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Repository Power: How Repositories can support Open Access Mandates Wolfram Horstmann, University of Goettingen Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy Rodrigues, José Carvalho, Paolo Manghi, Natalia Manola

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Page 1: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Repository Power:How Repositories can support

Open Access Mandates

Wolfram Horstmann, University of Goettingen

Najla Rettberg, Jochen Schirrwagen, Pedro Principe,

Eloy Rodrigues, José Carvalho, Paolo Manghi, Natalia Manola

Page 2: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Context

2

FU

ND

ER

S Many funders have now stipulated open access to results! M

AN

DA

TE

S Many have Open Access mandates in place!

RE

PO

SIT

OR

IES But how often

are these outputs linked to funding details?

OR OpenAIRE 2015 Indianapolis

Page 3: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Overview1. Introduction to OpenAIRE

2. Supporting the EC Mandate

3. How OpenAIRE works

4. Applications

5. Results

OR OpenAIRE 2015 Indianapolis 3

Page 4: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

What is OpenAIRE?

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1OR OpenAIRE 2015 Indianapolis

Page 5: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

OPEN ACCESS INFRASTRUCTURE

OpenAIRE

for research in Europe

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www.openaire.euOR OpenAIRE 2015 Indianapolis

Page 6: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

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OpenAIRE

Dec. 2009 - Nov. 2012

OpenAIREplus

Dec. 2011 – Dec. 2014

OpenAIRE2020

Jan. 2015 a Jun. 2018

From a pilot in FP7

to a key service in H2020

Page 7: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Who we are• In 24x7 operation since Dec 2010

• OpenAIRE

• OpenAIREplus

• OpenAIRE2020

• A legal entity in 2016

• Consortium of 50 partners

• Institutional, national and international perspectives on OA policies & e-Infrastructures

Open Access experts

• Building efficient e-Infra technologies

• State of the art technologies (big data, linked data)

Information & Computer Science experts

• Legal &policy recommendations

Legal experts

• Best practices for data

• Linking to data infrastructures

Data communities

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Page 9: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit
Page 10: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

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Literature Repositories

OA Journals

Funding Info

Validation

Cleaning

De-duplicating

Inferring

Linking

Organizations

Projects

AuthorsDatasets

PublicationsData

Providers

Monitoring

Reporting

Evaluation

Impact

Classification

Clustering

Analysis

CRIS systems

A mini EU-CRIS system

Data Repositories

Metadata

Full text

Usage data

Discovery

Crowdsourcing

Zenodo

APIs

Data Providers OpenAIRE Platform Services

Page 11: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Supporting the EC OA Mandate

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Page 12: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

EC OA Mandate ProgressionFP7 OA Pilot (2008)

• Grant agreement SC39

• 20% programme areas

• Deposit in Repositories

• Gold payments during project

• ERC‘s OA Guidelines

Horizon 2020 (2015)

• All grant agreements

• 100% programme areas

• Deposit in Repositories

• Gold payments after project

Resources to pay article charges; Research into

sustainable and competitive models/workflows

• Open Data Pilot

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Page 13: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Open Access in Horizon 2020

“ENSURE OPEN ACCESS… AS SOON AS POSSIBLE AND AT THE LATEST ON

PUBLICATION, DEPOSIT A MACHINE-READABLE

ELECTRONIC COPY OF THE PUBLISHED VERSION

OR FINAL PEER-REVIEWED MANUSCRIPT

ACCEPTED FOR PUBLICATION IN A REPOSITORY

FOR SCIENTIFIC PUBLICATIONS”

The grant agreement states:

http://ec.europa.eu/research/participants/data/ref/h2020/mga/gga/h2020-mga-gga-multi_en.pdf

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Page 14: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

How OpenAIRE works

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Page 15: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Content acquisition policy: repositoriesPublications in OpenAIRE Data in OpenAIRE

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OpenAIRE will expand the current policy to other datasetclasses (Open Access datasets) because OpenAIRE would

like to have some for quality certification.

Page 16: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Interoperability is Key• Reliant on network of repositories

• Participation of institutions / repositories

• Guidelines and standards

• OpenAIRE guidelines for Literature, Data, CRIS

• Uniform vocabularies & global adoption (RDA, WDS, W3C, …)

• Identifier schemes

• Synergies with ongoing e-Infras

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Page 17: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Why Guidelines?

Collect data not in Google

FUNDING INFORMATION

ACCESS RIGHTS AND LICENSE INFO

+

REFERENCED DATASETS & RELATED PUBLICATIONS,

EMBARGO DATE INFORMATION

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Page 18: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Publications

RepositoriesDublin Core (DRIVER)

Data

RepositoriesDatacite

CRIS

systems

CERIF-XML

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Data providers: 3 Guidelines

Page 19: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

“Repository managers

reduce workload of authors

to fulfill the EC

Open Access requirements”

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www.openaire.eu

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Applications

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Page 21: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Adding Value• Funding information into the workflow

• Adding project & funding information to repository

• Metadata in repositories

• Correct metadata at local deposit

• Further Networking

• National funders to expose funding information

• Working with the EC on smooth data delivery

• Re-Using the OpenAIRE Services

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Page 22: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

API & web services

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http://api.openaire.eu

Page 23: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Submission workflowSearching by the name or the project id number

Page 24: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Submission workflowSelect the project and accept… the necessary namespace will be filled

Page 25: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Services: A project view

OpenAIRE for EC Project Officers @ 2014 25

Page 26: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Repositories & funding info

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Page 27: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Repositories & funding info

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Page 28: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Repositories & funding info

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Page 29: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

National Funder – FCT (Pt)

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Page 30: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Results

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Page 31: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Outcomes•EC and ERC can monitor scientific output in FP7

•For FP7: 100,000 publications. 52% are OA

•10,000 of 25,000 projects linked

•580 Data sources: IR’s, publishers, aggregators

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Page 32: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

EC

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Page 33: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

OA results for FP7

OR OpenAIRE 2015 Indianapolis 33

FP7

116.6K publications

Linked to 11.5 K projects

50% OA

0

5000

10000

15000

20000

25000

Jul-13

Aug-13

Sep-13

Oct-13

Nov-13

Dec-13

Jan-14

Feb-14

Mar-14

Apr-14

May-14

Jun-14

Jul-14

Aug-14

Sep-14

Oct-14

Nov-14

Dec-14

Jan-15

Increase of FP7 publications in institutional repos

Page 34: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Potential: Project statistics

OpenAIRE for EC Project Officers @ 2014 34

Project productivity

over time Post project-end

monitoring

Pubs location

OA mandate

conformance

Page 35: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Wrap-up

35

5

OR OpenAIRE 2015 Indianapolis

Page 36: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Conclusions • Purpose

• Open up publications for users

• Save time of researchers, project managers & admin

• Vision

• a networked, automated API machine

that produces a high quality data fabric

• Lessons

• Distributed Data is a strength and a challenge

• Reliance on consistent metadata from repositories

• Forster Interoperability / Develop common guidelines

• Uniform vocabularies and identifiers are key

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Page 37: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

Join COAR• Visit the COAR Website:

www.coar-repositories.org

• Contact COAR Executive Director, Kathleen Shearer, for more information:

[email protected]

• Contact the COAR office to register your interest in becoming a member of COAR

[email protected]

• Follow us on Twitter: #COAR_eV

• Find us on Facebook: https://www.facebook.com/COAReV

Page 38: Najla Rettberg, Jochen Schirrwagen, Pedro Principe, Eloy ... · open access in horizon 2020 “ensure open access… as soon as possible and at the latest on publication, deposit

www.openaire.eu

@openaire_eu

facebook.com/groups/openaire

linkedin.com/groups/OpenAIRE-3893548

Thank you!

[email protected]

OR OpenAIRE 2015 Indianapolis 38