preka, loretta a. - judicial watch · preka, loretta a. co-trustee!frustee trusts #7 and # 11 . 3....

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[ D D 2. 1. AOJO . Re. 112011 FIANCIAL DISCLOSURE REPORT FOR CALENAR YA 2010 1. Person Reportng (last name, first, middle initial) 2. Court or Organization Preska, Lorett A. United States District Court, Souther District of New York 4. Title (Article II judges indicate actve or senior status; Sa. Report Type (check appropriate type) magistate judges indicate fl- or part-time) D Nomination, Date United States District Judge - Active D Initial Annual Final Sb. Amended Report Report Required by the Ethics in Goverment Act of1978 (5 U.C app. §§ 101-111) 3. Date of Report 03/31/2011 6. Reporting Period 01/01/2010 to 12/31/2010 7. Chambers or Ofice Address 8. On the basis of the information contained i this Report and any modifications pertaining thereto, it is, in my opinion, in compliance 500 Pearl Steet, Room 2220 with applicable laws and regulations. New York, N 10007 Reviewing Ofcer Date IMPORTANT NOTES: The instructons accompanying this form must be folowed Complete al pars, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIT!0NS. (Reportng individual only; see pp. 9-13 of fling instructions.) D NONE (o reportable positions. POSITION NAME OF ORGANIZATION/ENTITY 1. Vice President Fordham Law Alumni Association Preka, Loretta A. Co-Trustee!frustee Trusts #7 and #11 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University 5. II. AGREEMENTS. (Reportng indiviual only; see pp. 14-16 of fding instructons.) [ NONE (o reportable agreements. PARTIES AND TERMS 2. 3.

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Page 1: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

[{] D

D

2.

1.

AOJO

. Rev. 112011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) 2. Court or Organization

Preska, Loretta A. United States District Court, Southern District of New

York

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date

United States District Judge - Active D Initial Annual Final

Sb. Amended Report

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report

03/31/2011

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

500 Pearl Street, Room 2220 with applicable laws and regulations.

New York, NY 10007

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSIT! 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1. Vice President Fordham Law Alumni Association

Preka, Loretta A.

Co-Trustee!frustee Trusts #7 and # 11

3. Advisory Board Federalist Society, New York Chapter

4. Trustee Fordham University

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of fding instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

2.

3.

Page 2: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

February 21-28, 2010 _K_o _n a_,_HI _______ B _en_c_hlB_ar_M tg .,_C_L_E ___ L_od g in g,_T_ra _v_el _, F_o_o _d _____ _

3.

Date of Report Name of Person Reporting

Page 2of14

FINANCIAL DISCLOSURE REPORT 03/3112011Preska, Loretta A.

ID. NON-INVESTMENT IN COME. (Reporting individual and spouse; see PP· 17.24 of .filing instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours , not spouse's)

I.

2.

3.

4.

B. Spouse' S Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2010 Self Emp loyed Lawyer

2.

4.

IV. REIMBURSEMENTS transportation, lodging.food, entertainment -

(Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Federal Bar Council

2.

3.

4.

5.

Page 3: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

FINANCIAL DISCLOSURE REPORT

Page 3of14

Name of Person Reporting

Preska, Loretta A.

Date of Report

03/31/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

1.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

1.

2.

3.

4.

5.

Page 4: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

(1)

(Q-WJ

(3)

Date of Report Name of Person Reporting

03/31/2011Preska, Loretta A.

FINANCIAL DISCLOSURE REPORT

Page 4of14

VII. INVESTMENTS and TRUSTS income, value, transactions <Inctudes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(!) (2) (!) (2) (2) (4) (5)

Place "(X)11 after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., ren Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller

(A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

transaction)

1. JP Morgan Chase Bank A/C A Interest J T

2. Trust #1 D Int./Div. N T

3. -FIDO NY Municipal MMF

4. -Promissory Notes

5. -S&P Midcap Deposit Receipts

6. -FIDO Contrafund

7. -American Growth Fund Sold

8. -Black Rock Global Fund Allocation Buy

9. -Ivy Asset Strategy Fund Buy

10. Trust #2 D Int./Div. N T

11. -FIDO NY Municipal MMF

12. -Promissory Notes

13. -S&P Midcap Depository Receipts

14. -American Growth Fund Sold

15. -Baron Growth Fund

16. -Black Rock Global Allocation Fund Buy

17. -Ivy Asset Strategy Fund Buy

03/31110 J

02/22/10 J

02/22/10 J

03/31110 J

02/22/10 J

02/22/10 J

1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns B 1 and D4) F =$50,001- $100,000 G =$100,001- $1,000,000 HI =$1,000,001- $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns C 1 and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Casb Market

(See Column C2) U=BookValue V =Other W=Estimated

Page 5: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

(!) (2) (!) (3) (5)

(J-P)

(Q-W)

Page 5of14

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

03/3112011Preska, Loretta A.

VII. INVESTMENTS and TR US TS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of fuing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(!) (2) (2) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/sellerCode I

(A-H) or int.) (J-P) Code3 redemption) (A-H) (if private

transaction)

18. Trust #3 c Dividend N T

19. -S&P Midcap Deposit Receipts

20. -FIDO NY Municipal MMF

21. -FIDO Contrafund

22. -Eaton Vance LG Cap Fund

23. -Royce Total Return Fund

24. -Tweedy Browne Global Fund

25. -Black Rock Global Allocation Fund Buy 02/22/10 K

26. -Ivy Asset Strategy Fund Buy 02/22/10 K

27. Trust#4 D Dividend 0 T

28. -S&P Midcap Deposit Receipts

29. -FIDO NY Municipal MMF

30. -Baron Growth Fund Sold 02/22/10 J

31. -American Growth Fund

32. -Eaton Vance LG Cap Fund

33. -Royce Total Return Fund Sold 02/22/10 J

34. -Tweedy Browne Global Fund Sold 02122/10 J

1. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 • $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 • $100,000 G =$100,00! - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00J - $50,000 L =$50,00l - $100,000 M =$J00,001 • $250,000

(See Columns Cl and D3) N =$250,00l - $500,000 0 =$500,001 • $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W=Estimated

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(3) (4)

35.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 6of14 Preska, Loretta A. 03/31/2011

VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(I) (2) (I) (2) (I) (2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

-Black Rock Global Allocation Fund Buy 02/22/10 K

36. -Ivy Asset Strategy Fund Buy 02/22/10 K

37. Trust #6 B Dividend L T

38. -NWML Whole Life

39. Trust #7 E Dividend N T

40. -Evlico Adjustable Life

41. -NEML Annuity

42. -NWML Whole Life

43. -NWML Whole Life

44. Trust #8 None N T

45. -Sun Life Universal Life

46. -NYL Universal Life

47. Trust #9 None Pl T

48. -Sun Life Universal Life

49. IRAs #1-6 (see IRAs #9 and IO)

50. Law Firm Retirement A/C D Dividend Pl T

51. -Fidelity Contrafund

l. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and 04) F =$50,001- $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns C l and 03) N =$250,00 l • $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 • $25,000,000

P3 =$25,000,001- $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V-Oher W=Estimated

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54.

(I)

D.

(3) (4)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7of14 03/31/2011Preska, Loretta A.

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

Place 11(X)11 after each asset

exempt from prior disclosure

(I) (2) (2) (!) (2) (5)

Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sen, mm/dd/yy Code 2 Code 1 buyer/seUer (A-H) or int.) (J-P) Code 3

(Q-W) redemption) (J-P) (A-H) (if private

transaction)

52. -Baron Growth Fund

53. -Fidelity Cash Reserves

-Royce Total Return Fund

55.

56.

57.

58.

59.

60.

61.

62.

63.

64.

65.

66.

67.

68.

-Vanguard Midcap Index Fund

Law Firm Capital A/C and Int. in AIR

Forrest City Investment Partners

NYS Municipal Bonds

NYC Municipal Bonds

Citibank Accounts

FL Municipal Bonds

M&T Bank Accounts

LA Municipal Bonds

TX Municipal Bonds

SC Municipal Bonds

WA Municipal Bonds

MN Municipal Bonds

PA Municipal Bonds

Buy

None Pl w

A Distribution J w

D Interest M T

D Interest M T

D Interest Pl T

E Interest 0 T Redeemed (part)

A Interest M T

c Interest L T

E Interest 0 T

B Interest K T

E Interest N T Redeemed

(part)

B Interest K T

D Interest M T

04/19/10 K

08/02/10 K

12/11/10 K

L Income Gain Codes: A =$1,000 or less B l,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Colll!lllls B 1 and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 H1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K 15,001 - $50,000 L=$50,00l - $100,000 M =$100,001 • $250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Colll!llll C2) U =Book V aloe V =Other W=Estiroated

Page 8: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

(4)

(A-H) (J-P)

71.

FINANCIAL DISCLOSURE REPORT

Page 8of14

Name of Person Reporting

Preska, Loretta A.

Date of Report

03/31/2011

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1ut1es those of spouse anti t1epent1en1 children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (1) (2) (1) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller

or int.) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

69. IL Municipal Bonds E Interest 0 T Redeemed 12/06/10 L

(part)

70. MA Municipal Bonds D Interest M T

AL Municipal Bonds D Interest M T

72. KY Municipal Bonds c Interest L T

73. HI Municipal Bonds c Interest L T

74. IN Municipal Bonds D Interest N T

75. WI Municipal Bonds D Interest M T

76. AK Municipal Bonds c Interest L T

77. MI Municipal Bonds D Interest M T

78. SD Municipal Bonds c Interest L T

79. Integro Common Stock None N T

80. DE Municipal Bonds c Interest L T

81. NV Municipal Bonds B Interest L T

82. Trust #10 F Dividend Pl T

83. -S&P Midcap 400 SPDRS

84. -FIDO Muncipal MMF

85. -Eaton Vance LG Cap

1. Income Gain Codes: A =$1,000 orless B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns B 1 and D4) F=$50,001-$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Cl aod D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ==Assessment T =Cash Market

(See Column C2) U =Book Value V=Other W=Estimated

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(3) (4) (5)

(A-H)

(Q-W)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9of14 03/31/2011Preska, Loretta A.

VII. INVESTMENTS and TR US TS income, vatue, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(I) (2) (I) (2) (1) (2)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/sellerCode 1

or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

86. -Vanguard Intermediate Tax Exempt Bond Sold 01125/10 N E Fund

87. Sold 07/04110 M D

88. -Vanguard Limited Term Bond Fund Sold 01122110 0 D

89. Sold 07/04/10 M c

90. -Pimco Total Return Institutional Fund Buy 01122/10 0

91. Sold 07/21110 L c

92. -MS Global Long Short Fund Buy 07/27/10 0

93. -Templeton Global Fund Buy 11/23/10 N

94. Buy 11124/10 M

95. DC Municipal Bonds D Interest L T Matured 08/16/10 L

96. OH Municipal Bonds E Interest N T

97. Ironshore Common Stock None M T

98. Trust#ll B Dividend M T

99. -S&P Midcap 400 SPDRS

100. -Fidelity MMF

101. -Eaton Vance LG Cap Fund

102. -Templeton Global Fund Buy 11/24110 K

l. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns B 1 and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 Ht =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4=More tbau $50,000,000 3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U=BookValue V=Other W=Estimated

Page 10: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

D.

(I) (3)

mm/dd/yy

(A-H)

(Q-W)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 10of14 03/31/2011Preska, Loretta A.

VII. INVESTMENTS and TR US TS - income, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c.

Description of Assets Income dnring Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(1) (2) (2) (1) (2) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Code2 Code I buyer/seller

or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

103. Western Asset Government MMF A Dividend M T

104. Trust #12 c Dividend N T

105. -Fidelity MMF

106. -SPDR S&P Midcap ETF Buy 04/19/10 M

107. S old 11130/10 J

108. -Templeton Global Bond Fund Buy 11123/10 L

109. -Black Rock Global Allocation Fund Buy 11123/10 M

110. -Ivy Asset Strategy Fund Buy 11123/10 M

111. NE Municipal Bonds B Interest L T

112. IRA#7 A Dividend K T

113. -Pimco Total Return Fund Buy 09/07/10 J

114. -Tweedy Browne Global Value Fund Buy 09/07/10 J

115. -S&P Midcap 500 SPDRS

116. -S&P Midcap 400 ETF

117. -Government MMF

118. IRA#8 A Dividend J T

119. -S&P Midcap 500 ETF

1. Income Gain Codes: A =$1,000 or less B 1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns C l and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 P l =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W=Estimated

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(2) (I)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 11of14 Preska, Loretta A. 03/31/2011

VII. INVESTMENTS and TR US TS - income, vatue, transactions (1nc1ui1es those of spouse and dependent children,- see pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(I) (2) (I) (2) (3) (4) (S) Place "(X)" after each asset

exempt from prior disclosure Amount Code 1 (A-H)

Type (e.g.,

div., rent,

or int.)

Value

Code2

(J-P)

Value

Method

Code3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

mm/dd/yy

Value

Code2

(J-P)

Gain

Code 1 (A-H)

Identity of

buyer/seller

(if private transaction)

120. -S&P Midcap 400 ETF

121. -MMF

122. CO Municipal Bonds D Interest L T Buy L

123. GA Municipal Bonds B Interest L T Buy 01/12/10 L

124. ND Municipal Bonds B Interest L T Buy L

125. IRA #9 E Dividend Pl T

126. -Fidelity Contrafund Buy 06/10/10 K

127. -Fidelity US Government Reserves Sold 07/21/10 J

128. -Baron Growth Fund Buy 06/10/10 K

129. -Black Rock Global Allocation Fund Buy 01/22/10 Pl

130. Buy 02/07/10 N

131. -Pimco Total Return Fund Buy 01/22/10 M

132. Buy 06/10/10 L

133. Buy 07/21/10 L

134. -Vanguard Midcap Fund Buy 04/19/10 L

135. -SPDR Midcap 400 ETF Buy 06/10/10 K

136. -Eaton Vance LG Cap Fund Buy 06/10/10 K

1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c 2,501 - $5,000 D =$5,001- $15,000 E =$15,001- $50,000

(See Columns B 1 and D4) F=$50,001 • $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K=$15,001 - $50,000 L =$50,00 l - $100,000 M =$100,00 l - $250,000

(See Columns Cl and 03) N =$250,00l - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 Pl =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U=BookValue V =Other W=Estimated

Page 12: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

(5)

FINANCIAL DISCLOSURE REPORT

Page 12of14

Name of Person Reporting

Preska, Loretta A.

Date of Report

03/31/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(I) (2) (1) (2) (1) (2) (3) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/sellerCode 1

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

137. -American Growth Fund of America Buy 06/10/10 K

138. -Ivy Asset Strategy Fund Buy 01/25/10 N

139. Buy 02/17/10 N

140. -Royce Total Return Fund Buy 06/10/10 K

141. -Tweedy Browne Global Value Fund Buy 06/10/10 K

142. IRA #10 D Dividend 0 T

143. -SPDR Midcap 400 Buy 04/19/10 M

144. -FIDO US Government Reserves Sold 06/10/10 J

J

145. -Baron Growth

146. -American Growth Fund of America

147. -Tweedy Browne Global Value Fund

148. -Vanguard Midcap Index Fund Buy 04/19/10 K

149. -Ivy Asset Strategy Fund Buy 06/10110 K

150. BIOC LLC Distribution K u Buy 11/16/10 K

1. Income Gain Codes: A =$1.000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 Hl =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V=Other W=Estimated

Page 13: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 13of14 Preska, Loretta A. 03/31/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)

On or about 5/26/10, the entire contents of IRAs# 1, 2, 3 and 5 were converted to IRA #9.

On or about 5/26/10, the entire contents of IRAs #4 and 6 were converted to IRA#10.

On or about 6/2110, part of the law firm retirement account (line 50) was converted to IRA#9.

Fideltiiy UST MMF (line 124 from 2009 FDR) was apparently re-nominated and/or merged with Western Asset Government MMF.

Lines 122 and 124 -- dates are 12/10/09 and 12/24/09, respectively.

Page 14: Preka, Loretta A. - Judicial Watch · Preka, Loretta A. Co-Trustee!frustee Trusts #7 and # 11 . 3. Advisory Board Federalist Society, New York Chapter 4. Trustee Fordham University

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 14of14 Preska, Loretta A. 03/31/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Loretta A. Preska

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544