0

POSITION ORGANIZATION/ENTITY

i . ;

AUJU i Gove,:,,,,,ent Act of 1978 'Rev0112006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

Shubb, William B

4. Title (Article m judges indicate active or senior statns; magistrate judges indicate foll- or part-time)

U. S. District Court Judge

7. Chambers or Office Address

501 I Street Suite 14-210 Sacramento, CA 95814

2. Conrt or Organization

U. S. District Court

Sa. Report Type (check appropriate type)

Nomination, DateD Initial Annual FinalD D

Sb. Amended Report

3. Date of Report

04/14/2006

6. Reporting Period

01/01/2005

to

12/31/2005

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of instructions.)

NONE (No reportable positions.)

NAME OF

1.

2.

3.

4.

5.

:·-- -·1 i.. -=) : .. :_:

. .. :.. . ,. ---::

IT. AGREEMENTS. (Reporting individual only; see pp. u-16 ofinstructwns.J

NONE (No reportable agreements.)

PARTIES AND TERMS

.9 en .c

1.

2.

3.

SQURCE

SOURCE

INCOME

3.

5.

.l' Al LJAL JJI:SLLU:SU.KE .KEI'UKT

Page 2of11

l nwe Ul CICOUU n.cpur

Shubb, William B

UHg 1.12ut: u1 n.:pun

04/14/2006

Ill. NON-INVESTMENT IN COME. (Reporting individual and spouse; se

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.)

e pp. 17-24 of instructions.)

AND TYPE (yours, not spouse's)

I.

2.

4.

5.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except far honor aria.)

NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment.

(Includes those to spouse and dependent children. &e pp. 25-27 of instructions.)

D NONE (No reportable reimbursements.)

DESCRIPTION

I. George Mason University, Law and Economic Center April 30 - May 6 -Food)

Fairfax, VA, Seminar, "Forging of a Nation" (Travel, Lodging, and

2.

3.

4.

5.

SQURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

. .lfL AN,CIAL DISCLOSURE REPORT

Page 3of11

rume 01 rerson Kepomng

Shubb, William B

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

D NONE (No reportable gifts.)

1.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

NONE (No reportable liabilities.)

1.

2.

3.

4.

5.

uate 01 Kepon

04/14/2006

$0.0

VALUE CODE

A.

(I)

(2) (4)

ro1we u1 renuu nepurung J.i; ANLIAL llUSLLU:SU.KE .K.El'UKT 04/14/2006Shubb, William B Page4of11

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent childrelL See PP. 34-57 of filing instructions)

D NONE (No reportable income, assets, or transactions.)

D.c.B. Gross value atend of Income during Transactions during reporting period

(including trus t

Description of As set s

reporting period reporting period assets)

If not exempt from disclosure (2) (1)(2)(!) Value Value Am ount Type(e.g. Type(e.g.Place "(X)" after each asset (3) (5)

Method buy, sell, Code2Code 1 div., rent. exempt Identity of Value from prior disclosure Date Gain (A-H) or int) Code3(J-P) buyer/seller

(Q-W) Code2 Code!M onth-merger,

redemption) (ifprivate

transaction) (A-H)Day (J-P)

I. BANK ACCOUNTS

2. Bank America (Checking)

3. Bank America (Maximizer)

4. 1st Community Credit Union

5.ANNUITIES

6. American Skandia

7. Venture Annuity

8. LIMITED PARTNERSHJPS

9. Westin Hotels

10. Municipal Mortg. & Equity

11. RAYMOND JAMES IRA

12. Government Strips

13. Capstead Mortgage

14. Heritage Cash Trust - IRA

15. RAYMOND JAMES ACCOUNT #1

16. Heritage Cash Trust Municipal

17. Evergreen Strategic Muni Fund prev. known asHigh Income Muni

A

A

A

A

B

A

A

A

A

Interest J

Interest J

Interest J

None M

None J

Dividend

Dividend K

None J

Dividend J

Dividend J

Dividend J

Dividend J

T

T

T

T

T

Sale

w

T

T

T

T

T

2-25 J B

I. Income Gain Codes: A41,000 or less B 41,001 -$2,500 c42,501 -$5,000 D45,001-$15,000 E415,001 -$50,000

(See Columns Bl and D4) F450,001 -$100,000 G4100,001 -$1,000,000 HI 41,000,001 -$5,000,000 H2 More than$5,000,000

2. Value Codes J415,000 or less K415,001 -$50,000 L450,001 -$100,000 M4100,00l -$250,000

(See Columns Cl and D3) N 4250,001 -$500,000 04500,001 -$1,000,000 Pl 41,000,001 -$5,000,000 P245,000,001 -$25,000,000

ame 01 rerson n.epurung . l(l�ANCIAL DISCLUSURI£ Rl£PU.KT 04/14/2006Shnbb, William B Page 5of11

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent childrelL See pp. 34-57 of filing instructions)

D NONE (No reportable income, assets, or transactions.)

D.c.B.A. Gross value atend of Transactions during reporting period

(inc lu ding trust assets)

Income duringDescription of As sets reporting period reporting period

(1)

Place "(X)" after Am ount

exempt

each asset Code1 div., rent

(A-H)

from p rior disclosure

(ifprivate

(2) (1) ValueType(e.g.

Code2,

or int) (J-P)

(2) (1) Value Type(e.g.

Method buy, sell,

Cod e3 merger,

redemption)(Q-W)

If not exempt liom disclDsore

(2)

Date Month-

Day

(3)

Value

Code2

(J-P)

(4) Gain Code1

(A-H)

(5) Identity of

buyer/seller

transaction)

18. Franklin CA High Yield Muni

19. Seligman CA Tax Exempt

20. Van Kampen Hi Yid Muni

21. RAYMOND JAMES ACCOUNT #2

22. Heritage Cash Trust Municipal

23. Alliance Muni Income Ins'd CA

24. Franklin Income Fund

25. Franklin Strategic Income Fund

26. Highland Capital Floating Rate

27. Oppenheimer Senior Fltg Rate

28. Van Kampen Equity Income Fund

29. TLI

30.EVF

31. VVR

32. IRA II (Separate)

33. Equally Weighted S&P Fund

34. Wachovia - IT prev known as MSDW -JOINT ACCOUNT

c

c

B

B

B

B

c

B

A

A

B

B

B

B

Dividend L

Dividend L

Dividend K

Dividend L

Dividend K

Dividend K

Dividend K

Dividend K

Dividend J

Dividend K

Dividend K

Dividend K

Dividend K

Dividend K

T

T

T Partial sale

T

T

T

T

T

T

T

T

T

T

T

6-29 J A

I. Income Gain Codes: A =$1,000 or less B=$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F=$50,001-$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. ValneCodes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

(2) (I)

(3)

uau: u1 ftt:pun l"<ame 01 renon Keporong 11'.l.l'lANl:lAL DIS<;LUSUR.1£ R.1£.PURT 04/14/2006Shubb, William B Page 6of11

VII. INVESTMENTS and TR us TS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of jiUng instructions)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income dwing Gross valueat end of Transactions dwing reporting period

(including trus t assets) reporting period reporting period

If not exempt fiom disclosure (1) (2)(l) ValueValue Type(e.g.Type(e.g.A mount P lace "(X)" after each asset (5)(4)(2)

Method buy, sell, Code2Code l div., rent,exempt from prio r disclosure or int) Code3(J-P)(A-H) merger,

redemption)(Q-W)

Date Value Gain

Month- Code2 Code l

Day (J-P) (A-H)

Identity of

buyer/sel ler

(ifprivate

transaction)

35. Bank sweep acct formerly known as

Joint Money Mkt. A Dividend K T

36. Boeing A Dividend K T

37. Chevron A Dividend K T

38. Coca Cola A Dividend J T

39. General Electric A Dividend K T

40. Gillette A Dividend Merger 10-3 J c

41. Intel A Dividend K T

42. Proctor & Gamble A Dividend K T Merger 10-3 J

43.IRA .

44. Bank Deposit Sweep prev.Money Market - Dean Witter Reynolds

A Dividend J T

45. Dean Witter Dividend Growth Fund A Dividend J T

46. Apache Corp. A Dividend J T

47. Sempra Energy A Dividend J T

48. IRA/ROLLOVER ofHR-10

49. Bank Sweep acct formerlyMoney Market - Dean Witter Reynolds

A Dividend L T

50. Information Fund A Dividend Sale 5-11 J

51. Equally Weighted S&P 500 A Dividend M T

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E=$15,001-$50,000 (See ColllDIDS BI and D4) F =$50,001-$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2=More 1han $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001-$100,000 M=Sl00,001-$250,000 (See Columns Cl and D3) N =$250,001- $500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 -$25,000,000

A. B.

VDU:: UI ncpv.1 .. l"'lame 01 rerson 1<.epornng FINANCIAL DISCLOSUR.1£ R.1£PO.RT 04/14/2006Shubb, William B Page 7of11

VII. IN"VESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions)

D NONE (No reportable income, assets, or transactions.)

Description of Assets

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

Income during

reportingperiod

D. Transactions during reporting period

(I) Type(e.g.

buy, sell,

merger, redemption)

Ifnot exempt ftom disclosure

(2) (3) (4) (5) Date Value Gain Identity of

M onth- Code2 Code I buyer/seller

Day (J-P) (A-H) (if private transaction)

(1) Am ount

Code I (A-H)

(2) Type(e.g.

div., rent,

or int.)

c. Gross value atend of

reporting period

(I) Value

Code2

(J-P)

(2) Value

Method

Code3

(Q-W)

52. Dividend Growth Fund A Dividend M T

53. Abbot Labs A Dividend J T Buy 12-6 J

54. American Tel & Tel A Dividend J T

55. Boeing A Dividend K T

56. Bristol Meyers A Dividend J T

57. Chevron A Dividend K T Buy 12-6 J

58. Cisco A Dividend J T

59. Coca Cola A Dividend K T

60. Comcast A Dividend J T

61. Conoco A Dividend J T

62.DuPont A Dividend J T

63. General Electric B Dividend K T

64. Gillette Co A Dividend Sale 2-3 J D

65. Hewlett Packard A Dividend J T

66. Intel A Dividend K T

67.IBM A Dividend K T Buy 5-10 J

68. Johnson & Johnson A Dividend J T Buy 12-6 J

I. Income Gain Codes: k=Sl,000 or less B=Sl,001-$2,500 c=$2,501 -$5,000 D=$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F=$50,001 - $100,000 G=$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2=More 1han $5,000,000

2. Value Codes J=$15,000 or less K=$15,001 - $50,000 L=$50,001 - $100,000 M=$100,001-$250,000

(See Columns Cl and D3) N=$250,001 -$500,000 0=$500,001-$1,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,001 - $25,000,000

A .

(2)

(3) (4) (5)

(Q-W) ( A-H)

Name 01 renon iuponmg FINANCIAL DISCLOSURE REPORT 04/14/2006Shobb, William B Page 8of11

VII. INVESTMENTS and TRusTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions)

D NONE (No reportable income, assets, or transactions.)

B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(inc luding trus t assets) reporting period reporting period

(2)(I) (I) (1) If not exempt from disclosure

ValueValueAmount Type(e.g.Type(e.g.Place "(X)" after each asset (2) MethodCode2 buy, sell,CodeI div., rent, Identity of GainDate Valueexempt from p ri o r disclosure Code3(J-P)or int) er( A-H) Code2. Code l M onth -merger, buyer/sell

(ifprivateredemption) Day (J-P) transaction)

69. Lucent

7o. Microsoft

71. Sempra Energy

72. Walt Disney

73. YumBrands

74. Zimmer Holdings

75. CORTS -BMY Squibb 8-1-97

76. GE Capital Sr. Notes 2/18/33 (KNR)

A

c

A

A

A

A

B

B

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

I

K

K

J

I

J

K

K

T

T

T

T

T

T

T

T

Buy 2-3 J Note in Part VIII

Note in Part Vill

77. GE Capital PINES 6/28/32 (GED) B Dividend K T Note in Part VIII

78. GECC 6.1% PINES ll/15/32 (GEA) A Dividend K T Note in Part VIII

79. Georgia Power Sr. Notes 1/15/45 (GAH)

B Dividend K T Buy 1-13 K

80. SATURNS GE 6% Pfd 3/15/32 B Dividend K T Note in Part Vill

81. Zero Coupon Bond 11/05 None Redeemed 11-15 K

82. Zero Coupon Bond 11/07 None K T

83. Zero Coupon Bond 11/08 None K T

84. Partners Trust Bank CD 6/9/06 A Interest K T Buy 12-6 K

85. Capital One CD 11114/06 prev known as Capital One CD

c Interest L T

I. ID<:ome Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 - $5,000,000 H2 =More 1han $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

A.

(3)

.1.11111.c va nicpv.11.ame 01 rerson .te.eporuog FlNANCIAL DISCLOSURE llliPURT

Page 9of11 04/14/2006Shobb, William B

vn. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions)

D NONE (No reportable income, assets, or transactions.)

D.

Description of Assets

(including trus t assets)

P lace "(X)" after each asset

exempt from prior dis closure

B.

Income during

reporting period

c.

Gross value at end of

reporting period

(1) Am ount

Codel (A-H)

(2)

div., rent,

or int.)

(1) Value

Code2

(J-P)

(2) Value

Method

Code3

(Q-W)

Transactions during reporting period

If not exempt from disclosure(1) Type(e.g. Type(e.g. (2) (5)(4)

buy, sell, Identity of Date Value Gain merger, Month- buyer/sel ler redemption)

Code2 Codel Day (if private

transaction) (J-P) ( A-H)

86. Discover CD 10/16/07 prev known as

Discover CD

87. Discover Bank CD 11/08

c

A

Interest

Interest

L

K

T

T

88. GMAC Automotive Baolc CD 11/17 /08

89.

A Interest K T Buy 11-11 K Note in Part VIII

1. Income Gain Codes: A =$1,000 or less B=Sl,001-$2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 - $50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

J:i'.1,NANl.:IAL DIS<..:LUSU.KE .KEJ'UKT

Page 10of11 Sbubb, William B

......... " ....................... .

04/14/2006

VIlI. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part ofReport.J

Notes

Line 75. CORTS - BMY Sqw"bb 8/1/97 renamed from Line 83 Bristol Meyers Pfd in 2004 report.

Line 76. GE Capital Sr. Notes 2/18/33 renamed from Line 81 GE Capital 2/18/33 in 2004 report.

Line 77. GE Capital PINES 6/28/32 renamed from Line 79 GE Capital 6/28/32 in 2004 report.

Line 78. GECC 6.1% PINES 11/15/32 renamed from Line 80 GE Capital 11/15/32 in 2004 report.

Line 80. SA TURNS GE 6% Pfd 3/15/32 renamed from Line 78 SAT-OE Capital 3/15/32 in 2004 report.

Line 88. GMAC Automotive Bank CD was puchased 11-11-04 and was erroneously excluded from the 2004 report.

1

FALSIFIES

· -- -· ·---- -. .-!'J.l AJ,'11\...IAL 1J.li3 LUi3U.l'U!. Kl!.CUK.l

Page 11of11 Shubb, William 8 0411412006

IX. CERTIFICATION.

I certify that all information given above (iucluding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld b ause it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Sign

. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N .E.

Washington, D.C. 20544