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1 Pink (Ocean) Shrimp (Pandalus jordani) Certification Units Covered Under this Species: Otter Trawl, Northern California Otter Trawl, Southern California Summary The West Coast pink shrimp stock extends from southeast Alaska to California. The Pacific Fishery Management Council (PFMC) prepared a draft management plan for California, Oregon, and Washington ocean shrimp in 1981, although it was never formally adopted; in 2004, management authority over the California fishery was granted to the Fish and Game Commission. It is suggested that pink shrimp populations are largely influenced by environmental conditions and less so by fishing pressure. Bycatch has been drastically reduced in the fishery since the mandatory implementation of bycatch reducing devices. As of 2007, the Oregon Pink (Ocean) Shrimp Trawl Fishery has been certified sustainable by the Marine Stewardship Council (MSC). Strengths: Bycatch reducing devices (BRDs) have drastically reduce discards Observer coverage Part of the Individual Fishing Quota (IFQ) program along with West Coast Groundfish Weaknesses: Population abundance is highly variable seasonally, difficult to estimate stock biomass No formal FMP or stock assessments

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Pink (Ocean) Shrimp (Pandalus jordani)

Certification Units Covered Under this Species:

• OtterTrawl,NorthernCalifornia

• OtterTrawl,SouthernCalifornia

Summary

TheWestCoastpinkshrimpstockextendsfromsoutheastAlaskatoCalifornia.ThePacificFisheryManagementCouncil(PFMC)preparedadraftmanagementplanforCalifornia,Oregon,andWashingtonoceanshrimpin1981,althoughitwasneverformallyadopted;in2004,managementauthorityovertheCaliforniafisherywasgrantedtotheFishandGameCommission.Itissuggestedthatpinkshrimppopulationsarelargelyinfluencedbyenvironmentalconditionsandlesssobyfishingpressure.Bycatchhasbeendrasticallyreducedinthefisherysincethemandatoryimplementationofbycatchreducingdevices.Asof2007,theOregonPink(Ocean)ShrimpTrawlFisheryhasbeencertifiedsustainablebytheMarineStewardshipCouncil(MSC).

Strengths:

• Bycatchreducingdevices(BRDs)havedrasticallyreducediscards

• Observercoverage

• PartoftheIndividualFishingQuota(IFQ)programalongwithWestCoastGroundfish

Weaknesses:

• Populationabundanceishighlyvariableseasonally,difficulttoestimatestockbiomass

• NoformalFMPorstockassessments

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History of the Fishery in California

Biology of the Species

[FromDFG“StatusoftheFisheryReport”2006,unlesscitedotherwise]:

PinkshrimparefoundinwatersfromUnalaskaintheAleutianIslandstoSanDiego,California,atdepthsfrom150to1200feet(45to366meters).OffthecoastofCalifornia,thisspeciesisgenerallyfoundfromdepthsof240to750feet(73to229meters).Spawningmayoccurthroughouttherange,butcommercialquantitiesarelimitedtotheareabetweenQueenCharlotteSound,BritishColumbiaandPointArguello,California.Highconcentrationsofoceanshrimptypicallyoccurinwell-definedareasfromyeartoyear,mostcommonlyreferredtoasbeds.Pinkshrimpbedsaregenerallycharacterizedbygreenmudormuddy-sandbottoms.ItisassumedthattherearenogeneticallydistinctsubpopulationsofoceanshrimpoffthecoastofwesternNorthAmerica.

Pinkshrimpareprotandrichermaphrodites,functioningasmalesduringthefirstyearandahalfoftheirlife,thenpassingthroughatransitionalphasetobecomefemales.MatingtakesplaceduringSeptemberandOctober.ThepeakhatchingperiodoccursduringlateMarchandearlyApril.Pinkshrimpgothroughalarvalperiodwhichlasts2to3months.Thedevelopingjuvenileshrimpoccupysuccessivelydeeperdepthsastheygrow,andoftenbegintoshowupincommercialcatchesbylatesummer.Growthratesvaryaccordingtoregion,sex,age,andyearclass(Dahlstrom1970).Annualrecruitmentsuccesshasbeenlinkedtothestrengthandtimingof“springtransitions”(Hannah1993;1999).Anearly,strongtransitionisthoughttobenecessarytoproducealargeyearclass.

Pinkshrimpundergodielverticalmigrationbyinhabitingdeeperwatersnearthebottomduringthedayandascendinginthewatercolumnduringthenighttofeed.Stomachcontentsofshrimptakenatnightconsistofprimarilysmallerplanktonicanimals,suchaseuphausiidsandcopepods.Pinkshrimphavebeenreportedaspreyformanyfishspecies,includingPacifichake,Merluccius productus;arrowtoothflounder,Atheresthes stomias;sablefish,Anoplopoma fimbria;petralesole,Eopsetta jordani;spinydogfish,Squalus acanthias;andseveralspeciesofrockfishandskates.

Commercial Fishery

TheCaliforniapinkshrimpfisherywasconsistentlymoreproductiveinthelate1980sandearly1990scomparedtoanyotherperiodinthe55yearsofthefishery(Figure1,Table1;DFG2007).Pinkshrimpex-vesselladingsvalueshaverangedfromanaverageofapproximately$4.4millioninthe90’s,asignificantdecreasetoanaverageof$951,000from2000-06,andthemostrecentvalueisrepresentedinTable1(DFG2007;DFWCommercialLandingsData2007-11).

Acombinationoffactorsmayexplainthedeclineinlandingssincethe90’s,suchasaweakmarketattributedtocompetitionfromotherwarmandcoldwatershrimpfisheries,competitionfromaquacultureproductionofwarmwaterspeciesworldwide,thefederalgroundfishvesselbuybackprogramin2003,andenvironmentalconditionsnegativelyaffectingrecruitment(Roberts2005;MSC2007;NMFS2007;DFG2007).Pinkshrimpareveryshort-livedspecies,recruittothefisheryatageoneandcontributetothefisheryforjust3years(Dahlstrom1973;HannahandJones1991).Recruitmentfromyeartoyearcangreatlyaffectthecatch,andhas

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beennegativelycorrelatedwithENSO,strongupwellingeventsandsealevelheightcausingexcessiveoffshoretransportoflarvae(Hannah2010).ThemostrecentincreaseinlandingsmaybeduetoparticularlysuccessfulrecruitmentyearsduetofavorableoceanconditionspairedwithopportunitytofishunderthenewfederalIFQprogram(PeteKalvass,pers.comm.).OtherinvertebratespeciessuchasDungenesscrabalsosawincreasesinrecruitmentforthesametimeperiod.

Thenumberofactivevesselsinthenorthernregionhassteadilydecreasedeachyearfrom2002through2006(Table2;DFG2007).Between2007-12,thenumberofpermitssoldhasleveledoutatbetween32-34permitsforthenortherntrawl,and15-21forthesouthern(decliningtrendforsouthernregion(DFW,CaliforniaCommercialLicensingreports2007-12).

Historically,themajorityofpinkshrimpfishingoffthewestcoastoftheUnitedStatesoccurredinfederalwaters(DFW2007).Since2007,essentiallyallofthepinkshrimplandingshavebeenintheEurekaareaoffthecoastofNorthernCalifornia(DFWCommercialLandingsReports2007-11).Althoughinrecentyearsthesouthernbedshavebeenproductive,theydonotappeartohavebeenfished(PeteKalvasspers.comm.;DFW,CommercialLandingsReports2007-11).Itisunclearastowhythismaybe,butitmaybeduetolowvalueofthefisheryitselfand/ortheinabilitytolandpinkshrimpatsouthernportsduetothelackofbuyers(PeteKalvass,pers.comm.).Therearenoenhancementsonthewestcoasttothepinkshrimpstock.ODFWestimatesthenumberofvesselsandamountofcatchcaughtinfederalwatersoffCaliforniaandlandedinOregonports,fromlogbooks.InrecentyearsthiscatchandeffortwasconsiderablylargerthanCalifornialandings.In2011,theestimatedcatchoriginatinginfederalwatersoffCaliforniawas10.3millionpoundsfrom20vesselsandin2012itwas9.5millionpoundsfrom31vessels.Thiscatchcategorywasunder3.0millionpoundsfrom2008through2010(BobHannah,pers.comm.).CDFWdoesnotcurrentlyhaveanestimateoftheamountofshrimpcaughtoffOregonandlandedinCaliforniaports.

Figure 1.Pacificpinkshrimpcommerciallandingsfrom1975to2012basedoncommerciallandingreceipts.

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Table 1.Pacificpinkshrimpcommerciallandingsandex-vesselvaluefortheyears2007-2012(DFWCommercialLandingsReports2007-11;*Unpublished,preliminaryestimate,pers.comm.PeteKalvass,DFW)

Table 2.Pacificpinkshrimppermitssoldandactivefortheyears2001-2006(FromDFG“InformationConcerningthePinkShrimpTrawlFisheryoffNorthernCalifornia,”2007).

Recreational Fishery

Thereisnorecreationalfisheryforpinkshrimp.

MSC Principle 1: Resource Sustainability

*Sustainability of Target Stock

TheageclassstructureofthepinkshrimphasnotbeenassessedinCaliforniasincethe1990s,thoughinOregoncatchistypicallydominatedbyage-1shrimp(ODFW,2012)whileinsomeyearsage-2candominateiftherewasaparticularlystrongrecruitment.Growthratesvaryaccordingtoregion,sex,age,andyearclass(Dahlstrom1970),howeverthereisclearpattern

*ForCalifornia’sSustainableSeafoodProgram,thiscategorymustscorean80orhigherduringanMSCassessment.

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ofseasonalgrowthdespitethevariationsmentionedwithveryrapidgrowthduringspringandsummerandslowergrowthduringwinter(Frimdogetal.2009).

Historically,populationestimatesofshrimpbedsweredonebyDFWseasurveys(1959-1969)thenmathematicalpopulationmodels(1969-1975),howeveritsusewasdiscontinuedduetovariablerecruitment,growthandnaturalmortalityratesassociatedwithpinkshrimp(DFG2006).InCalifornia,nofurtherattemptstoestimatethepopulationhavebeenmade.Statusdeterminationsofhighturnoverspeciesarerarelypossibleduetotheconstraintsofmosttraditionalstockassessmentmodels.Manyofthesespeciesappeartobesustainablymanagedwithregulatoryactions(FieldandFrancis2006).Californiaimplementsregulationssuchasseasonalclosures,maximumcountperpound,etc.tomanagethepinkshrimppopulation(DFG2006,2007).

Environmentalfactorshavebeenshowntoexplainmostofthevariationinthepinkshrimppopulation(Hannah1993;1995;1999;2010;2011).InOregon,environmentallybasedmodelshavebeenshowntobethemostaccurateforpredictingandexplainingthevariationinpinkshrimprecruitment.ThesemodelssuggestthatthereisnotaconsistentimpactofthepinkshrimpfisheryonstockabundanceinOregon.Although,overfishingmaybepossibleifintensivefishingoccursonafailedyearclass(Frimodigetal.2009).

NostockassessmenthasbeencompletedfortheentirewestcoastandfishingpatternsandpressuremaychangeasaresultofthenewgroundfishIFQprogram.ManyfishingpermitsforpinkshrimpinCaliforniahaveremainedlatent(DFW2007;PeteKalvasspers.comm.).InOregon,therewasaresurgenceofthepinkshrimpfisheryunderIFQwherelatenteffortwasredirectedtothefisheryleadingtohigherpinkshrimpfishingeffortlargelyduetohighshrimpabundanceandhigherpriceperpound(ODFW2012).ThiscouldcontinueinthefutureandthebehaviorofthepinkshrimpfisheryundertheIFQprogramneedstobeunderstood.

Evaluation against MSC Component 1.1: Sustainability of Target Stock

Harvest Strategy (Management)

ThepinkshrimpfisheryoffthewestcoastoftheUnitedStatesisprincipallystate-managed,althoughsomefederalregulationsapply.Historicallytherewerefederalregulationsincludingdailyandmonthlytriplimitsforincidentalcatchesoffederallymanagedgroundfishspecies.NowpinkshrimparepartofafederalWestCoastGroundfishTrawlIndividualFishingQuota(IFQ)

MSC  Performance  Indicators   Rating   Justification  

1.1.1  Stock  Status     No  stock  assessments  have  been  conducted  for  CA,  but  have  been  in  OR;  stocks  are  influenced  more  by  environmental  conditions  than  by  fishery;  seasonal  landings  are  highly  variable    

1.1.2  Reference  Points     Implicit  reference  points;  same  measures  as  OR  and  WA  –  may  need  more  data  specific  to  CA;  Changes  may  occur  with  new  IFQ  program  

1.1.3  Stock  rebuilding       Unable  to  assess  

 

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program.ThischangedtheregulationsfrombimonthlytriplimitstoindividualquotasharesandstillincludesavesselmonitoringsystemandarearestrictionsprotectinggroundfishEssentialFishHabitat(EFH)(CodeofFederalRegulationsTitle50).

ThePacificFisheryManagementCouncil(PFMC)createdadraftFisheriesManagementPlan(FMP)in1981(Abramsonetal.1981).Theplanremainsadraft,howeverthethreewestcoaststates–California,Oregon,andWashington–agreedonseveralmanagementmeasuresandworktogetherwithPFMCthroughaMemorandaofUnderstandingand/orreciprocalrulemakingtomanagethewestcoastfishery(DFW2007).

In2004,theCaliforniaStateLegislatureapprovedSenateBill1459,addingFishandGameCode(FGC)§8841tostatute,grantingtheFishandGameCommission(Commission)managementauthorityoverCalifornia’scommercialbottomtrawlfisheriesandamendingFGC§8842,whichpertainstomanagementofthepinkshrimptrawlfishery.In2001,theregulatoryareaswereeliminatedandthefisherywasdividedintonorthernandsouthernmanagementregions,requiringaseparatepermitItofishineachregion(CaliforniaCodeofRegulations(CCR)Title14§120).ThenorthernregionextendsfromtheCalifornia-OregonbordertoPointConceptionandisalimitedentryfishery.ThesouthernregionextendsfromPointConceptiontotheCalifornia-Mexicoborderanditisanopenaccessfishery.TrawlingisnotpermittedinCaliforniaStatewatersatthistimeandthepinkshrimpfisheryoperatesinfederalwatersonly.

ThestockinCaliforniaisprimarilymanagedthroughthefollowingregulations:

• Closureofvariousstateandfederalwaterstotrawling

• Useofbycatchreductiondevices(BRDs)

• ClosedseasonfromNovember1throughMarch31toprotectegg-bearingfemales

• Maximumcount-per-poundof160topreventoverfishingjuvenileshrimp

• Minimummeshsizeof13/8inchestoallowescapementofjuvenileshrimp

• Stateandfederalincidentalcatchlimitstominimizemortalityofnon-targetspecies

OregonandWashingtonemploysimilarregulationsforBRDs,size,andcountsimilartorecommendationsmadeinthePFMCdraftFMP.Inaddition,thenewfederalwestcoasttrawlIFQprogram(implementedin2012)monitorsallcatchofspeciesthoughonboardobservers,includingpinkshrimp.Currently,Californiadoesnotconductastockassessmentofpinkshrimp,butOregondoes.Modelingeffortshaveincreasedourabilitytoforecaststockabundance(Hannah2010).Pinkshrimprecruitment,andthereforepopulations,arethoughttobemoreaffectedbyenvironmentalfactorslikeENSO,upwellingeventsandsealevelheightthanfishingeffort(Hannah2010).However,thiscouldchangeiffishingeffortwerehighduringabadrecruitmentyear.OregonsawanincreaseinfishingeffortinthepinkshrimpfisherywiththeimplementationofthenewIFQprogram.ItisunknownwhetherthisincreasewillcontinueorifitwasseeninotherPacificstates.

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Evaluation against MSC Component 1.2: Harvest Strategy (Management)Northern California fishery

Evaluation against MSC Component 1.2: Harvest Strategy (Management)Southern California fishery

MSC Principle 2: Environment

Retained Species

MSC  Performance  Indicators   Rating   Justification  

1.2.1  Harvest  Strategy     Restricted  access  fishery,  Included  in  West  Coast  Groundfish  IFQ  program  -­‐  may  be  new  changes  in  fishery;  harvest  rules  not  responsive  to  changes  in  the  stock;  need  to  better  understand  the  Memorandum  of  Understanding  between  states  

1.2.2  Harvest  Control  Rules  and  Tools  

  Managed  via  minimum  mesh  size,  size  limits,  catch  limits,  seasonal  closures;  no  evaluation  of  methods;  Shared  management  with  OR  and  WA;  no  CA-­‐specific  data  

1.2.3  Information/Monitoring     Currently  using  OR-­‐specific  data,  unclear  whether  information  can  be  extrapolated  to  CA  

1.2.4  Assessment  of  Stock  Status  

   

 

MSC  Performance  Indicators   Rating   Justification  

1.2.1  Harvest  Strategy     Open  access;  harvest  rules  not  responsive  to  changes  in  the  stock;  need  to  better  understand  the  Memorandum  of  Understanding  between  states  

1.2.2  Harvest  Control  Rules  and  Tools  

  Managed  via  minimum  mesh  size,  size  limits,  catch  limits,  seasonal  closures;  no  evaluation  of  methods;  Shared  management  with  OR  and  WA;  no  evaluation  of  methods,  no  data  collection  in  CA  

1.2.3  Information/Monitoring     Currently  using  OR-­‐specific  data,  unclear  whether  information  can  be  extrapolated  to  CA  

1.2.4  Assessment  of  Stock  Status  

   

 

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Accordingtoobserverdatafrom2008-2011,thereisnoretainedcatchintheCaliforniapinkshrimptrawlfishery,althoughitisunclearhowrepresentativethesevaluesarefortheentireCaliforniafishery,orifchangeswilloccurwiththeIFQprogram(NWFSC2011).Since2004,theWestCoastGroundfishObserverProgram(WCGOP)hasobservedCaliforniaNorthernPinkShrimpTrawlVessels,withrelativelystablecoverageofaround6%coastwide,andapproximately13%forCaliforniaalonein2011(averagefromWA,OR,andCA)(NWFSC2012).In2007,theWCGOPcombinedCaliforniaandOregonpinkshrimpfisheriesintoonesamplingpopulationfortheperiodMar-June2007.DuetoregulationdifferencesbetweenOregonandCalifornia,thepinkshrimptrawlfisherieswereagainsplitintotwosamplingpopulationsbystatefortheperiodJuly-December2007.Since2008,OregonpinkshrimpandCaliforniapinkshrimplicenseshavebeenobservedastwoseparatefisheries(NWFSC2011;Bellmanetal.2010).

Evaluation against MSC Component 2.1: Retained Species

Bycatch Species

PercentofbycatchthatisdiscardedrelativetototallandingsintheCaliforniapinkshrimpfisheryhasbeenlessthan6%from2008-2011,mostlyconsistingofothershrimpspecies,Pacifichake,squidandsmelt,withminoramountsofrebuildingspecies(Table3;NWFSC2012).BycatchisminimalfortheUSwestcoastpinkshrimpfisherycomparedtoothershrimptrawlindustriesworldwidesincetheimplementationofmandatorybycatchreducingdevices(BRDs),includingtheNordmøregrate(rigid-grateexcluder),asoft-panelexcluder,andfisheyeexcluder(Frimodigetal.2009).

Evaluation against MSC Component 2.2: Bycatch Species

MSC  Performance  Indicators   Rating   Justification  

2.1.1  Outcome     All  non-­‐target  catch  was  discarded  on  observer  covered  vessels  from  2008-­‐2011  

2.1.2  Management     Area  and  seasonal  closures;  mandatory  bycatch  reducing  devices  (BRDs)  

2.1.3  Information     Observer  data  from  the  West  Coast  Groundfish  Observer  program,  landings  receipts    

 

MSC  Performance  Indicators   Rating   Justification  

2.2.1  Outcome     Bycatch  is  <6%  of  total  catch  

2.2.2  Management     BRDs  are  mandatory  and  drastically  reduce  bycatch  rates  

2.2.3  Information     Observer  data  from  the  West  Coast  Groundfish  Observer  program,  landings  receipts  

 

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Table 3.WestCoastGroundfishObserverdataonbycatchfromtrawlvesselstargetingCaliforniapinkshrimpfrom2008to2011(NWFSC2011).

*Endangered, Threatened, & Protected Species

Therehavebeennosignificantinteractionsidentifiedbetweenthepinkshrimpfisheryandthreatenedorendangeredmarinespeciesofbirds,mammals,orfishinCalifornia(Roberts2005;MSC2007).ThepinkshrimpfisheryisclassifiedasaMarineMammalProtectionActcategoryIIIfisherywithnoobservedordocumentedtakeofmarinemammals(FederalRegister:Vol.72,No.124).OtherbiologicallysensitivespeciesinnearpinkshrimptrawlinggroundsinCaliforniaincludecanaryrockfish,bocaccio,widowrockfish,andyelloweyerockfish(NMFS2005;MSC2007).ThebycatchoftheserockfishspecieshasbeenminimizedduetoBRDs(Hannahetal.1996;ODFW2006;HannahandJones2007;MSC2007).RecentlythelistingofPacificeulachonhasresultedinthefirstandonlyinteractionofthepinkshrimptrawlfisherywithETP.

Evaluation against MSC Component 2.3: ETP Species

*ForCalifornia’sSustainableSeafoodProgram,thiscategorymustscorean80orhigherduringanMSCassessment.

MSC  Performance  Indicators   Rating   Justification  

2.3.1  Outcome     ETP  species  impacts  are  low  

2.3.2  Management     BRDs;  Magnuson-­‐Stevens  Act,  CEQA,  Migratory  Bird  Act,  Marine  Mammal  Protection  Act,  etc.  

2.3.3  Information     Observer  data  from  the  West  Coast  Groundfish  Observer  program,  landings  receipts,  logbooks  

 

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Habitats

Pinkshrimpbedsaregenerallycharacterizedbygreenmudormuddy-sandbottoms(Frimodigetal.2009).Althoughsoftbottomseafloorhabitatsonthecontinentalshelfwherepinkshrimpfishingoccursareconsideredtohavealowsensitivitytotrawlgear,theirrecoverytimesfromgearimpactsmaybelongercomparedtoothersubstratetypes.Severalstudiesexamininggeareffectsonsoftbottomindicatethatmudsubstratesaremorestableandhavelongerrecoverytimesthansandsubstrates(NRC2002;Hannahetal.2010).Ameanrecoverytimefortrawlgearimpactsinpinkshrimpfishinggroundsisestimatedtobelessthanoneyearintheabsenceofbottomtrawlfishing(NMFS2005).

TrawlingisprohibitedinallstatewatersinadditiontoEssentialFishHabitatConservationAreas.TheclosureofthepinkshrimptrawlingfisheryfromNovemberthroughMarchallowssomerecoverytimetopinkshrimpbedsbenthichabitats.

Evaluation against MSC Component 2.4: Habitats

Ecosystem

AnecosystemapproachtofisheriesmanagementintheCaliforniaCurrentmusttakeintoconsiderationtheconstantlychangingclimate-drivenphysicalandbiologicalinteractionsintheecosystem,thetrophicrelationshipsbetweenfishedandunfishedelementsofthefoodweb,theadaptationpotentialoflifehistorydiversity,andtheroleofhumansaspredatorsandcompetitors(DFW2007).

Intensivetrawlinghasbeenshowntohaveeffectsonsometypesofseafloorhabitats(NRC2002).SomeresearchofshrimptrawlingeffectsonoceanfloorshasbeendoneoffthecoastofOregonbyHannahetal.in2010infourmud-habitatareaswithdifferenttypesoftrawlinghistory.Overall,theyfoundmeasureabledecreasesinmacroinvertebratedensityanddiversityinheavilytrawledgrounds.ItisassumedthattherewouldbesimilareffectsoftrawlingoffthecoastofCalifornia.

InCaliforniapinkshrimptrawlgroundsthereisthepotentialforcoralhabitatstobeaffected.Trawlingmaycausesubstantialdamagetocoralhabitats(AusterandLangton1999;Koslowetal.2001;Fossåetal.2002;Robertsetal.2006)andcoralhabitatsmayoccurinStatetrawlinggrounds.However,trawlinginCaliforniastatewatersiscurrentlyprohibited.Thestructureandhabitattypeoffederalpinkshrimptrawlinggroundshasnotbeenmapped.

Currentstateandfederalpinkshrimpmanagementmeasureswerenotimplementedto

 

MSC  Performance  Indicators   Rating   Justification  

2.4.1  Outcome     Muddy  bottoms  have  low  sensitivity  to  trawl  gear  

2.4.2  Management     Area  closures  (no  trawling  in  state  waters,  EFH  areas)  

2.4.3  Information     Observer  data;  logbooks;  OR  research  available  –  may  need  more  CA-­‐specific  research  in  the  future  

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specificallyaddressecosystemmanagement(DFW2007).Thecurrentmanagementmeasuresinplacemaycollectivelyfosterasustainablefisheryandindirectlypromoteahealthyecosystembyreducingpotentialfisheryimpactsonthesystem.Thesemeasuresinclude:

• Limitedentrypinkshrimppermittingsystemtocontrolfishingcapacity

• Reductionoffleetcapacityduetovesselbuybackprograms

• Logbookprogramtomonitorcatchlocation,effort,andgearinformation

• Maximumcountperpoundoflandedcatchtoavoidoverfishingjuvenileshrimp

• Closedfishingseasontoprotectegg-bearingfemales

• Minimummesh-sizerequiredtoallowforescapementofjuvenileshrimp

• Bycatchreductiondevicerequiredonthenettominimizegroundfishbycatch

• Arearestrictions(EssentialFishHabitat,MarinePreserves,MPAs)

• Federalat-seaobservercoveragemandatedbylaw

• Stateandfederalincidentaltriplimitstominimizemortalityofnon-targetspecies

PFMChaswrittenadraftFisheryEcosystemPlan(FEP)fortheUSportionoftheCaliforniaCurrentEcosystem.ThegoalofaFEPistoenhancetheCouncil’sspeciesspecificmanagementprogramswithmoreecosystemscience,broaderecosystemconsiderationsandmanagementpoliciesthatcoordinateCouncilmanagementacrossFMPsandtheCaliforniaCurrentEcosystem.ThisplanissettobeadoptedasfinalduringApril6-11,2013.Atthisstagehowever,moreinformationisneededtounderstandhoworifthecurrentmanagementmeasuresprotecttheecosystemstructureandfunction.

Evaluation against MSC Component 2.5: Ecosystem

MSC Principle 3: Management System

Governance and Policy

TheCaliforniapinkshrimpfisheryoperateswithinfederalandstatewatersoffofCaliforniaon

MSC  Performance  Indicators   Rating   Justification  

2.5.1  Outcome     Management  measures  may  indirectly  reduce  ecosystem  impacts,  though  no  quantitative  measures  are  in  place  to  assess  

2.5.2  Management     Gear  and  area  restrictions;  MPAs;  The  PFMC  recently  drafted  the  Fishery  Ecosystem  Plan  

2.5.3  Information     More  information  is  necessary  

 

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thewestcoastoftheUS.ApermitisrequiredtolandpinkshrimpinCalifornia,whichcanbeobtainedfromDFWunderspecifiedconditions.InStatewatersthefisheryisregulatedbytheCommissionandregulationsareimplementedandthefisheryismanagedbyDFW.Californiaworkstomanagewiththeotherwestcoaststates,Washington,andOregonaswellasthePFMCthroughMemorandumsofUnderstanding(MOU)andotheragreements.Inaddition,thepinkshrimptrawlfisheryisnowpartoftheWestCoastGroundfishTrawlIFQprogram.

Evaluation against MSC Component 3.1: Governance and Policy

Fishery Specific Management System

CurrentlythefisheryhasadraftFMPfrom1981developedbythePFMC.However,thethreewestcoaststates,California,Oregon,andWashingtonutilizerecommendationsfromthedraftFMPandworktogetherthroughMOUstoimplementsimilarregulationsacrossstateborders.TrawlinginCaliforniaStatewatersisclosed.

EnforcementoffishingregulationsisconductedinstatewatersbyCDFW’sLawEnforcementDivisionandinfederalwatersbyNOAA’sOfficeofLawEnforcement.Additionallytoolssuchasportsampling,logbooks,andobservercoverageareusedtomonitorcatchandensurevesselshavethecorrectpermitsforthecatchtheyarelanding.Violatorsareprosecutedunderthelaw.Thereisnoevidenceofsystemicnon-compliance.

MSC  Performance  Indicators   Rating   Justification  

3.1.1  Legal  and/or  Customary  Framework  

  FGC  and  DFW  manage  the  fishery  within  an  effective  framework  for  delivering  sustainable  fisheries  

3.1.2  Consultation,  Roles  and  responsibilities  

  Roles  and  responsibilities  are  clearly  laid  out;  FGC  meetings  are  open  to  the  public  and  to  public  comments  

3.1.3  Long-­‐term  Objectives     Magnuson-­‐Stevens  Act,  Marine  Life  Management  Act  

3.1.4  Incentives  for  Sustainable  Fishing  

  Magnuson-­‐Stevens  Act,  Marine  Life  Management  Act  

 

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Evaluation against MSC Component 3.2: Fishery Specific Management System

California Specific Requirements

TheCaliforniavoluntarysustainableseafoodprogramrequiresfisheriesseekingcertificationtomeetCaliforniaspecificstandardsinadditiontothestandardsandrequirementsoftheMarineStewardshipCouncil(MSC)sustainablefisheriescertificationprogram.Theseinclude:

1.Higherscores(80insteadof60)fortwoperformanceindicators(PI)oftheMSCprogram:“StockStatus”(PI1.1.1)and“By-catchofEndangered,Threatened,orProtected(ETP)Species”(PI2.3.1).ThesetwoPIsarehighlightedinthereport.

2.Additionalindependentscientificreview:TheOPCScienceAdvisoryTeamwillbeengagedinthecertificationprocessthroughearlyconsultationinreviewingminimumeligibilitycriteria,andreviewoftheMSC-requiredpre-assessmentsandfullassessments.ThereviewswillbeconductedinadditiontoMSC’speerreview,thusbringingadditionalcredibility,transparency,andindependencetoCalifornia’scertificationprocess.

3.Additionaltraceabilitycomponents:TheCaliforniaprogramwilldevelopauniquebarcodeforCaliforniacertifiedsustainablefish.Thisbarcodecanbeeitherscannedbyasmart-phoneorlinkedtoawebsitethatwillrevealadditionalinformationaboutthefishery,andinformationabouttoxicitywhenavailable.

Recommendations

OPCmaywanttoconsiderworkingwithOregon(whosepinkshrimpfisheryisalreadycertified)andWashingtonaswellasMSCtocertifythefisheryfortheentirewestcoast.Thismayresultinreducedcostsforcertificationandrecertificationinthefutureforallthreestates.IfCaliforniapursuescertification,Oregonwillserveasanexcellentexample.TherehasbeenaverysuccessfulandtrustingpartnershipbetweenthepinkshrimpfishingfleetandtheState.This

MSC  Performance  Indicators   Rating   Justification  

3.2.1  Fishery  Specific  Objectives     Some  objectives  outlined  in  1981  FMP  

3.2.2  Decision-­‐making  Processes  

  MOUs  between  states,  but  no  clear  explicit  process  

3.2.3  Compliance  &  Enforcement  

  An  enforcement  system  exists  and  has  demonstrated  an  ability  to  enforce  relevant  management  measures,  strategies  and/or  rules.  

3.2.4  Research  Plan     Oregon  has  a  research  plan  but  not  specifically  for  CA;  CA  may  need  to  establish  more  biological  monitoring  

3.2.5  Management  Performance  Evaluation  

  Regulations  are  relatively  static,  though  bycatch  reduction  devices  have  been  evaluated;  no  formal  review  of  management  system  in  CA  

 

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hasresultedinarecertificationofthefisheryearlierthisyearonmoreresearchingonthepinkshrimpfishery.

TheimplementationoftheIFQprogram,ofwhichpinkshrimpisapartmaychangethewaythatthefisheryisfishedandtheimpacts.Californiashouldconsiderthesechanges.InthefirstyearoftheIFQprograminOregontheysawamarkedincreaseinpinkshrimplandingsoverpreviousyears.ItispossiblethattheIFQprogrammayresultinlatentpermitsinCaliforniaenteringthefleetagainwhentheconditionsareright.

Inaddition,ODFW2012pinkshrimpnewslettermentionsthatMSCcertificationmayrequireaTargetandLimitreferencepointsysteminthefuture.BasingasystemlikethisonformalstockassessmentandmonitoringcouldbequitecostlyforCDFWtoimplement(Kalvass,pers.comm.).

References

Abramson,N.,Geibel,J.Golden,J.,Northup,T.,Silverthorne,W.,Lukas,J.,andHeimann,R.(1981).FisheryManagementPlanforthePinkShrimpFisheryoffWashington,OregonandCalifornia.PacificFisheryManagementCouncil,Portland,OR.,April1981

Auster,P.J.,andR.W.Langton.1999.Theeffectsoffishingonfishhabitat.AmericanFisheriesSocietySymposium22:150-187.

Bellman,M.,E.Heery,J.Janot,J.Majewski.2010DataReportandSummaryAnalysesoftheCaliforniaandOregonPinkShrimpTrawlFishery.NOAA.http://www.nwfsc.noaa.gov/research/divisions/fram/observer/shrimp_trawl.cfm

Dahlstrom,W.A.1970.Synopsisofbiologicaldataontheoceanshrimp.CDFG,MenloPark,CA,57(4).

Dahlstrom,W.A.1973.StatusoftheCaliforniaoceanshrimpresourceanditsmanagement.Mar.Fish.Rev.35:55–59

CaliforniaDepartmentofFishandWildlife.2007-2012.CaliforniaCommercialLandingsReports.http://www.dfg.ca.gov/marine/landings11.asp

CaliforniaDepartmentofFishandWildlife.CaliforniaCommercialLicensingReports.http://www.dfg.ca.gov/licensing/statistics/

Fosså,J.H.,P.B.Mortensen,andD.M.Furevik.2002.Thedeep-watercoralLopheliapertusainNorwegianwaters:distributionandfisheryimpacts.Hydrobiologia471:1-12.

Frimodig,A.,M.Horeczko,T.Mason,B.Owens,M.Prall,andS.Wertz.2007.InformationregardingthepinkshrimptrawlfisheryoffnorthernCalifornia.CaliforniaDepartmentofFishandGame,MarineRegion,StateFisheriesEvaluationProject.25p.

Frimodig,A.J.,M.C.Horeczko,M.W.Prall,T.M.Mason,B.C.Owens,andS.P.Wertz.2009.ReviewoftheCaliforniatrawlfisheryforPacificOceanshrimp,Pandalusjordani,from1992-2007.MarineFisheriesReview.71(2):1-14.

Hannah,R.W.1993.Theinfluenceofenvironmentalvariationandspawningstocklevelsonrecruitmentofoceanshrimp(Pandalusjordani).CanadianJournalofFisheriesandAquatic

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Sciences50(3):612-622.

Hannah,R.W.(1995).Variationingeographicstockarea,catchability,andnaturalmortalityofoceanshrimp(Pandalusjordani):somenewevidenceforatrophicinteractionwithPacifichake(Merlucciusproductus).Can.J.Fish.Aquat.Sci.52:1018-1029.

Hannah,R.W.(1999).Anewmethodforindexingspawningstockandrecruitmentinoceanshrimp,Pandalusjordani,andpreliminaryevidenceforastock-recruitmentrelationship.Fish.Bull.97:482-494.

Hannah,R.W.(2010).Useofapre-recruitabundanceindextoimproveforecastsofoceanshrimp(Pandalusjordani)recruitmentfromenvironmentalmodels.Calif.Coop.OceanicFish.Invest.Rep,51,119-127.

Hannah,R.W.andS.A.Jones.1991.Fisheryinducedchangesinthepopulationstructureofpinkshrimp(Pandalusjordani).Fish.Bull.U.S.89:41–51

Hannah,R.W.,S.A.Jones,andV.J.Hoover.1996.Evaluationoffishexcludertechnologytoreducefinfishbycatchintheoceanshrimptrawlfishery.OregonDepartmentofFishandWildlife,Newport,Oregon.InformationReport96-4.

Hannah,R.W.,Jones,S.A.,Miller,W.,andKnight,J.S.2010.Effectsoftrawlingforoceanshrimp(Pandalusjordani)onmacroinvertebrateabundanceanddiversityatfoursitesnearNehalemBank,Oregon.Fish.Bull.108:30–38.

Hannah,R.W.(2011).Variationinthedistributionofoceanshrimp(Pandalusjordani)recruits:linkswithcoastalupwellingandclimatechange.Fish.Oceanogr.20(4):305–313.

Hannah,R.W.andA.J.Frimodig.2006.PinkShrimp.CaliforniaDepartmentofFishandGame,MarineRegion,StatusoftheFisheries.https://nrm.dfg.ca.gov/FileHandler.ashx?DocumentID=34412&inline=true

Hannah,R.W.andS.A.Jones.2007.Effectivenessofbycatchreductiondevices(BRDs)intheoceanshrimp(Pandalusjordani)trawlfishery.FisheriesResearch85:217-225.

Koslow,J.A.,K.Gowlett-Holmes,J.K.Lowry,T.O’Hara,G.C.B.Poore,andA.Williams.2001.SeamountbenthicmacrofaunaoffsouthernTasmania:communitystructureandimpactsoftrawling.MarineEcologyProgressSeries213:111-125.

MarineStewardshipCouncil.2007.TheOregonpink(ocean)shrimptrawlfishery.http://www.msc.org/assets/docs/Oregon_pink_shrimp/Final_Report_Oct_2007.pdf.FinalReportVersion3.137p.

NationalMarineFisheriesService(NMFS).2005.FinalEnvironmentalImpactStatement:Pacificcoastgroundfishfisherymanagementplan,essentialfishhabitatdesignationandminimizationofadverseimpacts.NationalMarineFisheriesService,Seattle,Washington.

NorthwestFisheriesScienceCenter.2011.Datafrompinkshrimpsector.Availableat:http://www.nwfsc.noaa.gov/research/divisions/fram/observer/sector_products.cfm

NorthwestFisheriesScienceCenter.2012.ObserverCoverageRates.Availableat:http://www.nwfsc.noaa.gov/research/divisions/fram/observer/xls/WCGOP_Coverage_YearsObserved02-11_Final_v2.xlsx

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NationalResearchCouncil(NRC).2002.Effectsoftrawlinganddredgingonseafloorhabitat.NationalAcademyPress,Washington,D.C.

ODFW.2006.AnnualPinkShrimpReview.OregonDepartmentofFishandWildlife,Newport,Oregon.

Roberts,S.2005.SeafoodWatchSeafoodReport:Wild-caughtColdwaterShrimp.MontereyBayAquarium.

Roberts,J.M.,A.J.Wheeler,andA.Freiwald.2006.Reefsofthedeep:thebiologyandgeologyofcold-watercoralecosystems.Science312:543-547.

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Appendix A

MSC Assessment Tree Pink Shrimp Otter trawl

Principle Component Performance Indicator Northern Southern

Principle 1: Health of Fish Stock

Outcome

1.1.1: Stock status

1.1.2: Reference points

1.1.3: Stock rebuilding Did not assess Did not assess

Harvest Strategy (Management)

1.2.1: Harvest strategy

1.2.2: Harvest control rules

1.2.3: Info/ monitoring

1.2.4: Stock assessment

Principle 2: Impact on Ecosystem

Retained species

2.1.1: Status

2.1.2: Mgmt strategy

2.1.3: Information

By-catch species 2.2.1: Status

2.2.2: Mgmt strategy

2.2.3: Info

ETP species 2.3.1: Status

2.3.2: Mgmt strategy

2.3.3: Info

Habitats 2.4.1: Status

2.4.2: Mgmt strategy

2.4.3: Info

Ecosystem 2.5.1: Status

2.5.2: Mgmt strategy

2.5.3: Info

Principle 3: Management System

Governance & Policy

3.1.1: Legal framework

3.1.2: Consultation, roles, and responsibilities

3.1.3: Long term objectives

3.1.4: Incentives for sustainable fishing

Fishery Specific Mgmt System

3.2.1: Fishery specific objectives

3.2.2: Decision making process

3.2.3: Compliance & enforcement

3.2.4: Research plan

3.2.5: Management performance evaluation