presentation - first 2001 conference

Robert J. Abate Robert J. Abate –– Sr. VP ProjectsSr. VP ProjectsICICI Infotech Inc.ICICI Infotech Inc.

FIRST 2001FIRST 2001Gleneagles, ScotlandGleneagles, Scotland

All Rights Reserved & ProtectedAll Rights Reserved & Protected ©©2001, ICICI Infotech Inc.2001, ICICI Infotech Inc.11

Integration Of Financial Accounts & Brokerage Tradi ng Systems OnIntegration Of Financial Accounts & Brokerage Tradi ng Systems On The WebThe Web


PRESENTATION AGENDAPRESENTATION AGENDA

�� Background On ICICI Group Ltd.Background On ICICI Group Ltd.

�� CEOCEO’’s Pledge For Truly Integrated Sites Pledge For Truly Integrated Site

�� Identification Of Systems / Features Identification Of Systems / Features

�� Interconnection & Exchange Of Info Interconnection & Exchange Of Info

�� Integration Of Banking, Investment & Stock Integration Of Banking, Investment & Stock / Portfolio Management Systems / Portfolio Management Systems

�� The ICICIdirect.com User Experience The ICICIdirect.com User Experience

�� Integrating The Enterprise And Toolsets Integrating The Enterprise And Toolsets



BACKGROUND ON ICICIBACKGROUND ON ICICI

�� Founded In 1955 Founded In 1955 –– World Bank & India GovernmentWorld Bank & India Government�� ““ To Encourage & Assist Industrial Development In Ind iaTo Encourage & Assist Industrial Development In Ind ia””�� First Indian Company Listed On NYSE (First Indian Company Listed On NYSE ( ““ ICIC”” ) & US GAAP) & US GAAP�� One Of AsiaOne Of Asia ’’s Largest Financial Conglomeratess Largest Financial Conglomerates

Background On ICICI Group Ltd.Background On ICICI Group Ltd.



BACKGROUND ON ICICIBACKGROUND ON ICICI

�� Asset BaseAsset Base US $ 18 BillionUS $ 18 Billion

�� Net Owned FundsNet Owned Funds US $ 2.75 BillionUS $ 2.75 Billion

�� RevenueRevenue US $1.85 BillionUS $1.85 Billion

�� Investor BaseInvestor Base 4,000,0004,000,000

�� Earnings Per ShareEarnings Per Share US $ 0.33US $ 0.33

Background On ICICI Group Ltd.Background On ICICI Group Ltd.

33%

20%

47%

Domestic Institutional Sector

Domestic Private Sector

Foreign Holdings

Headquarters:Headquarters:Mumbai, IndiaMumbai, India

Offices:Offices:Dubai, UAEDubai, UAEEdison, NJ, USEdison, NJ, USLos Angeles, USLos Angeles, USLondon, EnglandLondon, EnglandSingaporeSingaporeTokyo, JapanTokyo, Japan

THE CEOTHE CEO’’S PLEDGES PLEDGE





THE CEOTHE CEO’’S COMMITMENTS COMMITMENT

�� To Provide Complete EndTo Provide Complete End --ToTo--End End

Integration Of ICICI AccountsIntegration Of ICICI Accounts

�� Banking, Brokerage, etc.Banking, Brokerage, etc.

�� Seamless Trading On The ExchangesSeamless Trading On The Exchanges

�� Complete Within Six (6) Months !Complete Within Six (6) Months !

CEOCEO’’S PLEDGE FOR INTEGRATED SITES PLEDGE FOR INTEGRATED SITE



THE PROJECT REQUIREMENTSTHE PROJECT REQUIREMENTS

CEOCEO’’S PLEDGE FOR INTEGRATED SITES PLEDGE FOR INTEGRATED SITE

Content •Research

•News•Corporate Database

ServicesA/C information

Portfolio Mgmt toolsCharting

Online TradingMulti Exchange supportOnline real time Quotes

Online Integrated A/C openingBrokerage-Bank-DP

Online Interfaces

On-Line Trading On The DesktopOn-Line Trading On The Desktop

IDENTIFICATION OF SYSTEMS / FEATURESIDENTIFICATION OF SYSTEMS / FEATURES





THE PRODUCTTHE PRODUCT’’S MAIN FEATURESS MAIN FEATURES

�� OnOn--Line Trading From DesktopLine Trading From Desktop�� OnOn--Line Order ConfirmationLine Order Confirmation�� Viewing Of Order StatusViewing Of Order Status�� OnOn--Line Stock QuotationsLine Stock Quotations�� Viewing Of UserViewing Of User ’’s Portfolios Portfolio�� Generation Of Contract NotesGeneration Of Contract Notes�� Generation Of Settlement Advice NotesGeneration Of Settlement Advice Notes�� Technical AnalysisTechnical Analysis�� OnOn--Line Mutual Fund TradingLine Mutual Fund Trading




THE BUSINESS CHALLENGESTHE BUSINESS CHALLENGES

�� Fast User AccessFast User Access

�� End End –– To To –– End Transparent OperationEnd Transparent Operation

�� Reliable SiteReliable Site

�� Extremely Quick RollExtremely Quick Roll --Out (6 Months)Out (6 Months)

�� 24 X 7 Operation24 X 7 Operation




THE TECHNICAL CHALLENGESTHE TECHNICAL CHALLENGES

�� Integration Of Existing SystemsIntegration Of Existing Systems�� Bank, DP, Back Office SystemsBank, DP, Back Office Systems

�� Technical SpecificationsTechnical Specifications�� MultiMulti --Exchange, MultiExchange, Multi --Channel CapabilityChannel Capability

�� SecuritySecurity�� All Servers To Be Secured In DMZAll Servers To Be Secured In DMZ

�� SSL3 VeriSignSSL3 VeriSign TMTM Encryption (128 Bit)Encryption (128 Bit)

�� ScalabilityScalability�� Envisage Very High Number Of Trades/DayEnvisage Very High Number Of Trades/Day

�� Constant Innovation To Differentiate From OthersConstant Innovation To Differentiate From Others




TECHNOLOGY & INFRASTRUCTURETECHNOLOGY & INFRASTRUCTURE

�� WAN MonitoringWAN Monitoring�� 24 x 7 Monitoring / 24 x 7 Monitoring / Multipath Multipath CorrectionCorrection

�� AdministrationAdministration�� DatabasesDatabases

�� LANLAN

�� Web Servers & App ServersWeb Servers & App Servers

�� Performance ManagementPerformance Management�� Audits On Servers, Network & AppAudits On Servers, Network & App ’’ss




TECHNOLOGY & INFRASTRUCTURE 2TECHNOLOGY & INFRASTRUCTURE 2

�� Application Security Application Security

�� User ID & PasswordUser ID & Password

�� Network SecurityNetwork Security

�� Dedicated FirewallsDedicated Firewalls


INTERCONNECTION & EXCHANGE OF INFOINTERCONNECTION & EXCHANGE OF INFO





SYSTEM INTERCONNECTIONS #1SYSTEM INTERCONNECTIONS #1

The Following Systems Required Interconnection The Following Systems Required Interconnection To The To The www.iciciwww.icici --direct.comdirect.com Site:Site:

�� Web Servers:Web Servers:�� MS IISMS IIS™™ On Windows NTOn Windows NT ™™ ServersServers�� Multiple Web Servers For Dynamic Load Multiple Web Servers For Dynamic Load

BalancingBalancing�� Connection To Application Servers Connection To Application Servers

Through JOLTThrough JOLT ™™ InterfaceInterface





�� Application Servers:Application Servers:

�� TuxedoTuxedo ™™ Based Services On SUNBased Services On SUN ®®

�� Multiple Application Servers For Dynamic Multiple Application Servers For Dynamic Load Balancing & RedundancyLoad Balancing & Redundancy

�� Database Servers:Database Servers:

�� Oracle 8iOracle 8i ™™ DB Servers On SUNDB Servers On SUN

�� Connection Through MS SQL*NetConnection Through MS SQL*Net ™™





�� Bank Services:Bank Services:

�� BANCS2000 Running On SUN ServersBANCS2000 Running On SUN Servers

�� Connection To Site Using MessagingConnection To Site Using Messaging

�� Depository:Depository:

�� DP System Running On SUN & OracleDP System Running On SUN & Oracle

�� OnOn--Line Connectivity Through SQL*NetLine Connectivity Through SQL*Net





�� Exchange:Exchange:

�� ODIN System Running On NT ServersODIN System Running On NT Servers

�� Connected Through CTCLConnected Through CTCL

�� Brokerage Brokerage -- Back Office:Back Office:

�� Match Systems Running On NT + SQL Match Systems Running On NT + SQL ServerServer

�� Connection Through ODBCConnection Through ODBC


INTEGRATION OF BANKING, INVESTMENT & INTEGRATION OF BANKING, INVESTMENT & STOCK PORTFOLIO MANAGEMENT SYSTEMSSTOCK PORTFOLIO MANAGEMENT SYSTEMS





HIGH LEVEL ARCHITECTUREHIGH LEVEL ARCHITECTURE

INTEGRATION OF BANKING, INVESTMENT, STOCK / PORTFOLIO MNGT SYSTEINTEGRATION OF BANKING, INVESTMENT, STOCK / PORTFOLIO MNGT SYSTEMSMS

Customer

We

b S

erv

ers

INTERNET

MarketData

updates

ApplicationServer

DB Server

Tower box

Tower box

Tower box

Tower box

BANK

DP

Tower box

Tower box

Match

Satellite dishCTCL

Tower box

Exchange

Tower box

NSE

THE ICICIdirect.com USER EXPERIENCETHE ICICIdirect.com USER EXPERIENCE





SOFTWARE INTEGRATEDSOFTWARE INTEGRATED


ICICIDIRECT.COMUSER EXPERIENCE:

�Simple User Interface

�Ties Saving, Demat And Brokerage Accounts Together

�Implements Stock Exchange Rules And Calendars

�User Customization

�Profile

ICICIDIRECT.COMICICIDIRECT.COMUSER EXPERIENCE:USER EXPERIENCE:

��Simple User Simple User InterfaceInterface

��Ties Saving, Demat Ties Saving, Demat And Brokerage And Brokerage Accounts TogetherAccounts Together

�� Implements Stock Implements Stock Exchange Rules Exchange Rules And CalendarsAnd Calendars

��User User CustomizationCustomization

��ProfileProfile



INTEGRATED USER EXPERIENCEINTEGRATED USER EXPERIENCE

�� Cash TradingCash Trading�� Multiple Exchanges (NYSE, NSE, BSE)Multiple Exchanges (NYSE, NSE, BSE)�� OnOn--Line Order Trades & ConfirmationsLine Order Trades & Confirmations�� View Positions & Transaction HistoryView Positions & Transaction History�� Online Quotes & TickerOnline Quotes & Ticker�� View Watch ListsView Watch Lists�� Portfolio Tracking With View Demat AcctsPortfolio Tracking With View Demat Accts�� Charts Of Stocks & IndicesCharts Of Stocks & Indices�� Online News Analysis, Follow The MarketOnline News Analysis, Follow The Market�� Investment ToolsInvestment Tools�� IPO CenterIPO Center

ICICI USER EXPERIENCEICICI USER EXPERIENCE



ADDADD--ON PRODUCTS DEVELOPEDON PRODUCTS DEVELOPED

�� InfoPool (Global Account Opening)InfoPool (Global Account Opening)

�� EBA ReconciliationEBA Reconciliation

�� MIS ReportsMIS Reports

�� Site RevampSite Revamp




CURRENT USAGECURRENT USAGE

In The First Six Months Of Operation:In The First Six Months Of Operation:

�� Traffic Of About 200,000 Hits / DayTraffic Of About 200,000 Hits / Day

�� About 70,000 Transactions Per Day About 70,000 Transactions Per Day

Are ProcessedAre Processed

�� Approximately US $ 600,000 Per Approximately US $ 600,000 Per

Day Of TradesDay Of Trades




FUTURE ENHANCEMENTSFUTURE ENHANCEMENTS

�� Call Center InterfaceCall Center Interface

�� Interfaces To Other ExchangesInterfaces To Other Exchanges

�� Institutional CustomersInstitutional Customers

�� IPOIPO’’ss


INTEGRATING THE ENTERPRISE & TOOLSETSINTEGRATING THE ENTERPRISE & TOOLSETS





SOFTWARE INTEGRATEDSOFTWARE INTEGRATED


�� ASPASP™™ on MS IIS Web Serveron MS IIS Web Server�� JOLTJOLT ™™ 1.21.2�� TuxedoTuxedo ™™ on UNIX (Middleware)on UNIX (Middleware)�� C and Pro*CC and Pro*C�� Oracle 8iOracle 8i ™™ DatabaseDatabase�� Developer 2000Developer 2000 ™™ for Back office for Back office MngtMngt ..�� Crystal ReportsCrystal Reports ™™�� Java Java EJBsEJBs�� SQLServer for ODINSQLServer for ODIN�� TalismaTalisma ™™ Mail ServerMail Server



APPLICATION ARCHITECTUREAPPLICATION ARCHITECTURE


MarketData

MS IIS

WEB SERVER MACHINE

AuthenticationWEB BROKING APPLICATION

firewall

ASP’s

Business Business ServicesServices

DP

httpshttp

Internet

3rd partycontent provider

SS

L

BrowserCLIENT MACHINE

ProfilesProfiles

Shared ServicesShared Services

Oracle8Oracle8

HoldingsTrading Transaction

History

Trading

External Interfacing ServicesBrokingBackend

DPInterface

BankInterface

BANKODIN SQL

Server

SQLServer

MATCHApplication



SERVICES BASED ARCHITECTURESERVICES BASED ARCHITECTURE


To Learn More About The SBA:To Learn More About The SBA:John Wiley & Sons PublishingJohn Wiley & Sons Publishing

http://www.wiley.comhttp://www.wiley.com

““““““““Achieving Enterprise Applications Achieving Enterprise Applications Achieving Enterprise Applications Achieving Enterprise Applications Achieving Enterprise Applications Achieving Enterprise Applications Achieving Enterprise Applications Achieving Enterprise Applications Integration [EAI] With ServiceIntegration [EAI] With ServiceIntegration [EAI] With ServiceIntegration [EAI] With ServiceIntegration [EAI] With ServiceIntegration [EAI] With ServiceIntegration [EAI] With ServiceIntegration [EAI] With Service--------Based Based Based Based Based Based Based Based

ArchitecturesArchitecturesArchitecturesArchitecturesArchitecturesArchitecturesArchitecturesArchitectures””””””””Robert Abate, Dr. Peter Aiken, Joe Burke

Available: Late Summer, 2001Available: Late Summer, 2001Can PreCan Pre --Order On AMAZON.COMOrder On AMAZON.COM

Q & A Q & A -- OPEN FORUMOPEN FORUM

To The

FIRST 2001 Participants,FIRST 2001 Participants,

Thank You !Thank You !



presentation - first 2001 conference

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