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New Media / Web 2.0 at FEMA

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Page 1: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

New Media / Web 2.0at FEMA

Page 2: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

In the Beginning…In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were

issues…

Page 3: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Branding

Coordination

Privacy IT Security

Staff/Management

Records Retention

Legal

Web 2.0 Tool

The Issues:

Page 4: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Legal/Privacy

Records

Public Affairs

IT

Solution: Intra-Agency

Coordination

Page 5: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Result: Negotiated with You Tube to Create the First Government You Tube Agreement

Launched in May 2008with a Comment Policy in place

Page 6: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

All third party web 2.0 applications have a Terms of Service Agreement.

Many contain clauses that are legally objectionable to Federal Agencies.

Page 7: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Common Problem Clauses

• Changes to the Terms of Service

• Indemnification

• Confidentiality

• Choice of Laws

• Use of Agency Name/Seal for marketing purposes

• Persistent Cookies

Page 8: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Changes to the Agreement• Most Terms of Service Agreements have a clause which allows

the Company to make changes to the agreement by posting them on their website without prior notification.

• This defeats the purposes of making changes to the agreement in the first instance.

– Alternative: Propose a notification period with a time limit for the Agency to concur with proposed changes or terminate the agreement.

Page 9: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Indemnification

• Indemnification essentially means that the User will compensate the Company for any damages to 3rd parties from the User’s activities. These “open-ended” liability clauses are common in Social Media Agreements but are unacceptable for Agencies.

• Indemnification violates appropriations law as the Government cannot agree to expend moneys in excess of appropriations or in unlimited amounts.

– Alternative: Change the indemnification clause to invoke the Federal Tort Claims Act as a limit if an individual or organization wishes to file a Tort Claim against the Government for damages. FTCA only applies to acts within the scope of a government worker’s employment – not to personal acts.

Page 10: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Confidentiality• Many agreements contain a clause that requires confidentiality of

the agreement or protection of the Company’s trade secrets.• The Freedom of Information Act (FOIA) requires the

Government to release information when requested unless it falls under one of 9 FOIA release exemptions.

– Alternative: Cite the FOIA and your Agency’s FOIA regulations in the confidentiality clause as an exception to the prohibition on the release of confidential or commercially sensitive information.

Page 11: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Choice of Law• Many agreements have a clause which says “this agreement is

subject to the laws and Courts of State X”.

• The Doctrine of Sovereign Immunity does not subject the Federal Government to State Court forums.

– Alternative: Change the Choice of Laws clause to reflect “any competent Federal Court”. If the company wants to specify a Federal Court in a specific State that is acceptable.

Page 12: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Use of Agency Name/Seal • Many agreements have a clause which allows the company to use

the Agency’s name/seal for commercial purposes.

• Use of the Agency’s Name/Seal by a commercial entity can be interpreted as an endorsement of the service by the Federal Government. The Government does not endorse commercial products.

– Alternative: Allow the company to use the Agency’s name/seal only to state it is a service user (which is a statement of fact) and add an express provision stating that the company may not represent or imply that the Government endorses the product.

Page 13: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Persistent Cookies

• Many social media sites use persistent cookies to track users.– OMB Memorandum 03-22, OMB Guidance for

Implementing the Privacy Provisions of the E-Government Act 0f 2002, Attachment A § III(D)(2)(a)(v)(1)(a)-(b) (Sept. 26, 2003) (prohibits federal agency use of persistent cookies or other web tracking technologies except that agency heads may approve the use of persistent tracking technologies for a compelling need).

Page 14: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

• Tracking technology prohibitions: – agencies are prohibited from using persistent cookies or any

other means (e.g., web beacons) to track visitors’ activity on the Internet except as provided in subsection (b) below;

– agency heads may approve, or may authorize the heads of sub-agencies or senior official(s) reporting directly to the agency head to approve, the use of persistent tracking technology for a compelling need. When used, agency’s must post clear notice in the agency’s privacy policy of:

– the nature of the information collected; – the purpose and use for the information; – whether and to whom the information will be disclosed; and – the privacy safeguards applied to the information collected. – agencies must report the use of persistent tracking technologies

as authorized for use by subsection b. above (see section VII).

Page 15: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Persistent CookiesAlternatives :

– Meet the criteria for a waiver– Use third party sites in ways that do not trigger the

use of persistent cookies on government or contractor run websites.

Page 16: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

On our FEMA.gov site we also created…

Page 17: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

And then we started to Tweet…

Page 18: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

As did our Regional Offices

Page 19: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Our Programs also had Ideas…

Page 20: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

We also have Fans…

Page 21: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

And we have a FEMA in Focus Brand

Page 22: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Why brand a Government Agency?

• Validation of information

• Protection of the Agency seal

Page 23: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

But, there was a need for Governance and Policy

Records Management

FEMA Programs

Office of Policy External Affairs

IT

Legal

IT Security

FEMA Policy Working Group

Page 24: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

FEMA’s Use of Web 2.0

Internal

External

Situational Awareness

Page 25: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Web 2.0 Strategy

Appropriated Need

Identify Tool

Discuss with IT, Security, Legal, Privacy, Records Management, etc

Develop a Plan to Address Issues

Implement with SOPs

Appropriated Need

Identify Tool

Discuss with IT, Security, Legal, Privacy, Records Management, etc

Develop a Plan to Address Issues

Implement with SOPs

Page 26: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

FEMA Policy in Development– Broad guidance

• Allows for Issue Spotting– Develop solutions

– Outlines Certain Prohibitions• Endorsements• Collection of PII information

– Addresses Employee usage

Page 27: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Some Issues We Have Encountered:• Endorsement• Privacy • Records Management• Paperwork Reduction Act• Free Speech • FACA• Cyber Security• Employee Usage

Page 28: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Endorsement • In 3rd Party Agreements

• In Selecting a Service

• Links to Commercial Sites

• Use of 3rd Party Graphics or Trademarks

Page 29: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Selecting A Service • The Government must act impartially in all of its actions;

which means it may not give preferential treatment to any organization or product as a general matter.– In a Social Media Context – you have to reach out to

all similar social media applications. • Example: If you want to post photographs, you should

approach both Flickr and Picasa and any other available service.

Page 30: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Links to Commercial Sites• Unless there is a need, Agencies should

avoid linking to 3rd party commercial sites.– Direct links to commercial sites may be construed as an

endorsement of the product or service.

• Any links to 3rd party sites should be accompanied by a bumper or similar style of disclaimer.

Page 31: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Use of 3rd Party Graphic or Trademark • Placement of a 3rd Party’s Graphic or Trademark

could be viewed by viewers as implying endorsement by the Government of the product or service.

– Tip: Government Agencies should not place 3rd party graphics or trademarks directly on their websites unless it is accompanied by an appropriate disclaimer.

Page 32: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Privacy– Persistent Cookies

• We do not embed third party applications that use persistent cookies on our sites.

– Collection of PII Information• We use strong disclaimers advising people not to give us PII

information.– Moderate to avoid posting PII

• We have a Fan page as opposed to friends so we do not see individual’s personal pages.

– Anonymous Posting• We allow for and encourage anonymous posting using screen names

on third party applications and posting anonymously on our blog.– Bringing PII information into Agency Records

• Do not collect information– Contractors must follow the Privacy Act

• As required by the FAR

Page 33: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Records Management• Web 2.0 applications are Federal Records

– Especially applications on a .gov site or on a third party site created by the Agency.

– They are subject to FOIA, E-discovery, Federal Records Act.

• Agencies need to create or insure the existence of records schedules for web 2.0 media.

– Until then they must retain all web 2.0 posts.

Page 34: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Paperwork Reduction Act

• Web 2.0 applications are not exempt from the Paperwork Reduction Act.– Rhetorical questions such as “What do you

think?” could be seen as a collection of information.

• Allow for comments without asking questions or performing surveys.

Page 35: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Freedom of Speech/Moderating Forums• Web 2.0 applications can be seen as a limited

public forum. Which allows the Government to limit speech.

• May limit by:– Topic– Language (racist, sexual, obscene, etc)

• May not limit political speech.

– Our policy is as long as the comment is on topic and does not use offensive language we will post it.

Page 36: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

FACA• Web 2.0 technology allows an agency to set up

its own network or portals limiting who has access to the information.– This could trigger FACA.

• Avoid FACA issues by allowing all access to web 2.0 applications.– Or limiting access based on the FACA exceptions

• State and Local officials

Page 37: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Cyber Security• Any use of Web 2.0 technology has Cyber

Security issues.– Work with your cyber security office especially

when placing third party application on your network.

• To protect information remind employees that they may not disclose non public information.

Page 38: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Employee Usage – Per 5 CFR §2635.701-705 – An employee may use Web 2.0 applications on their

own time.  This implies that the employee will not engage in personal Web 2.0 use at their workplace during business hours and will not use government equipment.» There is a limited personal use exception that

allows for the use of government equipment, but it is limited.

– An employee may not state or imply that their use of Web 2.0 applications is official.

– An employee may not use his/her government title while using Web 2.0 applications.

Page 39: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

–An employee may not release or discuss any non-public government information.  This implies that employees are free to discuss all public government information, share all public information, and refer users to governmental websites for additional guidance if it is available.

–An employee may not use his/her government email account for the personal use of Web 2.0 applications

Page 40: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Other Issues -There are many

• How to handle them:– Use the technology before signing off on any

web 2.0 technology• Set up a personal account and play with the

application.

– Identify the issues and develop solutions• The law does not address this type of technology

have to act in the “spirit” of the law.

Page 41: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

The Way ForwardWork together to develop the tools we need to support our

mission.

We want FEMA employees to use these tools

Page 42: New Media / Web 2.0 at FEMA. In the Beginning… In the Fall of 2007 FEMA wanted to post videos on You Tube, but there were issues…

Jodi CramerFEMA Office of Chief Counsel

[email protected]