padova, john r. - judicial watch · padova, john r. 04/27/2011 . vii. investments and trusts...

Report Required by the EthicsFINANCIAL DISCLOSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

PADOVA, JOHN R. EASTERN DISTRICT OF PA 04/27/2011

6. Reporting Period4. Title (Article llI judges indicate active or senior status; 5a. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

] Nomination, Date 01/01/2010

SENIOR DISTRICT COURT JUDGE [] Initial [] Annual [] Final to 12/31/2010

5b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

17613 U.S. COURTHOUSE with applicable laws and regulations.

601 MARKET STREETPHILADELPHIA, PA 19106 Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of f!ling instructions.)

~ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1, Member of Patient Advocate Board Kimmel Cancer Center

2. Member of Advisory Board Regina Academies

3.

4.

5.

II. AGREEMENTS. (Re~,orting individual only; see pp. 14-16 of f!ling instructions.)

~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS

Padova, John R.

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 11 PADOVA, JOHN R. 04/27/2011

III. NON-INVESTMENT INCOME. mepo~ing individual andspouse;seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investment Income

~-~ ~o reportable income.)NONE non-investment

DATE SOURCE AND TYPE INCOME (yours, not spouse’s)

2.

3.

4.

B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.

21

3.

4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

--] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1. N.Y. Intellectual Property 3/26/2010- 3/27/2010 New York, NY Annual dinner and program transportation, cab, tips, hotel, meals for Law Assoc., Inc. Judge~

2.,

3.

4.

5.

FINANCIAL DISCLOSURE REPORT of 11

Name of Person Reporting

PADOVA, JOHN R.

Date of Report

04/27/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of fillng instructions.)

NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

2.

3.

4.

5.

VI. LIABILITIES. aneludes tho~e olspouse and dependent children; see pp. 32-33 of f!ling instructions.)

[~] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

5.

VALUECODE

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

PADOVA, JOHN R. 04/27/2011 of 11

VII. INVESTMENTS and TRUSTS - i.come, v.lue, tra .... tions (Includes those of sp ...... d dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)

A, B. C. D,

Transactions during reporting period

(including trust assets) reporting period of reporting period Description of Assets Income during Gross value at end

(4) (5)

Value Value Type (e.g., Date Value Gain Identity of

Code 2 Method buy, sell, mm/dd!yy Code 2 Code 1 buyer/seller

(J-P) Code 3 redemption) (J=P) (A-H) (if private

(Q-W) transaction)

(1) (2) (1) (2) (1/ 12) =(3)

1. VKM PA QUALITY MUN TR[] A Interest J T

2. PNC BANK CHKG[] A Interest K T

3. ~ IRA PN(~ A Interest K T

4. Fed Pa Mun M.M. -RBC M.M. Fund A Interest J T MMOpened~

5. Dreyfus Pa M.M.[] A Interest J T

6. Boston Capital~ 17 A Interest J T

7. Bank Chkg & Say. ~Citizens Bank A Int J T

8. PA Econ. Dev. Fin. G&B 12-1-30 A Interest J T

9. Exelon B Dividend L T

10. USAA Sav-Act A Interest K T Cash

11. Boston Cap Ser 23 A Dividend J T

12. Boston Cap SER 15 & 18 ~ A Interest J T

13. JMS/DLJSC/Phila Inv. RETIRE. PLAN E Div & Int P 1 T ACCT.J PADOVA IRA

14. - Pershing Gov Act-mm A Dividend N T

15. - ACM Govt. Sec. Fund-name change- Dividend K T Alliance Bernstein Income

16. - Alliance World Fund-name change- D Dividend L T Alliance Bemstein Global

17. - Commercial Act Lease Realty, Inc.-Natl. B Dividend K T Name change Retail

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns B1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5;000i000 H2 =More titan $5~000,000 .... ; ] i~rn~ Gai~ �0d~;i A ~$1,000 6r less B =$1~001 : $2,500

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$100,001 - $250,000

(See Colunms CI and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000,001 - $5,000,000 P2 =$5,000,001 . $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000~000 3. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S =Assessment T =Cash Market

(See Colunm C2) U =Book Value V Other W =Estimated



VII. INVESTMENTS and TRUSTS - i ....e, value, t ......tlons (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)

~ NONE (No reportable income, assets, or transactions.)

A, B. C. D.¯

(1) (2) (1) (2) (1) (2) (3) (4) (5)

Place "(X)" after each asset exempt from prior disclosure

Amount Code I

(A-H)

Type (e.g., div., rent,

or int.)

Value Code 2

(J-P)

Value Method

Code 3

Type (e,g., : buy, sell,

redemption)

Date mm!dd/yy

Value Code 2 (J-P)

Gain : Identi~ o2 Code.l: ..... buyer/seller (A~H) ..... (if private

(Q.W) transaction)

18. - Aspen Group Res. Corp. None J T

19. - Templeton Emer Mktg. Inc. B Dividend K T

20. - Pepsico Cap Res Inc. 4/01/11 None L T

21. - U.S. Treas SEC Strip 11/15/11 None N T

22. - Van Kampen Amer Cap Sr Inc. A Dividend K T

23. - Cons Edison Ins. Com. D Dividend M T

24. - Microsoft (IRA) B Dividend L T

25. - Intel (IRA) B Dividend L T

26. - Bayatex Entr (IRA) None Sold 09/24/10 M

27. - Citigtroup Inc. Corn None J T

28. - Tyco Intl. Ltd. A Dividend Sold 06/29/10 K

29. - Covidien Ltd. A Dividend Sold 06/29/10 K

30. - Tyco Electronic A Dividend Sold 06/29/10 K

31. - General Electric IRA A Dividend Sold 07/30/10 K

32. - Public Service Enter (IRA) C Interest L T

33: - A 123 Sys Inc. Com (IRA) None K T Buy 07/29/10 K

34. - Exelon (IRA) Dividend M T Buy 07/02/101 M

B =$1,001- $2,500 C =$2,501- $5,000 D =$5,001- $15,000 E =$15,001 - $50,000

(See Columns B 1 and D4)

1, income Gain Codesl A =$i ,000 or less

F =$50,001 - $100,000 G =$100,001- $1,000,000 HI =S!,000,001 ~ $5i0001000 H2 =More thah $5~000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001- $I00i000 M=$100s001 2 $250,000

(See Columns C I and D3) N =$250,001 - $500,000 O=$500,001- $1,000,000 ~l :$1,000,001 ~ $5!000;0oo v2=$5 ooo;ooi ~ $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000;000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Colunm C2) U =Book Value V =Other W =Estimated


VII. INVESTMENTS and TRUSTS - ~.come, value, t ..... ctions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions)

~ NONE (No reportable income, assets, or transactions.)

35. Fid. Adv. Sr 11 Gro Opty Fd. B A Dividend J T

36. Putnam Inv Fds - Gro B A Dividend J T

37. Berks Cry. Pa M.A. - Phoebe~ A Interest J T Sold (part)

05/17/10 J

38. New Jersey Econ Dev 10/23 A Interest J T

39. Evergreen Money Mkt 9 -now Wells Fargo A Dividend J T

40. Vanguard Pa L/T Tax Ex Fund D Interest M T

41. Vanguard M/M - IRA A Dividend M T

42. Vanguard B/M-IRA D Dividend M T

43. Vanguard 500 - IRA C Dividend M T

44. American Century~ A Dividend K T

45. Ohio State Env. 5/1/29~ B Interest K T

46. PNC Bank Sav.[]& Ckg~ A Interest L T

47. Allegheny Co. Pa.-South Hills 8.625 None Sold 02/19/10

48. NJ Eeon Dev - Seashore 4-1-31 B Interest K

49. Allegheny Co. Pa. IDA 6-~ A Interest J T

50. Del. Co. Pa. Auth. Cabrini ~ B Interest K T

51. Nuveen Select~ B Dividend K T

1. Income Gain Codes: A =$I,000 or less .... B =$1;001. $2~500= :~ C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns BI and D4) F =$50,001 - $100,000 G =$100,001 -$1;000,000 HI --$1,000,001 = $5;000!000 H2 =M~re tha~:$5~000~000 : :

2. Value Codes J =$15,000 or less K =$15,001 : $50i000 L =$50,001- $I00,000 M =$i 60!0~i ~ $250,000

(See Columns CI and D3) N =$250,00I - $500,000 O =$500,001 - $1,000,000 PI =$1;000,001 -$5,000;000 P2 ~$51000;00i = $25i000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50;000,000


(See Column C2) U =Book Value V =Other W =Estimated


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)

~-~ NONE (No reportable income, assets, or transactions.)

52. Pa. St. Tpk. Comn Oil[~ B Interest K T

53. PA St Ref-lst Ser. 4.~ A Interest J T

54. PA St Go - 5.0 ! A Interest J T

55. Stroudsberg, PA - 5.0J A Interest J T

56. Economy, PA - 5.0~ B Interest K T

57. Mtgy. Co. IDA Ret. 5.250 B Interest K T

58. Union Co. Hosp. - 5.0 B Interest K T

59. Lehigh Co PIDA 9/1/29~ A Interest J T

60. Eaton Vance-Tx mg. (Global) D Dividend L T

61. Puerto Rico 7/1/42 A Interest K T

62. Nuveen PA Prem Inc ~ B Dividend K T

63. Nuveen PA Invt QF U B Dividend K T

64. Van Kempen Amer PA Mun. Inc.~ B Dividend K T

65. Federated Govt Res MM U A Dividend J T

66. Sayre PA Health Serv 12/1/31 B Interest K T

67. Chester Co. PA H&E-Jeff B Interest Sold 07/29/10 K

68. Eaton Vance T/M C Interest K T

I lhc0me Gain Codes: : A =$i~000 0r iess B--S1,001, $2,500 C =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Colunms BI and D4) F =$50,001 - $100,000 G =$100,001 : $1,000,000 Hi =$ii0~0:00i 5 $5,000;000 : H:2 =MS{~ thah $5:000~000

2. Value Codes

(See Columns CI and D3)

J =$15,000 Or less

N =$250,001 - $500,000

K =$15,001 - $50,000 O =$~00,001 - $1,000,000

L =$50 001 ~ $100 000

PI =$t;000,00! ~ $5~000;000

M ~$100 00l ~ $250i000 P2 ~$5i000;001 ~ $25;000,000

3. Value Method Codes P3 =$25i000,001 - $50,000,000 Q =Appraisal R --Cost (Real Estate Only)

P4 =MOre !han $501000~000 S =Assessment : T --Cash Market




VII. INVESTMENTS and TRU STS - income, vutue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

69. Eaton Vance T/MB A Interest J T

70. California St G/O 9/1/36 B Interest K T

71. Blackrock Intl. Growth and Inc. Trust C Dividend K T

72. Vanguard GNMA Fund A Interest K

73. PA St. HEF Rev. REDG-UNIV~ B Interest Sold 02/08/10 K

74. Geisonger PA H.A. B Interest K

75. Mtgy Co. PA H.E. Arcadia B Interest K

76. PA Auth I.D. Cultural Phila. C Interest Sold 06/07/10 L

77. Phila PA Wtr Rev. Ser B B Interest K

78. Puerto Rico Co. Ser B B Interest K

79. Mtgy Co. PA Ser C 12/31 B Interest K T

80. Beaver County PA 11/15/31 [] A Interest K T

81. State PSBS PA 3/1/29 B Interest K T

82. Del County PA RFDG Neumann A Interest Sold 11/10/10

83. Nebraska Edl Fin[] A Interest K T

84. Puerto Rico-SerC 7/1/19 A Interest J T

85. Del County PA-Neumann A Interest Sold 11/10/10 K

1. ln~ome Gai~ Cdd~Si

(See C0]umn~ BI and D4)

2. Value Codes (See Columns CI and D3)

3. Value Method Codes

(See Column C2)

: A =$1,000 6r less

F =$s0,00i ~ ~i00;000 .I =$15;000 or less N =$250,001 -$500,000

P3 =$25,000,001- $50,000,000 Q =Appraisal U =Book Value

B =$1i00] ; $2i500 ......

00;00i ~ $i;000i000

K~$15,00] $50;000 O--$500;001 : $1;000;000

R =Cost (Real Estate Only)

V =Other

: C =$2,501- SS,000

HI y*i~0001001 ~ $5;000;000

: ~$50 001 ~$i 00 000

pl --$1,000,001 : $5i000 000 ~More than $50~000,000

S =Assessment

W =Estimated

D =$5,001 - $15,000

--More thar~ $5;000~000 M ~$ i00 001 - $250,000

P2 =$5,000;001 -$25,000,000

T =Cash Market

E =$15,001 - $50,000



VII. INVESTMENTS and TRUSTS - i.come, v.l.e, tra.sactions (Includes those of spouse and dependent children; s.ee pp. 34-60 of f!ling instructions.)

~] NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(5)

Place "(X)" after each asset Value Value Type (e.g., Date Value ’ Gain Identity of

exempt from prior disclosure Code 2 Method ..... buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(AvH) or int.) (J-P) (A-I~ (if private transaction)

86. PA St. Tpk 12/1/41 5.3% A Interest K T

87. Puerto Rico Ser Q 7/1/37 A Interest L T

88. Cumberland Co 1/1/16~ A Interest J T Buy 12/13/10 J

89. Pitts-Allegheney 2/1/25t A Interest J T Buy 08/19/10 J

90. Erie PA Mercyhurst A Interest J T Buy 11/10/10 J

91. Mtgy Co Pa IDA 11/15/36 A Interest J T Buy 07/29110 J

92. Nebraska Concordia A Interest J T Buy 07/21/10 J

93. Puerto Rico P.b.A. 7/1/37 Q~ A Interest K T Buy 02/11/10 K

94. Puerto Rico PBA D 7/1/36[] None J T Buy 12/28/10 J

95. Pa St Tpke 12/1/40 None J T Buy 10/29/10i J

96. RBC MM FundI None J T

97. RBC MM Fund None J T

98. Puerto Rico PBA 7/1/37 A Interest J T Buy 02/08/10 J

99. Puerto Rico PBA 7/1/41 A Interest L T Buy 06/07/10 L

100. Cumberland Co. I/1/28 ~ A Interest K T Buy 11/12/10 K

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns BI and 1)4) F =$50;001 : $100,000 G =$100,001 - $1,000,000 H 1 =$i,0001001 : $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K ~$~ 5,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns C 1 and D3) N =$250,001 ~ $500,000 O =$500,001 - $1,000i000 P I =$1,000;001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25 000 001 v $50 000 000 P4 :M0r~ than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost(Real Estate Only) S =Assessment T -Cash Market




VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcate part of report.)

IDate of ReportName 0f Person Reporting

FINANCIAL DISCLOSURE REPORT 04/27/2011PADOVA, JOHN R. of 11

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/JOHN R. PADOVA

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D~C. 20544

Report Required by the EthicsFINANCIAL DISCLOSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

06/22/2011PADOVA, JOHN R. EASTERN DISTRICT OF PA

4. Title (Article 111 judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time)

] Nomination, Date 01/01/2010

SENIOR DISTRICT COURT JUDGE [] Initial [] Annual ] Final to 12/31/2010

5b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.17613 U.S. COURTHOUSE

601 MARKET STREETPHILADELPHIA, PA 19106

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)

[~ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

Kimmel Cancer Center1. Member of Patient Advocate Board

2. Member of Advisory Board Regina Academies

3.

4.

5.

II. AGREEMENTS. (Revorting individ.al on&; se~ vv. 14-16 of filing instructions.)

NONE (No reportable agreements.)~

DATE PARTIES AND TERMS

Padova, John R. A

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT Page 2 of 11 PADOVA, JOHN R. 06/22/2011

III. NON-INVESTMENT INCOME. (RepoSing individual and spouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investment Income

~] (No reportable income.)NONE non-investment

DATE SOURCE AND TYPE INCOME (yours, not spouse’s)

2.

3.

4.

B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.

2.

3.

4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertalnmenL (Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

~] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION

N.Y. Intellectual Property 3/26/2010 - 3/27/2010 New York, NY Law Assoc., Inc.

PURPOSE

Annual dinner and program

ITEMS PAID OR PROVIDED

transportation, cab, tips, hotel, meals for Judge and spouse.

3.

4.

5.

Name of Person Reporting Date of Report

FINANCIALpage 3 of 11 DISCLOSURE REPORT I PAl)OVA, JOHN R. 06/22/2011

V. GIFTS. ancl,,des ,hose ,o se ...... d dependent children; see pp. 28-31 of filing instructions.)

NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

1.

2.

3.

4.

5.

VI. LIABILITIES. ana,,des those of spouse and dependent children; seepp. 32-33 of filing instructions.)

NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUECODE

1.

2.

3.

4.

5.

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORTPage 4 of 11 PADOVA, JOHN R. 06/22/2011

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of sp .... and dependent children; see pp. 34-60 of f!ling instructions.)


D.

(including trust assets) reporting period of reporting period

5(1) (2) (1) (2) (1) (2) (3) (4) ( )

Value Gain Identity OfPlace "(X)" after each.asset Amount Type (e.g., Value Value Type (e.g., Date

exempt from prior disclosure div., rent, Code 2 MethodCode 1 buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (ifprivate

(Q-W) transaction~

T1. VKM PA QUALITY MUN TR~ A Interest J

2. PNC BANK CHKG~ A Interest K T

3. ~ IRA PN~ A Interest K T

4. Fed Pa Mun M.M. -RBC M.M. Fmad A Interest J T MM Opened (Hanauer~

5. Dreyfus Pa M.M.~ A Interest J T (Janney)

6. Boston Capital~ 17 A Interest J T

7. Bank Chkg & Sav.~Citizens Bank A Int J T

8. PA Econ. Dev. Fin. G&B 12-1-30 A Interest J T

9. Exelon B Dividend L

10. USAA Say-Act A Interest K Cash

11. Boston Cap Ser 23 A Dividend J T

12. Boston Cap SER 15 & 18~ A Interest J T

13. JMS/DLJSC/Phila Inv. RETIRE. PLAN E Div & Int P1 TACCT.J PADOVA IRA

14. - Pershing Gov Act-mm A Dividend N T

15. - ACM Govt. Sec. Fund-name change- Dividend KAlliance Bemstein Income

16. - Alliance World Fund-name change- D DividendAlliance Bemstein Global

17. - Commercia! Act Lease Realty, Inc.-Natl. B Dividend K Name changeRetail

C -$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns BI and D4) F =$50,~01 : $100.000 G =$100,00I : $1,000,000 HI =$11000;00i-$5,000;000 H2 =More than $5;000,000

J a$15,00D Or less K =$15,001 - $50,000 L =$50;001 - $100,000 M =$ 100,001 - $250,000

(See Columns C I and D3) N =$250,001 ÷ $500;000 O =$500,001 - $1,000,000 P 1 -$ 1,000,001 - $5,000,000 P2 -$5,000,001 - $25,000,0002. Value Codes

3. Value Method Codes P3 =$25;000,001 - $50,000,000 Q =AppraiSal R =Cost (Real Estate only)

P4 =More than $50,000,000 S =Assessment T =Cash Market

(See Column C2) U --Book Value V :Other W =Estimated


PADOVA, JOHN R. 06/22/2011Page 5 of 11 IVII. INVESTMENTS and TRUSTS - income, volue, , ...... tions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)


B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (1) (2) (1) (23 ....(3) (4) Amount Type (e.g., Value Value Type (e.g.~ Date ~alue ~ GainPlace "(X)" after each asset

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell,.:: mm/dd/yy: :Code2 Code 1 (A-H) or int.) t J-P) Code 3 redemption) (J~P): (A-H)

(Q-W~

18. - Aspen Group Res. Corp. None J T

19. - Templeton Emer Mktg. Inc. B Dividend K T

20. - Pepsico Cap Res Inc. 4/01/11 None L T

21. - U.S. Treas SEC Strip 11/15/11 None N T

22. - Van Kampen Amer Cap Sr Inc. A Dividend K T

23. - Cons Edison Ins. Com. D Dividend M T

24. - Microsoft (IRA) B Dividend L T

25. - Intel (IRA) B Dividend L T

26. - Bayatex Entr (IRA) None Sold 09/24/10 M

27. - Citigtroup Inc. Com None J

28. - Tyco Intl. Ltd. A Dividend Sold 06/29/10 K

29. - Covidien Ltd. A Dividend Sold 06/29/10 K

30. - Tyco Electronic A Dividend Sold 06/29/10 K

31. - General Electric IRA A Dividend Sold 07/30/10 K

32. - Public Service Enter (IRA) C Interest L T

33. - A 123 Sys Inc. Com (IRA) None K T Buy 07129/10 K

34. - Exelon (IRA) B Dividend M T Buy 07/02/10 M

C =$2,501 - $5,000 O =$5,001 - $15,000

(See Columns B 1 and D4) F =$50,001 - $100,000 G=$100]001 - $1,000,000 HI =$1,000,001 ~ $51000~000 H2 --M0r~ than $5~000;000 .... L Inc0me Gaifi Crdes: A =$1;000 or less B=$1.001 - $2,500

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$100~00l = $250i000

(See Columns CI and D3) N =$250,001 - $500,000 O=$500,001 - $1,000,000 P1 =$1,000,001 - $5,000,000 P2 =$5~000,001 - $25~000,000

P3 -$25,000,001 - $50,000,000 P4 =More than $50,000;000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


(5)Identity ofbuyer/seller(if private

transaction)

E =$t 5,001 - $50,000


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


Income during Gross value at end Transactions during reporting periodDescription of Assets(including trust assets) reporting period of reporting period

tl) (2) (1) (2) O) (2) (3) (4) (5) Value Gain Identity ofPlace "(X)" after each asset Amount Type (e.g., Value Value : :Typ~ (e.g., Date

exempt from prior disclosure Code 1 div., rent. Code 2 Method. buy, sell, ¯ ¯ mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (ifpovate

(Q;W) transaction)

35. Fid. Adv. Sr 11 Gro Opty Fd. B A Dividend J T

36. Putnam Inv Fds - Gro B A Dividend J T

37. Berks Cty. Pa M.A. - Phoebe~ A Interest J T Sold 05/17/10 J~oart)

38. New Jersey Econ Dev 10/23 A Interest J T

39. Evergreen Money Mkt 9 -now Wells Fargo A Dividend J

40. Vanguard Pa L/T Tax Ex Fund D Interest M T

41. Vanguard M/M - IRA A Dividend M T

42. Vanguard B/M - IRA D Dividend M T

43. Vanguard 500 - IRA C Dividend M T

44. American Century~ A Dividend K T

45. Ohio StateEnv. 5/1/29~ B Interest K T

46. PNC Bank Sav~ & Ck~ A Interest L T

47. Allegheny Co. Pa.-South Hills 8.625 None Sold 02/19/10

48. NJ Econ Dev - Seashore 4-1-31 B Interest K T

49. Allegheny Co. Pa. IDA 6-~ A Interest J T

50. Del. Co. Pa. Auth. Cabrini~ B Interest K T

51. Nuveen Select~ B Dividend K T

C =$2,50 i ~ $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Co~umns BI and 134) F =$50,001 - $i00,0(/0 G =$100,00 [ - St,000,000 11 ..... Gain Codes! A =$1;000 or less B =$1,001 - $2,500

HI--$1;000,001 ~ $5~000,000 H2 --MOr~ than $5 000 000

2. Value Codes J =$I5,000 or less K =$15,001 - $50,000 L --$50 00l?- $I00;000 M =$100,001 ~ $250,000p2 =$5,000,001 - $25,000,000N =$250,001 - $500,000 O=$500,001- $1,000,000 P1 --$1,000,001 - $5,000,000(See Columns CI and D3)

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000


(,See Column C2) U =Book Value V =Other W =Estimated

Name of Person Reporting Date of’ReportFINANCIAL DISCLOSURE REPORT Page 7 of 11 PADOVA, JOHN R. 06/22/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)

~] NONE (No reportable income, assets, or transactions.)

52. Pa. St. Tpk. Comn Oil~ B Interest K T

53. PA St Ref-lst Ser. 4.~ A Interest J T

54. PA St Go - 5.0~ A Interest J T

55. Stroudsberg, PA - 5.0~ A Interest J T

56. Economy, PA - 5.0~ 13 Interest K T

57. Mtgy. Co. IDA Rot. 5.250 13 Interest K T

58. Union Co. H0sp. - 5.0 13 Interest K T

59. Lehigh Co PIDA 9/1/29~ A Interest J T

60. Eaton Vance-Tx rag. (Global) D Dividend L T

61. Puerto Rico 7/1/42 A Interest K T

62. Nuveen PA Prem lnc~ 13 Dividend K T

63. Nuveen PA Invt QF~ 13 Dividend K T

64. Van Kempen Amer PA Mun. Inc.~ 13 Dividend K T

65. Federated Govt Res MM~ A Dividend J T

66. Sayre PA Health Serv 12/1/31 B Interest K T

67. Chester Co. PA H&~ B Interest Sold 07/29/10 K

68. Eaton Vance T/M C Interest K T

1. Income Gain Codes: C =$2,50t ~ $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns BI and/94) F =$50,001 - $100,000 G =$100,001 - $1,000,000 Hi =$ii000;00i 2551000000 I-1~ =M6r¢ thah $5~000~000 ~

2. Value Codes J =$15,000 or less K =$15,001 - $50~000 (See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,0001001 ~ $5,000i060 :

3. Value Method Codes P3 =$25,000,001 - $50,0004000 Q =Appraisal R =Cost (Real Estate Only)

P4 =More ihan $50;000i000 S =Assessment ~ ~Cash Market .....

(Scc Column C2) U =Book Value V =Other W =Estimated


PADOVA, JOHN R. 06/22/2011Page 8 of 11

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


69. Eaton Vance T/M~ A Interest J T

70. California St G/O 9/1/36 B Interest K T

71. Blackrock Intl. Growth and Inc. Trust C Dividend K

72. Vanguard GNMA Fund A Interest K

73. PA St. HEF Rev. REDG-UNIV~ B Interest Sold 02/08/10 K

74. Geisonger PA H.A. B Interest K T

75. Mtgy Co. PA H.E. Arcadia B Interest K T

76. PA Auth I.D. Cultural Phila. C Interest Sold 06/07/10 L

77. Phila PA Wtr Rev. Ser B B Interest K

78. Puerto Rico Co. Ser B B Interest K

79. Mtgy Co. PA Ser C 12/31 B Interest K T

80. Beaver County PA 11/15/31 ~ A Interest K T

81. StatePSBS PA 3/1/29 B Interest K T

82. Del County PA RFDG Neumann A Interest Sold 11/10/10

83. Nebraska Edl Fin~ A Interest K T

84. Puerto Rico-Ser C 7/I/19 A Interest J T

85. Del County PA-Neumann A Interest Sold 11/10/10 K

1. Income GainCodes: A =$1.000 or less B =$1.001 - $2,500 C =$2.501 - $5.000 D =$5,00t - $15,000 E =$15.001 - $50,000

(See Columns BI and D4) F =$50,001 - $100,000 G =$100,001 - $I,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15.001 - $50.000 L =$50.001 - $t00.000 M =$100,001 - $250.000

(See Columns C I and D3) N =$250.001 - $500,000 O =$500.~301 - $1,000,000 P l =$1,000,001 - $5.000.000 P2 =$5.000.001 - $25.000,000

P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.000 3. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =Assessmem T =Cash Markel



PADOVA, JOHN R. 06/22/2011Page 9 of 11

VII. INVESTMENTS and TRUSTS -income, val.e, t .... actions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


A. B C

Description of Assets Income during Gross value at’end Transactions during reporting period (including trust assets) reportingperiod ...... Of reporting period

O) (2) (! ~ (2) (t) (2) O) (4) {5)

Place "(X)" after each asset Amount Type:(e;g~; V~lue Value Type (e.g,, Date Value Gain Identity of

exempt from prior disclosure Code 1 diw. rent. Code 2 Method buy, sel[~ mm/dd/yy Code 2 Code 1 buyer/seller

(A-H) or int ) ........ (J:P) Code 3 :~demption) (J-P) (A-H/ (if private transaction)

86. PA St. Tpk 12/1/41 5.3% A Interest K T

87. Puerto Rico Ser Q 7/1/37 A Interest L T

88. Cumberland Co 1/1/16~ A Interest J T Buy 12/13/10 J

89. Pitts-Allegheney 2/1/25~ A Interest J T Buy 08/19/10 J

90. Erie PA Mercyhurst A Interest J T Buy 11/10/10 J

91. Mtgy Co Pa IDA 11/15/36 A Interest J T Buy 07/29/10 J

92. Nebraska Concordia A Interest J T Buy 07/21/10 J

93. Puerto Rico P.b.A. 7/1/37 Q ~ A Interest K T Buy 02/11/10 K

94. Puerto Rico PBA D 7/1/36~ None J T Buy 12/28110 J

95. PaStTpke 12/1/40 None J T Buy 10/29110 J

96. RBC MM Fund~ (X) None J T

97. RBC MM Fund (X) None J T

98. Puerto Rico PBA 7/1/37 A Interest J T Buy 02/08/10 J

99. Puerto Rico PBA 7/1/41 A Interest L T Buy 06/07/10 L

100. Cumberland Co. 1/1/28~ A Interest K T Buy 11112/10 K

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns BI and IM) F =$50,001 : $100;000 G --$100;001 : $1,000,000 H i =$ ii~00!00 i ~ $5i000~000 H2 --M6re than $5,000,000

2. Value Codes J =$15;000 or less K =$]~001 : $50~000 L ~$50 001- $100 000 M =$10D,00] - $250,000

(See Columns C I and D3) N =$250,001 - $500;000 O =$5001001- $i,000i000 PI =$1,000 001 -$5;000000 P2 =$5~000,001 -$25,000,000

3. Value Method Codes P3 =$25 000 001 - $50,000 000 Q =Appraisal R --Cost (Real Estate Only)

P4 =More than $50 000 000

S =Assessment T =Cash Market


FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 10 of 11 PADOVA, JOHN R. 06/22/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)


IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/JOHN R. PADOVA

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

padova, john r. - judicial watch · padova, john r. 04/27/2011 . vii. investments and trusts...

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