p) 0 by the of (s .s.c app. §§101-111) · auyodiicaionspiningtbereto,itis,inm1op1nion, witi...

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___ _ auymdifcatons pening tbereto,it is,inm1op1nion, witl applicable rlations. ORGTON/N Pennsylvania I xx l S!CA I xxj QSS $ I xx) <.\ 3 2 1 ( ) FACI DISCLOSU RPORT Re Reirr by the .Ee i Gvm,t Ac of 1?78, [ 1 0 & 0 . R'. 1/0 (S US.C App. §§101-.11) _, FOR CA Y 2003 . 1. Person Reporting (t nam,F..fust, middle initial) 2 Cour or Organiztion 3 Date of Report U.S. District Court for the 4/19/04 BLOCH, ALAN N. Western District of PA 4. Ttle (Arice fje indict aciv or sior statu; 5. Repor Tpe (chek approprat tpe) 6. Reprtng Period mgitjgT idictefll- opr-tie) _ Noto, Dat 1/1/03. to 12/31/03 U.S. District Judge (senior) Iita XE Anu Finl 8. On te basis oftbe information contained i t Re_or and 7. Cb:amlen. or Ofce Addres11 US e i cmpliance laws and 83·7 U.S. iOffi'ce & Courth Po s' t Pittsburgh, PA 15219 I. POSITIONS. (ReOrgidi only:sepp. 9-13 of Intn.) POSmON NA OF D NON (o reorble positon.) · I Member, Ameritu:s Board of Directors Make-A-Wish Foundation of Western 2 (non-profit organization) I. AGREEMNS. (~eorig iividul on: se pp u-16 of IntnJ PARTS A TS ; NON (o ljOlrble agent.) · I. NON-ISTMNT ICOM. (egidiuasp1e:sepp.11-uoflntrcio1) .DAT TE ICOM :; t\ A Filer's Non-Invetei1t Income NON (o rporle non-investe icom.) '"" i) B. S:po1use's Non-Inv1ent Income - If you were married durng any porton of the reportng year, please complete thi · sec1ton. (dolar amount not required except for honoraria) NONE (o reporble non-investet-come.) 1 2 3 2

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auymodifications pertaining tbereto,it is,inm1op1nion, witli applicable regulations.

ORGANIZATION/ENTITY

Pennsylvania

I xxl

SO!JRCEAND

I xxj QBQSS

$

I xx)

<'"�.\

3

2

1

(WP) FINANCIAL DISCLOSURE REPORT Report Requireirt by the .Ethies in Governmen,t Act of1?78,[1\0.0. Rc'i. 1/2004 (S U.S.C App. §§101-.111)

__,, FOR CALENDAR YEAR 2003 .

1. Person Reporting (Last nam, ..fust, middle initial) 2. Court or Organization 3. Date of Report

U.S. District Court for the 4/19/04BLOCH, ALAN N. Western District of PA

4. Title (Article filjudges indicate active or senior status; 5. Report Type (check appropriate type) 6. Reporting Period magistratejudge.T indicate fall- orpart-time)

_ Nomination, Date 1/1/03. to 12/31/03U.S. District Judge (senior)

Initial XE Annual Final

8. On the basis oftbe information contained in this Re_port and 7. Cb:amllten. or Office Addres11

US e in compliance laws and 83·7 U.S. iOffi'ce & CourthPo s't Pittsburgh, PA 15219

I. POSITIONS. (RepOl'lbrg individual only: see pp. 9-13 of Instructions.)

POSmON NAME OF

D NONE (No reportable positions.) ·

I Member, Ameritu:s Board of Directors Make-A-Wish Foundation of Western

2 (non-profit organization)

II. AGREEMENTS. (]l eporting individual only: see pp. u-16 ofInstnu:tions.J PARTIES AND TERMS;DATE

NONE (No l\.j)Olrtable agreements.)

· ID. NON-INVESTMENT INCOME. (Reportingindividualandspo11Se:seepp.11-uoflnstructio11&) .DATE TYPE INCOME

:;;u te\�j

Ao Filer's Non-Investmei11t Income

NONE (No reportable non-investment income.) '"'"VJ ilif.

B. S:po1use's Non-Investm1ent Income - If you were married during any portion of the reporting year, please complete this ·

sec1tion. (dollar amount not required except for honoraria)

NONE (No reportable non-investment-income.)

1

2

3

2

I_,,.__

""""- . - --'- --�������__J'--�-

JI ademy

"rriar Advocacy Nature o gift: hotel and food

Property

11/7/03 11/8/03

I I

I xx l

FINANCIAL DISCLOSURE REPORT BLOCH, ALAN N. 4/19/04 ·

IV. RE Il\IIBURSEMENTS transportation, lodging, food, entertainment -

(Includes those to spouse and dependent children. See pp. 25-27 of Instructions.)

SOURCE DESCRIPTION NONE (No such reportable reimbursements.) ·

of Trial Lawyers of Gift of hotel and food in attending the l\.nnual Allegheny County .Hasters of Retreat at Nemacolin Woodlands, PA

2 Dates of travel: 10/2/03 - 10/4/03

3Philadelphia Intellectual Gift of hotel and food in attending the Annual

4 Law Association Dinner in honor of

Philadelphia, PA Federal Judiciary in

5 Nature of gift: Dates 6f travel:

hotel and food -

6

7

V. GIFTS. (Includes those ttJ spouse and dependent children. See pp. 28-31 of Instructions.)

SOURCE DESCRIPTION

XX NONE (No such repo1rtable gifts.)

1 $ 2 $ 3 $ 4 $

VI. LIAHILITIES. (Includes· those of spouse and dependent children See pp. 32-33 of Instructions.)

CREDITOR DESCRIPTION VALUE CODE* NONE (No reportable' liabilities.)

1

2

3

4

5

I Rep

- - - B_L_o_c_H '-A_L_A_--N · - - --.L.. -4-/1 9 / 0

Municipal

t.J:-

Munic::i)2al

Authority_

Jh

e µleny

Westmoreland

r::qh

---

s

Ctides:'.,A l,OQiO or .':'\ 0=s2;5-01'-ss,ooo >:J>= S;OOl.:SlS,000'

__;F:;:SS0,001-$100,000 :,ID='St,OOQ.ooHs;OOO;OOP -}12=Mor:e >,,;::;i=ssn oot;;.$100;000

;J>1=s1,ooo;ooh$S;ooo;ooo _:_:_ :·.:P¥f\1ore;:tha,n!$SQ,()00,QOO.:

Method'Cod - Appra1isal R:.Cost ,S:::._Ass t ·D=B0<ik:value,, v Otller W"":Estunated . (r l esta_te. on.IY) ; _•- ·• · ·: ·•..

Name of Person Reporting Date ofFlNAN'C IAL DISCLOSURE REPORT

VII. ) age 1 INVES1Jv.IENTS and TRUSTS -- income, value, transactions (Includes those of spouse and d1 pendent children. See pp. 34-57 of Instructions.)

D NONE (No reportabl'e income,

Pa. Caln ';r'ownship Sewer Author

Pa. Horsham Town.ship2 Sewer Author i

Pa. Moon School3 District Authorit Pa. Northampton:Bucks4 Auth.orit Pa. Swatara Town.ship

5 Sewer Philadelphia Pa. Gas

6 Works Bond (12th Serie All. Cty • . Hos pit.al Bon7 (Presbyterian Hos.-Ser GoveJ::-nor Mifflin. Pa. 8 School District Bond Derry Pa. School

9 District Bond Le County Revenue

10Bond (St.Lukes Hospita a.

11 Bond Intergovernmenta

Rose Tree Pa. .School 12District Bond

A County Airpo 13 Bond. (Series B)

A • Cty. Hos . Devel.14 Authority (McGee Women

Cty. IDA 15Bond (Westmoreland Hos

orB1ampton Cty. Pa. 16Higher Education (Lehi

Cty .. IDA Bon llution Control)

A Int. J T •t " " " "

II " II II

" " " "

11 " e explanation 1/3 J in Section VII" " J T

II

·es 2) /3 J" /15 J

II

/3 J

/1 J

/16 J" II J T

/2 J" 11

's sp.. ) /1 J J T

. )

r'lc. _ JncbmelGain less - '.B:;:$l,,00h$2;5Qa " ',{ ' · . E=SI5,00HSSO,OOO: '- ' (SeeCol. Bl. D4) . '0""$I 00.00 l-U;Q00,000' than $5;000;000 - .

:2-:-- ,Valuc Codes: , :: J=Sl5,0ll0.or less · 1K=Sl3;-00I-$50;000"·' · ··•··· , ; · ,M=Sl00,001'-;S250,000 •· ,, . ' , (See Col. c1;D3) " »N=ruo,,ooi-..s;500,oott --o=ssoo,00H1 ;000,000; > -· 1:'2,.,_Ss.ooo,001,.s2s,ooo;ooo•' · . . .'" 1'3=$25,I000,001·$50,:000;00Q. ' /'.' - . . ; - . ,:::-- -_. -_

. . ' . '" "- T:"Cash!Market , ·· ·3 ·. ·Value ' - " ,(See Co , .C2) ' :,. ,

- D · t.rict Bond

Dis trict II

-0--1<-•__;:No= rt.h.=..;;Wal

-e_s _P_a. 1_w _a _t_ e_r-+-- .. ,--;-- tl ----1'-- " -t--,, ---t-----+---+----+---1--

ty

2

. ---t----::---t-----+----t--.----+-----r----11------+--l-----�-------1 11 ti "

_.___( P_r_ :sbyteria ri Hos=-=-·-- Ser=-p·= es'--'r2::..L--4---+----+---,--+4=-/ 3+- J'---+---'1----T

_....,__w_ o_ r_ks :i.'=e=s...L- --+----:cc--11---.,----+---4---:----+--"---+-- -+- - ...,.- -l--- - - · 11 11 "

l:!..""'t....._ __ B'"""o""'n=f-_:--+----+---t-----+-- ---+-=----1'-----t--1-----------1 " Redeem d

____ c_o_-_C2_E1 Authority_ B--"- o_nd'---+---::--t----1---+---+-----+-'-6/_l-+-_K_-1----+----------1 "

---;-----·

8 --1----

2

3

·�---+---+----1--�+----1------1--t----1---+---------�

Univ. d) · ---+---, c=---+-..:.,_---+- - -1---=- --+- -----l- --l-- ---l- -l-- ------·�----l 11 " " "

Ii Pfuil hia t o-r-1ty+- - -+-- - -1-- -- - --+-----+-- -----

.17Bond.

I. et.hod. Codes:.'.Q?. pra.·isll,l .. . on)j}: . (Sc£C6FG2) ·u=?Book\vii!Ue: V=.:Other' .

5 1 Pa. Intergovernmenta l 11

6

I P iladelphia IDA

SECTION VII - CONTINUED

FINANCIAL DISCLOSURE REPORT . . Name ofPemm Reporting

BLOCH, ALAN N.

Vll. Pa:ge 1 INVEST1'r1ENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 ofInstructions.)

NOtNE (No reportable: income,D A Int. TB , HavE:rford Township Sch J

" II " a Pen n sbury Pa. School

BondAutho,ri ti1 Lehigh Cty • .Pa. IDA , Bond. " 1 All. Cty. Hospital Bon Redeem d

3 • Philadelphia Pa. Gas 11 K ( 15th Ser

4 r Pa. -State . Hi gher J Educ a.tion Faci

" • Pa. State Higher J T Educati on Bond

II " II II7 Bethlehem Pa. School •District Bond

II " II II

•Centr al Greene :l?a. School District

II K " 9 - Lakes School Dis. B

11 " 0 Fairfield School•Dis t:r ict Bond 6/1 K n1 11 Montgomery Cty. Bond A J T

II II II IIPa. State Higher15Eduieation (Temple Bo

16 Airport Bond

·

. . . ·· . .· .· l(t:eal estate S'=Assessmen t.::. ,. · f•< · . 't CaslilMarki:t · · · '' .:'· :··... · ' .R=Cos.-:-Ap.. .3' : Va1iie M· . . . . . . . . · .. . • . •. :: . · · ··W#;Estima ed. :· . · . ; · ; ·. . ..

L DJSCLOSU-RE-

-RE-

P Q-R_T ___ I N_a_me_o-fP-ers_o_n-Re-port-ing --------,----'--- D atelo9fRe/p0 4 .

6 Bpnd ,___;_..,.__ ___ , Cty.

J

ti II

ti ti

,...-----t---=---t--:-:----t---t-----r-----t---r---r---+---------� Bon.Cl " "

,-o----a-m-pto·- n-=T,_o_w_n_ s-:h:- i-.-. p-·�

Seri ond ope:well Are a_S_c...., h=-o

-o-+- --i ":'-= --t-- J --+--"--+- -----+---1----+---+---

irard School ti

Scl:ic·>-o-1 =-- --+--B--+--n--- --+-- K--+-- n ---r-----r- ---t ---+ --1-- ------

arnet Valley School

ewJ.stown

ine Richland Schoo II

(Seriei:> o 51 11 S<:ho- o _l ___ ___ ___ ___ ,-,-----------------

--------'

FJN CIA

s choo

2 PA

14 District t1

15 rms trong PA

4 7

SECTION VII - CONTINUED

BLOCH, ALAN N •

Vil. Page 1 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)

D NONE (No reportable income,

P i adelphia City A Int. T 11 Water

II " omerset General • Obliga,tion Bond

7 niversity of Pit.tsbur h II ti

1 Bond ti II "8 nivei:-sity of Pit tsbur h "

fBond ,9 ,. a. Turnpike n II

(SeriE:!S B) II II n II

• District Bond ,1 a. State .Higher Educ. ti K 11

• Templ1 Univ. (1st

1 District Bond " " ti 11l3 ottstown School

'District Bond II 11

•Bond

•Distr ict Bo·nd II ...

/1 K

•District Bond 4 8 Borou9h Wate

•Authority Bond

A

II

"

II

II

II

II

J T

II II

II II

II "0 ! Pa. State Higherducation

North East Pa. B tl K•District Bond

Ji\ioistrict Bond

DISCLOSl-J RE--RE_, _P_O_R_T ___ _,__: _ _mco_0_ _;_s - R_:_ - -: _T _N_. _ _____ ___ _..;.Jl.___4_ ,:

School

roudsburg

-...--+-.......-::-a-.-'-S-ta te Higher -E d-=- u -c-.--- -A--1--,,--+- J--1-- --+-----+---r---1----+---

A genc:y (B/E an:TSEurg ar"-=k-i..,... , -n-- g--+ -=11--11---,-, ---+- ,-, - ---+-----+---r----1----+---,

B/E:

1 sburg-Osceola---1--A--+-- ,-,--+- J--- ,-, ---+ ----- - --+- --+- --,

,----1- -B-i--- -11-----+ -K --1-- ,-, --+----+----r-----+----1-----------l

roc:>Kville

County l1l

.. auiiliin Ifond

liorpe

5 s.,_..,.=-.-D -e - ]:[ii----+--A--+--,-, ---1- J--r-- -.,--+- B-.

_o_

u_g_h

_t_r-- --r- --+-- --t- ------,--__,

...,..._,__ s u b .. , A tith"....., Bond-+--+- ---1----+----+----+-l_/_9-+-_J_+--+---

:i J!t· District Bond 1/2 J

,_..._,_____ ----+----+-----"f----+--- -----F-''--=-+----''-----t---+-- ��-,�----1

I I 0

6811 - ----+- -B---"--- K--+--,-, -- B -o_ u_g_h_ t- --- ---1- -- ------

___ __,

..

6 PA P ..

7

i O airv iew School

:i4 · im

la ware ·cty·.

A l ona N S

SECTION VII

FINANCIAL

VII. Page 1 INVESTlV.lENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See PP• 34-57 of Instructions.)

D NONE (No reportable income,

2 South Park School A Int. J T • District Bond

" II II IIo-=-Rox Di.stric Bond

n K IIPenn A rea B School District Bond

Bond

• A ssistance

1 A uthority OY II IIB Ka.

' Turnpike

Bond. II II " " ·8 a . .State .Financ:E A uth

• BeaYer BondCty. ;g

School District Bond'

I District Bond " IIil School A J

11District Bond II II II II>2 a1ns Bond

II II II IICounty.

•District Schoc>l B

Bond " IIK

Water " ghtLebanon School 11 11 " Bou

" " ghtLower Merion School 11' 11 Bou3/2 Jistrict Bond

•series A Bond 6/1 K

of:Repo

4/19/0

9

0'

77'

All. • Bond (Merc:1r Hos . ------......r-<--+-----i---r-----t---- -+-''-t-......... --+---!----

-:Ob-1::-:- i-r---,,=-, -1---:-.. :----ir---:--r-----j-----r--_._,...-=--1---1----

ority

so u 8ho s h • . ;----""-1----1----t----i-------i---i----+---+---·

c.ipa t-·s_·e_r_i_e _s;--4_2_-r----r---;-----r------t--t-----,i---+---------i

Sant Fina

Pimc: --'--'--'+;--;::_.::::..:i::.;;:.::...:... _ +----+---1------+-=:...L..;=-;::.--=.:__-1----+---

-

4!1 1·-c_a_n_H_,i,....g_h __ I_n.come ·---�----'�--�-�-=-=--=--�---�-�--��---'---

FINANCIAL DISCLOSURE REPORT

N [)JlilE (No reporta1ble income,

SECTION VII - CONTINUED

DaileName of Person Reporting . .

BLOCH, ALAN N.

VII. Pag,e 1 INVEST1'r1ENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)

Cty. Hosp. Dev. B Int.• Auth " "Phil a de l phi a PA Auth.

(Series B) Bond P itt sburgh Water & A "

1 •

2 . '3 J 14 •

75. 76'

Auth. Bond Sera.nton PA Gen. (Seri 3 s B) Bond

Gate:wa.y School Dist Eliz:

rict Bond abethtown Sewer

II "

II "

Se we r

II IINorristown School Distr:ict Bond

Au th Bond 11 IIInterest-PNC Bank-Chk

Virg· inia Manor " IInit s of Pa. Insur

Muni. 1 Trus Trus:tee: Bradford Trust Co

• 78 Van gr u.ard Pa. Insured

Ill Tax F:ree Fund 79 ander Financial

11? Ltd. (n/k/a BSCH 80 011 81 Bell South • 82 J.P. Morgan ChasE

C:'l1i 7% ...... hares 831 Boncl Pund of

•America.8 Amer i

"Trust

\ l,tE __ P_o_R_T _____ B_L_o_c_H_,_A_L_A_N_N_ ________ _,___4_/ ,

�/ I

·,

Name of Person Reporting Date of Report

.• 19 I0

VIIl. ADDITIONAL INJrORMATION OR EXPLANATIONS (Indicate part of Report.)

FINANCIAL DISCLOSURE

Correction: Section VII, Line 5:

Pa. Swatara Township Sewer Authority was inadvertently listed as a full redemption rather than a partial redemption on the 2002 Financial Disclosure Report • However, it was fully redeemed on 11/3/03..

IX.' CERTIFICATION.

I cextifY that all infonnatio11 given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and· complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nc1n-disclosure.

I :fi:u'1ther certify that earned income from outside employment and honoraria and the acceptance of gifts which have beein reported are in compliance vrith the provisions of S U.S.C. app., § 501 et. seq., 5 U.S.C. § 7353 and Judicial Conference regulations.

Date llf {]. '/ NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT NCA Y BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. App., § 104.)

• , :>:·: \;' r r,,• .· ·-.