page 1of2 board of governors of the fderal reseve system copy/media/others/banking/... ·...

11
( n ) J3q 319 City State -Z-1 p _ C _ e ___ _ FRY- OMB Number 7100-27 Appral expir Dmbe 31,2015 Page 1of2 COPY Board of Governors of the Feeral Resere System Annual Repor of Holding Companies-FR Y-6 Report at the close of busitess as of the end of fiscal year This Reprt is required by law: Section 5(c)(1XA) of the Bank This reprt form is to be filed by all top-tier bank holding cmpa- Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section 8(a) nies and top-tier savings and loan holding cmpanies organized of the Interational Banking Act (12 U.S.C. § 3106(a)); Sections under U.S. law, and by any foreign banking organization that 11(aX1), 25 and 25A of the Federl Resere Act (12 U.S.C. does not meet the requirements of and is not treated as a qualify- §§ 248(aX1), 602, and 611a); Section 211. 13(c) of Reulation K ing foreign banking organizaton under Section 211.23 of (12 C.F.R. § 211.13(c)); and Section 225.5b) oReulation Y (12 Regulation K (12 C.F.. § 211. 23). (Se page one of the generl C.F.R. § 225.5(b)) and section 10(cX2XH) of the Home Owners' instructions fr more detail of who must file.) The Federal Loan Act. Retur to the apprpriate Federal Resere Bank the Resere may not cnduct or sponsor. and an organization (or a original and the number of cpies specifed. peron) is not required to respnd to, an infrmation cllection unless it displays a currently valid OMB cntrol number. NOTE: The Annual Repor of Holding Companies must be signed by one director of the top-tier holding cmpany. This individual should also be a senior oficial of the top-tier holding cmpany. In the event that the top-tier holding cmpany does not have an individual who is a senior oficial and is also a director, the chair- man of the board must sign the report. 1. PrivateSancorp, Inc. Name of t Holin Cmpny Dircor an Ofcial Larry D. ·Richman, CEO/Director TIUe of te Hoin Compny Dirtor and Ofcial attest that the Annual Repor of Holding Compnies (including the supporing attachments) for this report date has been pre pared in cnformance with the instructions issued by the Federal Resere System and are true and crrect to the best of my knowledge and belief, Date of Repor (top-tier holding cmpany's fscal year-end): December31, 2014 Month I Day I Year none Reporr's Leal Entt ldentfer (LEI) (20-Characte LEI Code) Reporter's Name, Stret, and Mailing Addres Priv¡teBa_rcorp, ln'Q. Leal Tte of Holin Copny stt¢¢t Þ0603 t±o s. LaSal_ le (Maili Adrs of te Holdin Cmpn) Ste I P.O. Box Ch_ i9£99. IL N/A Wth respect to infrati on Physical Loaton (I dlfrnt fm mailing address) regarding individuals contained in this repor, the Reporer certifes that it has the authort to provide this information to the Federal Resere. The Reporer a/so ceries that it has the authort on behalf of each individual, t consent or object to public rlease of rgaring that individual. Te Federal Resere may assume, in the absence of a request fr confdential tratment submitted in accordanc w the Boar's "Rules Regarding Availabilit of Inforation,• 12 C.FR. Par 261, that the Reporter and individual consent to public rlease of all details in the report · g that individual. Signature of o Com77f) 3 cC J S Date of Signature · Fr holding companies a registered with the SEC Indicate status of Annual Report to Shareholders: D is include with the FR Y-6 report D will b snt under separate cover D is not prepared For Federal Resere Bank Use Only RSSDID C.I. Person to whom questions about this report should b directed: Damon DICastri Associate General Counsel. inforati on Name Tite 312 564 603. 6' Area Coe I Phon Number I Een 31256468.9.3 A C I FA Numr dd.i. cas. nk.co. tri@thepriyat¢ba· m E-mail Adress ww .theprivatepank.c·om Adrs (URL) fo te Holdn Cmpny's wb pge Des the rpter ruest confdential tatment f any pin of this submission? 0 Ye Please identif the repor items to which this request applies: D In accordanc with the instructions on pages GEN-2 and 3, a leter justifing t reuest is being provided. O The informaton for which cnfidential treatent is sught is being submitted separately labeled "Confdetial." [ No Pubiie rporing burden for this infmsUon colei is etmated to vr fom 1.3 to 101 hO pr re, w an avge of 5. 25 h per rs, induding tm to gter and mintain dat in the ru form and t rie instucons and cmplete t Infaton cl. Sed comments ring tis bur etimate o any oh aspe of this cleio of information, including suggesUons for reducing this burden t: Secetar, Board of Gmor of te Feeal Re System, 2 and C Ste. NW, Washington, DC 20551, and to te · Ofce of Management and Budget, Psp8Wor Reductio Proj (7100-297). Washingon, DC 2053. 1012014

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Page 1: Page 1of2 Board of Governors of the Fderal Reseve System COPY/media/others/banking/... · 2015-08-16 · Page 1of2 . Board of Governors of the Fderal Reseve System . Annual Repot

(]

ng

)

JS3q 319

City State -Zi-1p_Cod_e ___ _

FRY-6 OMB Number 7100-0297 Approval expires December 31 2015 Page 1of2

COPYBoard of Governors of the Federal Reserve System

Annual Report of Holding Companies-FR Y-6

Report at the close of busittess as of the end of fiscal year

This Report is required by law Section 5(c)(1XA) of the Bank This report form is to be filed by all top-tier bank holding compashyHolding Company Act (12 USC sect 1844 (c)(1)(A)) Section 8(a) nies and top-tier savings and loan holding companies organized of the International Banking Act (12 USC sect 3106(a)) Sections under US law and by any foreign banking organization that 11(aX1) 25 and 25A of the Federal Reserve Act (12 USC does not meet the requirements of and is not treated as a qualifyshysectsect 248(aX1) 602 and 611a) Section 21113(c) of Regulation K ing foreign banking organization under Section 21123 of (12 CFR sect 21113(c)) and Section 2255(b) ofRegulation Y (12 Regulation K (12 CFR sect 21123) (See page one of the general CFR sect 2255(b)) and section 10(cX2XH) of the Home Owners instructions for more detail of who must file) The Federal Loan Act Return to the appropriate Federal Reserve Bank the Reserve may not conduct or sponsor and an organization (or a original and the number of copies specified person) is not required to respond to an information collection

unless it displays a currently valid OMB control number

NOTE The Annual Report of Holding Companies must be signed by one director of the top-tier holding company This individual should also be a senior official of the top-tier holding company In the event that the top-tier holding company does not have an individual who is a senior official and is also a director the chairshyman of the board must sign the report

1 PrivateSancorp Inc Name of the Holding Company Director and Official

Larry D middotRichman CEODirector TIUe of the Holding Company Director and Official

attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been preshypared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief

Date of Report (top-tier holding companys fiscal year-end)

December31 2014 Month I Day I Year

none Reporters Legal Entity ldentifler (LEI) (20-Character LEI Code)

Reporters Name Street and Mailing Address

Priv teBa_ricorp lnQ Legal Title of Holding Company

stt t

0603

t o s LaSal_le (Mailing Address of the Holding Company) Street I PO Box

Ch_i9 99 IL

NA

With respect to information Physical Location (If dlflerent from mailing address) regarding individuals contained in this report the Reporter certifies that it has the authority to provide this information to the Federal Reserve The Reporter aso certifies that it has the authority on behalf of each individual to consent or object to public release of regarding that individual The Federal Reserve may assume in the absence of a request for confidential treatment submitted in accordance with the Boards Rules Regarding Availability of Informationbull 12 CFR Part 261 that the Reporter and individual consent to public release of all details in the report middot g that individual

Signature of o Com777ffic 3 c2 CJ J S-

Date of Signature middot

For holding companies aQt registered with the SEC-Indicate status of Annual Report to Shareholders

D is included with the FR Y-6 report

D will be sent under separate cover

D is not prepared

For Federal Reserve Bank Use Only

RSSDID CI

Person to whom questions about this report should be directed Damon DICastri Associate General Counsel

information Name Title

312 564 6036 Area Code I Phone Number I Extension 3125646893 Area Code I FAX Number

ddicas nkcotrithepriyat bamiddot m E-mail Address

wwwtheprivatep-ankcmiddotom Address (URL) for the Holding Companys web page

Does the reporter request confidential treatment for any portion of this submission

0 Yes Please identify the report items to which this request applies

D In accordance with the instructions on pages GEN-2 and 3 a letter justifying the request is being provided

O The information for which confidential treatment is sought is being submitted separately labeled Confidential

[8l No

Pubiie reporting burden for this informsUon colection is estimated to vary from 13 to 101 hOUIS per response with an average of 525 hours per response induding time to gather and maintain data in the required form and to review instructions and complete the Information collection Send comments regarding this burden estimate or any other aspect of this collection of information including suggesUons for reducing this burden to Secretary Board of GoYemors of the Federal Reserve System 20th and C Streets NW Washington DC 20551 and to the

middot Office of Management and Budget Psp81Worilt Reduction Project (7100-0297) Washington DC 20503 1012014

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PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

Report Hem l Annual Report to Shareholders

NIA- PrivateBancmvJnc is registered with the Securities and Exchange Commission

Report Hem 2(a) OrganizatiiinalChad

See attached organization chmt of PrivateBancmv Inc

Report Item 2(b) Branch Verification

Submitted via email on March 18 2015

I I I

Company

I

Corporate Organizational Chart as of June 11 2015

PrivateBancorp Inc (Chicago IL)

PrivateBancorp Private Bancorp Private Bancorp Bloomfield Hills

Statutory Trust II Statutory Trust Ill Capital Trust IV Statutory Trust I (Chicago IL) (Chicago IL) (Wilmington DE) (Chicago IL)

The PrivateBank and Trust (Chicago IL)

Midwest Industrial Redevelopment Fund LLC

PBTC amp Company LLC (St Louis MO)

(Chicago IL)middot

The reporter directly of Indirectly controls 100 of each subsidiary The PrivateBank and Trust Company is the sole managing member of Midwest Industrial Redevelopment Fund LLC The PrivateBank and Trust Company is the sole member of PBTC amp Company LLC and has the right lo appoint all of its managers who are all officers of The PrivateBank and Trust Company

Entities were incorporated in Illinois

-Entities were incorporated in Delaware

middot-Entities was incorporated in Connecticut

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O

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OK 1842065 O 120 SOUTH lA SALLE STREET CHICAGO

OK CHANNAHON

658830 T

35121-48 GOLD COAST OFFICE 149 EAST WAL TON PLACE

WE FOREST

4733187 LINCOlNWOOO OFACE 4007 WEST TOUHY AVENUE LINCOLNWOOD

OK 700243 MI NOOKA BRANCH 502 WEST MONDAMI N STREET

OK

1

ORLAND PARX

10300 VILLAGE CJ RC LE DRIVE

OK Full Service 2953678

m- SKOKIE

TINLEY fJARK

OK WORTH

BLOOMFIELD HIUS

OK

S

Statbull llocdo

IL 3

GA 30071

IL 60410

IL

IL 60611

00134

ll

ll ti07U

ll 60447

ll 60523

ll 604S3-52

60462

IL 60463

IL 60464

IL

IL ooon

IL 60477

ll 60093

ll

Ml

63017

MO 64112

middot-- coun FDkUMNUMbull Comm1nts

46854 O

1842065

Will

COOK UNITED STATES

COOK UNITED STATES 7 PRIVATEBANK AND TRUST COM PANY THE

KANE

COOK UNITED STATES

GRUNDY 12020 T 1842065

DU PAGE 289432 1842065

COOK 240247 184206S

COOK

COOK

COOK UNITED STATES

3 PRIVATEBANK AND TRUST COMPANY THE

UNITED STATES

289622

12298

OAKLAND H

STLOUIS

JACKSON

Results A list of branch ts fOf your depository institution PRIVATEBANKANO TRUST COMPANY THE (10)tSS 1amp42065)

This dtpository Institution Is Mid by PRIVATE8ANCORP INC (1839319) of CHICAG IL

Thbull data 11e IS of12312014 Dahl reflects infafmation that was received and procuSMI throvamph

1 1n the Otbull Acdon column of each branch row enter one or more of the- actions spedfied b1tlow

2 1r r ulr1td enter the date In the Etftdlvbull 0tbull column

llltl2o OK If the br11nch lnlorm1Uon Is correct enter Of( In the Otll Action column

Chanabull If the branch inform11tlon Is Incorrect or Incomplete revise the data enter Chanabull In the Otbull Action column 11nd the d11te when this inform tion ffrst became 1111lld In the Effecth1e Dbullte column

Closfll If a branch listed WH sold or- closed enter Close In the Ota Action column 11nd the Sile or closurt date in the UftctW tt column

Deata If a branch listed w11s never owned by this depository Institution enter Oeltte In thbull Dbullta Action column Add Ifbull reportable branch Is mlssina Insert a row add the br11nch data 11nd enter Add In the Dbullta Action column and the opening or acquisition diite in the Effactl111 Date column

If printing thJ5 Ust you may need to adjust your page tup In M S Excel Try using landscape orfentatlon paae scallna andor leaal sized paper

When vou are finished snd ill Sillttd copy to your FRS contactSee the d1talltd Instructions on this site for more lnformatfon If you are emiddotmalfnamp thli to your FRB contllCt put your fnstitution nlllme city and mite fn the subject Una of th1 bullmiddotmail

Note To utisfythe FRYmiddotlD reportlns ritqUlr1mtnts you must 11lso sugtmlt FR Y-10 OomestkB ch Schedules for uch branch with a Data Action of Chanae Oose D1tlet1t or Add Thbull FR YmiddotlO report may be submitted in a tardcopy format or viii the FR Y-10 Onllne applicaUon bull httpsylOonllnefedralruerwaov

bull FDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of thfSf values Is not requlrtd

Bnnch Srvice Type Branch ID RSSDmiddot SllfftAddrHS

Full Service (Head Office) PRIVATEBANK AND TRUST C MPANY THE

Full Servi 3439704 HOLCOMB BRIDGE OFFICE 3169 HOLCOMBBRHgtGE ROAD SUITE 202 NORCROSS

Full Service 2304403 WEST EAMES STREET BRANCH 23840 WEST EAMES STREET

OK Full Service 2 WEST lllTH STREET OFFICE 3052 WES lllTH STREET CHICAGO

OK Full Service CHICAGO

OK Full SeNce 35122 GENEVA OFFICE 501 WEST STATE STREET SUITE 101 GENEVA

OK FullSerllke 3301098 14102 SOUTH BELL ROAD OFFICE 14102 SOUTH BELL ROAD HOMER GLEN

OK Full Service 3301100 1500 NORTH ESSINGTON ROAD OFFICE 1500 NORTH ESSINGTON ROAD JOLIET

OK Full5eNice 1sn969 LAXE FOREST OFFICE 920 so urn WAUKEGAN ROAD

OK Full Service

Full Service MINOOKA

FuJISefVic 2845371 OAK BROOK OFFICE 1110 JORIE BOULEVARD OAKBROOK

OK Full Service 2070463 OAK LAWN FACILITY 0515SOUTH OCERO AVENUE OAltIAWN

OK Full Service 3670525 ORLAND PARK BRANCH 14497 JOHN HUMPHREY DRIVE

OK Full Service 2086192 PALOS HEIGHTS FACILITY 11850SOUTH HARLEM AVENUE PALOS HEIGHTS

OK Limited Service 2431578 PEACE MEMORIAL FACILITY PALOS PARK

SAINT CHARLES OFFICE 24 SOUTH SECOND STREET SAINT CHARLES

OK Full Service NORTH SHORE OFFICE 5260 OLD ORCHARD ROAD

OK Full Service 3301089 17865SOUTH 80TH AVENUE OFFICE 17865 SOUTH BOTH AVENUE

OK Full Service 2429laquo5 WINNETKA OFFICE 1000 GREEN BAY ROAD WINNETKA

Full Service 3950795 WORTH BRANCH 6825 WEST UlTH STREET

FullSeW 1404463 BLOOMFIELD HILLS BRANCH 38505 WOODWARD AVENUE SUITE BOO

Full Service 2771528 ROCHESTER OFFICE 321 EAST SECOND STREET ROCHESTER

OK Full Service 1n3051 CHE TERFIELD OFFICE 500 CHESTERAELD CENTER SUITE 100 CHESTERFIELD

Close 8252014 Full Servi 3773042 KAHW CITY OFFICE 4801 MAIN STREET SUITE 600 KANSAS CITY

60655

ll

IL 60491

ll 60435

60045

ll

60174

60482

48304

Ml 48307

MO

OfflceNwnberbull HoodOffka H11d Office 10 RSSDbull

COOK UNITED STATCS 0 PRIVATEBANK ANOTRUSTC MPANY THE 1842065

GWINN ITT UNITED STATES 461029 10 PRlVATEBANKANDTRUSTCOMPANY THE

UNITED STATES 247283 21 PRIVATEBANK ANO TRUST COMPANY THE 1amp42065

11113 18 PRIVATEBANK ANOTRUSTCOMPANY THE 1842065

442454 1842065

UNITED STATES 452352 8 PRIVATEBANK AND TRUST COMPANY THE 1842065

Will UNITED STATES 420292 24 PRlVATEBANK AND TRUST COMPANY THE 1842065

WIU UNITED STATES 420293 25 PRIVATEBANKAND TRUST COMPANY THE 1842065

LAKE UNITED STATES 47126 4 PRIVATEBANKAND TRUST COMPANY THE 1842065

Not RbullQulred Not RIHlulred PRIVATEBANKANDTRUSTCOMPANY THE 1842065

UNITED STATES 20 PRIVATE8ANKAND RUST COMPANY THE

UNITED STATES 2 PRIVATEBANKANDTRUSTCOMPANY THE

UNITED STATES 19 PRIVATEBANK ANO TRUST COMPANY THE

UNITED STATES 26 PRIVATESANK ANO TRUST COMPANY THE 1842065

UNITED STATES 245190 16 PRJVATEBANKAND TRUST COMPANY THE 184206S

245191 17 PRIVATEBANK ANO TRUST COMPANY THE 1842065

KANE UNITED STATES 289433 1842065

COOK UNITED STATES 289431 1 PRIVATEBANK ANO TRUST COMPANY THE 1842065

COOK 245192 22 PRIVATEBANKANDTRUSTCOMPANY THE 1842065

COOK UNITED STATES 5 PRIVATESANK ANO TRUST COMPANY THE 1842065

COOK UNITED STATES lS PRIVATESANIC ANO TRUST COMPANY THE 1842065

OAKLAND UNITED STATES 40435 1 2 PRIVATESANICANOTRUSTCOMPANY THE 1amp4206S

UNITED STATES 73133 13 PRIVATEBANK AND TRUST COMPANY T E 1842065

UNITED STATES 464464 28 PRIVATE8ANKAND TRUST COMPANY THE 18-42065

UNITtD STATES 511689 30 PRIVATEBANKANOTRUSTCOMPANY THE 1842065

Full Service

FullServfce

2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5

348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

llcport Hem 3 Securities Holders

Security holders with ownevote as of 12312014

rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014

(l)(a) Name City State Country

(l)(b) Country of Citizenship or Incorporation

(1)(c) Number and Percentage of Each Class of Voting Securities

(2)(a) Name City State Country

(2)(b)Country of Citizenship or lncorporatiou

(2)(c) Number of Percentage of Each Class of Voting Securities

FMR LLC Boston Massachusetts

USA 5216608 shares of common stock (647)

GTCR Golder Rauner II LLC and affiliated funds Chicago IL

USA 4153650 shares of voting common stock (54)

BlackRock Inc New York NY

USA 6721101 shares of common stock (857)

The Vanguard Group Inc Malvern Pennsylvania

USA 5216608 shares of common stock (665)

Chicago Operations

Corporation

subsidiaries) pcrcenta c ne held)

Company

Company Operations

Company

11middotvbull 1t1 1middot11 bull-v

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)

(l) (2) Name City Staie Country Principal Occupation

lf other than with Bank Holding Company

Ralph B Mandell NA River Forest TL

Lany D Richman NA Arlington Heights TL

Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and

Trust Company

Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp

Associates

James M Guyette President and Chief Falls Church VA Executive Officer -

Rolls Royce Noith America Inc

Cheryl Maybeny Johnson Publishing McKissack Company-Chief

lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-

PVS Chemicals Inc

Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels

Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC

(3)(a) Titleamp Position with Bank Holding Company

Director Retired Chairman of the Board Director President and Chief Executive Officer

Director

Director

Director

Director

Director

Director

Director

(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held

other businesses) Company (include names of (list names of companies and of voti securities

Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)

Trust Company Director President NA None None

and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC

Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates

PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)

Director -The Rolls Royce North None Polu Hookalakupuna LLC

PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch

Executive Officer) (85)

Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management

Trust Officer) LLC (100 owned by spouse)

Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)

Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company

subsidiaries) ucrccntagc held)

PrivateBancorp Inc middot Chicago Illinois

Fiscal Year Ended December 31 2014

(l) Namc1 City State Country

William R Rybak

(2) Principal Occupation tr other than with Bank Holding Company

Fonner CFO-Va11

(3)(bull) Title 1 Position with Bank Holding Company

Director

(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)

Director-The

(3)(c) Title 1 Position with Other Businesses (include names of other businesses)

NIA

(4)(a) Percentage of Voting Sim res in Bank Holding Company

(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of

None

( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and

of voling securities None

Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company

Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and

Officer - Evans Trust Company Chief Executive Food Group Officer)

Forni FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

(l) Name amp Address (City State Connry)

(2) Principal Occupation lf ohcr than with Bank Tlolding Company

(3)(a) Title l_ Position with Bank Holding Company

(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)

(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)

(4)(a) Percentage of Voting Shares in llank 1-lolding Company

(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)

(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)

C Brant Ahrens Wilmette IL

NA Executive Vice President Head of Personal Client Services

Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company

NA None None

Karen B Case Chicago IL

NA Executive Vice President Head of Commercial Real Estate

Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company

NA None CAODG Park Ridge JV LLC (33)

Leahy Farm LLC (100)

Bruce R Hague

Norihfield IL

NA Executive Vice President Head of National Commercial Banking and Regional Markets

Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company

NIA None Shinnecock Inc (100)

Shinnecock LP (I 00)

Shinnecock 11 Inc (50)

Shinnecock II LP (25)

Shinnecock Ill Inc (375)

Shinnecock Ill LP (25)

Muirfield Investors LLC (25)

Oakmont Investors LLC (25)

Hague Family Partnership (47)

Hague Insurance Trust( 00)

Aspect Holdings (41 )

Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
Page 2: Page 1of2 Board of Governors of the Fderal Reseve System COPY/media/others/banking/... · 2015-08-16 · Page 1of2 . Board of Governors of the Fderal Reseve System . Annual Repot

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PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

Report Hem l Annual Report to Shareholders

NIA- PrivateBancmvJnc is registered with the Securities and Exchange Commission

Report Hem 2(a) OrganizatiiinalChad

See attached organization chmt of PrivateBancmv Inc

Report Item 2(b) Branch Verification

Submitted via email on March 18 2015

I I I

Company

I

Corporate Organizational Chart as of June 11 2015

PrivateBancorp Inc (Chicago IL)

PrivateBancorp Private Bancorp Private Bancorp Bloomfield Hills

Statutory Trust II Statutory Trust Ill Capital Trust IV Statutory Trust I (Chicago IL) (Chicago IL) (Wilmington DE) (Chicago IL)

The PrivateBank and Trust (Chicago IL)

Midwest Industrial Redevelopment Fund LLC

PBTC amp Company LLC (St Louis MO)

(Chicago IL)middot

The reporter directly of Indirectly controls 100 of each subsidiary The PrivateBank and Trust Company is the sole managing member of Midwest Industrial Redevelopment Fund LLC The PrivateBank and Trust Company is the sole member of PBTC amp Company LLC and has the right lo appoint all of its managers who are all officers of The PrivateBank and Trust Company

Entities were incorporated in Illinois

-Entities were incorporated in Delaware

middot-Entities was incorporated in Connecticut

O

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01072015

Rcodtlatlon and Vtrtfbtkzn Stem

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SubmlqkHJ Proctdurt

-- Pooular Nam1 middot-

OK 1842065 O 120 SOUTH lA SALLE STREET CHICAGO

OK CHANNAHON

658830 T

35121-48 GOLD COAST OFFICE 149 EAST WAL TON PLACE

WE FOREST

4733187 LINCOlNWOOO OFACE 4007 WEST TOUHY AVENUE LINCOLNWOOD

OK 700243 MI NOOKA BRANCH 502 WEST MONDAMI N STREET

OK

1

ORLAND PARX

10300 VILLAGE CJ RC LE DRIVE

OK Full Service 2953678

m- SKOKIE

TINLEY fJARK

OK WORTH

BLOOMFIELD HIUS

OK

S

Statbull llocdo

IL 3

GA 30071

IL 60410

IL

IL 60611

00134

ll

ll ti07U

ll 60447

ll 60523

ll 604S3-52

60462

IL 60463

IL 60464

IL

IL ooon

IL 60477

ll 60093

ll

Ml

63017

MO 64112

middot-- coun FDkUMNUMbull Comm1nts

46854 O

1842065

Will

COOK UNITED STATES

COOK UNITED STATES 7 PRIVATEBANK AND TRUST COM PANY THE

KANE

COOK UNITED STATES

GRUNDY 12020 T 1842065

DU PAGE 289432 1842065

COOK 240247 184206S

COOK

COOK

COOK UNITED STATES

3 PRIVATEBANK AND TRUST COMPANY THE

UNITED STATES

289622

12298

OAKLAND H

STLOUIS

JACKSON

Results A list of branch ts fOf your depository institution PRIVATEBANKANO TRUST COMPANY THE (10)tSS 1amp42065)

This dtpository Institution Is Mid by PRIVATE8ANCORP INC (1839319) of CHICAG IL

Thbull data 11e IS of12312014 Dahl reflects infafmation that was received and procuSMI throvamph

1 1n the Otbull Acdon column of each branch row enter one or more of the- actions spedfied b1tlow

2 1r r ulr1td enter the date In the Etftdlvbull 0tbull column

llltl2o OK If the br11nch lnlorm1Uon Is correct enter Of( In the Otll Action column

Chanabull If the branch inform11tlon Is Incorrect or Incomplete revise the data enter Chanabull In the Otbull Action column 11nd the d11te when this inform tion ffrst became 1111lld In the Effecth1e Dbullte column

Closfll If a branch listed WH sold or- closed enter Close In the Ota Action column 11nd the Sile or closurt date in the UftctW tt column

Deata If a branch listed w11s never owned by this depository Institution enter Oeltte In thbull Dbullta Action column Add Ifbull reportable branch Is mlssina Insert a row add the br11nch data 11nd enter Add In the Dbullta Action column and the opening or acquisition diite in the Effactl111 Date column

If printing thJ5 Ust you may need to adjust your page tup In M S Excel Try using landscape orfentatlon paae scallna andor leaal sized paper

When vou are finished snd ill Sillttd copy to your FRS contactSee the d1talltd Instructions on this site for more lnformatfon If you are emiddotmalfnamp thli to your FRB contllCt put your fnstitution nlllme city and mite fn the subject Una of th1 bullmiddotmail

Note To utisfythe FRYmiddotlD reportlns ritqUlr1mtnts you must 11lso sugtmlt FR Y-10 OomestkB ch Schedules for uch branch with a Data Action of Chanae Oose D1tlet1t or Add Thbull FR YmiddotlO report may be submitted in a tardcopy format or viii the FR Y-10 Onllne applicaUon bull httpsylOonllnefedralruerwaov

bull FDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of thfSf values Is not requlrtd

Bnnch Srvice Type Branch ID RSSDmiddot SllfftAddrHS

Full Service (Head Office) PRIVATEBANK AND TRUST C MPANY THE

Full Servi 3439704 HOLCOMB BRIDGE OFFICE 3169 HOLCOMBBRHgtGE ROAD SUITE 202 NORCROSS

Full Service 2304403 WEST EAMES STREET BRANCH 23840 WEST EAMES STREET

OK Full Service 2 WEST lllTH STREET OFFICE 3052 WES lllTH STREET CHICAGO

OK Full Service CHICAGO

OK Full SeNce 35122 GENEVA OFFICE 501 WEST STATE STREET SUITE 101 GENEVA

OK FullSerllke 3301098 14102 SOUTH BELL ROAD OFFICE 14102 SOUTH BELL ROAD HOMER GLEN

OK Full Service 3301100 1500 NORTH ESSINGTON ROAD OFFICE 1500 NORTH ESSINGTON ROAD JOLIET

OK Full5eNice 1sn969 LAXE FOREST OFFICE 920 so urn WAUKEGAN ROAD

OK Full Service

Full Service MINOOKA

FuJISefVic 2845371 OAK BROOK OFFICE 1110 JORIE BOULEVARD OAKBROOK

OK Full Service 2070463 OAK LAWN FACILITY 0515SOUTH OCERO AVENUE OAltIAWN

OK Full Service 3670525 ORLAND PARK BRANCH 14497 JOHN HUMPHREY DRIVE

OK Full Service 2086192 PALOS HEIGHTS FACILITY 11850SOUTH HARLEM AVENUE PALOS HEIGHTS

OK Limited Service 2431578 PEACE MEMORIAL FACILITY PALOS PARK

SAINT CHARLES OFFICE 24 SOUTH SECOND STREET SAINT CHARLES

OK Full Service NORTH SHORE OFFICE 5260 OLD ORCHARD ROAD

OK Full Service 3301089 17865SOUTH 80TH AVENUE OFFICE 17865 SOUTH BOTH AVENUE

OK Full Service 2429laquo5 WINNETKA OFFICE 1000 GREEN BAY ROAD WINNETKA

Full Service 3950795 WORTH BRANCH 6825 WEST UlTH STREET

FullSeW 1404463 BLOOMFIELD HILLS BRANCH 38505 WOODWARD AVENUE SUITE BOO

Full Service 2771528 ROCHESTER OFFICE 321 EAST SECOND STREET ROCHESTER

OK Full Service 1n3051 CHE TERFIELD OFFICE 500 CHESTERAELD CENTER SUITE 100 CHESTERFIELD

Close 8252014 Full Servi 3773042 KAHW CITY OFFICE 4801 MAIN STREET SUITE 600 KANSAS CITY

60655

ll

IL 60491

ll 60435

60045

ll

60174

60482

48304

Ml 48307

MO

OfflceNwnberbull HoodOffka H11d Office 10 RSSDbull

COOK UNITED STATCS 0 PRIVATEBANK ANOTRUSTC MPANY THE 1842065

GWINN ITT UNITED STATES 461029 10 PRlVATEBANKANDTRUSTCOMPANY THE

UNITED STATES 247283 21 PRIVATEBANK ANO TRUST COMPANY THE 1amp42065

11113 18 PRIVATEBANK ANOTRUSTCOMPANY THE 1842065

442454 1842065

UNITED STATES 452352 8 PRIVATEBANK AND TRUST COMPANY THE 1842065

Will UNITED STATES 420292 24 PRlVATEBANK AND TRUST COMPANY THE 1842065

WIU UNITED STATES 420293 25 PRIVATEBANKAND TRUST COMPANY THE 1842065

LAKE UNITED STATES 47126 4 PRIVATEBANKAND TRUST COMPANY THE 1842065

Not RbullQulred Not RIHlulred PRIVATEBANKANDTRUSTCOMPANY THE 1842065

UNITED STATES 20 PRIVATE8ANKAND RUST COMPANY THE

UNITED STATES 2 PRIVATEBANKANDTRUSTCOMPANY THE

UNITED STATES 19 PRIVATEBANK ANO TRUST COMPANY THE

UNITED STATES 26 PRIVATESANK ANO TRUST COMPANY THE 1842065

UNITED STATES 245190 16 PRJVATEBANKAND TRUST COMPANY THE 184206S

245191 17 PRIVATEBANK ANO TRUST COMPANY THE 1842065

KANE UNITED STATES 289433 1842065

COOK UNITED STATES 289431 1 PRIVATEBANK ANO TRUST COMPANY THE 1842065

COOK 245192 22 PRIVATEBANKANDTRUSTCOMPANY THE 1842065

COOK UNITED STATES 5 PRIVATESANK ANO TRUST COMPANY THE 1842065

COOK UNITED STATES lS PRIVATESANIC ANO TRUST COMPANY THE 1842065

OAKLAND UNITED STATES 40435 1 2 PRIVATESANICANOTRUSTCOMPANY THE 1amp4206S

UNITED STATES 73133 13 PRIVATEBANK AND TRUST COMPANY T E 1842065

UNITED STATES 464464 28 PRIVATE8ANKAND TRUST COMPANY THE 18-42065

UNITtD STATES 511689 30 PRIVATEBANKANOTRUSTCOMPANY THE 1842065

Full Service

FullServfce

2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5

348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

llcport Hem 3 Securities Holders

Security holders with ownevote as of 12312014

rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014

(l)(a) Name City State Country

(l)(b) Country of Citizenship or Incorporation

(1)(c) Number and Percentage of Each Class of Voting Securities

(2)(a) Name City State Country

(2)(b)Country of Citizenship or lncorporatiou

(2)(c) Number of Percentage of Each Class of Voting Securities

FMR LLC Boston Massachusetts

USA 5216608 shares of common stock (647)

GTCR Golder Rauner II LLC and affiliated funds Chicago IL

USA 4153650 shares of voting common stock (54)

BlackRock Inc New York NY

USA 6721101 shares of common stock (857)

The Vanguard Group Inc Malvern Pennsylvania

USA 5216608 shares of common stock (665)

Chicago Operations

Corporation

subsidiaries) pcrcenta c ne held)

Company

Company Operations

Company

11middotvbull 1t1 1middot11 bull-v

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)

(l) (2) Name City Staie Country Principal Occupation

lf other than with Bank Holding Company

Ralph B Mandell NA River Forest TL

Lany D Richman NA Arlington Heights TL

Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and

Trust Company

Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp

Associates

James M Guyette President and Chief Falls Church VA Executive Officer -

Rolls Royce Noith America Inc

Cheryl Maybeny Johnson Publishing McKissack Company-Chief

lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-

PVS Chemicals Inc

Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels

Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC

(3)(a) Titleamp Position with Bank Holding Company

Director Retired Chairman of the Board Director President and Chief Executive Officer

Director

Director

Director

Director

Director

Director

Director

(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held

other businesses) Company (include names of (list names of companies and of voti securities

Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)

Trust Company Director President NA None None

and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC

Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates

PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)

Director -The Rolls Royce North None Polu Hookalakupuna LLC

PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch

Executive Officer) (85)

Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management

Trust Officer) LLC (100 owned by spouse)

Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)

Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company

subsidiaries) ucrccntagc held)

PrivateBancorp Inc middot Chicago Illinois

Fiscal Year Ended December 31 2014

(l) Namc1 City State Country

William R Rybak

(2) Principal Occupation tr other than with Bank Holding Company

Fonner CFO-Va11

(3)(bull) Title 1 Position with Bank Holding Company

Director

(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)

Director-The

(3)(c) Title 1 Position with Other Businesses (include names of other businesses)

NIA

(4)(a) Percentage of Voting Sim res in Bank Holding Company

(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of

None

( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and

of voling securities None

Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company

Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and

Officer - Evans Trust Company Chief Executive Food Group Officer)

Forni FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

(l) Name amp Address (City State Connry)

(2) Principal Occupation lf ohcr than with Bank Tlolding Company

(3)(a) Title l_ Position with Bank Holding Company

(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)

(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)

(4)(a) Percentage of Voting Shares in llank 1-lolding Company

(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)

(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)

C Brant Ahrens Wilmette IL

NA Executive Vice President Head of Personal Client Services

Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company

NA None None

Karen B Case Chicago IL

NA Executive Vice President Head of Commercial Real Estate

Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company

NA None CAODG Park Ridge JV LLC (33)

Leahy Farm LLC (100)

Bruce R Hague

Norihfield IL

NA Executive Vice President Head of National Commercial Banking and Regional Markets

Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company

NIA None Shinnecock Inc (100)

Shinnecock LP (I 00)

Shinnecock 11 Inc (50)

Shinnecock II LP (25)

Shinnecock Ill Inc (375)

Shinnecock Ill LP (25)

Muirfield Investors LLC (25)

Oakmont Investors LLC (25)

Hague Family Partnership (47)

Hague Insurance Trust( 00)

Aspect Holdings (41 )

Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
Page 3: Page 1of2 Board of Governors of the Fderal Reseve System COPY/media/others/banking/... · 2015-08-16 · Page 1of2 . Board of Governors of the Fderal Reseve System . Annual Repot

I I I

Company

I

Corporate Organizational Chart as of June 11 2015

PrivateBancorp Inc (Chicago IL)

PrivateBancorp Private Bancorp Private Bancorp Bloomfield Hills

Statutory Trust II Statutory Trust Ill Capital Trust IV Statutory Trust I (Chicago IL) (Chicago IL) (Wilmington DE) (Chicago IL)

The PrivateBank and Trust (Chicago IL)

Midwest Industrial Redevelopment Fund LLC

PBTC amp Company LLC (St Louis MO)

(Chicago IL)middot

The reporter directly of Indirectly controls 100 of each subsidiary The PrivateBank and Trust Company is the sole managing member of Midwest Industrial Redevelopment Fund LLC The PrivateBank and Trust Company is the sole member of PBTC amp Company LLC and has the right lo appoint all of its managers who are all officers of The PrivateBank and Trust Company

Entities were incorporated in Illinois

-Entities were incorporated in Delaware

middot-Entities was incorporated in Connecticut

O

O

01072015

Rcodtlatlon and Vtrtfbtkzn Stem

O

SubmlqkHJ Proctdurt

-- Pooular Nam1 middot-

OK 1842065 O 120 SOUTH lA SALLE STREET CHICAGO

OK CHANNAHON

658830 T

35121-48 GOLD COAST OFFICE 149 EAST WAL TON PLACE

WE FOREST

4733187 LINCOlNWOOO OFACE 4007 WEST TOUHY AVENUE LINCOLNWOOD

OK 700243 MI NOOKA BRANCH 502 WEST MONDAMI N STREET

OK

1

ORLAND PARX

10300 VILLAGE CJ RC LE DRIVE

OK Full Service 2953678

m- SKOKIE

TINLEY fJARK

OK WORTH

BLOOMFIELD HIUS

OK

S

Statbull llocdo

IL 3

GA 30071

IL 60410

IL

IL 60611

00134

ll

ll ti07U

ll 60447

ll 60523

ll 604S3-52

60462

IL 60463

IL 60464

IL

IL ooon

IL 60477

ll 60093

ll

Ml

63017

MO 64112

middot-- coun FDkUMNUMbull Comm1nts

46854 O

1842065

Will

COOK UNITED STATES

COOK UNITED STATES 7 PRIVATEBANK AND TRUST COM PANY THE

KANE

COOK UNITED STATES

GRUNDY 12020 T 1842065

DU PAGE 289432 1842065

COOK 240247 184206S

COOK

COOK

COOK UNITED STATES

3 PRIVATEBANK AND TRUST COMPANY THE

UNITED STATES

289622

12298

OAKLAND H

STLOUIS

JACKSON

Results A list of branch ts fOf your depository institution PRIVATEBANKANO TRUST COMPANY THE (10)tSS 1amp42065)

This dtpository Institution Is Mid by PRIVATE8ANCORP INC (1839319) of CHICAG IL

Thbull data 11e IS of12312014 Dahl reflects infafmation that was received and procuSMI throvamph

1 1n the Otbull Acdon column of each branch row enter one or more of the- actions spedfied b1tlow

2 1r r ulr1td enter the date In the Etftdlvbull 0tbull column

llltl2o OK If the br11nch lnlorm1Uon Is correct enter Of( In the Otll Action column

Chanabull If the branch inform11tlon Is Incorrect or Incomplete revise the data enter Chanabull In the Otbull Action column 11nd the d11te when this inform tion ffrst became 1111lld In the Effecth1e Dbullte column

Closfll If a branch listed WH sold or- closed enter Close In the Ota Action column 11nd the Sile or closurt date in the UftctW tt column

Deata If a branch listed w11s never owned by this depository Institution enter Oeltte In thbull Dbullta Action column Add Ifbull reportable branch Is mlssina Insert a row add the br11nch data 11nd enter Add In the Dbullta Action column and the opening or acquisition diite in the Effactl111 Date column

If printing thJ5 Ust you may need to adjust your page tup In M S Excel Try using landscape orfentatlon paae scallna andor leaal sized paper

When vou are finished snd ill Sillttd copy to your FRS contactSee the d1talltd Instructions on this site for more lnformatfon If you are emiddotmalfnamp thli to your FRB contllCt put your fnstitution nlllme city and mite fn the subject Una of th1 bullmiddotmail

Note To utisfythe FRYmiddotlD reportlns ritqUlr1mtnts you must 11lso sugtmlt FR Y-10 OomestkB ch Schedules for uch branch with a Data Action of Chanae Oose D1tlet1t or Add Thbull FR YmiddotlO report may be submitted in a tardcopy format or viii the FR Y-10 Onllne applicaUon bull httpsylOonllnefedralruerwaov

bull FDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of thfSf values Is not requlrtd

Bnnch Srvice Type Branch ID RSSDmiddot SllfftAddrHS

Full Service (Head Office) PRIVATEBANK AND TRUST C MPANY THE

Full Servi 3439704 HOLCOMB BRIDGE OFFICE 3169 HOLCOMBBRHgtGE ROAD SUITE 202 NORCROSS

Full Service 2304403 WEST EAMES STREET BRANCH 23840 WEST EAMES STREET

OK Full Service 2 WEST lllTH STREET OFFICE 3052 WES lllTH STREET CHICAGO

OK Full Service CHICAGO

OK Full SeNce 35122 GENEVA OFFICE 501 WEST STATE STREET SUITE 101 GENEVA

OK FullSerllke 3301098 14102 SOUTH BELL ROAD OFFICE 14102 SOUTH BELL ROAD HOMER GLEN

OK Full Service 3301100 1500 NORTH ESSINGTON ROAD OFFICE 1500 NORTH ESSINGTON ROAD JOLIET

OK Full5eNice 1sn969 LAXE FOREST OFFICE 920 so urn WAUKEGAN ROAD

OK Full Service

Full Service MINOOKA

FuJISefVic 2845371 OAK BROOK OFFICE 1110 JORIE BOULEVARD OAKBROOK

OK Full Service 2070463 OAK LAWN FACILITY 0515SOUTH OCERO AVENUE OAltIAWN

OK Full Service 3670525 ORLAND PARK BRANCH 14497 JOHN HUMPHREY DRIVE

OK Full Service 2086192 PALOS HEIGHTS FACILITY 11850SOUTH HARLEM AVENUE PALOS HEIGHTS

OK Limited Service 2431578 PEACE MEMORIAL FACILITY PALOS PARK

SAINT CHARLES OFFICE 24 SOUTH SECOND STREET SAINT CHARLES

OK Full Service NORTH SHORE OFFICE 5260 OLD ORCHARD ROAD

OK Full Service 3301089 17865SOUTH 80TH AVENUE OFFICE 17865 SOUTH BOTH AVENUE

OK Full Service 2429laquo5 WINNETKA OFFICE 1000 GREEN BAY ROAD WINNETKA

Full Service 3950795 WORTH BRANCH 6825 WEST UlTH STREET

FullSeW 1404463 BLOOMFIELD HILLS BRANCH 38505 WOODWARD AVENUE SUITE BOO

Full Service 2771528 ROCHESTER OFFICE 321 EAST SECOND STREET ROCHESTER

OK Full Service 1n3051 CHE TERFIELD OFFICE 500 CHESTERAELD CENTER SUITE 100 CHESTERFIELD

Close 8252014 Full Servi 3773042 KAHW CITY OFFICE 4801 MAIN STREET SUITE 600 KANSAS CITY

60655

ll

IL 60491

ll 60435

60045

ll

60174

60482

48304

Ml 48307

MO

OfflceNwnberbull HoodOffka H11d Office 10 RSSDbull

COOK UNITED STATCS 0 PRIVATEBANK ANOTRUSTC MPANY THE 1842065

GWINN ITT UNITED STATES 461029 10 PRlVATEBANKANDTRUSTCOMPANY THE

UNITED STATES 247283 21 PRIVATEBANK ANO TRUST COMPANY THE 1amp42065

11113 18 PRIVATEBANK ANOTRUSTCOMPANY THE 1842065

442454 1842065

UNITED STATES 452352 8 PRIVATEBANK AND TRUST COMPANY THE 1842065

Will UNITED STATES 420292 24 PRlVATEBANK AND TRUST COMPANY THE 1842065

WIU UNITED STATES 420293 25 PRIVATEBANKAND TRUST COMPANY THE 1842065

LAKE UNITED STATES 47126 4 PRIVATEBANKAND TRUST COMPANY THE 1842065

Not RbullQulred Not RIHlulred PRIVATEBANKANDTRUSTCOMPANY THE 1842065

UNITED STATES 20 PRIVATE8ANKAND RUST COMPANY THE

UNITED STATES 2 PRIVATEBANKANDTRUSTCOMPANY THE

UNITED STATES 19 PRIVATEBANK ANO TRUST COMPANY THE

UNITED STATES 26 PRIVATESANK ANO TRUST COMPANY THE 1842065

UNITED STATES 245190 16 PRJVATEBANKAND TRUST COMPANY THE 184206S

245191 17 PRIVATEBANK ANO TRUST COMPANY THE 1842065

KANE UNITED STATES 289433 1842065

COOK UNITED STATES 289431 1 PRIVATEBANK ANO TRUST COMPANY THE 1842065

COOK 245192 22 PRIVATEBANKANDTRUSTCOMPANY THE 1842065

COOK UNITED STATES 5 PRIVATESANK ANO TRUST COMPANY THE 1842065

COOK UNITED STATES lS PRIVATESANIC ANO TRUST COMPANY THE 1842065

OAKLAND UNITED STATES 40435 1 2 PRIVATESANICANOTRUSTCOMPANY THE 1amp4206S

UNITED STATES 73133 13 PRIVATEBANK AND TRUST COMPANY T E 1842065

UNITED STATES 464464 28 PRIVATE8ANKAND TRUST COMPANY THE 18-42065

UNITtD STATES 511689 30 PRIVATEBANKANOTRUSTCOMPANY THE 1842065

Full Service

FullServfce

2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5

348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

llcport Hem 3 Securities Holders

Security holders with ownevote as of 12312014

rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014

(l)(a) Name City State Country

(l)(b) Country of Citizenship or Incorporation

(1)(c) Number and Percentage of Each Class of Voting Securities

(2)(a) Name City State Country

(2)(b)Country of Citizenship or lncorporatiou

(2)(c) Number of Percentage of Each Class of Voting Securities

FMR LLC Boston Massachusetts

USA 5216608 shares of common stock (647)

GTCR Golder Rauner II LLC and affiliated funds Chicago IL

USA 4153650 shares of voting common stock (54)

BlackRock Inc New York NY

USA 6721101 shares of common stock (857)

The Vanguard Group Inc Malvern Pennsylvania

USA 5216608 shares of common stock (665)

Chicago Operations

Corporation

subsidiaries) pcrcenta c ne held)

Company

Company Operations

Company

11middotvbull 1t1 1middot11 bull-v

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)

(l) (2) Name City Staie Country Principal Occupation

lf other than with Bank Holding Company

Ralph B Mandell NA River Forest TL

Lany D Richman NA Arlington Heights TL

Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and

Trust Company

Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp

Associates

James M Guyette President and Chief Falls Church VA Executive Officer -

Rolls Royce Noith America Inc

Cheryl Maybeny Johnson Publishing McKissack Company-Chief

lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-

PVS Chemicals Inc

Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels

Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC

(3)(a) Titleamp Position with Bank Holding Company

Director Retired Chairman of the Board Director President and Chief Executive Officer

Director

Director

Director

Director

Director

Director

Director

(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held

other businesses) Company (include names of (list names of companies and of voti securities

Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)

Trust Company Director President NA None None

and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC

Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates

PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)

Director -The Rolls Royce North None Polu Hookalakupuna LLC

PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch

Executive Officer) (85)

Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management

Trust Officer) LLC (100 owned by spouse)

Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)

Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company

subsidiaries) ucrccntagc held)

PrivateBancorp Inc middot Chicago Illinois

Fiscal Year Ended December 31 2014

(l) Namc1 City State Country

William R Rybak

(2) Principal Occupation tr other than with Bank Holding Company

Fonner CFO-Va11

(3)(bull) Title 1 Position with Bank Holding Company

Director

(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)

Director-The

(3)(c) Title 1 Position with Other Businesses (include names of other businesses)

NIA

(4)(a) Percentage of Voting Sim res in Bank Holding Company

(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of

None

( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and

of voling securities None

Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company

Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and

Officer - Evans Trust Company Chief Executive Food Group Officer)

Forni FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

(l) Name amp Address (City State Connry)

(2) Principal Occupation lf ohcr than with Bank Tlolding Company

(3)(a) Title l_ Position with Bank Holding Company

(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)

(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)

(4)(a) Percentage of Voting Shares in llank 1-lolding Company

(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)

(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)

C Brant Ahrens Wilmette IL

NA Executive Vice President Head of Personal Client Services

Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company

NA None None

Karen B Case Chicago IL

NA Executive Vice President Head of Commercial Real Estate

Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company

NA None CAODG Park Ridge JV LLC (33)

Leahy Farm LLC (100)

Bruce R Hague

Norihfield IL

NA Executive Vice President Head of National Commercial Banking and Regional Markets

Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company

NIA None Shinnecock Inc (100)

Shinnecock LP (I 00)

Shinnecock 11 Inc (50)

Shinnecock II LP (25)

Shinnecock Ill Inc (375)

Shinnecock Ill LP (25)

Muirfield Investors LLC (25)

Oakmont Investors LLC (25)

Hague Family Partnership (47)

Hague Insurance Trust( 00)

Aspect Holdings (41 )

Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
Page 4: Page 1of2 Board of Governors of the Fderal Reseve System COPY/media/others/banking/... · 2015-08-16 · Page 1of2 . Board of Governors of the Fderal Reseve System . Annual Repot

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OK Full Service 2953678

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Results A list of branch ts fOf your depository institution PRIVATEBANKANO TRUST COMPANY THE (10)tSS 1amp42065)

This dtpository Institution Is Mid by PRIVATE8ANCORP INC (1839319) of CHICAG IL

Thbull data 11e IS of12312014 Dahl reflects infafmation that was received and procuSMI throvamph

1 1n the Otbull Acdon column of each branch row enter one or more of the- actions spedfied b1tlow

2 1r r ulr1td enter the date In the Etftdlvbull 0tbull column

llltl2o OK If the br11nch lnlorm1Uon Is correct enter Of( In the Otll Action column

Chanabull If the branch inform11tlon Is Incorrect or Incomplete revise the data enter Chanabull In the Otbull Action column 11nd the d11te when this inform tion ffrst became 1111lld In the Effecth1e Dbullte column

Closfll If a branch listed WH sold or- closed enter Close In the Ota Action column 11nd the Sile or closurt date in the UftctW tt column

Deata If a branch listed w11s never owned by this depository Institution enter Oeltte In thbull Dbullta Action column Add Ifbull reportable branch Is mlssina Insert a row add the br11nch data 11nd enter Add In the Dbullta Action column and the opening or acquisition diite in the Effactl111 Date column

If printing thJ5 Ust you may need to adjust your page tup In M S Excel Try using landscape orfentatlon paae scallna andor leaal sized paper

When vou are finished snd ill Sillttd copy to your FRS contactSee the d1talltd Instructions on this site for more lnformatfon If you are emiddotmalfnamp thli to your FRB contllCt put your fnstitution nlllme city and mite fn the subject Una of th1 bullmiddotmail

Note To utisfythe FRYmiddotlD reportlns ritqUlr1mtnts you must 11lso sugtmlt FR Y-10 OomestkB ch Schedules for uch branch with a Data Action of Chanae Oose D1tlet1t or Add Thbull FR YmiddotlO report may be submitted in a tardcopy format or viii the FR Y-10 Onllne applicaUon bull httpsylOonllnefedralruerwaov

bull FDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of thfSf values Is not requlrtd

Bnnch Srvice Type Branch ID RSSDmiddot SllfftAddrHS

Full Service (Head Office) PRIVATEBANK AND TRUST C MPANY THE

Full Servi 3439704 HOLCOMB BRIDGE OFFICE 3169 HOLCOMBBRHgtGE ROAD SUITE 202 NORCROSS

Full Service 2304403 WEST EAMES STREET BRANCH 23840 WEST EAMES STREET

OK Full Service 2 WEST lllTH STREET OFFICE 3052 WES lllTH STREET CHICAGO

OK Full Service CHICAGO

OK Full SeNce 35122 GENEVA OFFICE 501 WEST STATE STREET SUITE 101 GENEVA

OK FullSerllke 3301098 14102 SOUTH BELL ROAD OFFICE 14102 SOUTH BELL ROAD HOMER GLEN

OK Full Service 3301100 1500 NORTH ESSINGTON ROAD OFFICE 1500 NORTH ESSINGTON ROAD JOLIET

OK Full5eNice 1sn969 LAXE FOREST OFFICE 920 so urn WAUKEGAN ROAD

OK Full Service

Full Service MINOOKA

FuJISefVic 2845371 OAK BROOK OFFICE 1110 JORIE BOULEVARD OAKBROOK

OK Full Service 2070463 OAK LAWN FACILITY 0515SOUTH OCERO AVENUE OAltIAWN

OK Full Service 3670525 ORLAND PARK BRANCH 14497 JOHN HUMPHREY DRIVE

OK Full Service 2086192 PALOS HEIGHTS FACILITY 11850SOUTH HARLEM AVENUE PALOS HEIGHTS

OK Limited Service 2431578 PEACE MEMORIAL FACILITY PALOS PARK

SAINT CHARLES OFFICE 24 SOUTH SECOND STREET SAINT CHARLES

OK Full Service NORTH SHORE OFFICE 5260 OLD ORCHARD ROAD

OK Full Service 3301089 17865SOUTH 80TH AVENUE OFFICE 17865 SOUTH BOTH AVENUE

OK Full Service 2429laquo5 WINNETKA OFFICE 1000 GREEN BAY ROAD WINNETKA

Full Service 3950795 WORTH BRANCH 6825 WEST UlTH STREET

FullSeW 1404463 BLOOMFIELD HILLS BRANCH 38505 WOODWARD AVENUE SUITE BOO

Full Service 2771528 ROCHESTER OFFICE 321 EAST SECOND STREET ROCHESTER

OK Full Service 1n3051 CHE TERFIELD OFFICE 500 CHESTERAELD CENTER SUITE 100 CHESTERFIELD

Close 8252014 Full Servi 3773042 KAHW CITY OFFICE 4801 MAIN STREET SUITE 600 KANSAS CITY

60655

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IL 60491

ll 60435

60045

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60174

60482

48304

Ml 48307

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OfflceNwnberbull HoodOffka H11d Office 10 RSSDbull

COOK UNITED STATCS 0 PRIVATEBANK ANOTRUSTC MPANY THE 1842065

GWINN ITT UNITED STATES 461029 10 PRlVATEBANKANDTRUSTCOMPANY THE

UNITED STATES 247283 21 PRIVATEBANK ANO TRUST COMPANY THE 1amp42065

11113 18 PRIVATEBANK ANOTRUSTCOMPANY THE 1842065

442454 1842065

UNITED STATES 452352 8 PRIVATEBANK AND TRUST COMPANY THE 1842065

Will UNITED STATES 420292 24 PRlVATEBANK AND TRUST COMPANY THE 1842065

WIU UNITED STATES 420293 25 PRIVATEBANKAND TRUST COMPANY THE 1842065

LAKE UNITED STATES 47126 4 PRIVATEBANKAND TRUST COMPANY THE 1842065

Not RbullQulred Not RIHlulred PRIVATEBANKANDTRUSTCOMPANY THE 1842065

UNITED STATES 20 PRIVATE8ANKAND RUST COMPANY THE

UNITED STATES 2 PRIVATEBANKANDTRUSTCOMPANY THE

UNITED STATES 19 PRIVATEBANK ANO TRUST COMPANY THE

UNITED STATES 26 PRIVATESANK ANO TRUST COMPANY THE 1842065

UNITED STATES 245190 16 PRJVATEBANKAND TRUST COMPANY THE 184206S

245191 17 PRIVATEBANK ANO TRUST COMPANY THE 1842065

KANE UNITED STATES 289433 1842065

COOK UNITED STATES 289431 1 PRIVATEBANK ANO TRUST COMPANY THE 1842065

COOK 245192 22 PRIVATEBANKANDTRUSTCOMPANY THE 1842065

COOK UNITED STATES 5 PRIVATESANK ANO TRUST COMPANY THE 1842065

COOK UNITED STATES lS PRIVATESANIC ANO TRUST COMPANY THE 1842065

OAKLAND UNITED STATES 40435 1 2 PRIVATESANICANOTRUSTCOMPANY THE 1amp4206S

UNITED STATES 73133 13 PRIVATEBANK AND TRUST COMPANY T E 1842065

UNITED STATES 464464 28 PRIVATE8ANKAND TRUST COMPANY THE 18-42065

UNITtD STATES 511689 30 PRIVATEBANKANOTRUSTCOMPANY THE 1842065

Full Service

FullServfce

2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5

348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

llcport Hem 3 Securities Holders

Security holders with ownevote as of 12312014

rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014

(l)(a) Name City State Country

(l)(b) Country of Citizenship or Incorporation

(1)(c) Number and Percentage of Each Class of Voting Securities

(2)(a) Name City State Country

(2)(b)Country of Citizenship or lncorporatiou

(2)(c) Number of Percentage of Each Class of Voting Securities

FMR LLC Boston Massachusetts

USA 5216608 shares of common stock (647)

GTCR Golder Rauner II LLC and affiliated funds Chicago IL

USA 4153650 shares of voting common stock (54)

BlackRock Inc New York NY

USA 6721101 shares of common stock (857)

The Vanguard Group Inc Malvern Pennsylvania

USA 5216608 shares of common stock (665)

Chicago Operations

Corporation

subsidiaries) pcrcenta c ne held)

Company

Company Operations

Company

11middotvbull 1t1 1middot11 bull-v

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)

(l) (2) Name City Staie Country Principal Occupation

lf other than with Bank Holding Company

Ralph B Mandell NA River Forest TL

Lany D Richman NA Arlington Heights TL

Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and

Trust Company

Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp

Associates

James M Guyette President and Chief Falls Church VA Executive Officer -

Rolls Royce Noith America Inc

Cheryl Maybeny Johnson Publishing McKissack Company-Chief

lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-

PVS Chemicals Inc

Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels

Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC

(3)(a) Titleamp Position with Bank Holding Company

Director Retired Chairman of the Board Director President and Chief Executive Officer

Director

Director

Director

Director

Director

Director

Director

(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held

other businesses) Company (include names of (list names of companies and of voti securities

Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)

Trust Company Director President NA None None

and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC

Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates

PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)

Director -The Rolls Royce North None Polu Hookalakupuna LLC

PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch

Executive Officer) (85)

Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management

Trust Officer) LLC (100 owned by spouse)

Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)

Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company

subsidiaries) ucrccntagc held)

PrivateBancorp Inc middot Chicago Illinois

Fiscal Year Ended December 31 2014

(l) Namc1 City State Country

William R Rybak

(2) Principal Occupation tr other than with Bank Holding Company

Fonner CFO-Va11

(3)(bull) Title 1 Position with Bank Holding Company

Director

(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)

Director-The

(3)(c) Title 1 Position with Other Businesses (include names of other businesses)

NIA

(4)(a) Percentage of Voting Sim res in Bank Holding Company

(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of

None

( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and

of voling securities None

Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company

Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and

Officer - Evans Trust Company Chief Executive Food Group Officer)

Forni FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

(l) Name amp Address (City State Connry)

(2) Principal Occupation lf ohcr than with Bank Tlolding Company

(3)(a) Title l_ Position with Bank Holding Company

(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)

(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)

(4)(a) Percentage of Voting Shares in llank 1-lolding Company

(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)

(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)

C Brant Ahrens Wilmette IL

NA Executive Vice President Head of Personal Client Services

Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company

NA None None

Karen B Case Chicago IL

NA Executive Vice President Head of Commercial Real Estate

Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company

NA None CAODG Park Ridge JV LLC (33)

Leahy Farm LLC (100)

Bruce R Hague

Norihfield IL

NA Executive Vice President Head of National Commercial Banking and Regional Markets

Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company

NIA None Shinnecock Inc (100)

Shinnecock LP (I 00)

Shinnecock 11 Inc (50)

Shinnecock II LP (25)

Shinnecock Ill Inc (375)

Shinnecock Ill LP (25)

Muirfield Investors LLC (25)

Oakmont Investors LLC (25)

Hague Family Partnership (47)

Hague Insurance Trust( 00)

Aspect Holdings (41 )

Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
Page 5: Page 1of2 Board of Governors of the Fderal Reseve System COPY/media/others/banking/... · 2015-08-16 · Page 1of2 . Board of Governors of the Fderal Reseve System . Annual Repot

Full Service

FullServfce

2910998 MISSOURI BRANCH 1401 SOUTH BRENTWOOO BOULEVARD 2ND FL SAINT LOUIS 63144 ST LOUIS UNITED STATES 8057 J1 PRIVATEBANIC AND TRUST COMPANY THE 1842 06 5

348738S 743 NORTH WATER STbull bullrbull-middotmiddot- - =-- 0= R THWA TERS TR EET-----=MIL WA UKEE---W l - 02 MIL Wbullubull=-middotmiddot TEDSTbullTEbull-- ---middotmiddot =- vbullTbullbullmiddotmiddotmiddotmiddot middoto T=-TC OM middotmiddotmiddotYTHE__ ___ _ 06-s_ __ _

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

llcport Hem 3 Securities Holders

Security holders with ownevote as of 12312014

rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014

(l)(a) Name City State Country

(l)(b) Country of Citizenship or Incorporation

(1)(c) Number and Percentage of Each Class of Voting Securities

(2)(a) Name City State Country

(2)(b)Country of Citizenship or lncorporatiou

(2)(c) Number of Percentage of Each Class of Voting Securities

FMR LLC Boston Massachusetts

USA 5216608 shares of common stock (647)

GTCR Golder Rauner II LLC and affiliated funds Chicago IL

USA 4153650 shares of voting common stock (54)

BlackRock Inc New York NY

USA 6721101 shares of common stock (857)

The Vanguard Group Inc Malvern Pennsylvania

USA 5216608 shares of common stock (665)

Chicago Operations

Corporation

subsidiaries) pcrcenta c ne held)

Company

Company Operations

Company

11middotvbull 1t1 1middot11 bull-v

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)

(l) (2) Name City Staie Country Principal Occupation

lf other than with Bank Holding Company

Ralph B Mandell NA River Forest TL

Lany D Richman NA Arlington Heights TL

Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and

Trust Company

Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp

Associates

James M Guyette President and Chief Falls Church VA Executive Officer -

Rolls Royce Noith America Inc

Cheryl Maybeny Johnson Publishing McKissack Company-Chief

lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-

PVS Chemicals Inc

Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels

Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC

(3)(a) Titleamp Position with Bank Holding Company

Director Retired Chairman of the Board Director President and Chief Executive Officer

Director

Director

Director

Director

Director

Director

Director

(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held

other businesses) Company (include names of (list names of companies and of voti securities

Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)

Trust Company Director President NA None None

and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC

Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates

PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)

Director -The Rolls Royce North None Polu Hookalakupuna LLC

PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch

Executive Officer) (85)

Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management

Trust Officer) LLC (100 owned by spouse)

Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)

Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company

subsidiaries) ucrccntagc held)

PrivateBancorp Inc middot Chicago Illinois

Fiscal Year Ended December 31 2014

(l) Namc1 City State Country

William R Rybak

(2) Principal Occupation tr other than with Bank Holding Company

Fonner CFO-Va11

(3)(bull) Title 1 Position with Bank Holding Company

Director

(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)

Director-The

(3)(c) Title 1 Position with Other Businesses (include names of other businesses)

NIA

(4)(a) Percentage of Voting Sim res in Bank Holding Company

(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of

None

( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and

of voling securities None

Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company

Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and

Officer - Evans Trust Company Chief Executive Food Group Officer)

Forni FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

(l) Name amp Address (City State Connry)

(2) Principal Occupation lf ohcr than with Bank Tlolding Company

(3)(a) Title l_ Position with Bank Holding Company

(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)

(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)

(4)(a) Percentage of Voting Shares in llank 1-lolding Company

(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)

(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)

C Brant Ahrens Wilmette IL

NA Executive Vice President Head of Personal Client Services

Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company

NA None None

Karen B Case Chicago IL

NA Executive Vice President Head of Commercial Real Estate

Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company

NA None CAODG Park Ridge JV LLC (33)

Leahy Farm LLC (100)

Bruce R Hague

Norihfield IL

NA Executive Vice President Head of National Commercial Banking and Regional Markets

Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company

NIA None Shinnecock Inc (100)

Shinnecock LP (I 00)

Shinnecock 11 Inc (50)

Shinnecock II LP (25)

Shinnecock Ill Inc (375)

Shinnecock Ill LP (25)

Muirfield Investors LLC (25)

Oakmont Investors LLC (25)

Hague Family Partnership (47)

Hague Insurance Trust( 00)

Aspect Holdings (41 )

Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
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PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

llcport Hem 3 Securities Holders

Security holders with ownevote as of 12312014

rship control or holdings of 5 or more with power to Security holders not listed in (3)(1)(a) - (3)(l )(c) that had ownership control or holdings of 5 or more with power to vote during the fiscal year ending 12312014

(l)(a) Name City State Country

(l)(b) Country of Citizenship or Incorporation

(1)(c) Number and Percentage of Each Class of Voting Securities

(2)(a) Name City State Country

(2)(b)Country of Citizenship or lncorporatiou

(2)(c) Number of Percentage of Each Class of Voting Securities

FMR LLC Boston Massachusetts

USA 5216608 shares of common stock (647)

GTCR Golder Rauner II LLC and affiliated funds Chicago IL

USA 4153650 shares of voting common stock (54)

BlackRock Inc New York NY

USA 6721101 shares of common stock (857)

The Vanguard Group Inc Malvern Pennsylvania

USA 5216608 shares of common stock (665)

Chicago Operations

Corporation

subsidiaries) pcrcenta c ne held)

Company

Company Operations

Company

11middotvbull 1t1 1middot11 bull-v

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)

(l) (2) Name City Staie Country Principal Occupation

lf other than with Bank Holding Company

Ralph B Mandell NA River Forest TL

Lany D Richman NA Arlington Heights TL

Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and

Trust Company

Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp

Associates

James M Guyette President and Chief Falls Church VA Executive Officer -

Rolls Royce Noith America Inc

Cheryl Maybeny Johnson Publishing McKissack Company-Chief

lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-

PVS Chemicals Inc

Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels

Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC

(3)(a) Titleamp Position with Bank Holding Company

Director Retired Chairman of the Board Director President and Chief Executive Officer

Director

Director

Director

Director

Director

Director

Director

(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held

other businesses) Company (include names of (list names of companies and of voti securities

Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)

Trust Company Director President NA None None

and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC

Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates

PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)

Director -The Rolls Royce North None Polu Hookalakupuna LLC

PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch

Executive Officer) (85)

Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management

Trust Officer) LLC (100 owned by spouse)

Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)

Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company

subsidiaries) ucrccntagc held)

PrivateBancorp Inc middot Chicago Illinois

Fiscal Year Ended December 31 2014

(l) Namc1 City State Country

William R Rybak

(2) Principal Occupation tr other than with Bank Holding Company

Fonner CFO-Va11

(3)(bull) Title 1 Position with Bank Holding Company

Director

(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)

Director-The

(3)(c) Title 1 Position with Other Businesses (include names of other businesses)

NIA

(4)(a) Percentage of Voting Sim res in Bank Holding Company

(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of

None

( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and

of voling securities None

Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company

Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and

Officer - Evans Trust Company Chief Executive Food Group Officer)

Forni FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

(l) Name amp Address (City State Connry)

(2) Principal Occupation lf ohcr than with Bank Tlolding Company

(3)(a) Title l_ Position with Bank Holding Company

(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)

(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)

(4)(a) Percentage of Voting Shares in llank 1-lolding Company

(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)

(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)

C Brant Ahrens Wilmette IL

NA Executive Vice President Head of Personal Client Services

Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company

NA None None

Karen B Case Chicago IL

NA Executive Vice President Head of Commercial Real Estate

Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company

NA None CAODG Park Ridge JV LLC (33)

Leahy Farm LLC (100)

Bruce R Hague

Norihfield IL

NA Executive Vice President Head of National Commercial Banking and Regional Markets

Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company

NIA None Shinnecock Inc (100)

Shinnecock LP (I 00)

Shinnecock 11 Inc (50)

Shinnecock II LP (25)

Shinnecock Ill Inc (375)

Shinnecock Ill LP (25)

Muirfield Investors LLC (25)

Oakmont Investors LLC (25)

Hague Family Partnership (47)

Hague Insurance Trust( 00)

Aspect Holdings (41 )

Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
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Chicago Operations

Corporation

subsidiaries) pcrcenta c ne held)

Company

Company Operations

Company

11middotvbull 1t1 1middot11 bull-v

PrivateBancorp Inc Chicago Illinois

Fiscal Year Ended December 31 2014

Tlcport Hem 4 Insiders (l)(a)(b)(c) and (2)(a)(b)(c)

(l) (2) Name City Staie Country Principal Occupation

lf other than with Bank Holding Company

Ralph B Mandell NA River Forest TL

Lany D Richman NA Arlington Heights TL

Nornmn R Bobins Chainnan -The Chicago IL PrivateBank and

Trust Company

Robe1t F Coleman Principal - Robeit River Forest TL F Coleman amp

Associates

James M Guyette President and Chief Falls Church VA Executive Officer -

Rolls Royce Noith America Inc

Cheryl Maybeny Johnson Publishing McKissack Company-Chief

lL Officer James B Nicholson President and Chief Detroit MI Executive Officer-

PVS Chemicals Inc

Edward W Rabin Jr Former President-Chicago IL Hyatt Hotels

Michelle L Collins PrincipalCEO-Chicago lL Cambium LLC

(3)(a) Titleamp Position with Bank Holding Company

Director Retired Chairman of the Board Director President and Chief Executive Officer

Director

Director

Director

Director

Director

Director

Director

(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title Si Position with Title Position with Percentage or Percentage of List names of other companies Subsidiaries (include Other Ilusincsses Voting Sim res in Voting Shares in (includes partnerships) ff251o or names of subsidiaries) (include names of Bank lloldiug Subsidiaries more of voting securities arc held

other businesses) Company (include names of (list names of companies and of voti securities

Director -The NA None Enjoy Life Natural Foods (10 PrivateBank and direct+ 23 indirect)

Trust Company Director President NA None None

and Chief Executive Officer -The PrivateBank and Trust Company Director and NA None Nommn Bobins Consulting LLC

Chairman - The (100) PrivateBank and Trust Director - The Robert F Coleman None Robert F Coleman amp Associates

PrivateBank and amp Associates (100) Trust Company (Principal) 481h Floor Corporation (100)

Director -The Rolls Royce North None Polu Hookalakupuna LLC

PrivateBank and America (President (100) Trust Company and Chief Birch Creek Ranch

Executive Officer) (85)

Director - The Johnson Publishing None NIA Enterprises LLC (100) PrivateBank and Company (Chief Channel Capital Management

Trust Officer) LLC (100 owned by spouse)

Director - The PVS Chemicals None Pressure Vessel Services Inc PrivateBank and Inc (President and dba PVS Chemicals Trust Company Chief Executive (51)

Officer) Director -The NA None Rabin Interests LLC (I 00) PrivateBank and Rabin Foundation (50) Trust Director - The Cambium LLC None Cambium LLC I 00 PrivateBank and (PrincipalCEO) Trust Company

subsidiaries) ucrccntagc held)

PrivateBancorp Inc middot Chicago Illinois

Fiscal Year Ended December 31 2014

(l) Namc1 City State Country

William R Rybak

(2) Principal Occupation tr other than with Bank Holding Company

Fonner CFO-Va11

(3)(bull) Title 1 Position with Bank Holding Company

Director

(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)

Director-The

(3)(c) Title 1 Position with Other Businesses (include names of other businesses)

NIA

(4)(a) Percentage of Voting Sim res in Bank Holding Company

(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of

None

( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and

of voling securities None

Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company

Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and

Officer - Evans Trust Company Chief Executive Food Group Officer)

Forni FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

(l) Name amp Address (City State Connry)

(2) Principal Occupation lf ohcr than with Bank Tlolding Company

(3)(a) Title l_ Position with Bank Holding Company

(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)

(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)

(4)(a) Percentage of Voting Shares in llank 1-lolding Company

(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)

(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)

C Brant Ahrens Wilmette IL

NA Executive Vice President Head of Personal Client Services

Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company

NA None None

Karen B Case Chicago IL

NA Executive Vice President Head of Commercial Real Estate

Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company

NA None CAODG Park Ridge JV LLC (33)

Leahy Farm LLC (100)

Bruce R Hague

Norihfield IL

NA Executive Vice President Head of National Commercial Banking and Regional Markets

Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company

NIA None Shinnecock Inc (100)

Shinnecock LP (I 00)

Shinnecock 11 Inc (50)

Shinnecock II LP (25)

Shinnecock Ill Inc (375)

Shinnecock Ill LP (25)

Muirfield Investors LLC (25)

Oakmont Investors LLC (25)

Hague Family Partnership (47)

Hague Insurance Trust( 00)

Aspect Holdings (41 )

Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
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subsidiaries) ucrccntagc held)

PrivateBancorp Inc middot Chicago Illinois

Fiscal Year Ended December 31 2014

(l) Namc1 City State Country

William R Rybak

(2) Principal Occupation tr other than with Bank Holding Company

Fonner CFO-Va11

(3)(bull) Title 1 Position with Bank Holding Company

Director

(3)(b) Title 1 Position with Subsidiaries (include names of subsidiaries)

Director-The

(3)(c) Title 1 Position with Other Businesses (include names of other businesses)

NIA

(4)(a) Percentage of Voting Sim res in Bank Holding Company

(4)(b) Pcrccntngc of Voting Shares in Subsidiaries (include names of

None

( 4)( c) List names of other companies (includes partnerships) lf25dego or more of voting securities arc held (list names of companies and

of voling securities None

Burr Ridge IL Kampen PrivateBank and Investments Inc Trust Company

Alejandro Silva Chairman and Director Director - The Evans Food Group None Evans Food Group (35) Chicago IL Chief Executive PrivateBank and (Chairman and

Officer - Evans Trust Company Chief Executive Food Group Officer)

Forni FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

(l) Name amp Address (City State Connry)

(2) Principal Occupation lf ohcr than with Bank Tlolding Company

(3)(a) Title l_ Position with Bank Holding Company

(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)

(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)

(4)(a) Percentage of Voting Shares in llank 1-lolding Company

(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)

(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)

C Brant Ahrens Wilmette IL

NA Executive Vice President Head of Personal Client Services

Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company

NA None None

Karen B Case Chicago IL

NA Executive Vice President Head of Commercial Real Estate

Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company

NA None CAODG Park Ridge JV LLC (33)

Leahy Farm LLC (100)

Bruce R Hague

Norihfield IL

NA Executive Vice President Head of National Commercial Banking and Regional Markets

Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company

NIA None Shinnecock Inc (100)

Shinnecock LP (I 00)

Shinnecock 11 Inc (50)

Shinnecock II LP (25)

Shinnecock Ill Inc (375)

Shinnecock Ill LP (25)

Muirfield Investors LLC (25)

Oakmont Investors LLC (25)

Hague Family Partnership (47)

Hague Insurance Trust( 00)

Aspect Holdings (41 )

Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
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Forni FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

(l) Name amp Address (City State Connry)

(2) Principal Occupation lf ohcr than with Bank Tlolding Company

(3)(a) Title l_ Position with Bank Holding Company

(3)(b) Title amp Position with Subsidiaries (Include names of subsidiaries)

(3)( c) Title _f Position with Other Businesses (lncludc names of other businesses)

(4)(a) Percentage of Voting Shares in llank 1-lolding Company

(4)(b) Percentage of oting Shares in Subsidiaries (lndudc names of subsidiaries)

(4)( c) List 1rnmcs of other comp111ics (Includes partnerships) lf25 or more of voting securities arc held (List na111cs of companies und percentage of voting securities held)

C Brant Ahrens Wilmette IL

NA Executive Vice President Head of Personal Client Services

Executive Managing Director and Head of Personal Client Services -The PrivateBank and Trust Company

NA None None

Karen B Case Chicago IL

NA Executive Vice President Head of Commercial Real Estate

Executive Managing Director and President of Commercial Real Estate - The PrivateBank and Trust Company

NA None CAODG Park Ridge JV LLC (33)

Leahy Farm LLC (100)

Bruce R Hague

Norihfield IL

NA Executive Vice President Head of National Commercial Banking and Regional Markets

Executive Managing Director and President of National Commercial Banking and Regional Markets -The PrivateBank and Trust Company

NIA None Shinnecock Inc (100)

Shinnecock LP (I 00)

Shinnecock 11 Inc (50)

Shinnecock II LP (25)

Shinnecock Ill Inc (375)

Shinnecock Ill LP (25)

Muirfield Investors LLC (25)

Oakmont Investors LLC (25)

Hague Family Partnership (47)

Hague Insurance Trust( 00)

Aspect Holdings (41 )

Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
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Form FR Y-6 PrivateBancorp Inc

Chicago lllinois Fiscal Year Ended December 31 2014

Kevin M Killips Chicago IL

NA Executive Vice President Chief Financial Officer

Executive Managing Director and Chief Financial Officer-The

NA None None

PrivateBank and Trust Company Manager -PB Real Estate LLC

Bruce S Lubin Long Grove IL

NA Executive Vice President Head of Illinois Commercial

Executive Managing Director and President oflllinois Commercial

NA None None

Banking Banking - The PrivateBank and Trust Company

Kevin J Van Solkema Elmhurst IL

NA Executive Vice President Chief Credit Risk Officer

Executive Managing Director and Chief Credit Risk Officer -

NA None None

The PrivateBank and Trust Company Manager -PB Real Estate LLC

Jenni fer Evans Chicago IL

NA Executive Vice President General Counsel and Coqiorate Secretary

Executive Managing Director and General Counsel and Corporate Secretary- The PrivateBank and Trust

NA None None

Company Managing Director - PB Real

Leonard Wiatr Mount Prospect lL

NIA Executive Vice President Chief Risk Officer

Estate LLC

Executive Managing Director and Chief Risk Officer-The

NA None None

PrivateBank and Trust Company

Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders
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Form FR Y-6 PrivateBancorp Inc

Chicago Illinois Fiscal Year Ended December 31 2014

NA Chief Human Vicki Znavor Chief Human Resource None Resource Officer

NoneNA Officer-TheChicago IL PrivateBank and Trust Company

Percentage ofvotmg shares less than I

  • FR Y-6 Cover Page
  • Report Item 1 Annual Report to Shareholders
  • Report Item 2a Organization Chart
  • Report Item 2b Domestic Branch Listing
  • Report Item 3 Securities Holders
  • Report Item 4 Insiders