mtlet••'• nt.ttlot form23-=s 1€¦ · makati, metro manila 1226 (ctly) wrovtnce) (~os ......

foRM23-=s 1 CJ Check box ~ no longer subject

to filing requirement

ame ana Pr.aoress o epoorng erson

DE GUZMAN IVY MARIA EJERCITO (Las t) (~trst) (MICCIO)

c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas

(Street)

Makati, Metro Manila 1226 (Ctly) wrovtnce) (~os a1 coae)

1. C lass of Equity Security

COMMON SHARES

----- - ------------------- -

SECURITIES AND EXCHANGE COMMISSION Metro Manila, Philippines

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Filed pursuant to Section 23 of the Securities Regulation Code

ssuer ame ano raotng ::>ymoo

BANK OF THE PHILIPPINE ISLANDS (BPI) ax IOennncatton j5. :statement tor

Number Month/Year

110179486 January 2019 4. Citizenship 6. If Amendment, Date of

Original (MonthYear)

Fi lipino

•Ill s•curttlea .. ..... IIEAD

41 !Ill• exch•nge ~~~ c~rn"""'•••ooon OFFlCE ., ltec:tr••lc l•cardl Mtlet•"•"'• nt.ttlot

1

. Ke a rons 1p or Keponmg erson o ssuer (Check all applicable)

Director --_x_ Officer

(give titl e below)

Vice President

Table 1 • Equity Securities Beneficially Owned

2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End of 4 Ownership Form: Date Month U1rect {U) or 1nd1rect (I) •

(Month/Day/Year) % Number of Shares Amount (A)or (D) Price

January 7, 3000 A PHP 79.22 8879 D

2019

If the change In beneficial ownership is 50% of the previous shareholdlngs or is equal to 5% of the outstanding capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.

REVISED

-- 10%0wner

-- Other (speafy below)

6. Nature of Indirect Beneficial OWnership

NA

(Print or Type Responses)

Reminder: Report on a separate line for each class of equity securiti es beneficially owned directly or indirectly.

(1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares:

(A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or

(B) Investment power which includes the power to dispose of, or to direct the disposition of, such security. ~ (2) A person will be deemed to have an indirect beneficial interes t In any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such securi ty.

FORM 23·8 (continued)

11. LJe r~vatlve :security 1

l. ~.;onvers 1on or 13. rransacuon Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A. N.A. N.A.

Explanation of Responses:

Note: Fi le three (3) copies of this form, all must be manually signed.

Attach additional sheets if space provided is Insufficient.

Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

14. Number of Derivative secunt1es . u a e me and Amount of Acquired (A) or Disposed of (D) Exercisable and Underlying Securities

Expiration Date (Month/Day/Year)

Date t:xerclsable lt:Xp1ret1on Amount or Amount (A) or (D) Date Title Number

of Shares

N.A. N.A. N.A. N.A. N.A. N.A. .

. f'rlce of Derivative Securi ty

N.A. -

~

B. NO. Of \l.uwner- 110. Nature Derivative ship Form of Indirect Securities of Derivative Beneficial Beneficially Secu rity; Ownership Owned at Direct (D) End of or Month lna~rect (I) •

N.A. N.A. N.A. ·--

Date

DISCLOSURE REQUIREMENTS IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Item 1. Security and Issuer

State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

Item 2. Identity and Background

ltem3.

If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of ~s organization, its principal business, the address of its principal office and the Information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).

a. Name; b. Residence or business address;

c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted;

d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case;

e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizenship.

Purpose of Transaction

State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:

a. The acquisition by any person of additional securities of the issuer, or the dispos~ion of secur~ies of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of ~s subsidiaries;

d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

e. Any material change in the present capitalization or dividend policy of the issuer; f . Any other material change in the issuer's business or corporate structure;

g. Changes in the issuer's charter. bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange;

i. Any action similar to any of those enumerated above.

Item 4. Interest in Securities of the Issuer

Item 5.

ltem6.

a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.

b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the dispos~ion. Provide the applicable information required by Item 2 w~ respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of secur~ies reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and, if such interest relates to more than five (5%) percent of the class, such person should be identified.

e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of secur~ies , state the date on which such beneficial ownership was reduced.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person ~h respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such secur~ies except that disclosure of standard default and similar provisions contained in loan agreements need not be included.

Material to be Filed as Exhibits Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to:

a. the acquis~ion of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or ~hholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate.

This report is signed in the City of .... .. ... ....... ............................ .... .. .... ........ on ... .................. ...... ...• 20 ......... .

~oRM23-8]

c::J Check box if no longer subject l"o filing requirement


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF 5EI.;UKII Flied pursuant to Section 23 of the Securities Regulation Code

A &•curttl•a ..... , HEAD f'~"' l!:xc:::h•nee •I~ .:;,~~.=.::.:'::.~~ "'•'~;!~cE ~-:·-· ·- - --1

ICTD~~ ;1 REVISED

1. Name and Address of Reporting Person 2. Issuer Name and Trading Symbol 7. Relationship of Reporting Person to Issuer (Check all applicable)

DIONISIO FLORIS.A. FLORES BANK OF THE PHILIPPINE ISLANDS (BPI) (Last) (First) (Middle) 3. Tax Identification 5. Statement for -- Director -- 10%0wner

Number Month/Year _x_ Officer -- Other c/o BPI Head Office Ayala cor Paseo de Roxas

(give title below) (specify below)

117-703-887 01/07/2019 (Street) . Citizenship 6. ~Amendment, Date of

Original (Month Year)

Makati City Filipino (City) (Province) (Postal Code)

Table 1 -Equity Securities Beneficially Owned

1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End

Date of Month

(Month/Day/Year) %

Amount I (A)or(D) I Price ' COMMON SHARES 1/7/2019 7,000 A I 79.22

If the change in beneficial ownership is 50% of the previous share holdings or is equal to 5% of the outstanding capita l stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.

Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. (1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares:

(A) Voting power which Includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which Includes the power to dispose of, or to direct the disposition of, such security.

(2) A person will be deemed to have an Indirect beneficial Interest in any equity security which Is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person Is a general partner; (C) held by a corporation of which such person Is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

Number of Shares

25,772

. VICE PRESIDENT

4 Ownership Form: 6. Nature of Indirect Beneficial Direct (D) or Indirect (I) • Ownership

D N/A


FORM 23-B (continued)

1. Derivative Security 2. Conversion or 3. Transaction Exercise Price Date of Derivative (Month/Day/Yr) Security

IN .A. N.A. N.A.


Note: File three (3) copies of this form, one of which must be manually signed. Attach additional sheets If space provided Is insufficient.

Table II - Derivative Securities Acquired, Disposed of, or Beneficia lly Owned (e.g ., warrants, options, convert ible securities)

14· Number of Derivative Securities 5. Date 6. Title and Amount of Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


Date Exercisable Expiration f>mount or Amount (A) or(D) Date Title Number

of Shares

N.A. N.A. N.A. N.A. N.A. N.A.

7. Price of 8. No. of 9. Owner- 10. Nature Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct (D) End of or Month Indirect (I) •

N.A. N.A. N.A. N.A.

'

Date

-IYIW .. IY ln .. IIIHJU ' I lllllf"t'IIIY"' fl a.c: .... rltl••. ,.,. REAl""\

I

FORM 23-B I • 'Exc:h•nge •t• c~.-nmt•s• ., OFFICE REVISED 11ectro!l tc lleco rd • M'l'l'l•l" •-' lh11tea

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECU IJefD JAN 15 ~ 9 11 CJ Check box if no longer subject Filed pursuant to Section 23 of the Securities Regulation Code to filing requirement • I '

,. . . ~ECi. f ltE . SUa JEC l :~ftT~C:.V I E: W Of

ame ana "aaress of Reporting Person 2 . Issuer Name ana 1 raa1ng ::;ymoo1 . Relation ~ ((.;heck all appllcaOie)

Florentino, Maria Angelica Gabriel BANK OF THE PHILIPPINE ISLANDS (BPI) (LaSt) (rlrSt) (M10019) ~. ax 1aen 1 1ca 10n . ,.,a amen or -- Director -- 10%0wner

Number Month/Year _x_ Officer -- Other c/o BPI Head Office Building Ayala Avenue cor Paseo de

132-204-381 (give title below) (specify below)

IRoxas January 2019 (Street) 4. Citizenship 6. If Amendment, Date of Vice President

Original (MonthYear)

Makati, Metro Manila 1226 Filipino (CitY) (l"rOVInCe) (l"ostal c;oae)


1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End of 4 Ownership Form: 6. Nature of Indirect Beneficial Date Month U1rect (U) or 1no1rect (I) • Ownership

(Month/Day/Year) % Number of Shares Amount (A)or(D) Price

COMMON SHARES January 7,

5000 A PHP 79.22 38,705 0 NA 2019

, __ - ----- -------


If the change in beneficial ownership is 50% of the previous shareholdlngs or is equal to 5% of the outstanding capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.

Reminder: Report on a separate line for each class of equity securities beneficially owned directly or Indirectly, MariaA~tino (1) A person Is directly or Indirectly the beneficial owner of any equity security with respect to which he has or shares:

(A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

(2) A person wil l be deemed to have an Indirect beneficial interest In any equity security which is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership In which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

Signature


. uenva 1ve ecumy 2. convers1on or ransact10n Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A N.A N.A

Note: File three (3) copies of this form, all must be manually signed.

Attach additional sheets if space provided is insufficient.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

j4. Number of uenvat1ve :>ecunues jo. uate j6. Title ana Amount of Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


I uate l:xerCISable l:xp~ratlon jAmOUnt or Amount (A)or(D) Date Title Number

of Shares

N.A N.A N.A N.A N.A N.A

. Prlceof B. NO. OT .11. uwner- j1U. Nature Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct (D) End of or Month tna~rect(l) •

N.A N.A N.A. N.A

LZ Date

Signature

Item 1.

Item 2.

Item 3.

Item 4.


Security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

Identity and Background If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).

a. Name; b. Residence or business address; c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is

conducted; d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so,

give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case; e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or

foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizenship.



a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any

person; h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.

Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right

to acquire w ithin thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.

b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.


e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities, state the date on which such beneficial ownership was reduced.

Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.

Item 6. Material to be Filed as Exhibits Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to:

a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of ........ ~':.~~~ .. ................ ........ ............ ... on ... (!F.~~ ... ?:. ..... , 20.1..1 .. ..

By: .............. ~ ........ . (Signature of Reporting Person)

.~t:?!.~.~ ... ~~ ... ,p. .. ~.~·~·~·/ t/~* (Name/Title)

I FORM 23-B I


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECU c::::J Check box if no longer subject


arne ana Aaaress o eport1ng erson

Gonzales Glenda I(Last) (rlrSt)

Manzo (MiaaleJ


(Street)

MakQ.ti, Metro Manila 1226 I\Gity) (rrovmce) (r ostal ~,;oae)

Filed pursuant to Section 23 of the Securities Regulation Code

12. Issuer Name ana 1 ramng ::;ymoo1 e allonsmp o eporllng erson to Issuer

BANK OF THE PHILIPPINE ISLANDS (BPI) 13. 1 ax 1aent11Callon . •:natement or -- Director

Number Month/Year _x_ Officer

162-584-733 January 2019 (give title below)

4. Citizenship 6. If Amendment, Date of Vice President Original (Month Year)

Filipino

Table 1 -Equity Securities Beneficia lly Owned

1. Cl&"ss of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) Date

(Month/Day/Year)

Amount (A) or(D) Price

COMMON SHARES January 7, 4,000 A PHP 79.22 2019

If the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding

capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.

Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. (1) A person is directly or indirectly the beneficial owner of any equity security with respect to wihich he has or shares:

(A) Voting power wihich includes the power to vote, or to direct the voting of, such security; and/or

(B) Investment power wihich includes the power to dispose of, or to direct the disposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security wihich is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in wihich such person is a general partner; (C) held by a corporation of wihich such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

3. Amount of ·Securities Owned at End of Month

% Number of Shares

18,756

W~r l d !lEAl OPFICE

1

(GhecK all applicable)

4 Ownership Form: u~reet (UJ or 1n01rect (IJ •

D

REVISED

10% Owner --Other --

(specify below)

6. Nature of Indirect Beneficial Ownership

NA


kH Sid'na~re


1 . Denvat1ve ~ecunty 2. convers1on or ransactton Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A. N.A. N.A.




Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

. Numoer o · uenvat1ve :;ecunt1es . u ate 1o. 111 e ana Amount o Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


Date Exercisable xptratton Amount or Amount (A) or (D) Date Title Number

of Shares


nceo . NO. 0 . o wner- 1u. Nature I

Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Benefi cially Secu rity; Ownership Owned at Direct (D) End of or Month InDirect ll) •

N.A. N.A. N.A. N.A.

~N 44/;n7 ~Si~ature

SECURITIES AND EXCHANGE COMMISSION "

FORM 23-8 (continued )

1. oenvat1ve secu nty 12. conversion or 3. Transaction Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A. N.A. N.A.





4. Number of Denvative secunt1es . ua e 11 e and Amount of Acquired (A) or Disposed of (D) Exercisable and Underl ying Securities


1 uate t:xerc1sao1e t:xp1rat1on Amount or Amount (A)or(D) Date Title Number

of Shares


17. Pnce of 1B. No. ot 19. owner- 10. Nat ure Derivative Derivative ship Form of lndire~ct Security Securities of Derivative Benefic ial

Beneficially Security; Ownership Owned at Direct(D) End of or Month Indirect (IJ •

N.A. N.A. N.A. N.A.

~ ~b Date

Signature


Item 1. Security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.


Item 3.

Item 4.

If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).


conducted; d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give

the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case; e. Whether or not, during the last five years, such person was a party to a civi l proceeding of a judicial or administrative body of competent jurisdiction, domestic or


f. Citizenship.


State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in :

a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fi ll any

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of securities of the issuer to be de listed from a securities exchange; i. Any action similar to any of those enumerated above.

Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to

acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.

Item 5.

Item 6.

· b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or .to direct ,the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). · The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.



Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.

Material to be Flied as Exhibits Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to:



After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of ......................................... ..................... on ....... ........... .. ... ....... , 20.......... , 1-r;~

By: ... V .. P.. .............. .. (Signature of Reporting Person)

.. ~.~ .. ~.~ ... !:..~ .. '\

I F-ORM-2J-B I c:J Check box if no longer subject

to fil ing requirement

ame ana Aaaress o epo 1ng arson

Luchangco, Eric Roberto Mirasol i(CaSI) trl fSI) (IVliOOie)


(Street)

Makati, Metro Manila 1226 I\City) (l-'rov1nce) (POStal COOS)

I

1. Class of Equity Security


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF S Filed pursuant to Section 23 of the Securities Regulation Code


1 . Denvatlve t;ecurlty pi. t;onvers1on or 3. Transaction Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A. N.A. ,N.A. -


Note: Fi le three (3) copies of this form, all must be manually signed.



. Numoer 01 uenva 1ve :>ecun 1es . u ate me and Amount of Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


Date Exercisable xp1rat1on I Amount or Amount (A)or(D) Date Title Number

of Shares

I' l'nceor Derivative Security

N.A. N.A. N.A. N.A. N.A. N .. ~.-- N.A.

tl. NO. Of \1. uwner-Derivative ship Form Securities of Derivative Beneficially Security; Owned at Direct (D) End of or Month 1n01rect (I) •

N.A. N.A.

~Y=r

1U. Nature of Indirect Beneficial Ownership

N.A.

,/,. / .,_,~ -f-!iF


Item 1. Security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.


Item 3.

If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).


conducted;

d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case;

e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizensh ip.




existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any

person; h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.

Item 4. Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right

to acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.





Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.

Item 6. Material to be Filed as Exhibits Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to:


b. the transfer or voting of the securities, finder's fees , joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of ........ ...... .. .. ........................................ .. .. on .......... .... ............ .. .. , 20 .. .. .. .. ..

By: .. ~ .............•. r .......... . . . .... .. ,, , .~n~ .. ~.~~ .. ~: .. .. ~.~·~·~· ···

9'V P (Name/Title)

I FORM 23-BJ D Check box if no longer subject


1. arne ana .u.oaress or H.eportmg erson

Santiago Noel (LaSl) l"'rs'J

6768 Ayala Avenue

(Street)

Makati , Metro Manila (l,;lty) tprovmce)

1. Class of Equity Security

Arguelles (MICC IO)

(Postal CO

FORM 23·8 (continued)

1. Denvatlve ::>ecu rlty l. L;onvers lon o r J . 1 ransactlon Exercise Price Date of Derivative (Month/Day/Yr) Security

N/A N/A N/A


Attach additional sheets if space provided Is insufficient.

Table II - Derivati ve Securit ies Acquired, Disposed of, or Beneficially Owned (e.g., warrants, opt ions, convertible securities)

14 . Numoer or u envallve ::>ecutlt1es 15. uate 16. Tille ana Amoum o Acquired (A) or Disposed of (D) Exercisable and Underl ying Securities

Expira tion Date (Month/Day/Year)

1 u ate t::xerc1sao1e II::Xp lratlon mount or Amount (A) or (D) Date Title Number

of Shares

N/A N/A N/A N/A N/A N/A

nee of lB. No. of 19. o wner- 110. Nature Deri vative Deri vative ship Form of Indirect Security Securities of Derivative Beneficial

Benefi cially Security; Ownership Owned at Dlrect (D) End of or Month 1na1rect (I) •

.

N/A N/A N/A N/A

~ Date

Signature


Item 1. Security •nd Issuer State the liUe of the class of equity securities to which this Fonn relates and the name and address of the principal exerulive offices of the issuer of such securities.


Item 3.

ltem4.

Item 5.

ItemS.

If the person filing this Fonn is a corporalion, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organi2alion, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a naluml person, provide the information specified in (a) through (f) of this Item with respect to such person(s).

a. Name; b. Residence or business address;

c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted;

d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dales, nature of conviction, name and location of court, any penally imposed, or other disposition of the case;

e. Whether or not, during the last five years, such person was a party to a civ~ proceeding of a judicial or administrative body of competent jurisdiction, domestic or fmeign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subseqoenlly reversed, suspended or vacated, permanenlly or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizenship.



a. The acquisition by any person of additional securities of the issuer, or the disposilion of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidalion, involving the issuer or any of its subsidiaries;

c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of direclors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure;

g. Changes in the issuer's charter, bylaws or instrument; corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of serurities of the issuer to be delisted from a securities exchange;

i. Any action similar to any of those enumerated above.


acquire within thirty (30) days from the date of this report) by each person named in Kern 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.

b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Hem 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direcl the disposition is shared.

c . Describe any transaction in the class of securities reported on that were effected during the past sixly (60) days by the persons named in response to paragraph (a). The description shaU include, but not necessarily be limited to: (1) the identity of the person who effected the transaction; (2) the date of the transaclion; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaclion was effected.

d. If any other person is known to have the right to receive or the power to direclthe receipt of dividends from, oc the proceeds from the sale of such serurities, a statement to that effect should be included in response to this Hem and, if such interest relates to more than five (5%) percent of the ctass, such person should be identified.

e. If the filing is an amendment reflecting the tact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities, state the date on which such beneficial ownership was reduced.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding oc relationship among the person named in Hem 2 and between such persons and any person with respect to any serurities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint venlures, loan or option arrangement;, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan

agreements need not be included.



b. the transfer or voting of the serurities, finder's tees, joint ventures, options, puis, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Hem 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and

~. TO.mport•••ood•ttreCAyof ................ ... .. .. .. ..... ........... ....... .. .... ........ oo. • ·: ~ ..

~t;:'tus~~ersoJv (Namefrllle}

SECURITIES AND EXCHANGE COMMISSION • .- s-curl1:1-sJ~ "" HEAD"'\ f ~ Excha~ng4 •t• Cmmtss In OFPICE Melro Manila, Philippines

FORM 23-B I ltectrea~c lecerth M••• •••nt • t•l•t eft

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SEC lC.lD JAN 1 5-' ~19 \ 1 _j ::::J Check box if no longer Sl.lbjecl \ to til ng requirement .. .,. Flied pursuant to Section 23 of the Securities Regulation Code • .

. f'~Ct !VE B SUI J E.CT T l rE: VIE.W O .. ~ t-OR W A..NII CO N l

Name an1Aaaress ot tceportlng erson ll· ssuer Name ana ra tng ~ymDo . IU at onshlp o' Report ng Person to Issuer

TAGAZA, MANUELCASTRO BANK OF THE PHILIPPINE ISLANDS (BPI) (last) (FirSt) (Middle) ax !dent 1cat10n . Statement or Director


14th Floor, BPI Buendia Center, Sen. Gil Puyat Ave. 11 2-133-014 (give title below)

Jan. 2019

(Street) 4. Citizenship 6. If Amendment, Date of Senior Vice President Original (MonthYear)

Makati City, Metro Manila 1226 Filipino II"•Y> wro~nce1 ( osta1 ~ooe

Table 1 - Equity Securities Beneficially Owned

1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (0) 3. Amount of Securities Owned at End of Month Date

{Month/Day!Year) 'II Number of Shares Amount (A) or(O) Price

Beg. 71,685 Common Shares 01/07/2019 5,000 A P93.20 5,000

Ending Bal

~-~

If the change in beneficial ownership is 50% of the previous shareholdings or is equal to 6% of the.outstanding capital stock of the iss uer, provide the disclosure requirements set forth on page 3 of this form.

Reminder: Report on a separate llne for each class of equity securities beneficially owned directly or indirectly. (1) A person is directly or indirectly the beneficial owner of any equity security with respect to wtlleh he has or shares:

(A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

(2) A person 'Nill be deemed to have an indirect benefiCial interest in any equity security 'Nhich is: (A) held by members of a person's immediate family sharing the same household; {B) held by a partnership in which such person is a general partner;

(C) held by a corporation of wtlich such person is a controlling shareholder; or (0) subject to any contract , arrangement or understanding whlch gives such person voting power or investment power with respect to such security.

76,685

Bal. as of 1/07/2019

s

(Check all applicable)

4 Ownership Form: U1reet (U) or Indirect (I) •

./

REVISED

10% Owner --Other --

(specify below)


I I



. uenvauve oecunty . ~.,;onvers1on or ransac on Exerci se Price Date of Derivative (Monlh/Day/Yr) Security

NA NA NA


Note: File throe (3) copies of !his form, all must be manual~ signed.

A«ach additional sheets if space provided Is Insufficient

Table II - Derivative Securities Acquired, Disposed of, or Beneficial~ Owned (e.g., warrants, options, convertible securities)

. Numoer o uenvauve oecun es 10. uae . 1111e ana Amoun o Acquired (A) or Disposed of (D) Exercisable and Underlying Securities

Expiration Date (Monlh/Day/Year)

ua e txerc1sao1e 1 ~xp~ra on Amoun or Amount (A)or(D) Dale Title Number

of Shares

NA NA NA NA NA NA .. . -

nee o I"· o. o .uwner- 11u. Nature Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficial~ Security; Ownership Owned a! Direci(D) End of or Mon!h 1n01rect{l) •

NA NA NA NA

\ f, \ ('?A:) tq Date

Item 1.

Item 2.

Item 3.

Item 4.

DISCLOSURE REQUIREMENTS IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASEIDECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)


Identity and Background If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).


conducted; d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give

the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case; e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or


f. Citizenship.




existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure;

g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.


acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group. q

Item 5.

Item 6.




e. If the fi ling is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities, state the date on which such beneficial ownership was reduced.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.




After reasonable inqui ry and to the best of my knowledge and belief, I cert ify t hat the information set forth in this Report is true, complete and accurate. Th is report is signed in the City of ...... . . . ... . ....... ... ..... ............... .... ..... on ........................... , 20 ......... .

By Cflrr:;;;;.~p~rt,;~ p~;~oo) MANUELC.TAGAZA / SVP

. - ~ /t.l. (':tJ.l"'J .. ....... .. ... . (Name/Tit le)

---------.,.-----------~~--~~~'~'-~' ~·~··~·-·--····=~·~·~--~···~· ~·~···~·~··~·~------ .. .,.., .. ~ ..... -- _,._..,. ___ ,_ __ .. -~~·-v-. -· _,...._..,,....~,_z;~-. ...0.--..w-">o•·~-'""·';-;.,-M:--~"'-'----"'II'"-'·'·*'·'""-"'·-·->'·"-·"--''--•


'

.. S•c::urltle I~~~~ l!l:xch•no '.ilii~ co.,rnlaa(lc:»n ~ l le.rrr•atr ••eenle ·11111•a r-FORM 23~s .,

ICTD JAN 1 D Check box if no longer subject


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF S Flied pursuant to Section 23 of the Securities Regulation Coda

1. Name and Address of Reporting Parson 2. Issuer Name and Trading Symbol 7. Relationship of Reporting Person to Issuer

TAGUBA JANETTE BAGASAO BANK OF THE PHILIPPINE ISLANDS (BPI) (Last) (First) (Middle) 3. Tax Identification 5. Statement for - - Director


c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas 149·520·859·000 January 2019 (give title below)

(Street) 4. Citizenship 6, If Amendment, Data of Vice President Original (MonthYear)

Makati, Metrp, Mani la 1226 Fil ipino (Oily) (Province) (Postal Code)


1. Class of !iqulty Security 2. Transacllon 4. Secunlles Acquired (A) or Disposed or (D) 3. Amount of Securities Ovmed at End of Month Data

(Month/Day/Year) Amount (A) or (D) Price .

COMMON SHARES January 7, 5000 A PHP 79.22 2019

if the change In beneficial' ownersh-Ip Is 50% oflhe previoU$ shareholdlngs·or i$' equal to :5% ofttle outstanding capJ!al st

FORM 23-B (continued )

11 . uenvat1ve ::;ecunty :_. convers1on or 1 ~ 1ransaclion Exercise Price Date of Derivative (Month/Day/Yr) Security

NA NA N.A.



Attach add itional sheets if space provided is insufficient.


14. Numner ot uenvalive :secuntles 1o. uate lti. I ille and Am:Junt ot Acquired (A) or Disposed of (D) Exercisable and Underlying Securit ies

Expi ration Date (Month/Day/Year)

1uate t:xerc1sao1e cxp1ra 1on Arnoun or Amount (A)or(D) Date Title Number

of Shares

NA NA NA __ 1'-J.,A. NA N.A.

. f-'nceot lti. NO. 0 . vwner- 1U. Nature

I Derivative Derivative sh ip Form of Indirect Security Securities of Derivative Beneficial

Beneficial ly Security ; Ownership !

Owned at Direct(D) End of or Month 1na~rect (I) •

N.A. N.A. N.A. N.A.

01,10 ., '1 Dale

Item 1.

Item 2.

Item 3.

Item 4.

Item 5.

Item 6.

DISCLOSURE REQUIREMENTS IN CASE OF MATERIAL CHANGES IN BENERCIAL OWNERSHIP (50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)


Identity and Background If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or ather place of its organization, its principal business, the address of its principal office and the 1ntormabon required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) ot this Item with respect to such person(s).

a. Name;

b. Residence or business address: c. Present principal occupation or empJoyment and the name, principal business and address of any corporation or other organization in 'IM'lich such employment is

conducted;

d. Whether or not. during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, ~so, give the dates, nature of conviction, name and location of court, any penatty imposed, or other disposjtion of the case;

e. \Nhether or not during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or is subject tD any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

Crtizenship.


State the purpose or purposes of the acquisition of securities of the issuer. Describe any p~ns or proposals VYhich the reporting persons may have VYhich relate to or 'NOuld result in:

a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, invclving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries;

d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

e. Any material change in the present capitalization or dividend policy ot the issuer;

f. Any other material change in the issuer's bustness or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other acbons which may impede the acquisition ot control of the issuer by any person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action simi!ar to any of those enumerated above.

Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of secur~ies identified pursuant to Item 1 beneficially owned (ident~ing those shares which there is a right to

acquire within thirty {30) days from the date ot this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any ot the persons named in Item 2, comprise a group.

b. For each person named in response to paragraph (a) , indicate the number of shares as to "Which there is sole power to vote or to direct the vote, shared p:>wer to vote or to direct the vote, sole or shared power to dispose or to direct the disposrtion. Provide the applicable imormation required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposrtion is shared.

c. Describe any transacbon in the class of securities reported on that were effected during the past sixty {60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to: {1) the idenbty of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. ~ any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale ot such securtties, a statement to that effect should be included in response to this Item and, it such interest relates to more than five {5%) percent ot the class, such person should be identrried.

e. If !he fil ing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securrties, state the date on which such beneficial ownership was reduced.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangemen~ understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, div ision of profits or loss, or the giving or v.rithholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information tor any of the securities that are pledged or otherwise subject to a contingency the occurrence of which v-.ould give another person voting power or investment power over such securities except that disclosure of standard defautt and similar provisions contained in loan

agreements need not be included.

Material to be Filed as Exhibits

Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to: a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b the transfer or voting. of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief,

accurate. This report is signed in the City of .

I certify that the information set forth in this Report is true, complete and

:ht· .............. ..... . i.J;t~~~~f R rting Person)

. ~q_~ .............. f?>.: !CI9~tt:l . ·'·. _\}P.

. ... . .... on .

{Name/Title)

-SECURITIES AND EXCHANGE COMMISSION n .... ourotOee " " ·[ : ""-... Metro Manila, Philippines • ' llrxoh•nge I

4 • CIOf'nrT11•••~n OFfiCE FORM 23-B ' I IH IP .. IC h•or~t NoftOIO Mo nt hhi Oft STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SEC JKit» JAN 1 5 20~ / !1 CJ Check box if no longer subject Filed pursuant to Section 23 ofthe Securities Regulation Code ' to filing requirement • • . .,. RE C k: tV t D SP~ J t C'I rn ~ ~V E'Of.-' f.-O H ... A.NU~:ON i t-N T S

t. Name ana Aaaress or Heportrng r'erson 2. ssuer Name ana raarng ~ymoo . He atrons rp o · Hepo "'Y -~oov" ov '""" " ' (vnec¥ all applicable)

Tined Edelinda Roguel BANK OF THE PHILIPPINE ISLANDS (BPI) (Last) (1-irSt) (Mraate) 3. 1 ax laentillcatron 5. :;tatement tor -- Director


c/o BPI Head Office Building Ayala Avenue cor Paseo de Employee T IN 912-376-463 (give title below)

Rox as January 2019 (Street) 4 . Citizenship 6. If Amendment, Date of V ice Pres ident

Original (Month Year)

Makati, Metro Manila 1226 F ilipino (t- rovrnce) (r' OStaiLoOOe) ltvrty)

Table 1 - Equity Securities Beneficially Owned

~. Class of Equity Security 2. Transaction 4. Securities Acqui red (A) or Disposed of (D) Date

(Month/Day/Year)

Amount (A) or (D) Price

COMMON SHARES January 7,

5,000 A PHP 79.22 2019

If the change In beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding capital stock of the Issuer, provide the disclosure requirements set forth on page 3 of this form.

Reminder: Report on a separate line for each class of equity securities beneficially owned directly or Indirectly.

(1) A person is directly or indirectly the beneficial owner of any equity security with respect to wihich he has or shares:

(A) Voting power wihich includes the power to vote, or to direct the voting of, such security; and/or

(B) Investment power wihich includes the power to dispose of, or to direct the disposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security wihich is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in wihich such person is a general partner; (C) held by a corporation of wihich such person is a controlling shareholder; or (0) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

3. Amount of Securities Owned at End of 4 Ownership Form:

Month urrect (UJ or 1narrect (IJ •

% Number of Shares

20,290 D

• REVISED

tO% Owner - -Other --

(specify below)


NA


-:>;y1 S ignature

FORM 23-8 (continued)

1 . uenvat1ve :secu nty 2. t,;onvers1on or 3. Transaction Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A N.A N.A --- · -




Table II - Derivative Securities Acquired, Disposed of, or Benefi cially Owned (e.g., warrants, options, convertible securities)

4. Number of Denvat1ve Secunt1es 15. Date 6. 111 e ana Amount o nee of 8. No. of Acquired (A) or Disposed of (D) Exercisable and


1 u ate cxerc1sao1e expiration Amount (A) or (D) Date

N.A. N.A. N.A. N.A.

Underl ying Securities Derivative Derivative

Title

N.A.

Security Securities Benefi cially Owned at

jAmount or End of Number Month of Shares

N.A. N.A N.A.

~~ ell(a."nk 7; ~

Signature

19. owner- 10. Nature ship Form of Indirect of Derivative Benefi cial Security; Ownership Direct (D) or 1na1rect {I) ""

N.A. N.A.

1/to/-.U:>!j Date

mtlet••'• nt.ttlot form23-=s 1€¦ · makati, metro manila 1226 (ctly) wrovtnce) (~os ......

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