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Transportation Technology Center, Inc., a subsidiary of the Association of American Railroads © TTCI/AAR, 1/10/2012. p1 Positive Train Control Overview IV Encontro de Ferrovias ANTF September 7 th , 2013 Ruben D. Peña Paulo Vieira

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Page 1: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

Transportation Technology Center, Inc., a subsidiary of the Association of American Railroads

© TTCI/AAR, 1/10/2012. p1

Positive Train Control Overview

IV Encontro de Ferrovias

ANTF

September 7th, 2013

Ruben D. Peña Paulo Vieira

Page 2: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

© TTCI/AAR, 1/11/2012, Filename p2

® PTC Overview

Transportation Technology Center, Inc.

♦ Operates FRA’s Transportation Technology Center (TTC) - the world’s leading and largest railroad technology development and test center

♦ The largest concentration of railroad research and test engineers in the Western Hemisphere

♦ It was the AAR Research & Test Department until 1998

♦ Now, a for-profit subsidiary of AAR

Page 3: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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North American Rail Network

PTC Overview

• > 300,000 kms of tracks • > 600 separate RRs

• Mostly private • > 1.5 million cars • > US$ 50 billion revenue

Page 4: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Class I Railroads Network of North-America PTC Overview

• > 265,000 Kms of track • > 70% of operation • > 90% of revenue • Almost 90 % of employees

Page 5: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Why so much Interest in PTC?

HIGH PROFILE ACCIDENTS

RAIL SAFETY IMPROVEMENT ACT OF 2008 (RSIA’08)

Each Class I railroad carrier and each entity providing regularly scheduled intercity or commuter rail passenger transportation shall implement a Positive Train Control system by Dec 31, 2015, governing operations on:

its main line over which intercity rail passenger transportation or commuter rail passenger transportation,

its main line over which poison- or toxic-by-inhalation hazardous materials are transported, and

such other tracks as the Secretary may prescribe by regulation or order.

> ha

lf of

US

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es

RSIA’08 has been codified & Detailed as 49CFR236 Subpart I

PTC Overview

Page 6: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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PTC Requirements

PTC = a system designed to prevent: 1. train-to-train collisions, 2. over-speed derailments, 3. incursions into established work zone limits, 4. movement of a train through a switch left in the

wrong position.

PTC provides Protection against Human Error

PTC Overview

Page 7: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Strategic actions made to achieve PTC

PTC Overview

• Soon after RSIA08 was enacted, the Class I railroads started a joint effort to define common standards and requirements.

• Interoperable Train Control Committee (ITC) was created o Design of the Concept of Operations. o Application level requirements. o Requirements for the communication system. o Ensure interoperability and open architecture design.

• FRA has been funding strategic research projects for PTC

Page 8: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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PTC System Overview • Today’s predominant PTC systems are overlay

PTC Overview

Dispatching System

Interlocking Interlocking

Signaled Territory

Signaling System Track Warrant

PTC – Safety Overlay

Non-signaled Territory

Page 9: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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PTC is Communications-Based Train Control (CBTC) with Computers & Displays On Board that Govern Train Movements & Speed iaw: ● Limits Received from Off Board, ● High-Resolution Self-Positioning, and ● Predictive Enforcement Braking.

PTC Overview

PTC System Overview – Current System Design

GPS

Page 10: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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PTC Characteristics – Interoperability PTC Overview

BNSF Site 2

NS Site 1 CP Site 1

NS Center BNSF Center UP Center CP Center

BNSF Site 1

UP Site 1

Up train msgs

Page 11: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Main differences between European Train Control System (ETCS) and PTC

ITEM PTC ETCS Radio System • Developing its own 220

MHz data radio • Allows direct

communication between train and wayside devices

• Uses GSM-R - Global Systems for Mobile Communications Railway

Locomotive positioning

• Uses GPS - Global Positioning System

• Based on tags placed along the tracks

Locomotive onboard components

• Distinct hardware and software components

Current PTC implementation is equivalent to ETCS Level 2

Page 12: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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GSM-R

ETCS – European Train Control System

OBC

220 MHz Radio

220 MHz Radio

OBC

GSM-R

GPS

TAG TAG TAG

PTC – Positive Train Control

PTC Overview

Main differences between European Train Control System (ETCS) and PTC

220 MHz Radio

Page 13: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Key PTC Projects where TTCI plays a main role:

● Train Enforcement Braking Algorithm

● RF Network Planning and Design

● PTC Radio and System Testing

PTC Overview

Page 14: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Challenge: 1. Response of the braking system of rolling stock

(locomotives, cars) is not uniform 2. Variation can be considerable for freight trains 3. Braking system must guarantee train stop before target.

Stop at target

60 MPH

4. If the braking curve is too conservative, it would cause a significant impact in train operation

Conservative Curve

Effective Curve

Train Enforcement Braking Issue

PTC Overview

Page 15: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Offset (Margin) 1750 ft

Typical Distribution of stopping points

Freight train stopping from 60 mph

Predictive automatic enforcement algorithms based solely on car braking: • No dynamic braking • No locomotive braking (except for short trains) • Worst case braking parameters Train weight Braking efficiency Type of brake valve

Train Enforcement Braking Issue

Large Safety Margin in PTC Braking Algorithms causes trains to Slow or Stop Sooner than Desired, which can Degrade Capacity

PTC Overview

Page 16: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Approach to resolve the issue: Adaptive Train Enforcement Braking Algorithm

• Intellingent algorithm that adjusts the braking curve as the train moves: o Onboard computer knows where the train is and the

topography of the track o Onboard computer learns for previous train brake

application o Dynamic adjustments as train operates

Stop at target

60 MPH

Adjusted Curve Conservative Curve

Effective Curve

PTC Overview

Page 17: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Enforcement Braking Solutions Evaluated by TTCI

0

5

10

15

20

25

30

35

40

-4000 -3000 -2000 -1000 0 1000 2000 3000

Distance (Feet)

Spee

d (m

ph)

Case 1Case 4Case 7Base Case20 Sec Warning40 Sec Warning

Case 1: Start of Current PTC Enforcement

Case 7: Emergency Only

Base Case: Adaptive Braking

Braking Distances – From 40 mph – 10 cars

Case 4: Less conservative train parameters

During full service enforcement, PTC monitors EOT brake pipe pressure & applies emergency braking only after reduction has reached EOT (train is bunched).

Enforcement Algorithm TOESTM

Test Controller and Logger

PTC Overview

Page 18: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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RF Network Planning and Design ♦ Main Issues to Resolve in Dense Urban Areas

● How much RF spectrum is needed ? ● What additional resources are necessary (like new sites) ? ● What is the plan for railroads to share communication resources

in those areas ?

Railroad Route Miles UP 154 NS 82 BNSF 31 CN 269 NICTD 32 Metra 187 CSX 60 IHB 44 BRC 20 Amtrak 1 TOTAL 880

Chicago Case

TTCI was hired to resolve the dense urban areas in the

USA

> 800 radio sites

PTC Overview

Page 19: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Train Traffic Simulation

PTC Message Simulation

RF Propagation Simulation and

Loading Analysis

RTC Simulator

TTCI’s Simulator

Planet RF Simulator

RF Network Planning and Design

PTC Overview

Page 20: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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♦ RF network projects developed for the folowing cities

Urban Area Track extension (Km) # of Radios # of Railroads Los Angeles 1200 320 5 Chicago 4500 900 11 St. Louis 1000 350 7 Kansas City 900 280 6 New Orleans 1200 340 7 Mn-St.Paul 750 260 5 Toledo 700 250 5 New York 1500 400 6 Dallas-Ft Worth 650 N/A 5

Chicago Model

RF Network Planning and Design

PTC Overview

Page 21: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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PTC Radio and System Testing

♦ System testing of new functionality in live, operating environment is very difficult ●Difficult or impossible to conduct Stress Testing ●Often Not Repeatable ●Must accommodate Revenue Traffic ●Must obey all Operating Rules or obtain Waivers ●Changes to Vital Equipment require Lengthy V&V

On-track Test Bed without Revenue Traffic and Regulations can Alleviate these Problems.

PTC Overview

Page 22: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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PTC Radio and System Integration Testing

Related Systems: DGPS – Beacon Site

Nearby HANDGPS

80 km of Test Track on 160 km2 of land near Pueblo, CO

180’ Tower • MCC SDRs • VHF Site Radio • ATCS • 452.465 MHz VTS • Microwave 6GHz T1

120’ Tower • VHF • ATCS

Operations Building (OPS) • 802.11b/g • Microwave 6GHz T1

802.11b/g CDMA Cellular

w/1xEVDO

802.11b/g

Test Loop Length & Max Speed RTT – 14 mi. 165 mph TTT – 9 mi. 80 mph HTL – 3 mi. 40 mph

N

Tower & Antenna Locations

DGPS Coverage over the Test Bed

4000 ft. Siding

Test Capabilities for: Interoperability &

Standards Compliance Performance Evaluation Proof of Concept for

New Applications V&V Handoff Schemes

Infrastructure for Testing: Communications

Systems PTC Systems &

Components Remote Control

Locomotives (RCL) Other Wireless

Applications

PTC Overview

Page 23: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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List of PTC Projects at TTCI Customer Project

•FRA TO 219 Low Cost Adv Act Xing Dem •FRA TO 234 HA-GPS Upgrade/Testing •FRA TO 242 Braking Algorithm, Freight •FRA TO 256 FRA PTC Test Bed Upgrades •FRA TO 257 FRA EIC PRT Integration •FRA TO 267 Braking Performance Model, Passenger •FRA TO 269 Braking Performance Model, Passenger •FRA TO 270 PTC Test Bed Upgrade •RRF RRF CA - HPDR •RRF RRF ITP Proof of Concept Project •RRF RRF/FRA R&D Enhance PTC •FTA FTA Rail Capacity •Alaska Railroad ARRC TOES •AAR AAR PTC Enhance RTC Simulator •PTC-220, LLC PTC 220 RF Coordination •Proprietary 220 PTC Radio Testing •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC Consulting •SYSTRA MNR PTC Consulting •ARINC CAD Consulting •Invensys Rail Invensys PTC Braking Algorithm Test •EMD EMD PTC Proof of Concept

•Network Simulator •Test Controller/Logger •Broken Rail Detection •C&TC Test Bed

IR&D Project

PTC Overview

Page 24: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Summary of what TTCI’s C&TC Team Does

TTCI applies System Engineering & State of the Art Tools to:

Solve Critical PTC Issues (e.g., enforcement braking, data comms)

Assess PTC Performance Impacts, e.g., on Network Capacity

Plan & Conduct Testing – at TTC’s PTC Test Bed or Railroad

Help RRs select the best suited PTC Technologies & Configurations

Develop Procurement Documents (Rqmt Specs, ConOps, RVCCM)

Provide Train Control & Communications System Training

Provide Radio Frequency Coordination & Design

TTCI doesn’t supply PTC systems … We help improve PTC System Safety, Performance & Cost Effectiveness.

PTC Overview

Page 25: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Main Challenges and Concerns for PTC Successful Deployment

PTC Overview

• Main challenges o Finish all integration and interoperability tests o Be able to deploy components in the field and locomotives according

to deadline

• Concerns o Cost of PTC implementation for track and locomotive o Unforeseen impact in production (train operation, interoperability,

reliability)

Page 26: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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Current Deployment Stage

PTC Overview

• Intensive tests with PTC system and components o Radio and onboard components o Integration and interoperability

• Deployment at railroads

o Field infrastructure (WIUs, base stations towers and antennas) at major cities and main railroad links are under way

• First PTC deployment => L.A. basin area (Metrolink)

o RF network design in final stages o Field deployment in advanced stages

Page 27: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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The Future

PTC Overview

• Explore communications infra-structure Improve train monitoring/control (efficiency) Improve communications with field operations Improve reliability/availability (real-time health monitor)

• Stand-alone System Operation Reduce field infra-structure (maintenance costs and reliability) Signaling system is currently the fall back

• Moving Block Concept Still not feasible for freight operation (need to resolve dependency on

track circuit for broken rail detection and train integrity). Unless under extremely heavy traffic, production gains are unlikely to

justify its use.

Page 28: Positive Train Control Ruben D. Peña Overview Paulo Vieira ......GSM-R . GPS . TAG . TAG ; TAG – Positive Train Control. ... •SYSTRA Metrolink PTC Consulting •SYSTRA LIRR PTC

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OBRIGADO !

PTC Overview