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Page 1: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Onthenatureoflinguisticcomputations:complexity,development,andevolution.

LuigiRizzi

UniversityofSiena

Page 2: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

StructureofthetalkI. Languageasacomputationalsystem:

• Someelementsoflinguisticcomputations:Structurebuilding,movement,interfaces,locality.

• Howtomodellanguageinvarianceandvariation:Ontheformatandlocusofparameters.

II.Languagevariationandlanguageacquisition:

• Ontheearlyacquisitionofabstractword‐orderproperties:anexperimentalresult.

III.AtypologyofMerge:acomplexityscaleanditsimplicationsforlanguageacquisition,adultknowledgeoflanguageand,possibly,fortheevolutionoflanguage.

Page 3: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Theunboundedscopeofthehumanlinguisticcapacities

• Weconstantlyunderstandandproducenewsentences,combinationsofwordsthatwehaveneverencounteredinourpreviouslinguisticexperience

• …andstillwefindthemfamiliarandusable.

• Galileo,Descartes,Humboldt,…

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Elementsofsyntacticcomputations:generativemodels

• Thelinguisticcapacitiescanbemodelledasthepossessionofacomputingmachine(Chomsky1957),consistingofatleasttwokindsofentities:

• ‐Inventories,listsofelementsstoredinmemory(words,…)

• ‐Computationalprocedures,puttingtogetherelementsdrawnfromtheinventoriestoformhigherorderunits(phrases,sentences,…),recursive.

• PHONSYNTAXSEM

Page 5: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Alternativestoacomputationalapproach?

Coulditbethatwejustmemorizefragments,sequencesofwordsandretrieveandreusethem?

‐ No:weclearlyhavethecapacitytogobeyondwhatwehearandgeneratenewstructures.

Coulditbethatwecreatenewsentencesthroughanalogicalgeneralizationfrommemorizedfragments?

‐ Thisstatementacquiresacontentonlyifwetrytomakeprecisewhat“analogicalgeneralization”means,thusexplainingwhycertainconceivable“analogicalgeneralizations”areneverconsideredbythelanguagelearner.

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Recentdevelopments:Inventories

• Inventories:shiftofemphasisfromthecontentivelexicon(N,V,A,…)tothefunctionallexicon(D,Aux,C,T,Asp,…)

Functionalelements:‐createconfigurationalskeletafortheinsertionofcontentive

elements;‐ triggerthefundamentalcomputationalprocesses;‐ expressbasicparametersofvariation;‐ giverisetocomplexconfigurations,studiedin“cartographic”

projects(Rizzi1997,Cinque1999,etc).

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Recentdevelopments:elementarycomputations

• Computations:shiftfromconcrete,construction‐orientedrules(forrelatives,questions,passives,…)tomoreabstractcomputationalingredients:

‐ Merge,

‐ Move,

‐ Spell‐out.

Page 8: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Mergeasthefundamentalrecursiveprocedure

• Merge:

C 2(1)ABAB

whereC=A,orC=B:theselectingelementprojects.

Chomsky(1995,2001)

Page 9: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Aderivation

[meetBill]

[can[meetBill]]

[Mary[can[meetBill]]]

[that[Mary[can[meetBill]]]]

[said[that[Mary[can[meetBill]]]]]

[has[said[that[Mary[can[meetBill]]]]]

[John[has[said[that[Mary[can[meetBill]]]]]

Page 10: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Atree

(3)T 3N T John 3 TV has 3VCsaid3CTthat3NTMary 3 TV can 3 VNmeetBill

Page 11: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Adevelopment:thecartographyofsyntacticstructures‐theCsystem(Rizzi1997,2004)

ForceP3

3ForceTopP 33TopIntP

3 3IntFocP

33 FocModP

3 3ModFinP

33

FinClause

Page 12: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

TheC‐systemofItalianForceP

3 3ForceTopPche 3aGianni3TopFocP3QUESTO3 FocModP

3 domani3ModFinP

33

FinClause

glidovrestedire

CredocheaGianni,QUESTOdomaniglidovrestedire

‘IbelievethattoGianni,THIStomorrowyoushouldsay’

Page 13: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Movement

• Expressionsareoftenpronouncedinapositiondifferentfromthepositioninwhichtheyareinterpreted.

(6)aWhichbookshouldIread___?bWhichbookdoyouthinkIshouldread___?cWhichbookdoyouthink…theprofessorsaid…weshouldread___?

(7)a[___C[Ishouldread[whichbook]]]MOVEb[[whichbook]should+C[you___read___]]

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MovementasSearch+Merge:InternalMerge

(1)[Q[theboy][saw[whichgirl]]]Search

(2) [Q[theboy][saw[whichgirl]]]InternalMerge(3) [[Whichgirl][Q[theboy][saw<[whichgirl]>]]]

InternalandExternalMergearededicatedtotheexpressionoftwotypesofsemanticproperties:

‐ ExternalMergeexpresses(amongotherthings)argumentalsemantics(whodoeswhattowhom).

‐ InternalMergeexpresses(amongotherthings)Scope‐Discoursesemantics(Scopeofoperators,topicality,focus,etc.).

Page 15: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

DivisionoflaborofExternalandInternalMerge,andtwokindsofinterpretivepropertiesatthe

interfaceswithsemanticsandpragmatics

(1) [I[will[read[yourbook]tomorrow]]]Ext.Merge

(2)Top[I[will[read[yourbook]tomorrow]]]Search

(3)Top[I[will[read[yourbook]tomorrow]]]Int.Merge

(4)[yourbook]Top[I[will[read<[yourbook]>tomorrow]]]

Theexpressionyourbookismergedintwopositions,whereitpicksuptheinterpretivepropertiesof“patientofread”and“topic”,respectively.So,ExternalandInternalMergearenotjustrulesofaformalgame,butplayacriticalroleattheinterfaceswithsemanticsandpragmatics.

Page 16: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

DivisionoflaborofExternalandInternalMerge,andtwokindsofinterpretivepropertiesatthe

interfaceswithsemanticsandpragmatics(1) [I[will[read[yourbook]tomorrow]]]Ext.Merge

(2)Foc[I[will[read[yourbook]tomorrow]]]Search

(3)Foc[I[will[read[yourbook]tomorrow]]]Int.Merge

(4)[yourbook]Foc[I[will[read<[yourbook]>tomorrow]]]Ext.M

(5)Itis[yourbook]Foc[I[will[read<[yourbook]>tomorrow]]]

Page 17: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

LanguageswhichovertlyexpressScope‐discourseheads

(5)aIkweetniet[wieof[Jan___gezienheeft]]

‘IknownotwhoQJanseenhas’

(Dutchvarieties,Haegeman1996)

bUnsè[do[danloyà[Kofihuì]]]

‘IheardthatsnaketheTopKofikilledit’

(Gungbe,Aboh2004)

cUnsè[do[danlowè[Kofihu___]]]

‘IheardthatsnaketheFocKofikilled’

(Gungbe,Aboh2004)

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Theinterfacewiththesoundsystem:Pitchcontouroftopic‐commentandfocus‐presuppositioninItalian(Bocci2009)

H+ +L* L-L% H+ +L* H+ +L* H+ +L* H+ +L* L-L%

a mi he lan d_elo d_er ma ni ho vo r! beprezen ta re pje ran d_ela

A Michelangelo Germanico vorrebbe presentare Pierangela

100

450

200

300

400

Time (s)

0 3.7942

L+ +H* L- L* L* L* L-L%

a mi he lan d_elo d_er ma niho vo r!bbeprezen ta repje ran d_ela

A MICHELANGELO Germanico vorrebbe presentare Pierangela

100

550

200

300

400

500

Time (s)

0 3.61823

Page 19: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Locality

(1) Howdoyouthink[hebehaved___]

(2) *Howdoyouwonder[whobehaved___]

RelativizedMinimality:in…X…Z…Y…

AlocalrelationcannotholdbetweenXandYacrossanintervenerZifZisofthesametypeasX.(Rizzi1990,2004)

(3) *Howdoyouwonder[whobehaved___]

*

XZY

Page 20: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Spell‐outandtheinterfacewithsound

Certainpositionsarepronounced,henceatthePFinterfacetheyactivateinstructionsforthearticulatorysystem.

OtherpositionsarevisibleontheLFinterface,buttheyarenotspelledoutonthePFinterface:

(1)aJohnipromisedBillk[PROitoshavehimselfi]

bJohnipersuadedBillk[PROktoshavehimselfk]

(2)WhichpictureofhimselfididJohnichoose___?

(3)WhichpictureofhimselfididJohnichoose<whichpictureof

himselfi>

Page 21: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Languageinvarianceandvariation

Comparativelinguisticstudiesshowthatsomepropertiesvaryacrosslanguages,whileotherpropertiesareinvariant.

Withinthetraditionofgenerativegrammar,invarianceandvariationisexpressedbytwotheoreticalobjects:

‐ Particulargrammars,whichexpressesthepropertiesspecifictoaparticularlanguage,and

‐ Universalgrammar,whichexpressestheuniversalarchitectureoflanguage.

Page 22: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Languageinvarianceandvariation:principlesandparametersofUniversalgrammar

• Universalgrammar:asystemdefiningthegeneralarchitecturecommontoallhumanlanguages,specifyingasetofuniversalprinciplesandleavingopenasetofchoicepoints,theparameters.

• Particulargrammar:UGwithparameterssetinaparticularway.(Chomsky1981)

(inspiredbyworkinfundamentalbiology:Monod,Jacob,etc.)

• Parametricmodelsintroduced:‐Apowerfultechnicallanguagefordoingcomparativesyntax;‐Aviablemodeloftheacquisitionofsyntax:obscureideason“rule

induction”werereplacedbyaclearoperationofselectionofparametricvalues.

Page 23: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Ontheformatandlocusofparameters

Formatofparametersis:

(1)“HhasF”

whereHisafunctionalheadandFisafeatureactingasaninstructionforaparticularsyntacticaction:Merge,Move,Spell‐out.

Locus:Parameters,initiallyconceivedasspecificationsonprinciples,aremorenaturallyexpressedasspecificationsinthefunctionallexicon.

Page 24: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Atypologyofparameters

• Mergeparameters: ‐whatcategorydoesHselect?

‐totheleftortotheright?

• Moveparameters:‐doesHattractalowerhead?‐doesHattractaphrasetoitsSpec?

• Spell‐outparameters:‐isHovertornull?

‐doesHlicenseanulldependent?

Page 25: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Ontheformatandlocusforparameters

(21)Currentassumptionsonthenumerosityofparametersaresometimestakenasakindofreductioadabsurdumoftheveryideaofparametricsyntax,theideathatsyntacticdiversityisamenabletoafinitesetofbinaryoptions;so,thecurrentconceptionissometimesseenasanundeclaredretreattotheESTconceptionofgrammarsassystemsoflanguage‐specificrules.

(22)Butthereisaconfusionherebetweenthelocusandtheformatofparameters:underthecurrentconception,thelociofparametersarequitenumerousanddiverse,buttheformatisextremelyrestrictive,asdeterminedbytherestrictivenessofminimalistsyntax.So,theparametricspaceisradicallymorerestrictedthanthespaceofpossiblelanguage‐specificrulesinESTmodels.ParametersreducetotriggeringthebasicsyntacticactionsofMerge,MoveandSpell‐out.

Page 26: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Amergeparameter

Allhumanlanguagesaremerge‐based,butthereisafundamentalorderingparameter:

(1)Aheadprecedes/followsthecomplement.

NB:Thisalsoconcernsv,n,etc.,thefunctionalheadswhichassignacategorialstatustoalexicalroot.

Coherenthead‐initialandhead‐finallanguages:

(2)aJohnhassaid[thatMarycanmeetBill]

bJohn‐wa[Mary‐gaBill‐nia‐eru‐to]itte‐aru‘John‐Top[Mary‐NomBill‐Datmeet‐can‐that]said‐has

Page 27: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

VOandOVLanguages

T

T N

John

T

has

V

said

V

C

that

N

Mary

V

meet

N

Bill

C

T

V T

can

T

(1) (2)

T

T N

John-wa

T

-aru

V

itte-

V

C

to N

Mary-ga

V

a- N

Bill-ni

C

T

V T

-eru-

T

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Interimsummary

Somepropertiesoflanguagedesignthatthestudyoftheevolutionoflanguageshoulddealwith:

‐ Inventories:thecontentiveandfunctionallexicon;

‐ Computations:structure‐building‐ Computations:Movement

‐ Principlesattheinterfaceswithsoundandmeaning

‐ Localityprinciples

‐ Invarianceandvariation• Howarethesepropertiesacquired?

• Howaretheyimplementedinthebrain?

• Howdidtheyariseinevolution?

Page 29: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Theacquisitionofwordorderproperties

• Theparametricapproachexpectsthattheacquisitionoflanguage‐specificpropertiesshouldbefast:theproblemiswell‐defined(selectingoneoftwopossiblechoices)andthechildisguidedbydomain‐specificcognitiveresources.(Wexler’sVEPS)

• Infact,earlyproductionsinthetwowordsstagealreadyconformtothebasicwordorderofthetargetlanguage,VOorOV,asVEPSpredicts(Poeppel&Wexler1993).

• Butitcouldbethatatthisearlystagethechildsimplyreproducesfragmentsthathehears,andthatabstractgrammaticalknowledgeisdevelopedmuchlater(asin“constructivist”approaches).

• SO,theimportantquestionarises:howearlydoesthechildpossessabstractgrammaticalknowledge?

Page 30: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

J.Franck,S.Millotte,A.Posada,L.Rizzi(2010)Abstractknowledgeofwordorderby19months:Aneye‐

trackingstudy.

Subjects:19monthsoldinfantsexposedtoFrench

Theexperimentcombines:

‐ The“preferentiallooking”paradigm;‐ Pseudo‐verbs(jabberwocky).

‐ The“weirdwordorder”paradigm:

GrammaticalNPVNPsentences:(1)Lelionpounelecheval

UngrammaticalNPNPVsentences:

(2)L’ânelechiendase

Page 31: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Preferentiallookingparadygm(Hirtsh‐Pasek&Golinkoff1996)

« Hey, she’s kissing the keys! »

Vidéo Match Vidéo Mismatch

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Cond ition

Aud iosentence

Video 1Transitiveaction

Video 2Intransitiveaction

NVN Le lion pounele cheval

The lion ispoun ing thehorse

NNV L’âne le ch iendase

The donkeythe dog isdasing

Page 33: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

ResultsJ.Franck,S.Millotte,A.Posada,L.Rizzi(2009)Abstractknowledgeofword

orderby19months:Aneye‐trackingstudy.

0

1000

2000

3000

4000

5000

6000

7000

8000

9000

Grammatical Ungrammatical

Transitive action

Intransitive action

Page 34: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Results

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0-4 sec 4-8 sec 8-12 sec 12-16 sec 16-20 sec

Pro

po

rtio

n o

f lo

okin

g t

o t

ran

sit

ive a

cti

on

NVN

NNV

Page 35: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

ConclusionsInfantsat19monthsexposedtoFrenchclearlyinterpretNPVNP

structuresasAgent–Action–Patientwithnovelverbs,whiletheyhavenopreferencefortheinterpretationofNPNPVstructures.

TheythusappeartohaveabstractknowledgethatthelanguagetheyareexposedtoisSVO.

Iftheinfanthadnoabstractknowledge(“mylanguageisSVO”)andwassimplymemorizingnewverbswiththeirsyntacticenvironment,noselectivepreferenceforthetransitiveinterpretationwithNPVNPwouldbeexpected:theinfantwouldjustmemorizethenewverbwithitsidiosyncraticenvironment,andwouldhavenobasistopreferthetransitivescenewithVO,butnotwithOV.

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Cuesfortheearlyacquisitionofwordorder

‐Christophe,A.,Nespor,M.,Guasti,M.T.,&VanOoyen,B.(2003)showedthatbabiesat3monthsaresensitivetodifferencesinprosodicprominencecorrelatedtoOV‐VO(French‐Turkish).

‐Gervain,J.,M.Nespor,R.Mazuka,R.Horie,J.Mehler(2008)showsthatat10monthsinfantsexposedtoItalianprefertheorder[frequentWord–infrequentWord]inanartificiallanguage,whileinfantsexposedtoJapanesehavetheoppositepreference.

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Aninterpretation

Areasonableconjectureisthatchildrenfixtheorderingparameterprelexicallyinthefirstyearoflife,onthebasisofprosodicandstatisticcues.

OncelexicalmeaningsofN’sandV’sstartbeingsystematicallyassociatedtosegmentedwords,childrenexposedtoFrenchcorrectlyinterpretSVOstructureswithnovelverbsonthebasisof:

‐ TheabstractparametricknowledgethatFrenchisSVO;

‐ Generalprinciplesdeterminingtheform–meaningmapping:asubject‐verb‐objectsentenceisinterpretedasexpressingabiargumentalaction,withthesubjectinterpretedastheagent,theobjectasthepatient.

Page 38: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

“Languagefaculty”vs“Languageasculture”Q:Howisitpossiblethateverychildmanagestoacquireanaturallanguage,

anextraordinarilycomplexsystem?

‐“Languagefaculty”approaches:Thereisahumanlanguagefacultywhichseverelylimitstheclassofpossiblehumanlanguages.Thechildanalyzesincomingdataonthebasisofdedicatedcognitiveresourcesandquicklyselectsagrammaticalsystemonthebasisofexperience.

‐“Languageasculture”approaches:Theacquisitionofalanguageisliketheacquisitionofculture,ortechnology.Languagescanvaryindefinitely:therearecertaincontentstoexpress,thereareindefinitelymanyimaginablewaystodoso,linguisticcommunitiesmakeparticularchoicesandlanguagelearnersfigureoutwhatthesechoicesareasinanyothercaseofculturalacquisition,throughtheirgeneralintelligenceandproblem‐solvingcapacity(awidespectrumofapproaches,e.g.,Evans&Levinson2009,BBS).

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“Aninstinctivetendencytospeak”

• [Language]certainlyisnotatrueinstinct,aseverylanguagehastobelearnt.

• Itdiffers,however,widelyfromallordinaryarts,formanhasaninstinctivetendencytospeak,asweseeinthebabbleofouryoungchildren,whilenochildhasaninstinctivetendencytobrew,bake,orwrite…

(C.DarwinDM1871)

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Comparingthetwoapproaches

Theproblemofcomparingthepredictionsofthe“languagefaculty”andofthe“languageasculture”approachescanbeattackedfrommanyangles:

‐ Throughcomparativelinguistics(Baker2001):isitthecasethat“anythinggoes”inlanguage?

‐ Byassessing“povertyofstimulus”arguments(Chomsky)‐ Throughbrainimagingtechniques(Moroetal.2003):howdoesthebrain

process“possibleandimpossible”linguisticregularities?

‐ Throughtheexperimentalstudyoftheinitialcognitivestateofthenewborn(Mehleretal.)

‐ Throughthestudyofdevelopment:howearlydoesthechildmanifestknowledgeofuniversalproperties?Andoflanguagespecificproperties?

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ThreekindsofMerge

Mergeisusuallyconsideredaunitaryformaloperation,butamorerefinedanalysisshowsthatthereisatypologyofcases,whichcanbenaturallyrangedalongadimensionofincreasingcomplexity.

PrimaryMerge:[thegirl]

RecursiveMerge:[saw[thegirl]]

PhrasalMerge:[[theboy][saw[thegirl]]]

Iteminred:selector

Itemingreen:selectee

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PrimaryMerge

PrimaryMerge(orH‐HMerge)takestwoitemsfromthefunctionalorsubstantivelexiconandformsminimalphrases:

[thegirl][withMary]

[seepeople]

Operativememory:thelexicalarray,thearrayofwordsselectedfromthelexiconatthebeginningofeachsyntacticcomputation.

Non‐recursive.

Page 43: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

RecursiveMerge

RecursiveMerge(orHead‐PhraseMerge):takesanitemfromthefunctionalorsubstantivelexiconandaphrasealreadyformed:

[the[tallboy]]

[see[thegirl]]

Operativememory:

I. thelexicalarrayand

II. amemorybufferinwhichthestructurealreadybuiltisstored.

Thisisthefundamentalrecursivestepinsyntacticcomputations.

TheheadselectingthephraseistheheadoftheconstructionandassignsitslabeltothenewentitycreatedbyMerge.

Page 44: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

PhrasalMerge

Phrasal(orPhrase‐PhraseMerge)takestwocomplexphrasesalreadyformedbyMerge:

(1)[[theboy][saw[thegirl]]]

Operativememory:

I. Thelexicalarray(becauseselectionalpropertiesmustbe“seen”).

II. Aprimarymemorybuffer(containinganalreadyformedphrasewithanactive“selector”,liketheverbin(1)):[saw[thegirl]]

III. Asecondarymemorybuffercontaininganalreadyformedphrase:[theboy]

Recursive?Thepointiscontroversial.

Thelabeloftheconstructionisdeterminedbytheselector.

Page 45: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

Movement:Search+PhrasalMerge

(1)[Q[theboy][saw[whichgirl]]]Search

(2) [Q[theboy][saw[whichgirl]]]PhrasalMerge

(3) [[Whichgirl][Q[theboy][saw___]]]

AsearchoperationconductedwithintheprimarybufferidentifiesacandidateforPhrasalMerge.Theidentifiedcandidateisthenmergedwiththewholestructure.

PhrasalmovementisacompositeoperationcombiningaSearchprocedurewiththepossibilityofphrasalMerge.

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PhrasalMerge

• Phrase‐PhrasemergeismorecomplexthanHead‐Phrasemergebecauseitrequiresholdinginoperativememorytwostructurescomputedindependentlyandpotentiallyquitecomplex.

• AnindirectsignoftheaccruedcomplexityofPhrase‐PhraseMergemaybethereluctancethatyoungchildrenshowinnaturallyproducingSubject–Predicatestructureswithcomplexsubjects,andthetendencytodropdeterminersmoreinsubjectthaninobjectposition(Guastietal.2005).

(1)aTheboysawthegirlb___boysawthegirlMorelikely

cTheboysaw___girlLesslikely

Page 47: On the nature of linguistic computations: complexity ... · On the nature of linguistic computations: complexity, development, and evolution. Luigi Rizzi University of Siena

PhrasalMerge

AnotherpossibleindirectsignofthecomplexityofphrasalMergeisthefactthatinadultsystemsphrasalspecifierstendtobe“islands”,whilephrasalcomplementsarenot:

(1)aJohnbought[apictureofMary]

bWhodidJohnbuy[apictureof___]?

(2)a[ApictureofMary]pleasedJohnb*Whodid[apictureof___]pleaseJohn?

Apparently,thecontentofthesecondarybufferistreatedasaunit,andisnotaccessibletofurthersyntacticoperations(Uriagereka1998),whilethecontentoftheprimarybufferremainsaccessible.

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AMerge‐basedcomplexityscale

1.Selectionfromthelexicon:utteranceswithsinglewords.

(certainanimalcommunicationsystems;fragmentsoflanguagestaughttoapes?one‐wordstageinlanguageacquisition?)

2.PrimaryMerge:2‐wordutterances.

(2‐wordstageinacquisition?Predominantone‐ortwo‐signstructuresinhome‐signsystems,withveryfewmultiplesigns?)

3.RecursiveMerge:generatesanunboundedsetofutterancesoftheformHead–Phrase.

(possibly,astagereflectedinthereluctancethatyoungchildrenshowfortheproductionofcomplexspecifiers)

4.PhrasalMerge:permitsanunboundedsetofutteranceswithcomplexspecifiers,andcreatestheoptionofphrasalmovement.

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Implicationsfortheevolutionoflanguage?‐ Thistypologyalsoinvitesthespeculationof4possiblesuccessive

stepsintheevolutionofsyntacticcomputations:

1. Simpleaccesstothelexicon,leadingtoonewordutterances;

2. PrimaryMerge,leadingtoatmosttwo‐wordutterances;3. RecursiveMerge,leadingtoapotentialinfinityofHead‐Phrase

utterances

4. PhrasalMerge,leadingtoapotentialinfinityofphraseswithcomplexspecifiers.

1seemstobecommonlyattestedinanimalcommunicationsystems.2representsthefirstrudimentarysteptowardacombinatorial

system;itsattestationincommunicationsystemsofnon‐humanprimatesishighlycontroversial,soitseemstobeattheborderofthecomputationalcapacitiesofsuchspecies.

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RecursiveMerge

‐ Thecriticalevolutionarystepappearstobe3:recursiveMerge,whichpermitsmasteryofapotentialinfinityofstructures,possiblyresultingfroma“minorreorganisationofthebrain”(Hauser,Chomsky,Fitch).And/oracomputationalcapacityextendedtolanguagefromsomeothercognitivesystemwhereitpre‐existed(recursive“theoryofmind”?).

‐ Ofcoursetheemergenceofsuchacomputationalabilitycouldnottakeplaceinthevacuum:Mergecouldonlybeusedifthesystemalreadyincludedalexicon,alistofelementsfortherecursivecomputationstooperateon,andperhapstheintermediatecapacitytocombinelexicalitemsnon‐recursivelyinpairs(primaryMerge).

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Phrasalmerge

‐ Theextrastep(4)ofpermittingPhrasalMergeispresumablylinkedtothenecessityofexpressingeventswithmorethanoneparticipant,instructuresinwhicheachparticipantmaybereferredtobyacomplexphrase.

‐ ThisyieldthepossibilityofproducingstructureswithcomplexSpecifiers…

‐ …anoptionwhichinturnopensthepossibilityforphrasalmovement,anoperationwhichplaysacriticalroleattheinterpretiveinterfaces,andissystematicallyfoundacrosslanguages.

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Conclusion

Astudyoftheevolutionoflanguagecannotbeconductedwithoutanin‐depthunderstandingofthebasicingredientsandfunctioningoflinguisticcomputations.Ihavetriedtoprovideanoverviewofsuchcomputationsaccordingtocurrentformalmodels.

‐Therapidityoflanguageacquisitionandtheearlyappearanceofabstractsyntacticknowledgesuggeststhatthereisan“instinctivetendencytospeak”inourspecieswhichcallsforanevolutionaryexplanation.

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Conclusion

AMerge‐basedcomplexityscaleseemstohaveapotentialexplanatoryvalueforthestudyoflanguagedevelopmentinnormalandspecialcircumstances,aswellasofadultlinguisticcomputations.

Itmaythushelpustoidentifymorerudimentaryprecursorsofmodernlanguagesyntax,whichmaystillbemanifestedinvestigialformsinlanguageacquisitionandlanguagecreationinspecialcircumstances.

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Thankyou!

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