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ORIGINAL PAPER Paleolimnologically inferred eutrophication of a shallow, tropical, urban reservoir in southeast Brazil Sandra Costa-Bo ¨ddeker Helen Bennion Tatiane Arau ´jo de Jesus Ana Luiza S. Albuquerque Rubens C. L. Figueira Denise de C. Bicudo Received: 11 July 2011 / Accepted: 16 August 2012 / Published online: 4 September 2012 Ó Springer Science+Business Media B.V. 2012 Abstract We studied the eutrophication history of a tropical shallow reservoir in the Sa ˜o Paulo metropol- itan region, southeast Brazil. We analyzed grain size, geochemistry, diatom assemblages, and land-use records in a sediment core from the reservoir to infer its trophic state history during the last *110 years (1894–2005). Eighty diatom species were observed in the core and shifts in the relative abundances of planktonic and benthic taxa indicate major limnolog- ical changes associated with complex interactions between hydrologic factors and eutrophication. Discostella stelligera was associated with deforesta- tion and water physical changes whereas Aulacoseira granulata, a species abundant throughout the core, was mostly associated with high flux conditions and erosion events, regardless of trophic state. Eutrophi- cation was triggered by construction of the city zoo (1958) and installation of the Sa ˜o Paulo State Depart- ment of Agriculture (1975) within the Garc ¸as watershed, and increasing loads of untreated sewage from these institutions. The data suggest that deteri- oration in water quality began after *1975 and markedly accelerated after *1990. The reservoir has been hypereutrophic since 1999. Steady increases in geochemical proxies for trophic state, along with a decrease in C/N ratios, indicated higher nutrient Electronic supplementary material The online version of this article (doi:10.1007/s10933-012-9642-1) contains supplementary material, which is available to authorized users. S. Costa-Bo ¨ddeker D. de C. Bicudo (&) Department of Ecology, Instituto de Bota ˆnica, Av. Miguel Ste ´fano, 3687, 04301-012 Sa ˜o Paulo, SP, Brazil e-mail: [email protected] S. Costa-Bo ¨ddeker e-mail: [email protected] H. Bennion Department of Geography, Environmental Change Research Centre, University College London, London, UK e-mail: [email protected] T. A. de Jesus Centro de Engenharia, Modelagem e Cie ˆncias Sociais Aplicadas, Universidade Federal do ABC, Santo Andre ´, SP, Brazil e-mail: [email protected] A. L. S. Albuquerque Departamento de Geoquı ´mica, Instituto de Quı ´mica, Universidade Federal Fluminense, Nitero ´i, Rio de Janeiro, Brazil e-mail: [email protected] R. C. L. Figueira Oceanographic Institute of Sa ˜o Paulo University, Sa ˜o Paulo, SP, Brazil e-mail: rfi[email protected] 123 J Paleolimnol (2012) 48:751–766 DOI 10.1007/s10933-012-9642-1

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Page 1: Paleolimnologically inferred eutrophication of a shallow ......e-mail: tatiane.jesus@ufabc.edu.br A. L. S. Albuquerque Departamento de Geoquı´mica, Instituto de Quı´mica, Universidade

ORIGINAL PAPER

Paleolimnologically inferred eutrophication of a shallow,tropical, urban reservoir in southeast Brazil

Sandra Costa-Boddeker • Helen Bennion • Tatiane Araujo de Jesus •

Ana Luiza S. Albuquerque • Rubens C. L. Figueira •

Denise de C. Bicudo

Received: 11 July 2011 / Accepted: 16 August 2012 / Published online: 4 September 2012

� Springer Science+Business Media B.V. 2012

Abstract We studied the eutrophication history of a

tropical shallow reservoir in the Sao Paulo metropol-

itan region, southeast Brazil. We analyzed grain size,

geochemistry, diatom assemblages, and land-use

records in a sediment core from the reservoir to infer

its trophic state history during the last *110 years

(1894–2005). Eighty diatom species were observed in

the core and shifts in the relative abundances of

planktonic and benthic taxa indicate major limnolog-

ical changes associated with complex interactions

between hydrologic factors and eutrophication.

Discostella stelligera was associated with deforesta-

tion and water physical changes whereas Aulacoseira

granulata, a species abundant throughout the core,

was mostly associated with high flux conditions and

erosion events, regardless of trophic state. Eutrophi-

cation was triggered by construction of the city zoo

(1958) and installation of the Sao Paulo State Depart-

ment of Agriculture (1975) within the Garcas

watershed, and increasing loads of untreated sewage

from these institutions. The data suggest that deteri-

oration in water quality began after *1975 and

markedly accelerated after *1990. The reservoir has

been hypereutrophic since 1999. Steady increases in

geochemical proxies for trophic state, along with a

decrease in C/N ratios, indicated higher nutrient

Electronic supplementary material The online version ofthis article (doi:10.1007/s10933-012-9642-1) containssupplementary material, which is available to authorized users.

S. Costa-Boddeker � D. de C. Bicudo (&)

Department of Ecology, Instituto de Botanica, Av. Miguel

Stefano, 3687, 04301-012 Sao Paulo, SP, Brazil

e-mail: [email protected]

S. Costa-Boddeker

e-mail: [email protected]

H. Bennion

Department of Geography, Environmental Change

Research Centre, University College London,

London, UK

e-mail: [email protected]

T. A. de Jesus

Centro de Engenharia, Modelagem e Ciencias Sociais

Aplicadas, Universidade Federal do ABC, Santo Andre,

SP, Brazil

e-mail: [email protected]

A. L. S. Albuquerque

Departamento de Geoquımica, Instituto de Quımica,

Universidade Federal Fluminense, Niteroi,

Rio de Janeiro, Brazil

e-mail: [email protected]

R. C. L. Figueira

Oceanographic Institute of Sao Paulo University,

Sao Paulo, SP, Brazil

e-mail: [email protected]

123

J Paleolimnol (2012) 48:751–766

DOI 10.1007/s10933-012-9642-1

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concentrations and the prevalence of autochthonous

production towards the core top. Appearance of

Achnanthidium catenatum *1993 highlighted the

onset of a marked eutrophication phase. The sub-

sequent dominance of Planothidium rostratum and

Cyclotella meneghiniana suggested a sharp shift to a

hypereutrophic state since 1999. Land-use history

proved valuable for validating the chronology and

interpreting anthropogenic impacts. Multi-proxy anal-

ysis of the sediment record provided an effective tool

for tracking ecological shifts in the reservoir ecosys-

tem. This study provides the first reconstruction of

lake eutrophication history in Brazil and highlights the

importance of hydrological/physical changes as driv-

ers of diatom assemblage shifts in reservoirs, which

may confound trophic state inferences based on shifts

in the planktonic/benthic diatom ratio.

Keywords Diatoms � Eutrophication �Geochemical proxies � Multiple stressors �Ecological shifts � Land-use change

Introduction

Eutrophication is a well documented environmental

problem that has caused deterioration of water quality

in lakes throughout the world. It has been recognized as

a global problem for decades and in some lakes for

centuries (Findlay et al. 1998). Generally, eutrophica-

tion is associated with increasing human activity in lake

catchments and elevated loading of the key nutrients,

nitrogen and phosphorus, from domestic, agricultural or

industrial sources. In urban lakes, water quality dete-

rioration can be relatively rapid and intense as a result

of land use in the catchment (Johnes 1999). Shallow

lakes are particularly susceptible to eutrophication, and

feedback mechanisms are especially strong in tropical/

subtropical ecosystems, thereby intensifying system

resistance to restoration strategies (Bicudo et al. 2007).

According to Lewis (2000), tropical lakes could

seriously decline in their usefulness as sources of water

supply, commercial production of species and recrea-

tion, if there are no effective programs for the protection

and management of such ecosystems.

Knowledge of the natural baseline condition of an

ecosystem, prior to disturbance, is fundamental to the

design of effective recovery strategies, as it allows a

realistic target to be set and provides a benchmark

against which managers can evaluate the degree to

which their restoration efforts are successful (Bennion

and Battarbee 2007; Dixit et al. 2007; Bennion et al.

2011). Long-term monitoring data are important for

understanding the complexity of environmental

change in time and space, but sadly, they are rarely

available (Battarbee et al. 2005). Lake sediments,

however, can preserve the environmental history of a

drainage basin and provide valuable information about

lake response to external influences (Smol 2008).

Therefore, in the absence of long-term-monitoring

data, biological indicator groups preserved in lake

sediments can be employed to reconstruct lake eutro-

phication history. Diatom assemblages, in particular,

have been successfully and widely used in studies of

trophic status (Bennion et al. 2004; Hall and Smol

2010; Juttner et al. 2010; Kirilova et al. 2010).

Nonetheless, very few paleolimnological studies have

used diatoms to track eutrophication in tropical lakes

(Stoof-Leichsenring et al. 2011). Indeed, there is only

one such study in South America, albeit not within a

tropical region, carried out in Laguna de San Pedro,

Chile (Cruces et al. 2001). Moreover, the use of

diatoms for paleolimnological studies in reservoirs has

been very scarce worldwide (Liu et al. 2012).

This study aimed to (a) reconstruct qualitatively the

eutrophication history of a tropical urban shallow

reservoir over the last century, encompassing the pre-

industrial period in Brazil, and (b) contribute to the

understanding of the interplay between anthropogeni-

cally induced hydrological/physical changes and eutro-

phication on diatom assemblage shifts over time. The

study focuses on Garcas Reservoir, in the city of Sao

Paulo, which was used for water supply at the beginning

of the last century and is presently hypereutrophic. The

system has been monitored since 1997 (Bicudo et al.

2007; Crossetti et al. 2008), but there are no data

available for the period prior to eutrophication. This

study provides the first attempt to investigate eutrophi-

cation from a paleolimnological perspective in Brazil.

Moreover, to our knowledge, the interplay between

hydrological/physical changes and eutrophication, and

how they influence diatoms in tropical shallow lake/

reservoir ecosystems, has not been previously explored.

Study site

Garcas Reservoir is located in the Biological Reserve

of Ipiranga Headsprings State Park, known as PEFI,

752 J Paleolimnol (2012) 48:751–766

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in the city of Sao Paulo, southeast Brazil (23�38.080Sto 23�40.180S; 46�36.480W to 46�38.000 W). This

reserve contains one of the largest remnants of

Atlantic Forest in a densely inhabited (*17 million

people) urban area (Fig. 1). The surface area and mean

altitude of the park are 526 ha and 798 m a.s.l.,

respectively. Climate in the area is tropical (Bicudo

et al. 2007). Presently, the reserve includes predom-

inantly Atlantic Forest remnants, 24 headsprings, nine

artificial lakes, as well as the city zoo, the Sao Paulo

Botanical Garden, research institutions, and the Sao

Paulo State Department of Agriculture and Provision-

ing headquarters. It is surrounded by the Sao Paulo

metropolitan urban region.

Garcas Reservoir (23�380S, 46�370W) originated

from a former water supply reservoir (Campanario

Reservoir) constructed in 1894 by damming Cam-

panario creek to meet the increasing demand for

drinking water, and was used for this purpose until

1928. Starting in *1917, the original reservoir was

split into five smaller waterbodies, and Garcas Reser-

voir became the main system. It has a catchment area

of 2.62 km2 including forested and urban areas, a

surface area of 88,156 m2, mean depth and maximum

depth of 2.1 and 4.7 m, respectively, a mean residence

time of 71 days, and is classified as a warm, polymic-

tic and discontinuous system (Bicudo et al. 2007).

Since 1958, the reservoir received untreated sewage

loads from the city zoo (inflows 3 and 5, Fig. 1) and in

the latter half of the 1970s a further effluent source

from the Sao Paulo State Department of Agriculture

and Provisioning headquarters (inflow 7, Fig. 1)

(Bicudo et al. 2007). In 1997, a monthly monitoring

program of the water quality and the phosphorus and

nitrogen loads to the reservoir was initiated. Based on

this temporal series of 8 years (1997–2004), Bicudo

Fig. 1 Location of the State

of Sao Paulo in Brazil and

the Sao Paulo metropolitan

urban region (RMSP) and

municipality (shaded area).

In the square, the Garcas

Reservoir surrounded by the

Ipiranga Headsprings State

Park (PEFI) Biological

Reserve. Reservoir

bathymetric map shows the

core sampling site

(indicated by a star);

numbers 1–7 refer to the

main inflows

J Paleolimnol (2012) 48:751–766 753

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et al. (2007) characterized two contrasting limnolog-

ical phases. During 1998–1999 a pronounced prolif-

eration of water hyacinths (Eichhornia crassipes Mart.

Solms-Laub) occurred, occupying 40–70 % of the

reservoir surface area. Since the end of 1999, and

triggered by the mechanical removal of plants, the

reservoir abruptly shifted to a stable degraded state

with permanent cyanobacterial blooms (Microcystis

aeruginosa (Kutz.) Kutz., M. panniformis J. Komarek

et al. and/or Cylindrospermopsis raciborskii (Wol.)

Seen. et Subba Raju) and hypereutrophic nutrient

concentrations (Table 1). Biological feedback mech-

anisms were driven by cyanobacterial blooms. The

blooms enhanced water stability and increased bio-

mass decomposition in the aphotic zone, thereby

extending the period of bottom anoxia and in turn

creating conditions suitable for sediment P release

(Bicudo et al. 2007). A sharp phytoplankton biodiver-

sity loss has occurred since that time (Crossetti et al.

2008). In terms of macrophytes, the reservoir supports

one stand of E. crassipes, isolated with metal frames

and wire close to the entry point of zoo effluent, and no

submerged vegetation.

Materials and methods

Core sampling

In July 2005, four parallel sediment cores were hand

collected by divers at the deepest point in the reservoir

(Fig. 1) using a Plexiglas tube (8 cm diameter 9

100 cm long). Two cores were archived and the

remaining two, LG05-03 (65 cm long) and LG05-04

(70 cm long) were sliced in the field at 1 cm intervals,

and sub-samples were subsequently used for analysis

of the multiple sediment variables and geochronology.

LG05-03 was used for total phosphorus (TP), total

organic carbon (TOC) and total nitrogen (TN) anal-

yses, and LG05-04 was used for diatom, water content

and geochronology analyses. Both cores were used for

grain size analyses and to describe lithological char-

acteristics (color and texture).

Geochronology

A total of 17 samples representing the whole length of

the LG05-04 core was radiometrically measured for210Pb and 226Ra activity by direct alpha–beta assay in

the Environmental Geochemistry Laboratory (Federal

University of Sao Carlos, Sao Paulo, Brazil) using a

Canberra Tennelec series 5-XLB—console based

automatic ultra-low background alpha/beta counting

system of argon methane (Cazotti et al. 2006). 210Pb

was determined indirectly by counting beta emission

of 210Bi (Eb = 1170 keV), its radioactively daughter

in secular equilibration. 226Ra was quantified by its

alpha emission (Ea = 4784 keV), after chemical

extraction and separation by a strong anionic resin

(Dowex 1x8). Alpha activity was determined after

20 days (226Ra and its ‘‘descendents,’’ i.e. alpha

emissions, 222Rn, 218 Po, 214Po and 210Po) and beta

activity after 10 days to allow radioactive equilibra-

tion.210Pb chronologies and sedimentation rate were

calculated using the Constant Initial Concentration

(CIC) model by linear regression between excess210Pb and core depth (Appleby and Oldfield 1978),

with an estimated error of 5 %. The total mass of

solids (Ms) was determined by subtracting the water

content for each sample, as follows:

Table 1 Means of

limnological variables in the

Garcas Reservoir and nutrient

loadings during 1997–1998

(n = 16): before water

hyacinth outbreak, 1998–1999

(n = 16): water hyacinth

outbreak, 2000–2004 (n = 48):

after macrophyte removal

(Bicudo et al. 2007)

Variables 1997–March/1998 April/1998–September/1999 2000–2004

Surface chlorophyll-a (lg L-1) 75 41 252

Surface TP (lg L-1) 118 75 310

Surface TN (lg L-1) 845 1,189 5,738

Secchi transparency (m) 0.6 1.0 0.2

Surface pH 6.95 6.68 8.33

Bottom SRP (lg L-1) 12.0 6.0 155.0

TP loadings (kg month-1) 352 510 534

TN loadings (kg month-1) 691 2,073 3,985

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Ms ¼Dsð1� UÞ � pD2

4� h

UðDs � 1Þ þ 1

where Ds: density of solids, obtained with a picnometer

(g/cm3), U: humidity content, obtained by weighing a

known volume of sediment before and after oven

drying (100 �C) (%), D: internal diameter of Plexiglas

tube (cm), h: thickness of sediment slice (cm).

Documentary information was also collated (Sao

Paulo State documents, museum and library archives,

maps, conversations with local people and published

papers) to track changes in land use in the catchment

and in the limnological features of the reservoir, and to

assist with validation of the geochronology.

Analytical methods

TOC and TN concentrations were analyzed in a Carlo

Erba EA 1110 elemental analyzer. Sediment samples

were precisely weighed (0.1 g) in tin capsules. Hydro-

chloric acid (1.2 mol L-1) was used for inorganic carbon

removal (Hedges and Stern 1984). Quantification was

performed using calibration curves (r [0.999) and

cystine as a standard. Precision was ±3.9 % for TOC

and ±7.4 % for TN, based on the coefficient of variation

of replicate analysis (n = 10) of a reference material

(PACS-2/NRCC). Limit of detection was calculated as

0.01 % for TN. Total phosphorus (TP) was analyzed by

the colorimetric method (Valderrama 1981) after acid

digestion with nitric and perchloric acid (Andersen

1976). Grain size determination was performed by a

laser granulometer CILAS 1064 L (Blott and Pye 2001).

Diatom analysis

Diatom slides were prepared following standard

techniques (Battarbee et al. 2001a). Whenever possi-

ble, approximately 500 valves were counted per slide.

Counts were made using a Zeiss� microscope

(Axioskop 2 plus Type) with oil immersion objective

(1,0009 magnification). Species abundances were

expressed as percentages. The species were identified

according to classic works and specific floras (Met-

zeltin et al. 2005; Metzeltin and Lange-Bertalot 2007).

Data analysis

Major changes in the diatom assemblages over time

were determined by multivariate statistical analyses.

Principal component analysis (PCA) was used to

ordinate diatom abundances in relation to time. Before

computation, variables were log transformed (x ? 1).

Broken-stick eigenvalues were used to define the

number of interpretable axes (Jackson 1993). Data

transformation and PCA were carried out using

PCORD version 4.10 for Windows (McCune and

Mefford 1999).

Diatom assemblage zones (DAZ) were identified by

their distribution throughout the core and constrained

incremental sum of squares (CONISS) implemented by

the programs TILIA and TILIAGRAPH (Grimm 1991).

Stratigraphic changes were plotted for the abundant

diatom species (C5 %), as well as for geochemical TP,

TN, TOC percentages and C/N ratios, using the C2

program, version 1.5 (Juggins 2003).

Results

210Pb chronology

Application of the CIC model was considered appro-

priate for deriving the chronology, given the strong

correlation (r = 0.91) between natural log 210Pbatm

activity and cumulative mass (Fig. 2). Moreover the

derived dates were in agreement with the watershed

land use history and the recent limnological features of

Garcas Reservoir, i.e. monitoring data since 1997

(Table 2). Several events were highlighted as chrono-

logical markers: (1) reservoir construction in *1894,

(2) deforestation of a large area in *1975, indicated

by diatoms (see ‘‘Discussion’’), (3) a layer comprised

of 100 % very fine sand, corresponding to an erosion

episode of one of the reservoir margins in *1991 and

(4) water hyacinth proliferation in 1998 and the shift

from a eutrophic to a hypereutrophic state in 1999. The210Pb dates indicate that the 65-cm-long core repre-

sents sediment deposited over the last *110 years.

Lithology and grain size

Both cores (LG05-03 and LG05-04) consisted mostly

of light grey to black clay sediments from 52 cm

(*1947) to the top. The base consisted of yellow to

light brown sandy material. Grain size composition

showed that coarse silt (16 lm) and very coarse silt

(30 lm) prevailed throughout most of the record,

whereas the core base consisted of fine sand (125 lm)

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Fig. 2 Unsupported 210Pb

versus cumulative mass

(g cm-2) in core LG05-04

Table 2 210Pb dates for the Garcas Reservoir core LG05-04 and key historical events as recorded by land use records and monitoring

data

Depth (cm) Chronology Sedimentation rate Key historical events

g cm-2 Date AD Age (years) (g cm-2 y-1)

3 0.24 2004 0.9 0.27

6 0.31 2003 1.8 0.17

9 0.36 2002 2.9 0.12

12 0.42 2001 4.2 0.10 Monthly water monitoring program (since 1997),

Water hyacinth proliferation (1994–1998),

Plant removal and beginning of hypertrophic phase

(1999)

18 0.48 1996 9.3 0.05

26 0.45 1991 13.8 0.03 Erosion of lake margin

34 0.32 1985 20.4 0.02

38 0.35 1980 24.8 0.01

41 0.36 1977 27.8 0.01

43 0.36 1975 30.1 0.01 Installation of Sao Paulo State Department of

Agriculture (deforestation and sewage loadings)

45 0.86 1971 34.4 0.02

48 0.85 1962 43.3 0.02

49 0.96 1958 47.1 0.02 City zoo construction (increased sewage loadings)

51 1.12 1951 53.8 0.02

56 1.38 1928 76.7 0.02 Initial establishment of public buildings

57 1.40 1923 81.8 0.02

58 1.35 1919 86.1 0.02 Division of the previous water supply reservoir into five

water bodies (*1917)

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and very fine sand (63 lm). Notable exceptions were

the 55 cm (*1932) layer that was composed of

medium sand (250 lm), 54 cm (*1938), composed

of fine sand (125 lm), and the 52 cm (*1947) and

22 cm (*1993) samples, which were composed of

very fine sand (63 lm) (Fig. 3).

Geochemistry

The TOC and TN profiles exhibit parallel changes

(Fig. 4). TOC was low (1.0 %) until 50 cm (*1955),

and increased steadily, reaching a maximum (9.5 %)

in the upper part of the core (1–3 cm, *2005). TN

values were below the detection limit (0.01 % or

100 lg N g-1 dw) at around 61 cm (*1907), and

gradually increased, reaching a maximum at the core

surface (1.35 %). The C/N ratio varied from 7 to 21,

decreasing towards the core top, with values below 10

above 24 cm (*1993) (Fig. 4). TP concentrations

varied from 0.03 to 0.58 %, and showed a consistent

increase since *1975, and mainly since *1991

(26 cm) towards the top of the core (Fig. 4). The

marked increase in TN since *2000 is consistent with

the monitoring data, and was probably associated with

the twofold increase in TN loadings, whereas P input

was unchanged during this period (Table 1).

Diatom assemblages

A total of 80 diatom species were identified in the core,

but only those with abundances C5 % in at least one

sample are plotted in Fig. 5 (22 taxa). Cluster analysis

identified four major diatom assemblage zones (DAZ)

and two subzones. Diatoms were either absent or were

poorly preserved prior to *1919 (58 cm).

DAZ 1a (58–53 cm; ca. 1919 to 1943)—This

subzone was dominated by A. granulata (Ehr.)

Simonsen var. granulata (up to 54.5 %). Fragilaria

capucina Desmazieres occurred in almost the entire

zone, with low to moderate abundances (8–24 %), and

D. stelligera (Cleve & Grun.) Houk & Klee (21 %),

Aulacoseira ambigua (Grunow) Simonsen (19 %) and

Achnanthidium catenatum (Bily & Marvan) Lange-

Bertalot (13 %) were also relatively abundant.

DAZ 1b (53–43 cm; ca. 1944–1975) was charac-

terized by high species richness (species number per

sample). Diadesmis contenta (Grunow ex V. Heurck)

Mann was the most abundant taxon (37–50 %), and

several other taxa that were observed in DAZ 1a were

also present in relatively high abundances (Luticola

mutica (Hustedt) Mann, Frustulia crassinervia (Breb.)

Lange-Bertalot & Krammer, Nitzschia terrestris (Pet-

ersen) Hustedt, Eunotia rabenhorsti Cleve & Grunow,

and Brachysira brebissonii Ross in Hartley). Six new

species appeared in this zone (Brachysira vitrea

(Grunow) Ross in Hartley, Eunotia quaternaria Ehr.,

Encyonopsis microcephala (Grunow) Krammer, Han-

tzschia amphioxys (Ehr.) Grunow, Planothidium ro-

stratum (Oestrup) Lange-Bertalot and Pinnularia

dubitabilis (Hustedt) Hustedt). Aulacoseira granulata

var. granulata sharply decreased.

Fig. 3 Grain size composition of the LG05-03 core

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DAZ 2 (43–30 cm; ca.1976–1988)—species rich-

ness abruptly declined at the DAZ1b/2 boundary with

many of the taxa that appeared in DAZ1b disappearing

from the record. Discostella stelligera dominated

DAZ 2 (up to 92 %), but sharply decreased towards

the top of this zone. Three other taxa, F. capucina,

A. ambigua and A. granulata var. granulata were also

present in relatively high abundances.

DAZ 3 (30–22 cm; ca. 1989–1994)—A. catenatum

(Bily & Marvan) Lange-Bertalot was dominant in this

zone (up to 77 %). The four most abundant taxa in

DAZ 2 decreased appreciably in their abundances

(F. capucina, D. stelligera, A. granulata var. granu-

lata, and A. ambigua).

DAZ 4a (22–14 cm; ca.1995–1999)—A. catena-

tum declined markedly, but remained the most abun-

dant species (36 %). Another notable feature was the

expansion of P. rostratum (Oestrup) Lange-Bertalot

(26 %) and C. meneghiniana (12 %).

DAZ 4b (14–0 cm; ca. 2000–2005)—this zone

saw the further expansion of P. rostratum (up to 51 %)

and C. meneghiniana (48 %), whereas A. catenatum

remained an important component of the assemblage

(30 %). In contrast, F. capucina and D. stelligera

decreased to negligible relative abundances (1 %).

Principal component analysis

According to the broken-stick model, PCA extracted

two interpretable axes of variation in the diatom

relative abundance data (43 species with abundances

C1 %) accounting for 40 % of the total variation

(Fig. 6). Samples were clearly separated over time.

Samples from DAZ 1b (ca. 1944–1975) were

Fig. 4 Down-core variations in % total phosphorus (TP), total nitrogen (TN), total organic matter and C/N ratio values for the LG05-3

core

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positioned on the left of the diagram associated with

negative Axis 1 scores, and samples from DAZ 2–4

were located on the right of the plot with positive Axis

1 scores. DAZ 1a, which grouped with DAZ 2,

apparently was an exception, as explained below.

Seventeen species showed high correlation

(r C 0.5) with the negative side of Axis 1, and

therefore, with the period prior to *1975. The species

(ordered by decreasing correlation) are: D. contenta

(DCON), B. brebissonii (BBRE), L. mutica (LMUT),

N. terrestris (NTER), F. crassinervia (FCRA), L. mu-

ticoides (LMUC), Pinnularia sp. (PINN), E. raben-

horstii (ERAB), E. sudetica (ESUD), P. dubitabilis

(PDUB), P. subcapitata (PSUB), Gomphonema parv-

ulum (GPAR), Rhopalodia sp.1 (RHOP), E. micro-

cephala (EMIC), Eunotia tenella (ETEN) and

Luticola goeppertiana (LGOP). Conversely, seven

species had high correlation (r C 0.5) with the

positive side of Axis 1, i.e. mostly after 1975, namely

(in order of decreasing correlation) C. meneghiniana

(CMEN), A. catenatum (ADCT), F. capucina (FCAP),

A. minutissimum (ADMI), A. granulata var. granulata

(AUGR), A. granulata var. angustissima (AUGA) and

Ulnaria ulna (UULN). On Axis 2, samples from the

DAZ 2 period (ca. 1976–1988) were separated from

those of DAZ 3 and 4 (ca.1989–2005). Two species,

D. stelligera (DSTE) and A. ambigua (AAMB),

exhibited high association with DAZ 2 whereas

P. rostratum (PLRO), Achnanthidium exiguum var.

exiguum (ADEG), C. meneghiniana (CMEN) and

A. catenatum (ADCT) were associated with DAZ 4

and to a lesser extent with DAZ 3 (ca. 2000–2005).

DAZ 1a samples were grouped with DAZ 2 as a

consequence of the dominance of A. granulata var.

granulata (AUGR) at the core base. The PCA showed

that the diatom assemblages underwent a sharp change

after *1975, followed by a second large shift in

*1990.

Discussion

The main changes in lithology, grain size and geo-

chemistry, as well as in the key events recorded by

land use history (Table 2) and monitoring data, were

in agreement with the four major diatom assemblage

zones. These zones were also highlighted by PCA

analysis, which clearly separated the zones along the

main axes of variation (Fig. 6). The interpretation of

diatom zones starts after *1919 (58 cm) because

Fig. 5 Summary of the diatom assemblages (species abundances C5 %) from Garcas Reservoir core LG05-04, (horizontal linesdenote the zones identified by CONISS)

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valves were absent or poorly preserved prior to this

time. This period is likely to represent the creek phase,

the period of the dam construction, which started in

1894 and the physical alterations of the water supply

reservoir since *1917 (according to state government

records). This assumption was supported by the sand

composition of the core base (Fig. 3), indicating a

period of higher water flux and energy (Abraham et al.

1999). Furthermore, the simultaneous increase of TN

content since *1912, along with the high C/N ratio

(21) suggests the reservoir creation phase, associated

with vegetation flooding, given that C/N atomic ratios

above 20 are typically related to the prevalence of

organic matter derived from vascular plants (Meyers

2003). Therefore, the diatom record represents the

reservoir history since *1920, and was separated into

six main periods that are described below.

DAZ 1a—high physical/hydrological anthropo-

genic impact, minor anthropogenic eutrophication;

initial establishment of public buildings in the catch-

ment, former water supply reservoir phase—ca.

1919–1943 (DAZ 1a, 58–53 cm):

The present Garcas Reservoir originated during the

period represented by DAZ 1a, by division of the

previous water supply reservoir into five water bodies

since *1917. From *1919 to *1931, the sediments

were mainly composed of coarse silt to very coarse silt

(Fig. 3), indicating the start of the Garcas Reservoir,

and the associated physical/hydrological changes.

Grain size data reveal a switch to medium sand in

*1932 and fine sand in *1938, coinciding with the

initial establishment of public buildings in the PEFI

and the opening of the Sao Paulo State Botanical

Garden. In *1928, water provision ceased as a

consequence of the continued increase in the local

population, risk of water pollution, and the intention of

the Sao Paulo State government to establish public

institutions and parks in the area (Rocha and Caval-

heiro 2001).

Phosphorus concentrations remained relatively

low, whereas nitrogen and carbon increased slightly

during this period. C/N ratios decreased to 13, but still

indicate the prevalence of a vascular organic matter

source to the system (Meyers 2003).

Fig. 6 PCA biplot of sample and species scores from Garcas

Reservoir core LG05-04 based on diatom taxa with abundances

C1 %. See text for species abbreviations. Samples are classified

by diatom assemblage zones: DAZ 1a, DAZ 1b, DAZ 2, DAZ 3,

DAZ 4a and DAZ 4b. Vectors with correlations below 0.3 are

not shown

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Several diatom species were present in low abun-

dances in DAZ 1a (B. brebissonii, E. rabenhorstii,

L. mutica, F. crassinervia, N. terrestris, E. sudetica

and D. contenta), suggesting an oligotrophic system at

that time. These species are mainly aerophilic and

most are considered acidophilic, with high oxygen

requirements (van Dam et al. 1994; Hoffman 1994;

Battarbee et al. 2001b; http://craticula.ncl.ac.uk/Eddi/

jsp/), and are typically associated with low nutrient

availability (van Dam et al. 1994; Poulıckova et al.

2004; Poulıckova and Hasle 2007).

Discostella stelligera, a relatively abundant species

in this subzone, probably reflects deforestation events

that occurred to make way for building construction

(1928, 1932) and the opening of streets (1938) in the

reservoir catchment (according to state government

records). The change in land use in the catchment was

also indicated by the change in grain size, from silt to

fine sand, and the increasing organic carbon content.

This inference is in accordance with Koster et al.

(2005) who observed the increasing abundance of

D. stelligera with the first anthropogenic disturbances

caused by timber harvesting, reflecting the removal of

vegetation in the Walden Pond watershed.

Aulacoseira granulata dominates this subzone.

This species has been typically reported in eutrophic

waters (Zalat 2000; Stoof-Leichsenring et al. 2011), as

well as in highly productive and oligotrophic lakes in

Chile (Cruces et al. 2001), and as dominant in

subtropical shallow lakes with low TP concentration

(Yang et al. 2008). In our study this species was not

considered a good indicator of trophic status, because

it also prevailed in DAZ 2 when nutrient concentra-

tions were much higher. Indeed, this species has been

associated with physical alterations such as depth

variation, turbulence and mixing regime (Zalat 2000;

Caballero et al. 2006; Dong et al. 2008). Therefore, the

predominance of planktonic taxa in DAZ 1a, princi-

pally A. granulata and D. stelligera, most likely

indicates the phase of high physical alteration associ-

ated with deforestation and the initial establishment of

public buildings, leading to higher water turbulence

and a decrease in light availability.

DAZ 1b—Minor hydrological/physical anthropo-

genic impact, moderate eutrophication impact, city zoo

construction—ca. 1944–1975 (DAZ 1b, 53–43 cm):

In 1958 the city zoo was established (covering an

area of 830,000 m2) in the PEFI area and untreated

effluent began to discharge to the reservoir. This

period was characterized by the gradual increase in

geochemical proxies for trophic state (TP, TN, TOC)

along with a decrease in C/N ratios to 11, although

values still indicate the prevalence of a vascular plant

source to the system (Meyers 2003).

This period was characterized by the highest diatom

species richness (species number per sample) and the

prevalence of benthic taxa, namely D. contenta,

L. mutica, F. crassinervia, N. terrestris and E.

rabenhorstii. These are aerophilic and indicators of

low-nutrient environments (van Dam et al. 1994;

Poulıckova et al. 2004; http://craticula.ncl.ac.uk/Eddi/

jsp/).

A clear shift from planktonic (D. stelligera,

A. ambigua and A. granulata) to benthic species

occurred in this subzone. This habitat shift could result

from the sharp reduction of the reservoir area in DAZ

1a, followed by a period of minor physical alterations.

These changes supposedly promoted a decrease in

water turbulence and turbidity, an increase in light

regime and the broadening of littoral areas, leading to

benthic habitat expansion. The end of this zone

(*1975) was highlighted by PCA (Fig. 6) as marking

the onset of the limnological changes that were a

consequence of anthropogenic eutrophication.

DAZ 2—high physical anthropogenic impact,

moderate to high anthropogenic eutrophication, Sao

Paulo State Department of Agriculture and Provision-

ing headquarters construction, first signs of eutrophi-

cation—ca. 1976–1988 (DAZ 2, 43–30 cm):

This period marks the establishment of the Sao

Paulo State Department of Agriculture and Provision-

ing headquarters (*80,000 m2) in 1975, the associ-

ated major deforestation and erosion events, and the

additional untreated sewage input to Garcas Reservoir.

Geochemical proxies for trophic state, mainly TP,

continue to increase in DAZ 2 (Fig. 4). The sediments,

composed of fluid black mud, indicate higher levels of

organic matter, and the C/N ratios (11–12) suggest the

continued prevalence of vascular plant productivity

(Meyers 2003). However, the decline in the sediment

TN/TP ratio from 2.4 (DAZ 1b) to 1.6 (DAZ 2) reflects

higher phosphorus input in this zone.

Species richness declined, and the diatom assem-

blages became dominated by planktonic taxa with

almost complete replacement of benthic species

(Fig. 5). This assemblage shift suggests a deteriorating

light climate for macrophytes and attached forms. In

this respect, the dominance of D. stelligera (91–92 %)

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*1977–1978 is most likely associated with the

deforestation required for the construction of the

Department of Agriculture buildings. Increased abun-

dance of D. stelligera, associated with vegetation

removal, has been reported in other studies (Fritz et al.

1993; Lotter 2001; Koster et al. 2005). Furthermore,

the expansion of F. capucina, A. ambigua and A. gran-

ulata observed in this zone is consistent with physical

alterations, particularly to light conditions, as a con-

sequence of deforestation, erosion, silt inwash, and

turbulence, as reported elsewhere (Velez et al. 2003;

Koster and Pienitz 2006; Yang et al. 2008). In terms of

trophic status, D. stelligera has been associated with an

increase in P availability (Baier et al. 2004; Koster and

Pienitz 2006), F. capucina has been reported in low to

moderately nutrient-rich waters (http://craticula.ncl.

ac.uk/Eddi/jsp/), A. ambigua in mesotrophic to eutro-

phic environments (Caballero et al. 2006), and A.

granulata in both highly productive and oligotrophic

lakes (Cruces et al. 2001; Yang et al. 2008; Stoof-

Leichsenring et al. 2011). In Garcas Reservoir, the

above species appear more likely to be associated with

physical alterations (deforestation, erosion, light cli-

mate) than to the increasing P inputs, especially as

these same species were also found in DAZ 1a (Fig. 5),

when the reservoir was relatively nutrient-poor.

At this time in the reservoir history, prevalence of

benthic diatom species in DAZ 1b, and to a lesser

extent in DAZ 2, indicates continued habitat avail-

ability for macrophytes. Given that submerged mac-

rophytes play an important role in shallow lakes

resisting increased limnetic nutrient concentrations

(Scheffer et al. 1993), loadings were probably still too

low to push the reservoir into a eutrophic state.

DAZ 3—High anthropogenic impact; onset of

marked eutrophication—ca. 1989–1994 (DAZ 3,

30–22 cm):

This zone was characterized by an abrupt increase

in TP content (15-fold higher than values at the core

base), clearly related to the increasing sewage loadings

from the zoo and the Sao Paulo State Department of

Agriculture. C/N ratios declined to 10, indicating a rise

in autochthonous productivity (Meyers 2003), and

TN/TP decreased from 1.6 (DAZ 2) to 1.3, reflecting

the relative higher P inputs.

Discostella stelligera abundance decreased mark-

edly from 22 % (*1990) to 2 % (*1991), possibly

associated with the elevated productivity of the lake.

Similarly, a rise in D. stelligera with deforestation,

followed by its decline with further nutrient enrich-

ment, was reported by Koster et al. (2005).

At the beginning of this zone, a marked increase

in Aulacoseira alpigena was observed, immediately

followed by dominance of A. catenatum (77 %) in

*1993. The former species was reported as a typical

indicator of eutrophication in a diatom-TP data set for

Chinese lakes (Yang et al. 2008). However, ecological

information for A. catenatum is very scarce (Straub

2002), perhaps as a consequence of its common

misidentification as A. minutissimum, as well as its

tropical origin (Coste and Ector 2000). This species has

a colonial life form that differs from all other Achnan-

thidium species, and has been reported as planktonic

(Hlubikova et al. 2011). It has been considered an

invasive tropical species in different parts of Europe,

and is also reported as a bloom-forming species,

probably associated with warming climate (Coste and

Ector 2000; Straub 2002). This fast-growing species is

possibly favored by higher temperature, although in

tropical lakes it seems to be more associated with

eutrophication. Achnanthidium catenatum has been

reported in mesotrophic environments (Hoffman 1994),

and is well represented in mesotrophic to eutrophic

conditions (Lange-Bertalot and Steindorf 1996). In our

study, this species peaked when P levels abruptly

increased and P loadings were higher in relation to TN

inputs. This opportunistic species is probably indicative

of a critical limnological alteration, such as the shift

from a mesotrophic to eutrophic state.

The major compositional shifts in this zone were

clearly captured by PCA (Fig. 6), indicating major

ecological change in the reservoir from the early

1990s. Planktonic opportunistic species that compete

well in eutrophic waters prevailed in DAZ 3, suggest-

ing the onset of a marked eutrophication phase and the

change from clear to turbid waters.

DAZ 4a—Very high anthropogenic impact; major

eutrophication phase—ca. 1995–1999 (DAZ 4a,

22–14 cm):

The water-monitoring program started in 1997

(Table 1) and the reservoir was classified as eutrophic,

with cyanobacteria blooms during spring (Bicudo

et al. 2007). According to Bicudo et al. (2007), the

reservoir underwent a striking limnological change as

a consequence of a water hyacinth outbreak (May

1998–September 1999) that covered 40–70 % of the

reservoir surface area, followed by almost complete

plant removal at the end of this zone.

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The planktonic diatom component clearly declined

in abundance (Fig. 5). The physical changes brought

about by hyacinth proliferation, such as decreased light

availability and additional surfaces for epiphyton

growth, probably explain the rapid decrease in the

planktonic taxon A. catenatum and the concomitant

increase in P. rostratum, a species typically observed in

the epiphyton of eutrophic systems (Pan and Brugam

1997; van Dam et al. 1994; http://craticula.ncl.ac.uk/

Eddi/jsp/). According to King et al. (2006), this species

can survive for long periods ([30 days) in a heterotro-

phic state, giving it a competitive advantage over other

species, especially under low light conditions, such as

under the water hyacinth canopy of the Garcas

Reservoir.

In this zone, the epilimnetic nutrient concentra-

tions, particularly TP, were probably buffered by

macrophytes, despite the increasing loadings to the

system (Table 1). Nutrient storage by water hyacinth

has been well documented (Rommens et al. 2003).

However, at the end of DAZ 4a, the mechanical

removal of water hyacinth (3,100 m3) over a period of

three months triggered the shift of Garcas Reservoir to

a stable, degraded state with hypereutrophic nutrient

concentrations and permanent cyanobacterial blooms

(Bicudo et al. 2007). Since the end of 1999, only 10 %

of the original plant cover has been retained by wire

screens placed near the zoo outflows.

DAZ 4b—Very high anthropogenic impact; hyper-

trophic phase—2000–2005 (DAZ 4b, 14–0 cm):

This zone marks a highly degraded phase for Garcas

Reservoir. The plant removal modified nutrient dynam-

ics, reduced oxygen content of the bottom water, and led

to an increase in cyanobacteria biomass which became an

effective barrier to light penetration (Bicudo et al. 2007).

Monitoring data revealed a notable increase in TN

loading from the period represented by DAZ 4a

(1997–1999) to that of DAZ 4b (2000–2004). Whereas

TP input remained similar, epilimnetic TP and bottom-

water soluble reactive phosphorus concentrations mark-

edly increased, suggesting the occurrence of internal P

loading (Bicudo et al. 2007, Table 1).

Steady increases in nutrient concentrations were

tracked by geochemical variables TP, TN, TOC, with

highest values at the core top. In contrast, C/N ratios

were at their lowest (7), pointing to the prevalence of a

nitrogen-rich, proteinaceous organic matter source such

as phytoplankton (Meyers 2003). The data are consistent

with the hypereutrophic state of the reservoir.

Although it is reasonable to consider that nutrients

are a key force behind the diatom assemblage shifts in

DAZ 4b, there are other important interacting factors

to consider, such as light regime, pH changes

(Table 1), and shifts in the dominance of different

cyanobacteria functional groups.

The replacement of A. catenatum by P. rostratum

intensified in this zone until *2002, when the latter

reached its highest abundance (Fig. 5). During this

period, Microcystis species dominated the phyto-

plankton (80–90 % of total biovolume), increasing

light limitation and creating a highly selective envi-

ronment (Crosseti and Bicudo 2008), which probably

impaired A. catenatum growth. Conversely, P. rostra-

tum has a selective advantage under low irradiance

conditions (King et al. 2006), and is considered an

alkaliphilous species, occurring mainly at pH [ 7

(Cox 1996). Thus the conditions following plant

removal (Table 1) most likely favored P. rostratum.

This species is typically observed in the epiphyton of

eutrophic systems (Pan and Brugam 1997), so the

valves accumulated in the sediments probably origi-

nated from the water hyacinth stand maintained in the

reservoir and other available surfaces.

Cyclotella meneghiniana steadily increased after

the peak of P. rostratum, reaching dominance towards

the core top (Fig. 5). This period was characterized by

the replacement of M. aeruginosa by C. raciborskii

blooms, higher transparency, reduction of the water

column stability and of the bottom water SRP content

(Crosseti and Bicudo 2008). During 2006–2007,

Ferrari (2010) reported that higher N availability

(high N/P ratios), reduction of the thermal stability and

of the bloom biomass (M. aeruginosa) favored C.

meneghiniana growth in Garcas Reservoir. Indeed,

these conditions, including higher geochemical TN/

TP ratios (1.9–2.5), occurred at the end of DAZ 4b.

Cyclotella meneghiniana has been widely studied and

shown to be tolerant of elevated pollution levels,

occurring in lakes that receive urban and industrial

wastewater (Sabater and Sabater 1988; van Dam et al.

1994), and has been reported as dominant in hypereu-

trophic Chinese lakes (Yang et al. 2008).

Conclusions

Reconstruction of anthropogenic impacts in the Gar-

cas Reservoir, SE Brazil, over the last 110 years

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(1894–2005) revealed that eutrophication was a key

driver of chemical and biological changes. Diatom

assemblage shifts, however, responded to multiple

stressors and our data highlight the interplay between

anthropogenically induced hydrological/physical

changes and eutrophication.

Multi-proxy analysis of the sediment record, cou-

pled with the land-use history, provides a comprehen-

sive approach to tracking lake response to multiple

stressors, and provides information on the likely

causes of the observed ecological changes. Further-

more, land-use history, grain size changes and water

quality monitoring data proved valuable for validating

the sediment chronology.

The main shifts between planktonic and benthic

diatom assemblages appear to track major limnolog-

ical changes associated with complex interactions

among physical, hydrological factors and eutrophica-

tion: (1) first, prevalence of benthic over planktonic

species resulted from the sharp reduction of the

reservoir area (since DAZ 1a), along with a period

of minor physical alterations (DAZ 1b), (2) second,

the major shift to planktonic species dominance (from

DAZ 1b to DAZ 2) was most likely associated with

deforestation and erosion events that were a conse-

quence of the establishment of the Sao Paulo State

Department of Agriculture Headquarters, (3) third,

marked expansion of A. catenatum indicated the onset

of the eutrophication phase, and (4) fourth, dominance

of P. rostratum and C. meneghiniana suggested a shift

to a hypereutrophic state, since 1999, as a result of

increased external and internal nutrient loading.

In summary, our results show that sedimentary

diatom assemblages, supported by other sediment

variables, are effective for tracking ecological shifts in

tropical reservoir ecosystems. Additionally, our data

highlight the great importance of hydrological/phys-

ical changes as drivers of diatom assemblage changes

in reservoirs relative to natural systems. Thus, inter-

pretation of planktonic/benthic shifts in reservoir

contexts must not be assumed to have been driven

solely by eutrophication.

Finally, this study highlights the need for greater

autoecological information and the development of

quantitative approaches such as diatom transfer func-

tions for tropical lakes and reservoirs in Brazil. Such

information would improve interpretation of sedimen-

tary diatom records and enhance their value for

managers and conservationists.

Acknowledgments This work was supported by funds

provided by Fundacao de Amparo a Pesquisa do Estado de Sao

Paulo (FAPESP), and was undertaken as part of a PhD thesis

(FAPESP doctoral fellowship 04/08675-8 to SCB) at the

Instituto de Botanica (Sao Paulo, Brazil). Funds were also

provided by Conselho Nacional de Desenvolvimento Cientıfico

e Tecnologico (CNPq) (Grants 472035/2006-1 and 305072/

2009-9 to DCB). We deeply appreciate the valuable assistance of

Prof. Dr. Paulo de Oliveira and the Jabaquara Fireman

Corporation with the core sampling. We are grateful to Prof.

Dr. Antonio A. Mozeto for the laboratory facilities for

geochronology analyses, and to Prof. Dr. Marcio Roberto

Magalhaes de Andrade and Prof. Esp. William de Queiroz for

providing the illustration of the study area. We also thank all the

students and technicians involved in the laboratory and

fieldwork. We appreciate the two journal reviewers and the

editors, for providing helpful comments that improved the

quality of the manuscript.

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