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    NCM 107-A Nursing Leadership &

    Management, NursingJurisprudence

    June 15, 2012

    9:00 am

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    Conceptual Paradigm of

    Leadership & Management

    GOAL

    Resources

    7 Ms

    Theories &Principles

    ManagementProcess & Functions

    Effective &Efficient

    Leadership

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    Goals may be:

    INDIVIDUAL GOALS - are personal goals; usually

    based on ones desires in life.

    GROUP GOALS it pertains to what the individual

    members of the group or organization desire to

    achieve as a group or an organization.

    ORGANIZATIONAL GOALS - are management goalsof an organization that are established to justify its

    existence.

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    GOALS

    GOALS MUST BE:

    S - Specific

    M - MeasurableA - Attainable

    R - Relevant

    T - Time Bounded

    E - Efficient & Effective

    R - Rewarding

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    THEORIES & PRINCIPLES

    Various theories & principles of leadership &management help provide the basis for

    accomplishing a goal.

    THEORIES

    1. Scientific Management Theory

    2. Systematic Management Theory

    3. Organizational Theory

    4. Social Process

    5. Hawthorne Effect

    6. Management by Objectives

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    7. Management as Decision Making

    8. Managerial Roles

    9. Hierarchy of Needs

    10. Motivation Hygiene Theory

    11. Theory of X & Theory of Y

    12. Theory Z

    THEORIES

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    MANAGEMENT PROCESSES &

    FUNCTIONS

    It is the application of creative problem

    solving strategies.

    4 functions of management Planning

    Organizing

    Directing

    controlling

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    EFFECTIVE & EFFICIENT

    Leadership should be efficient & effective

    EFFICIENT ability to minimize the use of time and

    resources in achieving organizational objectives.

    -Performing or functioning in the best possible

    manner with the least waste of time and effort.

    EFFECTIVE ability to determine whether

    appropriate objectives are met.

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    Attainment of a goal usually precedes the use

    of resources.

    7 Ms 1. money 5. methods

    2. men 6. moment

    3. machine 7. manager

    4. materials

    RESOURCES

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    1. PLANNINGthe selection and sequentialordering of tasks required to achieve an

    organizational goal.

    - pre determining a course of action in order to arrive

    at a desired result.

    Concerned with defining goals for future organizational

    performance and deciding on the tasks and resources

    to be used in order to attain those goals.

    Deciding in advance what to do, how to do a particular

    task, when to do it and who is to do it.

    NURSING MANAGEMENT

    PROCESS

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    GOOD PLANNING

    involves a continous process of assessment of goals

    and objectives, implementation and evaluation of

    change as new facts become known.

    PROCESS OF GOOD PLANNING

    assessment

    Establishment of goals & objectivesimplementation

    evaluation

    A well plan is

    half done

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    POOR PLANNING Is the failure to set goals make assessments or provide for

    implementation or to anticipate any possible change in

    circumstances.

    INDICATORS OF POOR PLANNING

    Delivery dates are not met

    Machines are idle

    Material is wasted

    Some nurses are overworked, others are underworked

    Skilled nurses doing unskilled work

    Nurses are fumbling on jobs for which they have not been

    trained

    There is quarreling, bickering, buck-passing and

    confusion.

    Failing to plan is

    planning to fail

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    PLAN

    Is a living document which can be changedbased on the prevailing circumstances.

    PRINCIPLES OF PLANNING

    1. Planning is always based & focused on the vision, mission,

    philosophy & clearly defined objective of the organization.

    2. Planning is a continous process.

    3. Planning should be pervasive within the entire organization.

    4. Planning utilizes all available resources5. Planning must be precise in its scope & nature

    6. Planning should be time- bounded

    7. Projected plans must be documented

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    IMPORTANCE OF PLANNING

    1. Planning leads to the achievement of goals & objectives.

    2. Planning gives meaning to work.

    3. Planning provides for effective use of available resources.

    4. Planning helps in coping with crises.

    5. Planning is cost-effective.

    6. Planning is based on past & future activities.

    7. Planning leads to the realization of the need to change.8. Planning provides basis for control.

    9. Planning is necessary for effective control .

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    CHARACTERISTICS OF A GOOD PLAN

    1. Be precise with clearly- worded objective, including desired

    results & method for evaluation.

    2. Be guided by policies, procedures affecting the planned

    action.3. Indicate priorities.

    4. Develop actions that are flexible & realistic in terms of avail.

    Personnel, equipment, facilities & time.

    5. Develop a logical sequence of activities & time.

    6. Include the most practical methods for achieving each

    objective.

    7. Pervade the whole organization.

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    STEPS IN PLANNING

    1. Diagnosis

    2. Objective/ goal setting

    3. Means identification

    4. Debate on proposals

    5. Decision making

    6. Tasking

    7. Evaluation

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    TYPES OF PLANS

    STRATEGIC PLAN the process of defining strategy

    or direction, and making decisions on allocating its

    resources to pursue this strategy.

    It is a process for determining where an organization is

    going over the next year or- more typically 3 to 5 years.

    It deals with at least one of the 3 questions:

    1. What do we do?2. For whom do we do it?

    3. How do we excel?

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    OPERATING PLANS pertain to activities in

    specific departments or organization.

    - generally shorter in time frame-involve the middle & lower level managers

    CONTINOUS OR ROLLING PLANS involves

    mapping out the day to day activities.- this is the task of the staff nurse who has to

    devise & implement NCP for pts.

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    KEY COMPONENTS OF

    STRATEGIC PLANNING

    1. Defining and understanding the vision,

    mission, values & strategies of the institution.

    VISIONit outlines the organizations futureroles and functions; what the organization

    want to be; it is a long term view and

    concentrates on the future.MISSION defines the fundamental purpose

    of the organization; allows everyone to

    understand why an organization exists.

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    PHILOSOPHY statement of beliefs & values

    that direct the organizations life or practice.

    VALUES are beliefs that are shared amongthe stakeholders of an organization.

    FORECASTING is looking into the future;

    weighing the unknown values in the situationand using them as basis for an educated guess

    about the future.

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    2. Set objectives/ goals and determine results

    desired

    OBJECTIVESis the backbone of ones goalsand philosophy ; these are the battle plan

    GOALS a specific aim to target to be attained

    within a short time span of a year; the end tobe accomplished

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    3. Conduct a situation analysis ( SWOT )- analysis of

    the internal factors attributed to the organization

    and external factors beyond control of the

    organization.

    S

    Distinct

    Efficient Skilled Market share

    Superiorreputation

    W

    Vulnerability

    Adequacy ofresources

    Technologiesavailable

    O

    Possible newcustomers

    Status ofcompetitors

    Possibilitiesof growth

    T

    Newcompetitors

    Shortage ofresources

    Changingneeds of thecustomers

    Newregulations

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    4. Develop & schedule strategies, programs/

    projects/activities; set the time frame

    STRATEGYit is the course of action created to

    achieve a long term goal; the art of the

    general. ( called as the road map);techniques,methods or procedure

    PROGRAMS are activities put together to

    facilitate attainment of some desired goals.TIME MANAGEMENT finding the most

    efficient way to do it.

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    TIME SAVING TECHNIQUES, DEVICES &

    METHODS TO BETTER USE OF TIME

    1. Conduct an inventory of your activities.

    2. Set goals and objectives and write them down.

    3. With the use of calendars, executive planners, logs or journals, write

    waht you expect to accomplish yearly, monthly, weekly or daily.

    4. Break down large projects into smaller parts

    5. Devote few minutes at the beginning of each day for planning.

    6. Organize your workspace so it is functional.

    7. Close your door when you need to concentrate.

    8. Learn to delegate.

    9. In a meeting, define the purpose clearly before starting

    10. Take or return phone calls during specified time.

    11. Develop effective decision- making skills

    12. Take rest breaks and make good use of your spare time.

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    EFFECTS OF MISMANAGEMENT OF TIME

    Work is rushed and becomes substandard

    Deadlines are missed

    Bad choices are made

    Employees suffer from fatigue

    Employees personal lives and relationships are

    adversely affected

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    5. Preparing the Budget

    BUDGET- is the annual operating plan, a financial

    road map and plan which serves as an estimate of

    future costs and a plan for utilization of manpower,

    material and other resources.

    A plan for future activities expressed in

    operational as well as financial or monetary terms.

    BUDGETING systematic financial translation of aplan; allocation of resources; a tool, for planning,

    monitoring & controlling cost & meeting

    expenses.

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    COMPONENTS OF BUDGET

    1. REVENUE BUDGET summarizes the income whichmanagement expects to generate during the

    planning period.

    2. CASH BUDGET amount of money received;planned cash receipts & disbursements, cash

    balances.

    3. OPERATING BUDGET composed of the revenue

    and the expense budget.

    4. CAPITAL BUDGET consists of accumulated data for

    fixed assets that are expected to be acquired during

    the budgeted period.

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    6. Establishing Nursing standards, policies

    & procedures

    STANDARDS indicate the minimal level of

    achievement acceptable to meet the set

    objectives. Nursing Standards

    Example: Standards of Nsg. Practice by ANSAP

    1981

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    POLICIES are defined as standing plans used

    repeatedly, or guides or basic rules that

    govern action at all levels in the organization. Nursing Service Policies

    Example : Admissions receiving, consent,

    notifying doctor, care of patients

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    PROCEDURES are defined as a more specific

    guide to action than policy.

    Nursing Procedures

    Example: Discharge of Patient

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    ORGANIZING

    - it is the process of establishing formal

    authority.

    - it involves setting up the organizationalstructure through identification of groupings,

    roles & relationships.

    - it includes developing job descriptions bydefining the qualifications and functions of

    personnel.

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    ORGANIZATION

    consists of the structure & process which allow

    the agency to enact its philosophy & utilize its

    conceptual framework to achieve its goal.

    it is the backbone of management.

    it is the form of every human association for the

    attainment of a common purpose.

    it is a form of identifying roles and relationshipsof each staff in order to delineate specific tasks or

    functions that will carry out organizational plans &

    objectives.

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    ORGANIZATIONAL STRUCTURE

    refers to the process by which a group is formed,

    its channels of authority, span of control & lines of

    communication.

    is a process in which a group is formed including

    its Authority, Responsibility and Accountability

    ( ARA), span of control, and lines of

    communication.

    PURPOSES OF SETTING UP AN

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    PURPOSES OF SETTING UP AN

    ORGANIZATIONAL STRUCTURE

    It informs members of their responsibilities so that they

    may carry them out.

    It allows the manager & the individual workers to

    concentrate on his/her specific role & responsibilities. It coordinates all organizational activities so there is

    minimal duplication of effort or conflict.

    It reduces the chances of doubt & confusion concerning

    assignments.

    It avoids overlapping of functions because it pinpoints

    responsibilities.

    It shows to whom & for whom the are responsible.

    CHARACTERISTICS OF

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    CHARACTERISTICS OF

    ORGANIZATIONAL CHART

    1. DIVISION OF WORK each box represents the

    individual or sub-unit responsible for a given task of

    the organizations work load.

    2. CHAIN OF COMMANDlines indicate who reportsto whom and by what authority.

    3. Type of Work to be performed indicated by labels

    or descriptions for the boxes.4. Grouping of Work Segments shown by the

    clusters of work groups.

    5. Levels of Management indicate individual &

    entire management hierarchy.

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    PRINCIPLES OF ORGANIZING

    1. UNITY OF COMMAND refers to the structure an

    employee has one superior & there is only one

    manager or leader.

    2. SCALAR PRINCIPLES OF HIERARCHY- authority &

    responsibility flow in clear lines from the highest

    executive to the lowest.

    3. HOMOGENEOUS ASSIGNMENT/ DEPARTMENTATIONworkers performing similar assignments are grouped

    together for a common purpose.

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    PRINCIPLES OF ORGANIZING

    4. SPAN OF CONTROL member of workers that a

    supervisor can effectively manage.

    5. EXCEPTION PRINCIPLE recurring decisions should

    be handled in a routine manner by lower level

    managers; whereas problems involving unusual

    matters should be referred to higher level.

    6. DECENTRALIZATION/ PROPER DELEGATION OFAUTHORITYprocess of conferring specified

    decision making to the lower levels of the

    organization.

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    ADVANTAGES OF TALL

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    ADVANTAGES OF TALL

    STRUCTURE

    The quality of performance will improve due to close

    supervision.

    Discipline will improve.

    Superior - Subordinate relations will improve. Control and Supervision will become easy and convenient.

    The manager gets more time to plan and organize the future

    activities.

    The efforts of subordinates can be easily coordinated.

    Tall Organization encourages development of staff.

    There is mutual trust between superior and subordinates.

    DISADVANTAGES OF TALL

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    DISADVANTAGES OF TALL

    STRUCTURE

    Tall Organization creates many levels of management.

    There are many delays and distortion in communication.

    Decisions and actions are delayed.

    It is very costly because there are many managers. Themanagers are paid high salaries.

    It is difficult to coordinate the activities of different levels.

    There is strict supervision. So the subordinates do not have

    any freedom.

    Tall Organisation is not suitable for routine and standardized

    jobs.

    Here, managers may became more dominating.

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    SAMPLE OF TALL STRUCTURE

    2 FLAT OR DECENTRALIZED/

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    2. FLAT OR DECENTRALIZED/

    HORIZONTAL STRUCTURE

    Characterized by fewer levels and a broad span of

    control

    Decision- making is spread among many people.

    Communication from lower to higher levels is easy

    and direct.

    is characterized by fewer levels of management, low

    burearucratic costs, higher motivation of employees(empowerment), more communication between

    managers andemployees

    ADVANTAGES OF FLAT

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    ADVANTAGES OF FLAT

    STRUCTURE

    Flat Organization is less costly because it has only few

    managers.

    It creates fewer levels of management.

    Quick decisions and actions can be taken because it has only a

    few levels of management.

    Fast and clear communication is possible among these few

    levels of management.

    Subordinates are free from close and strict supervision and

    control.

    It is more suitable for routine and standardized activities.

    Superiors may not be too dominating because of large

    numbers of subordinates.

    DISADVANTAGES OF FLAT

    http://kalyan-city.blogspot.com/2011/05/levels-of-management-top-middle-and.htmlhttp://kalyan-city.blogspot.com/2011/05/levels-of-management-top-middle-and.html
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    DISADVANTAGES OF FLAT

    STRUCTURE

    There are chances of loose control because there are

    many subordinates under one manager.

    The discipline in the organization may be bad due to

    loose control. The relations between the superiors and

    subordinates may be bad. Close and informal

    relations may not be possible.

    There may be problems of team work because there

    are many subordinates under one manager.

    Flat organization structure may create problems of

    coordination between various subordinates.

    http://kalyan-city.blogspot.com/2011/05/what-is-coordination-meaning-and.htmlhttp://kalyan-city.blogspot.com/2011/05/what-is-coordination-meaning-and.html
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    SAMPLE OF FLAT

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    SAMPLE OF FLAT

    ORGANIZATION STRUCTURE

    TYPES OF ORGANIZATIONAL

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    TYPES OF ORGANIZATIONAL

    STRUCTURE

    1. LINE ORGANIZATION/ BUREAUCRATIC/

    PYRAMIDAL

    This structure shows each position generalauthority over the lower position in the hierarchy.

    Commonly found in large health care facility.

    Clearly defined superior-subordinate relationship

    ARA and power are concentrated at the top

    2 FLAT ORGANIZATION/

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    2. FLAT ORGANIZATION/

    HORIZONTAL

    It is a decentralized type.

    Flattened scalar chain and fewer levels of

    position Used for less complex organizations with

    authority decentralized and with several

    managers supervising large work groups. Applicable only in smaller organizations or

    units within larger organizations

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    3. STAFF ORGANIZATION

    is by nature purely advisory to the linestructure with no authority to place

    recommendations into action.

    4. FUNCTIONAL ORGANIZATION permits aspecialist to aid line position within a limited

    and clearly defined scope of authority.

    5. AD HOC ORGANIZATION modification of thebureaucratic structure and is used as a

    temporary basis to facilitate completion of a

    project within a formal line organization.

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    7. SHARED GOVERNANCE ORGANIZATION one

    of the most radical and idealistic type of

    organizational structure developed in 1980s

    as an alternative to traditional pyramidal/

    centralized structure.

    8. LATERAL ORGANIZATION is one of

    coordination & colaboration between and

    among nursing staff and hospital staff.

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    STEPS IN STAFFING

    Determine the number & types of personnel

    needed.

    Recruit personnel Interview

    Induct or orient the personnel

    Job offfer

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    PATIENT ACUITY f i

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    PATIENT ACUITY measurement of nursing

    workload that is generated for each patient.

    PATIENT CARE CLASSIFICATION1. SELF CARE OR MINIMAL CARE PATIENTS

    are capable of carrying activities of daily

    living ( ADL)2. INTERMEDIATE OR MODERATE CARE

    requires some help from nursing staff with

    special treatment or certain aspects ofpersonal care

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    NURSING CARE MODELS

    Is the framework for nursing care delivery in

    any setting or design that meets the particular

    needs of a group of health care givers &

    clients.

    1. THE CASE METHOD OR TOTAL PATIENT CARE

    - original model of nursing care delivery- RN is responsible for all aspects of care of

    one or more patients.

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    DISADVANTAGES:

    RN spend more time doing tasks that could be

    done more cost effectively by less skilled

    person.

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    2. THE FUNCTIONAL METHOD

    Also called as task Nursing

    Developed in response to national shortage in

    1940s This gave way to widespread use of LPN &

    UAP to deliver nursing care.

    Needs of a group of patients are broken downinto taks, which are assigne to RNs, LPNs,

    UAPs.

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    DISADVANTAGES:

    Patients cannot identify who their nurse is

    CHARGE NURSE

    PATIENTS ASSIGNED TO THEM

    RN ADMISSIONNURSE

    LPN TREATMENTNURSE

    RN MEDICATIONNURSE

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    6 PRACTICE PARTNERSHIP

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    6. PRACTICE PARTNERSHIP

    In this model, the RN & assistant agree to be

    practice partners.

    They work together with the same scheduleand the same group of patients.

    It is an efficient way of using a mixture of skills

    of professionals & non- professional staff with

    differing levels of expertise.

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    FORTY HOUR/ WEEK for personnel working

    in hospitals with 100 bed capacity or over or

    which are located in a 1 Million population in

    the community.

    48 HOURS / week for personnel who work in

    agencies with lesser bed capacity or which are

    located in communities with less the 1 M

    population.

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    5. Find the total number of nursing personnelneeded.

    a. Total NCH /yr = 280, 593.75

    working hrs./ yr. 1, 704 = 165

    b. Reliever x total nsg. personnel

    Divide 33( ave. Number of days an

    employee is absent per year) by the number

    of working days per year that each employee

    serves.

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