providing capital requirement solutions for emerging growth companies cfo capital partners cfo...

Providing Capital Requirement Providing Capital Requirement Solutions for Emerging Growth Solutions for Emerging Growth

CompaniesCompanies

CFO Capital PartnersCFO Capital Partners

CFO Capital Partners ServicesCFO Capital Partners Services CFO Capital Partners ServicesCFO Capital Partners Services

Mission StatementMission Statement

CFOCPCFOCP is a wholesale investment banking, professional is a wholesale investment banking, professional financial and corporate consulting firmfinancial and corporate consulting firm . .

CFOCPCFOCP provides professional financial assistance for provides professional financial assistance for small to mid size companies at a reasonable cost and small to mid size companies at a reasonable cost and short time short time frame.frame.

CFOCPCFOCP finds alternative forms of capital through the finds alternative forms of capital through the securities market.securities market.

CFOCPCFOCP facilitates the originating, structuring, preparing facilitates the originating, structuring, preparing and placement of various types of securities for and placement of various types of securities for

consideration:consideration:

-NASD Broker/DealersNASD Broker/Dealers - Investment Bankers - Investment Bankers-- Financial Advisors- Financial Advisors - Institutional investors - Institutional investors- other investment sources of interest.- other investment sources of interest.


Private Placement Memorandums (PPM)Private Placement Memorandums (PPM)

SEC Regulation D OfferingsSEC Regulation D Offerings

Select Initial Public Offerings (IPO)Select Initial Public Offerings (IPO)

SEC Regulation A OfferingsSEC Regulation A Offerings

Secondary OfferingsSecondary Offerings

Securities OfferedSecurities Offered


Internet CompaniesInternet Companies

Real EstateReal Estate

BroadcastingBroadcasting

Equity Venture CapitalEquity Venture Capital

High TechHigh Tech

Livestock OperationsLivestock Operations

Energy Related CompaniesEnergy Related Companies

RestaurantsRestaurants

EnvironmentalEnvironmental

GamingGaming

LBO’sLBO’s

We Offer Assistance to...We Offer Assistance to...

ChurchesChurches


Timing and Timing and CommitmentCommitment

Evaluate Evaluate allallprojectsprojects

Highly Highly QualifiedQualified

ProfessionalProfessionalConsultantsConsultants

OngoingOngoingRelationshipsRelationships

CFOCPCFOCP


TTimingiming and Commitmentand Commitment

Understand the importance to expediting your Understand the importance to expediting your companies access to capital in a time and cost companies access to capital in a time and cost effective manner.effective manner.

Have years of experience in assessing and Have years of experience in assessing and coordinating with companies through the complete coordinating with companies through the complete process of preparing a professional securities process of preparing a professional securities document to attract potential underwriters and document to attract potential underwriters and investors.investors.

View each project as a team effort and work closely View each project as a team effort and work closely with the company’s management to package and with the company’s management to package and market their product to the investment community.market their product to the investment community.


CFOCP carefully evaluates and pre-markets all CFOCP carefully evaluates and pre-markets all situations prior to engagement.situations prior to engagement.

Carefully assess the company and it’s product Carefully assess the company and it’s product development, industry trends, competition, etc.development, industry trends, competition, etc.

Provides detailed service to each situation such as Provides detailed service to each situation such as business plan preparation, in-house due diligence, business plan preparation, in-house due diligence, verifications, etc.verifications, etc.

Minimizes valuable time and effort necessary to Minimizes valuable time and effort necessary to arrive at critical decision relative to the Offering arrive at critical decision relative to the Offering progression.progression.

EEvaluate All Projectsvaluate All Projects


HHighly Qualifiedighly Qualified Professional ConsultantsProfessional Consultants

Involved daily in the securities and financial Involved daily in the securities and financial industry.industry.

10 - 25 years experience in the industry.10 - 25 years experience in the industry.

Extensive experience and active ongoing Extensive experience and active ongoing interest in banking, advertising, sales, interest in banking, advertising, sales, marketing, administration, finance, real estate, marketing, administration, finance, real estate, securities and investment banking.securities and investment banking.

Unique insight and can provide solutions to the Unique insight and can provide solutions to the management of companies wanting to expand.management of companies wanting to expand.


OOngoing Relationshipsngoing Relationships

Attorneys and Accountants with experience in Attorneys and Accountants with experience in the SEC processthe SEC process

NASD Broker/DealersNASD Broker/Dealers

Investment BankersInvestment Bankers

Venture Capital and Brokerage FirmsVenture Capital and Brokerage Firms

Institutional InvestorsInstitutional Investors

Institutional LendersInstitutional Lenders


Private Placement Memorandum (PPM)Private Placement Memorandum (PPM)& Regulation D Offerings (REG D)& Regulation D Offerings (REG D)

CFOCPCFOCP can... can...

Provide you with a PPM that can assist your Provide you with a PPM that can assist your company in developing a program that will company in developing a program that will assist in the raising of the capital you require assist in the raising of the capital you require quickly and efficiently.quickly and efficiently.

Prepare a PPM tailoring it with the flexible Prepare a PPM tailoring it with the flexible terms that will help meet your specific needs.terms that will help meet your specific needs.

Coordinate the entire transaction providing all Coordinate the entire transaction providing all services needed to complete the PPM, as per services needed to complete the PPM, as per SEC regulations.SEC regulations.

Provide the broker/dealer network to secure Provide the broker/dealer network to secure an underwriter for your project.an underwriter for your project.


CFOCP designs PPMs pursuant to Regulation D of the CFOCP designs PPMs pursuant to Regulation D of the Securities Act of 1933 for companies seeking to solicit Securities Act of 1933 for companies seeking to solicit and raise private investment for various types of uses in and raise private investment for various types of uses in business such as:business such as:

Start-up OperationsStart-up Operations

Refinancing of existing debtRefinancing of existing debt

Take out of existing debtTake out of existing debt

LBO’sLBO’s

Real Estate transactionsReal Estate transactions

Equipment purchaseEquipment purchase

RecapitalizationRecapitalization

RestaurantsRestaurants

Gaming operationsGaming operations

Environmental companiesEnvironmental companies

Internet companiesInternet companies

PPM & REG DPPM & REG D(Continued)(Continued)


Our professionals and advisors consult with your Our professionals and advisors consult with your company’s principles to determine the proper company’s principles to determine the proper structure and format of the Offering.structure and format of the Offering.

Offering is designed, prepared and signed-off by Offering is designed, prepared and signed-off by a securities legal firm.a securities legal firm.

Financial documentation is reviewed and signed-Financial documentation is reviewed and signed-off by a SEC certified accounting firm.off by a SEC certified accounting firm.

Offering is prepared in a format that showcases Offering is prepared in a format that showcases the company’s products, services, management, the company’s products, services, management, etc.etc.

The CFOCP Program:The CFOCP Program:



Offering is professionally packaged and Offering is professionally packaged and printed.printed.

CFOCP presents the completed Offering to CFOCP presents the completed Offering to NASD Broker/Dealers and approved selling NASD Broker/Dealers and approved selling agents, on a “best-efforts” basis, for agents, on a “best-efforts” basis, for underwriting and placement.underwriting and placement.

The CFOCP Program The CFOCP Program (continued):(continued):



Federal and State regulatory authorities require Federal and State regulatory authorities require a PPM that meets the standard disclosure a PPM that meets the standard disclosure requirements.requirements.

RULE 506RULE 506- - $5MM and up$5MM and up

- More disclosure information required- More disclosure information required- Unlimited number of Accredited Investors- Unlimited number of Accredited Investors

Types of PPM & REG D OfferingsTypes of PPM & REG D Offerings

RULE 504RULE 504 -- Up to a maximum of $1MMUp to a maximum of $1MM

- Less stringent disclosure requirements- Less stringent disclosure requirements

RULE 505RULE 505- - From $1MM to $5MMFrom $1MM to $5MM

- Unlimited number of Accredited Investors- Unlimited number of Accredited Investors


Initial Public OfferingInitial Public Offering

An IPO underwritten by a brokerage firm is the An IPO underwritten by a brokerage firm is the most widely known method for a company to most widely known method for a company to become publicly held. become publicly held.

The Securities Act of 1933 governs the issue of The Securities Act of 1933 governs the issue of new issue corporate securities in general and IPOs new issue corporate securities in general and IPOs in particular. It attempts to protect investors by in particular. It attempts to protect investors by requiring full disclose of all material information in requiring full disclose of all material information in connection with the offering of new securities.connection with the offering of new securities.

An IPO underwriting package can be prepared and An IPO underwriting package can be prepared and presented to potential Underwriters for presented to potential Underwriters for consideration prior to the completion of a “Red consideration prior to the completion of a “Red Herring”, thus minimizing the cost and risk Herring”, thus minimizing the cost and risk associated with the preparation of a associated with the preparation of a full-blownfull-blown IPO. IPO.


Secondary OfferingsSecondary Offerings

CFOCP can assist small to mid-cap public CFOCP can assist small to mid-cap public companies that are in need of a cash companies that are in need of a cash infusion.infusion.

Prepare and extend a secondary offering to Prepare and extend a secondary offering to our database of investment bankers that can our database of investment bankers that can assist in raising the additional capital needed assist in raising the additional capital needed for the company’s operations.for the company’s operations.

Provide first class market makers for positive Provide first class market makers for positive stock exposure.stock exposure.


Professional Business PlanProfessional Business Plan

Includes aIncludes allll the necessary information on thethe necessary information on the company ascompany as well as the industry it is in. well as the industry it is in.

Discuss the Discuss the past performance of the companypast performance of the company or keyor key personnel personnel in the case of a “start-up”in the case of a “start-up” operation.operation.

Discuss marketing and implementation of Discuss marketing and implementation of management plans in details, along with detailed management plans in details, along with detailed information on each key person.information on each key person.

Provide all the accounting work required such as pro-Provide all the accounting work required such as pro-forma projections, balance sheets, audits and cash forma projections, balance sheets, audits and cash flow charts, as well as re-casting of current financial flow charts, as well as re-casting of current financial statements.statements.


What is Included in the Business Plan?What is Included in the Business Plan?

Executive SummaryExecutive Summary - A summarization of the - A summarization of the company’s business by reviewing present situation company’s business by reviewing present situation and intended direction.and intended direction.

ConceptConcept - Explanation of the business in general - Explanation of the business in general including a description of your product, service, and including a description of your product, service, and why Products and/or services are different.why Products and/or services are different.

ManagementManagement - A description and resumes of the - A description and resumes of the management personnel, their backgrounds and management personnel, their backgrounds and expertise.expertise.

Marketing - Marketing - Plans on how the company intends to Plans on how the company intends to reach the target audience.reach the target audience.

FinancialFinancial - Forecast of financial expectations and - Forecast of financial expectations and projections.projections.


Legal, Accounting and PrintingLegal, Accounting and Printing

Legal process for all types of Offerings can be Legal process for all types of Offerings can be very complicated and demands the expertise very complicated and demands the expertise of an experienced securities attorney.of an experienced securities attorney.

CFOCP deals directly with regional and CFOCP deals directly with regional and national SEC certified accounting firms national SEC certified accounting firms familiar with the requirements of the SEC in familiar with the requirements of the SEC in the preparation of the financial documents in the preparation of the financial documents in an Offering.an Offering.

Financial printing is normally overlooked, Financial printing is normally overlooked, however CFOCP understands the process however CFOCP understands the process and can deliver the product in a professional, and can deliver the product in a professional, cost effective manner in a short time frame.cost effective manner in a short time frame.


ConclusionConclusion

At present the securities market has NEVER At present the securities market has NEVER been stronger.been stronger.

The investment community is actively seeking The investment community is actively seeking new and interesting product to add to their new and interesting product to add to their portfolios.portfolios.

Now Now is the perfect opportunity for companies to is the perfect opportunity for companies to seek capital utilizing the securities market.seek capital utilizing the securities market.

CFOCP can start work on your situation CFOCP can start work on your situation immediatelyimmediately and have a package for distribution and have a package for distribution to the investment community within a relatively to the investment community within a relatively short time frame.short time frame.

““Time is of the essence!”Time is of the essence!”