patrick m duffy financial disclosure report for 2010

8/3/2019 Patrick M Duffy Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/patrick-m-duffy-financial-disclosure-report-for-2010 1/10

Rev. 1 /2011

FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first , middle init ial)

Duffy , Pat r ick M.

4. Title (Article III judges indicate active or senior status;

magistrate judges indicate full- or part-time)

U.S. Distr ict Court Judge

7. Chambers or Office Address

P.O. Box 835Char les ton , SC 29402

2. Court or O rganizat ion

U.S. Distr ict Court

3. Date of R e p o r t

05/19/201 I

5a. Report Type (check appropriate

] N o m i n a t i o n , Da te

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Off icer Date

i 6 . Repor t ing Per iod

01/ 01 / 2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,

check ing the NONE box for each par t w here you have no repor table in formation . Sign on las t page.

I . P O S I T I O N S . < n e p o , ~ i , g indivldualonly; x¢epp. 9-13 of f i ling instructions.)

D (No repo rtableposi t ions . )O NE

POSITION

I. Director

2.

3.

4.

5.

N A ME O F O R G A N I ZA T I O N / E NT I T Y

D o o n b e g F o u n d a t io n

I I . A G R E E M E N T S . ( n e p o r t i. g i~ a i v ia u a t o . O , : ~ . p p . 1 4 - 1 6 of filing instructionsO

~] NONE ( ’No reportable agreements.)

DATE P A R T I E S A N D T E R M S



FINANCIAL DISCLOSURE REPORT

o f 10

N a m e o f P e r s o n R e p o r t in g

Duffy, Patrick M .

D a t e o f R e p o r t

05/12/201 I

11I. N O N - I N V E S T M E N T I N C O M E . ( R e p o . i . g individual and spouse; seepp. 17-24 of filing instructiom.)

A. Filer’s N o n - l n v e s tm e n t I n c o m e

[~ NO NE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME(yours, not spouse’s)

I. 201 0 C h a rles to n S ch o o l o f L aw $24,780

2.

3.

4.

B . S p o u s e ’ s N o n - ! n v es tm e n t In c o m e - if . t.ou were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non.investment income.)

D A T E S O U R C E A N D T Y P E

I.

2.

3.

4.

IV . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment

(Includes those to spouse an d dependent children; see pp. 25-27 offifing instructions.)

N O N E (No reportable reimbursements.)

SOURCE DATES LOCATION

I.

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED




o f 10


Duffy, Pa t r ick M.

Dale of Report

0.5/12/201 I

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of f iling instructions.)

N O N E ( N o reportable g~s. )

SOURCE DESCRIPTION

I.

2.

3.

4.

. 5 .

VALUE

V l . L I A B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-33 o:fi ling instructions.)

D NONE( N o reportable liabilities.)

CREDITOR

I. B a n k o f A m e r i ca

2.

3.

4.

5.

Cr ed i t Line

D ESC R I P T I O N VALUECODE

J




of 10


Duff)’, Patrick M .


05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , ’ a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ts Income during

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)

P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s value at end

o f r e p o r t i n g p e r i o d

O) (2)Value Value

C o d e 2 M e t h o d

( J - P ) C o d e 3

( Q - W )

O)T y p e ( e . g . ,

b u y , s e l l ,

r e d e m p t i o n )

Transac t ions dur ing repor t ing pe r iod

(2) (3) (4)

D a t e Value G a i n

m m / dd /y y C o d e 2 C o d e I

(J.P) ( A -H )

( 5 )

I d e n t i t y o f

buyer/seller

( i f p r i v a t e

t r a n s a c t i o n )

I. Edwar d J ones Money Mar ket Fund

2. Edwar d J ones Money Mar ket Fund

A

A

Interes t

Interes t

J

J

T

T

4.

5.

6.

7.

8.

9.

Edwar d J ones Money Mar ket Fund A Interes t J T

B o n d F u n d o f A m e r i ca C L A - A m e r i ca nB o n d F u n d o f A m e r ic a

F e d e r a l H o m e L o a n M o r t C o r p

None

None

Sold

Sold

04/09/10 J A

06/29/10 J A

06 /29/10 J A

02/02/10 J

Inves tment Co of Amer ica CL B-Amer icanB o n d F u n d o f A m e r ic a

Inves tment co of Am er ica CL C -Amer icanB o n d F u n d o f A m e r ic a

Duke Ener gy Co

A

A

None

Dividend

Dividend

J

J

T

T

Sold

Bu y

J o h n s o n & J o h n s o n None Sold 1 0 / 2 6 / 1 0 J A

1 0 . XL Cap i ta l LTD S en io r Note

II. C l o r o x C o

Dividend

None S o l d 09/08/I 0 J

1 2 . Pepsico Inc

1 3 . Micros of t C orp

1 4 . P r o c t o r & G a m b l e C o

1 5 . 1-26/78 Associate LLC 12/30/881~~

1 6 . Fir s t Tr us t Build Am er ica Bonds

1 7 . V a n K a m p e n B u i l d A m e r i c a B o n d s

A Dividend

A Dividend

A Dividend

None

A Interes t

A Interes t

J

J

J

L

J

J

T

T

T

R

T B uy

T B uy

07/08/I 0

02 /17/10

J

J

I. Income Gain Codes: A = $1,000 o r less B = $1 ,001 - $2,500 C = $2,501 - $5 .000 D =$5.091 - $15,000

(S ee C ol um ns BI and D4) F = $50,001 - $100.0~0 G = $I00,001 - $1 ,000.000 HI =$1,0¢0.0¢1 - $ 5.000.000 112 =More than $5.0~1,000

2. Value Codes J $15 ,000 or l e s s K =$15.001 - $50.00~ k $ 50 .001 - $1 00 .000 M $100 ,001 - $ 250,000

(S ee C ol um ns C I and D3) N =$250.001 - $500.000 O $500.001 - $1,00O,0~O PI -$1.0~0.001 - $5.009.090 P2 $5,000.001 - $25,000.000

P3 -$25,0~0.1~1 - $50.00~ .000 P4 =/’.’lore than $50,0~0.000

3. V alue M etho d C od es Q :A pp raisal R =Cosl (Real Estate Only) S = A s ~ s s m c n t T = Cash Mark e t

(See Coluran C2) U = B o o k Va lu e V Other W Es l ima lcd

E =$15,001 - $50,000




o f 10

N a m e o f P e rs o n Report ing

Duf f ) ’ , Pat r ick M.


05/12/2011

V I I . I N V E S T M E N T S a nd T R U S T S - i n ~ m e ’ ’ ’ a l u e ~ t r a n s a c t i ~ n s ( 1 n c l u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 ~ f ~ i n g i n s t r u c t i ~ n s ’ )

N O N E (No reportable income, assets, or transactions.)

D e scrip tio n o f A ss e ts In co m e d ur in g

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2)

P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u re Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d


(I) (2)

V alue V alue

C o d e 2 M e t ho d

( J - P ) C o d e 3

( Q - W )

T y p e ( g .,

b u y , s e l l ,


Transac t ions dur ing repor t ing pe r iod

(2) (3) (4)

D a t e V al u e Gain

m m /d d/yy C od e 2 Code I

(J-P) (A -H )

( 5 )

I d e n t i t y o f

buyer/seller

( i f p r i v a t e


1 8 . Fir s t Feder a l o f Char les ton A Interes t J

1 9 . B a n k o f A m e r i c a A Interest J

20 . B o n d F u n d o f A m e r i c a C L A - A m e r i c a n None

B o n d F u n d o f A m e r i c a

21 . J ohnson & J ohnson A Dividend

22 . B o n d F u n d o f A m e r i c a C L A - A m e r i c a n None

B o n d F u n d o f A m e r ic a

23 . U ni ted Techno log ies Cor p A Dividend

2 4 . F e d e ra l N a t io n a l M o r t A s s n M e d T e r m N o t e None

S o ld 06 /29/10 J A

T

S old 07 /02/I 0 J A

T

R e d e e m e d 06/29/I 0 J A

25 . A m e r ic a M o v i l S A D E C V None S o l d 04/09/10 J A

26 . Capi ta l Income Bui lde r Fund None

27 . Cent r a l Eur opean Dis t Cor p None

28 . SCAGO Educa t iona l FACS P ickens Sch A Interes t

Dis t SC Ins ta l l Rev

29 . B ra nd yw in e B lue F un d None

30 . C o l u m b i a M i d C a p V a l u e F d C I Z A Dividend

31 . D o d g e & C o x i n c o m e F u n d A Dividend

32 . Dodge & C ox In t l S tock Fund A Dividend

33 . DWS Sm al l Cap Va lue Fund Ins t l A Dividend

34 . Fideli ty New Insights Fd lnstl A Dividend

J

J

J

J

J

J

J

Sold 04/09/10

Sold 10/26/10

T

T

T

T

T

T

T Sold 03 /15 /10(pan)

J

J

A

A

I. Income Gain Codes: A = $1,000 o r less B = $1.001 - $2,500 C =$2,501 o $5,000 D =$5,001 + $15,000

<See Co lu mn s B I an d D 4 ) F = $50.001 - $10~.000 G $1 00.001 - $1 + 000.0~0 HI =$1,0<~.001 - $5 .0~0.0~0 H2 =More than $5.0~0.0~0

2 . Va lu e Co d es J -$15,000 or less K= $15.001 - $50,000 L -$50.001 - $ 100,000 M =$ 100.001 - $250,000

tSec Co lu mn s CI an d D 31 N =$250.001 - $500.00~ O = $ 5 0 < 1 . 0 0 1 - $ 1 ,0 0 0 . 0 < ~ 0 PI =$1,000,001 - $5,1~0,090 P2 ~$5,000,001 - $25,000,000

P3 =$25.0<~.0~1 - $50.000.000 P4 -More than $ 50.000,0<~

3. Value Method Codes Q =Appraisal R =Co st (R eal Esta te On ly) S =A s~zssm cnl T = Cash Mark e t

(S ee C o lum n C 2) U = B o o k V alue V O t h cr W =Estimated

E =$15,001 - $50.000




of 10

N a m e o f P e r so n R e p o r t i n g

Duff.’,’, Patrick M.


05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i , ,c o r. ,. ,’ a tu e , t r a , , s a c t lo . , a , ,c t , ,d e s , h a l o o / ~ , o u ~ e a n d , ~ c p e , , ,~ e n t children; see p p . 3 4 - 6 0 of f i l ing ins truc t ion~.)


A. B. C.D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (I) (2) (I) (2) (3) ! (4)

P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e Va l u e I G a i n

e x e m p t f ro m prior disclosure C o d e I div . , r en t , C o d e 2 M e t h o d buy, se l l , m m / d d ! y y C o d e 2 i C o d e I

( A - H ) or i nt . ) (J-P) C o d e 3 r e d e m p t i o n ) (J-P) [ (A-H)

~ Q - W ) [

35 . G o l d m a n S a c h s G ~ v & I n c m F d I None

36 . Har t f o r d Div idend & Gr owth I A Dividend

37 . JPMorgan Core Bond Fund Se lec t A Dividend

3 8. J PM F e d M on ey M a rk et In st l C I A Dividend

39 . JPMorgan High Yie ld Fd Se lec t A Dividend

40 . Lor d Abbet t To ta l Retur n Fd F A Dividend

41 . Oppnhm r Cmd St r a t T t l R tn CI Y A Dividend

42 . O p p e n h e i m e r I n t l B o n d F u n d Y A Dividend

43 . Pioneer Fund CI Y A Dividend

44 . Thor nbur g lnv t Tr Value Fd 1 A Dividend

45 . Vi r tu s F rgn Oppt s Fd C II A Dividend

46 . Vir tus Real Es ta te Secs CI I A Dividend

47 . N e w W o r l d F u n d C L F I A Dividend

48 . T Row e Pr ice Equi ty Income Fund A Dividend

49 . Br andywine B lue Fund None

50 . C o l u m b i a M i d C a p V a l u e F u n d C L Z A Dividend

51 . D o d g e C o x I n c o m e F u n d A Dividend

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

Sold I I/I 2/10 J A

Bu y 03/15/10

Bu y 11/12/10

Bu y 07/09/I 0

Bu y 07 /09/10

Bu y 07 /09/10

J

J

J

J

J

J

( 5 )

I d e n t i t y o f

buyer/seller

( i f p r i v a t e


I. In co m e G ain Co d es: A = $1,000 o r less B = $1 ,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(See Columns B I and D4 ) F =$50.0~ I - $ 109.000 G =$ 10 0,0 01 - $1 ,0 00.0 00 H I = $1 .0 00 ,0 01 - $ 5,0 ~0 ,00 0 H 2=

More t h an $ 5.000 ,000

2 . Va lu e Co d es J =SI5.000 or less K =$15,001 - $50,000 L =$50.001 - $100.000 M =$ 100,001 - $250.000

(See Co lu mn s C I an d D 3) N = $250.001 - $5 00,0~) O = $5 00,001 - $1,000.090 PI =$1 .000.001 - $5.000.000 P2 =$5,000,0OI - $25,000,000

P3 =$25,000,0OI - $50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S = A ssc ssmc n l T = Cash Mark e t

(See Co lu mn C2 ) U = B o o k Va lu e V = O th er W = Estim atcd

E =515,001 - 550,000




of 10

N a m e of Person Repor t ing

D uff ) ’ , Pa t r i ck M.

Dale of R e p o r t

05 /12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ., , ,’ a t ~ e , t r a .s ~ c t io n , a n a u d e s t h o s e o S s p o u s e . ~ d d , p e n a e . t children; see pp. 3 4 - 6 0 of f i l ing ins truc t ions . )


Descr ip t ion o f Asse t s I n c o m e d u r i n g

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

(l ) ( 2 )

P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y pe (e . g . ,

e x e m p t f r o m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d


(l) (2)

Value Value

C o d e 2 M e th o d

(J-P) C o d e 3

( Q - W )

O)T y p o (e .g . ,

b u y , s e l l ,


Transactions during reporting period

(2) (3) (4)

D a t e V alue Gain

m m /d d/ yy C od e 2 Code I

(J-P) ( A - H )

( 5 )

I d e n t i t y o f

buyer/seller

( i f p r i v a t e


52 . Dodge C ox In ter na t ional S tock Fund A Dividend

53 . DWS Smal l Cap Value Fund lns t i tu t ional CL A Dividend

54 . Fidel i ty Adviso r New Ins ights Fund Ins t CL A Dividend

55 . ING Global Real Es ta te Fund CL I A Dividend

56 . I n v e s tm e n t C o o f A m e r ic a C L F - A m e r ic a n A DividendB o n d F u n d o f A m e r i c a

57 . J P M o r g a n C o r e B o n d F u n d S e l e c t C L A Dividend

58 . J P Mor gan Feder a l Money M ar ket Fund A DividendIns t i tut ional CL

59 . JP Morgan High Y ie ld Fund Se lec t CL A Dividend

60 . MFS R esear ch In ter na t ional Fund CL I A Dividend

61 . N ew W orld Fu nd C L F I A Dividend

62 . Oppenheim er Comm odi ty S t r a tegy To ta l A DividendRetur n Fund CL Y

63 . O p p e n h e i m e r I n t e r n a t io n a l B o n d F u n d C L ¥ A Dividend

64 . P i o n e e r F u n d C L Y A Dividend

65 . T Row e Pr ice Equi ty Income Fund A Dividend

66 . T R o w e P r i c e N ew I n c o m e F u n d A Dividend

67 . T h o r n b u r g V a l u e F u n d C L I A Dividend

68 .

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

T Bu y 07/09 /10

T Bu y 07109110

T Bu y 07/09 /10

T Bu y 07/09/I 0

T Bu y 07/09 /10

T Bu y 07/09 /10

T Bu y 07/09/10~

T Bu y 07/09/I 0

T Bu y 07/09/I 0

T Bu y 07/09 /10

T Bu y 07/09 /10

T Bu y 07/09 /10

T Bu y 07/09/I 0

T Bu y 07/09 /10

T Bu y 07/09/I 0

T Bu y 07/09/I 0

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

1. Income Gain Codes: A =$ 1,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(See Co lu mn s B I an d IM ) F =$50,001 - $100.000 G =$ 100.001 - $1,000.000 H I =$ 1. 0~ 0. 00 1 - $5 ,0 00 ,0 00 H 2 =M o re th a n $ 5, 00 0, 00 0

2. Value Codes J =$15,000 or less K -$15,001 - $50.000 L =$50,001 - $ 100.000 M =$1 00,00l - $250,000

(See Co lu mn s CI an d D 3) N =$250.001 - $500,00~ O -$ 509 .00 1 - $ 1,0 90 ,~ 09 P I = $1 ,0O O ,0 0l - $ 5, 00 0,( ~0 P2 =$5,00~,001 - $25,000,0~)

P3 =$25,000,001 - $50.000.0{)0 P4 =More than $50,~30.000

3. Value Method Codes Q =Appraisal R - Co s t (Rea l Es ta te O n ly ) S = Asse ssmen t T = Cash Mark e t

(See Co lu mn C2 ) U = B o o k Va lu e V = O the r W = Eslim atcd

E =$15,001 - $50,000




o f 10 Ia m e o f P e r s o n R e p o r t in g

Duff)’, Patrick M.

D a l e o f R e p o r t

05/I 2/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

[~] N O N E (N o reportable income , assets, or transactions.)

A. B.C.

D e s cr ip tio n o f A s se ts In c o m e d u r in g G ro ss v a lu e a t e n d

( inc lud ing t rus t a s se t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2)

Place "(X)" after ~ch asset A m o u n t Type (e.g., V a lu e V a lu e

exempt fromprior disclosure Code I d iv ., r e n t, C o d e 2 M eth o d( A - H ) or in t . ) (J-P) C o d e 3

( Q - W )

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

O) (2) (3)Type (e.g., Da te V a l u e

b uy, se ll , m nd d d /yy C o d e 2

r e d e m p t i o n ) (J-P)

( 4 ) (5 )

Gain Identity of

Code I buyer/seller

(A-H) (if private

transaction)

169.

70 .

I . In c o me Ga in Co d es : A =$1,000 o r less B = $1,001 - $2,500 C = $2,501 - $5 ,000 D = $5 .001 - $15,000

(S ee C ol urans B I and [ M) F = $50.001 - $ I00,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5 .000.000 H2 =More th an $5.000.000

2 . Va lu e Co d es J =$15,000 or less K =$15,001 - $50,1)00 L =$50,001 - $ 100.000 M =$100,001 - $250.000

(S ee C ol um ns C I and D3) N =$250.001 - $500.000 O =$ 50 0,00 1 - $ 1, 000, 000 P I = $1 ,00 0, 00 1 - $ 5,0 00 ,00 0 P2 =$5,000,001 - $25.000.000

P3 =$25.000.001 - $50,000.000 P4 =More th an $50,000,000

3 . Va lu e Me tho d Co d es Q =Appr’ai~al R = C o s t (Rea l Es ta te O n ly ) S = Asse ssmen t T =C ash Marke t

{S ee C ol um n C 2) U = B o o k Va lu e V = O t h e r W = Es t ima ted

E = $ 1 5 , 0 OI - $ 5 0 , 0 0 0




of 10



Dale of Repor t

05/12/201 I

VI I I. AD D I TI O NAL I N F O RM A TI O N O R EX P LAN ATI O N S . (Indicate part ofreponO

I. Line 4 , Gene ra l Elec t r ic was e r roneously l i s ted on 2009 repor t . I t was so ld I 1 /21/2008 , va lue "J", income "A".

2. Line 37 , JP Morgan Core Bond Fund Se lec t should have been l i s ted on 2009 repor t a s pa r t ia l sa le .

3. Line 38 , J P Mo r gan Mon ey Mar ket In s t i tu tional CL should h ave been l i s ted on 2009 r epor t as par t i a l sa le .

4. Line 39, JP Morgan H igh Yie ld Fund Se lec t should have been l i s ted on 2009 repor t a s pa r t ia l sa le .

5. Line 40 , Lor d Ab bet t To ta l Retur n Fund F sh ould have b een l i s ted on 2009 r epor t as par t i a l sa le .

6. Line 41 , Oppenh eimer Cm d St r a t T t l Retur n CL Y should have be en l i s ted on 2009 r epor t as par t i a l sa le .

7. Line 48 , Oppenh eimer In t l Bond Fund Y sho uld have been l i s ted on 2009 r epor t as par t ia l sa le .

8. Line 45 , Vi r tus Fr gn O pp ts Fund CL I sho uld have be en l i s ted as par t i a l sa le .

9. Line 15, 1-26/78 Associates, LLC was purchased on 12/30/1988~

10 . On the 2009 r epor t : Line 19 , Mass M utual Annui tyLine 22 , Asse t A l locat ion Fund Inv .Line 23 , Mor gan Gr owth Fund Inv .

Line 24, AIM Le isure Fund lnv C lassLine 25 , A im Tech Fund Inves to r Class

These a sse ts were l i s ted on the 2009 F inanc ia l Disc losure Repor t however w ere l iquida ted som e t ime in 2008 (pe r b roke r ac tua l da te not known) . The a sse tswer e show n on the p r ev ious r epor t s un t il

i t cou ld be de ter mined tha t they owned .




of 10

Name of Person Reporl ing


Date of Report

05/12/201 I

IX. CERTIFICATION.

i c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o ryp r o v i s io n s p e r m i t t i n g n o n -d i s c lo s u r e .

I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco mp l ian ce ~v i th the p r o v is io n s o f 5 U .S .C. ap p . § 50 1 e t . s eq , 5 U .S .C. § 7353 , an d J u d ic ia l Co n f e r en ce r eg u la t io n s .

Signature

N O T E : A N Y I ND I V I D U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

C om m i t te e on F i na nc i a l D i s c lo s u r eA dm i n i s tr a t ive O f f ic e o f t h e U n i t e d S t a t e s C ou r t sSui te 2-301One Columbus Circ le , N.E.Wash ington, D.C. 20544

patrick m duffy financial disclosure report for 2010

Documents