship and vessels berthing alongside. The mooring arrangements should be adequate for the anticipated loads.

Consideration should be given to the availability and need for line handling support. The ship alongside the terminal may provide crew to receive and secure the line but this should not detract from the safety of any ongoing cargo operations. Local port regulations may require that licensed line handlers are used and these should be arranged prior to commencement of maneuvering.

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6.2. MOORING

6.2.1. Mooring Plans

The mooring plan adopted for a particular STS operation will depend upon the size of each ship and the difference between their sizes, the expected difference in freeboards and displacement, the anticipated sea and weather conditions, the degree of shelter offered by the location and the efficiency of mooring line leads available. Most STS service providers will have a standard mooring plan, suitable for the particular location.

It is important to ensure moorings allow for ship movement and freeboard changes to avoid over-stressing the lines throughout the operation. These should not be so long that they allow unacceptable movement between the ships. Mooring lines leading in the same direction should be of similar size and material.

STS transfer operations, by their very nature, create situations where two ships are moored close alongside each other with considerable differences in freeboard. The steeper the orientation of the mooring lines, the less effective they will be in resisting horizontal loads. The maximum anticipated freeboard difference should therefore be taken into account when planning the mooring layout to ensure that the vertical angle of each mooring line stays as small as practicable throughout the operation.

As a general guide, Figure 4 illustrates a typical and proven mooring arrangement plan for an STS transfer operation in offshore waters.

Mooring Analysis To support the risk assessment of a transfer location (see Section 4.5.1), consideration may be given to conducting a mooring analysis modeling the range of ship sizes likely to be conducting STS operations at the location.

The mooring analysis should be conducted for ships in laden, partially laden and ballast conditions using environmental data corresponding to those identified for the region from met-ocean studies.

The results of the mooring analysis should be used to determine the following:

MOORING ANALYSIS

1. Safe environmental operating limits for STS operations.

2.

Nominal speeds and directions for ships to proceed with respect to defined prevailing wind, sea and swell conditions to moderate ship movement and minimize dynamic loads and wear on mooring equipment, fenders and other ship systems, including cargo transfer equipment and cargo containment structures.

3. Optimum criteria and methodology for aborting transfer operations and separation of ships.

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MOORING ANALYSIS

4. Selection and / or configuration of mooring system components to maximize their effectiveness.

5. Selection and rigging offenders to maximize their effectiveness.

Figure 4 - Typical STS Mooring Arrangement

The mooring lines are normally deployed from the maneuvering ship. However, when prevailing weather conditions or weather forecasts require it, sending lines from both ships can increase the number of mooring lines. Loads should not be concentrated by passing most of the mooring ropes through the same fairlead or onto the same mooring bitts. Use should be made of all available fairleads and bitts.

During the operation, freeboard differences should be kept to a minimum, with consideration given to ballasting the higher ship and de-ballasting the lower one where this is possible. The steeper the orientation of the mooring lines, the less effective they will be in resisting

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horizontal loads. The maximum anticipated freeboard difference should therefore be taken into account when planning the mooring plan in order to ensure that the vertical angle of each mooring line stays as small as practicable throughout the operation. See Figure 5 below for maximum and minimum freeboard heights.

Figure 5 - Maximum and minimum freeboard heights

6.2.2. At Sea Mooring Operations

Mooring operations should be managed to ensure prompt and efficient mooring line handling. Rope messengers should be made ready between fairleads and deck winches. Moorings should be arranged and rigged to allow safe, effective line tending when the ships are secured together.

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Suitable rope messengers should be made ready on both ships and, in addition, rope stoppers should be rigged in way of relevant mooring bitts. Where possible, heaving lines and rope messengers should be made of buoyant materials. A minimum of four messengers should be provided and ready for immediate use. For large ship operations, it is recommended that messengers of 40 mm diameter are employed. Lines should only be led through closed fairleads suitable for STS operations (see Section 4.3.3).

Mooring lines should be deployed in accordance with the mooring plan. When prevailing weather conditions or weather forecasts require it, additional lines should be deployed. It is recommended that no more than two mooring lines are placed through each chock and secured on a set of bitts.

Figure 6 - Example of a mooring plan, including contingency unmooring arrangements

The order of passing mooring lines during mooring, and of releasing lines during unmooring, should be agreed. Where the STS service providers utilize quick release mooring arrangements, their role and use should be discussed to ensure proper understanding.

At any time, spare lines should be readily available to supplement moorings if necessary or in the event of a line failure. While analysis of mooring loads alone may indicate a lesser number of mooring lines would be sufficient, it is prudent to provide for some redundancy. However, where specialized mooring equipment is fitted (e.g. on a dedicated lightering ship) the number of head lines could be reduced where this has proven to be reliable for the local operating environment.

During the transfer operation, freeboard differences should be kept to a minimum, with consideration given to ballasting the higher ship and de-ballasting the lower one where this is possible. Initial ship selection criteria should be considered carefully where large freeboard differences may become significant.

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On completion of mooring it is recommended that messengers are prepared and positioned ready for unmooring in line with the unmooring plan. Their ready availability may save time in an emergency.

Non-pyrotechnic line throwing equipment may be used to make the first connection. Crews should be advised beforehand and further warned immediately before the equipment is used.

To facilitate mooring and unmooring operations, some operators employ a system that utilizes a grommet and loop arrangement, sometimes known as a Double D. An example of this is shown in Figure 7 and includes the optional use of a wire pennant to prevent chafing damage to the synthetic tail in way of the fairlead. Care should be taken, when using wire pennants through fairleads that may be used for High Modulus Poly-Ethylene (HMPE) moorings, to avoid damaging the fairlead's surface (see Section 4.3.3).

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Figure 7 - Securing the line onboard using a Double D arrangement

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Efficiency of STS Mooring Systems .1 Tension in Mooring Lines

Excessive or uneven tension in mooring lines should be avoided because it can significantly reduce the weather threshold at which the forces in mooring lines will exceed their SWL. Attention should be given to this throughout the STS operation in order to ensure changes to the relative freeboards do not create excessive strain in the moorings.

.2 Mooring Line Lead Angles

Peak loads on individual head and stern mooring lines can be minimized if the lead angles are similar and thus more effectively share the mooring loads.

.3 Weather Thresholds

In general, higher weather thresholds for mooring loads can be tolerated when the mother ship is at or close to fully loaded displacement. Masters and STS Superintendents should be aware that weather thresholds may change significantly during the course of an STS operation as the mother ship is lightened. It is also apparent that a larger mother ship can be expected to have a higher mooring load weather threshold than a smaller one.

.4 Long Period Waves and Swell STS operations in locations subject to long period waves should be undertaken with caution. The load on mooring lines at any specific significant wave height greatly increases as the wave period, or period of encounter, increases. A long period swell will result in a greater rolling motion between the two ships. Care should be exercised when planning a turn in a long period swell to prevent moorings being over-stressed.

.5 Direction of Wave Encounter

Wave encounter from a beam direction during STS operations should be avoided. This will need particular attention when using exposed anchorage STS locations that are subject to strong currents, where the ships can lie at a large angle to the wind and waves. When conducting underway STS operations, the optimum wave encounter direction to control mooring loads is commonly considered to be from the quarter, with the larger ship to windward. However, depending on the relative size and displacements of the two ships, this may not always be the case. For instance, when both ships are of similar size and as the receiving ship's displacement increases relative to the discharging ship, the optimum mooring load wave encounter direction may change to the starboard bow, with the receiving ship lying to windward. In such a case it may be advantageous to have sea room available for course alterations across the wind.

.6 Elasticity of Mooring Arrangement

Nylon tails of 11 meters in length are recommended to improve the elasticity of the mooring arrangement (see Section 4.3.3). Under certain circumstances in exposed locations, longer tail lengths may improve the overall integrity of the mooring system.

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.7 Chafing Protection Synthetic moorings passed through shipside fairleads may be subjected to chafing from cyclical loading due to the vessel's motion. Lines can be protected with suitable chafing covers. The covers may be lubricated to minimize the potential for them being damaged.

6.2.3. In Port Mooring Operations

The mooring configuration should be discussed and agreed in advance between the mother ship and vessels expected alongside so that crews have adequate notice to prepare the moorings and to ensure that there is no confusion as to when the mooring ropes will be sent out, and from which location.

STS transfer operations will often involve mooring alongside vessels with a higher freeboard and it is recommended that all lines are led through closed fairleads to avoid the possibility of lines jumping out of the lead.

All mooring lines should be passed through fairleads and be secured to bitts, bollards or cleats with an adequate safe working load (SWL).

Off-shore anchors may often be used as an aid in controlling the approach to a ship that is moored alongside. A sufficient length of cable should be used to provide the necessary drag force.

Bow and stern thrusters, when fitted, should be used to full advantage. Consideration should be given to the effects that the use of the thrusters may have on the mother ship and any other vessels alongside.

The first lines sent to the mother ship will usually be the spring lines, followed by the head and stern lines. Should the springs lines be used to assist in bringing the vessel alongside, due consideration must be given to the impact on the mother ship and the added force being placed on her moorings.

Every effort should be made to prevent chafing of the mooring lines at the chocks or fairleads of both vessels. The moorings should be checked and tended regularly to ensure proper tension is maintained throughout the transfer operation.

Mooring plans should anticipate and allow for the effects of port traffic passing in close proximity to the transfer location.

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7. PHASE-4 : CARGO TRANSFER

7.1. PRE-TRANSFER PROCEDURES

7.1.1. Pre-transfer Requirements

When the two ships are securely moored and before cargo transfer commences, good communications should be established between the personnel responsible for cargo operations on each ship and the pre-transfer checks should be satisfactorily completed.

Before commencing the transfer operation the responsible person(s) on the ships should ensure:

PRE-TRANSFER REQUIREMENTS

1. Proper mooring of the ships.

2. Availability of reliable communication between the two oil tankers.

3. Emergency signals and shutdown signals are agreed.

4. Proper connection and securing of hoses to the oil tanker's manifolds.

5. Proper condition and position of hoses, hose saddles and supports.

6. Flanged joints, where used, are fully bolted and sealed and ensured oil tight.

7. Proper blanking of unused cargo and bunker connections.

8. Tools required for the rapid disconnection of hoses are located at the Manifold.

9. Any valve through which oil could be discharged to the sea is closed and inspected and, if not used in the operation, is sealed to ensure that it is not inadvertently opened.

10. Deck scuppers are properly plugged.

11. Availability of empty drip trays on both oil tankers under couplings of hoses, and means for drip tray drainage.

12. Availability of materials on the oil tankers for on-deck clean-up in case of spillage.

13. Fire axes or suitable cutting equipment is in position at fore and aft mooring stations.

14. An Engine Room watch will be maintained throughout the transfer and the main engine will be ready for immediate use.

15. A bridge watch and/or an anchor watch will be established.

16. Officers in charge of the cargo transfer are identified and details are posted.

17. A deck watch is established to pay particular attention to moorings, fenders, hoses and manifold integrity.

18. Correct understanding of commands and signals by the responsible person(s) on the oil tankers during operations.

19. Confirm completion of Checklists No. 4 or 6 (as applicable) and No. 7.

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7.1.2. Responsibility for Cargo Operations

Cargo transfer operations should be jointly agreed and take into account any limitations imposed by involved vessels and the transfer equipment. Where applicable, details should be included within the Joint Plan of Operation (JPO) (see Section 5.1.2). The person in charge of the cargo operations for each ship should be positively identified and this information exchanged with the other ship. This information is normally included on an allocated duties list posted on the Bridge, Cargo Control Room (CCR) and Engine Control Room (ECR), which shows titles, locations and duties of all persons involved in the STS operation at various times. In addition, an emergency duties list may be similarly posted showing titles, locations and duties of all persons that would be involved should an emergency situation occur. During the cargo transfer operation two officers on each ship should be assigned cargo duties, for example, Chief Officer or cargo engineer assisted by a deck officer.

The transfer operation may be started only after the responsible person(s) on both oil tankers and the POAC have agreed to do so, either verbally or in writing.

7.1.3. Planning for Cargo Transfer

When preparing cargo loading and discharging plans, due regard should be given to ensuring that adequate stability is maintained, hull stresses remain within limits and free surface and sloshing effects are considered. It should be recognized that transfer operations may have to be suspended at any time, due to weather for example. Particular care should be taken to ensure that operational compliance with the relevant damage stability requirements is verified. Consideration should also be given to including verification of both intact and damage stability requirements at the planning stage. The cargo transfer operation should be subject to normal cargo planning processes prior to the operation and the plan should be agreed in writing between the two ships. The cargo plan should include, as a minimum:

CARGO PLAN INFORMATION

1. Means of communication.

2. Expected duration of operation.

3. Watch or shift arrangements and measures to prevent fatigue.

4. Quantity of cargo to be transferred.

5. Sequence of grades, cargo density, temperature and specific precautions such as those that might be necessary for toxic, flammable and static accumulating products.

6. Supply and compatibility of transfer hoses and equipment, including insulating arrangements.

7. Details of cargo transfer system, number of pumps and maximum permissible pumping pressure.

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CARGO PLAN INFORMATION

8. Details of tank washing, including crude oil washing (COW).

9. Cargo heating requirements.

10. Details of vapor management.

11. The time required by the discharging ship for starting, stopping and changing rate of delivery during topping-off of tanks.

12. Rate of cargo transfer during operations (e.g. initial, maximum and topping-off as appropriate).

13. Agreed stopping and emergency shutdown signals and procedures.

14. Disposition and quantity of ballast and slops, including disposal.

15. Emergency and spill containment procedures.

16. Local or government rules that apply to the transfer.

17. Material safety data sheets (MSDS) information in respect of the cargo to be transferred and, if applicable, the receiving ship's previous cargo.

18. Co-ordination of plans for cargo hose connection, monitoring, draining and disconnection.

Before starting cargo transfer, the discharging ship must be informed by the receiving ship of the flow rates required for the different phases of the cargo operation. If variations in transfer rate become necessary, the receiving ship should advise the discharging ship of its requirements. The discharging ship should, similarly, inform the receiving ship of any variations in flow rates due to its operations. The agreed transfer rate should not exceed the manufacturer's recommended flow rates for the cargo transfer equipment.

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7.2. CARGO TRANSFER

7.2.1. General Guidance

The receiving vessel should control the cargo transfer operation in line with the requirements of the agreed cargo plan. The discharging vessel should work to facilitate the requirements of the receiving vessel.

Throughout cargo transfer operations the cargo manifold areas of both ships should be observed by a competent person to monitor the status of the hoses. In addition, a responsible person on each ship should be in communication with the other vessel(s) and be able to immediately stop the transfer.

Cargo transfer should begin at an agreed slow rate to enable the receiving ship to check that the cargo pipeline system is correctly set. The transfer rate should also be reduced to the agreed topping-off rate when the receiving ship's tanks are approaching their final ullage or sounding. Throughout the transfer (at least once an hour) transfer rate checks and comparisons should be made between the two ships, and the results logged. Any differences or anomalies should be carefully checked and, if necessary, cargo operations should be suspended until the differences are resolved. When agreeing the transfer rate, in addition to normal operational considerations account should be taken of factors including, but not limited to, the following: - Limitations dictated by the cargo transfer equipment. - Any limitations imposed by inert gas / vapor management systems and by flow velocities

in the ships' fixed cargo piping or venting systems.

Cargo operations should be conducted under closed conditions with all ullage, sounding / sampling ports securely closed.

When establishing safe filling levels, due account should be taken of the impact of vessel motions on the accuracy of in-tank ullaging / gauging systems, the operation of independent high level alarms and the potential for the carryover of cargo into vapor systems in the event of overfilling.

The incorrect operation of pumps and valves may produce pressure surges that can be sufficiently severe to damage the pipeline or transfer equipment. Consideration should be given to the prevention of pressure surges by careful planning, good communications, effective control of pump speeds and the operation of valves, particularly when topping-off.

Static accumulator cargoes may require extra precautions and recommendations contained in accepted industry codes of practice should be adhered to when handling this type of cargo.

During cargo transfer, appropriate ballast operations should be performed to manage stress and stability and to minimize the differences in freeboard between the ships. Excessive trims should be avoided. Likewise, listing should be avoided except as required for cargo tank draining on the discharging ship. For at sea operations, to ensure full maneuvering capability, propeller immersion should be maintained throughout the operation.

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All ballast operations should be conducted in accordance with the ship's Ballast Water Management Plan. Any national or local regulations controlling discharge of ships' ballast water should be complied with.

Constant attention should be paid to mooring lines and fenders to avoid chafing and undue stress, particularly that caused by changes in relative freeboard. If at any time mooring lines or fender pennants need to be re-positioned or adjusted, this should only be done under strictly controlled conditions. Consideration should be given to the need to suspend other operations to attend to these activities.

7.2.2. Bunkering and Storing

It is not recommended that bunkering takes place at the same time as STS cargo operations. A separate risk assessment should be produced if concurrent bunkering is required. Bunkering and storing activities should only be undertaken at the same time as the cargo transfer if there are sufficient personnel available to effectively monitor both operations. Many terminals and harbor authorities do not permit bunkering to take place while cargo hoses are connected. When transfer operations take place at anchor, storing may be undertaken from a barge or work boat. It should be noted that personnel on the storing vessel are unlikely to be aware of the hazards associated with products being transferred and may require specific briefing on safety and emergency procedures, including use of personal protective equipment (PPE). With the discharging ship moored alongside a terminal, any storing would have to be across the discharging ship. Usually, this will involve the use of the discharging ship's lifting equipment and should require the consent of the STS Superintendent.

7.2.3. Suspension of Cargo Transfer

Both ships should be prepared to immediately discontinue the lightering operation, and to unmoor if necessary. The operation should be suspended when:

SUSPENSION OF CARGO TRANSFER

1. Movement of the ships alongside reaches the maximum permissible and may cause loss of strength or excessive strain on hoses.

2. Under adverse weather and/or sea conditions.

3. Either vessel experiences a power failure.

4. There is a failure of the main communication system between the ships and there are no proper standby communications.

5. Escape of oil through sea valve or ship plating is discovered.

6. There is an unexplained pressure drop in the cargo system.

7. Fire danger is discovered.

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SUSPENSION OF CARGO TRANSFER

8. Any oil leakage is discovered from hoses, couplings, or the ship’s deck piping.

9. Any oil overflow on the ship(s)’ deck caused by over-filling of tank occurs.

10 Faults or damage threatening the escape of oil are discovered.

11. There is a significant, unexplained difference between the quantities of cargo delivered and received.

12. There is any failure of the fendering system.

13. When hours of work are exceeded on either ship.

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7.3. VAPOR BALANCING CONSIDERATIONS

Cargo operations should be conducted under closed conditions with ullage, sounding and sampling ports securely closed. Due regard must be given to any local regulations that may require the adoption of vapor balancing procedures.

7.3.1. Vapor Balancing – General Considerations

It may be required that some STS cargo transfers are undertaken in conjunction with vapor balancing. Such operations should only be conducted between inerted ships in accordance with the following: - Any applicable national or local regulations.

- Guidance contained in the International Safety Guide for Oil Tankers and Terminals (ISGOTT) or other relevant industry codes of practice.

- Where applicable, procedures contained in this Plan and/or the ship's Volatile Organic Compound (VOC) Management Plan.

To perform STS operations using vapor balancing, at least one of the ships involved should be provided with oxygen analysis equipment that is set up to draw samples continuously from the vapor manifold connection to which the vapor transfer hose will be connected.

The vapor hose may be a smooth bore hose fitted with flanges that have been drilled to connect to vapor manifolds, and provided with cylindrical studs to prevent misconnection.

To ensure cargo vapor emissions to the environment are reduced as much as possible during the vapor balancing operation, the following measures to minimize cargo vapor evolution during the operation should be considered: - Careful operation of cargo handling equipment to minimize cavitation of transfer pumps. - Minimizing use of cargo eductors for stripping and draining. - Where applicable, keeping COW operations to a minimum.

7.3.2. Vapor Balancing Considerations before Commencing Cargo Transfer

- Cargo tank ullage space pressures should be maintained as low as practicable without

activating low pressure alarms. - The inert gas (IG) line should be drained and the vapor transfer hose should be purged

and inerted prior to commencing transfer of vapors. - The vapor manifold valves should not be opened until the pressure in the cargo system

of the receiving vessel exceeds that of the ship discharging cargo.

7.3.3. Vapor Balancing Considerations during Cargo Transfer

- It is recommended that, onboard both vessels, a portable oxygen analyzer is stationed in the vicinity of the manifold area to make periodic checks on the vapor stream independently of the continuous monitoring being conducted.

- The inert gas system (IGS) on the discharging ship should be kept on standby ready for immediate use. The system should be operated if the IG pressure in the discharging

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vessel falls below a pre-determined value. Positive pressure should be maintained in all cargo tanks of both ships throughout operations.

- The IG pressure on both ships should be monitored and each ship advised of the other's pressure on a regular basis.

- Transfer operations should be suspended if the oxygen content of the vapor stream exceeds 8% by volume and should only be resumed once the oxygen content has been reduced to 8% or less by volume.

- The cargo transfer rate should not exceed the design rate for the vapor hose, as established by the manufacturer.

7.3.4. Vapor Hose Considerations

- When connected, care must be taken to ensure that the vapor hose is not kinked

anywhere along its length as this may cause significant flow restriction. - Care should be taken to avoid liquid build-up in the vapor hose due to liquid carry-over

from one of the ship's vapor mains or from condensation. - The vapor transfer hose should be purged of air inerted prior to commencing transfer of

vapors. - The Vapor manifold valves should not be opened until the pressure in the cargo system

of the receiving vessel exceeds that of the ship discharging cargo.

An example checklist for transfers involving vapor balancing is provided in Appendix G of the CDI, SIGTTO, ICS and OCIMF’s Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases.

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7.4. SAFETY DURING CARGO TRANSFER

The basic safety requirements for a transfer operation are similar to those for a normal port cargo operation as contained in the latest edition of ISGOTT.

In the event that one of the vessels involved in the STS operation is carrying out simultaneous operations, for example transfer to shore or tank cleaning, the other vessel should be informed and advised of the properties of the products involved and actions to be taken in the event of an emergency.

Particular attention may need to be paid to the fact that personnel on the other vessel might not have experience in dealing with emergencies involving the product(s) being simultaneously handled.

− The inert gas system on the discharging ship should be kept operational and on standby, with the inert gas main deck isolating valve closed. The inert gas system should be used if the inert gas pressure in the discharging vessel falls to a low level (300 mmWG).

− The inert gas pressure on both ships should be monitored and each ship advised of the other's pressure on a regular basis.

− Not air should be allowed to enter the cargo tanks of the discharging ship.

− Transfer operations should be suspended if the Oxygen content of the vapor stream exceeds 8% by volume and should only be resumed once the oxygen content has been reduced to 8% or less by volume.

− The cargo transfer rate must not exceed the design rate for the vapor balancing hose.

The following points are emphasized for an STS transfer operation:

7.4.1. Smoking and Naked Lights

Regulations regarding smoking and the use of naked lights should be strictly enforced. Warning notices should be displayed and smoking rooms should be designated and clearly marked. Due consideration should be given to the different sizes and configurations of vessels, particularly with regard to risks associated with the accommodation spaces of one vessel infringing on the flammable zone of another vessel.

7.4.2. Earths on Electrical Switchboards

Earth indicator lights showing on the main switchboard indicate a faulty circuit and such faults should be immediately traced and isolated. This is to avoid the risk of arcing, especially in deck areas where hazardous accumulations of gas may be present.

7.4.3. Machinery Operations

Issues that should be considered with regard to the management of main engines and machinery systems include:

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- Sufficient reserve power should be available on the switchboard to overcome sudden loss of generating equipment or increased demand. Standby generators and the emergency generator should be tested and confirmed to be ready prior to STS operations.

- The main propulsion unit should either be in standby mode or on short notice of readiness. This ensures that lubrication, fuel, jacket water and other services to the propulsion unit will be maintained. The state of readiness of the main propulsion machinery of both vessels should be agreed between the Masters and the STS Superintendent.

- Steering gear system operational tests should be carried out prior to commencing the STS operation.

- Any changeover of fuel, for example to low sulphur fuel oil, should be undertaken in good time prior to the start of STS operations. Any automated changeover systems should be stabilized before operations commence.

- On vessels fitted with controllable pitch propellers the main propulsion unit could be operating on low load at zero pitch for prolonged periods. Manufacturer's recommendations should be followed when preparing the plant for such operation.

- On ships fitted with boilers, operations such as soot blowing should be carried out prior to commencing the approach manoeuvre. Incinerators should not be used during transfer operations.

- Exhaust uptakes should be regularly monitored. In the event of sparks being observed, transfer operations should be stopped immediately.

7.4.4. Electrical Isolation

It is necessary to ensure that electrical isolation is maintained between the ships involved in STS operations during transfer line connection / disconnection and cargo transfer operations. This is to reduce the risk of high energy sparks being produced due to the electrical potential difference between the hulls. To eliminate the potential for incendive arcing between the two ships, when presenting the hose string for connection one of the following arrangements should be used: - A single insulating flange fitted at the manifold of one ship or within each hose string and

all hoses in the string electrically continuous; or - A single length of electrically discontinuous hose fitted in each hose string; or - Hoses that are specially constructed to prevent static build-up and limit electrical

conductance to an inherently safe level (see Section 4.3.2).

For further information on the electrical properties of hoses and insulating flanges, reference should be made to the guidance contained in ISGOTT.

Where an insulating flange is used, it is important that no part of the conducting hose outboard of the insulated flange comes into contact with the ship to which the insulating flange is fitted, for example from the use of non-insulated hose saddles, as this could cause a spark. Where the transfer arrangement includes the fitting of an emergency release coupling (ERC) to one ship's manifold and the hose string is electrically continuous, the insulating flange should be installed on the end of the cargo transfer hose that is not connected to the ERC.

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As the potential difference between the ships is managed by ensuring that effective electrical isolation is maintained throughout the transfer operation, cathodic protection systems should remain in operation. However, some local regulations may require their isolation. Attention should be paid to the possibility of radio frequency induction when cranes are used, particularly when handling electrically continuous hoses. The supporting steel deck, crane structure, lifting wires, shackles, and hose can form an open-ended induction loop and may lead to arcing between the hose end and the steel deck or other part of the ship's structure. Main MF/HF radio transmitters should be switched off and the antennae earthed during hose handling and cargo transfer operations.

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Other Places Where Electrical Arcing May Occur All STS mooring lines should be insulated either by using the natural properties of soft mooring lines or by attaching a soft rope tail to the eye of each steel wire mooring line. If using soft rope tails, they should be long enough to extend to the outboard side of the ship receiving the mooring. Care should be taken to avoid low resistance ship to ship electrical contact such as that possible through the use of non-insulated metal ladders or contact with derrick or crane wire runners and hooks. Fender cages should be properly maintained to avoid any risk of metal to metal contact.

7.4.5. The Use of Radio and Satellite Communications Equipment

General When sited outside the gas dangerous zone, radio transmitting equipment is not required to be intrinsically safe. The risk assessment should consider that when alongside another vessel such equipment may be within the gas dangerous zone of the other vessel or may be exposed to hazardous vapors during operations or in the event of an emergency. While the transmitting power may not be sufficient to create a source of ignition, ancillary equipment such as motors for azimuth control may present a hazard.

Automatic Identification Systems (AIS)

Unless prohibited by local, national or flag State regulations, it is recommended that the Automatic Identification System (AIS) equipment remains in use at all times, including during STS operations.

The very high frequency (VHF) equipment used for the AIS broadcasts need not be set to low power output during STS operations. However, during STS operations consideration should be given to including a phrase to indicate that the ship is anchored or restricted in her ability to manoeuvre. AIS broadcasts should be considered as supplementary to the obligation to broadcast navigational warnings by other means, not as a replacement.

7.4.6. Radar Use

The use of radar involves the operation of electrical equipment, such as scanner motors, not suited for operation in a potentially hazardous area. The external electrical equipment of the radar on smaller vessels could infringe the flammable zones of the larger ship. With due consideration for the navigational needs, radars of smaller vessels should be switched off prior to berthing and while alongside. Consultation between Masters is advisable before radar is used during cargo transfer operations.

7.4.7. Readiness of Fire-Fighting Equipment Fire-fighting equipment should be ready for immediate use on both ships. Dry powder monitors on each ship should be pointed towards the cargo manifold in use and left in a suitable condition for hands-off operation.

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7.4.8. Electrical Storms

When an electrical storm is present or imminent in the transfer area, the cargo transfer operation should be suspended and all vent risers, cargo systems and inert gas systems (IGS) secured until such time as it is considered safe to resume operations.

7.4.9. Galley Stoves

Before permitting the use of galley stoves and other cooking appliances while a ship is engaged in STS operations, the ship's Master and the STS Superintendent (if applicable) must, after taking into consideration the location, construction and ventilation of the galley, jointly agree that no associated danger exists. Oil or gas fired stoves or electrical appliances using exposed elements should not be used.

7.4.10. Accommodation Openings

Regulations require that windows and portholes in the superstructure within a certain distance of the cargo area must not open, and that openings are positioned to minimize the possibility of vapor entry. These design features must not be modified in any way. All doors (except when being used for access), portholes and other openings should be kept closed during cargo operations. Accommodation doors that have to be kept permanently closed when in port or at sea for security and safety purposes should be clearly marked. The location of the unlocked accommodation access door should also be identified. Such access doors should be on the opposite side of the accommodation to that of the STS operation. The accommodation space should be kept under positive pressure to prevent the entry of flammable or toxic vapors. Should vapors be present, action should be taken to minimize the ingress of vapors into the engine room and accommodation spaces.

7.4.11. Unauthorized Craft

No unauthorized craft should be allowed alongside either ship throughout the transfer.

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7.5. OPERATIONS AFTER COMPLETION OF CARGO TRANSFER

In accordance with previously agreed procedures, after completion of cargo transfer the following operations should be carried out:

OPERATIONS AFTER CARGO TRANSFER

1.

All hoses, including vapor hoses, should be drained into one ship prior to disconnecting. The oil tanker with the greatest freeboard should close the valve at the manifold and drain the oil contained in the hoses into the tank of the other oil tanker. Adequate ullage space should be remained.

2. Hoses should be disconnected and securely blanked.

3. Cargo manifolds should be shut and securely blanked.

4. Authorities should be informed of completion of cargo transfer and the anticipated time of unmooring.

5. Communication checks and oil transfer document completion.

6. Preparation of coordinated unmooring plan on both vessels.

When the loading or discharging of cargo is completed, it must be recorded in the Oil Record Book.

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8. PHASE-5 : DEPARTURE

8.1. UNMOORING

Prior to unmooring, Checklist No. 5 (see Appendix A.1) should be completed by each vessel and confirmation provided to the other vessel that all items have been confirmed as satisfactory. The bridge teams and officers on mooring stations on both vessels need to understand the sequence in which lines will be released, and the method of releasing. If necessary, a broadcast should be made on the appropriate very high frequency (VHF) channel(s) to alert vessels in the vicinity and request a wide berth during the unmooring manoeuvre

8.1.1. Unmooring Procedure while One Ship is at Anchor

This operation may be complicated by the unpredictability of environmental conditions and the difficulty of accurately assessing such factors as tidal conditions and yawing of the anchored ship. It is therefore recommended not to unmoor during a change of tide. It is also recommended that unmooring at anchor be carried out only by persons with considerable experience in STS operations and, where the ship is not fitted with thrusters, the use of tugs should be considered, especially if yawing of the anchored ship is anticipated. If no tug support is available, postponement of the operation should be considered. Alternatively, the anchor should be weighed and unmooring should be carried out while making way.

After singling-up, the controlled slacking of head and stern lines may allow the vessel to part from the anchored ship. Thrusters, main engine movements and rudder angles should be used cautiously, while being fully aware of the effect on the heading of the anchored ship and avoiding any inducement to cause it to yaw.

8.1.2. Unmooring Procedure after Underway Transfer

Where STS transfer operations have taken place while underway, options to assist in separating the ships may include: - Maneuvering the combined two ship system to position the vessel with the highest

freeboard on the downwind side. - With little or no wind, maneuvering the ships so that the swell is ahead to assist with

separating the bows.

To minimize the effects of interaction, it is recommended that speeds are maintained at a minimum appropriate for the prevailing weather conditions. All moorings should remain on the winch brake until instructions are received from the Master to place winches in gear.

Care needs to be exercised when unmooring to avoid the two ships coming into contact. The sequence of mooring line release should be planned for each individual unmooring operation, taking into account the prevailing weather conditions. The unmooring sequence should ensure that propellers are kept clear. The tension on the mooring lines and compression of

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individual fenders should be closely monitored throughout. Bows may be brought up into the wind or swell to assist in separating the vessels. The proximity of the aft ends of both vessels and compression on the aftermost fender should be monitored closely as the bows open up. The maneuvering ship should avoid crossing close ahead of the other vessel. The constant heading ship should not independently manoeuvre until advised that the maneuvering ship is clear.

It should be noted that local conditions or ship configurations may cause difficulties in separating the two ships and alternative maneuvers may need to be considered.

8.1.3. Unmooring from a Ship Alongside a Terminal

Where necessary, the permission of the harbor authorities and the terminal should be obtained prior to commencing unmooring operations. Unmooring operations should be conducted in accordance with procedures agreed by both Masters and particular attention should be given to prevailing weather and tidal conditions.

Where multiple vessels are alongside a mother ship the STS Superintendent should give consent for the unmooring operation and all other vessels should be made aware of the planned departure. This requirement applies equally to the unmooring of unmanned barges.

If unmooring takes place during hours of darkness, consideration should be given to reducing background lighting so as to be fully aware of other vessels and the proximity of navigational hazards, while ensuring that all working areas are adequately and safely lit.

Within port limits, the services of a pilot and tug support may be required by local regulation.

Bow and stern thrusters, when fitted, should be used to full advantage. Consideration should be given to the effects that the use of the thrusters may have on the mother ship and any other vessels alongside.

The mother ship may provide crew to release the lines. However, this should not detract from the safety of any ongoing cargo operations. Port regulations may require that licensed line handlers are used and these must be arranged in advance, to board with the pilot.

Should the spring lines be used for springing off, consideration should be given to the added force likely to be placed on the mother ship's moorings. Secondary fenders should be ready for positioning to prevent contact between the hulls.

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8.1.4. Unmooring Checks

Sufficient crew should be allocated to unmooring stations and consideration should be given to the following points:

UNMOORING CHECKS

1. The cargo transfer side of the ship should be cleared of obstructions including derricks or cranes.

2. The method of disengagement and letting go of mooring lines should be agreed.

3. Fenders, including their towing and securing lines, should be checked to be in good order.

4. Winches and winch lasses should be ready for immediate use.

5. Rope messengers and rope stoppers should be ready at all mooring stations.

6. Sharp fire axes or other suitable cutting equipment should be available at each mooring station.

7. Communications should be confirmed between ships.

8. Communications should be established with mooring personnel.

9. Mooring personnel should be instructed to let go mooring lines only when directed.

10. Shipping traffic in the vicinity should be checked.

11. Checklist No. 5 should be completed.

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8.2. PROCEDURE FOR UNBERTHING

Special care needs to be taken when unmooring to avoid the two ships coming into contact. While there are other methods, a common method of unmooring is achieved by: The forward gang let go the forward springs and then the headlines. The after gang lets go the stern lines and then the after springs and the maneuvering ship moves clear. Special care should be adopted during letting go of the last lines. This needs to be performed both safely and effectively. A method that can facilitate this is the “toggle pin technique”. The mooring lines sequence may be changed at times according to weather conditions and/or at the discretion of the Mooring Master. The two vessels will be informed prior to the unmooring of any changes. The constant heading ship should not independently manoeuvre until advised that the maneuvering ship is clear. It should be noted that local conditions or ship configurations may cause difficulties in separating the two ships and alternative plans should be considered.

8.2.1. Unmooring Using Quick Release Arrangements

Special care should be taken in regard to letting go the last lines in an expeditious and safe manner. This operation should be planned in advance, be undertaken by experienced crew and requires good communications and supervision.

Different methodologies can be applied by STS Superintendents and ships' crews to carry out this task safely and effectively. One such method involves the use of quick release hooks secured around the mooring bitt or a "toggle" pin that is used in conjunction with a messenger to take the load of the mooring line while it is removed from the mooring bitt (see Figure 8). There are some vessels with quick release hooks permanently mounted on deck and this needs to be taken into consideration in the STS mooring pre-planning stage as well as unmooring.

Moorings attached to quick release hooks should not be released when under load and the lines should be slacked down prior to release.

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Figure 8 - Unmooring with Toggle Pins with Double D tails installed

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8.3 COMPLETION OF STS OPERATION - EVALUATION - NOTIFICATION

Upon completion of the STS operation a performance evaluation should be completed in order to access all the participants, their performance and efficiency. special note should be given on the required corrections that should be taken into account for further operations.

A. Notification to Authorities Upon completion of each STS lightering operation, each ship or their ship agents should provide a STS completion notice to the appropriate Coastal State Authorities as per the local or National requirements. In general, the following information should be reported in the notification :

• Time and date of completion of STS operation

• Quantity and type of cargo transferred

• Service vessel discharge port

• ETA to pilot and discharge port

B. RECORD KEEPING OF STS OPERATIONS The requirements of recording the cargo transfer operation is to follow the guidance provisions outlined in IMO Resolution MEPC.117(52) with regard to completing the Oil Record Book for the STS transfer operations taking place on the ship. All documents including logs, records and reports, in support of an STS transfer operation should be collected and maintained on board the ship.

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APPENDIX A

A.1 SAFETY CHECKLISTS

Attached checklists are from OCIMF and may be used as appropriately.

Check list No : Title

1. PRE-FIXTURE INFORMATION (Between Ship Operator / Charterer & Organizer)

2. BEFORE OPERATIONS COMMENCE

3. BEFORE RUN-IN AND MOORING

4. BEFORE CARGO TRANSFER

5. BEFORE UNMOORING

6. PRE-TRANSFER CHECKLIST FOR IN PORT STS TRANSFER

6A. CHECKS DURING TRANSFER FOR IN PORT STS OPERATIONS

7. ISGOTT SHIP/SHORE SAFETY CHECKLIST

8. JPO CHECKLIST

9. OCIMF - Check list for PERSONNEL TRANSFER BY CRANE - PERSONNEL TRANSFER

10. OCIMF - Check list for TRANSFERS INVOLVING VAPOR BALANCING

11. IMO Notification - NOTIFICATION TO COASTAL AUTHORITIES

12. USCG "DECLARATION OF INSPECTION" (DOI) FOR TANKER VESSELS

13 STS ASSESSMENT "STS PERFORMANCE EVALUATION"

14. STS SERVICE PROVIDER (SP) AND POAC QUALITY ASSURANCE

15. STS : NON CONFORMITY REPORT

16. STS : FENDER SELECTION CALCULATION

17. STS : FENDER SELECTION ASSISTANCE REQUEST FORM

18. ECQ -1 : IDENTIFICATION OF STS EQUIPMENT

19. ECQ -2 : RECORDING HOSE ASSEMBLY SERVICE AND TESTS

20. ECQ -3: RECORDING FENDER ASSEMBLY SERVICE AND TESTS

21. ECQ - 4: PERSONNEL TRANSFER BASKET INSPECTION

22. ECQ -5 : LOG BOOK FOR STS EQUIPMENT INSPECTION

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER – IMO NO. 8910598

SHIP TO SHIP TRANSFER CHECK-LIST 1 – PRE-FIXTURE INFORMATION (Between Ship Operator/Charterer and Organiser)

Ship Operator: Ship Charterer: STS Organiser:

Ship’s Name: Company:

Call Sign/INMARSAT No: Proposed Date of Transfer:

IMO Number: Proposed Location:

Part - A (OCIMF 2013)

Discharging / Receiving Ship (Delete as appropriate)

Ship Operator’s

Confirmation Yes / No

Remarks

1. Current Vessel Particulars Questionnaire (VPQ) data has been exchanged

/

2. State the anticipated maximum berthing displacement of the ship

/

3. State the anticipated arrival draughts and freeboard

/

4. If the berthing operation is to be conducted underway, confirm that the ship can maintain about five knots for a minimum of two hours

/

5. The ship is able to conduct operations in accordance with the latest edition of the Ship to Ship Transfer Guide

/

6. Sufficient manpower will be provided to ensure the safe conduct of operations while minimising the potential for fatigue

/

7. Key vessel personnel can communicate in English. If not, state working language used

/

8. The ship's manifold arrangement and lifting gear is in accordance with OCΙMF or SIGTTO recommendations for the ship type/size

/

9. State the maximum and minimum expected height of the cargo manifold from the waterline during the transfer

/

10. The SWL and outreach of the ship's lifting equipment is sufficient for the intended operation

/

11. Where applicable, a copy of the STS Operations Plan has been exchanged

/

12. If not included within the STS Operations Plan, a general arrangement plan or other similar mooring diagram has been exchanged

/

13. The location and number of enclosed fairleads and mooring bitts fitted on the ship is in accordance with Mooring Equipment Guidelines

/

14. The ship is able to deploy all lines on winch drums /

15. Messenger lines of suitable strength will be available at each mooring location

/

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

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SHIP TO SHIP TRANSFER CHECK-LIST 1 – PRE-FIXTURE INFORMATION (Between Ship Operator/Charterer and Organiser)

Ship Operator’s Confirmation

Remarks

16. MSDS information has been exchanged for the cargo being transferred and, where applicable, the previous cargo of the receiving ship

/

17. Both sides of the ship are clear of any overhanging projections, including bridge wings

/

18. Sufficient accommodation is available on board for STS personnel

/

19. Confirm the vessel is equipped to conduct vapor balancing

/

Part - B (Due Diligence)

20. Participating vessel has been cleared from Operators, Managers and Owners

/

21. STS service provider has been cleared from Operators, managers and Owners.

/

22. Master, Operators, managers and Owners are aware of POAC qualifications and he fulfils requirements of IMO manual on Oil Pollution (Sect.1 Par.6)

/

23. Date of last STS operation

24. Fender selection has been performed according to the latest edition of the "Ship to Ship transfer Guide" of ICS/OCIMF

/

FOR DISCHARGING SHIP / RECEIVING SHIP (Tick as appropriate)

Name:

Rank:

Signature Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER – IMO NO. 8910598

SHIP TO SHIP TRANSFER CHECK-LIST 2 – BEFORE OPERATIONS COMMENCE

Discharging Ship’s Name:

Receiving Ship’s Name:

Name of Designated POAC:

Name of STS Superintendent if different from POAC:

Date and Location of Transfer:

Part - A (OCIMF 2013) Checked Yes / No

Remarks

1. Α copy of the completed checklist 1 has been received

/

2. Α copy of the JPO that encompasses the entire transfer operation has been received

/

3. Personnel will comply with the hours of work and rest requirements of ΙΜΟ and national regulations, as appropriate

/

4. Radio communications, including back-up systems, have been agreed and tested and clocks have been synchronised between the ships

/

5. The language of operations has been agreed /

6. The rendezvous position of the transfer area has been agreed

/

7. Information on ship handling characteristics has been exchanged, including details of any critical main engine revolutions and corresponding speed

/

8. Approach, maneuvering and mooring plans are understood and confirmed

/

9. Mooring procedures have been agreed, including fender positions and number/type of ropes to be provided by each ship

/

10. The system and method of electrical isolation between the ships has been agreed

/

11. The ship is upright and at a suitable trim, without any overhanging projections

/

12. Maneuvering, mooring and navigational

equipment has been tested and found in good order

/

13. Cargo transfer system safety devices, including IG and emergency shutdown (ESD) systems, where applicable, have been proven operational not more than 48-hours prior to the operation

/

14. The ship's boilers and tubes have been cleared of soot and it is understood that during STS operations, tubes must not be blown

/

15. Engineers have been briefed on engine speed (and speed adjustment) requirements

/

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SHIP TO SHIP TRANSFER CHECK-LIST 2 – BEFORE OPERATIONS COMMENCE

Checked Yes / No

Remarks

16. Weather forecasts have been reviewed for the transfer area and arrangements have been made for their continued receipt throughout the operation

/

17. The hose lifting equipment is suitable and ready for use

/

18. The cargo transfer hoses/arms have been tested

and certified and they are in apparent good condition

/

19. The fenders and associated equipment are visually in good order

/

20. The crew has been briefed on the mooring procedure

/

21. The contingency plan is agreed and an appropriate emergency drill has been conducted

/

22. Local authorities have been advised of the STS operation

/

23. A navigational warning has been broadcast /

24. Monitoring is in place for accommodation, void spaces, pumproom, compressor and motor rooms, as applicable, to detect possible flammable atmospheres

/

25. The other ship has been advised that checklist 2 is satisfactorily completed

/

FOR DISCHARGING SHIP / RECEIVING SHIP (Tick as appropriate)

Name:

Rank:

Signature: Date:

*Note that items 17, 18 and 19 can only be checked by the vessel that has them onboard. **Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER – IMO NO. 8910598

SHIP TO SHIP TRANSFER

CHECK-LIST 3 – BEFORE RUN-IN AND MOORING

Discharging Ship’s Name:

Receiving Ship’s Name:

Name of Designated POAC:

Name of STS Superintendent if different from POAC:

Date and Location of Transfer:

Part - A (OCIMF 2013) Checked Yes / No

Remarks

1. Checklist 2 has been satisfactorily completed /

2. Primary fenders are correctly positioned and fender rigging is in order

/

3. If required, secondary fenders are correctly positioned and secured

/

4. There are no overhanging projections on the side of berthing

/

5. A proficient helmsman is at the wheel /

6. Cargo manifold connections are prepared, blanked and marked

/

7. Course and speed information has been exchanged and agreed

/

8. The method for controlling the ship's speed adjustment, e.g. by changes to revolutions, propeller pitch or by telegraph, has been agreed

/

9. Navigational signals are displayed /

10. Adequate lighting is available /

11. Power is available for winches and they are in good order /

12. Rope messengers, rope stoppers and heaving lines are ready for use

/

13. All mooring lines are ready /

14. Fire axes, or suitable cutting equipment, are in position at the fore and aft mooring stations

/

15. Crew are standing by at their mooring stations /

16. Communications are established with mooring personnel and with the other ship

/

17. Fire-fighting and anti-pollution equipment is ready for use /

18. Shipping traffic in the area is being monitored /

19. The vessel status has been appropriately set on the Automatic Identification System (AIS)

/

20. The other ship has been advised that checklist 3 is satisfactorily completed

/

FOR DISCHARGING SHIP / RECEIVING SHIP (Tick as appropriate)

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER – IMO NO. 8910598

SHIP TO SHIP TRANSFER CHECK-LIST 4 – BEFORE CARGO TRANSFER

Discharging Ship’s Name:

Receiving Ship’s Name:

Name of Designated POAC:

Name of STS Superintendent if different from POAC:

Date and Location of Transfer:

Part - A (OCIMF 2013) Checked Yes / No

Remarks

1. Checklist 3 has been satisfactorily completed /

2. Α standard pre-transfer checklist, such as the ISGOTT ship/shore safety checklist or equivalent, has been satisfactorily completed and arrangements have been made for repetitive checks during the transfer

/

3. Required regional checklists have been completed /

4. Procedures for the transfer of personnel have been agreed

/

5. If used, the gangway is correctly positioned and well secured

/

6. Inter-ship communication systems, including back- up, are agreed and tested

/

7. Emergency signals and shutdown procedures are agreed

/

8. The engine room will be manned as required throughout the transfer and the main engine maintained on standby or on short notice of readiness

/

9. Α bridge watch and/or an anchor watch is established

/

10. Officers in charge of the cargo transfer on both ships

are identified and details have been exchanged and posted

/

11. A deck watch has been established to pay particular attention to moorings, fenders, hoses, manifold areas and overside

/

12. The initial cargo transfer rate has been agreed with the other ship

/

13. The maximum cargo transfer rate is agreed and recorded, taking into account the maximum flow rates of the transfer system, including hoses

/

14. Arrangements have been made for the regular exchange of information on quantities of cargo transferred

/

15. The topping-off rate has been agreed and recorded /

16. The procedure for stopping transfer is agreed /

17. Ballasting and deballasting arrangements are agreed /

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

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SHIP TO SHIP TRANSFER

CHECK-LIST 4 – BEFORE CARGO TRANSFER

Checked Yes / No

Remarks

18. Cargo hoses are well supported and protected from chafing and the hose release area is clear of obstructions

/

19. Tools required for rapid disconnection are located at the cargo manifold

/

20. Messengers are prepared and positioned ready for unmooring in accordance with the unmooring plan

/

21. Details of the previous cargo of the receiving ship,

including any hazardous or toxic properties, have been given to the discharging ship

/

22. Security information has been exchanged and, if required, a Declaration of Security has been completed

/

23. The other ship has been advised that checklist 4 is satisfactorily completed

/

FOR DISCHARGING SHIP / RECEIVING SHIP (Tick as appropriate)

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER – IMO NO. 8910598

SHIP TO SHIP TRANSFER

CHECK-LIST 5 – BEFORE UNMOORING

Discharging Ship’s Name:

Receiving Ship’s Name:

Name of Designated POAC:

Name of STS Superintendent if different from POAC:

Date and Location of Transfer:

Part - A (OCIMF 2013) Checked Yes / No

Remarks

1. Cargo hoses are properly drained prior to hose disconnection

/

2. Cargo hoses or manifolds are securely blanked /

3. The transfer side of the ship is clear of obstructions (including hose lifting equipment)

/

4. The method of letting go moorings and separation of

ships has been agreed and crew have been briefed on procedures

/

5. The fenders, including fender rigging, are in good order

/

6. Secondary fenders are correctly positioned and secured for departure

/

7. Power is available for mooring winches /

8. Rope messengers and rope stoppers are available at all mooring stations

/

9. Crew are standing by at their mooring stations /

10. Communications are established with mooring personnel and with the other ship

/

11. Shipping traffic in the area is being monitored and a very high frequency (VHF) alert has been transmitted

/

12. Maneuvering, mooring and navigational equipment has been tested and is ready for departure

/

13. Mooring personnel have been instructed to let go only as directed by the Master

/

14. Agreement has been reached that navigational

warnings will be cancelled and AIS status updated when clear of the other ship

/

15. The other ship has been advised that checklist 5 is satisfactorily completed

/

FOR DISCHARGING SHIP / RECEIVING SHIP (Tick as appropriate)

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER – IMO NO. 8910598

SHIP TO SHIP TRANSFER

CHECK-LIST 6 – PRE-TRANSFER CHECKLIST FOR IN PORT STS TRANSFER

Discharging Ship’s Name:

Receiving Ship’s Name:

Name of STS Superintendent:

Date and Location of Transfer:

Part - A (OCIMF 2013)

Discharging Ship Checked

Yes / No

Receiving Ship

Checked Yes / No

Terminal Checked Yes / No

1. A standard pre-transfer checklist, such as the ISGOTT ship / shore safety checklist or equivalent, has been satisfactorily completed and arrangements have been made for repetitive checks during the transfer

/

/

/

2. Required regional checklists have been completed / / /

3. Written permissions for cargo operations to take place are available to all Responsible Persons

/ / /

4. The formal risk assessment has been communicated by the transfer organizer and reviewed by involved parties

/

/

/

5. The general contingency plan for the cargo transfer operation has been communicated by the transfer organizer and reviewed by involved parties

/

/

/

6. Security information has been exchanged and, if required, a Declaration of Security has been completed

/

/

/

7. Suitable fenders are rigged correctly to prevent contact of the vessels

/ / /

8. Fire axes, or suitable cutting equipment, are in place at the fore and aft mooring stations

/ / /

9. Present and forecast weather and sea conditions have been considered

/ / /

10. A means of access is in place to allow personnel to safely transit between the vessels

/ / /

11. Cargo specifications and any requirements for

inerting, heating, reactivity and inhibitors have been exchanged

/

/

/

12. The cargo transfer operation is to be completed under closed conditions

/ / /

13. Where applicable, procedures for vapor control / balancing have been agreed

/ / /

14. All cargo monitoring systems, including level gauges,

high level alarms, pressure gauges & alarms, have been tested and are operational

/

/

/

15. Where necessary, permissions for tank cleaning have been obtained and procedures are in place

/ / /

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SHIP TO SHIP TRANSFER CHECK-LIST 6 – PRE-TRANSFER CHECKLIST FOR IN PORT STS TRANSFER

16. Access to the cargo deck is restricted and controlled during cargo transfer operations

/ / /

Discharging Ship Checked

Receiving Ship Checked

Terminal Checked

17. All personnel engaged in the cargo operation are provided with appropriate PPE including, where necessary, personal gas detectors / monitors

/

/

/

18. Cargo hoses have been pressure tested within the prescribed period and documentation is available onboard

/

/

/

19. The construction and material of the cargo hoses is

suitable for the temperature and nature of the product(s)

/

/

/

20. Where electrically continuous hoses are used, the hoses are connected to the vessel with the insulated flange before being passed to the other vessel for connection

/

/

/

21. The cargo hose string is of adequate length and properly supported

/ / /

22. The cargo lines are lined up in accordance with the cargo operation plan

/ / /

23. Spill response equipment is on station and ready for immediate deployment

/ / /

24. Where applicable, fire-fighting provision has been made for unmanned barges

/ / /

25. Spaces to be routinely monitored for any build-up of flammable and/or toxic vapor have been identified

/ / /

Signature Name

Officer in Charge – Discharging Ship

Officer in Charge – Receiving Ship

Terminal:

STS Superintendent:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

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SHIP TO SHIP TRANSFER

CHECK-LIST 6A – CHECKS DURING TRANSFER FOR IN PORT STS OPERATIONS

Discharging Ship’s Name:

Receiving Ship’s Name:

Name of STS Superintendent:

Date and Location of Transfer:

Part - A (OCIMF 2013)

Repetitive Check 1 Yes / No

Repetitive Check 2 Yes / No

Repetitive Check 3 Yes / No

1. Present weather and sea conditions are within the agreed limits

/ / /

2. Personnel engaged in the cargo transfer operation are wearing appropriate PPE

/ / /

3. Cargo hose strings, manifold connections and cargo systems are free of any leakage

/ / /

4. Cargo hoses are properly supported, taking into

account changing freeboards and any movement between the vessels

/

/

/

5. All cargo monitoring systems, including level gauges, high level alarms, pressure gauges and alarms, are functioning correctly

/

/

/

6. The cargo transfer operation is continuing under closed conditions

/ / /

7. The sea surface around the vessels is periodically visually checked for any sign of pollution

/ / /

8. All identified spaces are being routinely monitored for any build-up of flammable and/or toxic vapor

/ / /

9. All mooring lines are correctly tensioned and managed during the cargo transfer operation

/ / /

10. Where rigged in accordance with local requirements, emergency towing-off pennants are adjusted throughout the cargo transfer operation

/

/

/

11. On completion of cargo transfer to or from a tank, the tank is secured

/ / /

12. Levels in all cargo and ballast tanks, including those not being worked, are routinely monitored

/ / /

Checked By:

Date and Time:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

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SHIP TO SHIP TRANSFER

CHECK-LIST 7 – ISGOTT SHIP / SHORE SAFETY CHECKLIST

Ship’s Name: IMO No.:

PART A – Bulk Liquid General – Physical Checklist

Bulk Liquid General Ship Terminal Code Remarks

1. There is safe access between the ship and shore. R

2. The ship is securely moored. R

3. The agreed ship/shore communication system is operative.

A R System:

Backup System:

4. Emergency towing-off pennants are correctly rigged and positioned.

R

5. The ship's fire hoses and fire-fighting equipment are positioned and ready for immediate use.

R

6. The terminal’s fire-fighting equipment is positioned and ready for immediate use.

7. The ship's cargo and bunker hoses, pipelines and manifolds are in good condition, properly rigged and appropriate for the service intended.

8. The terminal’s cargo and bunker hoses or arms are in good condition, properly rigged and appropriate for the service intended

9. The cargo transfer system is sufficiently isolated and drained to allow safe removal of blank flanges prior to connection.

10. Scuppers and save-alls on board are effectively plugged and drip trays are in position and empty.

R

11. Temporarily removed scupper plugs will be constantly monitored.

R

12. Shore spill containment and sumps are correctly managed.

R

13. The ship's unused cargo and bunker connections are properly secured with blank flanges fully bolted.

14. The terminal’s unused cargo and bunker connections are properly secured with blank flanges fully bolted.

15. All cargo, ballast and bunker tank lids are closed.

16. Sea and overboard discharge valves, when not in use, are closed and visibly secured.

17. All external doors, ports and windows in the

accommodation, stores and machinery spaces are closed. Engine room vents may be open.

R

18. The ship's emergency fire control plans are located externally.

Location:

If the ship is fitted, or is required to be fitted, with an inert gas system (IGS), the following points should be physically checked:

Inert Gas System Ship Terminal Code Remarks

19. Fixed IGS pressure and oxygen content recorders are working.

R

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SHIP TO SHIP TRANSFER CHECK-LIST 7 – ISGOTT SHIP / SHORE SAFETY CHECKLIST

Inert Gas System Ship Terminal Code Remarks

20. All cargo tank atmospheres are at positive pressure with oxygen content of 8% or less by volume.

P R

PART B – Bulk Liquid General – Verbal Verification

Bulk Liquid General Ship Terminal Code Remarks

21. The ship is ready to move under its own power. P R

22. There is an effective deck watch in attendance on board and adequate supervision of operations on the ship and in the terminal.

R

23. There are sufficient personnel on board and ashore to deal with an emergency.

R

24. The procedures for cargo, bunker and ballast handling have been agreed.

A R

25. The emergency signal and shutdown procedure to be used by the ship and shore have been explained and understood.

A

26. Material Safety Data Sheets (MSDS) for the cargo transfer have been exchanged where requested.

P R

27. The hazards associated with toxic substances in the cargo being handled have been identified and understood.

H2S Content:

Benzene Content:

28. An International Shore Fire Connection has been provided.

29. The agreed tank venting system will be used. A R Method:

30. The requirements for closed operations have been agreed.

R

31. The operation of the P/V system has been verified.

32. Where vapor return line is connected, operating parameters have been agreed.

33. Independent high level alarms, if fitted, are operational and have been tested.

A R

34. Adequate electrical insulating means are in place in the ship/shore connection.

A R

35. Shore lines are fitted with a non-return valve, or procedures to avoid back-filling have been discussed.

36. Smoking rooms have been identified and smoking requirements are being observed.

A R Nominated smoking rooms:

37. Naked light regulations are being observed. A R

38. Ship/shore telephones, mobile phones and pager requirements are being observed.

A R

39. Hand torches (flashlights) are of an approved type.

40. Fixed VHF/UHF transceivers and AIS equipment are on the correct power mode or switched off.

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SHIP TO SHIP TRANSFER CHECK-LIST 7 – ISGOTT SHIP / SHORE SAFETY CHECKLIST

Bulk Liquid General Ship Terminal Code Remarks

41. Portable VHF/UHF transceivers are of an approved type.

42. The ship's main radio transmitter aerials are earthed and radars are switched off.

43. Electric cables to portable electrical equipment within the hazardous area are disconnected from power.

44. Window type air conditioning units are disconnected.

45. Positive pressure is being maintained inside the accommodation, and air conditioning intakes, which may permit the entry of cargo vapors, are closed.

46. Measures have been taken to ensure sufficient mechanical ventilation in the pump room.

R

47. There is provision for an emergency escape.

48. The maximum wind and swell criteria for operations have been agreed.

A Stop cargo at: Disconnect at: Unberth at:

49. Security protocols have been agreed between the

Ships Security Officer and the Port Facility Security Officer, if appropriate.

A

50. Where appropriate, procedures have been agreed for receiving nitrogen supplied from shore, either for inerting or purging ship’s tanks, or for line clearing into the ship.

A P

If the ship is fitted, or is required to be fitted, with an inert gas system (IGS), the following statements should be addressed: Inert Gas System Ship Terminal Code Remarks

51. The IGS is fully operational and in good working order. P

52. Deck seals, or equivalent, are in good working order. R

53. Liquid levels in pressure/vacuum breakers are correct. R

54. The fixed and portable oxygen analysers have been calibrated and are working properly.

R

55. All the individual tank IG valves (if fitted) are correctly set and locked.

R

56. All personnel in charge of cargo operations are aware that, in the case of failure of the inert gas plant, discharge operations should cease and the terminal be advised.

If the ship is fitted with a Crude Oil Washing (COW) system, and intends to crude oil wash, the following statements should be addressed:

Crude Oil Washing Ship Terminal Code Remarks

57. The Pre-Arrival COW check-list, as contained in the approved COW manual, has been satisfactorily completed.

58. The COW check-lists for use before, during and after COW, as contained in the approved COW manual, are available and being used.

P

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SHIP TO SHIP TRANSFER CHECK-LIST 7 – ISGOTT SHIP / SHORE SAFETY CHECKLIST

PART B – Bulk Liquid General – Verbal Verification

If the ship is planning to tank clean alongside, the following statements should be addressed:

Tank Cleaning Ship Terminal Code Remarks

59. Tank cleaning operations are planned during the ship’s stay alongside the shore installation.

Yes/No Yes/No

60. If ‘yes’, the procedures and approvals for tank cleaning have been agreed.

61. Permission has been granted for gas freeing operations.

Yes/No Yes/No

DECLARATION

We, the undersigned, have checked the above items in Parts A and B in accordance with the instructions and have satisfied ourselves that the entries we have made are correct to the best of our knowledge. We have also made arrangements to carry out repetitive checks as necessary and agreed that those items coded ‘R’ in the Check List should be re-checked at intervals not exceeding hours. If to our knowledge the status of any item changes, we will immediately inform the other party.

For Ship For Discharging / Receiving vessel

Name:

Name:

Rank:

Position:

Signature:

Signature:

Date/Time: Date/Time:

➢ RECORD OF REPETITIVE CHECKS: Date:

Time:

Initials for Ship:

Initials for Shore:

Date:

Time:

Initials for Ship:

Initials for Shore:

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SHIP TO SHIP TRANSFER

CHECK-LIST 8 – JPO CHECKLIST

Discharging Ship’s Name:

Receiving Ship’s Name:

Name of Designated POAC:

Name of STS Superintendent if different from POAC:

Date and Location of Transfer:

The following information has been exchanged between the two ships:

Checked Yes / No

Remarks

1. Details regarding rendezvous location & designated lightering area, including relevant risk assessment(s).

/

2. Brief description regarding how the STS operation will be conducted.

/

3. Details regarding any local or government regulatory requirements and mandatory notifications.

/

4. Communication protocols. /

5. Security requirements. /

6. Procedures associated with any personnel transfers. /

7. Details regarding any service craft and launches. /

8. Environmental operating parameters / limits for each stage of the STS operation.

/

9. Fender configuration and rigging arrangements. /

10. Mooring plans and arrangements and sequence of running lines, including use of any specialist mooring equipment.

/

11. Details of transfer and associated equipment, including the number, type and dimensions of cargo hoses and method of rigging / support.

/

12. Maximum and minimum draught and freeboard anticipated during operations, including details of the stage of operations they relate to.

/

13. Emergency and spill containment procedures. /

14. Sequence of actions in case of spillage of cargo. /

15. Co-ordination of plans for cargo hose connection, draining, purging and disconnection, as appropriate.

/

16. Detailed unmooring sequence. /

17. Details of the cargo transfer plan(s) or reference to their content.

/

18. For double banking operations, the suitability of the berth and strength of mooring points are confirmed.

/

FOR DISCHARGING SHIP / RECEIVING SHIP (Tick as appropriate)

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 9 –OCIMF CHECKLIST "PERSON TRANSFER BY CRANE"

Discharging Ship’s Name:

Receiving Ship’s Name:

Name of Designated POAC:

Name of STS Superintendent if different from POAC:

Date and Location of Transfer:

Part - A Prior to Arrival at STS Location :Crane Checked Yes / No

Remarks

1. A visual inspection has been undertaken by a qualified person of all operating parts, including runner wire, sheaves, cargo block / hook, hydraulic piping, etc. (Wires are lubricated with no signs of kinks, rust or nips. Wires are evenly stowed on the winch drum with no tangles or loops. Check hook swivel. Check wire rope terminations at hook and winch drum are in place and secure. Also refer to manufacturer's inspection recommendations).

/

2. A full functional operating check has been performed, in accordance with the manufacturer's instruction manual, and all controls have been confirmed as operating satisfactorily. (Wind speed and vessel movement suitable to perform operation?).

/

3. All crane safety devices have been tested. The operation of limit switches, hook safety latch, brakes, etc has been checked. (Cranes must be fitted with hoisting upper and lower limits, luff upper and lower limits)

/

4. The emergency mode of operation has been tested. (Does the hoisting winch have an alternative means of lowering if the crane loses primary power? This can include emergency sources of power or manual operation (hand pump)).

/

5. State date wire last replaced & load test. /

Part - B Prior to Arrival at STS Location : Personnel Transfer Basket (PTB)

Checked Yes / No

Remarks

1. The PTB is certified for use /

2. A complete visual check has been performed of all Components of the PTB in accordance with manufacturer's guidance

(Checks should include the lifting ring, load line, safety load line,

lifting sling and shock cords, aluminium rings, ultraline rigging line, splices, etc)

/

3. Steel components have been inspected for deterioration, cracks, distortion, weld integrity, rust, etc.

/

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SHIP TO SHIP TRANSFER CHECK-LIST 9 –OCIMF CHECKLIST "PERSON TRANSFER BY CRANE"

4. Tag lines are attached to the bottom outside of the basket in accordance with manufacturer's guidelines.

/

5. The condition of personal flotation devices (PFDs) has been checked and there are sufficient to ensure their availability for all personnel being transported. (The PFD should be suitable for basket transfer, taking into consideration the height above sea level)

/

Part - C Pre-Personnel Transfer Operation Checked Yes / No

Remarks

1. All participants have been properly briefed to ensure that transfer procedures are understood.

/

2. All persons in direct control of the crane have completed on board training as per Company's requirements. (The person operating the crane for personnel transfers should be an experienced crane operator and be fully familiar with the International crane hand signals).

/

3. The Officer in charge has confirmed that the personnel basket and crane have been inspected and tested before use, as per Company's instructions and manufacturer's guidance.

/

4. Sufficient personnel are available to perform the transfer safely (Cranes must only be operated by trained and certified personnel).

/

5. A pre-transfer safety meeting has been held and the transfer plan has been agreed (Discussions should include method of communications, use of standard crane signals, etc)

/

6. Site conditions, including sea state, currents, wind speed and direction and weather, have been assessed to ensure that the transfer can be conducted safely (If the transfer is to take place at night, check availability of search lights and flood lights)

/

7. The deck area is clear of obstruction to safely land the basket.

/

8. A simulated transfer has been undertaken prior first transfer of personnel.

/

9. Radio contact has been established between the two vessels and the responsible person in charge of the transfer arrangements on deck.

/

10. Where possible, raising and lowering of the basket will be mainly carried out above the sea and not above the vessel.

/

11. The reach of the lifting equipment extends sufficiently far enough to ensure that the basket will not be pulled over excessively during the transfer.

/

12. A lifebuoy with light and line is available at the /

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SHIP TO SHIP TRANSFER CHECK-LIST 9 –OCIMF CHECKLIST "PERSON TRANSFER BY CRANE"

transfer location.

Part - D Personnel Being Transfer Checked Yes / No

Remarks

1. Personnel understand the transfer procedure and transfer sequence and have been instructed to hold on at all times and observe all instructions from those in charge of the operation.

/

2. Personnel have agreed to be transferred. /

3. The correct PPE is being worn (Minimum PPE requirements are a PFD and a safety helmet)

/

Signature Name

Officer in Charge – Discharging Ship

Officer in Charge – Receiving Ship

Terminal:

STS Superintendent:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 10 – OCIMF CHECKLIST "FOR TRANSFERS INVOLVING VAPOUR BALANCING"

Discharging Ship’s Name:

Receiving Ship’s Name:

Manoeuvring Ship Name :

Name of STS POAC:

Date and Location of Transfer:

Discharging Ship

Checked Yes / No

Receiving Ship

Checked Yes / No

Remarks

1. State pressure in cargo tanks (mm, WG or PSI) / /

2. Tank Oxygen content is below 8% by volume / /

3. Tank high-level alarms and overfill alarms have been tested within the last 24 hrs.

/ /

4. Vapour recovery / balancing valves are correctly positioned.

/ /

5. The vapour recovery hose in inerted. / /

6. Deck seal and P/V breaker levels have been checked and are satisfactory.

/ /

7. Leak testing will be performed by : / / (State Method)

8. Vessel pressure and vaccum relief settings in : Liquid P/V breaker Tank P/V valves Mast Head P/V valve(s) Other P/V relieving devices

/ / / /

/ / / /

Specify :

9. Type of vapours from present / Previous cargoes / /

10. Initial cargo transfer rate (m3/Hr or BBLs/Hr) / /

11. Maximum cargo transfer rate (m3/Hr or BBLs/Hr) / /

12. Maximum acceptable pressure differential at maximum transfer rate (mm, WG or PSI)

/ /

13. Cargo tank pressure range to be maintained (mm, WG or PSI)

/ /

14. Cargo tank pressure alarm set points : High Alarm (mm, WG or PSI) Low Alarm (mm, WG or PSI)

/ /

/ /

15. IG main pressure alarm set points : High Alarm (mm, WG or PSI) Low Alarm (mm, WG or PSI)

/ /

/ /

16. Vapour emission control system pressure alarm set points : High Alarm (mm, WG or PSI) Low Alarm (mm, WG or PSI)

/ /

/ /

17. Oxygen analyser has been checked and calibrated / /

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State alarm set point (%volume)

18. Agreement on the following sequences and procedures : Normal start up: Normal shut down: Low vapour pressure alarm: High vapour pressure alarm:

/ / / /

/ / / /

Checked By:

Date and Time:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 11 –IMO NOTIFICATION "NOTIFICATION TO COASTAL AUTHORITY"

NATIONAL MARITIME AUTHORITY :

PLEASE BE NOTIFIED FOR THE FOLLOWING STS OPERTION

PLEASE BE NOTIFIED FOR THE REVISION OF ESTIMATED TIME OF ARRIVAL

PARTICIPATING VESSELS

Discharging Ship

Receiving Ship

Remarks

1. Name

Flag

Call Sign

IMO

ETA at STS

Location

STS Operation Details

2. Date / Time

Location

3. STS Type At Anchor Underway

4. Oil Type

Quantity

5. Planned Duration

6. STS Service Provider

POAC

Contact

7. Approved STS Operation Plan on board

Checked By:

Rank :

Date and Time:

Signature :

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 12 – USCG DOI "DECLARATION OF INSPECTION FOR TANKER VESSELS"

After an inspection under 35.3520, but before a transfer of cargo, fuel oil, or bunkers may commence as described in this section and 33 CFR 156.120 and 156.150, the person in charge (PIC) of the transfer shall prepare, in duplicate, a declaration of inspection (DOI). The original must be kept aboard the vessel, and the duplicate provided to the terminal supervisor or that person's representative. The supervisor or the representative may, upon demand, inspect the vessel to determine whether its condition is as stated on the Declaration of inspection.

Ship’s Name:

Date :

Port of :

Product(s) :

33 CFR 156.120 REQUIREMENTS FOR TRANSFER Vessel

Yes / No PIC

Yes / No Remarks

a. The vessel's moorings are strong enough to hold during all expected conditions of surge, current, and weather and are long enough to allow adjustment for changes in draft, drift, and tide during the transfer operation.

/

/

b. Transfer hoses and loading arms are long enough to allow the vessel to move to the limits of its moorings without placing strain on the hose, loading arm, or transfer piping system.

/

/

c. Each hose is supported to prevent kinking or other damage to the hose and strain on its coupling.

/ /

d. Each part of the transfer system is aligned to allow the flow of oil or hazardous material.

/ /

e. each part of the transfer system not necessary for the transfer operation is securely blanked or shut off.

/

/

f. The end of each hose and loading arm that is not connected for the transfer of oil or hazardous material is blanked off using the closure devices required by §§ 154.520 and 155.805 of this chapter.

/

/

g. The transfer system is attached to a fixed connection on the vessel and the facility except that when a vessel is receiving fuel, an automatic back pressure shut off nozzle may be used.

/

/

h. Each overboard discharge or sea suction valve that is connected to the vessel's transfer or cargo tank system is sealed or lashed in the closed position, except when used to receive or discharge ballast in compliance with 33 CFR Part 157

/

/

i. Each transfer hose has no unrepaired loose covers, kinks, bulges, soft spots, or any other defect which would permit the discharge of oil or hazardous material through the hose material and no gouges, cuts, or slashes that penetrate the first layer of hose reinforcement.

/

/

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("Reinforcement" means the strength members of the hose,

consisting of fabric, cord and / or metal).

j. Each hose or loading §§ 154.500 and 154.510 of respectively.

arm in this

use meets chapter,

/

/

k. Each connection meets § 156.130 / /

l. Any monitoring devices required by § 154.525 of this chapter are installed and operating properly

/ /

m. The discharge containment equipment required by § 154.545 of this chapter is readily accessible or deployed as applicable

/

/

n. The discharge containment required by §§ 154.530, 155.310, and 155.320 of this chapter,

as applicable, is in place and periodically drained to provide the required capacity

/

/

o. Each drain and scupper is closed by the mechanical means required by § 155.310

/ /

p. All connections in the transfer system are leak free except that a component in the transfer system, such as the packing glands of a pump, may leak at a rate that does not exceed the capacity of the discharge containment provided during the transfer operation

/

/

q. The communications required by §§ 154.560 and 155.785 of this chapter are operable for the transfer operation

/

/

r. The emergency means of shutdown required by §§ 154.550 and 155.780 of this chapter, as applicable, is in position and operable

/

/

s. There is a person in charge on the transferring vessel or facility and the receiving vessel or facility except as otherwise authorized under § 156.115

/

/

t. Each person in charge required by paragraph (s) of this section:

1) Is at the site of the transfer operation and immediately available to the transfer personnel

2) Has in his or her possession a copy of the facility operations manual or vessel transfer procedures, as appropriate; and

3) Conducts the transfer operation in accordance with the facility operations manual or vessel transfer procedures, as appropriate.

/

/

u. The personnel required, under the facility operations manual and the vessel transfer procedures, to conduct the transfer operation:

1) Are on duty; and 2) Conduct the transfer operation in

accordance with the facility operations

/

/

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manual or vessel transfer procedures, as appropriate.

v. At least one person is at the site of the transfer operation who fluently speaks the language or languages spoken by both persons in charge.

/

/

w. The person in charge of the transfer on the transferring vessel or facility and the person in charge of it on the receiving vessel or facility have held a conference, to ensure that each person in charge understands—

1) The identity of the product to be transferred 2) The sequence of transfer operations 3) The transfer rate 4) The name or title and location of each

person participating in the transfer operation.

5) Details of the transferring and receiving systems including procedures to ensure that the transfer pressure does not exceed the maximum allowable working pressure (MAWP) for each hose assembly, loading arm and/or transfer pipe system.

6) Critical stages of the transfer operation 7) Federal, state, and local rules that apply to

the transfer of oil or hazardous material 8) Emergency procedures 9) Discharge containment procedures 10) Discharge reporting procedures 11) Watch or shift arrangement 12) Transfer shutdown procedures; and 13) If the persons use radios, a predetermined

frequency for communications during the transfer, agreed upon by both.

/

/

x. The person in charge of transfer operations on the transferring vessel or facility and the person in charge of transfer operations on the receiving vessel or facility agree to begin the transfer operation

/

/

y. Between sunset and sunrise the lighting required by §§ 154.570 and 155.790 of this chapter is provided; and

/

/

z. For transfer operations between tank barges from sunset to sunrise, lighting is provided as described in §155.790 of this chapter.

/

/

aa. A transfer operation which includes collection of vapor emitted from a vessel's cargo tanks through a venting system not located on the vessel must have the following verified by the person in charge:

1) Each manual valve in the vapor collection system is correctly positioned to allow the collection of cargo vapor

2) A vapor collection hose or arm is

/

/

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connected to the vessel's vapor connection 3) The electrical insulating device required by

§ 154.810(g) of this chapter or 46 CFR 39.40-3(c) is fitted between the facility vapor connection and the vessel vapor connection

4) The initial loading rate and the maximum transfer rate are determined

5) The maximum and minimum operating pressures at the facility vapor connection are determined

6) The tank barge overfill control system, if installed, is connected to the facility, tested, and operating properly

7) The following have been performed not more than 24 hours prior to the start of the transfer operation:

i. Each alarm and automatic shutdown system required by subpart E of part 154 of this chapter and 46 CFR part 39 has been tested and found to be operating properly, and

ii. Analyzers required by § 154.820(a), § 154.824 (d) and (e) of this chapter or 46 CFR 39.40-3(a) have been checked for calibration by use of a span gas

8) Each vapor recovery hose has no unrepaired loose covers, kinks, bulges, soft spots, or any other defect which would permit the discharge of vapor through the hose material, and no external gouges, cuts, or slashes that penetrate the first layer of hose reinforcement; and

9) The oxygen content of the vessel's cargo tanks, if inerted, is at or below 8 percent by volume.

bb. If the transfer operation involves loading oil, as defined in § 151.05 of this chapter, into a cargo tank, the overfill device required by § 155.480 of this chapter is installed and operating properly.

cc. Smoking is not permitted in the facilities marine transfer area except in designated smoking areas.

dd. Welding, hot work operations and smoking are prohibited on vessels during the transfer of flammable or combustible materials, except that smoking may be permitted in accommodation areas designated by the master.

The person in charge (PIC) of the transfer of liquid cargo in bulk about to begin, do certify that i have personally inspected this vessel with reference to the following requirements set forth in 46 CFR 35.35.20 and that opposite each of the applicable items listed below i have indicated whether the vessel complies with all pertinent regulations.

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a. Warnings are displayed as required / /

b. No repair work in way of cargo spaces is being carried on without his permission.

/ /

c. Cargo connections have been made as

described in § 35.35-15 and cargo valves are set.

/

/

d. All cargo connections have been made to the vessel's pipeline, and not through an open end hose led through a hatch.

/

/

e. In loading Grades A, B, and C cargoes, there are no fires or open flames present on the deck, or in any compartment which is located on, facing, open, and adjacent to that part of the deck on which cargo connections have been made.

/

/

f. The shore terminal or the other tank vessel concerned has reported itself in readiness for transfer of cargo.

/

/

g. All sea valves connected to the cargo piping system are closed.

/ /

h. In loading Grades A, B, and C cargoes, that an inspection has been made to determine whether boiler fires can be maintained with reasonable safety.

/

/

i. In loading Grades A, B, and C cargoes, that an inspection has been made to determine whether galley fires can be maintained with reasonable safety.

/

/

j. In loading Grades A, B, or C cargoes, that an inspection has been made to determine whether smoking may be permitted with reasonable safety in areas other than the weather deck.

/

/

k. On tankships the construction or conversion of which is started on or after July 1, 1951, which are to load or discharge Grade A cargo, all openings in the top of the tanks, except the branch vent lines and covers to ullage hole sounding pipes, are tightly closed. (See §§ 32.20-20 and 32.55-20 of this subchapter.)

/

/

l. On tankships the construction or conversion of which is started on or after July 1, 1951, which are to load or discharge Grade A cargo, the method for determining the liquid level in the tank without opening ullage holes, cargo hatches or Butterworth plates is in proper order. (See § 32.20-20 of this subchapter.)

m. When a transfer operation includes collection of cargo vapor from a vessel's cargo tanks through a vapor control system not located on the vessel:

1. Each part of the vapor collection system is

aligned to allow vapor to flow to a facility vapor

control system, or if lightering, to the other

/

/

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vessel

2. Vapor collection hoses or arms are connected to the vessel vapor collection connection

3. The electrical insulation requirements of 33 CFR 154.810(g) or § 39.40-3(c) of this subchapter are provided between the vessel vapor connection and the facility or service vessel vapor connection

4. The maximum cargo transfer rate is determined in accordance with § 39.30-1(d) of this subchapter

5. The maximum and minimum operating pressures at the facility vapor connection, or vessel vapor connection if lightering, are determined

6. The overfill control system on a tank barge, if fitted in accordance with § 39.20-9(b) of this subchapter, is connected to the facility, tested and operating properly

7. Each alarm required by §§ 39.20-7, 39.20-9 and 39.40-3(a) of this subchapter has been tested not more than 24 hours prior to the start of the transfer operation and is operating properly

8. Each vapor recovery hose has no unrepaired loose covers, kinks, bulges, soft spots, or any other defect which would permit the discharge of vapors through the hose material, and no gouges, cuts, or slashes that penetrate the first layer of hose reinforcement; and

9. The oxygen content of the vessel's cargo tanks, if inerted, is at or below 8 percent by volume.

I certify that i have read, understand and agree with the foregoing, as initiated and agree to begin transfer operations

PERSON IN CHARGE (VESSEL) PERSON IN CHARGE (SHORE / OPERATOR)

NAME / RANK DATE SIGNATURE NAME / RANK DATE SIGNATURE

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33 CFR 156.150 Declaration Of Inspection - Notes :

a. No person may transfer oil or hazardous material to or from a vessel unless each person in charge,

designated under §§ 154.710 and 155.700 of this chapter, has filled out and signed the declaration of inspection form described in paragraph (c) of this section.

b. No person in charge may sign the declaration of inspection unless he or she has determined by inspection and indicated by initialing in the appropriate space on the declaration of inspection form, that the facility or vessel, as appropriate, meets §156.120.

c. The declaration of inspection may be in any form but must contain at least : 1. The name or other identification of the transferring vessel o facility and the receiving vessel or

facility, 2. The address of the facility or location of the transfer operation if not at a facility, 3. The date and time the transfer operation is started,

4. A list of the requirements in §156.120 with spaces on the form following each, requirement for the person in charge of the vessel or facility to indicate by initialing that the requirement is met for the transfer operation, and

5. A space for the date, time of signing, signature, and the title of each person in charge during transfer operations on the receiving facility or vessel certifying that all tests and inspections have been completed and that they are both ready to begin transferring product, and

6. The date and time the transfer operation is completed.

d. The form for the declaration of inspection may incorporate the declaration - of - inspection requirements under 46 CFR 35.35.30

e. The vessel and facility persons in charge shall each have a signed copy of declaration of inspection available for inspection by the COTP during the transfer operation.

f. The operators of each vessel and facility engaged in the transfer operation shall retain a signed copy of

the declaration of inspection on board the vessel or at the facility for at least 1 month from the date of signature.

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 13 – STS ASSESSMENT " STS PERFORMANCE EVALUATION"

Discharging Ship’s Name:

Receiving Ship’s Name:

Issued Date :

Date and Location of Transfer:

Checked Yes / No

Remarks

1. Has the STS operation been performed as per Ship's STS Plan?

/

2. Have all forms been satisfactorily completed? /

3. Has a Non-Conformity report been raised during this STS operation?

/

4. The fenders utilized remained in good order during the operation?

/

5. The hoses utilized remained in good order during the operation?

/

6. The STS service provider performed his duties as expected?

/

7. Did the STS operation comply with OCIMF / ICS guidelines?

/

8. Was the STS operation suspended for any reason?

/

9. How long did the STS operation last ? (Hours) /

10. What was the transferred quantity ? /

11. Was the crew performance according to the required rules?

/

12. Are there any suggestions for further improvement and with reference to this operation?

/

Name:

Rank:

Signature: Date:

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SHIP TO SHIP TRANSFER CHECK-LIST 14 –STS SERVICE PROVIDER AND POAC QUALITY ASSURANCE

Full style of the STS provider :

Emergency contact detail:

STS SERVICE PROVIDER Checked Yes / No

Remarks

1. Is he certificate of incorporation available upon request?

/

2. Is the certificate of liability insurance for oil pollution available upon request?

/

3. Is the certificate of liability insurance for third parties available upon request?

/

4. Is the STS service provider accredited from the Local Authorities to perform STS to nominated location?

/

5. Do you have a Quality Management Policy ? (QMP)

/

6. According to QMP, is the STS process documented in a way, equivalent to OCIMF guidelines?

/

7. According to QMP, is the STS process summarized with a final report available to the ship?

/

8. Is an Environmental Protection Management Policy available and certified by a recognized body?

/

9. Is a contingency Plan available for this STS operation?

/

10. Is a Health and Safety management Policy available?

/

11. Does fender selection policy fulfil OCIMF / ICS guidelines?

/

12. Are the test and maintenance report available for the supplied STS equipment?

/

13. Are logs kept for STS equipment break down incidents?

/

14. Are logs available for involved sea pollution incidents during the last 5 years?

/

POAC

15. Does the POAC hold an appropriate management level deck licence or certificate from a recognized jurisdiction, meeting International Certification Standards, with all STCW requirements and dangerous cargo endorsements up to date and appropriate for the above mentioned ship?

/

16. Has the POAC at least 12 months experience as a senior deck Officer serving on board ships similar to those under consideration for the STS operation?

/

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17. Has the POAC participated in a suitable number of STS operations in addition to the above noted onboard experience?

/

18. Has the POAC undergone a supervised STS apprentice and training program?

/

19. Has the POAC been involved in STS operations within the last 6 (six) months?

/

20. Is the answer of Q19 is NO, has the POAC received any training?

/

21. has the POAC been subject to performance assessment on an annual basis?

/

Name:

Rank:

Signature: Date:

Note: In case of electronic screening service is utilized, this form can be substituted by the online service screening and Risk Assessment Report.

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SHIP TO SHIP TRANSFER CHECK-LIST 15 –STS "NON NFORMITY REPORTS"

STS operation reference : Non Conformity Number :

Ship's Name (Discharging): Issued Date:

Ship's Name (receiving) : Transfer Date:

Checked Yes / No

Remarks

1. Crew performance /

2. STS equipment /

3. STS service provider /

4. Cargo transfer procedure /

5. Safety procedures /

6. Communication Equipment /

7. Reporting /

8. Other (Please mention) /

Preventing Actions :

Has the person in overall advisory control been informed ? Yes / No

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 16 –STS "FENDER SELECTION CALCULATION"

STS operation reference :

Ship's Name (Discharging): Issued Date:

Ship's Name (receiving) : Transfer Date:

Checked Yes / No

Remarks

1. Displacement /

2. Displacement of other vessel (mt) /

3. Equivalent coefficient C (from Table -1 Annex-I) /

3A. Proposed fender size (Table-1 of Annex-I) /

3B. Proposed number of fender /

3C. Energy absorption of fender of 3A (from Table 8 of Annex-I

/

4. Weather condition (indicate with an "X") Calm Moderate Rough

5. Approaching speed in (m/sec) (select the approaching speed subject to step-3 of Annex- I)

/

6. Berthing energy (tm) (select the berthing energy subject to step-4 of Annex-I)

/

7. Safety factor Normal coastal operations (SF=1) Normal Offshore operations (SF=2) Inverse lightering (SF=2)

/

8. Final berthing energy (berthing energy x Safety factor)

/

9. Maximum berthing energy (comparison of 3C and 8)

/

10. Fender type (choose a fender scheme from Tables 8,9,10 or 11 from Annex-I)

/

11. Fender size /

12. Number or required fenders (the larger from comparison of 3B of Table 8.1 from Annex-I)

/

Has the person in overall advisory control been informed ? Yes / No

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER

CHECK-LIST 17 –STS "FENDER SELECTION ASSISTANCE REQUEST"

STS operation reference :

Ship's Name (Discharging): Issued Date:

Ship's Name (receiving) : Transfer Date:

SHIP-A SHIP-B

1. Type of ship

2. Displacement Tonnage (at start of STS Ops)

3. Gross Tonnage

4. Deadweight Tonnage

5. LOA

6. LBP

7. Loaded Draft

8. Beam

9. Freeboard when coming into contact

10. Relative approach velocity of ships

11. Other relevant information

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER

CHECK-LIST 18 / ECQ - 1 "IDENTIFICATION OF STS EQUIPMENT"

EQUIPMENT CATEGORY

EQUIPMENT ID

MOORING ROPE

FENDER TRANSFER HOSE

PERSONNEL TRANSFER BASKET

INTERVAL OF SCHEDULE INSPECTION

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 19 / ECQ - 2 "RECORDING HOSE ASSEMBLY SERVICE & TESTS"

1. STS - Equipment ID

2. Location

3. Manufacturer

4. Date of Manufacturer

5. Hose size and length

6. Hose brand & Serial Number

7. Factory test pressure

8. Original Elongation under pressure

9. Date received

10. Date taken into service

11. Particulars of service

12. Date withdrawn from service

13. Reason for withdrawn

TEST RESULTS

DATE

UNSTRESSED LENGTH

ELONGTION UNDER PRESSURE

ACTUAL TEST

PRESSURE

VACUUM TEST

RESULTS

ELECTRICAL TEST

RESULTS

REMARKS

ACTUAL %

HOSE ASSEMBLY SERVICE RECORD

DATE

HOURS IN SERVICE CUBIC METER PUMPED PRODUCT

REMARKS

THIS OPER. TOTAL THIS

OPER. TOTAL

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 20 / ECQ - 3 "RECORDING FENDER ASSEMBLY SERVICE & TESTS"

1. STS - Equipment ID

2. Manufacturer

3. Date of Manufacturer

4. Fender size

5. Date received

6. Date taken into service

7. Particulars of service

8. Date withdrawn from service

9. Reason for withdrawn

INSPECTION REMARKS Checked Yes / No

1. Check the air pressure of each fender at least once a year and, if possible, more frequently if you make a spot check with your hand and the pressure seems less than normal, perform a gauge-check. If additional air is needed, fill the fender according the specification. If the pressure is low, even considering the temperature factor, air might be leaking from the fender. In this case, check for leaks around the flange openings using soapy water. An air-leakage test should be done by making a gauge check of the specified pressure and repeating the check twenty-four hours later to determine if the pressure has dropped or not.

/

2. If there is a cut or worn part on the fender's surface, repair according to the procedures of this manual.

/

3. When the metal fittings on the fender become rusty, remove the rust and coat the fittings with rustproof paint.

/

4. Check the net and guys for rust and wear. Check the shackles for loss of pins, and the swivels to see if they are properly greased. Repair or replace accordingly

/

5. If the rubber sleeves on the net are loose or worn, the net could damage the fender. Fibber roe can be used to temporarily replace the rubber sleeves.

/

6. Remove all protrusions from the quay-jetty wall and check periodically for any new protrusions that might appear.

/

7. Check all anchors for wear, and repair by welding when necessary. /

8. Remove all sea moss or other marine life that has attached itself to the fender.

/

9. To ensure proper rotation of the swivels, apply grease when necessary. /

10. Inspect and clean the safety valve every second year. Clean method detailed in this manual

/

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 21 / ECQ - 4 "PERSONNEL TRANSFER BASKET INSPECTION"

1. STS - Equipment ID

2. Manufacturer

3. Date of Manufacturer

4. Date received

5. Date taken into service

6. Particulars of service

7. Date withdrawn from service

8. Reason for withdrawn

INSPECTION REMARKS CONDITION

N/A GOOD FAIR BAD

1. What is the welding condition of primary structure?

2. What is the condition of non skid flooring?

3. Is the vertical rigid structure properly protected by synthetic foam? What is the condition of the protection?

4. What is the condition of the Chain sling or wires are fitted to the basket?

5. What is the condition of closing straps?

6. What is the condition of bottom deck?

7. What is the condition of the nets?

8. What is the condition of shock absorbers?

9. What is the condition of strap tighteners?

Remarks :

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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SHIP TO SHIP TRANSFER CHECK-LIST 22 / ECQ - 5 "LOG BOOK OF STS EQUIPMENT INSPECTION"

DATE

DD/MM/YY

EQUIPMENT INSPECTED

(EQUIPMENT ID)

IS THE EQUIPMENT DEFECTED?

Yes / No

DOES THE EQUIPMENT REQUIRES TO BE

REPLACED?

Yes / No

REMARKS

NEXT

DD/MM/YY

Name:

Rank:

Signature: Date:

Note: This form should not be substituted for other required check-lists and should be used in its entirely.

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A.2 LIST OF DUTIES & RESPONSIBILITIES

The titles, locations and duties of all persons involved in the STS operation are outlined below:

POAC

- In overall charge of the coordination of the STS operations in co-operation with the Masters of the vessels involved.

- Monitors the proper implementation of the procedures set out in the STS Operations Plan, taking into consideration local requirements / conditions.

- Supervises / facilitates / coordinates communications during STS operations. - Details of POAC responsibilities are set out in Section 4.1.6.

MASTER

On the Bridge.

- In charge of all operations onboard his ship. - Has the overall responsibility for the safety of the ship and its crew. - Ensures the proper implementation of the procedures set out in the STS Operations Plan. - Ensures that the crew is fully familiar, briefed and adequately trained for the STS transfer

operations. - Requests assistance as deemed necessary. - Ensures a prompt planning of all operations including taking into account particular

conditions / requirements of each specific STS transfer operation. - Ensures that the appropriate risk assessments are carried out prior STS transfer

operations. - Ensures that appropriate emergency procedures and risk mitigating measures are in place.

CHIEF OFFICER

In Cargo Control Room.

- In charge of cargo transfer operations. - Ensures that all cargo transfer procedures included in the STS Operations Plan are

properly implemented. - Keeps Master informed and updated on operations. - Ensures that all relevant equipment used during STS transfer operations is inspected /

tested as necessary. - Provides information as requested by the Master / POAC. - Ensures that all moorings, fenders and safety measures are checked on a regular basis. - Ensures that adequate deck watches are established and implemented during the STS

operation to monitor that all applicable safety and environmental precautions and measures are in place.

- Prepares a detailed Watch Keeping Schedule and Person in Charge List for all personnel directly involved in Cargo Oil Transfer operations, and the schedule shall be posted in the CCR and on the Bridge.

- Gives the order for opening of manifold valve. On opening of the manifold valves, the manifold pressure shall be monitored regularly. Valves not in use should be secured and lashed shut.

- Completes the necessary check lists, as described in this manual and in ship’s Safety Management System, prior to, during and upon completion of cargo oil transfer operations.

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- Arranges deck crew as follows: At the beginning and end of cargo work, all officers and deck ratings should be available and positioned at the site in principle.

CHIEF ENGINEER

In Engine Control Room.

- Ensures that machinery / equipment / systems involved in the operations are in a continuous state of readiness and in good working order.

- Arranges engineers and engine ratings as follows: During cargo transfer operations, the Chief Engineer shall assign an engineering officer & an engine rating who are well familiar with the cargo handling equipment and machinery of the vessel in case of any break downs or trouble. At least for the following operations, assign an engineering officer on duty to monitor the related machinery and to take necessary measures: - Start / stop of inert gas system - Start / stop of cargo pumps - Crude oil washing - Start / stop of deck steam or stripping pump - Start/ stop of ballast pump - Ship ready to move under own power

DECK OFFICER ON DUTY

On Deck – Near the Manifold.

- Responsible for deck watch and control of ullages, discharging pressure, oxygen content of the inert gas, keeping the log book and other records related to oil transfer.

- Responsible for maintaining the safe mooring of the ship. In general he follows the instructions of the Chief Officer related to oil transfer, ballasting operations, etc.

- The Second and Third Officers should be on duty as cargo watch officer in three shifts, and the Chief Officer must give adequate instructions to the officer on duty. Such instructions, so as to effectively be passed on and monitored for completion, should, as far as possible, be noted down for confirmation.

- Confirms that all items in the designated checklists have been checked and verified. - In attendance during connection of cargo oil transfer arms/hoses. - The Duty Deck Officer stationed at the manifold when starting loading must confirm to the

Chief Officer in the CCR that the correct manifold(s) are open and that pressure gauges are fixed and covers removed.

- Prior to commencing transfer operations, all valves through which oil could be discharged to the sea should be inspected to ensure that they are closed, or if they are not used in the operation, they should be secured to prevent accidental opening.

- Line / Valve settings are to be supervised and checked. - Enters all cargo oil transfer operation activities and other associated activities in the Cargo

Operations Book and transfers the duty to the relieving deck officer after the status of the following activities has been discussed & checked: i) Confirmation of open / closed valves, ii) Operational condition of pumps, iii) Cargo loading/discharging quantity / rate, iv) Expected time of change-over of tanks, v) Checking Items marked R (Re check) as per Ship-shore Safety check list (ISGOTT),

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vi) Special additional instructions. - Relays the status of other ongoing activities related to the oil cargo transfer operation like

ballast operations, tank cleaning, oily water transfers and COW operations; - He ensures:

- All cargo manifold valves and/or fuelling connections which will not be used in the current transfer are isolated and blanked; - Valves which will be used for the transfer, are free of ice or other obstructions, and are easy to operate through their full range; - All deck scuppers are plugged to contain any oil spilled, and that freeing ports and other open areas where spillage could go overboard are closed; - Absorbent material is readily available at the flexible hose connections on deck and other predictable minor spill locations; - Containers, or drip trays of suitable size are placed under tank vents, manifolds, fuelling connections, or other locations where adequate permanent containment arrangements are not fitted; - Accommodation deck doors, deadlights or shutters, ports, and vents are closed; - Flame arrestors or gauze screens and pressure/vacuum relief valves (PVR) are checked; - No helicopter landings or takeoffs occur during transfer operations; - Vessel air conditioning systems are on recirculation mode; - All valves and pipelines required for the current transfer are open, and that all other valves and pipelines in connected systems are closed and secured. - Reduce transfer rate, when Recipient tanks are nearly full, for topping off. - Appropriate flag and light signal is showed by day and night. - No unauthorized craft alongside. - Proper monitoring of Fendering and Mooring Arrangements.

ENGINEER OFFICER ON DUTY

In Engine Control Room.

- Assists Chief Engineer. - Reports any equipment malfunction. - Ensures engines, steering and maneuvering controls, are tested and remain on standby

during transfer; - Cargo oil transfer pumps and IGS should be well prepared for use prior to cargo transfer

operations. - The Chief Engineer shall be present during starting & stopping of cargo operations. Also all

critical steps in between shall be attended by Chief Engineer. - Further Chief engineer may decide to regulate watches as per case by case.

RATINGS ON DUTY

On Deck – Near the Manifold.

- Under Chief Officer's or Duty Officer's orders. - Responsible for keeping deck watch during the operation to monitor that all applicable

safety and environmental precautions and measures are in place, including but not limited to monitor for any oil leak, mooring lines tending / condition.

- Report to the Duty Officer or Chief Officer on a frequent basis the result of their watch and immediately in case of any leak, malfunction or any other abnormal situation.

- During cargo transfer, at least one officer and two deck ratings must be on duty as to the cargo work, and one of them must be placed near the manifold. Sufficient crew should be

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available to man the manifold at all times, as well as to attend the moorings.

- Deck ratings should be on duty as to cargo operations in two or three shifts depending on the case.

- Be provided with an operational radio set on the correct channel / frequency, near the cargo / transfer pump start / stop control throughout the transfer.

- Displaying warning “No Smoking & No Naked Light”. - Ensure fire application ready for immediate use. - Ensure mooring tight and emergency towing wire correctly positioned. - Examine the hose string regularly during transfer and watch for signs of undue strain,

bulging, and other evidence of real or potential leaks; - For floating hose, patrol the string, check the water in the area for leakage signs, and look

for coupling problems, or snags on ice floes; - Keep a constant check on the pumping pressure and immediately inform the duty officer of

any pressure variations of an unexpected nature; - Check for oil leaks in the cargo area throughout the cargo oil loading operation. - At the beginning of the operations, confirm that no oil leaks from piping joints and that no

oil in flowing into tanks other than the tank being loaded. - During loading operations, monitor the manifold back pressure, especially when changing

over the valves / tanks. - Ensure the hose is suitably supported throughout the hand-over, and during the transfer, to

avoid damage and prevent kinks; - All scupper holes to which oil would have access in the event of a spillage should be

plugged liquid tight for the duration of the operations. Accumulations of water and snow should be periodically drained off the deck, and the scupper plugs replaced immediately after the water has been cleared. Freeing ports and other open areas where spillage could go overboard should be sealed.

- Under the direction of the person in charge, crew members open and close valves to direct the flow of product and maintain close communication with the receiving facility to decrease and finally stop the flow of liquid.

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A.3 NOTIFICATION AND APPROVAL FROM COASTAL STATE AUTHORITIES

Where an STS transfer operation is to be arranged within the territorial waters or, in some cases, the EEZ of a country, the organizer should check the local and national regulations and may need to gain appropriate approval. this may require the organizer and appropriate authority to agree the transfer area to be used and to take into account other requirements. At this time, mailers pertaining to contingency plans should also be addressed.

For MARPOL Annex-II cargoes, additional considerations should be taken into account according to Annex-B of the latest STS Transfer Guidelines.

Notification and Approvals Various controls have been imposed on lightering by several administrations (and tanker operators in general) by international agreement, laws and regulations. Most administrations overseas STS operations outside port areas through six general mechanisms :

• Vessel design requirements

• Operational procedures

• Personnel qualifications

• Oil spill contingency planning and equipment requirements

• Vessel inspection

• Monitoring

Specifically for the United States, three separate sets of regulations have been promulgated regarding lightering activities.

• One set applies to lightering in inshore waters. For this purpose, inshore waters mean all waters inside of 12 nautical miles from the coast, including all internal waters (i.e lakes, bays, sounds, and rivers).

• The second set of regulations applies to lightering in all offshore water, except for designed lightering zones. Offshore, for this purpose, means between 12 and 200 miles off the coast.

• The third, and most comprehensive, set of regulations applies in designed lightering zones that are more than 60 miles off the coast.

All administrations do not regulate lightering in foreign waters or outside their exclusive Economic Zone (EEZ).

Technically, lightering in Offshore waters is subject to regulation by the administration only when the cargo is sound for a territorial port as it occurs for USA.

The comprehensive national U.S.A lightering regulations designates the lightering zones (offshore) in the Gulf of Mexico.

When an STS transfer operation is about to begin in territorial waters, the organizer should notify the appropriate authorities and the government agencies concerned. this may be done either directly by the organizer or, once requirements are known, by formally delegating the task to the Person in Overall Advisory Control.

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When the vessel is about to perform an STS operation within the territorial sea, or the exclusive economic zone of a Coastal State shall notify the coastal state authorities not less than 48 hours in advance of the scheduled STS operations.

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A.4 STS OPERATION CHART

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APPENDIX B

B.1 STS MOORING ARRANGEMENT

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B.2 CAPACITY PLAN

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B.3 CARGO HANDLING SYSTEM

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B.4 BALLAST SYSTEM

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B.5 EXAMPLE INSTRUCTIONS FOR CONNECTIONS OF STS HOSES The following instructions shall be followed by ship's personnel to connect the STS Hoses supplied by the STS Service Provider. Ideally this operation should be supervised throughout by the attending STS Superintendent, and should only be performed by the ship's staff when requested in writing to do so by the STS Service Provider.

If it is possible to do so, ship's staff should endeavour to complete stages 1 thru 5 of the tightening process, leaving the final stage to complete under the supervision of the attending STS Superintendent following his arrival on site.

PREPARATION

Prior to connection of the two hoses, the flange faces should be inspected and cleaned to ensure all residues and debris from previous gaskets or fixatives are removed completely. For best results, use a metal flange scraper and an aerosol gasket remover and inspect the flange for damage. Be sure surface finish and flatness are satisfactory. Avoid using a wire brush for cleaning flange surfaces; as this could result in surface scoring

Only the joints, nuts, bolts and torque wrench supplied with these hose sections are to be used for the purpose of hose connection.

Lubricate bolt and nut threads and nut bearing face (where it contacts the flange).

Centre the gasket on the flange. Note: standard ANSI ring gaskets, when cut properly, should centre themselves with the bolts in place. Only use new gaskets/ packing.

FLANGE DIAGRAM

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APPENDIX C

C.1 RECORD OF STS OPERATIONS To be retained onboard for at least three years

Voyage no: Location Other vessel Oil Type Remarks

- Checklists and other relevant records for each STS Operation attached - Abstract from Loading / Discharge computer from each STS Operation attached for

reference

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C.2 REFERENCES

1. Chemical Distribution Institute, International Chamber of Shipping, Oil Companies

International Marine Forum & Society of International Gas Tanker and Terminal Operators, “Ship to Ship Transfer Guide for Petroleum, Chemicals and Liquefied Gases”, First Edition 2013.

2. International Maritime Organization, “Manual on Oil Pollution, Section I, Prevention”, as amended

3. International Chamber of Shipping, Oil Companies International Marine Forum & The International Association of Ports and Harbours, “International Safety Guide for Oil Tankers and Terminals”, Fifth Edition 2006.

4. Oil Companies International Marine Forum, “Mooring Equipment Guideline,” February 2007.

5. Oil Companies International Marine Forum, “Recommendations for Oil Tanker Manifolds and Associated Equipment,” February 2007.

6. Oil Companies International Marine Forum, “Guidelines for the Handling, Storage, Inspection and Testing of Hoses in the field,” February 1995.

7. International Maritime Organization, “Standard Marine Communication Phrases”

8. International Maritime Organization, “International Regulations for Preventing Collisions at Sea” (COLREGS)

9. International Maritime Organization, “Ship and Port Facility Security (ISPS) Code”

10. International Maritime Organization, “International Convention on Standards of Training, Certification and Watchkeeping for Seafarers” (STCW)

11. International Chamber of Shipping, “Guide to Helicopter / Ship Operations”

12. Guidance on Ship Board Towing and Mooring Equipment, IMO MSC/ Circ.1175(24) May 2005.

13. Oil Companies International Marine Forum, “Guidelines on the Use of High-Modulus Synthetic Fibre Ropes as Mooring Lines on Large Tankers”

14. Oil Companies International Marine Forum, “Recommendations for Ships’ Fittings for Use with Tugs with Particular Reference to Escorting and Other High Load Operations”

15. Oil Companies International Marine Forum, “Ship to Ship Service Provider Management”

16. Oil Companies International Marine Forum, “The Use of Large Tankers in Seasonal First Year Ice and Severe Sub-Zero Conditions”

17. International Chamber of Shipping, “Bridge Procedures Guide”

18. International Chamber of Shipping, International Maritime Pilots’ Association, “Shipping Industry Guidance on Pilot Transfer Arrangements”

19. Fender Selection for STS Operations (Maurice Wan, Fumihiko Yazaki, Sigeki Sakakibara, The Yokohama Rubber co).

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20. Rubber Hose Assemblies for Oil suction and discharge services specification for the assemblies, BSI BS EN 1765.

21. Ship To Ship Transfer Guide - Petroleum, Chemicals and Liquefied Gases (OCIMF/ICS / SIGTTO) 2013.

22. SOPEP Manual M/T ORYX TRADER

23. Standard Marine Communication Phrases Using the English Language, IMO Res. A.918(22) 2001.

24. United Nations Convention on The Law of the Sea (UNCLOS)

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C.3 GLOSSARY

At Sea The term "at sea" is intended to indicate offshore waters or partially sheltered waters where transfers may be undertaken between vessels underway or at anchor. It may be, however, that an STS transfer operation at sea is to be conducted within the jurisdiction of a local (port) authority or national government. In such cases reference has to be made to local regulations and it may also be necessary to obtain local approval.

Ballast Covers water ballast carried in ships' tanks designated for this purpose.

Barge There is no universally recognized definition of a Barge. Barges can be self-propelled, towed or pushed, and may be used to carry or store liquid hydrocarbons, chemicals or liquefied gases in bulk. They may be employed in inland waterways or at sea outside port limits. (see also Dumb barges).

Chock A guide for a mooring line, enabling the line to be passed through a ship's bulwark or other barrier. (see also Fairlead).

Closed Operations Ballasting, loading or discharging operations carried out without opening ullage and sighting ports. In these cases ships will require the means to enable closed monitoring of tank contents, either by a fixed gauging system or by using portable equipment passed through a vapor lock.

Company The owner of the ship, or any other organization such as a ship manager or bareboat charterer that has assumed responsibility for the operation of the ship from the owner of the ship, including the duties and responsibilities imposed by the International Safety Management (ISM) Code. May also be referred to as operator.

Constant Heading Ship During maneuvering and mooring, the ship that maintains course and speed to allow the maneuvering ship to approach & moor is referred to as the Constant Heading Ship.

Costal State Costal state is the state which hosts the STS operation either in its territorial or Exclusive Economic Zone waters.

Daughter Vessel Normally the smaller of the vessels engaged in ship to ship (STS) transfer operations. In conventional STS operations, the Daughter vessel is the Receiving ship. However, in a reverse lightering operation, the Daughter vessel may be a Discharging ship.

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Deadweight Weight correlating to a ship's total lifting capability. Includes all cargo, ballast, fuel, water and stores, but excludes the light ship weight. May be determined for any draught from the ship's hydrostatic tables.

Dedicated Lightering Ship A ship designed to perform multiple STS operations. These ships are usually fitted with primary and secondary fenders, which upon completion of an STS operation are capable of being lifted and stowed onboard in cradles. Dedicated lightering ships are usually fitted with their own hoses and are generally capable of performing STS operations without external assistance.

Discharging Ship - Mother Ship The ship containing cargo for transfer to the Receiving ship may also be known as the Ship to be lightered (STBL).

Displacement Ship's total weight including all cargo, ballast, fuel, water, stores, and light ship weight. It may be found for any draught from ship's hydrostatic tables.

Double Banked Ship to Ship Operation Also referred to as double banking, this describes an STS operation that is conducted while one ship (usually the larger of the two) is alongside a berth, dolphins or moored to buoys within port limits.

Dumb Barge Dumb barges (including tank barges) are considered to be non-powered (not self-propelled) vessels that are towed or pushed by another vessel. (see also Barges).

D.O.I Declaration of Inspection

Emergency Release Coupling (ERC) Otherwise referred to as a dry break coupling, the ERC consists of a coupling assembly utilising two valves whereby one valve is fitted upstream and the other downstream of the main valve body. It is fitted between the manifold presentation flanges and cargo transfer hoses on one of the ships conducting an STS transfer operation. It is designed to enable the ships to separate in an emergency without the need to disconnect cargo hoses from the manifold presentation flanges. It can be activated either from an Emergency release system (see below) operating station or manually. When activated, the ERC valve body is split into two separate sections and both the upstream and downstream valves are closed to prevent or minimise loss of cargo from the cargo hose and ship's cargo lines.

Emergency Release System (ERS) An ERS enables release of all cargo transfer hoses by activation of the ERC(s) in the event of an emergency such as ships breaking away from one another during an STS operation. The system should be capable of operating in the event of ship blackout.

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EMERGENCY SHUTDOWN (ESD) SYSTEM ESD systems execute a sequential shutdown of ship pumps and valves in the event of an emergency. When engaged in the STS transfer of LNG, the ESD systems of both vessels are linked to one another to ensure that if the ESD is activated on one ship, the system shutdown sequence is also activated on the other ship.

ESD 1 shuts down the cargo transfer operation in a quick controlled manner by closing the shutdown valves and stopping the transfer pumps and other relevant equipment.

ESD 2 shuts down the transfer operation (ESD 1) and uncouples the transfer system after closure of both the ERC isolation valves.

Established Ship An established ship is a ship which has been contracted for a period, usually in a specific location, to act as a mother ship receiving other ships alongside. An established ship is similar to a dedicated ship in that an experienced crew can be expected to be onboard. However she can be without permanent means of raising and lowering fenders and accordingly may be alternatively described as a "station tanker".

Fairlead A guide for a mooring line that enables the line to be passed through a ship's bulwark or other barrier (see also Chock), or to change direction through a congested area without snagging or fouling.

Ice Covered Waters Means waters where local ice conditions present a structural risk to a ship.

In Port Used to indicate where STS operations are conducted under the jurisdiction of a port or harbor authority and includes operations that may involve berthing alongside a Discharging ship or Mother ship at anchor or alongside a terminal.

Joint Plan of Operation (JPO) An operation-specific plan that includes, as appropriate, reference to ship compatibility, maneuvering, approach, mooring and transfer and, if applicable, references the ship-specific STS operations plans.

LIGHTERING Lightering is the mooring of two vessels for the purpose of transferring petroleum cargo, excluding bunkers, from the ship to be lightered (STBL) to a service vessel. The process can be divided into three phases: the approach phase, the transfer phase, and the post transfer phase.

Lightering Area / Zone See STS transfer area

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Lightering Master See STS Superintendent.

Lightering Operation Generic term for any STS cargo transfer operation.

Lightering Ship See Receiving ship.

Lightering Support Vessel A vessel employed to transport equipment and personnel to the STS location and to assist in preparing vessels for the operation.

Maneuvering When a ship is either: • Making her final approach to another ship for the purpose of mooring alongside the other

to perform an STS operation; or • Separating from another ship following an unmooring operation until both ships are safely

clear of each other.

Maneuvering Ship During maneuvering and mooring, the ship that approaches the Constant Heading Ship for mooring operations is referred to as the Maneuvering Ship.

Mooring Master A person who is designated to assist a ship's Master in the mooring and/or unmooring of the ships. For some operations, the Mooring Master may be the STS Superintendent.

Mooring Master Assistant A person who may be assigned to assist the Mooring Master in operational tasks such as rigging fenders, hose handling, mooring and unmooring, and surveillance and tending offenders, moorings and hoses during the STS operation.

Mother Ship Normally the larger of the vessels engaged in STS transfer operations. In conventional STS operations, the Mother ship is the Discharging ship. However, in a reverse lightering operation, the Mother ship may be a Receiving ship.

MOORING ARRANGEMENT PLAN The plan that shows the Mooring details of the vessels.

Non-Dedicated Ship A non-dedicated ship is a sea-going ship which is temporarily equipped to carry out STS transfer operations on a short term (non-dedicated) basis.

Organizers Organizers are shore-based operators responsible for arranging an STS transfer operation. The Organizer may be an STS service provider.

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Person in Overall Advisory Control (POAC) The person agreed to be in overall control of an STS transfer operation. It may be one of the Masters (generally the Master of the maneuvering ship) or a designated individual from an STS service provider.

Primary Fenders Primary fenders are large fenders capable of absorbing the impact energy of berthing and wide enough to prevent contact between the ships should they roll while alongside one another. The Primary fenders are normally pneumatic and pressurized to either 50 kPa or 80 kPa gauge pressure.

Receiving Ship A receiving ship is a ship to which cargo is transferred from the Discharging Ship. The Receiving Ship may also be known as the Lightering ship or Service ship.

Reverse Lightering An operation that involves discharge from one or more smaller ships into a larger ship. In this scenario the Receiving ship is actually the Mother ship. Primarily, this term is used to describe an STS operation that is being performed for the purpose of loading an exporting ship in deeper water at a location where available loading berths do not have sufficient water alongside to safely handle the ship at her laden departure draught.

Safe Working Load (SWL) Generally, a load less than the yield or failure load by a safety factor that has been defined by a code, standard or good engineering practice.

Secondary Fenders Secondary fenders are fenders used to prevent contact between the two ships, should they be rolling or not parallel to each other. They are especially effective when rigged towards the ends of a ship and are of most benefit during mooring and unmooring operations.

Service Ship See Receiving ship.

Ship Any vessel, including barges, that is designed to carry oil or chemicals in bulk.

Ship Blackout Operating in the event of loss of power.

Ship Operator See Company.

Ship Owner Includes an owner, manager or operator having day-to-day commercial and/or operational control of the ship.

Ship to be Lightered (STBL) See Discharging ship.

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Ship-To-Ship (STS) Transfer Operation An STS transfer operation is an operation where crude oil or petroleum products are transferred between seagoing ships moored alongside each other. Such operations may take place when one ship is at anchor or when both are underway. In general, the expression includes the approach manoeuvre, berthing, mooring, hose connecting, safe procedures for cargo transfer, hose disconnecting, unmooring and departure manoeuvre.

Standoff The horizontal distance, maintained between the parallel body lengths of both ships, which is provided by the primary fenders when conducting an STS transfer operation.

STS Equipment Refers to the equipment utilized for the STS operation.

STS Operations Plan A ship-specific plan containing procedures for the safe conduct of STS transfer operations.

STS Organizers STS Organizers are shore-based operators responsible for arranging an STS transfer operation. The Organizer may be an STS service provider.

STS Service Provider An STS Service Provider is a company or organization employed to organize and assist with STS transfers. The services offered by these companies vary, but often include the provision of personnel and equipment to facilitate the STS transfer. The STS Service Provider may also supply the essential personnel and equipment needed, such as hoses, fenders and support craft. The STS Service Provider may also be referred to as an STS Contractor or STS Resource Provider.

STS Superintendent A person who may be designated to assist a ship's Master in the co-ordination and supervision of the STS operation. This may include mooring and unmooring of the ships and / or the cargo transfer operation. The STS Superintendent may also fulfil the role of POAC. The STS Superintendent may also be known as Lightering Master, Mooring Master or Transfer Supervisor.

STS Transfer Area A transfer area is an area within which an STS transfer operation customarily takes place. Transfer areas should be selected in safe sea areas (see Section 3.1.3). In coastal areas they will be agreed with nearby coastal authorities and, as appropriate, in accordance with specific port or national regulations.

Transfer at Anchor The expression "transfer at anchor" describes an operation where a cargo transfer is carried out between ships when they are moored alongside each other and one of the ships is at anchor. The operation is an alternative to underway transfer.

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Underway By definition under the International Regulations for Preventing Collisions at Sea (COLREGS) a ship when underway is not at anchor, made fast to the shore or aground. However, she may be either steaming or drifting freely with current and weather.

Underway Transfer An STS operation that is conducted between two ships that are underway. A ship is underway when it is not at anchor, made fast to the shore or aground. The ships engaged in the transfer may be either steaming or drifting freely with current and weather.

Vapor Balancing May be used to avoid the release of cargo vapors to the atmosphere by interconnecting the vapor systems of the receiving and discharging ships.

Vessel Ship.

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APPENDIX D

D.1 RISK ASSESSMENT OF TRANSFER LOCATION

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Risk Management

Operation / Work activity being assessed: STS OF TRANSFER LOCATION (STS transfers undertaken at sea may pose specific issues that need to be addressed as they often take place in locations that may be beyond the

assistance of normal port services. The present risk assessment for the proposed STS location, intends to identify specific risks and establish appropriate safeguards to ensure that identified risks are effectively managed. In this context, the outcome of the risk assessment should guide the Master and the crew n following suitable and safe operational procedures specific to the location).

Routine Non-routine Generated by: Vessel (record the name) Office

Code number (to be assigned by the Office): RISK MATRIX

FREQUENCY - (How likely is it to happen?)

1 2 3 4 5

Very

unlikely-

Practically

impossible

Once per

10 years

or more

Remote-

Not likely

to occur

Once

per 5

years

Occasional-

Possibility of

occurring

sometime

Once

per

fleet

year

Probable -

Possibility of

isolated

incidents

Once per

ship

year

Frequent -

Possibility of

repeated

incidents

More often

than once

per voyage

CONSEQUENCE - (How seriously can anyone get injured?)

Personnel Health / Safety Environmental

Impact Assets

Reputation - Public disruption

1

Minor -

Single or Few

minor

injuries

Minimum

pollution /

Little or no

response

needed

Minimum

cost / damage

< $10000

Zero impact

L(1)

L(2)

L(3)

M(4)

M(5)

2

Significant -

Number of

minor

injuries /

Medical

treatment for

personnel

Little

pollution /

Limited

response of

short

duration

Little cost

or damage

($10000 –

$ 100000)

Slight

impact

L(2)

M(4)

M(6)

H(8)

VH(10)

3

Severe -

Serious

injury to personnel

Moderate

pollution/

Significant resources

commitment

Moderate

cost or

damage (100000 –

1000000$)

Considerable

impact

L(3)

M(6)

H(9)

VH(12)

VH(15)

4

Catastrophic

- Human

losses /

fatalities

Major

pollution /

Full scale

response

Excessive/

high cost

damage >$1000000

Major

national &

international

impact

M(4)

H(8)

VH(12)

VH(16)

VH(20)

Very High=Intolerable Risk (10-20) High = Undesirable (8-9) Medium=Tolerable Risk (4-7) Low=Negligible Risk (1-3)

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Risk Identification Risk Analysis Initial risk

evaluation

No Hazard Potential

hazardous event Existing control measures F C R

1 Local Legislative requirements may present a barrier or impose constraints in conducting the STS operations, resulting in operational risks involving delays and capital losses.

Moderate pollution/ Significant resources

commitment

Past experience and study of charter party, as well as taking in account information obtained from local sources (agents etc.).

4

3

12

2 Environmental conditions may render impossible STS or to impose obstructs in flawless STS operations that might result to undesirable events, such as delays and financial losses as well as accidents to personnel and pollution incidents.

Major pollution / Full scale response

Navigational, mooring and STS operational procedures and practices, as per the Company’s Management System. A metocean study carried out, in which the mean, operational and extreme environmental conditions that the ship structures will have to withstand are determined, taking, however, in account that the detail and extent of the required metocean conditions (waves, water level, temperature, currents and wind) are study dependent.

4

4

16

3 The location-specific berthing and un-berthing conditions, while vessels being (underway, at anchor, alongside) may result to delays and financial losses as well as accidents to personnel and pollution incidents.

Moderate pollution/ Significant resources

commitment

Company’s Management System’s procedures for mooring / anchoring / port arrival / port departure operations. Past experience and study of charter party, as well as taking in account information obtained from local sources (agents etc.).

3

3

9

4 The location-specific transhipment conditions, with reference to the implemented method (i.e. while vessels are underway or at anchor or alongside) may result to delays and financial losses as well as accidents to personnel and pollution incidents.

Moderate pollution/ Significant resources

commitment

Company’s existing guidance and procedures for transhipment operations, being never-the-less not location specific. Past experience and study of charter party, as well as taking in account information obtained from local sources (agents etc.).

3

3

9

5 Navigational traffic in the vicinity of STS operations may result to collision / grounding / foundering / personal accidents and pollution incidents.

Major pollution / Full scale response

Company’s existing robust navigational procedures, dealing in details the intensive-traffic operations, however not being STS location specific. 2 4 8

6 Spill and dispersion trajectories and potential environmental impacts: The location-specific geographical and environmental conditions, incl. the coastline layout, sea currents, predominant weather conditions may significantly affect the extent and the significance of an oil spill

Major pollution / Full scale response

Vessel’s and Company’s emergency planning instructions, including SOPEP/SMPEP. Standard drills and training practices.

3

4

12

7 Lack of availability of any external spill response resources at the location and, if available, lack of efficiency of response in the event of a spill, may significantly affect its extent and consequences.

Moderate pollution/ Significant resources

commitment

Available data in Annex 2 of SOPEP/SMPEP

3

3

9

8 Inefficient support by dedicated craft in the location may result in escalation of any undesirable event and its consequences

Major pollution / Nothing specific apart from past experience 3 4 12

9 Inefficient support by local port authorities, services, subcontractors in the location may result in escalation of any undesirable event and its consequences.

Full scale response Nothing specific apart from past experience

3

4

12

10 Exposure of location to security threats may put to risk to personnel and to property

Major pollution / Vessel’s Security Plan, as well as pre-arrival information exchange with local authorities for security issues.

3 4 12

11 Existing environmental limits, including abort criteria, may impose a barrier to carrying out STS operations smoothly, thus resulting to delays and profit losses

Moderate pollution/ Significant resources

commitment

There is nothing specifically to deal with imposed limits and abort criteria for STS operations on the basis of environmental conditions.

3

3

9

12 Navigational hazards in the vicinity of STS operations may result to collision / grounding / foundering / personal accidents and pollution incidents.

Major pollution / Full scale response

Company’s existing navigational procedures.

4

4

16

Note F: Frequency, C: Consequence, R: Risk

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Risk Treatment Residual risk

evaluation

Hazard No.

Additional Risk Control Measures Responsible Action Timeline

F C R

1 A. The local agent to be contacted for advising / clarifying all the applicable location-specific legislative and regulatory requirements, in order to handle all arising problems on case-by-case basis

Operations Manager / DPA

As early as possible upon the vessel is fixed for a STS operation at a specific location, in order to be possible to implement timely any additionally required safeguards

1

3

3 B. Advices to be seek from charterers and from industry partners, in order to

consider and handle before-hands problems experienced by others. Operations Manager / DPA

C. The above practices to be duly repeated, also in case the vessel has

already visited the STS location before, because the requirements may have been changed / amended.

Operations Manager / DPA

2 A. Information for prevailing environmental conditions to be obtained from local sources, as the agent, port authorities and commercial partners, in order to optimize the STS schedule in mutual correspondence with the charterers and, if needed, to provide timely resource and/or modification to ship’s equipment and structures.

Operations Manager / DPA

As early as possible upon the vessel is fixed for a STS operation at a specific location, in order to be possible to implement timely any additionally required safeguards

1

4

4 B. Relevant clauses in the Charter Party to be very seriously considered, as

well as advice from industry partners, in order to handle timely problems experienced by others.

Operations Manager / DPA

C. Information from weather services to be available both onboard and ashore.

Operations Manager / DPA

D. In anticipation of unfavourable weather conditions, relevant formal information exchange to be established between the vessel and office.

Operations Manager / DPA

3 A. The details of berthing / unberthing operations should be thoroughly considered in an inter-Office meeting to foresee any specific safeguards to implemented or additional equipment to be provided, to cope with the specific operational requirements, depending on the nature of the operation, i.e. whether it shall be: - Underway - At anchor - Alongside. Matters to be consider may include (not necessarily limited to): - Use and suitability of ship’s equipment - Additional requirement for supplies and other resources - Need for technical shipboard modifications - Need of revision or modification of relevant procedures

- Watches and manning levels (bridge / deck / engine) taking in account constraints due to fatigue.

DPA / Operations Manager / Marine or Technical Manager

As early as possible upon the vessel is fixed for the first time for a STS operation at a specific location, in order to be possible to implement timely any additionally required safeguards and provide resources and equipment. Past experience may be used for following-up calls at same location, provided that the same berthing / unberthing planning is carried out. Otherwise following up inter-Office and shipboard Safety Committee meetings to be summoned to consider any specific circumstances.

2

3

6

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B. In correspondence to the above inter-Office meeting, a special Safety

Committee Meeting to be summoned onboard to unearth relevant shipboard considerations and specific requirements to be elaborated both onboard and ashore.

DPA / Operations Manager / Marine or Technical Manager

C. Advices to be seek from charterers and from industry partners, in order to consider and handle before-hands problems experienced by others.

DPA / Operations Manager / Marine or Technical Manager

4 A. Relevant inter-Office and shipboard meetings as per the additional measures established for the above item No.#3 (A) and (B), to be held for reviewing the intended transhipment methods and establish location- specific additional safeguards and resources requirements; also the past experience from other industrial partners to be investigated and seriously considered.

Master / DPA / Operations Manager / Marine or Technical Manager

As early as possible upon the vessel is fixed for a STS operation at a specific location, in order to be possible to implement timely any additionally required safeguards

1

3

3 B. Consideration to be given to the new elevated STS regulations, as well as

to the contents of the upgraded vessel’s-specific STS Operations Manual; for this purpose, a training session should be organized onboard by the next attending marine superintendent to present the new manual.

Master / DPA / Operations Manager / Marine Superintendent

Upon the new upgraded STS Operation Manual is prepared, approved and received onboard.

C. Further reference to be made to the operations-specific Risk Assessment and if needed a Marine Superintendent to attend the vessel when first time performing an operation considered particularly hazardous.

Master / Marine Superintendent

Prior to carrying out for the first time a transhipment operation at a specific location and in accordance with a plan not experienced before.

5 A. Information about anticipated traffic density and rest navigational

conditions of concern to be obtained from local sources, as the agent, port authorities and commercial partners.

Master / Operations Manager

Prior to carrying out for the first time a transhipment operation at a specific location, for which information for anticipated high- density traffic has become available.

1

4

4

B. Elevated bridge watches / deck manning levels to be established for the specific operations. In case of work/rest hours and fatigue-imposed operational constraints, consideration to be given for the necessity to place onboard additional crew, if the specific STS operations are anticipated to be repeated for long as a standard trading pattern

Master / DPA / Crew Manager

C. When first calling the STS location, the relevant Passage Plan to be sent

to Office for reviewing and the applicable position fixing frequency to be increased at Master’s discretion.

DPA / Master

6

A. The specific geographical layout of the location as affecting dispersion of a spill and propagation of environmental pollution, including specialties of the coastline, environmental conditions,, sea currents, predominant weather conditions, sea depth and maneuvering abilities should be considered during the inter-Office and shipboard meetings as per the additional measures established for the above item No.3 (A) and (B); and relevant specific safeguards should be decided and communicated to the Master.

Master / DPA / Operations Manager / Marine or Technical Manager

Prior to carrying out for the first time a transhipment operation at a specific location.

1

4

4

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B. Taking into account the specific locations’ idiosyncrasies, a ship-shore spill

drill to be carried out as per SOPEP/SMPEP Master / DPA

C. Local agents, commercial partners and other industry’s bodies to be contacted for obtaining any useful guidance before-hands. Master / DPA / Operations Manager

7 A. Investigate availability and suitability of external spill response resources at the location

DPA

As early as possible upon the vessel is fixed for the first time for a STS operation at a specific location.

1

3

3 B. Establish additional shipboard resources and procedural guidance, in case

the local resources raise any doubt in terms of adequacy. DPA

C. Organize a ship-shore spill drill , taking into consideration the local supportive conditions

Master / DPA

8 A. Investigate availability and suitability of external craft at the location DPA As early as possible upon the vessel is fixed for the first time for a STS operation at a specific location. Relevant actions to be repeated prior

to subsequent calls, as the conditions might have changed.

1

4

4 B. If a local craft is unavailable, consider possibility of the vessel’s rescue

boat to be used, if circumstances deed it necessary. Master / DPA

C. Also communicate with the other vessel, to ensure that the transhipment plan shall ensure that at least 1 vessel’s rescue boat shall be useable

Master / Operations Manager

9 A. Master to be requested to provide to the Office a list of standard requirements for resources, in order his vessel to be able to carry out STS operations in accordance with the provisions of the upgraded STS Operations Manuals and his experience and marine practice.

Master / Operations Manager

Upon the new upgraded STS Operation Manual is prepared, approved and received onboard.

1

4

4

B. Local agents / commercial partners to be contacted to ensure satisfactory availability of support elements provided by local port authorities, services, subcontractors on site.

Operations Manager

As early as possible upon the vessel is fixed for a STS operation at a specific location.

C. Lack of availability or inefficient operational and resource integrity of any support elements provided by local port authorities, services, subcontractors on site must be considered during the meetings held onboard and ashore as the additional measures established for the above item No.#3 (A) and (B); in order to establish alternative means for ensure smooth and safe operations. This might include, but not limited to: - Request to charterers / commercial partners to provide necessary

resources - Investigation of the possibility necessary resources to be covered by

the other vessel - Provision on board of the resources prior to the commencement of

the sea passage - Objection to perform the voyage if the lack of availability or inefficient

operational and resource integrity of any local support elements render the whole operation particularly unsafe without possibility of satisfactory mitigating counter-actions.

Master / DPA / Operations Manager /

Marine or Technical Manager

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER IMO NO. 8910598

10 A. In case of available information that the specific location has intrinsic

security threats (from agents, commercial partners, past experience and other sources), a recapitulation of safeguards as per Security Plan to be forwarded as official letter to the Master.

DPA / CSO

As early as possible upon the vessel is fixed for the first time for a STS operation at a specific location.

1

4

4

B. A special ship-shore security drill to be considered. CSO / SSO / Master

C. On case-by-case basis and subject to the statutory consent special guards may be placed onboard.

Top Management / CSO

11 A. Additional mitigating measures established for the above item No.2 to be considered.

Operations Manager / DPA / Master

As early as possible upon the vessel is fixed for the first time for a STS operation at a specific location.

1

3

3

B. The local agent and port authorities to be contacted, as well as the charter party to be carefully studied for defining any applicable operational constraints related to environmental conditions.

C. Feasible solutions may be sought to be adopted in correspondence with the other vessel.

12 A. Additional mitigating measures established for the above item No.5 to be considered.

Master / DPA / Operations Manager / Crew Manager

Prior to carrying out for the first time a transhipment operation at a

specific location, for which information for anticipated

navigational hazards in the vicinity has become available.

1

4

4

B. Problems experience by other industry’s partners to be sough and investigated towards implementing relevant efficient solutions.

Operations Manager

C. The Company’s Management System to be amended by adopting a minimum position fixing frequency for navigation in dangerous areas.

DPA / Operations Manager Forthwith

Note F: Frequency, C: Consequence, R: Risk

ALTERNATIVE WAYS TO CONDUCT THE WORK (a new RA should be conducted for the alternative way decided)

Are any amendments to SMS required (related to the above Additional Risk Control Measures)?

Yes Describe: Update Position Fixing Instructions, as well as upgrade the STS Operation Manual. No

Contingency plans (to facilitate safe management and recovery of the situation in case of any unplanned occurrences)

Emergency case Contingency Plans

HAZARDOUS VAPOUR

RELEASE, SERIOUS INJURY

REFER TO COMPANY’S EMERGENCY RESPONSE PROCEDURES (HAZARDOUS VAPOUR RELEASE, SERIOUS INJURY).

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M/T ORYX TRADER IMO NO. 8910598

Risk Management Team

Name Rank / Title Signature Date

Remarks:

Risk Assessment reviewed/approved by:

Name Rank / Title Signature Date

Remarks:

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M/T ORYX TRADER IMO NO. 8910598

D.2 RISK ASSESSMENT OF STS OPERATION

Risk Management

Operation / Work activity being assessed: STS OPERATION (Mooring and other associated operations of vessels engaged in STS cargo transfers). Routine Non-routine

Generated by: Vessel (record the name) Office

Code number (to be assigned by the Office):

RISK MATRIX

FREQUENCY - (How likely is it to happen?)

1 2 3 4 5

Very

unlikely-

Practically

impossible

Once

per 10

years

or more

Remote-

Not likely

to occur

Once

per 5

years

Occasional-

Possibility of

occurring

sometime

Once

per

fleet

year

Probable -

Possibility of

isolated

incidents

Once per

ship year

Frequent -

Possibility of

repeated

incidents

More often than once per

voyage

CONSEQUENCE - (How seriously can anyone get injured?)

Personnel Health / Safety

Environmental Impact

Assets Reputation -

Public disruption

1

Minor -

Single or

Few minor

injuries

Minimum

pollution /

Little or no

response

needed

Minimum

cost /

damage

< $10000

Zero

impact

L(1)

L(2)

L(3)

M(4)

M(5)

2

Significant -

Number of

minor

injuries /

Medical

treatment for

personnel

Little

pollution /

Limited

response of

short duration

Little cost

or damage

($10000 – $ 100000)

Slight

impact

L(2)

M(4)

M(6)

H(8)

VH(10)

3

Severe -

Serious

injury to

personnel

Moderate

pollution/

Significant

resources

commitment

Moderate

cost or

damage

(100000 –

1000000$)

Conside

rable

impact

L(3)

M(6)

H(9)

VH(12)

VH(15)

4

Catastrophi

c - Human

losses /

fatalities

Major

pollution /

Full scale

response

Excessive/

high cost

damage >$1000000

Major

national

&

internati

onal

impact

M(4)

H(8)

VH(12)

VH(16)

VH(20)

Very High=Intolerable Risk (10-20) High = Undesirable (8-9) Medium=Tolerable Risk (4-7) Low=Negligible Risk (1-3)

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER IMO NO. 8910598

Risk Identification Risk Analysis Initial risk

evaluation

No Hazard Potential

hazardous event Existing control measures F C R

1

Low Energy Collision: Inadequate control during berthing /

unberthing and side-by-side operations leads to hull to hull contact / collision leading to physical damage to one or both ships resulting to financial losses, damage and/or Pollution.

Moderate pollution/

Significant resources

commitment

Procedures as per the Company’s Management System and shipboard safety arrangements

3

4

12 High Energy Collision: Inadequate navigational control by ships

involved in STS transfer operation or a third party passing vessel causes a high energy collision during mooring, unmooring or transfer operations resulting in equipment damage, injuries or even fatalities and loss of containment resulting to financial losses,

damage and/or Pollution. 2 Grounding/contact with uncharted navigation hazards resulting to

financial losses, damage and/or Pollution

Moderate pollution/ Significant resources

commitment

Procedures as per the Company’s Management System and shipboard safety arrangements 3 4 12

3 Incompatibility between mother/daughter vessels, resulting to Moderate cost or damage and/or Moderate Pollution

Moderate pollution/ Significant resources

commitment

Procedures as per the Company’s Management System and shipboard safety arrangements 3 3 9

4 Inadequate operation planning/monitoring, resulting to financial

losses, damage and/or Pollution

Moderate pollution/

Significant resources commitment

Procedures as per the Company’s Management System and shipboard safety arrangements 3 3 9

5 Inadequate personnel competence, resulting to possible injury

to personnel

Moderate pollution/

Significant resources commitment

Procedures and implementation of Crew familiarization, training. 3 3 9

6 Inadequate / Substandard hose condition, resulting to financial losses, or damage and/or Pollution

Major pollution /

Full scale response Procedures as per the Company’s Management System and shipboard safety arrangements 4 3 12

7 STS mooring equipment / gear failure, resulting to financial losses and/or damage

Moderate pollution/

Significant resources commitment

Procedures as per the Company’s Management System and shipboard safety arrangements 3 3 9

8 Crew fatigue, resulting to possible injury to personnel Moderate pollution/

Significant resources

commitment

Procedures and implementation of Work / rest hour’s regulatory framework. 3 3 9

9 Communication failure, resulting to damage and/or Pollution Moderate pollution/

Significant resources commitment

Procedures as per the Company’s Management System and shipboard safety arrangements 3 3 9

10 Anchor dragging, resulting to possible damage Moderate pollution/

Significant resources commitment

Procedures as per the Company’s Management System and shipboard safety arrangements 3 3 9

11 Adverse weather and sea conditions. Cargo sloshing due to ship motions in the prevailing swell conditions results in damage to cargo tank structure resulting in the ship being unfit to trade, resulting to possible damage

Moderate pollution/

Significant resources commitment

Procedures as per the Company’s Management System and shipboard safety arrangements, incl. mandatory use of PPE

3

3

9

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M/T ORYX TRADER IMO NO. 8910598

12 Steering or power failure, resulting to financial losses and/or

damage

Moderate pollution/

Significant resources commitment

Procedures as per the Company’s Management System and shipboard safety arrangements 3 4 12

13 Ignition hazard through induced arcing, resulting to possible

damage and/or injury to personnel

Moderate pollution/

Significant resources

commitment

Procedures as per the Company’s Management System and shipboard safety arrangements, incl. mandatory use of PPE 3 4 12

14 High oxygen concentration in cargo tanks in case VECS line is connected, resulting to possible damage

Moderate pollution/

Significant resources commitment

Procedures as per the Company’s Management System and shipboard safety arrangements, incl. mandatory use of PPE 3 4 12

15 Failure or improper use of equipment used in personnel transfer, can lead to loss of control during transfer resulting In

fatality or serious injury to personnel

Major pollution /

Full scale response Procedures as per the Company’s Management System and shipboard safety arrangements, incl. mandatory use of PPE

4

3

12

16 Exposure to toxic vapors (e.g. H2S), resulting to financial losses, damage and/or Pollution and /or injury to personnel

Moderate pollution/

Significant resources commitment

Procedures as per the Company’s Management System and shipboard safety arrangements, incl. mandatory use of PPE 3 4 12

17 Excessive hull stresses, damage

resulting to financial losses and/or Major pollution /

Full scale response Procedures as per the Company’s Management System and shipboard safety arrangements 4 3 12

18 Failure to maintain mooring integrity, deteriorating weather and / or poor maneuvering results in mooring failure, resulting to

financial losses, damage and/or Pollution and /or injury to personnel

Moderate pollution/

Significant resources

commitment

Procedures as per the Company’s Management System and shipboard safety arrangements

3

4

12

19 Hardware failure, overflow or over-pressure due to inadequate control during transfer, resulting to Pollution

Major pollution /

Full scale response Procedures as per the Company’s Management System and shipboard safety arrangements 4 3 12

Note F: Frequency, C: Consequence, R: Risk

Risk Treatment Residual risk

evaluation

Hazard No. Additional Risk Control Measures

Responsible Action Timeline F C R

1 A. Agree approaching procedures with the other vessel / mooring master / pilots and monitor implementation. Abort / suspend maneuvering operation if deviation from what has been agreed is observed or if in doubt or if conditions have changed.

Master

Prior to / during the STS mooring

operation

1

4

4

B. Confirmation should be sought that the number, size and age of the fenders are suitable for the operation taking into account the size of the ships involved and STS Transfer Guide/section 9.1.2 and 9.1.3 recommendations.

Operator

C. Check / inspect the proper condition of the fenders. Confirm that secondary fenders are available.

C/O

D. Communicate details of the agreed mooring plan to the ship’s officers and crew during a safety meeting.

Master

E. Maintain continuous communication with the other vessel during approaching / mooring maneuvering.

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M/T ORYX TRADER IMO NO. 8910598

F. Confirm that a SECURITY message has been issued to all vessels in the

area for the forthcoming lightering operation.

G. Confirm that the AIS have been set to indicate STS operation / restricted manoeuvrability.

H. The main engine cylinder “cut-out” system to be used, as necessary (if such a system is available on board).

2 A. Confirm that the STS transfer area is free from navigation hazards. Agree

maneuvering area and monitor closely ship’s track during operations to ensure that always navigating within the agreed safe area.

Master

Prior to / during the STS mooring

Operation

1

4

4

B. Mark properly NO-GO areas on charts highlighting restricted / dangerous waters that the ship must remain clear off.

C. When STS transfer is en route ensure with Person in Charge of the

operation (Pilot / mooring master) that the intended route maintains the vessel always in safe waters.

D. Taking into account any nearby navigation hazards as well as the prevailing weather / sea conditions in the STS area, a frequent ship position fixing should be implemented – at least every 30 minutes.

E. Verify that: (a) navigational charts are fully updated up to the latest Notice to Mariners and that navigational warnings are available on board; (b) during STS that navigational warnings are continuously received by EGC receiver and that charts as well as all deck officers are fully updated / informed.

3 Request advanced information relating to the overall dimensions, freeboard, position of manifolds, mooring points and fenders of the other ship at the earliest opportunity. The Company should be contacted in case any of the submitted information raises a point of concern.

Master

Prior to / during the STS mooring Operation

1

3

3

4 A. In addition to having carefully completed and exchanged information with the other vessel as per STS Transfer Guide Checklists no.2,3,4 and 5 it should be ensured that any other information related to the operation has been promptly communicated, as necessary, and utilized in the safe planning / conduct of the operation.

Master

Prior to / during the STS mooring

Operation

1

3

3

B. An STS contingency plan should be prepared and agreed by involved parties.

5 A. Details of all stages of the STS operation, including normal and emergency procedures, should be presented and analyzed to the ship’s crew prior to the operation during a safety meeting.

Master

Prior to the STS mooring operation

1

3

3 B. An STS Emergency Drill should be carried out. 24 hours prior to the STS mooring

operation

C. Competency experience of the STS organizer and person in charge to be requested / reviewed in case the Company has no previous experience

Operator Prior to the STS mooring operation

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER IMO NO. 8910598

with the particular organizers.

6 A. A visual inspection of the transfer hose assemblies should be carried out before they are connected to the manifolds to determine if any damage has been caused when taking them on board.

C/O

Prior to / upon receipt of hoses

1

3

3

B. Check that the MAWP and date of last annual pressure test is marked on the hose(s).

7 A. While vessel is moored, the condition of the mooring wires / tails should be frequently checked.

C/O / OOW Prior to arriving at the STS area 1

3

3

B. All the SMM-required deck/cargo pre-arrival checks should be carried out. Master / C/E / C/O Prior to STS operation

8 A. Work activities onboard prior to arriving to the STS area should be so planned so that adequate period of rest to have been provided to the involved crew.

Master / C/E During the STS operation

1

3

3

B. During the STS operation, the crew watches should be arranged taking into consideration the planned density of the lightering operations.

Master Prior to STS operation

9 Back up VHF radios/frequencies and emergency communication means (i.e.

whistle) for the entire period of the operation should be agreed with the Mooring Master. Refer to STS Transfer Guide section 4.8.

Master

During the STS operation 1

3

3

10 During the entire STS operation either at anchor or adrift the bridge must always be manned and position fixing should be carried at frequent intervals.

Master / OOW Prior to / during the STS operation 1 3 3

11 A. The Master and loading Master should mutually agree that the prevailing weather condition in general is favorable to perform the operation.

Master

Prior to / during the STS operation

1

3

3

B. The Master should ensure that weather reports are frequently updated and discussed with the mooring Master.

Prior to STS Berthing / unberthing

C. Berthing / unberthing should be carried out during daylight and with visibility acceptable by all involved parties.

Prior to STS operation

D. Clear and detailed operating procedures established for all phases of the STS operation, including ramp up/down procedures and maximum loading rates. Procedures define communication requirements, responsible parties and accountabilities for each phase of the operation. For open water STS transfer the operating procedures will address visibility, the monitoring of third party traffic and detail the actions to be taken if third party traffic is predicted to enter closest point of approach (CPA) limits. Crews are trained and familiar with operating procedures.

Prior/During to STS operation

12 A. Any berthing / unberthing operation should be aborted in case of steering or main engine power failure.

Master

Prior to STS operation

1

4

4

B. Pre-arrival tests of steering gear and Main engine should be carried out prior to the operation.

Master / C/E

C. Both steering motors should be running prior to STS mooring. C/E Prior to / during the STS operation

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13 A. Ensure implementation of the relevant measures to eliminate electrostatic

standards as per STS Transfer Guide paragraph 3.5.4.

Master

When two vessels are alongside 1 4 4

B. 10cm Radars and MF/HF radio should be switched off. During the STS operation

14 If the vessel is receiving vapors, the cargo tanks oxygen concentration should be closely monitored to ensure it remains less than 8% v/v.

C/O During the cargo transfer 1 4 4

15 A. A personnel transfer basket for transferring personnel should be used provided that the crane is not used to support the cargo hoses. Only type approved transfer baskets must be used.

Master / C/O

During the cargo transfer

1 3 3

B. Personnel Transfer “by basket” should be carried out in accordance with the SMS relevant requirements.

16 The additional safety procedures, set out in SMS, for handling cargoes with high concentrations of H2S should be implemented, as appropriate. The associated hazards and the required control measures should be discussed with the involved crew during a safety meeting.

Master

Prior to / during the STS operation

1 4 4

17 A. Operations planning should endure stresses well within acceptable SEAGOING limits.

Master / C/O

During planning of STS cargo operation

1 3 3

B. Loadicator must be set at SEAGOING limits at all times throughout the STS operation.

Prior to / during the STS operation

18 A. Ensure availability at mooring stations long handle fire axes or other suitable cutting equipment.

Master / C/O

Upon berthing / during the STS

operation

1 4 4

B. Knowledge of ship handling characteristics reflected in maneuvering plan.

C. Detailed contingency plans are established for STS specific emergencies.

Plans address control, responsibility and actions required on both ships. Crews trained and drilled in emergency procedures.

D. All equipment used in the STS is fit for purpose and meets appropriate international standards and conforms to accepted industry guidelines.

E. Life cycle equipment replacement policy established on the basis of operational experience and manufacturer’s recommendations.

19 Overfill and tank protection alarms and shut down systems are fully operational at all times and maximum fill levels are adjusted to ensure that these systems operate effectively in open water where appropriate.

Master

Prior to / during the STS operation

1 3 3

Other

Clear operating limits defined in the operating procedures for all stages of the operation. The operating limits consider:

i. Restrictions due to poor visibility / night time operations

ii. maneuvering capability iii. the operating limits of mooring and fendering systems

where applicable, motion studies to define maximum environmental conditions for an acceptable sloshing risk when cargo transfer operations are undertaken

Master

Prior to / during the STS operation

1 3 3

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in open water.

Note F: Frequency, C: Consequence, R: Risk

ALTERNATIVE WAYS TO CONDUCT THE WORK (a new RA should be conducted for the alternative way decided)

Are any amendments to SMS required (related to the above Additional Risk Control Measures)?

Yes Describe: Update Position Fixing Instructions, as well as upgrade the STS Operation Manual. No

Contingency plans (to facilitate safe management and recovery of the situation in case of any unplanned occurrences)

Emergency case Contingency Plans

HAZARDOUS VAPOUR RELEASE, SERIOUS INJURY

REFER TO COMPANY’S EMERGENCY RESPONSE PROCEDURES (HAZARDOUS VAPOUR RELEASE, SERIOUS INJURY).

Risk Management Team

Name Rank / Title Signature Date

Remarks:

Risk Assessment reviewed/approved by:

Name Rank / Title Signature Date

Remarks:

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SHIP TO SHIP TRANSFER OPERATIONS PLAN

M/T ORYX TRADER – IMO NO. 8910598

APPENDIX E

E.1 SHIP'S INTEREST CONTACTS

Company Telephone Fax E-mail

ETTERNA SHIPMNAGEMENT SA (SHIP’S OPERATORS) AKTI MIAOULI 41 P.C 18535 PIRAEUS - GREECE

+30-210-4292524 Op..Man:+306972 247100

DPA/SQ Man. +306943484680

CSO +306945080880 Tech. Manager : +306980888897

[email protected]

P&I CLUB (The American Club) One Battery park Plaza, 31st floor, New York, 10004, USA

+1 212 847 4500

+1 212 847 4599

P&I CLUB (Piraeus Office / Greece) ShipOwners Claims Bureau (HELLAS) Inc. 51st Akti Miaouli Str. - 4th Floor, Piraeus 18536, Greece

+30-210-4294990

+30-210-4294188

[email protected]

H&M INSURANCE BROKERS : Louta & Partners Classification Society

+30 210 4282203

DROMON BUREAU OF SHIPPING

+35 725 818 020 +35 725 818 021

Flag Administration Panama Registries Emergency Response

+507 501 5355/7/9

+ 507 501 5363/5364

[email protected]

For IMO Annex 1 ‘’ National Contact Points For Safety And Pollution Prevention And Response*’’ and Annex 2 ‘’ List Of National Operational Contact Points Responsible For The Receipt, Transmission And Processing Of Urgent Reports On Incidents Involving Harmful Substances, Including Oil From Ships To Coastal States ‘’ please refer to Appendix A of SOPEP .