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POLS 373 Foundations of Comparative Politics
Introduction to Theory in
Comparative Politics
POLS 373 Foundations of Comparative Politics
Introduction to Theory in
Comparative Politics
January 28, 2008
Timothy C. LimCalifornia State University, Los Angeles
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Theories about Violent Crime Theories about Violent Crime in the U.S.in the U.S.
To start off our discussion of theory, To start off our discussion of theory, we will begin with an exercise …we will begin with an exercise …
Consider the following 4 “theories” Consider the following 4 “theories” (or arguments) about violent crime (or arguments) about violent crime in the United Statesin the United States
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“Theories” about Violent Crime: #1
A major source of violent crime lies in A major source of violent crime lies in predictablepredictable human behavior. In places where the risks of getting human behavior. In places where the risks of getting caught are minimal where the potential rewards are caught are minimal where the potential rewards are high, individuals are likely to commit more crimes in high, individuals are likely to commit more crimes in general. This is especially true in poorer general. This is especially true in poorer communities, where people may have limited access to communities, where people may have limited access to jobs, education and skills training. Violent crime jobs, education and skills training. Violent crime specifically is more likely (1) when the use of specifically is more likely (1) when the use of violence is a particularly efficient and/or necessary violence is a particularly efficient and/or necessary “tool,” and (2) where the use of violence to achieve “tool,” and (2) where the use of violence to achieve one’s ends entails relatively limited riskone’s ends entails relatively limited riskcompared to the alternativescompared to the alternatives
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“Theories” about Violent Crime: #2 Capitalism causes violence. Not directly, but
through a unrelenting process that divides societies into the “haves” and “have-nots” …. In this way, capitalism alienates people from each other, their families, and their communities, thus setting the stage for anti-social, increasingly violent behavior among ordinary people, against ordinary people. Violence is a response to the “soulessness” and hopelessness engendered by an inherently exploitativeeconomic system.
H YORTAn Introduction to Theory in Comparative PoliticsE
Continued on next slideContinued on next slide
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“Theories” about Violent Crime: #2
Of course, violence is not unique to capitalism, nor are all capitalist societies equally violent. Where the most destructive, alienating, and exploitative aspects of the capitalist process are mitigated, intra-societal violence is lessened. But where the forces of capitalism are unleashed and where vast segments of society are left unprotected, violence thrives. This is why the United Statesis the most violent advanced capitalistsociety on earth.
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“Theories” about Violent Crime: #3
People and societies are responsible for their own actions and decisions, but they do not exist or act in a social vacuum. Their behavior, in other words, is profoundly influenced by the environment in which they live. This environment, which we might call “culture,” may encourage certain practices and values that encourage criminally violent behavior among certain groups of people.
H YORTAn Introduction to Theory in Comparative PoliticsE
Example: Street gangs develop their own cultures, which often glorify and
sanction violence
Example: Street gangs develop their own cultures, which often glorify and
sanction violence
Continued on next slideContinued on next slide
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“Theories” about Violent Crime: #3 More specifically, in some places, a “culture of violence” has been created. In this “culture of violence,” members of the community learn to resolve or address problems and conflicts primarily through the use violence.
Violence, in other words, becomes a dominant and largely accepted norm within the community. Importantly, cultures of violence are not “born,” but created. Over time, however, violent cultural practices become deeply embedded within a community, taking on a life of their own. When this happens, the culture itself becomes an explanationfor behavior.
H YORTAn Introduction to Theory in Comparative PoliticsE
Military forces consciously create a culture based, to a large extent, on violence
Military forces consciously create a culture based, to a large extent, on violence
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Summary of “Theories” on Violent Crime
Theory #1: Theory #1: A major source of violent A major source of violent crime lies in predictable human behaviorcrime lies in predictable human behavior
Theory #2:Theory #2: Capitalism causes violenceCapitalism causes violence
Theory #3:Theory #3: Crime reflects a “culture of Crime reflects a “culture of violence”violence”
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Theory in Comparative PoliticsTheory in Comparative Politics
Key points:Key points:
Each of the three “theories” represent different Each of the three “theories” represent different research traditionsresearch traditions common in comparative common in comparative politicspolitics
Each of the three “theories” are marked by Each of the three “theories” are marked by significant, but not necessarily obvious, significant, but not necessarily obvious, differencesdifferences
One important difference relates to a One important difference relates to a level of level of analysisanalysis
H YORTAn Introduction to Theory in Comparative PoliticsE
micro-levelmicro-level
meso-levelmeso-level
macro-levelmacro-level
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Theory in Comparative Politics: Theory in Comparative Politics: Levels of AnalysisLevels of Analysis
Micro-levelMicro-level
Looks for an explanation of behavior within or at the level of the individual
Example: A psychological explanation of Charles Manson’s violent, sociopathic personality; psychological explanations assume that the answer to certain types of violence can only be found by looking inside the minds of individuals
H YORTAn Introduction to Theory in Comparative PoliticsE
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Theory in Comparative Politics: Theory in Comparative Politics: Levels of AnalysisLevels of Analysis
Meso-levelMeso-levelLooks beyond the individual to broader social conditions; meso-level explanations can focus on community norms or culture more generally; institutional arrangements, historical experiences; state-level actions; and so on
Example: Some cultures encourage, reward, and even compel members of the culture to behave violently; others, such as the Amish community, teach their members to abhor all forms of violence (only one Amish man has ever been convicted of murder)
H YORTAn Introduction to Theory in Comparative PoliticsE
The Amish: A culture of peace and non-violence?
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Theory in Comparative Politics: Theory in Comparative Politics: Levels of AnalysisLevels of Analysis
Macro-levelMacro-levelLooks at the “biggest” forces that shape, not just individual behavior, but whole societies; assumes that all human action is both constrained and enabled by factors beyond our individual control: Marxists, for example, believe that capitalism is an all-encompassing social system that necessarily, unavoidably, and profoundly shapes our behavior
H YORTAn Introduction to Theory in Comparative PoliticsE
To Marxists, the global system of neo-liberal capitalism is an overarching force shaping the entire world
To Marxists, the global system of neo-liberal capitalism is an overarching force shaping the entire world
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Theory in Comparative Politics
Another way to classify the statements is in terms of the three research traditions discussed in chapter three:
Fits into a ___________________ framework
Fits into a ___________________ framework
Fits into a ___________________ framework
cultural
rational choice
structural
H YORTAn Introduction to Theory in Comparative PoliticsE
THEORY 1THEORY 1
THEORY 2THEORY 2
THEORY 3THEORY 3
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Theory in Comparative Politics
Which approach best reflects your current understanding of violent crime? In other words, are you a rationalist, a structuralist, or a culturalist? Which “hat” do you already wear?
H YORTAn Introduction to Theory in Comparative PoliticsE
question
question
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Theory in Comparative Politics
Some More Questions
• What is theory?
• What is meant by the word “theorizing”?
• Is it only academics, such as Einstein, who theorize?
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Theory in Comparative PoliticsWhen we theorize, we are …
making judgments about what it and is not relevant or important in terms of explaining some significant economic, social or political phenomenon
` identifying a specific level of analysis and making assumptions about power, structure, and agency
connecting certain facts with specific outcomes
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Theory in Comparative Politics
A basic definition of theory
A theory is a kind of simplifying device that allows you to decide which facts matter and which do not
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Theory in Comparative Politics
Theory as a simplifying device: An example
Theory = (Conceptual) Filter
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Another Useful
Metaphor: Theory as
a Photograph
ic Lens
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Theory as a Photographic Lens
Basic lesson: Different “lenses” (a.k.a., theories) serve different purposes; this may help explain why, in the social sciences, there are multiple, often competing theories
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Multiple Theories
The existence of multiple theories raises some questions …
Are all theories equally valid? Are different theories—even personal ones—all equally good?
Short Answer:NO!
H YORTAn Introduction to Theory in Comparative PoliticsE
There are good, bad, andjust plain ugly theories
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Some Problems in “Bad Theories” and Theorizing Many people theorize in an extremely superficial or arbitrary manner; jump to conclusions; ignore or dismiss “facts” that don’t fit into their understanding of the world; fail to acknowledge logical contradictions; confuse “observation” or correlation with causation; never (ever) think about the assumptions upon which their views are based; or regard their theories or theorizing about the world as self-evidently true
H YORTAn Introduction to Theory in Comparative PoliticsE
One might argue that George W. Bush uses bad theory
One might argue that George W. Bush uses bad theory
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Some Problems in “Bad Theories” and Theorizing The basic problem can be summed up simply: Many people operate on a modified version of Descartes’ famous dictum (“I think therefore I am”), by asserting …
I think, therefore I’m right
I think, therefore I’m right
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An Amended Definition of Theory
Theory is a simplified Theory is a simplified representation of reality and a representation of reality and a framework within which facts are framework within which facts are not only selected, but also not only selected, but also interpreted, organized, and fit interpreted, organized, and fit together so that they create a together so that they create a coherent wholecoherent whole
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Key Points in Amended DefinitionTheory necessarily simplifies reality, but is not
separate from reality
Theory helps us to determine what facts are important, meaningful, relevant
Theory guides our interpretation of the “facts” (What do the facts “mean”?)
Theory tells us how to organize the facts--how do different facts relate to one another? Which are primary?
Theory allows us to develop “whole” arguments
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