proxy voting record - seic.com · 1.2 elect roxanne s. austin mgmt for for for 1.3 elect sally e....
TRANSCRIPT
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Proxy Voting Record © SEI 2019 seic.com/en-ca
Proxy Voting Record
for the period ended June 30, 2019
U.S. Large Cap Index Fund
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SEI09.txt
***************************** U.S. LARGE CAP INDEX *****************************
________________________________________________________________________________3M CompanyTicker Security ID: Meeting Date Meeting StatusMMM CUSIP 88579Y101 05/14/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Thomas K. Brown Mgmt For For For2 Elect Pamela J. Craig Mgmt For For For3 Elect David B. Dillon Mgmt For For For4 Elect Michael L. Eskew Mgmt For For For5 Elect Herbert L. Henkel Mgmt For For For6 Elect Amy E. Hood Mgmt For For For7 Elect Muhtar Kent Mgmt For For For8 Elect Edward M. Liddy Mgmt For For For9 Elect Dambisa F. Moyo Mgmt For For For10 Elect Gregory R. Page Mgmt For For For11 Elect Michael F. Roman Mgmt For For For12 Elect Patricia A. Mgmt For For For Woertz
13 Ratification of Auditor Mgmt For Against Against14 Advisory Vote on Mgmt For For For Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against Regarding Employee Salary Considerations When Setting Executive Compensation
________________________________________________________________________________A.O. Smith CorporationTicker Security ID: Meeting Date Meeting StatusAOS CUSIP 831865209 04/09/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1.1 Elect William P. Mgmt For Withhold Against
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SEI09.txt Greubel
1.2 Elect Ilham Kadri Mgmt For For For1.3 Elect Idelle K. Wolf Mgmt For For For1.4 Elect Gene C. Wulf Mgmt For For For2 Advisory Vote on Mgmt For For For Executive Compensation
3 Ratification of Auditor Mgmt For Against Against________________________________________________________________________________Abbott LaboratoriesTicker Security ID: Meeting Date Meeting StatusABT CUSIP 002824100 04/26/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For1.2 Elect Roxanne S. Austin Mgmt For For For1.3 Elect Sally E. Blount Mgmt For For For1.4 Elect Michelle A. Mgmt For For For Kumbier
1.5 Elect Edward M. Liddy Mgmt For For For1.6 Elect Nancy McKinstry Mgmt For For For1.7 Elect Phebe N. Mgmt For For For Novakovic
1.8 Elect William A. Osborn Mgmt For For For1.9 Elect Samuel C. Scott Mgmt For For For III
1.10 Elect Daniel J. Starks Mgmt For For For1.11 Elect John G. Stratton Mgmt For For For1.12 Elect Glenn F. Tilton Mgmt For For For1.13 Elect Miles D. White Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Mgmt For For For Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair
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SEI09.txt________________________________________________________________________________AbbVie Inc.Ticker Security ID: Meeting Date Meeting StatusABBV CUSIP 00287Y109 05/03/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1.1 Elect William H.L. Mgmt For Withhold Against Burnside
1.2 Elect Brett J. Hart Mgmt For Withhold Against1.3 Elect Edward J. Rapp Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Mgmt For For For Executive Compensation
4 Elimination of Mgmt For For For Supermajority Requirement
5 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report
6 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Linking Executive Compensation to Drug Pricing
7 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair
________________________________________________________________________________Abiomed Inc.Ticker Security ID: Meeting Date Meeting StatusABMD CUSIP 003654100 08/08/2018 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1.1 Elect Eric A. Rose Mgmt For Withhold Against
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SEI09.txt1.2 Elect Jeannine M. Rivet Mgmt For For For2 Advisory Vote on Mgmt For For For Executive Compensation
3 Amendment to the 2015 Mgmt For For For Omnibus Incentive Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________Accenture plcTicker Security ID: Meeting Date Meeting StatusACN CUSIP G1151C101 02/01/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Jaime Ardila Mgmt For For For Gomez
2 Elect Herbert Hainer Mgmt For For For3 Elect Marjorie Magner Mgmt For For For4 Elect Nancy McKinstry Mgmt For For For5 Elect David P. Rowland Mgmt For For For (substitute nominee for Pierre Nanterme)
6 Elect Gilles Pelisson Mgmt For For For7 Elect Paula A. Price Mgmt For For For8 Elect Venkata Mgmt For For For Renduchintala
9 Elect Arun Sarin Mgmt For For For10 Elect Frank Kui Tang Mgmt For For For11 Elect Tracey T. Travis Mgmt For For For12 Advisory Vote on Mgmt For For For Executive Compensation
13 Ratification of Auditor Mgmt For For For14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights
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SEI09.txt15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights
16 Issuance of Treasury Mgmt For For For Shares
________________________________________________________________________________Activision Blizzard, Inc.Ticker Security ID: Meeting Date Meeting StatusATVI CUSIP 00507V109 06/20/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Reveta Bowers Mgmt For For For2 Elect Robert J. Corti Mgmt For For For3 Elect Hendrik Hartong Mgmt For For For III
4 Elect Brian G. Kelly Mgmt For For For5 Elect Robert A. Kotick Mgmt For For For6 Elect Barry Meyer Mgmt For Against Against7 Elect Robert J. Morgado Mgmt For Against Against8 Elect Peter Nolan Mgmt For For For9 Elect Casey Wasserman Mgmt For Against Against10 Elect Elaine P. Wynn Mgmt For For For11 Advisory Vote on Mgmt For Against Against Executive Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________Adobe Inc.Ticker Security ID: Meeting Date Meeting StatusADBE CUSIP 00724F101 04/11/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Amy L. Banse Mgmt For For For2 Elect Frank A. Mgmt For Against Against Calderoni
3 Elect James E. Daley Mgmt For Against Against
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SEI09.txt4 Elect Laura B. Desmond Mgmt For For For5 Elect Charles M. Mgmt For For For Geschke
6 Elect Shantanu Narayen Mgmt For For For7 Elect Kathleen Oberg Mgmt For For For8 Elect Dheeraj Pandey Mgmt For For For9 Elect David A. Ricks Mgmt For Against Against10 Elect Daniel Rosensweig Mgmt For For For11 Elect John E. Warnock Mgmt For For For12 2019 Equity Incentive Mgmt For For For Plan
13 Ratification of Auditor Mgmt For Against Against14 Advisory Vote on Mgmt For For For Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against Regarding Median Gender Pay Equity Report
________________________________________________________________________________Advance Auto Parts, Inc.Ticker Security ID: Meeting Date Meeting StatusAAP CUSIP 00751Y106 05/15/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect John F. Bergstrom Mgmt For For For2 Elect Brad W. Buss Mgmt For For For3 Elect John F. Ferraro Mgmt For Against Against4 Elect Thomas R. Greco Mgmt For For For5 Elect Jeffrey J. Jones Mgmt For For For II
6 Elect Adriana Mgmt For For For Karaboutis
7 Elect Eugene I. Lee Mgmt For For For8 Elect Sharon L. Mgmt For For For McCollam
9 Elect Douglas A. Pertz Mgmt For Against Against10 Elect Jeffrey C. Smith Mgmt For For For
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SEI09.txt11 Elect Nigel Travis Mgmt For Against Against12 Advisory Vote on Mgmt For For For Executive Compensation
13 Ratification of Auditor Mgmt For For For14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent
________________________________________________________________________________Advanced Micro Devices, Inc.Ticker Security ID: Meeting Date Meeting StatusAMD CUSIP 007903107 05/15/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect John E. Caldwell Mgmt For Against Against2 Elect Nora M. Denzel Mgmt For For For3 Elect D. Mark Durcan Mgmt For Against Against4 Elect Joseph A. Mgmt For Against Against Householder
5 Elect John W. Marren Mgmt For Against Against6 Elect Lisa T. Su Mgmt For For For7 Elect Abhijit Y. Mgmt For Against Against Talwalkar
8 Ratification of Auditor Mgmt For Against Against9 Approval of Amendment Mgmt For For For to the 2004 Equity Incentive Plan
10 Advisory Vote on Mgmt For For For Executive Compensation
________________________________________________________________________________Affiliated Managers Group, Inc.Ticker Security ID: Meeting Date Meeting StatusAMG CUSIP 008252108 05/29/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against
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SEI09.txt Mgmt
1 Elect Samuel T. Byrne Mgmt For Against Against2 Elect Dwight D. Mgmt For For For Churchill
3 Elect Nathaniel Dalton Mgmt For For For4 Elect Glenn Earle Mgmt For For For5 Elect Niall Ferguson Mgmt For Against Against6 Elect Sean M. Healey Mgmt For For For7 Elect Tracy P. Mgmt For For For Palandjian
8 Elect Patrick T. Ryan Mgmt For Against Against9 Elect Karen Yerburgh Mgmt For For For10 Elect Jide J. Zeitlin Mgmt For For For11 Advisory Vote on Mgmt For For For Executive Compensation
12 Ratification of Auditor Mgmt For Against Against________________________________________________________________________________Aflac IncorporatedTicker Security ID: Meeting Date Meeting StatusAFL CUSIP 001055102 05/06/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Daniel P. Amos Mgmt For For For2 Elect W. Paul Bowers Mgmt For For For3 Elect Toshihiko Mgmt For For For Fukuzawa
4 Elect Robert B. Johnson Mgmt For For For5 Elect Thomas J. Kenny Mgmt For For For6 Elect Georgette D. Mgmt For For For Kiser
7 Elect Karole F. Lloyd Mgmt For For For8 Elect Joseph L. Mgmt For For For Moskowitz
9 Elect Barbara K. Rimer Mgmt For For For10 Elect Katherine T. Mgmt For For For Rohrer
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SEI09.txt11 Elect Melvin T. Stith Mgmt For For For12 Advisory Vote on Mgmt For For For Executive Compensation
13 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________Agilent Technologies, Inc.Ticker Security ID: Meeting Date Meeting StatusA CUSIP 00846U101 03/20/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Hans E. Bishop Mgmt For Against Against2 Elect Paul N. Clark Mgmt For Against Against3 Elect Tadataka (Tachi) Mgmt For Against Against Yamada
4 Amendment to the 2018 Mgmt For For For Stock Plan
5 Advisory Vote on Mgmt For For For Executive Compensation
6 Ratification of Auditor Mgmt For Against Against________________________________________________________________________________Air Products and Chemicals, Inc.Ticker Security ID: Meeting Date Meeting StatusAPD CUSIP 009158106 01/24/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Susan K. Carter Mgmt For For For2 Elect Charles I. Cogut Mgmt For Against Against3 Elect Seifi Ghasemi Mgmt For For For4 Elect Chadwick C. Mgmt For Against Against Deaton
5 Elect David H. Y. Ho Mgmt For For For6 Elect Margaret G. Mgmt For For For McGlynn
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SEI09.txt
7 Elect Edward L. Monser Mgmt For For For8 Elect Matthew H. Paull Mgmt For Against Against9 Advisory Vote on Mgmt For For For Executive Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________Akamai Technologies, Inc.Ticker Security ID: Meeting Date Meeting StatusAKAM CUSIP 00971T101 05/15/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Peter Tom Mgmt For For For Killalea
2 Elect F. Thomson Mgmt For For For Leighton
3 Elect Jonathan F. Mgmt For Against Against Miller
4 Amendment to the 2013 Mgmt For For For Stock Incentive Plan
5 Advisory Vote on Mgmt For For For Executive Compensation
6 Ratification of Auditor Mgmt For Against Against________________________________________________________________________________Alaska Air Group, Inc.Ticker Security ID: Meeting Date Meeting StatusALK CUSIP 011659109 05/09/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Patricia M. Mgmt For Against Against Bedient
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SEI09.txt2 Elect James A. Beer Mgmt For For For3 Elect Marion C. Blakey Mgmt For For For4 Elect Phyllis J. Mgmt For Against Against Campbell
5 Elect Raymond L. Conner Mgmt For For For6 Elect Dhiren Fonseca Mgmt For For For7 Elect Susan J. Li Mgmt For For For8 Elect Helvi K. Sandvik Mgmt For For For9 Elect J. Kenneth Mgmt For For For Thompson
10 Elect Bradley D. Tilden Mgmt For For For11 Elect Eric K. Yeaman Mgmt For Against Against12 Advisory Vote on Mgmt For For For Executive Compensation
13 Ratification of Auditor Mgmt For For For14 Amendment to the 2010 Mgmt For For For Employee Stock Purchase Plan
15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report
16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access Bylaw Amendment
________________________________________________________________________________Albemarle CorporationTicker Security ID: Meeting Date Meeting StatusALB CUSIP 012653101 05/07/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Advisory Vote on Mgmt For For For Executive Compensation
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SEI09.txt2 Elect M. Laurie Brlas Mgmt For For For3 Elect William H. Mgmt For Against Against Hernandez
4 Elect Luther C. Kissam Mgmt For For For IV
5 Elect Douglas L. Maine Mgmt For Against Against6 Elect J. Kent Masters Mgmt For For For7 Elect James J. O'Brien Mgmt For Against Against8 Elect Diarmuid B. Mgmt For For For O'Connell
9 Elect Dean Seavers Mgmt For For For10 Elect Gerald A. Steiner Mgmt For For For11 Elect Harriett Tee Mgmt For For For Taggart
12 Elect Alejandro D. Mgmt For For For Wolff
13 Ratification of Auditor Mgmt For Against Against________________________________________________________________________________Alexandria Real Estate Equities, Inc.Ticker Security ID: Meeting Date Meeting StatusARE CUSIP 015271109 05/09/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Joel S. Marcus Mgmt For Against Against2 Elect Steven R. Hash Mgmt For For For3 Elect John L. Atkins, Mgmt For Against Against III
4 Elect James P. Cain Mgmt For Against Against5 Elect Maria C. Freire Mgmt For For For6 Elect Richard H. Klein Mgmt For For For7 Elect James H. Mgmt For For For Richardson
8 Elect Michael A. Mgmt For For For Woronoff
9 Advisory Vote on Mgmt For For For Executive Compensation
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SEI09.txt
10 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________Alexion Pharmaceuticals, Inc.Ticker Security ID: Meeting Date Meeting StatusALXN CUSIP 015351109 05/14/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1.1 Elect Felix J. Baker Mgmt For Withhold Against1.2 Elect David R. Brennan Mgmt For Withhold Against1.3 Elect Christopher J. Mgmt For For For Coughlin
1.4 Elect Deborah Dunsire Mgmt For For For1.5 Elect Paul A. Friedman Mgmt For Withhold Against1.6 Elect Ludwig N. Hantson Mgmt For For For1.7 Elect John T. Mollen Mgmt For For For1.8 Elect Francois Nader Mgmt For For For1.9 Elect Judith A. Mgmt For For For Reinsdorf
1.10 Elect Andreas Rummelt Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Mgmt For Against Against Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access Bylaw Amendment
________________________________________________________________________________Align Technology, Inc.Ticker Security ID: Meeting Date Meeting StatusALGN CUSIP 016255101 05/15/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Kevin J. Dallas Mgmt For For For2 Elect Joseph M. Hogan Mgmt For For For3 Elect Joseph Lacob Mgmt For Against Against
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SEI09.txt4 Elect C. Raymond Mgmt For Against Against Larkin, Jr.
5 Elect George J. Morrow Mgmt For Against Against6 Elect Thomas M. Mgmt For For For Prescott
7 Elect Andrea L. Saia Mgmt For For For8 Elect Greg J. Santora Mgmt For For For9 Elect Susan E. Siegel Mgmt For For For10 Elect Warren S. Thaler Mgmt For Against Against11 Ratification of Auditor Mgmt For Against Against12 Advisory Vote on Mgmt For Against Against Executive Compensation
________________________________________________________________________________Allegion plcTicker Security ID: Meeting Date Meeting StatusALLE CUSIP G0176J109 06/05/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Carla Cico Mgmt For For For2 Elect Kirk S. Hachigian Mgmt For Against Against3 Elect Nicole Parent Mgmt For For For Haughey
4 Elect David D. Petratis Mgmt For For For5 Elect Dean I. Schaffer Mgmt For Against Against6 Elect Charles L. Szews Mgmt For Against Against7 Elect Martin E. Welch Mgmt For Against Against III
8 Advisory Vote on Mgmt For For For Executive Compensation
9 Appointment of Auditor Mgmt For For For and Authority to Set Fees
10 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights
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SEI09.txt
11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights
________________________________________________________________________________Allergan plcTicker Security ID: Meeting Date Meeting StatusAGN CUSIP G0177J108 05/01/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Nesli Basgoz Mgmt For For For2 Elect Joseph H. Boccuzi Mgmt For Against Against3 Elect Christopher W. Mgmt For Against Against Bodine
4 Elect Adriane M. Brown Mgmt For For For5 Elect Christopher J. Mgmt For Against Against Coughlin
6 Elect Carol Anthony Mgmt For Against Against Davidson
7 Elect Thomas C. Freyman Mgmt For For For8 Elect Michael E. Mgmt For For For Greenberg
9 Elect Robert J. Hugin Mgmt For For For10 Elect Peter J. Mgmt For For For McDonnell
11 Elect Brenton L. Mgmt For For For Saunders
12 Advisory Vote on Mgmt For For For Executive Compensation
13 Ratification of Mgmt For Against Against Auditor and Authority to Set Fees
14 Authority to Issue Mgmt For For For Shares w/ Preemptive
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SEI09.txt Rights
15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights
16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment)
17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair
________________________________________________________________________________Alliance Data Systems CorporationTicker Security ID: Meeting Date Meeting StatusADS CUSIP 018581108 06/04/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Bruce K. Anderson Mgmt For For For2 Elect Roger H. Ballou Mgmt For For For3 Elect Kelly J. Barlow Mgmt For For For4 Elect Edward J. Mgmt For For For Heffernan
5 Elect Kenneth R. Jensen Mgmt For For For6 Elect Robert A. Mgmt For Against Against Minicucci
7 Elect Timothy J. Mgmt For Against Against Theriault
8 Elect Laurie A. Tucker Mgmt For For For9 Elect Sharen J. Turney Mgmt For For For10 Advisory Vote on Mgmt For For For Executive Compensation
11 Ratification of Auditor Mgmt For Against Against________________________________________________________________________________Alliant Energy Corporation
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SEI09.txtTicker Security ID: Meeting Date Meeting StatusLNT CUSIP 018802108 05/16/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1.1 Elect Roger K. Newport Mgmt For For For1.2 Elect Jillian C. Evanko Mgmt For For For1.3 Elect John O. Larsen Mgmt For For For1.4 Elect Thomas F. O'Toole Mgmt For For For2 Advisory Vote on Mgmt For For For Executive Compensation
3 Ratification of Auditor Mgmt For For For4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Spending Report
________________________________________________________________________________Alphabet Inc.Ticker Security ID: Meeting Date Meeting StatusGOOGL CUSIP 02079K305 06/19/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For1.3 Elect John L. Hennessy Mgmt For Withhold Against1.4 Elect L. John Doerr Mgmt For Withhold Against1.5 Elect Roger W. Mgmt For For For Ferguson, Jr.
1.6 Elect Ann Mather Mgmt For Withhold Against1.7 Elect Alan R. Mulally Mgmt For For For1.8 Elect Sundar Pichai Mgmt For For For1.9 Elect K. Ram Shriram Mgmt For For For1.10 Elect Robin L. Mgmt For Withhold Against Washington
2 Ratification of Auditor Mgmt For Against Against3 Amendment to the 2012 Mgmt For For For
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SEI09.txt Stock Plan
4 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization
5 Shareholder Proposal ShrHoldr Against For Against Regarding Policy on Inequitable Employment Practices
6 Shareholder Proposal ShrHoldr Against For Against Regarding Formation of a Societal Risk Oversight Committee
7 Shareholder Proposal ShrHoldr Against For Against Regarding Preparation of Sexual Harassment Report
8 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors
9 Shareholder Proposal ShrHoldr Against For Against Regarding Median Gender Pay Equity Report
10 Shareholder Proposal ShrHoldr Against For Against Regarding Strategic Alternatives Committee
11 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Representative Director
12 Shareholder Proposal ShrHoldr Against Against For Regarding Simple Majority Vote
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SEI09.txt
13 Shareholder Proposal ShrHoldr Against For Against Regarding Linking Executive Pay to Sustainability
14 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Assessment on Impacts of Censored Google Search in China
15 Shareholder Proposal ShrHoldr Against For Against Regarding Clawback Policy
16 Shareholder Proposal ShrHoldr Against For Against Regarding a Report on the Efficacy of Enforcement of Content Policies
________________________________________________________________________________Altria Group, Inc.Ticker Security ID: Meeting Date Meeting StatusMO CUSIP 02209S103 05/16/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect John T. Casteen Mgmt For For For III
2 Elect Dinyar S. Devitre Mgmt For Against Against3 Elect Thomas F. Mgmt For Against Against Farrell II
4 Elect Debra J. Mgmt For For For Kelly‐Ennis
5 Elect W. Leo Kiely III Mgmt For For For6 Elect Kathryn B. Mgmt For For For McQuade
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SEI09.txt7 Elect George Munoz Mgmt For Against Against8 Elect Mark E. Newman Mgmt For For For9 Elect Nabil Y. Sakkab Mgmt For Against Against10 Elect Virginia E. Mgmt For For For Shanks
11 Elect Howard A. Mgmt For For For Willard III
12 Ratification of Auditor Mgmt For Against Against13 Advisory Vote on Mgmt For For For Executive Compensation
14 Shareholder Proposal ShrHoldr Against For Against Regarding Nicotine Levels in Tobacco Products
15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report
________________________________________________________________________________Amazon.com, Inc.Ticker Security ID: Meeting Date Meeting StatusAMZN CUSIP 023135106 05/22/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For2 Elect Rosalind G. Mgmt For For For Brewer
3 Elect Jamie S. Gorelick Mgmt For For For4 Elect Daniel P. Mgmt For For For Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For6 Elect Indra K. Nooyi Mgmt For For For7 Elect Jonathan J. Mgmt For For For Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against9 Elect Patricia Q. Mgmt For For For
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SEI09.txt Stonesifer
10 Elect Wendell P. Weeks Mgmt For Against Against11 Ratification of Auditor Mgmt For Against Against12 Advisory Vote on Mgmt For For For Executive Compensation
13 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Food Waste
14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings
15 Shareholder Proposal ShrHoldr Against Against For Regarding Ban on Government Use of Facial Recognition Technology
16 Shareholder Proposal ShrHoldr Against For Against Regarding the Human Rights Impacts of Facial Recognition Technology
17 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Hate Speech and Sale of Offensive Products
18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair
19 Shareholder Proposal ShrHoldr Against For Against Regarding Preparation of Sexual Harassment Report
20 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change
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SEI09.txt Report
21 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Board Qualifications
22 Shareholder Proposal ShrHoldr Against For Against Regarding Median Gender Pay Equity Report
23 Shareholder Proposal ShrHoldr Against For Against Regarding Linking Executive Pay to Sustainability and Diversity
24 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions
________________________________________________________________________________Ameren CorporationTicker Security ID: Meeting Date Meeting StatusAEE CUSIP 023608102 05/02/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Warner L. Baxter Mgmt For For For2 Elect Catherine S. Mgmt For For For Brune
3 Elect J. Edward Coleman Mgmt For For For4 Elect Ward H. Dickson Mgmt For For For5 Elect Noelle K. Eder Mgmt For For For6 Elect Ellen M. Mgmt For For For Fitzsimmons
7 Elect Rafael Flores Mgmt For Against Against8 Elect Richard J. Mgmt For For For Harshman
9 Elect Craig S. Ivey Mgmt For For For10 Elect James C. Johnson Mgmt For Against Against11 Elect Steven H. Mgmt For Against Against
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SEI09.txt Lipstein
12 Elect Stephen R. Wilson Mgmt For For For13 Advisory Vote on Mgmt For For For Executive Compensation
14 Ratification of Auditor Mgmt For Against Against15 Transaction of Other Mgmt For Against Against Business
________________________________________________________________________________American Airlines Group Inc.Ticker Security ID: Meeting Date Meeting StatusAAL CUSIP 02376R102 06/12/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect James F. Albaugh Mgmt For Against Against2 Elect Jeffrey D. Mgmt For For For Benjamin
3 Elect John T. Cahill Mgmt For Against Against4 Elect Michael J. Embler Mgmt For For For5 Elect Matthew J. Hart Mgmt For For For6 Elect Susan D. Kronick Mgmt For For For7 Elect Martin H. Nesbitt Mgmt For For For8 Elect Denise M. O'Leary Mgmt For Against Against9 Elect W. Douglas Parker Mgmt For For For10 Elect Ray M. Robinson Mgmt For Against Against11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Mgmt For Against Against Executive Compensation
13 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report
________________________________________________________________________________American Electric Power Company, Inc.Ticker Security ID: Meeting Date Meeting StatusAEP CUSIP 025537101 04/23/2019 VotedMeeting Type Country of Trade
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SEI09.txtAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Nicholas K. Akins Mgmt For For For2 Elect David J. Anderson Mgmt For For For3 Elect J. Barnie Mgmt For For For Beasley, Jr.
4 Elect Ralph D. Crosby, Mgmt For For For Jr.
5 Elect Linda A. Mgmt For For For Goodspeed
6 Elect Thomas E. Hoaglin Mgmt For For For7 Elect Sandra Beach Lin Mgmt For For For8 Elect Margaret M. Mgmt For For For McCarthy
9 Elect Richard C. Mgmt For For For Notebaert
10 Elect Lionel L. Mgmt For For For Nowell, III
11 Elect Stephen S. Mgmt For For For Rasmussen
12 Elect Oliver G. Mgmt For For For Richard, III
13 Elect Sara Martinez Mgmt For For For Tucker
14 Ratification of Auditor Mgmt For For For15 Elimination of Mgmt For For For Preemptive Rights
16 Advisory Vote on Mgmt For For For Executive Compensation
________________________________________________________________________________
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SEI09.txtAmerican Express CompanyTicker Security ID: Meeting Date Meeting StatusAXP CUSIP 025816109 05/07/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Charlene Mgmt For For For Barshefsky
2 Elect John J. Brennan Mgmt For For For3 Elect Peter Chernin Mgmt For Against Against4 Elect Ralph de la Vega Mgmt For For For5 Elect Anne M. A. Mgmt For For For Lauvergeon
6 Elect Micheal O. Mgmt For For For Leavitt
7 Elect Theodore J. Mgmt For Against Against Leonsis
8 Elect Stephen J. Squeri Mgmt For For For9 Elect Daniel L. Vasella Mgmt For Against Against10 Elect Ronald A. Mgmt For Against Against Williams
11 Elect Christopher D. Mgmt For For For Young
12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Mgmt For For For Executive Compensation
14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act By Written Consent
15 Shareholder Proposal ShrHoldr Against Against For Regarding Excluding EPS in Executive Compensation
16 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay
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SEI09.txt Equity Report
________________________________________________________________________________American International Group, Inc.Ticker Security ID: Meeting Date Meeting StatusAIG CUSIP 026874784 05/21/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect W. Don Cornwell Mgmt For For For2 Elect Brian Duperreault Mgmt For For For3 Elect John Fitzpatrick Mgmt For For For4 Elect William G. Mgmt For For For Jurgensen
5 Elect Christopher S. Mgmt For For For Lynch
6 Elect Henry S. Miller Mgmt For For For7 Elect Linda A. Mills Mgmt For For For8 Elect Thomas F. Motamed Mgmt For For For9 Elect Suzanne Nora Mgmt For For For Johnson
10 Elect Peter R. Porrino Mgmt For For For11 Elect Amy Schioldager Mgmt For For For12 Elect Douglas M. Mgmt For For For Steenland
13 Elect Therese M. Mgmt For For For Vaughan
14 Advisory Vote on Mgmt For Against Against Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation
16 Ratification of Auditor Mgmt For Against Against17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting
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________________________________________________________________________________American Tower CorporationTicker Security ID: Meeting Date Meeting StatusAMT CUSIP 03027X100 05/21/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
1 Elect Raymond P. Dolan Mgmt For For For2 Elect Robert D. Hormats Mgmt For For For3 Elect Gustavo Lara Mgmt For For For Cantu
4 Elect Grace D. Lieblein Mgmt For For For5 Elect Craig Macnab Mgmt For For For6 Elect JoAnn A. Reed Mgmt For For For7 Elect Pamela D.A. Reeve Mgmt For For For8 Elect David E. Sharbutt Mgmt For For For9 Elect James D. Mgmt For For For Taiclet, Jr.
10 Elect Samme L. Thompson Mgmt For For For11 Ratification of Auditor Mgmt For Against Against12 Advisory Vote on Mgmt For For For Executive Compensation
13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair
14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report
________________________________________________________________________________American Water Works Company, Inc.Ticker Security ID: Meeting Date Meeting StatusAWK CUSIP 030420103 05/10/2019 VotedMeeting Type Country of TradeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt
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1 Elect Jeffrey N. Mgmt For For For Edwards
2 Elect Martha Clark Goss Mgmt For For For3 Elect Veronica M. Hagen Mgmt For For For4 Elect Julia L. Johnson Mgmt For For For5 Elect Karl F. Kurz Mgmt For For For6 Elect George MacKenzie Mgmt For For For7 Elect James G. Mgmt For For For Stavridis
8 Elect Susan N. Story Mgmt For Against Against9 Advisory Vote on Mgmt For For For Executive Compensation
10 Ratification of Auditor Mgmt For Against Against11 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report
12 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report
________________________________________________________________________________Ameriprise Financial, Inc.Ticker Security ID: Meeting Date Meeting StatusAMP CUSIP 03076C106 04/24/2019 VotedMeeting Type