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    American Philosophical Quarterly Paper presented at the 56th Annual Meeting of the

    Volume 19,Number 4, October 1982 American Philosophical Association, Pacific Division,Sacramento, California, March 25-27, 1982

    VIII. ARE THERE NONEXISTENT OBJECTS?TERENCE PARSONS

    THEquestion that I have been asked to address

    is "Are there nonexistent objects?"1 The

    answer that I will give is "Yes." I cannot hope to

    establish with any certainty that this is the correct

    answer. However, I will try to say what the best

    evidence is in its favor, and I will try to answer the

    chief objections to this view that I have not

    discussed elsewhere.2

    The evidence in favor of the view that there are

    things that do not exist is that this is entailed or

    presupposed by things that we believe and that wehave good evidence for. I will give examplesbelow. The two main sorts of objection that I will

    discuss here are (1) objections to the effect that the

    things that we believe do not in fact entail or

    presuppose that there are nonexistents, and (2) ob?

    jections to the effect that, whatever the evidence,the conclusion that there are nonexistents could

    not possibly be true. Iwill begin with an objectionof the latter sort.

    I. Does "There Are" Mean "There Exists?"

    One of the most typical respnses to the claim:

    "There are things that do not exist" is that this can?

    not possibly be true; it cannot possibly be true

    because it is inconsistent, and it is inconsistent

    because "there are" just means "there exist." Andso the claim: "There are things that do not exist"

    just means "There exist things that do not exist,"and this is clearly inconsistent.

    Now Iacknowledge

    that when we make state?

    ments using the words "there are" we very often

    communicate the very same information that we

    would otherwise communicate by using the words

    "there exist." But this is not because the two

    phrases are synonymous, and it does not show

    that there could not be things that do not exist. In

    fact, a proper understanding of our use of

    language suggests just the opposite. The first sec

    tion of this paper is devoted to an explanation of

    this point.I want to begin by examining a typical dialogue

    of the sort that makes it appear that "there are"

    and "there exist" are synonymous. Here it is:

    Speaker A: There is a passage in one of Meinong'sworks in which he gives up the belief in nonexistent

    objects.Speaker B: Oh no, that seriously undermines a paperthat Fm writing.Speaker A: Oh I wouldn't worry if I were you; it's

    only a nonexistent passage.3

    This is a bad joke, but it illustrates a good point.The joke only works because in his first statement

    Speaker A communicates the information that

    there is an existent passage of a certain sort in

    Meinong's writings, and he does this not by saying"there exists" but merely by saying "there is." And

    this is typical, I think, of virtually all of the quan?tifier words that we use in ordinary language. By

    using "some F," or "an F," or "at least one F" we

    usually communicate "some existing F," "an ex?

    isting F," or "at least one existing F." And onenatural explanation of this is that the word"exists" is logically redundant, so that these pairsof phrases are all synonyms. However, that is not

    the only possible explanation, and it is a wrongone.

    Let me apparently change the subject for a mo?

    ment and focus on a couple of other dialogues:

    C: Did you put out a fork with each plate?D: Each plate? Heavens no There must be millionsof plates just here in California alone. I'm not Super?

    man, you know.E: At least two heifers and three steers have the initial

    symptoms of hoof and mouth disease.F: Well, have you called the vet?E: What for? Ours are OK. I was talking about onesin China.

    I think that these dialogues illustrate the very same

    linguistic phenomenon that is operative in the firstone. Speaker C clearly communicates to D a ques

    365

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    366 AMERICAN PHILOSOPHICAL QUARTERLY

    tion regarding the plates that are then in use bythem: by using the word "plate" he "meant" "platein use by us," and D's pretense that he

    misunderstood this is only a bad joke. But this is

    not because thephrases "plate"

    and"plate

    in use

    by us" are synonymous; they are not. In fact, if

    they were synonymous, D could not make the jokeat all. Likewise E's use of the phrase "two heifers"

    communicates the notion "two of our heifers," but

    not because the phrases are synonymous. The ex?

    planation is rather this. In ordinary linguistic

    interchanges a limited range of things are under

    discussion, and both speaker and hearer take the

    common nouns that they use to be implicitlyrestricted to these things.4 Without such an

    assumptioncommunication would be

    extremelydifficult, if not impossible.

    Now what about "there are" and "there exist"?

    Do these often communicate the same informa?

    tion because they are synonymous, or because

    they are often used in contexts in which it is

    understood that it is only existing things that are

    under discussion? The answer will be clear if these

    phrases function differently in contexts in which

    no such assumption is made. Here are three

    dialogues that presuppose such contexts:

    G: Oneof

    the detectivesin this

    story (namely,Sherlock Holmes) has inspired more amateur

    criminology than any real detective has.

    H: You must be pulling my leg. None of the detec?tives in that story exist, and so there aren't any such

    things. So none of "them" could possibly have in?

    spired anything.

    I: It's very strange; that unicorn that I dreamed aboutlast night bore a very strong resemblance to my

    psychiatrist.

    J: I guess you need more than a psychiatrist; don't

    you know that there aren't any unicorns?

    K: Meinong thought that some things don't exist.L: How peculiar; how could anyone think that some

    things that exist don't exist. Are you sure that the

    poor fellow hasn't been mistranslated?5

    Each of these perfectly awful jokes depends on

    supposing that in the context in question a word

    such as "some" means "some existing." If this

    equivalence were correct, the dialogues would not

    be jokes at all, but would rather contain perfectly

    appropriate responses to peculiar statements. In?

    stead, it is the responses that are peculiar and the

    initial statements that are appropriate. Not only is

    the equivalence missing in such contexts, but or?

    dinary people withouta

    modern philosophicaleducation don't even get the joke when shown

    such dialogues.I take such dialogues to show that there are at

    least some perfectly ordinary everyday contexts in

    which speakers assume that at least some of the

    things under discussion do not exist. This does not

    by itslf establish that there are things that do not

    exist, but it does show that "there are" and similar

    phrases are not synonymous with phrases such as

    "there exist," and it shows that the claim "There

    arethings that

    do not exist" is a substantive claim

    that cannot be automatically dismissed on groundof verbal inconsistency.

    II. When Does Our Use of a Term Commit

    Us to a Referent?

    I believe that there is an important difference

    between (i) referring to a thing that does not exist,and (ii) failing altogether to refer. We succeed in

    referringto a

    thingthat does not exist when we use

    the name "Sherlock Holmes" or the description"the chief detective in the Conan Doyle novels."

    We fail to refer at all when we use a descriptionsuch as "the chief detective in Alice in Wonder?

    land.99

    Free logic is sometimes explained as the study of

    "singular terms which fail to refer to existing

    things." If I am right, free logic is a study of two

    quite different kinds of singular terms. Some

    terms which fail to refer to existing things do so

    because they fail to refer altogether; examples are

    "the existing present king of France" and "the

    chief detective in Alice in Wonderland.99 Other

    terms fail to refer to existing things because theysucceed in referring to things that do not exist; ex?

    amples are "Sherlock Holmes" and "the chief

    detective of The Woman in Scarlet.99 These terms

    behave in different ways. Those that succeed in

    referring to nonexistent things may appear in con

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    ARE THERE NONEXISTENT OBJECTS? 367

    tingently true identities (e.g., "Zeus=

    Jupiter,""Sherlock Holmes = the chief detective of the

    Conan Doyle novels"), they may appear in true

    atomic (nonnegative) sentences (e.g., "Pegasus is

    winged"),and

    theyare

    subjectto normal

    logicallaws such as universal specification (e.g., from

    "All fictional detectives are cultural artifacts" and

    "Sherlock Holmes is a fictional detective" we mayinfer "Sherlock Holmes is a cultural artifact").

    Terms that fail entirely to refer to none of the

    above. I suspect that many (though certainly not

    all) of the ongoing controversies in free logic are

    ongoing because of a failure to appreciate this

    distinction.

    So far I have been making claims without sup?

    porting them. How can we tell which singular

    terms refer and which do not? I think that this isbest divided into two questions: (1) How can we

    tell which of the claims that we make using

    singular terms are true?, and (2) How can we tell

    which of the true claims that we make using

    singular terms commit us to there being referents

    for such terms? The first question is a very generalone; I will return to it in the last section. In this

    section and the next I will discuss the question of

    which uses of which singular terms commit us to

    those terms having referents. To give you an idea

    of where I am heading, my intuitions on this mat?ter are that:

    (1) If I say "Sherlock Holmes is a fictional detective"then I am commited to their being a referent for"Sherlock Homes."

    (2) If I say "The detective in that story does not exist"then I may or may not be committed to a referent for

    "the detective in that story." I might be attributingnonexistence to a certain fictional detective, in whichcase I would be so committed; on the other hand I

    might instead be denying the proposition that suchand such a detective does exist, in which case Iwould

    not be so committed. (In short, I agree with Russellthat such sentences have the two interpretations thathe would attribute to the description's having either

    primary or secondary occurrence.)

    (3) If I say "The average American male has 1.37children" then I am not committed to a referent for"the average American male."

    One reason for dwelling on such examples is that

    historically a belief in nonexistent objects has been

    linked with the view that "every grammaticallycorrect denoting phrase stands for an object,"

    where denoting phrases are identified not by their

    use or meaning but solely in terms of their gram?matical form.6 Such a view

    puts"the

    averageman"

    on a par with both "Sherlock Holmes" and "the

    detective in Alice in Wonderland,99 and fails to do

    justice to scope ambiguities and the like. It also

    leads to inconsistency, as Russell pointed out.7 We

    need a more sophisticated view than this, and one

    that hopefully can be articulated and tested in a

    way that appeals to ordinary nonphilosophicalevidence.

    My proposal is going to sound disappointinglyold-fashioned. I propose that a use of a sentence

    involvinga

    grammaticallycorrect

    singularterm

    commits the user to a referent for that term just in

    case it commits the user to the existential

    generalization of the original claim. That is, a use

    of a sentence of the form "...i..." commits the user

    to a referent for 7' just in case it commits its user

    to a sentence of the form "There is something such

    that ...it..." Now tests of this sort are often taken

    to be appropriate if applied to sentences that have

    already been paraphrased into some kind of

    canonical idiom. This is not what I am suggesting.I am suggesting that the test be applied to real live

    uses of English sentences. The advantage of this is

    that the test depends mostly on what people mean

    when they speak in ordinary language about or?

    dinary matters, and is relatively independent of

    philosophical presuppositions. The disadvantageis that the sentences in question are often

    somewhat stilted, and this affects our judgment. (Iinsist on the test being exactly applied because

    seemingly trivial rewordings can alter our

    judgments.) Here are what I take to be results of

    the test:

    (1) A normal use of "My birthday present arrived

    yesterday" does commit one to "There is something

    such that it arrived yesterday."(2) A normal use of "The average American male has1.37 children" does not commit one to "Something issuch that it has 1.37 children."

    (3) A normal use of "The king of France is not bald"

    may or may not commit one to "Something is suchthat it is not bald" depending on how it is intended: as

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    ARE THERE NONEXISTENT OBJECTS? 369

    thickness" are not merely false but, on analysis, in

    contradiction with something in that from which theyseemed to be logical consequences. The only solutionis to see that being a fictitious person is not to be a

    person of a certain sort...10

    Has Ryle said anything here that would cast doubt

    on the view that "Mr. Pickwick" succeeds in refer?

    ring to a nonexistent thing? That may depend on

    additional assumptions about what fictional ob?

    jects are like. The most natural view is that such

    things are pretty much the way we conceive them

    to be when we read the stories in which they

    originate, so that Mr. Pickwick would actually be

    a (nonexistent) person who actually took part in

    certain escapades. Another possible view,

    however, is that Mr. Pickwick is not a person atall, but ismerely a thing that has personhood attri?

    buted to it in certain stories.11 On this latter view,

    Ryle has said nothing at all that would cast doubt

    on there being aMr. Pickwick. For this latter view

    agrees with Ryle in holding that fictional personsare not persons of a certain sort. It disagrees with

    Ryle in holding that there are fictional persons,but Ryle's argument has not touched this point.

    Probably Ryle intended to attack what I have

    called the more natural view, the view according

    to which fictional objects actually have theordinary sorts of properties that they are

    understood to have in their stories.12 But even here

    I think his argument fails. Granted, on this view

    Mr. Pickwick actually has the property of being a

    person, as Ryle suggests, and even has the pro?

    perty of "having been born sometime," for these

    are both properties that he is understood to have

    in the story. But Ryle is wrong to think that it

    follows from this that there is some particualr time

    such that Mr. Pickwick has the property of havingbeen born then. This does not follow on the view

    in question, for the story does not specify a time at

    which Mr. Pickwick was born, nor does it followon general logical principles. The form of the in?

    ference in question is this:

    From: x has the property of there being a time atwhich he was born,Infer: there is a time, t, such that x has the propertyof having been born at t.

    This inference depends on a property abstraction

    principle that is known to fail when nonexten

    sional contexts are concerned, and according to

    the view under discussion, it also fails in manycases

    involving quantificationover nonexistent

    things. Ryle has taken a principle of limited val?

    idity and applied it to a domain in which it does

    not hold.13

    Let me turn briefly to Ryle's second test for

    systematically misleading expressions. This is not

    a test that he ever articulates, but it is one that he

    uses quite a bit. Here is a passage in which he

    applies the test to the phrase "the idea of taking a

    holiday":

    .. .the statement "the idea of taking a holiday has

    just occured to me" seems grammatically to be

    analogous to "that dog has just bitten me."...But the

    appearance is a delusion. For while I could not restate

    my complaint against the dog in any sentence not con?

    taining a descriptive phrase referring to it, I can easilydo so with the statement about "the idea of taking a

    holiday," e.g., in the statement "I have just been

    thinking that Imight take a holiday."14

    The claim seems to be that if a sentence containg a

    definite description can be paraphrased by one

    without a corresponding name or definite descrip?

    tion, then we should not treat the original definite

    descriptionas a

    referring expression.Unfortunately, when Ryle attempts to apply

    this test to the sentence "Mr. Pickwick is a fiction"

    the test fails. Ryle attempts two different

    paraphrases. The first one is "some subject of

    attributes has the attributes of being called

    Dickens and being a coiner of false propositionsand pseudo-proper names."15 This clearly fails as a

    paraphrase since it fails to specify which of

    Dickens' characters is being identified as fictional.

    The second attempted paraphrase is "some subjectof attributes has the attribute of being a book or a

    sentence which could only be true or false (/"some?one was called 'Mr. Pickwick'."16 This iswrong for

    many reasons, a chief one being that it does not

    make any link with fiction. Ryle's paraphrases do

    not work, and no one has been able to improve on

    them in the last fifty years. Perhaps that is because

    "Mr. Pickwick" is not systematically misleading at

    all.

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    370 AMERICAN PHILOSOPHICAL QUARTERLY

    IV. Are There Really Nonexistent Things?

    No doubt many philosophers will agree with

    almost everything I have said so far, insofar as it is

    taken as a contribution to "descriptive meta?

    physics." They will suggest that I have been

    describing the everyday beliefs of everyday peoplewithout philosophical training, and pointing out

    that these beliefs involve a commitment to nonex?

    istent things. But I have failed to challenge this

    naive point of view and address the real question,which is whether there actually are any nonexis?

    tent things.

    Probably very little of substance can be said at

    this point. Bynow we

    have learned that if webegin by rejecting all of our ordinary beliefs, then

    no conclusions follow at all, whereas if we reject

    only part of them, then our conclusions are deter?

    mined by the part we have arbitrarily chosen to

    keep. Because of this, Carnap thought that to posea question of the form "Are there really things of

    such and such a sort" is to pose a pseudo-question.It is merely to express the fact that we are faced

    with a choice, a choice of whether or not to adopta language that uses quantifier idioms in connec?

    tionwith

    common nounsthat describe things of

    the sort in question.17 If Carnap is right, the only

    thing that I can reasonably say is that many

    philosophers are wrong in thinking they have goodreasons for rejecting a form of language that other

    people use with comfort.

    Quine thinks that more can be said on such

    issues. He thinks that we can make our pragmaticchoices rationally, if we take into account notions

    such as simplicity. Here is a passage in which he

    explains why we should believe in physical objects:

    Imagine... that we have devised the mosteconomical set of concepts adequate to the play-by

    play reporting of immediate exerience. The entitiesunder this scheme?the values of bound variables?

    are, let us suppose, individual subjective events of

    sensation or reflection. We should still find, no

    doubt, that a physicalistic conceptual scheme, pur?

    porting to talk about external objects, offers great ad?

    vantages in simplifying our over-all reports. By bring?ing together scattered sense events and treating themas perceptions of one object, we reduce the complexi?

    ty of our stream of experience to a manageable con?

    ceptual simplicity.18

    The claim here is that it is legitimate to assume

    that there are physical objects because, amongother things, this shared assumption greatly

    simplifies reports of our experiences. I claim that

    it is legitimate to assume that there are nonexistent

    objects for exactly the same reason?it simplifiesreports of our experiences in exactly the same way.

    Let me give an example. Suppose I tell you the

    following:

    I've dreamed about the same unicorn three nights ina row. It looks a lot like a dog I once owned, thoughthe way it talks reminds me of my grandmother. Ac?

    tually I'm growing quite fond of it, and I'm hopingthat it will be back tonight.

    This could be a serious, informative report of a

    meaningful experience. The shared assumptionthat there is something that I have been dreamingabout tells you as much about my dream exper?ience as the assumption that there are physical

    objects does when I report my waking experiences.It would be just as difficult to translate my dream

    report into purely phenomenological terms as it

    would be to translate perceptual reports of

    physical objects into such terms.

    Quine thinks that our belief in physical objectsis a convenient myth.19 Perhaps nonexistent

    objects are no better off. But they are no worse

    off.

    University of Calif ornia, Irvine Received February 3,1982

    NOTES

    1. This paper is to be presented in a symposium of the same title at the Pacific Division APA meetings inMarch 1982. The other

    participants will be Alan Code, Jaakko Hintikka and Howard Wettstein.

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    ARE THERE NONEXISTENT OBJECTS? 371

    2. Especially in "The Methodology of Nonexistence," Journal of Philosophy LXXVI (1979) 649-62; Nonexistent Objects (NewHaven: Yale University Press, 1980); "Fregean Theories of Fictional Objects." Topoi, forthcoming.

    3. This example is patterned after one by Peter van Inwagen in a talk given to the American Society of Aesthetics in October 1981.

    4. In logic such ranges are often called "domains of discourse," and they are taken to be limitations on the range of one's quan?

    tifiers. In a language like English in which quantifier words always appear in conjunction with common nouns it makes no dif?

    ference whether they are taken to limit the quantifiers or the nouns.

    5. This example is patterned after one in Richard Routley, Exploring Meinong's Jungle and Beyond (Research School of Social

    Sciences, Australian National University, Canberra, 1980), p. 423.

    6. B. Russell, "On Denoting," Mind, vol. 14 1905.

    7. The arguments that Russell explicitly states do not quite show this, but simple reformulations of them do; see Parsons (1980),

    Chap. 2.

    8. Examples (4) and (5) illustrate Frege's point that our commitment to numbers arises from our commitment to arithmetic, and

    not from our ordinary uses of number words; see G. Frege, Foundations of Arithmetic (Oxford: Blackwells, 1950).

    9. G. Ryle, "Systematically Misleading Expressions," Proceedings of the Aristotelian Society, 1931-32; reprinted in M. Weitz

    (ed), Twentienth-Century Philosophy: The Analytic Tradition (New York: Free Press, 1966). Page references are to the reprinted

    version.

    10. Ryle, op. cit., p. 202.

    11. The two views that are being contrasted here are called "Mod 1" and "Mod 2" in Parsons (1980) chapter 7. For a version of the

    latter view, but one that takes fictional objects to actually exist, see P. van Inwagen, "Creatures of Fiction," American

    Philosophical Quarterly vol. 14 (1977).

    12. This view depends on distinguishing "ordinary" properties from others; this is discussed throughout Parsons (1980) where or?

    dinary properties are called nuclear properties.

    13. Some have held that the inference even fails in physics: a particle may be located someplace in a given region without there be?

    ing any particular place at which it is located. The inference also fails for claims about the future, given an Aristotelian view of

    future contingents. Much more needs to be said then this, of course; see Parsons (1980), especially chapters 4 and 7 for discussion.

    In case the other symposiasts wish to criticize this account, I hereby incorporate the relevant portions of that text into this paper.

    14. Ryle, op. cit., p. 198.

    15. Ryle, op. cit., p. 189.

    16. Ibid.

    17. R. Carnap, "Empiricism, Semantics and Ontology," inMeaning and Necessity (Chicago: U. of Chicago Press, 1956).

    18. W. V. Quine, "On What There Is," in From a Logical Point of View (New York: Harper & Row, 1961), p. 17.

    19. Quine, op. cit., pp. 18-19.

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