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Presenter s: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys: Improving Agency Performance

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Page 1: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Presenters:

Promoting Regulatory Excellence

Laura RiedelDepartment of Consumer Affairs

Casey ColemanContractors State License Board

Customer Surveys:Improving Agency

Performance

Page 2: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Agenda

• Contractors State License Board (CSLB) Profile

• Survey Development & Implementation– Customer Service Model (ACSI)

• Arbitration Program Survey• Strategic Use of Customer Surveys• Recommendations

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Page 3: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Mission

The Contractors State License Board protects consumers by regulating the construction industry through policies that promote the health, safety, and

general welfare of the public in matters relating to construction.

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Page 4: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

CSLB Profile 2011

• 303,400 licensed contractors • 43 classifications• 53,200 license exams • 19,000 complaints against

contractors

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Page 5: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

How often does your agency survey customers?

A. MonthlyB. QuarterlyC. AnnuallyD. BienniallyE. No regular program in place

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Page 6: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

What is the primary purpose of your survey program?

A. Meet mandated requirementsB. Monitor customer service; flag

problemsC. Continuously improve customer

serviceD. Other

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Page 7: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

CSLB Customer Survey Program

• Implemented 1993• Report to Legislature• Management information

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Page 8: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Survey Development

• Who develops survey?• Item development

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Page 9: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Customer Service Model

9Source: theacsi.org

Page 10: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Survey Development, cont.

• Development process• Demographics• Match response to complaint

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Page 11: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Complaint Priority 2011

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Page 12: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Closing Action 2011

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Page 13: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Sampling Strategy

• Simple random 1993 – 2009• Convenience since 2010• Other

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Page 14: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

What is your primary methodfor collecting data?

A. ElectronicB. PaperC. Both electronic and paperD. Other

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Page 15: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Statistical Analysis

• Rating scale• Descriptive statistics• Correlations• Trend analysis• Sub-group comparison

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Page 16: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Survey Results 2007 - 2011

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Page 17: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Construction Cost 2011

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Page 18: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Does your agency have an arbitration program?

A. YesB. No

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Page 19: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

CSLB Arbitration Program

• Registrar can refer consumer complaints against contractors to an arbitrator

• Arbitration Mediation Conciliation Center (AMCC) has administered the Arbitration Program for 9 years

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Page 20: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Arbitration Criteria #1

• Abandonment• Workmanship• Failure to complete for contracted

price• Failure to complete project on

schedule• Failure to pay for materials or

services 20

Page 21: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Arbitration Criteria #2

• Reasonable grounds to believe that the public interest would be better served by arbitration than disciplinary action

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Page 22: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Arbitration Criteria #3

• Licensed contractor has no history of repeated or similar violations

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Page 23: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Arbitration Criteria #4

• Licensed contractor is in good standing at time of the alleged violation

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Page 24: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Arbitration Criteria #5

• Licensed contractor has no outstanding disciplinary actions

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Page 25: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Types of Arbitration

• Mandatory Arbitration−$0 to $12,500.00

• Voluntary Arbitration−$12,500.01 to $50,000.00

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Page 26: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

CSLB Arbitration Program 2011

• 610 arbitration hearings− 499 Mandatory− 111 Voluntary

• $3.7 Million in awards• 47 days = Average time from

arbitration assignment to award

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Page 27: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Advantages of Arbitration

• To both parties−Fast−Provides informal setting to resolve a

dispute−Binding−Award may be enforced in court−Gets high satisfaction ratings

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Page 28: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Advantages of Arbitration

• To the consumer−License may be suspended or revoked if

contractor fails to comply with award−Use award to get a judgment against

contractor

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Page 29: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Advantages of Arbitration

• To the contractor−License will not be suspended or

revoked unless failure to comply with award

−Complaint not disclosed to public unless failure to comply with award and license is suspended

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Page 30: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Advantages of Arbitration

• To the CSLB−Reduces time needed to disposition a

complaint−Provides cost savings to enforcement −Creates efficient way to get restitution

for consumer

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Page 31: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Arbitration Customer Survey

• Customers and contractors are surveyed

• Evaluation form presented after the hearing

• Expect survey returned prior to a decision

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Page 32: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Arbitration Survey Results

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Page 33: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

How often do you communicate results

to the public?

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A. AnnuallyB. BienniallyC. Every 5 yearsD. No program in place

Page 34: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

What is your primary method of communicating results to the

public?A. E-mailB. Newsletter or other paper copyC. Group presentationD. WebsiteE. Other

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Page 35: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

What action is taken on survey results?

A. File—typically no specific action taken

B. Informal request for actionC. Structured process to implement

action planD. Structured process with active plan

monitoring

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Page 36: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Customer Service Model

36Source: ACSI, Government Model

Page 37: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Strategic Use of Customer Surveys

• Implement performance standards / goals

• Compare to industry benchmarks• Regularly evaluate progress• Celebrate successes

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Page 38: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

Recommendations

• Keep it simple• Invest time up front

– Planning– Survey development– Communication

• Go electronic

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Page 39: Presenters: Promoting Regulatory Excellence Laura Riedel Department of Consumer Affairs Casey Coleman Contractors State License Board Customer Surveys:

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Speaker Contact Information

• Laura Riedel– [email protected]– 916-575-7247

• Casey Coleman– [email protected]– 916-255-4693