p) 0 by the of (s .s.c app. §§101-111) · auyodiicaionspiningtbereto,itis,inm1op1nion, witi...
TRANSCRIPT
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auymodifications pertaining tbereto,it is,inm1op1nion, witli applicable regulations.
ORGANIZATION/ENTITY
Pennsylvania
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SO!JRCEAND
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2
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(WP) FINANCIAL DISCLOSURE REPORT Report Requireirt by the .Ethies in Governmen,t Act of1?78,[1\0.0. Rc'i. 1/2004 (S U.S.C App. §§101-.111)
__,, FOR CALENDAR YEAR 2003 .
1. Person Reporting (Last nam, ..fust, middle initial) 2. Court or Organization 3. Date of Report
U.S. District Court for the 4/19/04BLOCH, ALAN N. Western District of PA
4. Title (Article filjudges indicate active or senior status; 5. Report Type (check appropriate type) 6. Reporting Period magistratejudge.T indicate fall- orpart-time)
_ Nomination, Date 1/1/03. to 12/31/03U.S. District Judge (senior)
Initial XE Annual Final
8. On the basis oftbe information contained in this Re_port and 7. Cb:amllten. or Office Addres11
US e in compliance laws and 83·7 U.S. iOffi'ce & CourthPo s't Pittsburgh, PA 15219
I. POSITIONS. (RepOl'lbrg individual only: see pp. 9-13 of Instructions.)
POSmON NAME OF
D NONE (No reportable positions.) ·
I Member, Ameritu:s Board of Directors Make-A-Wish Foundation of Western
2 (non-profit organization)
II. AGREEMENTS. (]l eporting individual only: see pp. u-16 ofInstnu:tions.J PARTIES AND TERMS;DATE
NONE (No l\.j)Olrtable agreements.)
· ID. NON-INVESTMENT INCOME. (Reportingindividualandspo11Se:seepp.11-uoflnstructio11&) .DATE TYPE INCOME
:;;u te\�j
Ao Filer's Non-Investmei11t Income
NONE (No reportable non-investment income.) '"'"VJ ilif.
B. S:po1use's Non-Investm1ent Income - If you were married during any portion of the reporting year, please complete this ·
sec1tion. (dollar amount not required except for honoraria)
NONE (No reportable non-investment-income.)
1
2
3
2
I_,,.__
""""- . - --'- --�������__J'--�-
JI ademy
"rriar Advocacy Nature o gift: hotel and food
Property
11/7/03 11/8/03
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FINANCIAL DISCLOSURE REPORT BLOCH, ALAN N. 4/19/04 ·
IV. RE Il\IIBURSEMENTS transportation, lodging, food, entertainment -
(Includes those to spouse and dependent children. See pp. 25-27 of Instructions.)
SOURCE DESCRIPTION NONE (No such reportable reimbursements.) ·
of Trial Lawyers of Gift of hotel and food in attending the l\.nnual Allegheny County .Hasters of Retreat at Nemacolin Woodlands, PA
2 Dates of travel: 10/2/03 - 10/4/03
3Philadelphia Intellectual Gift of hotel and food in attending the Annual
4 Law Association Dinner in honor of
Philadelphia, PA Federal Judiciary in
5 Nature of gift: Dates 6f travel:
hotel and food -
6
7
V. GIFTS. (Includes those ttJ spouse and dependent children. See pp. 28-31 of Instructions.)
SOURCE DESCRIPTION
XX NONE (No such repo1rtable gifts.)
1 $ 2 $ 3 $ 4 $
VI. LIAHILITIES. (Includes· those of spouse and dependent children See pp. 32-33 of Instructions.)
CREDITOR DESCRIPTION VALUE CODE* NONE (No reportable' liabilities.)
1
2
3
4
5
I Rep
- - - B_L_o_c_H '-A_L_A_--N · - - --.L.. -4-/1 9 / 0
Municipal
t.J:-
Munic::i)2al
Authority_
Jh
e µleny
Westmoreland
r::qh
---
s
Ctides:'.,A l,OQiO or .':'\ 0=s2;5-01'-ss,ooo >:J>= S;OOl.:SlS,000'
__;F:;:SS0,001-$100,000 :,ID='St,OOQ.ooHs;OOO;OOP -}12=Mor:e >,,;::;i=ssn oot;;.$100;000
;J>1=s1,ooo;ooh$S;ooo;ooo _:_:_ :·.:P¥f\1ore;:tha,n!$SQ,()00,QOO.:
Method'Cod - Appra1isal R:.Cost ,S:::._Ass t ·D=B0<ik:value,, v Otller W"":Estunated . (r l esta_te. on.IY) ; _•- ·• · ·: ·•..
Name of Person Reporting Date ofFlNAN'C IAL DISCLOSURE REPORT
VII. ) age 1 INVES1Jv.IENTS and TRUSTS -- income, value, transactions (Includes those of spouse and d1 pendent children. See pp. 34-57 of Instructions.)
D NONE (No reportabl'e income,
Pa. Caln ';r'ownship Sewer Author
Pa. Horsham Town.ship2 Sewer Author i
Pa. Moon School3 District Authorit Pa. Northampton:Bucks4 Auth.orit Pa. Swatara Town.ship
5 Sewer Philadelphia Pa. Gas
6 Works Bond (12th Serie All. Cty • . Hos pit.al Bon7 (Presbyterian Hos.-Ser GoveJ::-nor Mifflin. Pa. 8 School District Bond Derry Pa. School
9 District Bond Le County Revenue
10Bond (St.Lukes Hospita a.
11 Bond Intergovernmenta
Rose Tree Pa. .School 12District Bond
A County Airpo 13 Bond. (Series B)
A • Cty. Hos . Devel.14 Authority (McGee Women
Cty. IDA 15Bond (Westmoreland Hos
orB1ampton Cty. Pa. 16Higher Education (Lehi
Cty .. IDA Bon llution Control)
A Int. J T •t " " " "
II " II II
" " " "
11 " e explanation 1/3 J in Section VII" " J T
II
·es 2) /3 J" /15 J
II
/3 J
/1 J
/16 J" II J T
/2 J" 11
's sp.. ) /1 J J T
. )
r'lc. _ JncbmelGain less - '.B:;:$l,,00h$2;5Qa " ',{ ' · . E=SI5,00HSSO,OOO: '- ' (SeeCol. Bl. D4) . '0""$I 00.00 l-U;Q00,000' than $5;000;000 - .
:2-:-- ,Valuc Codes: , :: J=Sl5,0ll0.or less · 1K=Sl3;-00I-$50;000"·' · ··•··· , ; · ,M=Sl00,001'-;S250,000 •· ,, . ' , (See Col. c1;D3) " »N=ruo,,ooi-..s;500,oott --o=ssoo,00H1 ;000,000; > -· 1:'2,.,_Ss.ooo,001,.s2s,ooo;ooo•' · . . .'" 1'3=$25,I000,001·$50,:000;00Q. ' /'.' - . . ; - . ,:::-- -_. -_
. . ' . '" "- T:"Cash!Market , ·· ·3 ·. ·Value ' - " ,(See Co , .C2) ' :,. ,
- D · t.rict Bond
Dis trict II
-0--1<-•__;:No= rt.h.=..;;Wal
-e_s _P_a. 1_w _a _t_ e_r-+-- .. ,--;-- tl ----1'-- " -t--,, ---t-----+---+----+---1--
ty
2
. ---t----::---t-----+----t--.----+-----r----11------+--l-----�-------1 11 ti "
_.___( P_r_ :sbyteria ri Hos=-=-·-- Ser=-p·= es'--'r2::..L--4---+----+---,--+4=-/ 3+- J'---+---'1----T
_....,__w_ o_ r_ks :i.'=e=s...L- --+----:cc--11---.,----+---4---:----+--"---+-- -+- - ...,.- -l--- - - · 11 11 "
l:!..""'t....._ __ B'"""o""'n=f-_:--+----+---t-----+-- ---+-=----1'-----t--1-----------1 " Redeem d
____ c_o_-_C2_E1 Authority_ B--"- o_nd'---+---::--t----1---+---+-----+-'-6/_l-+-_K_-1----+----------1 "
---;-----·
8 --1----
2
3
·�---+---+----1--�+----1------1--t----1---+---------�
Univ. d) · ---+---, c=---+-..:.,_---+- - -1---=- --+- -----l- --l-- ---l- -l-- ------·�----l 11 " " "
Ii Pfuil hia t o-r-1ty+- - -+-- - -1-- -- - --+-----+-- -----
.17Bond.
I. et.hod. Codes:.'.Q?. pra.·isll,l .. . on)j}: . (Sc£C6FG2) ·u=?Book\vii!Ue: V=.:Other' .
5 1 Pa. Intergovernmenta l 11
6
I P iladelphia IDA
SECTION VII - CONTINUED
FINANCIAL DISCLOSURE REPORT . . Name ofPemm Reporting
BLOCH, ALAN N.
Vll. Pa:ge 1 INVEST1'r1ENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 ofInstructions.)
NOtNE (No reportable: income,D A Int. TB , HavE:rford Township Sch J
" II " a Pen n sbury Pa. School
BondAutho,ri ti1 Lehigh Cty • .Pa. IDA , Bond. " 1 All. Cty. Hospital Bon Redeem d
3 • Philadelphia Pa. Gas 11 K ( 15th Ser
4 r Pa. -State . Hi gher J Educ a.tion Faci
" • Pa. State Higher J T Educati on Bond
II " II II7 Bethlehem Pa. School •District Bond
II " II II
•Centr al Greene :l?a. School District
II K " 9 - Lakes School Dis. B
11 " 0 Fairfield School•Dis t:r ict Bond 6/1 K n1 11 Montgomery Cty. Bond A J T
II II II IIPa. State Higher15Eduieation (Temple Bo
16 Airport Bond
·
. . . ·· . .· .· l(t:eal estate S'=Assessmen t.::. ,. · f•< · . 't CaslilMarki:t · · · '' .:'· :··... · ' .R=Cos.-:-Ap.. .3' : Va1iie M· . . . . . . . . · .. . • . •. :: . · · ··W#;Estima ed. :· . · . ; · ; ·. . ..
L DJSCLOSU-RE-
-RE-
P Q-R_T ___ I N_a_me_o-fP-ers_o_n-Re-port-ing --------,----'--- D atelo9fRe/p0 4 .
6 Bpnd ,___;_..,.__ ___ , Cty.
J
ti II
ti ti
,...-----t---=---t--:-:----t---t-----r-----t---r---r---+---------� Bon.Cl " "
,-o----a-m-pto·- n-=T,_o_w_n_ s-:h:- i-.-. p-·�
Seri ond ope:well Are a_S_c...., h=-o
-o-+- --i ":'-= --t-- J --+--"--+- -----+---1----+---+---
irard School ti
Scl:ic·>-o-1 =-- --+--B--+--n--- --+-- K--+-- n ---r-----r- ---t ---+ --1-- ------
arnet Valley School
ewJ.stown
ine Richland Schoo II
(Seriei:> o 51 11 S<:ho- o _l ___ ___ ___ ___ ,-,-----------------
--------'
FJN CIA
s choo
2 PA
14 District t1
15 rms trong PA
4 7
SECTION VII - CONTINUED
BLOCH, ALAN N •
Vil. Page 1 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)
D NONE (No reportable income,
P i adelphia City A Int. T 11 Water
II " omerset General • Obliga,tion Bond
7 niversity of Pit.tsbur h II ti
1 Bond ti II "8 nivei:-sity of Pit tsbur h "
fBond ,9 ,. a. Turnpike n II
(SeriE:!S B) II II n II
• District Bond ,1 a. State .Higher Educ. ti K 11
• Templ1 Univ. (1st
1 District Bond " " ti 11l3 ottstown School
'District Bond II 11
•Bond
•Distr ict Bo·nd II ...
/1 K
•District Bond 4 8 Borou9h Wate
•Authority Bond
A
II
"
II
II
II
II
J T
II II
II II
II "0 ! Pa. State Higherducation
North East Pa. B tl K•District Bond
Ji\ioistrict Bond
DISCLOSl-J RE--RE_, _P_O_R_T ___ _,__: _ _mco_0_ _;_s - R_:_ - -: _T _N_. _ _____ ___ _..;.Jl.___4_ ,:
School
roudsburg
-...--+-.......-::-a-.-'-S-ta te Higher -E d-=- u -c-.--- -A--1--,,--+- J--1-- --+-----+---r---1----+---
A genc:y (B/E an:TSEurg ar"-=k-i..,... , -n-- g--+ -=11--11---,-, ---+- ,-, - ---+-----+---r----1----+---,
B/E:
1 sburg-Osceola---1--A--+-- ,-,--+- J--- ,-, ---+ ----- - --+- --+- --,
,----1- -B-i--- -11-----+ -K --1-- ,-, --+----+----r-----+----1-----------l
roc:>Kville
County l1l
.. auiiliin Ifond
liorpe
5 s.,_..,.=-.-D -e - ]:[ii----+--A--+--,-, ---1- J--r-- -.,--+- B-.
_o_
u_g_h
_t_r-- --r- --+-- --t- ------,--__,
...,..._,__ s u b .. , A tith"....., Bond-+--+- ---1----+----+----+-l_/_9-+-_J_+--+---
:i J!t· District Bond 1/2 J
,_..._,_____ ----+----+-----"f----+--- -----F-''--=-+----''-----t---+-- ��-,�----1
I I 0
6811 - ----+- -B---"--- K--+--,-, -- B -o_ u_g_h_ t- --- ---1- -- ------
___ __,
..
6 PA P ..
7
i O airv iew School
:i4 · im
la ware ·cty·.
A l ona N S
SECTION VII
FINANCIAL
VII. Page 1 INVESTlV.lENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See PP• 34-57 of Instructions.)
D NONE (No reportable income,
2 South Park School A Int. J T • District Bond
" II II IIo-=-Rox Di.stric Bond
n K IIPenn A rea B School District Bond
Bond
• A ssistance
1 A uthority OY II IIB Ka.
' Turnpike
Bond. II II " " ·8 a . .State .Financ:E A uth
• BeaYer BondCty. ;g
School District Bond'
I District Bond " IIil School A J
11District Bond II II II II>2 a1ns Bond
II II II IICounty.
•District Schoc>l B
Bond " IIK
Water " ghtLebanon School 11 11 " Bou
" " ghtLower Merion School 11' 11 Bou3/2 Jistrict Bond
•series A Bond 6/1 K
of:Repo
4/19/0
9
0'
77'
All. • Bond (Merc:1r Hos . ------......r-<--+-----i---r-----t---- -+-''-t-......... --+---!----
-:Ob-1::-:- i-r---,,=-, -1---:-.. :----ir---:--r-----j-----r--_._,...-=--1---1----
ority
so u 8ho s h • . ;----""-1----1----t----i-------i---i----+---+---·
c.ipa t-·s_·e_r_i_e _s;--4_2_-r----r---;-----r------t--t-----,i---+---------i
Sant Fina
Pimc: --'--'--'+;--;::_.::::..:i::.;;:.::...:... _ +----+---1------+-=:...L..;=-;::.--=.:__-1----+---
-
4!1 1·-c_a_n_H_,i,....g_h __ I_n.come ·---�----'�--�-�-=-=--=--�---�-�--��---'---
FINANCIAL DISCLOSURE REPORT
N [)JlilE (No reporta1ble income,
SECTION VII - CONTINUED
DaileName of Person Reporting . .
BLOCH, ALAN N.
VII. Pag,e 1 INVEST1'r1ENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)
Cty. Hosp. Dev. B Int.• Auth " "Phil a de l phi a PA Auth.
(Series B) Bond P itt sburgh Water & A "
1 •
2 . '3 J 14 •
75. 76'
Auth. Bond Sera.nton PA Gen. (Seri 3 s B) Bond
Gate:wa.y School Dist Eliz:
rict Bond abethtown Sewer
II "
II "
Se we r
II IINorristown School Distr:ict Bond
Au th Bond 11 IIInterest-PNC Bank-Chk
Virg· inia Manor " IInit s of Pa. Insur
Muni. 1 Trus Trus:tee: Bradford Trust Co
• 78 Van gr u.ard Pa. Insured
Ill Tax F:ree Fund 79 ander Financial
11? Ltd. (n/k/a BSCH 80 011 81 Bell South • 82 J.P. Morgan ChasE
C:'l1i 7% ...... hares 831 Boncl Pund of
•America.8 Amer i
"Trust
\ l,tE __ P_o_R_T _____ B_L_o_c_H_,_A_L_A_N_N_ ________ _,___4_/ ,
�/ I
·,
Name of Person Reporting Date of Report
.• 19 I0
VIIl. ADDITIONAL INJrORMATION OR EXPLANATIONS (Indicate part of Report.)
FINANCIAL DISCLOSURE
Correction: Section VII, Line 5:
Pa. Swatara Township Sewer Authority was inadvertently listed as a full redemption rather than a partial redemption on the 2002 Financial Disclosure Report • However, it was fully redeemed on 11/3/03..
IX.' CERTIFICATION.
I cextifY that all infonnatio11 given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and· complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nc1n-disclosure.
I :fi:u'1ther certify that earned income from outside employment and honoraria and the acceptance of gifts which have beein reported are in compliance vrith the provisions of S U.S.C. app., § 501 et. seq., 5 U.S.C. § 7353 and Judicial Conference regulations.
Date llf {]. '/ NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT NCA Y BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. App., § 104.)
• , :>:·: \;' r r,,• .· ·-.