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PROJECT DEVELOPMENT GUIDE Prepared by: Division of Design Services Bureau of Engineering and Construction Connecticut Department of Transportation October 2012

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  • PROJECT

    DEVELOPMENT

    GUIDE

    Prepared by:

    Division of Design Services

    Bureau of Engineering and Construction

    Connecticut Department of Transportation

    October 2012

  • Table of Contents

    ii

    Section Number Description Page

    List of Exhibits.......................................................................... vi

    1.0 FUNDAMENTALS....................................................................................... 1

    1.1 Nomenclature............................................................................................ 1

    1.1.1 Glossary..................................................................................... 1

    1.1.2 Abbreviations and Acronyms................................................... 7

    1.2 Introduction................................................................................................ 12

    1.2.1 Purpose, Coverage and Structure of Guide................................ 13

    1.2.2 Relationship to Other Publications............................................ 13

    1.3 Project Development Principles and Concepts................................. 14

    1.3.1 Principles.................................................................................... 15

    1.3.2 Systematic Decision Making..................................................... 16

    1.3.3 Context Sensitive Solutions/Design........................................... 23

    1.3.4 Public Involvement and Public Information.............................. 23

    1.4 Environmental Considerations and Requirements........................... 24

    1.4.1 Overview.................................................................................... 25

    1.4.2 Major Participants, Roles and Responsibilities......................... 27

    1.4.3 Common Categories of Impacts................................................. 29

    1.4.4 Environmental Review Processes.............................................. 31

    1.5 Project Development Phases and Project Categories...................... 43

    1.5.1 Project Development Phases..................................................... 46

    1.5.2 Minor Projects........................................................................... 47

    1.5.3 Intermediate Projects................................................................. 47

    1.5.4 Major Projects........................................................................... 48

    2.0 DETAILED PROCESS GUIDANCE................................................... 52

    2.1 Project Development Cost..................................................................... 52

    2.2 Typical Activity Patterns, By Phase.................................................... 56

    2.2.1 Typical Project Initiation Phase................................................ 57

    2.2.2 Typical Preliminary Design Phase (Without Studies).............. 58

    2.2.3 Typical Preliminary Design Phase (With Studies)................... 66

    2.2.4 Typical Final Design Phase....................................................... 71

    2.2.5 Typical Contract Development Phase....................................... 75

    2.3 Activity Descriptions, By Phase........................................................... 75

  • Table of Contents

    iii

    Section Number Description Page

    2.3.1 Project Initiation Phase............................................................. 76

    2.3.2 Studies/Preliminary Design Phase........................................... 81

    2.3.3 Final Design Phase.................................................................... 103

    2.3.4 Contract Development Phase................................................... 121

    3.0 DESIGN SUBMISSION REQUIREMENTS................................... 125

    3.1 Requirements at Design Completion................................................... 124

    3.1.1 Construction Plans.................................................................... 125

    3.1.2 Special Provisions..................................................................... 125

    3.1.3 Construction Cost Estimate and Schedule................................ 126

    3.1.4 Design Report and Design Statement....................................... 128

    3.1.5 Other Documentation................................................................ 131

    3.2 Milestone Submissions........................................................................... 131

    3.2.1 Overview................................................................................... 131

    3.2.2 Studies Submission................................................................... 136

    3.2.3 Preliminary Design Submission................................................ 137

    3.2.4 Drainage Submission............................................................... 138

    3.2.5 Semi-Final Design Submission................................................. 138

    3.2.6 Final Plans for Review Submission.......................................... 139

    3.2.7 Final Design Plans Submission................................................. 139

    3.3 Other Deliverables................................................................................... 139

    3.3.1 Property Maps........................................................................... 139

    3.3.2 Environmental Analysis/Support.............................................. 140

    3.3.3 Permit Applications................................................................... 140

    3.3.4 Design Exceptions.................................................................... 140

    3.3.5 Interstate Point of Access Modification Requests.................... 140

    3.3.6 Interim/Progress Submissions................................................... 140

    4.0 APPROVALS.................................................................................................... 141

    4.1 Initiation and New Phases...................................................................... 141

    4.1.1 Financial and Programming...................................................... 142

    4.2 Agreements................................................................................................ 144

  • Table of Contents

    iv

    Section Number Description Page

    4.2.1 Utility Agreements.................................................................... 144

    4.2.2 Railroad/Highway Agreements................................................. 144

    4.2.3 Municipal Agreements.............................................................. 144

    4.3 Plans (Outside Contract Documents).................................................. 144

    4.3.1 Financial Plans.......................................................................... 145

    4.3.2 Project Management Plans........................................................ 145

    4.3.3 Transportation Management Plans........................................... 145

    4.4 Consultant Administration..................................................................... 145

    4.4.1 Retaining a Consultant.............................................................. 145

    4.4.2 Entering a Consultant Supplemental Agreement...................... 146

    4.4.3 Consultant Agreements and Supplemental Agreements........... 146

    4.4.4 Consultant Scope of Services.................................................... 146

    4.4.5 Consultant Notice to Proceed.................................................... 147

    4.5 Technical.................................................................................................... 147

    4.5.1 Hydraulic Engineer................................................................... 147

    4.5.2 Hydraulics/Drainage Programs................................................. 147

    4.5.3 Railroad Clearances.................................................................. 147

    4.5.4 Structure Type Studies.............................................................. 147

    4.5.5 Rehabilitation Study Reports.................................................... 148

    4.5.6 Structure Layout for Design...................................................... 148

    4.5.7 Pilot Boring Plans..................................................................... 148

    4.5.8 Subsurface Exploration Programs............................................. 148

    4.6 Construction Documents and Procurement....................................... 149

    4.6.1 Public Interest Findings............................................................ 149

    4.6.2 Plans, Specifications and Estimates.......................................... 149

    4.6.3 Waivers to Advertise................................................................. 149

    4.6.4 Advertise for Bids..................................................................... 149

    4.6.5 Addenda.................................................................................... 150

    4.7 Other............................................................................................................ 150

    4.7.1 Design Exceptions..................................................................... 150

  • Table of Contents

    v

    Section Number Description Page

    4.7.2 Major Scope Re